Habit, Choice, and Addiction (Vandaele & Ahmed, 2021)

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The article discusses the habit theory of addiction and how drug exposure can promote habitual behaviors in rodents. However, it notes there is debate around whether habit formation or expression contributes to the transition to addiction in humans, as studies have shown mixed results. It also discusses the need to consider more complex frameworks that account for interactions between goal-directed and habitual systems in decision making.

The article notes the relationship between drug use and habits remains controversial in humans, as studies have shown mixed results. It discusses how although literature shows drug exposure promotes habits in rodents, it's unclear how drug habits may actually favor further drug use and the transition to addiction.

One limitation discussed is the absence of habits being examined in choice settings previously. Most studies look at habits in isolation without considering the complexity of decision making environments for drug users, such as the presence of cues.

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REVIEW ARTICLE
Habit, choice, and addiction
1
Y. Vandaele and S. H. Ahmed2,3

Addiction was suggested to emerge from the progressive dominance of habits over goal-directed behaviors. However, it is
generally assumed that habits do not persist in choice settings. Therefore, it is unclear how drug habits may persist in real-world
scenarios where this factor predominates. Here, we discuss the poor translational validity of the habit construct, which impedes our
ability to determine its role in addiction. New evidence of habitual behavior in a drug choice setting are then described and
discussed. Interestingly, habitual preference did not promote drug choice but instead favored abstinence. Here, we propose several
clues to reconcile these unexpected results with the habit theory of addiction, and we highlight the need in experimental research
to face the complexity of drug addicts’ decision-making environments by investigating drug habits in the context of choice and in
the presence of cues. On a theoretical level, we need to consider more complex frameworks, taking into account continuous
interactions between goal-directed and habitual systems, and alternative decision-making models more representative of real-
world conditions.

Neuropsychopharmacology (2021) 46:689–698; https://doi.org/10.1038/s41386-020-00899-y


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INTRODUCTION the balance between these two systems would be shifted toward
Tobacco, alcohol, and substance use disorders, which will be habit in SUD.
referred to as addiction in the present review, are all driven by a However, the relation between drug use and habit remains
transition toward compulsive drug use characterized by a loss of controversial in humans, with mixed results and significant
control over drug intake, persistent drug use despite dreadful discrepancies [9, 10]. Furthermore, although the literature in
consequences, and frequent episodes of relapse. Among recrea- rodents converges to show that drug exposure promotes habit,
tional users, only a subset ultimately lose control over drug use how drug habits favor further drug use and, ultimately, the
and develop an addiction. To explain this transition, several, often transition to addiction remains unclear. In this review, we try to
overlapping, theories have been proposed [1]. Among them, the address this question by reviewing behavioral evidence
influential but controversial habit theory of addiction posits that supporting the habit theory of addiction in rodents and
the transition to addiction emerges from the progressive discussing important limitations, notably the absence of habit
development and dominance of drug habits over goal-directed in choice settings. We then present new evidence of habitual
control [2, 3]. Although drug habits appear omnipresent in any behavior in a drug choice setting and propose several clues to
form of addiction, whether formation or expression of drug habits explain our unexpected results in the light of the habit theory of
contribute to the transition to addiction remains a matter of addiction. We propose new perspectives on this theory that
debate. embrace the complexity of the decision-making environment of
The involvement of automatic processes in addiction was drug addicts and of interactions between decision-making
suggested 30 years ago in the seminal work of Tiffany [4]. Several processes.
diagnostic criteria for SUD are consistent with the concept of drug
habit; notably, the persistence of drug use when it is no longer
pleasurable and despite negative consequences, the high DRUGS PROMOTE HABIT
reactivity to drug-associated cues and context, and the fact that A large number of studies in rodents show that drugs of abuse
addictive behaviors appear out of voluntary control [1, 5, 6]. Habits promote habit. Following drug self-administration training, drugs
are defined as automatic responses elicited by antecedent stimuli can be devalued using either sensory-specific satiety or CTA
without deliberation or representation of the consequences of before responding for the drug is tested under extinction (Box 1).
one’s action. Because habits do not depend on the Using this procedure, it was shown that responding for ethanol
response–outcome association underlying goal-directed behavior, [11–17], cocaine [18, 19], and nicotine [20, 21] becomes habitual
they are generally operationalized as an absence of goal-directed after various length of training. In some studies, the transition to
behavior; that is, actions not affected by a reduction of the habit was faster for the drug compared to a nondrug reward
outcome value and/or by a degradation of the response–outcome suggesting stronger facilitation of habit formation for drug
contingency are under habitual control (Box 1) [7, 8]. Although seeking [11, 13, 15, 18, 21]. Interestingly, studies in which rats
these tests typically answer a yes-or-no question, habit and goal- are trained to self-administer cocaine or heroin in a seeking-taking
directed systems likely control behavior along a continuum, and schedule (e.g., heterogeneous chains; seeking RI30—taking FR1 on

