PHD Guidelines

Item 6_1st Agenda: Template for a PhD degree program
meeting It is proposed that the following requirements are to be

16.11.2010 & met for the award of a PhD degree:
29.12.2010
 Completion of four courses with a minimum
CGPA of 7.0
 A research proposal to be defended at the end
of the first year
 Original work carried out at least partly under the
supervision of a research guide from among the
faculty members of IIT Hyderabad and defended
in the form of a thesis. A co-guide, if needed,
could be from IITH, industry or another institute
of repute.
 Publication of at least two research papers in
referred journals and/ or conferences
A minimum of two years of registration for the PhD
program at IITH
Senate Ruling:
Approved with the following conditions:
a. Completion of four courses with a minimum CGPA of 7.0 within the first year of admission.
The Doctoral Committee may recommend up to two additional courses and/or may allow an
extra semester to complete the course work.
a. A research proposal to be defended within thirteen months of registration.
b. Original work should be carried out at least partly under the supervision of a research guide
from among the faculty members of IIT Hyderabad and defended in the form of a thesis. A
co-guide, if needed, may be co-opted from IITH, industry or another institute of repute.
c. Publication of at least two research papers in reputed journals or referred conferences.
d. A minimum of two years of registration for the PhD programme at IITH.
e. A guide will be allotted at the end of the first semester based on the choices given by the
student. The guide will constitute a Doctoral Committee (DC) comprising himself/herself and
at least two members of his/her choice selected from amongst faculty of IITH or scientists
from reputed outside Organizations/Institutes. At least one member, besides the guide
should be an IITH faculty. The DC would conduct annual meetings to evaluate the progress
of the work.
As per 28th Senate:
ii) Proposal defense deadline of 13 months for Ph.D. in all departments is applicable from July 2017
batch onwards. As a onetime exception, July 2016 and January 2017 batches are allowed to complete
the proposal defense within 18 months
Item 10_2nd Agenda: PhD Course Work

meeting credit for up to two courses can be given for students from other
23.03.2011 & IITs and IISc based on the recommendation of DPGC
06.04.2011 (Departmental Post Graduate Committee) (since guide allotment
and constitution of DC will not happen until the end of the first
semester).
Senate Ruling:
Approved with the modification that students of IISc are also eligible for credit.
Direct PHD As per 27th senate
M. Tech. Course work i.e. either 24 /27 credit + Thesis proposal
14.9 Exit Policy for Ph.D. students (Committee report). MS or MPhil as an exit
option for Ph.D. students.
Committee draft on Exit Policy/System for Ph.D. Students:
Committee Members- Dr. B Umashankar, Dr. Abhay Sharma,

Dr. V Kanchana, Dr. M Deepa and Dr. G V V Sharma
1. If the student obtains CGPA below 6.5 for unreserved category and 6.0 for
reserved category at the end of first two semesters
2. If the CGPA falls between 6.5 and 7.0 for unreserved category, and 6.0 and 6.5
for reserved category at the end of first year of coursework, student will be
allowed to take courses in the third semester to meet CGPA of 7.0 (CGPA=7.0 is
a requirement as per IITH senate ruling). In this case, the research proposal
defense should be extended by one more semester. If CGPA of 7.0 cannot be
met at the end of third semester for both unreserved and reserved category,
registration will stand terminated
3. If the student accumulates two or more FR/FS grades during the course work
4. If the student does not clear the research proposal defense in two attempts. A
minimum of one month may be given between the first and the second attempt
5. If the research progress is unsatisfactory, supervisor will call for Doctoral

Committee (DC) to evaluate the progress. If DC finds the progress
unsatisfactory, appropriate time interval (minimum of three months) will be set to
improve the performance. If DC finds that the progress still remains
unsatisfactory, registration will stand terminated. However, DC may recommend
for award of M.S. degree.
6. If he/she does not finish within six years for unreserved category and seven
years for the reserved category
8.9 Agenda: Ph.D. Thesis submission

07.11.2012
PhD thesis submission (Dr MVP / Dr Vinod to make a
presentation):
A PhD student in the department of Chemical Engineering is

ready to submit his PhD thesis. Although, the institute constituted
a committee to come up with recommendation for the formalities
that needs to be followed for the submission and evaluation of
thesis and PhD defense, the committee never presented its
recommendations to the senate.
PhD thesis Submission and Evaluation Guidelines
 Pre-requisite for submission of PhD thesis

