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to Journal of Law and Religion
Jean Porter t
77
not so clear that earlier accounts of the natural law are also linked
with doctrines of natural rights. In fact, the general question of the
relation between earlier concepts of the natural law and modem
doctrines of human rights has been debated throughout this century.
On the one hand we find a number of scholars, from Michel Villey to
Richard Tuck and Annabel Brett, arguing that the first accounts of
natural rights properly so called did not appear until the fourteenth
century at the earliest. On the other hand, several scholars, including
both Jacques Maritain and John Finnis, claim to find a doctrine of
natural rights (or at least, the inchoate beginnings of such a doctrine)
in Aquinas, and more recently the medievalist Brian Tiemey has
argued that we find a concept of natural rights in some early
thirteenth century scholastics.
What is at stake in this debate for a contemporary defender of a
doctrine of human rights? Obviously, for someone such as Maritain
or Finnis, who claims that some strand of the medieval natural law
tradition is equivalent to a doctrine of natural rights, a great deal is at
stake. But Perry does not make such a strong claim; he simply says
that belief in human rights presupposes belief in a natural law,
understood in very general terms as a commitment to a minimal form
of moral realism. And of course, there are a number of philosophers
and political thinkers who would defend a version of a human rights
theory without relying on appeals to a natural law at all.
Nonetheless, there is something at stake in this debate even for
those defenders of rights theories who do not rely on an account of
the natural law in developing their views. Consider this question: Do
pre-modem natural law thinkers have a concept of human rights?
This may seem like a simple question, but as we will see, it is not.
And this question is important for just the same reason that it is
difficult to answer; that is, what is at issue is not so much the record
of what earlier medieval authors thought, as the proper interpretation
of that record.
The issue at stake, in other words, is conceptual. How are we
to interpret the moral and political doctrines which comprise the
earlier medieval concept of the natural law? More specifically,
should we count the former as amounting to a doctrine of human
rights, which preserves the same essential features as later versions?
In order to answer this, it will of course be necessary to determine
10. Tierney, The Idea of Natural Rights at 44 (cited in note 4); for his
subsequent discussion of the uses of the term jus, see 54-69. This discussion, in
turn, occurs in the context of a more far-reaching investigation of the linguistic and
conceptual origins of the idea of natural rights from 1150 to 1250; see id at 43-77.
11. Tierney, The Idea of Natural Rights at 54 (cited in note 4).
12. Maritian does not say explicitly that rights claims can be translated without
remainder into claims about mutual obligations, but his discussion seems to imply
this; see in particular Man and the State at 97-107 (cited in note 8). Finnis does say
this explicitly in Natural Law and Natural Rights at 209-10 (cited in note 8); I first
noticed this reference through its citation by Perry in The Idea of Human Rights a
56 (cited in note 1).
13. Id. For Finnis' expression of the same view, see Natural Law and Natura
Rights at 209-10 (cited in note 8).
17. Tiemey, The Idea of Natural Rights at 70-71 (cited in note 4).
18. As do both Maritain and Finnis; see note 8.
19. Brett offers a generally insightful discussion of Aquinas' concept of
objective right, and I agree with her conclusion that Aquinas has a notion of
objective, but not of subjective right; see Brett, Liberty, Right and Nature at 88-97
(cited in note 6). This is likewise the view of both Tuck and Tierney; see Natural
Rights Theories at 19-20 (cited in note 6), and The Idea of Natural Rights at 45
(cited in note 4), respectively.
power, but only to the divine power, which all things obey
straightaway. In another way, with respect to the use of the
thing itself. And so the human person has natural ownership
(dominium) of exterior things, because through his reason and
will he is able to make use of them for his benefit, as if they
were made for him, for more imperfect things always exist for
the sake of more perfect things . . .. And by this argument, the
Philosopher proves in the first book of the Politics that the
possession (possessio) of exterior things is natural to the human
person. Furthermore, this natural ownership (dominium) over
other creatures, which is appropriate to the human person on
account of reason, in which consists the image of God, is
manifested in the very creation of the human person, where it is
said, "Let us make the human person to our image and likeness,
and let him have authority over the fishes of the sea," etc. [Gen
1.26] (Summa theologiae II-II 66.1; all subsequent references to
Aquinas are taken from the Summa theologiae, and all
translations from Aquinas are my own.)
Yet Aquinas considers the natural dominium over created things
to be proper to the human person as a species; further on in this
question, he explicitly says that private ownership by individuals is
introduced by human ingenuity in view of the needs of life (II-II 66.2
ad 2). Elsewhere, he explicitly endorses Gratian's claim that
community of possessions and universal liberty pertain to the natural
law, whereas property and servitude are introduced by human reason
on the grounds of expediency (Summa theologiae I-II 94.5 ad 3). As
Tuck notes, this aligns him with the more general scholastic view that
persons can only lay claim to private ownership or to the services of
others on the basis of specific social arrangements, which give rise to
obligations and claims not specifically grounded in the natural law.20
In other words, Aquinas has a concept of the right, and he apparently
also has a concept of claims emerging out of a particular set of social
arrangements, more or less equivalent to our concept of civic rights,
but he does not appear to have a concept of natural rights in the
strong sense.
Yet at some points, Aquinas does come close to articulating a
doctrine of subjective natural rights, even though he does not quite do
so. The most striking such example occurs in his discussion of the
21. Id at 7 (emphasis in the original); note, however, that Tuck here speaks of
active rights, rather than subjective rights.
he does say that a poor person who takes from another what is
necessary to sustain life is not guilty of robbery or theft. This, in
turn, implies that someone is free to take from another in such
circumstances, in the sense of enjoying immunity from guilt or
punishment. This is not equivalent to saying that the poor person has
a right which could be claimed against the rich person and defended
at law, but it does imply that the rich individual cannot lodge a claim
against the poor individual for the return of what the latter has taken.
