Mitigasi Bencana
Mitigasi Bencana
Mitigasi Bencana
Critical
Facilities
DISASTER
RECOVERY
Tsunami Global Lessons Learned Project Tsunami Global Lessons Learned Project TOOLKIT
Citation
2015, Disaster Recovery Toolkit, Tsunami Global Lessons Learned Project
www.adpc.net/tgllp/drt
ISBN 978-1-942960-00-3
This publication may be reproduced in whole or in part and any form for educational
or non-profit purposes without special permissions from the copyright holder, provided
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receiving a copy of any publication that uses this publication as a source.
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whatsoever without prior permission in writing from the Asian Disaster Preparedness
Centre, SM Tower, 24th Floor 979/69 Paholyothin Road, Bangkok 10400 Thailand.
GUIDANCE ON
Critical
Facilities
DISASTER
RECOVERY
Tsunami Global Lessons Learned Project TOOLKIT
FOREWORD
The recovery of the affected areas in the months and years since the
event itself is an affirmation of human resilience and creativity in
building solutions- and finding ways out- of the most challenging
situations. It is out of respect to those who perished or suffered that we
should take what lessons we can from such experiences, and use them to
design better strategies for disaster response and recovery in the future.
With climate change proceeding apace, the notion of environmental
vulnerability is becoming increasingly broad and hard to pinpoint:
everybody is vulnerable, and because of this, our incentive to learn from
what came before should be heightened.
The Tsunami Global Lessons Learned Project (TGLLP) was created with
a view to gathering, learning from and sharing experiences relating to
the 2004 earthquake and tsunami, and other disasters in the region that
occurred between 1993 and 2013. The project sought to deliver three
principle outcomes: a global lessons learned study, a Discovery Channel
documentary tracking the recovery, and a disaster recovery toolkit for
recovery practitioners.
3
4 Guidance on Critical Facilities
CONTENT
FOREWORD 2
ABBREVIATIONS 6
INTRODUCTION 9
1 Background 10
2 Purpose of this Guidance 11
3 Structure of this Guidance 11
4 Target audience 11
CRITICAL FACILITIES 13
1 Impact of Disasters on Critical Facilities 15
2 Vulnerability of Critical Facilities 18
KEY CONSIDERATIONS 29
1 Importance of DRR in Critical Infrastructure R&R 32
2 Utilising Damage Assessments and Risk Information 34
3 Minimising Exposure to Hazards 34
4 Incorporating Resiliency in Design 35
5 Incorporating non-structural Mitigation Measures 42
6 Enhancing Access to Critical Facilities 42
REFERENCES / ENDNOTES 44
ACKNOWLEDGEMENTS 45
5
ABBREVIATIONS
AADMER ASEAN Agreement on Disaster Management and Emergency
Response
ADRM Aceh Disaster Risk Map
ARTF Afghan Reconstruction Trust Fund
ASEAN Association of Southeast Asian Nations
BMTPC Building Materials Technology Promotion Council
BRR NAD-Nias Badan Rehabilitasi dan Rekonstruksi NAD-Nias (Indonesia)
(Agency for the Rehabilitation and Reconstruction of Aceh and Nias)
CBA Community Based-Assessment / Communication-based Assess-
ment
CBO Community-based Organization
CCA Climate Change Adaptation
CFAN Coordination Forum for Aceh and Nias
CSO Civil Society Organization
CZMA CZM Authority
DAD Development Assistance Database
DALA Damage and Loss Assessment
DRMS Disaster Risk Management Strategy
DRR Disaster Risk Reduction
DRR-A “Making Aceh Safer Through Disaster Risk Reduction in Develop-
ment”
ECHO European Commission for Humanitarian Aid and Civil Protection
EIA Environmental Impact Assessment
ERRA Earthquake Reconstruction & Rehabilitation Authority (Pakistan)
GFDRR Global Facility for Disaster Reduction and Recovery
GIS Geographic Information System
GoTN Government of Tamil Nadu’
GPS Global Positioning System
GSDMA Gujarat State Disaster Management Authority (India)
HRNA Human Recovery Needs Assessment
IASC Inter-Agency Standing Committee
ICT Information and Communication Technologies
IRP International Recovery Platform
KPI Key Performance Indicator
LIFT Livelihoods and Food Security Trust Fund
MDF Multi Donor Fund for Aceh and Nias
MDTF Multi-Donor Trust Fund
7
8 Guidance on Critical Facilities
INTRODUCTION
1 BACKGROUND
The world has witnessed some of history’s worst disasters in the recent
past, including the 2011 East Japan earthquake and tsunami, the 2010
Haiti earthquake, the 2008 Sichuan earthquake, Cyclone Nargis of
2008, the 2004 Indian Ocean tsunami, the 2005 Pakistan earthquake,
the 2003 Bam earthquake, the 2001 Gujarat earthquake and the 1999
Orissa Super Cyclone. Unplanned urban growth, increased exposure of
populations in vulnerable areas and climate change are reconfiguring
risks. Thus, over the past few decades, there has been an increase
in the rate of disaster events. These disasters claimed precious lives
and destroyed developments gained the previous years etc or even
centuries.
