Udit Rdering Ystem S R S: Oftware Equirements Pecification

Company Logo, Project Name and Version here
AUDIT ORDERING SYSTEM

SOFTWARE REQUIREMENTS
SPECIFICATION
Summary:
Document Authors: Vasia Pupkin

Reviewed by: John Doe
Version: 1.0.3
Last Modified Date: March 21, 201010
Copyright © 2020. Software Guru

REVISION HISTORY
Date Versio Description Author
n
The first draft version of the

April 21, document was created. Features
Draft Vasia Pupkin
2009 left for ‘After May 1’ releases are
in purple.
June 9,
1.0.0 Specification was actualized Vasia Pupkin
2009
Business Rules section was

June 26, updated.
1.0.1 Vasia Pupkin
2009
Source = TFS WI 123
Business Rules section was

updated.
June 26,
1.0.2 Source = TFS WI’s 125, 126 Vasia Pupkin
2009
Specification was re-factored
and improved.
The following sections were

updated:
March 21, 1. Business Rules
1.0.3 Vasia Pupkin
201010
2. Orders Pipeline
Source = TFS WI 9523
2
Copyright © 2020. Development Guru
TABLE OF CONTENTS
Introduction..........................................................................4
Purpose of the document.........................................................................4
1. Overall Description........................................................5
1.1. Product Perspective.......................................................................5
1.2. System Architecture......................................................................5
1.3. User Classes and Characteristics.....................................................5
1.3.1. User Classes..........................................................................5
1.3.2. User Roles.............................................................................6
1.3.3. Permission Requirements........................................................6
1.4. Operating Environment..................................................................6
2. System Features...........................................................8
2.1. General Workflow.........................................................................8
2.2. Use Cases....................................................................................9
2.2.1. Actors...................................................................................9
2.2.2. Use Case Catalog...................................................................9
2.3. Business Rules............................................................................10
2.4. Audit Order Statuses...................................................................11
3. Functional Requirements............................................12
3.1. Audit Site...................................................................................12
3.1.1. Common Functional Requirements..........................................12
3.1.2. Order Audit Request Form.....................................................12
4. External Interfaces.....................................................14
4.1. Software Interfaces.....................................................................14
Appendix.............................................................................15
Mockups..............................................................................................15
Glossary..............................................................................................15
Business Terms and Abbreviations.....................................................15
System Terms and Abbreviations.......................................................15
Additional Documents............................................................................15
3
INTRODUCTION
PURPOSE OF THE DOCUMENT
The purpose of the Audit Ordering System Software Requirements Specification is to
provide a clear and consistent vision of the Audit Ordering System and to list all the
software requirements for it.
This document is intended to ensure a common understanding of the software goals

and tasks both by Software Guru Development team and business experts.
The document is to be continuously updated to reflect the functionality changes that

happen during the implementation of the Audit Ordering System Project, so that an
accurate vision of what's been done is available at any time.
4
1. OVERALL DESCRIPTION
1.1. PRODUCT PERSPECTIVE
The ABC standard requires that audit ordering process comply with regulatory
standards and that starting on April 1, 2010 all insurance companies utilize an Audit
Development Company for all Audits. This standard requires that no Client, Insurance
Company, or partner on behalf of the Insurance Company influence the development,
reporting or review of an Audit in any manner.
Purpose of the Audit Ordering System Project is to perform the ADC/Insurance

Company integration which will allow Clients, Insurance Company and Auditors to
communicate with each other in a much more controlled setting.
1.2. SYSTEM ARCHITECTURE

The following existing Systems are to be modified\created in order to accommodate
the purposes of the Audit Ordering System Project:
- IOS
- ADCA
- Audit Site
For the list of outside Systems to be utilized in the scope of the Audit Ordering
System Project refer to the Software Interfaces section.
Diagram of the system’s high-level components:

