S C e N A R I o S Future Technology International Development
S C e N A R I o S Future Technology International Development
S C e N A R I o S Future Technology International Development
S Development
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4 Letter from Judith Rodin
President of the Rockefeller Foundation
The Rockefeller Foundation supports work that expands opportunity and strengthens resilience to social, economic,
health, and environmental challenges — affirming its pioneering philanthropic mission, since 1913, to “promote the
well-being” of humanity. We take a synergistic, strategic approach that places a high value on innovative processes and
encourages new ways of seeking ideas, to break down silos and encourage interdisciplinary thinking.
One important — and novel — component of our strategy toolkit is scenario planning, a process of creating narratives
about the future based on factors likely to affect a particular set of challenges and opportunities. We believe that scenario
planning has great potential for use in philanthropy to identify unique interventions, simulate and rehearse important
decisions that could have profound implications, and highlight previously undiscovered areas of connection and
intersection. Most important, by providing a methodological structure that helps us focus on what we don’t know —
instead of what we already know — scenario planning allows us to achieve impact more effectively.
The results of our first scenario planning exercise demonstrate a provocative and engaging exploration of the role of
technology and the future of globalization, as you will see in the following pages. This report is crucial reading for
anyone interested in creatively considering the multiple, divergent ways in which our world could evolve. The sparks of
insight inspiring these narratives — along with their implications for philanthropy as a whole — were generated through
the invaluable collaboration of grantee representatives, external experts, and Rockefeller Foundation staff. I offer a
special thanks to Peter Schwartz, Andrew Blau, and the entire team at Global Business Network, who have helped guide
us through this stimulating and energizing process.
Scenarios for the
Future of
Research Unit, which analyzes emerging risks and opportunities and thinks imaginatively about how to respond
Technology and to the complex, rapidly changing world around us. This outward-looking intelligence function adopts a cross-
International
Development cutting mindset that synthesizes and integrates knowledge that accelerates our ability to act more quickly and
5 effectively. It has also helped to shape and build the notion of “pro-poor foresight” that is committed to applying
forward-looking tools and techniques to improve the lives of poor and vulnerable populations around the world.
Leading
this effort I hope this publication makes clear exactly why my colleagues and I are so excited about the promise of using
at the scenario planning to develop robust strategies and offer a refreshing viewpoint on the possibilities that lie ahead.
Rockefeller We welcome your feedback.
Foundation
is our Judith Rodin President The Rockefeller Foundation
Letter from Peter Schwartz
Cofounder and Chairman of Global Business Network
We are at a moment in history that is full of opportunity. Technology is poised to transform the lives of millions of people
throughout the world, especially those who have had little or no access to the tools that can deliver sustainable improvements for
their families and communities. From farmers using mobile phones to buy and sell crops to doctors remotely monitoring and
treating influenza outbreaks in rural villages, technology is rapidly becoming more and more integral to the pace and progress of
development.
Philanthropy has a unique and critical role to play in this process. By focusing its patience, capital, and attention on the links
between technology and international development, philanthropy will change not just lives but the very context in which the
field of philanthropy operates. This report represents an initial step in that direction. It explores four very different — yet very
possible — scenarios for the future of technology and development in order to illuminate the challenges and opportunities that
may lie ahead. It promotes a deeper understanding of the complex forces and dynamics that will accelerate or inhibit the use of
technology to spur growth, opportunity, and resilience especially in the developing world. Finally, it will seed a new strategic
conversation among the key public, private, and philanthropic stakeholders about technology and development at the policy,
program, and human levels.
The Rockefeller Foundation’s use of scenario planning to explore technology and international development has been both
inspired and ambitious. Throughout my 40-plus-year career as a scenario planner, I have worked with many of the world’s
leading companies, governments, foundations, and nonprofits — and I know firsthand the power of the approach. Scenario
planning is a powerful tool precisely because the future is unpredictable and shaped by many interacting variables. Scenarios
enable us to think creatively and rigorously about the different ways these forces may interact, while forcing us to challenge our
own assumptions about what we
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believe or hope the future will be. Scenarios embrace and weave together multiple perspectives and provide an ongoing
framework for spotting and making sense of important changes as they emerge. Perhaps most importantly, scenarios give us a
new, shared language that deepens our conversations about the future and how we can help to shape it.
