The Top 70 Microbiology Regulations

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The Top 70 Microbiology Regulations

Jun 10, 2014 2:07 pm EDT

Microbiology and microbiological processes have are some of the mostly widely regulated and scrutinized activities in
pharmaceutical and medical device manufacturing. Recently, rapid microbiological methods, good compounding practice,
the use of biological indicators, and increased depth of FDA inspections have created an atmosphere where knowledge of
regulatory guidance is an essential aspect of business operations. Taken from IVT's Microbiology Week, the following is a
robust list of global regulatory requirements and recommendations that need to be reviewed as companies pursue global
compliance.

Editor's note: There is a wide variety of media and other resources available for microbiologists in GXP-regulated industries.
While there are too many to count here, some of IVT's favorites are pieces fromTim Sandle,Scott Sutton, andJeanne
Moldenhauer as well as information from thePharmaceutical Microbiology Forum.

US Food and Drug Administration


1. Investigating Out-of-Specification (OOS) Test Results for Pharmaceutical Production, read it here.
2. Code of Federal Regulations Title 21 Part 211 (specifically, 211.84, 211.113(a), 211.165(b), 211.94, 211.46, 211.56,
211.113), read it here.
3. Sterile Drug Products Produced by Aseptic Processing — Current Good Manufacturing Practice, read it here.
4. Pyrogen and Endotoxins Testing: Questions and Answers, read it here.
5. Bad Bug Book, read it here.
6. Proposal to amend the sterility test requirements for biological products
7. Amendments to Sterility Test Requirements for Biological Products, read it here.
8. 21 CFR Part 820.70, read it here.
9. 21 CFR 610.12, read it here.

Center for Disease Control


10. Biosafety in Microbiological and Biomedical Laboratories, read it here.

American Public Health Association


11. “Standard Methods for the Examination of Water and Wastewater, read it here.

United States Pharmacopeia


12. USP <1116> Microbiological Control and Monitoring of Aseptic Processing Environments, read it here.
13. USP <61> Microbiological Examination of Nonsterile Products: Microbial Enumeration Tests, read it here.
14. USP <62> Microbiological Examination of Nonsterile Products: Tests for Specified Microorganisms, read it here.
15. USP <1111> Microbiological Examination of Nonsterile Products: Acceptance Criteria for Pharmaceutical Preparations
and Substances for Pharmaceutical Use
16. USP <1112> Application of Water Activity Determination To Nonsterile Pharmaceutical Products
17. USP <1223> Validation of Alternative Microbiological Methods
18. USP <1115> Bioburden Control for Nonsterile Substances and Products
19. USP <1231> Water for Pharmaceutical Purposes
20. USP <1117> Microbiological Best Laboratory Practices
21. USP <1227> Validation of Microbial Recovery from Pharmacopeial Articles
22. USP <85> Bacterial Endotoxins Test, read it here.
23. USP <151> Pyrogen Test
24. USP <1113> Microbial Characterization, Identification and Strain Typing
25. USP <71> Sterility Tests
26. USP <1035> Biological Indicators for Sterilization
27. USP <55> Biological Indicators – Resistance Performance Tests, read it here.
28. USP <51> Antimicrobial Effectiveness Testing
29. Biological Indicator for Steam Sterilization, Paper Carrier
30. Biological Indicator for Dry?Heat Sterilization, Paper Carrier
31. Biological Indicator for Ethylene Oxide Sterilization, Paper Carrier
32. Biological Indicator for Steam Sterilization, Self?Contained
33. Biological Indicators for Moist Heat, Dry Heat, and Gaseous Modes of Sterilization, Nonpaper Carriers
34. Biological Indicators for Moist Heat, Dry Heat, and Gaseous Modes of Sterilization, Liquid Spore Suspensions
35. USP <1211> Sterilization and Sterility Assurance of Compendial Articles
36. USP <1229> Sterilization of Compendial Articles
37. USP <1035> Sterilization and Sterility Assurance of Compendial Articles
38. USP <797> Pharmaceutical Compounding—Sterilization Preparations, read it here.
39. USP <1207> Sterile Product Packaging?Integrity Evaluation
40. USP <1113> Microbial Identification
41. USP <1046> Cell and Gene Therapy Products

Parenteral Drug Association


42. “Validation of Moist Heat Sterilization Processes: Cycle Design, Development, Qualification and Ongoing Control,”
PDA Technical Report No. 1
43. “Moist Heat Sterilizer Systems: Design, Commissioning, Operation, Qualification and Maintenance,” PDA Technical
Report No. 48, read it here.
44. “Validation of Dry Heat Processes Used for Sterilization and Depyrogenation,” PDA Technical Monograph No. 3
45. “The Evaluation, Validation and Implementation of Alternative and Rapid Microbiological Testing Methods,” PDA
Technical Report No. 33
46. “Steam In Place,” PDA Technical Report No. 61
47. “Pharmaceutical Package Integrity Testing,” PDA Technical Report No. 27
48. “Process Validation: A Lifecycle Approach,” PDA Technical Report No. 60
49. “Points to Consider for Cleaning Validation,” PDA Technical Report No. 29
50. “Fundamentals of an Environmental Monitoring Program,” PDA Technical Report No. 13

European Pharmacopeia
51. EP 2.6.12. Microbiological Examination of Non-Sterile Products: Microbial Enumeration Tests
52. EP 2.6.13. Microbiological Examination of Non-Sterile Products: Test for Specified Micro-Organisms
53. EP 5.1.6 Alternative methods for control of microbial quality

European Medicines Agency


54. Concept paper on revision of Annex 15 of the GMP guide, read it here.
55. Eudralex Volume 4 Good manufacturing practices, Annex 17 Parametric Release, read it here.
56. Draft Guideline on Quality of Transdermal Patches, read it here.
57. Guideline on similar biological medicinal products containing monoclonal antibodies – non-clinical and clinical issues,
read it here.
58. Guideline on immunogenicity assessment of monoclonal antibodies intended for in-vivo clinical use, read it here.

International Conference for Harmonisation


59. ICH Q4B Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions, read it here and
Annex Q4A(RI), Annex Q4B(R1), Annex 4C(R1), Annex 8(R1).
60. ICH Q6A Specifications: Test Procedures for New Drug Substances and New Drug Products: Chemical Substances,
read it here.
61. ICH Q2(R1) Tripartite Guideline: Validation of Analytical Procedures: Text and Methodology, read it here.
62. ICH Q1D Bracketing and Matrixing Designs for Stability Testing of New Drug Substances and Products, read it here.

International Organization for Standardization


63. ISO 14644 Series Standards for Airborne Particulate Cleanliness Classes in Cleanrooms and Clean Zones
64. AAMI/ISO 11737, Sterilization of health care products—Microbiological methods, read it here.
65. ISO 14698 Cleanrooms and associated controlled environments -- Biocontamination control, read it here.

Japan Pharmacopeia
66. 4.05 Microbiological Examination of Non-sterile Products, read it here.

Medicines and Healthcare products Regulatory Agency


67. Out of specification (OOS) FAQs, read it here.
68. Rules and Guidance for Pharmaceutical Manufacturers and Distributors, read it here.

World Health Organization


69. WHO Guidelines on the Quality, Safety, and Efficacy of Biotherapeutic Products Prepared by Recombinant DNA
Technology, read it here.
70. Good Practices for pharmaceutical microbiology laboratories, read it here.

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