1
Department of Psychiatry, Lausanne University Hospital, Lausanne, Switzerland; 2Institut des Maladies Neurodégénératives, Université de Bordeaux, Bordeaux, France and
3
Institut des Maladies Neurodégénératives, CNRS, Bordeaux, France
Correspondence: Y. Vandaele ([email protected])

Received: 24 August 2020 Revised: 7 October 2020 Accepted: 19 October 2020


Published online: 9 November 2020

© The Author(s), under exclusive licence to American College of Neuropsychopharmacology 2020


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least two rewarded responses, their behavior remains sensitive to
Box 1 Experimental tests of habitual control outcome devaluation, even after extended training [42–44] or
In contrast to goal-directed behavior, habit does not depend on the current
motivational value of the outcome and on the knowledge of a causal relationship cocaine exposure [34]. Furthermore, the degree of reward predict-
between the response and the outcome. Thus, reducing the value of the ability seems to play a significant role in habit expression [45–47].
outcome and/or the contingency between the response and the outcome does When uncertainty about task contingencies is introduced before
not affect habitual behavior but reduces responding under goal-directed control
(Balleine and Dickinson [8]; Dickinson [41]; Dickinson and Balleine [7]).
testing, this can be sufficient to render habitual behavior, goal-
Outcome devaluation: the value of a reward is typically reduced by sensory- directed again [45, 46]. Finally, expression of habit is typically
specific satiety or by pairing the consumption of the reward with an injection of observed under conditions of extinction. Indeed, when the devalued
lithium chloride to induce conditioned taste aversion (CTA) (Adams and reinforcer is delivered during reacquisition tests, instrumental
Dickinson 1981 [129]; Balleine and Dickinson [8]; Colwill 1993 [126]; Dickinson
and Balleine [7]; Rescorla 1987 [128]). Responding for the devalued outcome is
responding for drug or nondrug rewards generally becomes
then tested under extinction and compared to a control condition in which the sensitive to outcome devaluation [15, 18, 21, 28, 30, 40, 41].
outcome is not devalued. If we consider that behavior remains goal-directed when there is a
Contingency degradation: the contingency between the response and the simple choice between two options, the hypothesis that drug habits
outcome can be degraded by providing noncontingent delivery of one outcome,
while maintaining another response–outcome association intact. For instance,
contribute to compulsive drug use and ultimately addiction is
one action (R1) is performed to obtain a reward (O1), while another action (R2) difficult to reconcile with real-world scenarios, in which drug addicts
gives access to another reward (O2). During the test, one of the outcomes (i.e., typically face a multitude of drug and nondrug alternatives [10]. The
O1) is delivered non contingently such that its delivery is equally probable apparent incompatibility between choice and habit raises another
following a response or not (that is, p(O1/R1) = p(O1/~R1) = 0.5). The con- paradox that extends beyond the question of addiction: if this
tingency of this R1–O1 association is thus degraded. The alternative R2–O2
contingency remains intact. Goal-directed performance of the degraded incompatibility were genuine, then how habitual behaviors could be
response should be reduced compared to the non-degraded alternative (Colwill so ubiquitous in everyday life with its rich array of choices and
1993 [126]; Dickinson and Mulatero 1989 [127]). Conversely, insensitivity to this options? In real-world scenarios, habits must somehow be
procedure indicates that performance is under habitual control. compatible with choice, if only to minimize the costs associated
with computationally demanding goal-directed decision-making
processes [48, 49]. Another factor limiting the ecological relevance of
animal research on habits is that habits have only been observed
separate levers) reveal that rats correctly encode the contingency under extinction conditions, mainly to avoid incentive learning and
between the seeking response, the taking response and the reengagement of goal-directed control [15, 18, 21, 40, 41]. However,
outcome, indicating that their behavior is under goal-directed extinction conditions rarely occur in real-world drug use scenarios, in
control [22, 23]. However, it was also shown that the cocaine- which drug seeking is typically reinforced [10]. Although current