In other words, the poor individual cannot defend a claim against the
rich, but neither can the rich individual defend an accusation of
robbery or theft against the poor person in such a case. This is at
least a subjective immunity, if not a full-fledged subjective right.
My point here is not that Aquinas has a concept of subjective
human rights; I agree with Tuck, Brett, and Tiemey that he does not.
Nonetheless, it is significant that even though he does not articulate a
strong concept of subjective natural rights, he comes very close to
such a concept at some points. This fact suggests that there is at least
some affinity between natural rights theorists and medieval natural
law thinkers, even though the latter may not explicitly assert the
existence of subjective rights.
In his recent study of the emergence of a doctrine of subjective
rights, Tiemey argues that at least some thirteenth century authors
went still further in the direction of developing a theory of human
rights.22 As is well known, the scholastics in the twelfth and
thirteenth centuries defended the view that the rich have an obligation
to share their goods with the poor in time of need. We have just
noted that Aquinas interprets this to mean that a poor individual who
takes from another what is necessary to sustain life does not sin, but
he does not actually say that the poor individual has a right to the
superfluous goods of the wealthy. However, other thirteenth century
scholastics do say this explicitly. For example, the canonist
Laurentius, who says that when the poor person takes from another
under press of necessity, it is "as if he used his own right and his own
thing."23 Moreover, as Tierney goes on to show, this came to be
recognized as a right which could be adjudicated at law:
22. Tiemey, The Idea of Natural Rights at 69-76 (cited in note 4).
23. Id at 73; I am quoting from Tiemey and the translation is his. He offers
here several other examples of similar expressions from the same period.
24. Id at 74.
On this view, natural rights would not stand as the sole source
for moral obligations, since they would derive their force from a
wider moral framework, which would at the same time set
parameters on their exercise. In this sense, an account of natural
rights which takes the high scholastic account as its starting point
would differ from those modem accounts which take rights to be
foundational for obligations of non-maleficence. Yet on this view,
claims of natural or human rights would not simply be equivalent to
obligations of non-maleficence, because they would add the
possibility of the individual lodging a claim, having juridical force,
for respect for these obligations.
Interpreted in this way, a doctrine of subjective natural rights
would not be so liable to the ambiguities which Tuck describes. At
the same time, it would add an important dimension to Perry's
account of rights as grounded in the sacredness of human life. The
latter concept has its own problematic implications, and a stronger
doctrine of subjective rights would serve to correct these.
Let me illustrate what I mean. In the last chapter of The Idea of
Human Rights, Perry raises the question whether human rights are
29. Id at 94.
30. Id.
31. Idat95.
32. Id.
33. Id at 95-106; unless I have overlooked it, Perry never does return
specific issue of torture.
moral issues involved in this non-exceptional and all too real case.
For what we have in this instance is not a situation in which
desperate men and women resort to torture in order to meet an
extraordinary emergency; rather, this is a situation in which torture is
employed in order to prevent a loss of life which is certainly tragic,
but which cannot be described as catastrophic. Moreover, given the
sanction of the Israeli supreme court, this case opens up the prospect
of the use of torture in similar situations, as a sanctioned
governmental policy.
This latter point, it seems to me, is critical. After all, why d
we find torture so profoundly objectionable? Not only, I would
suggest, because it involves the deliberate infliction of pain on
another human being-although that is bad enough-but also, and
more fundamentally, because it consists in an attempt to coerce
another through direct assault on his physical (or perhaps
psychological) integrity. As such, it represents a fundamental attack
on the juridical personality of the individual, his claim to recognition
as a free subject who can choose either to speak on matters of
concern to him, or to remain silent. When such an attack is
undertaken by the agents of the state, which exists (in part) to protect
the juridical claims of those who are subject to it, it is a particularly
egregious offense. When such attacks become part of sanctioned
state policy, they are intolerable. It is precisely the mark of a
civilized nation to refuse to adopt such a policy, even at the risk of
"hundreds of lives."
This example is instructive, because it reveals the limitations of
the ideal of the sacredness of human life, taken by itself. This ideal is
attractive, because it seems give powerful expression to our sense
that there are fundamental constraints on our treatment of one
another. Up to a point, it does so, but as Perry's discussion in
Chapter Four indicates, even this ideal allows for the possibility of
harming individuals under certain conditions. That concession, in
itself is not problematic; it is difficult to imagine any credible
account of morality which would not make such a concession.
Rather, the difficulty with the ideal of sacredness is that taken
by itself, it offers us little guidance for determining what kinds of
harms are permissible, towards whom and under what circumstances.
If every life is sacred, then this seems to imply that no life may be
34. I came to realize the significance of this aspect of natural rights theories
through reading Judith N. Shklar, The Faces of Injustice (Yale U Press, 1990), even
though natural rights theories as such are not her main focus of concern there.
35. A portion of this paper is taken from my Natural and Divine Law:
Retrieving the Tradition for Christian Ethics (Novalis: Ottawa & Eerdmans, 1999)
and the relevant section is reprinted with the kind permission of Novalis Press. In
addition, earlier drafts of this paper were read during a series of lectures sponsored
by the Australian Theological Forum, April 17-18, 1998, and at a faculty seminar
sponsored by the Erasmus Institute, the U of Notre Dame, December 8, 1998. I
benefited greatly from the many comments offered at these lectures.