From Proto-Indo-European To Indo-European: After The Great Voice Shift and The Morphotactic Fusion
From Proto-Indo-European To Indo-European: After The Great Voice Shift and The Morphotactic Fusion
From Proto-Indo-European To Indo-European: After The Great Voice Shift and The Morphotactic Fusion
Roland A. Pooth*
Abstract. This is a very brief outline of what must have happened to the PIE basic ver-
bal inflectional types (“root” formations) after PIE broke up
Keywords. PIE verb inflection, Linguistic reconstruction
*Ghent University, mail to [email protected], [email protected]
2SG/3SG 3SG
DIRECT (-t-) INTRANSTIVE
ACTIVE DETRANSITIVE aspectual value
wh wh
I *g ént(i) *g nó(i) depending on the aspect of the verb
II *stḗut(i) *stéuo(i) DURATIVE-IMPERFECTIVE (DUR)
III *uóide(i) STATIVE-HABITUAL (STAT)
IV *uóid(i) TRANSITIONAL (CHANGE OF STATE) (TRIT)
V *suṓp(i) INCHOATIVE-STATIVE (ISTA)
VI *suopé(i) DISTRIBUTIVE-ITERATIVE (DSTR)
(e.g. *gwem- ‘to come hither, go thither’ or *dheh1- ‘to put sth. swh. make, do’). It
was perhaps not used with specifically punctual verbs.
We can see that the vowel o of the forms of the right column of Table 1 must
have been a DETRANSITIVIZING (DETRANSITIVE) or “protomiddle” marker. This
vowel was morphotactically independent from the consonantal frame or discon-
tinuous morphological skeleton surrounding it (cf. Pooth 2016b).
The intransitive detransitive forms of all PIE binyans were polysemous for the
causer and agent role in the sense that they could be used both semantically in-
transitively and transitively, both with a non-agentive causer or agentive causer
role, and without. Depending on the underlying verb meaning, they could be used
like “agentless” passives, but the addition of an oblique agent was ungrammatical,
as in many languages of the world that exhibit this pattern. With agentive transi-
tive meaning and concomitant agent case marking of the agentive causer they
could be used within the antipassive construction, as in (3).
Our starting point for the fundamental change of the original PIE voice system
is the reanalysis of the antipassive construction to neotransitive, including reanal-
ysis of the PIE sigmatic agent case as new nominative (NOM) and the original PIE
allative-dative case (ALL) as new accusative (ACC):
This shift had a very destructive effect on the transfixal marking system in that
the vowel o could not be analzyed as a discontinuous detransitive marker any
longer. The original transfixal marking system thus immediately collapsed. The
PIE direct (-t-) vs. inverse (-s-) marking system (cf. Pooth 2016b; Jacques & An-
tonov 2014) was also destroyed by the introduction of this new transitive con-
struction. The formal effect of shifts 1 and 2b and 2c was merger of the originally
detransitive stative-habitual inflectional type III *uóide with the original active
forms of the durative-imperfective inflectional type II, see (6).
We reconstruct PIE 2sg and 3sg sigmatic (INVERSE) forms (e.g. *stḗus) (Pooth
2016b), which merged with the (DIRECT) 3sg forms in -t- and the 3sg forms of the
*uóide type due to shift 1. Alongside the shift from progressive aspect to present
imperfective, this merger can be considered a further step in the collapse of the
original PIE aspect system. The result of this merger was a “mixed paradigm”
*stḗut ~ *stḗus(t) ~ *stóue, as reconstructed by Jasanoff (2003). But recall that
Jasanoff’s reconstruction of a “mixed paradigm” has remained obscure on the
functional level. However, regarding the formal level of his model, we can follow
him, but claim that it is essentially post-PIE.
The type *uóide(i) was thus reanalyzed as belonging to the (neo-) active voice
by the time the original PIE detransitive voice-marking system collapsed. The
original protomiddle (presumably distributive-iterative) inflectional type *suopé(i)
became (neo-) active, too.
The second shift that had a destructive effect on the original system was the
shift from PROGRESSIVE aspect to PRESENT IMPERFECTIVE tense and aspect, intro-
ducing present-tensedness and cumulative exponence to these forms. It was ac-
companied by reanalysis of the original transfixal marking system of the final part
of the word form and its surrounding consonantal segmental string to a fusional
portmanteau ending (e.g. -t- and -i → -ti). Temporal and aspectual CUMULATIVE
(PRESENT + IMPERFECTIVE) EXPONENCE was thus introduced to the word final
segmental strings of active 3sg forms ending in -ti, -ei, and corresponding middle
endings -oi, -toi, etc. The emergence of linear inflectional endings is thus part of
the phenomenon that we term the Great Morphotactic Fusion here. It involves a
process of morphotactic fusion of one of the original transfixal vowels with the
consonantal string surrounding it (e.g. -t_o_i → -toi). After the shift from progres-
sive to present imperfective, present tensed imperfective endings (-ti and -ei) were
distinguished from general imperfective endings and non-progressive or neutral
endings (these are the so-called “secondary endings”). The two categories B
(IMPERFECTIVE) and C (NON-IMPERFECTIVE) were still tense-neutral (NON-TENSED)
and thus used for past time and future time reference.