seeking response becomes insensitive to extinction of the cocaine animal models appear to fail to demonstrate habit in conditions of
taking response following extended self-administration training, higher face validity, the difficulty of observing habit in drug users
suggesting a shift to habitual control [24]. could also indicate that habit is not an underlying process driving
Numerous studies show that passive drug exposure is sufficient addiction. One way to address this issue is to improve the validity of
to promote habitual responding for nondrug rewards. For the habit construct, mainly impeded by the apparent impossibility of
instance, while lever pressing for a solution of 20% sucrose observing habit under conditions of choice and reinforcement.
remains under goal-directed control after 8 weeks of training, However, two recent studies provide new evidence of habit in a
home-cage access to ethanol during instrumental training renders drug choice setting and under conditions of reinforcement.
the behavior habitual [11]. Ethanol-induced facilitation of habitual
responding for food was also found following chronic intermittent
exposure to ethanol vapor [25]. Passive cocaine [26, 27] or NEW EVIDENCE OF HABITUAL RESPONDING FOR NONDRUG
amphetamine [28–30] exposure also rendered responding for a REINFORCERS IN A DRUG CHOICE SETTING
nondrug reward insensitive to devaluation by specific satiety or We have recently found that in rats given a choice between a
CTA. Interestingly, even limited post-training exposure to cocaine noncaloric solution of saccharin and an intravenous dose of
was sufficient to observe habitual responding for food rewards cocaine, responding for saccharin is habitual [50]. Indeed,
[31], a results not replicated with amphetamine [32]. Drug-induced preference for saccharin was maintained following saccharin
facilitation of habit was also demonstrated in studies showing devaluation by sensory-specific satiety, in a test conducted under
insensitivity to degradation of instrumental contingency (Box 1) extinction (Fig. 1A, B). In fact, we observed an effect of reward
following ethanol exposure [16] or repeated injections of cocaine directly reflecting rats’ preference for saccharin, but no effect of
[33]. However, two studies have found that exposure to cocaine devaluation on saccharin- and cocaine-seeking behavior (Fig. 1A,
increased rather than decreased sensitivity to contingency B). This insensitivity of saccharin preference to devaluation was
degradation [34, 35]. Overall, besides few exceptions [32, 35, 36], replicated using CTA (Fig. 1D, E). Importantly, devaluation of
the literature in rodents converges to show that various drugs of saccharin was verified by showing a reduction of saccharin
abuse shift the balance toward habit. consumption in the devalued group compared to the non-
devalued group for both devaluation methods (Fig. 1C, F).
Another study from our laboratory tested the sensitivity of the
LIMITATIONS TO THE HABIT THEORY OF ADDICTION rats’ preference to changes in the current value of the nondrug
Although drugs of abuse generally promote habit, a very specific set option, in conditions of choice and reinforcement [51]. Specifically,
of conditions is typically required to observe habit in rodents. First, water-restricted rats were trained to choose between water and
the schedule of reinforcement (i.e., random interval) can bias action cocaine. Preference was assessed across repeated cycles of water
control toward habit by reducing the contingency and contiguity restriction and satiation (Fig. 2A). 1 h or 2 h presession access to
between response and reinforcement [37–39]. Second, extended water (1h-Ø and 2h-Ø sessions) had no effect on preference and
operant training can also be required to induce an observable shift only moderately suppressed water consumption during water
toward habit [40–42]. For instance, drug seeking is goal-directed trials (Fig. 2A, B). Thus, water was also made available during every
after limited training in the seeking-taking schedule [22–24] but intertrial intervals (ITI) of the session (Free-Water condition, FW
becomes habitual after extended training [24]. Long training is also sessions). This resulted in a drastic suppression of water
required to observe the development of alcohol and nicotine habits consumption during water trials, indicating successful devaluation
[11, 20]. Lack of choice seems to be a prerequisite for observing (Fig. 2B). However, rats kept preferentially selecting the water
habits during testing. When animals have concurrent access to at option, even though they consumed little of it. Importantly,