The Rockefeller Foundation has already used this project as an opportunity to clarify and advance the relationship between
technology and development. Through interviews and the scenario workshops, they have engaged a diverse set of people —
from different geographies, disciplines, and sectors — to identify the key forces driving change, to explore the most critical
uncertainties, and to develop challenging yet plausible scenarios and implications. They have stretched their thinking far beyond
theoretical models of technology innovation and diffusion in order to imagine how technology could actually change the lives of
people from many walks of life. This is only the start of an important conversation that will continue to shape the potential of
technology and international development going forward. I look forward to staying a part of that conversation and to the better
future it will bring.
Introduction
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For decades, technology has been dramatically changing not just the lives of individuals in
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developed countries, but increasingly the lives and livelihoods of people throughout the
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y developing world. Whether it is a community mobile phone, a solar panel, a new farming
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d practice, or a cutting-edge medical device, technology is altering the landscape of possibility
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er in places where possibilities used to be scarce. And yet looking out to the future, there is no single story to
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tio be told about how technology will continue to help shape — or even revolutionize — life in developing countries. There
nal
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are many possibilities, some good and some less so, some known and some unknowable. Indeed, for everything we think
vel we can anticipate about how technology and international development will interact and intertwine in the next 20 years
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me and beyond, there is so much more that we cannot yet even imagine.
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8 For philanthropies as well as for other organizations, this presents a unique challenge: given the uncertainty about how the
future will play out, how can we best position ourselves not just to identify technologies that improve the lives of poor
communities but also to help scale and spread those that emerge? And how will the social, technological, economic,
environmental, and political conditions of the future enable or inhibit our ability to do so?
The Rockefeller Foundation believes that in order to understand the many ways in which technology will impact
international development in the future, we must first broaden and deepen our individual and collective understanding of
the range of possibilities. This report, and the project upon which it is based, is one attempt to do that. In it, we share the
outputs and insights from a year-long project, undertaken by the Rockefeller Foundation and Global Business Network
(GBN), designed to
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of technology in international development through scenario planning, a methodology in which GBN is a long-time
ari leader.
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the This report builds on the Rockefeller Foundation’s growing body of work in the emerging field of pro-poor foresight. In
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tur 2009, the Institute for Alternative Futures published the report Foresight for Smart Globalization: Accelerating and
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Enhancing Pro-Poor Development Opportunities, with support from the Rockefeller Foundation. That effort was a
Te reflection of the Foundation’s strong commitment to exploring innovative processes and embracing new pathways for
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nol insight aimed at helping the world’s poor. With this report, the Foundation takes a further step in advancing the field of
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y pro-poor foresight, this time through the lens of scenario planning.
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WHY SCENARIOS?
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nal The goal of this project was not to affirm what is already known and knowable about what is happening right now at the
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vel intersections of technology and development. Rather, it was to explore the many ways in which technology and
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me development could co-evolve — could both push and inhibit each other — in the future, and then to begin to examine
nt what those possible alternative paths may imply for the world’s poor and vulnerable populations. Such an exercise
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required project participants to push their thinking far beyond the status quo, into uncharted territory.
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Scenario planning is a methodology designed to help guide groups and individuals through exactly this creative process.
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The process begins by identifying forces of change in the world, then combining those forces in different ways to create a
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set of diverse stories — or scenarios — about how the future could evolve. Scenarios are designed to stretch our thinking
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about both the opportunities and obstacles that the future might hold; they explore, through narrative, events and
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dynamics that might alter, inhibit, or enhance current trends, often in surprising ways. Together, a set of scenarios
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captures a range of future possibilities, good and bad, expected and surprising — but always plausible. Importantly,
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scenarios are not predictions. Rather, they are thoughtful hypotheses that allow us to imagine, and then to rehearse,
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different strategies for how to be more prepared for the future — or more ambitiously, how to help shape better futures
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ourselves.
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W al point of this project because of its potentially transformative role — both in a positive and negative way — in
H addressing a wide range of development challenges, from climate change, healthcare, and agriculture to housing,
Y transportation, and education. Yet while there is little doubt that technology will continue to be a driver of change across
the developing world in the future, the precise trajectory along which technological innovation will travel is highly
uncertain. For example, will critical technological advances come from the developed world, or will innovators and their
T innovations be more geographically dispersed? Or, how might the global economic and political environment affect the
E pace of technology development?
