Upper Limb Case Study
Upper Limb Case Study
Upper Limb Case Study
PII: S1360-8592(19)30111-1
DOI: https://doi.org/10.1016/j.jbmt.2019.03.016
Reference: YJBMT 1807
Please cite this article as: Franceschini, M., Mazzoleni, S., Goffredo, M., Pournajaf, S., Galafate, D.,
Criscuolo, S., Agosti, M., Posteraro, F., Upper limb robot-assisted rehabilitation versus physical therapy
on subacute stroke patients: a follow-up study, Journal of Bodywork & Movement Therapies, https://
doi.org/10.1016/j.jbmt.2019.03.016.
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TITLE PAGE
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Daniele Galafatea, Simone Criscuoloa, Maurizio Agostie, Federico Posterarod,f
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a
Department of Neurorehabilitation IRCCS San Raffaele Pisana, Rome, Italy; bSan Raffaele
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University, Rome, Italy; cThe BioRobotics Institute, Scuola Superiore Sant’Anna, Pisa, Italy;
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d e
Rehabilitation Bioengineering Laboratory, Volterra, Italy; Passignano sul Trasimeno, Italy;
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f
Rehabilitation Department Versilia Hospital AUSL Tuscany North West, Camaiore, Italy.
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Corresponding author
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Sanaz Pournajaf
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Department of Neurorehabilitation
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E-mail: [email protected]
Co-authors:
Marco Franceschini
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Department of Neurorehabilitation and San Raffaele University
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Ph: +39 0652252319
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E-mail: [email protected]
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Stefano Mazzoleni
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The BioRobotics Institute, Scuola Superiore Sant'Anna
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V.le R. Piaggio 34
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E-mail: [email protected]
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Michela Goffredo
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Department of Neurorehabilitation
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E-mail: [email protected]
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Daniele Galafate
Department of Neurorehabilitation
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Via della Pisana, 235
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00163 Rome, Italy
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E-mail: [email protected]
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Simone Criscuolo
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Department of Neurorehabilitation
E-mail: [email protected]
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Maurizio Agosti
Via Gramsci, 14
E-mail: [email protected]
Federico Posteraro
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Rehabilitation Department - Versilia Hospital - AUSL Tuscany North West
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Via Aurelia 335
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Ph: +39 05846057062
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E-mail: [email protected]
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Federico Posterarod,f
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Department of Neurorehabilitation IRCCS San Raffaele Pisana, Rome, Italy; bSan
c
Raffaele University, Rome, Italy; The BioRobotics Institute, Scuola Superiore
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Sant’Anna, Pisa, Italy; dRehabilitation Bioengineering Laboratory, Volterra, Italy;
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e f
Department of Rehabilitation, Hospital-University Parma, Italy; Rehabilitation
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Corresponding author
Sanaz Pournajaf
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Department of Neurorehabilitation
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E-mail: [email protected]
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Co-authors:
Marco Franceschini
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Via della Pisana, 235
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Ph: +39 0652252319
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E-mail: [email protected]
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Stefano Mazzoleni
V.le R. Piaggio 34
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E-mail: [email protected]
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Michela Goffredo
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Department of Neurorehabilitation
E-mail: [email protected]
Daniele Galafate
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Department of Neurorehabilitation
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Via della Pisana, 235
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00163 Rome, Italy
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E-mail: [email protected]
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Simone Criscuolo
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Department of Neurorehabilitation
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E-mail: [email protected]
Maurizio Agosti
E-mail: [email protected]
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Federico Posteraro
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Rehabilitation Department - Versilia Hospital - AUSL Tuscany North West
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Via Aurelia 335
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Ph: +39 05846057062
E-mail: [email protected]
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Abstract
This study aims to analyse the long-term effects (6 months follow-up) of upper limb
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robots shows increasing evidence of its effectiveness in stroke survivors, how long the
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randomized controlled follow-up study was conducted on 48 subacute stroke patients
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who performed the upper-limb therapy using a planar end-effector robotic system
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collected at T0 (baseline), T1 (end of treatment) and T2 (6 months follow-up): Upper
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Limb part of Fugl-Meyer assessment (FM-UL), total passive Range Of Motion
(pROM), Modified Ashworth Scale Shoulder (MAS-S) and Elbow (MAS-E). At T1, the
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intra-group analysis showed significant gain of FM-UL in both EG and CG, while
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significant improvement in MAS-S, MAS-E, and pROM were found in the EG only. At
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T2, significant increase in MAS-S were revealed only in the CG. In FM-UL, pROM and
months follow-up in both groups. The inter-groups analysis of FM-UL values at T1 and
stroke patients compared to Traditional Therapy. The gains observed at the end of
treatment persisted over time. No serious adverse event related to the study occurred.