After the fusion, leveling of the zero grade in imperfective plural forms (*stéu-
→ *stu-´, cf. Vedic stuvánti) took place, whereas the respective ablaut grade of
the singular forms was generalized in non-imperfective plural forms (*dhh1-´ →
*dhéh1-) to increasingly distinguish categories A and B from category C. The stem
allomorphs of the plural forms are given in brackets in Table 2. Notice that *su̯ ṓpi
must still have belonged to both categories A and B after the voice shift due to its
original PIE polysemous non-tensed meaning ‘is sleeping / falling asleep now’
From Proto-Indo-European to Indo-European: After the Great Voice Shift and the Morphotactic Fusion 5
(present → A) and ‘was sleeping / falling asleep’ or ‘is always (generally, habitu-
ally) sleeping / falling asleep (→ B). PIE progressive forms of the transitional
aspect (binyan IV) must have been used as present and anterior imperfectives, e.g.
*g̑ ónh1i ‘is in the resulting state of having generated now; is (being) generated
now; is in the (present) state of just (recently) having been generated, has just
been generated’, much like IE perfects (e.g. Vedic ones). In anterior function, they
were narrowed to aorist (perfective) stems later and thus preceded the Vedic “pas-
sive aorist” (jáni, ájani).
4 Natural Consequences
From a morphotactic perspective, the subsequent developments within the sys-
tem are almost natural consequences of the given evolutionary tendencies. After
the great fusion, the following developments occurred immediately:
ing and blending processes took place affecting the roots and endings, as illustrat-
ed by Table 3, where emphasis in bold type marks the innovative forms. These
leveling and blending processes must necessarily be dated to a period after the
Great Morphotactic Fusion and the introduction of cumulative exponence. These
processes probably started very closely after the stage when PIE broke up into
dialects. The Great Voice Shift and the Morphotactic Fusion is dated here to
closely after the period where PIE was spoken as a unitary language, presumably
by a smaller number of people, before something happened that made dialects
move apart. We suggest that these processes occurred within a “Vulgar” PIE dia-
lect continuum, comparable with that of Vulgar Latin or so.
Table 3. Leveling and blending processes (NB that these forms are meant to be types)
4.2 Backformations
As a natural consequence, new (neo-) active forms were increasingly back-
formed from the residual middle forms, as illustrated by Table 4, where emphasis
in bold type marks the neoactive backformations. This development can be con-
sidered a straightforward consequence of the blending processes and another con-
sequence of the Great Voice Shift. The active voice category now lost the original
opponent agentive meaning that most of the protoactive forms once had (excep-
tions were protoactive forms of the */bhéuh2t/ class). Whether the given partici-
From Proto-Indo-European to Indo-European: After the Great Voice Shift and the Morphotactic Fusion 7
pant involved in the event was agentive or not, was not indicated by the active
versus middle voice marking any longer, and the middle was increasingly nar-
rowed to residual “mediopassive” reflexive, benefactive, O-possessive, and pas-
sive function.
Table 4. Backfomations of neactive forms (NB that these forms are meant to be types)
Table 5. Additional backformations (NB that these forms are meant to be types)
NEOACTIVE NEOACTIVE
wh ti
A *g én- *dhugh-óitoi → *dhugh-ói-ti
*dhéh1-ti *dhh1-óitoi → *dhh1-ói-ti
*stḗu-ti
*u̯ óid-ei → *u̯ (ó)id-ei-ti
*su̯ op-éi → *su̯ op-éiti → B *su̯ op-éi̯ e-t
*su̯ ṓp-i → *su̯ ṓp-i̯-ei ~ *su̯ ṓp-iei-ti *su̯ ṓp-i̯ otoi → *su̯ ṓp-i̯ o/e-ti
→ B *su̯ ṓp-i̯ e-t *g̑ ónh1-i̯ otoi→ *g̑ (ó)nh1-i̯ o/e-ti
*su̯ ṓp-itoi → *su̯ ṓp-i-ti
*g̑ ónh1-itoi → *g̑ (ó)nh1-i-ti
B *stḗu-t *stéu̯ -o → *stéu̯ -ot/et → A *stéu̯ -o/e-ti
*stḗu-s(t) → *stḗu-s-t
*u̯ óid-e → *u̯ óid-e-t → A *u̯ óid-e-ti
*su̯ ṓp-i → *su̯ ṓp-i̯ e-t ~ *su̯ ṓp-is-t *su̯ ṓp-i̯ oto → *su̯ ṓp-i̯ ot/i̯ et → A *su̯ ṓp-i̯ e/o-ti
→ A *su̯ ṓp-i̯ e-ti *g̑ ónh1-i̯ oto→ *g̑ (ó)nh1-i̯ ot/i̯ et → A *g̑ n̥ h1-i̯ é/ó-ti