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H It is important to state that in focusing on technology, this project did not set out to identify a set of exact, yet-to-be-
invented technologies that will help shape and change the future. Rather, the goal was to gain a broader and richer
N understanding of different paths along which technology could develop — paths that will be strongly influenced by the
O overall global environment in which the inventors and adopters of those technologies will find themselves working and
L dwelling. Technology, as a category, cannot be divorced from the context in which it develops. The scenarios shared in
O this report explore four such contexts, each of which, as you’ll see, suggests very different landscapes for technology and
G its potential impacts in the developing world.
Y Finally, a note about what we mean by “technology.” In this report, we use the term to refer to a broad spectrum of tools
? and methods of organization. Technologies can range from tools for basic survival, such as a treadle pump and basic
filtration technologies, to more advanced innovations, such as methods of collecting and utilizing data in health
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informatics and novel building materials with real-time environmental sensing capabilities. This report focuses on themes
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associated with the widespread scalability, adoption, and assessment of technology in the developing world. While the
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scenarios themselves are narratives about the global environment, we have paid particular attention to how events might
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transpire in sub- Saharan Africa, Southeast Asia, and India.
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T roject has a focal question — a broad yet strategic query that serves as an anchor for the scenarios. For this project, the
H focal question was:
E How might technology affect barriers to building resilience and equitable growth in the
F developing world over the next 15 to 20 years?
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C In other words, what new or existing technologies could be leveraged to improve the capacity of individuals,
A communities, and systems to respond to major changes, or what technologies could improve the lives of vulnerable
L populations around the world? A 15- to 20-year timeframe was chosen on the assumption that it is both sufficiently long
enough that significant technological change is plausible and sufficiently short enough that we can imagine some
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possibilities for the kinds of technologies that could be developed and applied. Focusing on how to overcome a set of
U obstacles associated with the application of technology to the challenges of development helped to both bound the inquiry
E and promote a problem-solving approach that seeks to identify potential, systematic intervention opportunities.
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I ENGAGING YOUR IMAGINATION
O It is our hope that these scenarios help inspire the same future-orientation in other initiatives that are broadly concerned
N with technology and international development. Of course, there is no hard data about the future — nobody yet knows
precisely what technologies will be successful at addressing new and evolving development needs. Rather, as you read the
scenarios, think of them as a journey — four journeys — into a future that is relevant, thought-provoking, and possible.
E Imagine how the world will function and how it will be organized to tackle the challenges it faces. Who will be
v responsible for driving local and global development initiatives and what would that require? And what is your own role
er in leading your organization, community, or region to a preferred future?
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e A Note on Terminology
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The Foundation’s work promotes “resilience and equitable growth.” Resilience refers to the capacity of individuals,
ar communities, and systems to survive, adapt, and grow in the face of changes, even catastrophic incidents. Equitable growth
io involves enabling individuals, communities, and institutions to access new tools, practices, resources, services, and products.
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Scenarios are a medium through which great change can be not just envisioned but also actualized. The more closely you read
them, the more likely it becomes that you will recognize their important but less obvious implications to you, your work, and
your community. We strongly encourage you to share and discuss this report widely, use it as a springboard for further creative
thinking about how technology could shape development, and test and adjust your strategies or personal actions accordingly.
It is also our hope that these scenarios help to identify potential areas of future work for governments, philanthropies,
corporations, and nonprofits, and that they illuminate choices and commitments that a wide range of organizations may want to
make in these areas in the future.
FURTHER READING ON TECHNOLOGY AND DEVELOPMENT
This report adds to a growing body of literature focusing on the relationship between technology, development, and social
systems. While not a comprehensive list, the following readings offer additional insights on this topic.
• Caroline Wagner, The New Invisible College: Science for Development, 2008.
• Institute for the Future, Science and Technology Outlook: 2005-2055, 2006.
• RAND Corporation, The Global Technology Revolution 2020, In-Depth Analyses, 2006.
• World Bank, Science, Technology, and Innovation: Capacity Building for Sustainable Growth and Poverty Reduction,
2008.
• UN Millennium Project, Task Force on Science, Technology, and Innovation, Innovation: Applying Knowledge in
Development, 2006.
• W. Brian Arthur, The Nature of Technology: What It Is and How It Evolves, 2009.
• STEPS Centre Working Papers, Innovation, Sustainability, Development: A New Manifesto, 2009.