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Fig. 1 Habitual preference for saccharin in a drug choice setting. A–C Responding for saccharin is not reduced following saccharin
devaluation by specific satiety. A Rats’ performance on the cocaine and saccharin levers did not differ between the devalued group (D; white)
and the non-devalued group (ND; blue) across 1 min time bins in the extinction test. *p < 0.05 Coc vs. Sacch. B The total number of lever
presses was higher on the saccharin lever compared to the cocaine lever but was not affected by devaluation. *p < 0.05 Coc vs. Sacch.
C Saccharin was correctly devalued as measured by a reduction in posttest consumption of saccharin in the D group compared to the ND
group. D–F Preference for saccharin is also insensitive to saccharin devaluation by CTA. D, E Rats responded more on the saccharin lever
compared to the cocaine lever but did not differ as a function of devaluation. *p < 0.05 Coc vs. Sacch. F Devaluation of saccharin was
confirmed during the test of consumption immediately after the extinction session. Adapted from [50].

experiencing the devalued outcome during ITI and water trials did since rats became sensitive to the altered outcome value in the
not reverse preference toward the still valued drug option by presence of an altered interoceptive state (water satiation), it
reengaging goal-directed control, indicating that preference for could be argued that rats progressively learned to reengage MB
water was habitual and inflexible. goal-directed control. Yet, rats maintained their preference for
A progressive reversal of preference toward the drug was water following quinine-induced devaluation, despite a significant
observed across nine cycles of water restriction and satiation, suppression of water consumption (Fig. 2A, B), indicating that rats
indicating that preference can only change after repeated training cannot flexibly adjust their preference in response to outcome
with the novel water value. These results could be well explained devaluation using another modality (e.g., taste instead of
in the context of model-based (MB) and model-free (MF) control, motivational state). A more parsimonious hypothesis is that rats
used as proxies for goal-directed and habitual control, respectively learned instead to select options according to their motivational
(Box 2) [48, 52–54]. The slow reversal of preference observed in state under MF control (i.e., select water when thirsty), without
our study is what would be expected under MF control, which relying on the outcome value per se.
depends on iterative and retrospective learning of an action’s
values in a given “state”. Thus, rats may have learned to compute Possible explanations
the actions’ value from the start of the session, based on their The results described above are surprising since responding for
motivational state. In other words, rats learn to select water when the nondrug reward was habitual despite choice and reinforce-
thirsty, and cocaine when sated, without relying on the expected ment. In the following subsection, we will discuss possible
current value of these two rewards. To test this hypothesis, rats explanations for these unexpected results.
were tested again with 1 h water access before the session but not Both experiments included prior training in the discrete-trial
during ITI (1h-Ø; Fig. 2A). Although this condition moderately choice schedule to assess preference under baseline conditions. In
decreased consumption during water trials, the preference for this procedure, the lever insertion and retraction at each trial
cocaine increased to 50% and was significantly higher than constitute salient cues predicting reward availability and delivery,
cocaine preference before devaluation training under the same respectively. By reducing uncertainty about reward delivery and
conditions. These results suggest that during devaluation training, alleviating the need for attentional monitoring, these cues can
rats learn to use their motivational state as a discriminative cue to promote the rapid development of habit [47, 55, 56]. Indeed,
predict the most valuable option, under MF control. Alternatively, arbitration between MF and MB control has been suggested to

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Fig. 2 Inflexible preference for the alternative nondrug reward in a drug choice setting is under habitual, model-free control. Water-
restricted rats offered a choice between water and cocaine expressed a robust preference for water (black; baseline preference under water
deprivation). Water was then partially devalued with 1 h (1h-Ø, pink) and 2 h free-water access (2h-Ø, purple) before the choice session. Water
preference was not affected (A) but there was moderate suppression of water consumption. B Thus, free-water access was also introduced
during each intertrial interval (ITI) of choice sessions in addition to the hour of water presession access (white; 1 h + ITI, Free-Water FW).
Although this condition drastically suppressed water consumption from the first FW session (B), nine sessions were needed to observe a
complete reversal of preference (A). Following this devaluation training, 1 h water access was sufficient to raise cocaine preference to 50% in a
second 1h-Ø choice session (pink). Finally, devaluation of water by taste adulteration with quinine (blue) only moderately affected preference
(A) despite a strong suppression of water consumption (B). Adapted from [51].