4 TARGET AUDIENCE
The guidance serves as a reference guide to a wide variety of stakeholders,
including government agencies and development partners. However, it is
primarily targeted at central level government agencies engaged in recovery
and reconstruction policy and strategy formulation, as well as supporting
local level agencies undertaking recovery and reconstruction of critical
facilities. In addition, it serves as a reference tool for development partners
who work alongside the above agencies in supporting the overall recovery
and reconstruction of critical facilities.
11
Guidance on Critical Facilities
CRITICAL FACILITIES
The concept of critical facilities and infrastructure is
continuously evolving, with no common definition existing for either
term. The table on the following page lists critical infrastructure,
facilities and key assets according to the U.S. government. However,
the list of critical facilities may vary from country to country and
between communities according to availability and needs. For example,
educational facilities (schools) are not listed in the table on the next page,
although in many communities in Asia and other developing regions,
educational facilities are key assets that house hundreds of children for
schooling as well as act as evacuation shelters during emergencies.
This guidance focuses on critical facilities for water supply, food supply,
public health, telecommunications, emergency services, government
facilities, evacuation, energy, banking and finance, all of which are
essential for the functioning of a society.
Infrastructure Assets
Telecommunications
Energy
Transportation
15
THE IMPACTS OF DISASTERS ON CRITICAL FACILITIES AND
INFRASTRUCTURE IN THE ASIAN REGION
The 2001 Gujarat earthquake in India caused widespread damage to health and
education infrastructure, with two district hospitals and more than 1,200 health clinics
(mostly in rural areas), and 11,600 schools destroyed or damaged. There was similar
destruction of both rural and urban water supply schemes. Other infrastructure
services such as electricity and telecommunications were extensively damaged.i
In Aceh, Indonesia, the 2004 Indian Ocean tsunami destroyed 3,415 schools, 517
health facilities, 669 government buildings, 22 ports, and 8 airstrips/airports.
The 2005 Kashmir earthquake in Pakistan caused widespread damage. In the water
and sanitation sectors, more than 4,000 public and community-owned drinking water
supply systems and 25 kilometers of sewage systems, drains, solid waste management
systems and street pavements were partially or totally damaged. More than 10,000
school buildings collapsed.
The direct economic loss of damaged infrastructure after the 2008 Sichuan
earthquake in China was estimated at CNY 1.94 million (USD 279.9 million). Damage
to transportation facilities (including railway lines) alone cost some CNY 712.3 million
(USD 102.6). Another CNY 499 million (USD 71.89 million) went toward water supply
and power generating facilities. The loss of education facilities was estimated at CNY
278.7 million (USD 40.15 million), with 7,000 classrooms destroyed.
The 2011 Japan earthquake and tsunami caused extensive and severe structural
damage to roads and railways. One dam collapsed and homes were flooded or washed
away. Around 4.4 million households were left without electricity and 1.5 million were
without water. Several oil, gas and coal production plants had to halt operations because of
damage. Many electrical generators were taken down, and at least three nuclear reactors
suffered explosions when their cooling systems failed. Although internet services were
largely intact, cellular and landline phone services suffered major disruptions.