TBD
1.3. USER CLASSES AND CHARACTERISTICS

1.3.1. USER CLASSES
The following User Classes can be defined within the scope of Audit Ordering System
project:
- Insurance Applicant: any person outside of Insurance Company tied to

Insurance order and who has access to Insurance order and its Parameters
 Client User: user of Client Company which makes Insurance Orders within
Insurance Company
 IOS User: user of Client which originates Insurances within

Insurance Company via IOS application
 Insurance Requester: Person who applied for a Insurance to certain

Client Company (which further sold Insurance to Insurance Company) or
directly to Insurance Company.
- ADC User: user (whether external or internal in relation to Insurance Company)
who utilizes the ADC application
5
 ADC Auditor: independent Auditor who registered within the ADC

Company to process Audit Orders coming from Insurance Company
 ADC Administrator: ADC personnel who administrates ADC System and

distributes Audit Orders between ADC Auditors
- Insurance Company Personnel: any Insurance Company personnel taking part

in the Audit processing workflow
 Processor: Insurance Company Processor responsible for Audit Order

review via Audit Site
 Audit Site Administrator: Insurance Company personnel responsible for

tracking and managing Audit Orders that were not delivered to ADC due to
any reason.
1.3.2. USER ROLES

Users’ categories and access level within the existing Systems should be left as it is
currently. See below User Roles for the newly created Systems.
The following User Roles can be defined within Audit Site:

- Client User (corresponds to ‘Client User’ User Class);
- Requester (corresponds to ‘Insurance Requester’ User Class);

- Admin (corresponds to ‘Audit Site Administrator’ User Class).
1.1.1. PERMISSION REQUIREMENTS

Requirement
Requirement Description
ID
PR-AS-01 Users of different categories and different applications should be able to see
different sets of Orders in the Order Pipeline (see also FR-AS-01):
User Role Description

Able to view only Orders created by himself (filtered by Client ID
PR-AS-02 ClientofUser
Users all other
+ User
Bank categories
ID). except mentioned in the User Roles section should
not have accessAble
to Audit Site. Orders for Insurances for which current Insurance
to view
Requester
Requestor is Primary Insurance Requestor.
Able to view only Orders which are paid but failed during export to
Admin
ADC.
1.2. OPERATING ENVIRONMENT

Operating Environment for existing Systems should be left as it is currently. See
below Operating environment for the newly created Systems.
Requirement ID Requirement
Audit Site will operate with the following browsers:
 Internet Explorer 7.0 and greater;

OE-1
 Firefox 3.0 and greater;
 Safari 4.0 and greater.
6
2. SYSTEM FEATURES
2.1. GENERAL WORKFLOW
Audit ordering workflow starts with ordering Audit by Client.
1. Client requests Order Audit via the following IOS.

In order to achieve this goal, User will select option in IOS to order Audit and will
be redirected to the Audit Site.
Audit Site requests Price calculation from ADC.
2. ADC calculates Client Order Price and Auditor Order Price based on supplied data
and returns Client Order Price to Audit Site.
3. Client based on the returned Price either cancels Order or proceeds with ordering
Audit. If he proceeds with ordering Audit, the System (Audit Site) will display the
form to pay for Audit via e-Payment.
4. Client completes the form.
5. E-Payment request via the ADC E-Payment component will be sent to PS E-

Payment system (as AUTH transaction). E-Payment System returns one of the
following results:
 Payment is rejected (PS returned error) or declined. In this case Client will
need to perform step 4 again.
 Payment is authorized. In this case order will be sent to ADC System for
further processing.
6. When ADC gets new Audit Order, it will add Order to the pipeline of Audit Orders.
Order is assigned Status = ‘Open’.
Order is assigned automatically to certain Auditor.
E-mail notification should be sent by ADC to Auditor to whom Order was assigned.
Audit Site Administrator will have ability to view these Orders via the ADC
application and re-assign them to certain Auditor either manually or randomly.
7. Auditor logs into the ADC application and he has one of the following options:
1) Accept Order. After that Auditor starts creating Auditing Report on his own.
Order is assigned Status = ‘Pending’.
2) Reject Order. In this case Order gets back to the Order pipeline. Step 6 should
be performed again.
8. After Auditing Report is completed, Auditor\ADC Administrator on behalf of Auditor