Box 2 Model-based and model-free control


Algorithms in reinforcement learning, namely MB and MF learning, have been developed to account for the trade-off between decision speed and accuracy. MB and MF
learning formalize the well-documented distinction between goal-directed and habitual behavior, respectively. MB algorithms prospectively learn an internal model of the
world, and store a representation of the environment structure (i.e., a cognitive map) in order to compute the expected value of all available courses of actions by iteratively
estimating their consequences. MB learning is therefore accurate, but laborious. On the other hand, MF algorithms store and retrieve options “cached values”: the long-run
expected value of each action, acquired by iteratively updating actions value through repeated experience of the outcome. This simplified learning model is fast and efficient
at the cost of inflexibility: the stored values may be invalid and produce suboptimal choices following changes in task contingencies.
Sequential 2-steps Markov decision task (2-steps task): the 2-steps task teases apart MB and MF control by assessing subjects’ trial-by-trial sensitivity to immediate reward
history and task structure (Daw et al. [53]; Gläscher et al. 2010 [130]). In each trial, selecting one stimulus from the 1st-step pair of options results in common and rare
transitions to the 2nd-step pairs of options with probabilities of 70% and 30%, respectively. The probabilities of the 2nd-step pairs are reversed following selection of the
alternative 1st-step option. 2nd-step options are rewarded according to slowly varying and unpredictable probabilities. Under model-free control, choice does not depend
on the transition structure of the task (i.e., common or rare transition) but would only depend on whether the last action was rewarded. In contrast, under MB control, the
agent considers both the transition structure of the task (common vs. rare) and prior reward history (rewarded vs. unrewarded). Thus, when the 2nd-step choice is rewarded
and follows a rare transition from the 1st-step choice, a MB agent will switch to the alternative 1st-step option (more likely to result in the previously rewarded 2nd-step
state) whereas the MF agent will repeat the same 1st-stage choice with no adjustment based on the type of transition.

rely on the relative uncertainty of predictions from each system may be promoted by the structure of the discrete-trial choice
[52, 57]. In procedures involving discrete trials, the low uncertainty procedure. It is noteworthy that studies showing goal-directed
about MF predictions derived from the lever cues through choice between two nondrug rewards use self-paced random-
reinforcement learning is hypothesized to favor habit. This could ratio or -interval schedules, in absence of reward-predictive cues
explain why habitual responding for sucrose is observed after only and thus, under conditions of higher reward uncertainty
five sessions whereas 8 weeks of training are not sufficient to [34, 42, 44, 58].
observe habit when these cues are not available [11, 55]. The strong initial preference for the alternative nondrug reward
Therefore, habitual preference in the two studies described above in our studies indicates large difference in outcome values [50, 51].