Keywords
Introduction
Stroke is one of the most common causes of adult disabilities with high incidence
rates (Béjot et al., 2016) and it has a strong impact on healthcare services and costs.
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motor, cognitive, and psychological deficits that need specific treatments to be restored.
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rehabilitation treatment, even if started at an early stage, and its prognosis seems to be
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worse than the lower limbs impairments (Langhorne et al., 2009). Consequently,
impaired arm and hand functions induce considerable limitations in the Activities of
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Daily Living (ADLs) performance, which are directly related to the quality of life (Rand
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& Eng, 2015).
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that starts within the first few days after stroke and requires a complex integration of
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muscle activities of both proximal and distal parts (Langhorne et al., 2011). Repetitive
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motor tasks and intensive treatments appear to have a prominent impact on promoting
the neuroplasticity and functional outcomes improvement (Lohse et al., 2014; van
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Kordelaar et al., 2014; Waddell et al., 2014). Studies on the time course of motor
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recovery after stroke reported that the greatest gains in motor function occur within the
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first month post-stroke with some additional improvements up to 6 months after the
acute event (Buma et al., 2013). Limited capacity of neural mechanisms to reorganize
and recover missed functions after stroke has been considered to make a plateau in
motor abilities related to the timing and intensity of stroke rehabilitation treatments
(Kwakkel et al., 2004). A high-dose intensive training, through the specific functional
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task repetitions, represents an important factor for enhancing motor recovery and
In this context, robotic devices could be considered as suitable tools for achieving
this kind of goals due to their ability to control and quantify the intensity of the motor
tasks. They are also able to measure and control kinematics and kinetics providing
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repetitive, adaptive, and intensive treatments. In literature, there is an increasing
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reduction in subacute stroke patients (Babaiasl et al., 2016; Mehrholz et al., 2015; Yoo
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& Kim, 2015). These findings have been reported in several studies (Klamroth-
Marganska et al., 2014; Masiero et al., 2014; Prange et al., 2015) revealing that patients
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who received robot-assisted therapy had significant short-term gains in motor
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coordination and muscle strength of the exercised shoulder and elbow. In a recent study
on subacute stroke patients (Sale et al., 2014) significant improvements in upper limb
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total passive Range Of Motion (pROM) and muscle tones, assessed by Modified
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Ashworth Scale Shoulder (MAS-S) and Elbow (MAS-E), have been found in patients
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treated with Robot-assisted Therapy (RT) compared to Traditional Therapy (TT). Thus,
robotic technology provides new options for rehabilitation and it may increase the
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and motor function’s maintenance (Krebs et al., 2000; Veerbeek et al., 2017). However,
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life, activities, and participation) and preserving and/or increasing such progress over
There is a limited number of follow-up studies on subacute stroke patients who had
conducted a robot-assisted therapy (Burgar et al., 2011; Krebs et al., 2000; Lum et al.,
2006; Masiero et al., 2007; Taveggia et al., 2016). These trials are heterogeneous
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because of different devices used for RT, different definition of the follow-up terms
effector robots (Rabadi et al., 2008; Sale et al., 2014; Yoo & Kim, 2015; Mehrholz et
al., 2015; Babaiasl et al., 2016) and literature on long-term effects in subacute stroke
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patients is variegated (Burgar et al., 2011; Krebs et al., 2000; Lum et al., 2006; Masiero
et al., 2007; Taveggia et al., 2016), further follow-up investigations on the effects of
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upper-limb RT in subacute phase are needed.
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This study aims to extend our previous analysis on short-term effects of upper limb
robot-assisted therapy in subacute stroke patients (Sale et al., 2014), with the purpose to
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investigate whether and how motor recovery could be modified at 6 months after upper
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limb physical therapy with a planar end-effector robot. We hypothesise that the
rehabilitation treatment with the robotic system would introduce continued and
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patients
A Randomized Controlled Trial (RCT) has been carried out, in two Italian
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ischemic and haemorrhagic stroke survivors 30 ± 7 days after the acute event and with
moderate to severe upper limb impairment. The recruitment were performed from July
2013 to May 2014. The diagnosis were confirmed by computed tomography scan and/or
moderate to severe paresis: score between 7 and 38 of the upper limb part of Fugl-
Meyer assessment test (Fugl-Meyer AR. et al. 1975), which has a maximum of 66
points; (c) ability to understand and follow simple instructions; (d) ability to maintain
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Exclusion criteria were: (e) bilateral impairment; (f) severe sensory deficits in the
paretic upper limb; (g) cognitive impairment or behavioural dysfunction which could
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influence the ability to comprehend or perform the experiment; (h) interruption of the
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treatment for more than 3 consecutive days; (i) refusal or inability to provide informed
consent; (l) presence of other severe medical conditions. The local Ethics Committee of
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the coordinator centre approved the study and all patients signed the informed consent.