logs into ADC application and uploads Auditing Report.
After Auditing Report is uploaded, User submits Order and it is assigned Status =
‘Completed’.
9. Client via Audit Site should be able to view the list of Orders tied to their
Insurances, their Status and details any time after Step 6.
Starting from when Order is assigned Status = ‘Completed’ Client\Insurance

Requestor should be able to view Auditing Reports attached to Audit Order.
7
1.3. USE CASES

For visual representation of Audit Site Use Cases refer to Diagram 1 in the Mockups
and Diagrams section.
1.3.1. ACTORS
The following Actors can be defined within the scope of Audit Ordering System
project:
Human Actors:
For the list of human actors refer to User Roles section.

Non-Human Actors:
- Audit System;
- ADC System.
1.3.2. USE CASE CATALOG
1.3.2.1. UC01 FILL AUDIT ORDER DATA
Overview This use-case is utilized to fill initial data for an Audit Order
being created.
Actor Client User
Pre-conditions Actor should be logged in the System.
Post-conditions Audit Order is ready to be paid.
References <<Screen Description>>:

- Order Audit Request Form
- Audit Order Summary
- Orders Pipeline
- Audit Payment page
<<Extended By>>:
- UC15 Request Payment
- UC80 Upload Contract Documents
<<Extends>>
- UC01 Initiate Audit Order
- UC54 View Order Details

<<Includes>>:
- UC65 Select Fees
Basic Flow
Step Action
8
1 Actor fills all desired and required data on the ‘Order Audit
Request Form’ page (see mockup 1) and presses the ‘Next’
button. Can be extended by UC80.
2 The System displays the ‘Additional Fees/Addendums’ page

(see mockup 2).
3 UC65
4 The System displays the ‘Audit Order Summary’ page (see

mockup 3).
5 Actor reviews data and presses the ‘Proceed to Payment’

button. Extended by UC15.
Alternate Flow 1 – Actor wishes to temporary save the Order and

abandon completing its data
Step to Step Action

alternate Name
1 1a Actor fills all desired data on the ‘Order Audit Request Form’
page (see mockup 1) and presses the ‘Save’ button.
2 2a The System displays Order Pipeline with the just saved

Order selected.
All other steps are skipped.
Alternate Flow 2 – Actor wishes to get back to selecting Fees
Step to Step Action

alternate Name
5 5b Actor presses the ‘Back’ button on the ‘Audit Order

Summary’ page.
- 6b See Step 2.
Alternate Flow 3 – Actor completes previously incomplete data for

already existing Order
Step to Step Action

alternate Name
- 0c Actor presses the ‘Proceed to Request Form’ link in the

Order Details section on the ‘Orders Pipeline’ page (see
mockup 4).
1.4. BUSINESS RULES

Business
Business Rule Description
Rule ID
BR-AS-01 If Insurance Requestor haven’t provided document A to Insurance Company then he