COMMUNICATIONS
END OFFICE TRANSPORTATION
Switching
Transport
Office
EMERGENCY
WATER Reservoir Emergency SERVICES
Substation Hospital Call Center
Ambulance
17
2 VULNERABILITY OF CRITICAL FACILITIES
Generally, there are certain key factors that can contribute to the
vulnerability of critical facilities (for both structural and nonstructural
elements) to natural hazards. The following section highlights these
key factors. As critical facilities are numerous, the following section
highlights common and general vulnerability issues.
LOCATION
Development is a sign of progress but unplanned or poorly planned
development can lead to the loss of valuable investments. Location
is one crucial factor that determines exposure and vulnerability to
hazards and can threaten the safety, serviceability, and longevity of
critical facilities. Conventionally, facilities are built to be as close as
possible to human settlements. Facilities need highly functional and
well-connected public transportation systems to carry supplies and
other resources. It is convenient and economical to have them in close
proximity, but at the same time it must be understood that proximity
also creates greater vulnerabilities to disaster, which could trigger a
cascading impact on the operations of all facilities.
STRUCTURAL VULNERABILITY
While it is not possible to construct critical infrastructure that is
entirely resistant to hazards (especially considering socio-economic
planning requirements), susceptibility to hazards is shaped by the
planning, design, and construction practices and enforcement of
building codes, as well as the quality of materials, age of the structure
and maintenance of a facility. In general, the structural vulnerability
of infrastructure remains the critical factor as does the age of the
facility, particularly considering the possibility of designs using
obsolete parameters, improper materials used, and poor maintenance
of the structure. Lessons from past disaster events reveal that
inadequate planning and design, or poor construction quality are
the primary causes of damage to critical facilities. In theory, health
facilities, schools and government offices should be constructed with
higher safety standards and quality controls. However, due to weak
oversight and enforcement mechanisms, these are often ignored and
maintenance is often compromised, resulting in dilapidated conditions
which increase the vulnerability of the structure.
19
DAMAGE TO HEALTH FACILITIESV
21
22 Guidance on Critical Facilities
RATIONALE TO
INTEGRATE DRR INTO
CRITICAL FACILITIES R&R
It is clear from the last chapter that impacts on critical
facilities could be far reaching, not just restricted to direct immediate
damages to the facilities and occupants, but also to overall societal
recovery. As the concepts of critical facilities and infrastructure,
building back better and resilience are evolving, greater emphasis has
been placed on critical infrastructure. The table on the following page
covers key elements of resiliency for critical facilities in relation to the
technical, organisational, social and economic dimensions of critical
facilities.vi
DIMENSION/
Technical Organisational Social Economic
QUALITY
25
1 MINIMISING DAMAGE AND PROTECTING OCCUPANTS
Structural and non-structural damage to critical facilities can lead to
service disruptions. Depending on the facility and type of occupancy,
damage can also lead to fatalities. Facilities such as hospitals, schools,
and government buildings can house large numbers of people as well
as vulnerable groups. The box below highlights the vulnerability of
educational facilities during recent earthquakes in the region.
During the 2001 Gujarat, India earthquake, 971 students and 31 teachers died.
In Aceh, Indonesia, after the 2004 Indian Ocean tsunami, 2,237 teachers and
staff (13 per cent) were missing or dead, and 38,644 students were missing or dead
(11 per cent).
Critical facilities are often resource intensive and have a longer life
span compared with other infrastructure. Incorporating DRR elements
into design and planning will enhance the longevity of a facility by
making it resilient to recurrent hazard effects. Facilities such as schools
and hospitals are places where vulnerable groups congregate. By
ensuring resilience in these facilities, the vulnerability of those groups
can be reduced and the sense of safety and DRR-related awareness can
be increased. For example, ensuring schools are resilient can promote
DRR knowledge of children and the wider community. Schools can
also act as emergency shelters. Ensuring its resilience with additional
costs can also safeguard investment during reconstruction.
27
28 Guidance on Critical Facilities
KEY CONSIDERATIONS
Critical facilities play an important role in the daily economic
and social functions of a society. These facilities will trigger both
positive and negative impacts during emergency response, recovery
and reconstruction processes. As critical facilities are interconnected,
they have far-reaching impacts when their services are disrupted.