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Since this follow-up study aims to extend our previous analysis, 53 patients (from
Sale et al., 2014) who met the inclusion criteria had been involved in the study.
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with our previous one, we recruited other 13 new patients who were eligible for the
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study.
The subset of patients in common with the original study were randomly assigned to
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the control and experimental groups based upon dedicated software, while the new
patients were blindly assigned by a physician, not involved in this study, to the groups
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(EG) and 26 to the Control Group (CG). 5 patients (2 EG and 3 CG) were excluded
from the analysis because they used robotic systems for rehabilitation during the follow-
up period.
Thus, data processing was carried out on 48 people (22 women and 26 men; 42 with
ischemic lesions and 6 with haemorrhagic stroke lesions; 28 right and 20 left lesion
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side): 25 (74.0 [68.3;80.3] years old) in the EG, and 23 (70.0 [60.3;72.0] years old) in
the CG.
procedure
In the previous study, data was collected at the beginning, after 15 sessions of
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treatment, and at the end of the treatment (after 30 sessions).
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To satisfy this long-term study, the clinical assessments carried out previously at the
beginning (T0) and at the end of the treatment (T1) were analyzed in addition to
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clinical assessments collected at 6-months follow-up (T2). Follow-up assessments were
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performed either at the hospital or at the patient’s home, in case of inability to reach the
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hospital.
The random allocation to treatment was concealed and based upon dedicated
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and CG groups. Therapists were randomly assigned to patients within each group using
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the same algorithm. The clinical assessments were carried out by blinded evaluator.
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intervention
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directed, planar reaching tasks involving shoulder and elbow movements, moving from
a central target to each of the 8 peripheral targets, equally spaced on a .14 m radius
circumference, and vice versa, using the planar end-effector InMotion2 robotic system
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(Interactive Motion Technologies, Inc., Cambridge, MA, USA). During each session, a
clockwise movements was performed. After 45 minutes the session was stopped.
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Subjects in the CG performed 30 sessions (5 days/week for 6 weeks) of upper limb
traditional physical therapy, with amount and type of movements matched to the robot-
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assisted therapy: assisted stretching, shoulder and arm exercises, and functional
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reaching tasks. Treatments were provided by senior physiotherapists. In both groups,
every lost session was retrieved and subjects who were not able to retrieve sessions or
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interrupted the treatment for more than 3 consecutive days were excluded from the
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study. Between T1 and T2, all patients conducted a further personalized rehabilitation
programme including a specific upper limb TT, targeted at motor function improvement
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progressive resistive restorative methods, etc.). All patients guaranteed they would not
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Clinical outcomes were evaluated using a set of valid and reliable assessment scales.
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The primary outcome measure was the upper limb portion of Fugl-Meyer assessment
test (FM-UL) (Fugl-Meyer et al., 1975). The secondary outcome measures were: the
pROM (Riddle et al., 1987) as sum of shoulder and elbow movements (shoulder
joints ranges correlated to spasticity (range 0-910°); and the MAS-S and MAS-E as
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spasticity evaluation tool (Sommerfeld et al., 2012). Cognitive impairment and
The sample size was determined by assuming a 2-tailed independent t-test with
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power equal to .80 and alpha equal to .05, considering a delta value of .15 on the
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improvement of FM-UL from baseline to 6-months follow-up, as a primary outcome
measure, with respective standard deviations value of .21, in order to detect a Minimally
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Clinically Important Difference (Shelton et al., 2001). The sample of 53 subjects
resulted using the Lehr’s formula (Lehr, 1992) and considering a 10% drop-out rate
subjects.
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To assess homogeneity of the two groups for socio-demographic, clinical data and
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compare median scores. The Fisher's Exact Test was used to test frequencies.