should not be allowed to pay for Audit.
9
1.5. AUDIT ORDER STATUSES

Status Status Description Conditions for transferring User Friendly
order to status Alias
Request Audit Order request is User initiated Audit Order via Request Initiated
Initiated initiated (initial Audit Site but didn’t yet reach
information is partially ‘Audit Order Summary’ page
filled). (i.e. saved data on ‘Audit
Order Request
Form’\’Additional
Fees/Addendums’ page).
Order Not Paid Order information is Insurance Applicant Payment
completely filled in but proceeded to the ‘Audit Order
Order is not yet paid. Summary’ page and\or
submitted payment
transaction but Approval was
not yet received from E-
Payment System for payment
transaction.
Open Order is passed to ADC Order is paid and passed to Order Assignment
but not yet assigned to ADC but Auditor is not yet
Auditor. assigned.
Pending Order is assigned to Order was assigned to Auditor Audit Review
Auditor and currently in and Auditor approved it but
progress. not yet completed (i.e.
Auditing Report and data
were not submitted).
Completed Auditing Report is Auditing Report and data Audit Completed
complete but not yet were submitted by Processor
verified by Processor. but not yet approved by
Processor.
Approved Auditing Report is Auditing Report and data Audit Approval
complete and approved by were approved by Processor.
Processor.
Cancelled Audit Order was cancelled Audit Order was cancelled by Not displayed in
by ADC administration. ADC administrator in the ADC Audit Site
application.
10
2. FUNCTIONAL REQUIREMENTS
2.1. AUDIT SITE
2.1.1. COMMON FUNCTIONAL REQUIREMENTS

Business Business Rule Description
Rule ID
FR-AS-01 Pipeline should contain Orders that satisfy all following criteria:
1) Order record was created with ‘Request Initiated’ status.
2) 90 days didn’t pass since Order is in ‘Approved’ status.
See Audit Order Statuses for details.
FR-AS-02 Partial match search should be designed based on the ‘X%’ criteria, where X – value
being searched, e.g.:
User searches for ‘John’ value. The System must find all records which contain
values starting with ‘John’ (for example, ‘John’, ‘John Smith’ etc.).
FR-AS-03 All Audit Site pages should contain the following verbiage at the footer:
For Questions, Comments or Concerns, please email [email protected] or call us
at 111-111-1111
2.1.2. ORDER AUDIT REQUEST FORM

See mockup 1 and FR-AS-03.
Control Name Type Required? Behavior/Description
Description: Number of current Insurance.

Insurance Number Label -
Should be pulled from request URL.
Description: Client Company originating

Insurance.
Format: alphanumeric.
Client Textbox Yes Max length: 255 characters.
Format limitations auto-supported by textbox.
Display ‘Required’ if not filled upon pressing Save
or Next.
Description: Insurance Officer’s Phone number.

Format: XXX-XXX-XXXX, where X - digit
Insurance Officer
Textbox Yes Format limitations auto-supported by textbox.
Contact Number
or Next.
Bank Address Address Yes Description: Bank street address.

Control
11
Control Name Type Required? Behavior/Description
Pre-populated with value for existing Insurance.

Format: alphanumeric.
Max length: not restricted
or Next.
Possible Values:
 <no-selection>
 A
Dropdow  B
Bank Type Yes
n
 C
Pre-populated with value for existing Insurance.
Display ‘Required’ if ‘no-selection’ is selected upon
pressing Save or Next.
Buttons section
Behavior: when user presses this button the

System saves current Audit Order with “Request
Save Button -
Initiated” status and redirects user to the Audit
Orders Pipeline.
Behavior: when user presses this button the

System redirects user to the “Additional
Next Button - Fees/Addendums” screen. If at least one of
required fields is blank the System displays
“Required” message next to this field.
TBD
12
3. EXTERNAL INTERFACES
3.1. SOFTWARE INTERFACES
The following outside Systems should be utilized in the Audit Ordering System
Project:
1. E-Payment (PS) (see PS API in the Additional Documents section)
13
APPENDIX
MOCKUPS
TBD
Diagram 1 – Audit Site Use Case diagram
TBD
Mockup 1 – Order Audit Request Form
GLOSSARY
BUSINESS TERMS AND ABBREVIATIONS

Term/Abbrev Description
Audit is an evaluation of a person, organization, system, process,
enterprise, project or product. Audits are performed to ascertain the
Audit validity and reliability of information provided by Clients of Insurance
companies.
= Audit Development Company. Insurance Company’s joint venture
ADC which holds all processes related to auditing.
A written report by an Auditor (the result of Audit) which contains his
opinion as to the value of a Client and the reasoning leading to this
Auditing Report opinion. The factual data supporting the opinion, such as comparables,
formulas, and qualifications of the Auditor, is also supplied.
PS Payment System. Supports e-Commerce transactions.
SYSTEM TERMS AND ABBREVIATIONS