Post-disaster recovery and reconstruction provides an opportunity
to improve the resilience of critical facilities and their network.
Transportation, water supply, health services, and power supply sectors
in particular are crucial to re-establishing normal operations within
a community in the aftermath of a disaster. Therefore, it is critical
to ensure that service interruption caused by disasters is kept to a
minimum in future disasters to aid the recovery of the economic sector
and the restoration of daily lives and livelihoods. This should be done
through institutionalisation of DRR considerations in both structural
and nonstructural elements of facilities. It also requires consistent,
cooperative partnerships between the owners and operators of critical
infrastructure and the stakeholders dependent on the facilities.
Prioritising the provision of infrastructure and facilities to fulfil basic needs and the
uninterrupted operation of logistics.
Assisting and conducting rehabilitation and reconstruction of housing and its
supporting basic infrastructure and facilities for survivors.
Reconstructing adequate transportation and communication systems to support
uninterrupted communication within and between provinces and with foreign entities.
Rehabilitating energy and electricity distribution facilities in order to support the
resumption of social and economic activities.
Supporting efforts to maintain food availability.
Recovering security for the communities affected by the disasters by increasing the
resilience of facilities and infrastructure against disaster threats.
Applying principles of investment based on economic, technical,
environmental, social, cultural and religious feasibility consistently.
Increased capacity of national ports and increased transportation access to and from
ports for commerce. This, in turn, allowed for uninterrupted and more efficient logistic
distribution and improved regional development.
Rehabilitation and upgrading of the existing telecommunication facilities and
construction of new communication facilities that placed a greater emphasis on
wireless technology, which together provided a vast improvement in local, regional,
and international telecommunication access.
Rehabilitation and improvement of electricity grids.
Increased diversification of the nation’s electrical energy sources, including
alternative (renewable) energy sources.
31
1 IMPORTANCE OF DRR IN CRITICAL
INFRASTRUCTURE R&R*
Earthquake Event
Hospitals LS IO O
Police Stations LS IO O
Fire stations LS IO O
Schools CP LS IO
Public facilities CP LS -
O – Operational: No significant damage has occurred to structural and nonstructural components. Building is
suitable for normal intended occupancy and use.
IO – Immediate Occupancy: No significant damage has occurred to structure, which retains nearly all of
its pre-earthquake strength and stiffness. Nonstructural components are secure and most would function if
utilities were available. Building may be used for intended purpose, albeit in an impaired mode.
LS – Life Safety: Significant damage to structural elements, with substantial reduction in stiffness. However,
margin remains against collapse. Nonstructural elements are secured but may not function. Occupancy may be
prevented until repairs can be conducted.
CP – Collapse Prevention: Substantial structural and nonstructural damage. Structural strength and stiffness
substantially degraded. Little margin against collapse. Some falling debris hazards may have occurred.
2 UTILISING DAMAGE ASSESSMENTS AND
RISK INFORMATION
35
PRESCRIPTIVE VS. PERFORMANCE-BASED DESIGN
Building codes typically seek to ensure the health, safety and wellbeing of people in
buildings, as they set minimum design and construction requirements to address
structural strength, adequate means of egress, sanitary equipment, light and ventilation,
and fire safety. Traditional building codes (prescriptive) are limited by compliance and are
easy to understand, follow and monitor. While compliance with a prescriptive building
code may satisfy the requirements to protect the facility’s occupants, it may nonetheless be
insufficient to ensure its continued operation.
The nature of services provided by critical facilities requires that designers and decision
makers define an objective of building performance levels above the minimum
requirements prescribed by the building code. Performance-based codes define acceptable
or tolerable levels of risk for a variety of health, safety, and public welfare issues. The
performance-based design process explicitly evaluates how building systems are likely
to perform under a variety of conditions associated with potential hazard events. The
process takes into consideration the uncertainties inherent in quantifying potential risks
and assessing the actual responses of building systems, as well as the potential effects of
the performance of these systems on the functionality of critical facilities. Identifying the
performance capability of a facility is an integral part of the design process and guides the
many design decisions that must be made. Currently available are the Performance Code
for Buildings and Facilities by the International Code Council (ICC, 2006), 101 Life Safety
Code (NFPA, 2006a), and the NFPA 5000 Building Construction and Safety Code (NFPA,
2006b) by the National Fire Protection Association (NFPA). The table on the next page
illustrates the performance level of buildings for various design events.