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The outcome values at T1 and at T2 were compared in a whiting object design by the
The Mann-Whitney U test was applied to compare the median outcome value of the
The alpha level for significance was set at p-value<0.05. Statistical analysis was
Results
between the two groups were shown in terms of gender, aetiology, lesion side, age,
The intra-group analysis between T0 and T1 (treatment change) and between T1 and
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significant improvements in FM-UL in both EG (p-value < .001) and CG (p-value =
.010), with a higher increase in the EG. On the other hand, MAS-S (p-value = .20),
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MAS-E (p-value = .27) and pROM (p-value < .001) change significantly in the EG
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only. The follow-up changes are significantly different in MAS-S only: the spasticity at
shoulder level increases in the CG only (p-value= .042). At T2, the FM-UL, pROM and
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MAS-E maintain the results obtained at T1 in both groups.
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Table 3 shows the inter-group analysis at T1 and T2. The variations of FM-UL at T1
(p-value = .011) and T2 (p-value = .010) are significantly different between groups and
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the EG reports higher scores at T2 than the CG. Significant differences between groups
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in pROM and MAS-S occurred at the follow-up only. In detail, the EG shows higher
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values of pROM, while the CG reveals higher MAS-S. The spasticity at elbow level do
Discussion
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This paper presents the results of a RCT study carried out by two Italian
rehabilitation centres with the aim of analysing the long-term effects of upper limb RT
in subacute stroke patients. Previous studies on the time course of motor recovery after
stroke reported that the gains in motor function occur up to 6 months after the acute
event (Buma et al., 2013), and such increases may be related to the timing and intensity
effects of this kind of therapy on stroke survivors (Babaiasl et al., 2016; Mehrholz et al.,
2015; Kwakkel and Meskers, 2014; Yoo and Kim, 2015), while literature on long-term
receiving RT obtained greater improvements both at the end of treatment and at follow-
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up (Krebs et al., 2000; Taveggia et al., 2016), while others did not reported any further
long-term benefits (Burgar et al., 2011; Lum et al., 2006; Masiero et al., 2007). In this
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context, our study aims to investigate whether and how RT changes the time course of
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upper limb motor recovery in subacute stroke patients, extending our previous study of
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The primary outcome (FM-UL) showed a significant increment at the end of the
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treatment in both CG and EG, with higher values in the EG. The obtained results at T1
affirm the findings in literature (Burgar et al., 2011; Masiero et al., 2007; Taveggia et
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al., 2016; Yoo and Kim, 2015), and they are in accordance with our previous study
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(Sale et al., 2014), as expected. The results of motor impairment did not demonstrate
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worsening in any patients of both groups, between the end of the treatment and the
follow-up, since maintained the achieved benefits following the treatments. The inter-
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group differences of FM-UL scores at the end of the treatment were maintained at
follow-up. Such results are in agreement with Lum et al., (2006) and Masiero et al.,
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(2007) that revealed a plateau trend between the end of the treatment and the follow-up
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in subacute patients.
Significant variations of pROM has been revealed in the EG at the end of the therapy
only, and the inter-group analysis shows significant differences at T2. The increase of
the range of motion of shoulder and elbow after an upper limb RT is confirmed by
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Krebs et al. (2000), where improvements of the muscle groups trained by the RT were
sustained at follow-up.
spasticity at the shoulder level in the CG between T1 and T2. The group treated using
the robotic system, on the other hand, is characterised by a small increase of muscular
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tone between T1 and T2, which is not statistically significant. However, the MAS-S
variations between the end of the treatment and the follow-up confirms that the RT
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might adversely affect the spasticity (Bovolenta et al., 2011; Posteraro et al., 2010;
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Taveggia et al., 2016). The stability of muscular tone in the EG at T2 is probably
responsible for better pROM values compared to the CG, whereas worsening in
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shoulder muscular tone interferes with pROM modifications (Lum et al., 2006).
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Despite the growing number of published clinical trials and meta-analysis of upper
limb RT, which confirmed the efficacy of robotic systems as therapy for motor
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trials. Specifically, the outcomes from studies on the use of RT in chronic patients (Lo
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et al., 2000; Lum et al., 2006; Klamroth-Marganska et al., 2014) suggest further
investigations on the continuous use of RT along the follow-up period. This last may
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lead to increase motor function improvement through the RT even after the acute phase.
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Limitations of this study are associated with the number of participating patients and
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with the high variability of motor impairment scores at baseline. At T0, the EG had
higher FM-UL scores than the CG. Although such difference was not statistically
different and was smaller than the clinically important difference (Shelton et al., 2001),
it could have influenced the obtained outcomes. In the recruitment phase, we found
days after the acute event and the ability to remain in sitting posture). Although the
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sample size calculation showed that a population of 53 subjects would be sufficient to
have significant results, a higher number of patients and multi-centric international RCT
Considering these potential limitations, our results justify the need of further studies
of short and long-term effects of RT, on the factors that may influence them, and on the
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use of RT in chronic phase.