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In contrast, studies showing goal-directed choice between two enhancing responding for an outcome predicted by a cue,
response–outcome associations typically use equally valuable despite devaluation of this outcome by satiety [81, 82]. However,
rewards [42–44, 59–62]. In this condition, the brain chooses the role of PIT in addiction remains unclear [83] and this process
advantageously by assigning and comparing options value and is presumably rare in human drug-seeking behavior, which is
selecting the response associated with the highest value [63–66]. generally reinforced by contingent drug exposure. Instead,
Consequently, decision-making remains under goal-directed Pavlovian cues are more likely to influence drug-seeking behavior
control—driven by a representation of the options’ value—when when they are contingent with drug delivery and come to
choice outcomes are difficult to distinguish [67]. However, when function as conditioned reinforcers (CR), by acquiring motiva-
there is a clear difference in outcome values, choice may not tional salience through repeated pairing with the drug [72, 84].
require effortful outcome representation but could instead rely on Although numerous studies demonstrate the fundamental role of
MF stimulus–response policy, slowly updated based on prior CR in producing and maintaining drug-seeking behaviors
reward history [48]. This is indeed what we observed when [72, 75, 85], how resistant habitual behaviors are to changes in
assessing rats’ preference across repeated cycles of water CR remains relatively unexplored. More generally, the funda-
restriction and satiation [51]. The facilitation of MF control in our mental role of Pavlovian cues in the control of reward-seeking
experimental choice setting is also in accordance with the behaviors remains largely overlooked in tasks employing self-
arbitration model of Daw et al. based on the relative uncertainty paced free-operant schedules in absence of conditioned and
of MB vs. MF predictions [52, 57]. While an increase in task discriminative stimuli.
complexity is predicted to favor MB control, the strong difference Because of the multiple interactions between cues, actions and
between value of drug and nondrug rewards combined with the outcomes, task structure plays a fundamental role in the
high predictability of reward delivery provided by lever cues orchestration of associative control during choice behavior.
should favor MF control. Moving forward, it is fundamental to face the associative
complexity underlying drug choice in addiction to understand
how interactions between stimuli, actions, and outcomes shape
REFRAMING THE HABIT THEORY OF ADDICTION individuals’ choices between drug and nondrug rewards.
In the two studies described above, habitual responding did not
promote drug choice but instead favored abstinence. How can we Facing the complexity of interactions between decision-making
reconcile these results with the habit theory of addiction? In the processes
following section, we will discuss new avenues to reframe the The habit theory of addiction is limited by the difficulty of
habit theory of addiction by embracing the complexity of (1) drug observing habits in real-world settings and evidence that drug-
addicts’ decision-making environment and (2) interactions seeking behaviors are primarily goal-directed [5, 10]. It could be
between decision-making processes. argued that behavioral persistence toward a devalued goal results
from an excessively strong motivation for the goal rather than
Facing the complexity of drug addicts’ environment from an action executed “out of habit”. Indeed, it was recently
The discrete-trial choice procedure developed in our laboratory suggested that excessive goal-directed control would drive the
has been used as a rodent model of addiction to isolate a minority transition to addiction [10]. Interestingly, evidence suggests that
of vulnerable rats that prefer the drug, when the large majority rats showing compulsive-like methamphetamine self-
prefers the alternative nondrug reward [68–71]. It is perhaps not administration (i.e., resistance to footshock punishment) exhibited
surprising that population-wide behavior in rats does not reflect hyperactivity in the orbitofrontal cortex (OFC) to dorsomedial
the behavior of the subgroup of individuals losing control over striatum (DMS) pathways, and lower engagement of the medial
drug use and developing SUD. Future research will assess possible prefrontal cortex (mPFC)—ventrolateral striatum circuitry [86].
development of habitual cocaine preference in the subset of Furthermore, in a model of optogenetic dopamine neurons self-
cocaine-preferring rats. stimulation [87], it was shown that potentiation of the OFC to
Although our research departs from the mainstream in dorsal striatum synaptic pathway drives compulsive-like reinforce-
showing habitual preference for a nondrug reward in a drug ment [88]. Given the established role of OFC in encoding of value
choice setting, there are commonalities with the literature on the during goal-directed behavior, these results suggest that
role of reward-predictive cues in biasing behavior toward habit. In compulsive-like drug use may be driven by an overestimation of
rodents, it was shown that providing reward-predictive cues—the drug value relative to punishment [89]. Furthermore, impairment
insertion and retraction of the lever—reduces uncertainty about of executive functioning resulting from drug-induced dysfunctions
reward delivery and favors habit [55, 56]. In this context, the lever in PFC activity can disrupt inhibitory control, resulting in an
cue could act as a noncontingent discriminative stimulus inability to suppress strong motivation after a change in
signaling the contingency between the response and the reward contingencies [89–91]. Together, these studies suggest that
[72]. Discriminative cues predictive of drug availability have been compulsive-like drug use is driven by excessive goal-directed
shown to produce drug seeking in animal models of relapse [72– motivation for the drug.
76]. Interestingly, when smokers are required to choose between Evidence of a shift from ventromedial to dorsolateral striatum in
cigarette and food rewards, the presentation of discriminative striato-nigro-striatal dopaminergic pathways, which is proposed to
cigarette cues (cigarette pictures) biased preference toward underlie the transition from goal-directed to habitual control over
cigarettes, an effect that was not reduced by tobacco devaluation drug seeking remains limited. Indeed, studies demonstrating this
using health warning or satiety [77, 78]. This result suggests that shift during cocaine self-administration under a second-order
habitual behavior is more strongly bounded by discriminative schedule of reinforcement did not assess whether behavior was
environmental stimuli and less controlled by the primary drug habitual [92]. Although a shift from ventromedial to dorsolateral
reinforcement itself. striatal (DLS) dopamine release has been observed during cocaine
Noncontingent Pavlovian cues can also directly interact with self-administration, this shift was suggested to promote refine-
instrumental reward-seeking behavior, a phenomenon known as ment of instrumental learning rather than escalated and
“Pavlovian to instrumental transfer” (PIT). Pavlovian cues can elicit compulsive-like cocaine seeking [93]. Numerous studies suggest
a representation of the outcome identity and enhance instru- that DMS and DLS are sequentially involved during early and late
mental responding for that same outcome specifically, indepen- instrumental training, when behavior is goal-directed or habitual,
dently of the current outcome value (specific-PIT) [42, 79, 80]. respectively [94–97]. This dissociation between DMS and DLS has
Specific-PIT can therefore counteract goal-directed responding by also been reported following ethanol and cocaine self-