*su̯ ṓp-ito → *su̯ ṓp-i-t
*g̑ ónh1-ito → *g̑ (ó)nh1-i-t
C *gwhén-t *gwhn̥ -tó
*dhéh1-t (*dhh1-´ → *dhéh1-) *dhh1-tó
*g̑ ónh1 → *g̑ ónh1-t → *g̑ ón-H-t
*u̯ idó → *u̯ id-ó/é-t
Table 6. Reanalysis of endings (NB that these forms are meant to be types)
3PLURAL 2/3COLLECTIVE
INTRANSITIVE INTRANSTIVE
DETRANSITIVE DETRANSITIVE IE 3pl
wh wh
I *g nró *g náh2 *gwhnáh2ont(o)
II *stéuro *stéuah2 *stéu̯ ah2ont(o)
III *ueidór *uóidah2 *u̯ óidah2ont(o)
IV *uidór *uidáh2 *u̯ idáh2ont(o)
V *suópr *suópah2 *su̯ ópah2ont(o)
VI *suopér *suopáh2 *su̯ opáh2ont(o)
5 Outcome
We finally arrive at a “Vulgar” PIE or post-unitary PIE model which is formal-
ly almost identical with the traditional “Graeco-Aryan” model, as found in all
present handbooks of Indo-European Linguistics. The novelty of our model is on
the functional and analytical level. We can even provide an internal chronology of
the morphosyntactic changes that must have taken place. We do not want to be
victims of the traditional, but misleading and anachronistic preconceptions, which
are simplistically re-projecting IE morphotaxis, including ablaut grades, stem suf-
fixes, and endings to an artificial pseudo-proto-language that they call “PIE”. The
Templatic Model and its implications are promising and have great advantages.
They can make predictions resulting in a post-PIE model that is closer to the Pro-
to-Anatolian verb system, and they additionally provide a highly plausible sys-
tematic explanation for all the given IE vowel alternations (ablaut grades) without
any preconceptions and sound laws that are invented out of the blue.
References
Bybee, Joan L., Perkins, Revere and Pagliuca, William
1994 The Evolution of Grammar: Tense, aspect and modality in the languages of
the world. Chicago University Press.
From Proto-Indo-European to Indo-European: After the Great Voice Shift and the Morphotactic Fusion 11
Publications
Cf. https://leidenuniv.academia.edu/RolandPooth
Pooth, R.A. 2000: Stativ vs. Medium im Vedischen und Avestischen. Historische Sprachforschung 113, 88-
116.
Pooth, R.A. 2001: Studien zur frühurindogermanischen Morphologie I. ‘Stativ’, ‘Medium’ und ‘Perfekt’.
Historische Sprachforschung 114, 220-258.
Pooth, R.A. 2004a: Ablaut und autosegmentale Morphologie: Theorie der urindogermanischen Wurzelflexi-
on. In: Indogermanistik - Germanistik - Linguistik. Ed by. M. Kozianka, R. Lühr & S. Zeilfelder. Hamburg,
401-471.
Pooth, R.A. 2004b: Zur Genese der späturidg. thematischen Konjugation aus frühuridg. Medialformen. Indo-
germanische Forschungen 109, 31-60.
Pooth, R.A. 2009b: Proto-Indo-European Ablaut and Root Inflection. In: Internal Reconstruction in Indo-
European. Ed. by J. E. Rasmussen & T. Olander. Copenhagen, 229-254.
Pooth, R.A. 2011: Die 2. und 3. Person Dual und das Medium. In: Indogermanistik und Linguistik im Dialog.
Akten der XIII. Fachtagung der Indogermanischen Gesellschaft ... in Salzburg. Ed. by T. Krisch & T. Lind-
ner. Wiesbaden, 473-83.
Pooth, R.A. 2012: Zum Aufkommen transitiver Verben in frühen Vedischen am Beispiel 1r̥ . In: The Indo-
European Verb. Proceedings of the Conference of the Society for Indo-European Studies, Los Angeles 13-
16 September 2010. Ed. by E. Craig Melchert. Wiesbaden, 267-84.
Pooth, R.A. 2014a (ms.): Ein Problem der Methode der komparativen Rekonstruktion von Morphemen, Mor-
phemgrenzen und morphosyntaktischen Kategorien, ms. version 2014-08-07.
Roland A. Pooth 12
Pooth, R.A. 2014c (ms.): Voice, Transitivity Direction, Case, and Alignment in Proto-Indo-European. IV.
The Proto-Indo-European Case System, version 2014-11-17.
Pooth, R.A. 2014d (ms.): More evidence for Proto-Indo-European transfixes: Two types of ‘lengthened
grades’, version 2014-12-05.
Pooth, R.A. 2015a (ms.): A typological overview of Proto-Indo-European, version 2015-07-23.
Pooth, R.A. 2016+ (ms.): Is the “tēzzi principle” a plausible inference. Paper given at: The precursors of
Proto-Indo-European: the Indo-Hittite and Indo-Uralic hypotheses. Workshop at the Leiden University
Centre for Linguistics, 9-11 July 2015.
Cf. Language Arts 3, 4, and 5, which are also available there.