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Conclusions
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This paper aims to analyse the long-term effects of upper limb therapy with a planar
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end-effector robot in subacute stroke patients. Our results confirm that upper limb RT
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may reduce mostly the motor impairment in patients at the subacute stage compared to a
TT. The functional and motor improvements, obtained at the end of treatment persist in
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the EG over time. Therefore, the robotic system could be considered as a suitable tool
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for promoting an active motor re-learning and intensive treatments, with a potential
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In conclusion, this study amplifies the knowledge of the changes in motor function of
subacute stroke patients over time, since it highlights the potential role of RT in neuro-
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rehabilitation. It could suggest that only the translational research could lead to
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Found source
This research was funded by the Italian Ministry of Health (Ricerca Corrente).
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Titles of tables
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table 3 – inter-group changes in clinical outcome measures.
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Gender, female/male 9 (39.1)/14 (60.9) 13 (52.0)/12 (48.0) .401a
Aetiology,
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19 (82.6)/4 (17.4) 23 (92.0)/2 (8.0) .407a
ischemic/haemorrhagic
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Lesion Side, right/left 15 (65.2)/8 (34.8) 13 (52.0)/12 (48.0) .394a
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OAI, days 31.0 [29.0;33.0] 31.0 [28.0;33.0]
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Fisher's exact test; b Mann-Whitney U test (two-tailed).
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Abbreviations: CG, Control Group; CG, Experimental Group; IQR, Interquartile Range; OAI, Onset
Admission Interval; FM-UL, Fugl-Meyer upper limb; pROM, passive Range Of Motion; MAS-S,
Modified Ashworth Scale-Shoulder; MAS-E, Modified Ashworth Scale-Elbow.
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[.010] [.123]
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.0 (-61.1;20.0
810.0 767.6 .0 (.0;13.0 )
pROM CG )
[745.0;860.0] [732.5;837.5] [.765]
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[.651]
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.0 (.0;.0) .0 (.0;.9)
MAS-S CG 1.0 [.0;2.0] 1.6 [1.0;2.0]
[1.000] [.042]
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.0 (-.9;.0) .0 (.0;.0)
EG 1 [.0;1.3] .9 [.0;1.3]
[.020] [ .791]
.0 (.0;.0) .0 (-1.0;.0)
MAS-E CG 1.0 [.0;2.0] 1.2 [1.0;2.0]
[.461] [.131]
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.0 (.0;.7) .0 (.0;1.0)
EG 1.0 [.0;1.0] 1.0 [.0;2.0]
[.027] [.095]
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a
Wilcoxon’s signed-rank test (two tailed), in bold statistical significance at p ≤ .05.
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Abbreviations: T0, Baseline; T1, End of the treatment; T2, 6-months follow-up; CG, Control Group; EG,
Experimental Group; IQR, Interquartile Range; CI, Confidence Interval; FM-UL, Fugl-Meyer upper limb;
pROM, passive Range Of Motion; MAS-S, Modified Ashworth Scale-Shoulder; MAS-E, Modified
Ashworth Scale-Elbow.
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table 3 – Inter-group changes in clinical outcome measures.
CG (n=23) EG (n=25)
Outcome measures Time ES p-valuea
Median [IQR]
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T2 767.6 [732.5;837.5] 860.0 [805.6;912.5] -.399 .003
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T2 1.6 [1.0;2.0] .9 [.0;1.3] .606 .032
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T2 1.2 [1.0;2.0] 1.0 [.0;2.0] .224 .229
a
Mann-Whitney U test (two tailed), in bold statistical significance at p ≤ .05.
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Abbreviations: T1, End of the treatment; T2, 6-months follow-up; CG, Control Group; EG, Experimental
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Group; IQR, Interquartile Range; ES, Effect Size; FM-UL, Fugl-Meyer upper limb; pROM, passive
Range Of Motion; MAS-S, Modified Ashworth Scale-Shoulder; MAS-E, Modified Ashworth Scale-
Elbow.
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ACCEPTED MANUSCRIPT
Authors Declaration
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the article is the authors' original work, hasn't received prior publication and isn't under
consideration for publication elsewhere.
Moreover, the authors declare that there's no financial/personal interest or belief that could affect
their objectivity.
PT
Conflict of Interest: none
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Sanaz Pournajaf
SC
On behalf of authors
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