Term/Abbrev Description
Insurance Ordering application of Company A which was developed to
IOS improve the automation of the insuring process, increase stability and
reliability of the System and bring higher satisfaction to end users.
Auditing application used by Auditors having contract with ADC. This
ADCA application allows Auditors to accept, reject, track and upload Auditing
Reports.
ADDITIONAL DOCUMENTS
Document Name Link
ABC standard http://www.google.com.by/
14
Document Name Link
PS API http://www.google.com.by/
15

Udit Rdering Ystem S R S: Oftware Equirements Pecification

Uploaded by

Copyright:

Available Formats

Udit Rdering Ystem S R S: Oftware Equirements Pecification

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Udit Rdering Ystem S R S: Oftware Equirements Pecification

Uploaded by

Copyright:

Available Formats

Company Logo, Project Name and Version here

AUDIT ORDERING SYSTEM

Document Authors: Vasia Pupkin

Copyright © 2020. Software Guru

The first draft version of the

Business Rules section was

Business Rules section was

The following sections were

This document is intended to ensure a common understanding of the software goals

The document is to be continuously updated to reflect the functionality changes that

Purpose of the Audit Ordering System Project is to perform the ADC/Insurance

1.2. SYSTEM ARCHITECTURE

Diagram of the system’s high-level components:

1.3. USER CLASSES AND CHARACTERISTICS

- Insurance Applicant: any person outside of Insurance Company tied to

 IOS User: user of Client which originates Insurances within

 Insurance Requester: Person who applied for a Insurance to certain

 ADC Auditor: independent Auditor who registered within the ADC

 ADC Administrator: ADC personnel who administrates ADC System and

- Insurance Company Personnel: any Insurance Company personnel taking part

 Processor: Insurance Company Processor responsible for Audit Order

 Audit Site Administrator: Insurance Company personnel responsible for

1.3.2. USER ROLES

The following User Roles can be defined within Audit Site:

- Requester (corresponds to ‘Insurance Requester’ User Class);

1.1.1. PERMISSION REQUIREMENTS

User Role Description

1.2. OPERATING ENVIRONMENT

 Internet Explorer 7.0 and greater;

 Safari 4.0 and greater.

1. Client requests Order Audit via the following IOS.

5. E-Payment request via the ADC E-Payment component will be sent to PS E-

8. After Auditing Report is completed, Auditor\ADC Administrator on behalf of Auditor

Starting from when Order is assigned Status = ‘Completed’ Client\Insurance

1.3. USE CASES

For the list of human actors refer to User Roles section.

1.3.2. USE CASE CATALOG

1.3.2.1. UC01 FILL AUDIT ORDER DATA

Actor Client User

Pre-conditions Actor should be logged in the System.

Post-conditions Audit Order is ready to be paid.

References <<Screen Description>>:

- UC54 View Order Details

2 The System displays the ‘Additional Fees/Addendums’ page

4 The System displays the ‘Audit Order Summary’ page (see

5 Actor reviews data and presses the ‘Proceed to Payment’

Alternate Flow 1 – Actor wishes to temporary save the Order and

Step to Step Action

2 2a The System displays Order Pipeline with the just saved

Alternate Flow 2 – Actor wishes to get back to selecting Fees

Step to Step Action

5 5b Actor presses the ‘Back’ button on the ‘Audit Order

Alternate Flow 3 – Actor completes previously incomplete data for

Step to Step Action

- 0c Actor presses the ‘Proceed to Request Form’ link in the

1.4. BUSINESS RULES

BR-AS-01 If Insurance Requestor haven’t provided document A to Insurance Company then he

1.5. AUDIT ORDER STATUSES

2.1.1. COMMON FUNCTIONAL REQUIREMENTS