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administration [11, 24]. Furthermore, dopamine transmission in control over the occurrence of choice trials by requiring them to
the DMS and DLS is required for early and late performance of nosepoke in a hole for the presentation of cocaine and saccharin
cue-mediated cocaine seeking, respectively [98]. However, the levers (Fig. 3A). As expected, we found that rats preferred
hypothesis of sequential involvement of DMS and DLS across saccharin over cocaine but intriguingly, this preference was
habitual learning has been recently challenged [56] and whether exclusive in the majority of rats (Fig. 3B). When the interest for
this serial recruitment in dorsostriatal activity is accelerated by saccharin was temporarily lost due to repeated choice (i.e., specific
drug exposure remains unknown. Clearly, more research is needed satiety), rats preferred to pause for long periods before reinitiating
to demonstrate a shift in meso-nigro-striatal dopaminergic a choice trial for saccharin, instead of switching to cocaine
signaling and dorsostriatal activity in the context of habitual (Fig. 3C). To explain this suboptimal behavior, we suggested that
drug-seeking behavior. rats are preferentially associating the initiation of behavioral
Although some neurobiological evidence suggests that addic- sequences with saccharin, thereby ignoring the drug reward.
tion is associated with excessive goal-directed drug seeking while These results show that in some situations, choice outcomes can
other studies seem to indicate a shift toward DLS-dependent be available but ignored, even when responding is under goal-
drug-seeking habits, drug-related behaviors may not be exclu- directed control [117].
sively habitual or goal directed. There are instances of both goal- These results raise an intriguing question; is it possible to select
directed and habitual behavior in drug addiction. Some strategies an option among several choice outcomes without actually
developed by drug addicts to acquire money, procure the drug choosing between them? Instead of comparing and choosing
and consume it are undoubtedly goal-directed in that they are between options, subjects may only consider the relevant options
highly flexible, driven by expectation of drug effects, and involve successively and decide whether to accept or reject them. This is
careful assessment of risks and benefits [5, 99]. On the other hand, the principle of sequential choice models, which assume that in
some drug-related behaviors can also be conceived as habitual, nature, simultaneous encounters are rare and that mechanisms of
for instance, the first cigarette smoked in the morning. Therefore, choice may be evolutionarily adapted to sequential encounters
instead of asking whether drug-seeking behavior is goal-directed [118–124]. Applying this model to the discrete-trial choice
or habitual, it may be more relevant to consider exercise of goal- procedure, choice between drug and nondrug rewards may not
directed control as a gradient and to determine how tilted the involve simultaneous choice with comparison of options value.
balance on that gradient is. However, tasks assessing individual Instead, only the relevant preferred option would be considered.
sensitivity to outcome devaluation typically answer a yes-or-no Since choices are exclusive in this procedure, habitual selection of
question [100]. In humans, the 2-step task (Box 2) was developed the nondrug reward with a short latency automatically foregoes
to estimate individual reliance on MB and MF control [48, 52–54] the opportunity to select cocaine. Likewise, drug addicts are
and is more suitable to measure the relative strength of both unlikely to simultaneously choose between drug and nondrug
systems (but see [101]). Using this procedure, several studies have rewards by comparing options values; they may instead decide
shown correlation between drug use and the strength of MB whether to carry out their drug-seeking sequence. Therefore,
control [102, 103]. Recent adaptation of this task in rodents [104– experimental settings involving simultaneous choice between
106] will provide further information about the relative contribu- options comparable in value in both human and rodent studies
tion of MB and MF systems in animal models of addiction [107]. may preclude the observation of habit by requiring assessment
Studies using the 2-step task converge to suggest that goal- and comparison of options’ value, thereby reengaging goal-
directed and habitual control are engaged in parallel and that directed control. Yet, this “artificial” choice setting may not
subjects rely on both systems to make decisions [53, 108]. Several represent the true decision-making structure faced by drug users
neurocomputational models suggest that habitual and goal- in real-world environment. Although more research is needed to