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The Scenario Framework
The Rockefeller Foundation and GBN began the scenario process by surfacing a host of driving
forces that would affect the future of technology and international development. These forces were
generated through both secondary research and in-depth interviews with Foundation staff,
Foundation grantees, and external experts. Next, all these constituents came together in several exploratory
workshops to further brainstorm the content of these forces, which could be divided into two categories: predetermined elements
and critical uncertainties. A good starting point for any set of scenarios is to understand those driving forces that we can be
reasonably certain will shape the worlds we are describing, also known as “predetermined elements.” For example, it is a near
geopolitical certainty that — with the rise of China, India, and other nations — a multi-polar global system is emerging. One
demographic certainty is that global population growth will continue and will put pressure on energy, food, and water resources
— especially in the developing world. Another related certainty: that the world will strive to source more of its energy from
renewable resources and may succeed, but there will likely still be a significant level of global interdependence on energy.
Predetermined elements are important to any scenario story, but they are not the foundation on which these stories are built.
Rather, scenarios are formed around “critical uncertainties” — driving forces that are considered both highly important to the
focal issue and highly uncertain in terms of their future resolution. Whereas predetermined elements are predictable driving
forces, uncertainties are by their nature unpredictable: their outcome can be guessed at but not known.
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While any single uncertainty could challenge our thinking, the future will be shaped by multiple forces playing out over time.
The scenario framework provides a structured way to consider how these critical uncertainties might unfold and evolve in
combination. Identifying the two most important uncertainties guarantees that the resulting scenarios will differ in ways that
have been judged to be critical to the focal question.
The two chosen uncertainties, introduced below, together define a set of four that are divergent, challenging, internally
consistent, and plausible. Each of the two uncertainties is expressed as an axis that represents a continuum of possibilities
ranging between two endpoints. ADAPTIVE CAPACITY HIGH LOW POLITICAL AND ECONOMIC ALIGNMENT WEAK STRONG
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GLOBAL POLITICAL AND ECONOMIC ADAPTIVE CAPACITY
ALIGNMENT
This uncertainty refers to the capacity at different levels of
This uncertainty refers to both the amount of economic society to cope with change and to adapt effectively. This
integration — the flow of goods, capital, people, and ideas — ability to adapt can mean proactively managing existing
as well as the extent to which enduring and effective political systems and structures to ensure their resilience against
structures enable the world to deal with many of the global external forces, as well as the ability to transform those
challenges it faces. On one end of the axis, we would see a systems and structures when a changed context means they
more integrated global economy with high trade volumes, are no longer suitable. Adaptive capacity is generally
which enables access to a wider range of goods and services associated with higher levels of education in a society, as well
through imports and exports, and the increasing specialization as the availability of outlets for those who have educations to
of exports. We would also see more cooperation at the supra- further their individual and societal well-being. High levels of
national level, fostering increased collaboration, strengthened adaptive capacity are typically achieved through the existence
global institutions, and the formation of effective international of trust in society; the presence and tolerance of novelty and
problem-solving networks. At the other axis endpoint, the diversity; the strength, variety, and overlap of human
potential for economic development in the developing world institutions; and the free flow of communication and ideas,
would be reduced by the fragility of the overall global especially between and across different levels, e.g., bottom-
economy — coupled with protectionism and fragmentation of up and top-down. Lower levels of adaptive capacity emerge
trade — along with a weakening of governance regimes that in the absence of these characteristics and leave populations
raise barriers to cooperation, thereby hindering agreement on particularly vulnerable to the disruptive effects of
and implementation of large-scale, interconnected solutions to unanticipated shocks.
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pressing global challenges.
Once crossed, these axes create a matrix of four very different futures:
LOCK STEP – A world of tighter top-down government HACK ATTACK – An economically unstable and
control and more authoritarian eadership, with limited shock-prone world in which governments weaken,
innovation and growing citizen pushback criminals thrive, and dangerous innovations emerge
Meanwhile, in the developed world, the presence of so many top-down rules and norms greatly inhibited
entrepreneurial activity. Scientists and innovators were often told by governments what research lines to
pursue and were guided mostly toward projects that would make money (e.g., market-driven product
development) or were “sure bets” (e.g., fundamental research), leaving more risky or innovative research
areas largely untapped. Well-off countries and monopolistic companies with big research and
development budgets still made significant advances, but the IP behind their breakthroughs remained
locked behind strict national or corporate protection. Russia and India imposed stringent domestic
standards for supervising and certifying encryption-related products and their suppliers — a category that
in reality meant all IT innovations. The U.S. and EU struck back with retaliatory national standards,
throwing a wrench in the development and diffusion of technology globally.
Especially in the developing world, acting in one’s national self-interest often meant seeking practical
alliances that fit with those