The student must have two peer-reviewed publications to be eligible for the submission
of doctoral thesis. Departments are given the freedom to set the criteria for the two
publications such as journal publications or international conference publications.
 Open colloquium
On completion of the doctoral research the student has to give an open colloquium. As
the name implies it is open to the entire institute. The doctoral committee (as many
members as possible of DC) and the guide will have to be present in the colloquium. The
requirement for open colloquium is a rough thesis draft and the guide’s approval. The
rough draft will be send to the doctoral committee at least two weeks before the
colloquium. The student will have to incorporate the suggestions that come from the
open colloquium. The final thesis has to be submitted within 3 months after the
successful completion of open colloquium
 Extended synopsis
The student will have to submit an extended synopsis that will be send to external
examiners.
 External examiners / reviewer’s
The guide will have to submit a list of 8 external experts to the Dean Academic’s Office
forwarded through the HOD after approval from DPGC.
 Opting for examiner’s / reviewer’s from Abroad
The guide may opt for examiners / reviewers from abroad, however, this is not
mandatory.
 Choosing the examiners
The dean academic in consultation with the chairman senate will choose the two
examiners (for A) or three reviewers (for B) from the list provided by the thesis
supervisor.
 Defense pattern and examination committee
Two patterns are suggested for the conduction of thesis defense
A) The viva voce will be held within two months of submitting the thesis to the external
examiners. The extended synopsis will be sent to two external examiners. After
reading through the extended synopsis if they agree to be in the examination
committee and to be present during the defense in person, the thesis will be send to
both. If any of them refuses to be in the examination committee after reading the
extended synopsis, the dean academic will contact other examiners from the list
submitted by the thesis supervisor. The thesis will be send to the examiner as and
when one agrees to be in the examination committee. The examiners will not be
asked to submit written report. The dean of academic affairs office will schedule the
defense date in consultation with the examination committee. In this case the final
examination committee will consists of the thesis supervisor(s), both the external
examiners who agreed to review the thesis, one internal examiner, and Chairman
who is from outside the department.
B) The extended synopsis will be send to three external reviewers. After reading
through the extended synopsis if they agree to review the thesis then the thesis will
be send to all. If any of them refuses to review the thesis, the dean academic will
contact other examiners from the list submitted by the thesis supervisor. The thesis
will be send to the reviewer as and when one agrees to review the thesis. The
reviewers will be given 2 months time to submit a report. Once two positive reports
are received the defense date can be scheduled and one of the reviewers will be
invited in person to attend the thesis defense. The report submitted by the other
reviewer will be given to the external examiner and the external examiner may even
ask questions based on the reviewer’s report. In this case the final examination
committee will consists of the supervisor(s), one external examiner, one internal
examiner, and Chairman who is from outside the department.
The defense will be open to all followed by closed door Q&A.
 Choosing the exam pattern

The choice of selecting the exam pattern remains with the student. The student ‘may’
consult with the thesis supervisor for making a choice
 Preparing the thesis
The thesis must be prepared in the format prescribed by the institute and a soft copy of
the thesis must be submitted to the library for archiving.
 Any Faculty of IITH with one year of service may be appointed as Chairman.
Senate Ruling:
The senate approved the above recommendation for Ph.D. defense.
27.3.2 Proposal for Dual Degree (MTech+PhD)
Senate Decision: Presented by Dr. Shiv Govind Singh. Senate approved the new proposal, applicable
from 2016 batch onwards
Existing Rule Direct PhD
33 credits to 36 credits (non IIT Btech)

Thesis proposal: before 13 th Months
Degree obtained: PhD after successful completion of PhD thesis
New Proposal
Course credit: Equivalent to MTech Course work i.e either 24 /27 credit + Thesis proposal
Thesis proposal before 18th Months
Degree : Dual i.e ( Mtech +PhD) after successful completion
27.14 Following Items are proposed by Electrical Engineering Department:

a) Proposal defense of Direct PhD students
● Direct PhD students are supposed to do MTech Course Credits
● 18-month deadline for proposal defense is too short
● Possibility of reducing credits.
Senate Decision: Presented by Dr. S.G. Singh (Electrical Engineering). For Direct Ph.D.
from B.E., the Senate approved giving both M.Tech. and Ph.D. degrees at completion. And
the Thesis Proposal Presentation should be finished within 13 months of registration and
not 18 months as stated earlier. Also, in case of failure to clear it, there should be a
provision for second time Thesis Proposal Presentation within 2 months after 13 months.
For External Ph.D. scholars, it is 18 (+3) months for Thesis Proposal Presentation.
This is to be implemented from July 2016 Academic batch onward, for every department.

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Item 6_1st Agenda: Template for a PhD degree program

meeting It is proposed that the following requirements are to be

a. A research proposal to be defended within thirteen months of registration.

d. A minimum of two years of registration for the PhD programme at IITH.

As per 28th Senate:

Item 10_2nd Agenda: PhD Course Work

Direct PHD As per 27th senate

M. Tech. Course work i.e. either 24 /27 credit + Thesis proposal

Committee draft on Exit Policy/System for Ph.D. Students:

Committee Members- Dr. B Umashankar, Dr. Abhay Sharma,

5. If the research progress is unsatisfactory, supervisor will call for Doctoral

8.9 Agenda: Ph.D. Thesis submission

A PhD student in the department of Chemical Engineering is

PhD thesis Submission and Evaluation Guidelines

 Pre-requisite for submission of PhD thesis

 Defense pattern and examination committee

Two patterns are suggested for the conduction of thesis defense

The defense will be open to all followed by closed door Q&A.

 Choosing the exam pattern

Existing Rule Direct PhD

33 credits to 36 credits (non IIT Btech)

27.14 Following Items are proposed by Electrical Engineering Department:

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