directed processes are intermingled under a hierarchical assess the validity of these sequential choice models, this new
decision-making structure. Keramati et al. proposed an integrative framework could resolve the challenge of the exponential
“plan-until-habit” model in which MF cached values are directly computational cost of MB strategies in real-world environment
integrated into MB prospective planning [49]. Along the same line, and the expression of habit despite choice in our experiments
Dezfouli and colleagues proposed that goal-directed choices can [50, 51], and in the broader context of drug-seeking in addiction.
be executed under habitual control [109–112]. Alternatively,
another model suggests that habitual control can be exerted
over goal selection. Selected goals are then reached with CONCLUSION
deliberation and planning [113]. Although these models propose We hope it is clear from this review that habits alone cannot
opposite relationships between goal-directed and habitual account for the development of compulsive drug use and that
systems, all share the assumption that humans constantly and drug habits are not necessary [125], nor sufficient [89] to explain
flexibly engage habitual and goal-directed control under hier- the transition to addiction. However, this does not preclude a role
archical levels in the decision-making structure. Further blurring for habits in addiction. Then, to what extent are drug habits
the frontier between goal-directed and habitual behaviors, several actually involved? To answer this question, we suffer from several
researchers suggest that habits are by essence goal driven limitations. The structure of our procedures generally favors
[114, 115]. reengagement of goal-directed control precluding correct assess-
One key problem of goal-directed, MB strategy is the high ment of habit. Experiments in animals suffer from a paucity of
computational demand for implementation. In theory, to make reward-predictive cues, which does not reflect the sensorial and
decisions under MB control, agents build a decision tree of all associative richness of drug addicts’ environment and does not
possible states and actions and navigate in this “cognitive map” to facilitate the development of habit by reducing reinforcement
estimate the long-run worth of each available outcome [48]. In the uncertainty. Finally, investigations are limited by too narrow views
forest of decision-tree possibilities in real-world settings, con- that drug-seeking behavior should be either habitual or goal-
sidering all the available options is not possible; relevant paths directed. Moving forward, we propose to better design instru-
must be somehow preselected [116]. For instance, possible mental tasks, in the presence of choice and reward-predictive
outcomes in a choice situation may be irrelevant and not cues, and under conditions of high reinforcement predictability to
considered in the first place. We have recently shown in rats that favor implementation of simple stimulus–response MF policies.
options can be available but not considered in the associative Alternative task structures involving sequential rather than
structure of the task, despite the engagement of goal-directed simultaneous choice should also be considered. On a theoretical
control [117]. In this task, we allowed rats to exert goal-directed level, we may need to consider a more complex framework taking

Neuropsychopharmacology (2021) 46:689 – 698


Habit, choice, and addiction
Y Vandaele and SH Ahmed
695

Fig. 3 Rats are oblivious to the cocaine option during self-initiated choice. A Rats are required to nosepoke in a hole under a fixed ratio 10
to trigger the presentation of two levers. Two consecutive presses on the left or right lever result in the delivery of saccharin or an intravenous
infusion of cocaine, respectively. B In this procedure, rats expressed a strong preference for saccharin. Interestingly, this preference was
exclusive for a majority of rats (right panel). C Analysis of choice patterns reveals that rats choosing saccharin exclusively did so in bouts of
varying lengths separated by pauses, during which they did not self-initiated any trial for cocaine, despite transient saccharin devaluation by
sensory-specific satiety. This behavior represents an opportunity cost because the duration of pauses is sufficient to earn several cocaine
injections (right panel). Adapted from [117].

into account (1) the continuous arbitration between goal-directed ADDITIONAL INFORMATION
and habitual systems, (2) the hierarchical decision-making
architectures combining these two systems and (3) alternative Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims
sequential decision-making models suggesting that individuals in published maps and institutional affiliations.
may consider one option at a time when making decisions.
Although much remains to be done, our hope is that this review
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