Large Event
(rare) Severe High Moderate Mild
Medium Event
(less frequent) High Moderate Mild Mild
Small Event
(frequent) Moderate Mild Mild Mild
Performance
Medium Event
72 years 500 years 75 years
(less frequent)
Small Event
25 years 100 years 50 years
(frequent)
37
There is no single procedure mandated for the planning, site selection
and design of critical facilities, as no such procedure would be
universally applicable. The decision to build a critical facility depends
on many factors and requires a rigorous and comprehensive analysis
of all the conditions that may affect the operation of a facility.x This
guidance document is not meant to enumerate design specifications.
However, the box below provides a list of useful references for hazards.
Protection and Mitigation from Tsunami - A Strategy Paper, National Disaster Management Division,
Government of India, 2006. http://nidm.Tgov.in/PDF/safety/flood/link1.pdf
Guidelines for Design of Tsunami Escape Buildings - Sea Defence Consultants, 2009.
Guidelines for Design and Construction of Cyclone/Tsunami Shelters, Ministry of Home Affairs, India, 2006.
http://www.preventionweb.net/files/7664_GUIDEFORCYCLONESHELTERS.pdf
Design Guide for Improving Critical Facility Safety from Flooding and High Winds: Providing Protection to
People and Buildings, FEMA, http://www.fema.gov/library/viewRecord.do?id=2441
• Hydrostatic forces (pressure on walls caused • Elevate buildings above flood level.
by variations in water depth on opposite sides). • Anchor buildings to foundations.
• Provide adequate openings to allow water to reach equal
heights inside and outside of buildings.
• Design for static water pressure on walls.
Saturation of soil causing slope instability and/ • Evaluate bearing capacity and shear strength of soils that
or loss of bearing capacity. support building foundations and embankment slopes under
conditions of saturation.
• Avoid slopes or provide setback from slopes that may be
destabilised when inundated.
Scour • Design for scour and erosion of the soil around foundations
and piers.
Draw-down Embankment instability • Design waterfront walls and bulkheads to resist saturated
soils without water in front.
• Provide adequate drainage.
Scour • Design for scour and erosion of the soil around foundations
and piers.
ENDNOTES
i http://siteresources.worldbank.org/INDIAEXTN/Resources/Reports-Publications/
gujarat-earthquake/full_report.pdf
ii The Infrastructure Security Partnership, Infrastructure Resilience, and Interdependencies,
iii Secondary disasters could easily be activated and the catastrophic effects can lead to cascading
failures of interconnected facilities.
iv Department of Homeland Security, 2009
v World Health Organization
vi Rourke, 2007
vii Rourke, 2007.
viii The Guidance Notes on Recovery: Infrastructure. The International Recovery Platform.
ix (FEMA 445, 2006.
x FEMA 445, 2006
xi FEMA 424, 2010
xii Tsunami Mitigation Strategies, Pacific Disaster Center. 2005.
xiii Source: TDMRC Rules for Supporting InaTEWS (PPT), Tsunami Workshop by Sentinel Asia, 2012
45
Ikaputra Bill Nicol
Thamara Illeperuma Nina Nobel
Nishani Jayamaha Joe O’Donnel
Wathsala Jayamanna G. Padmanabhan
Hemantha Jayasundara Samantha Page
J.K. Jayawardena Al Panico
Sunil Jayaweera Jonathan Papoulidis
Luke Juran Togu Pardede
H. Muhammad Jusuf Kalla K.M. Parivelan
Adelina Kamal C. Parthasarathi
Nishantha Kamaladasa Parwoto
Geethi Karunarathne John Paterson
Angela Kearney C. J. Paul
Tessa Kelly Prema Paul
Nalini Keshavaraj Sugandika Perera
Shukuko Koyama Ashok Peter
Wolfgang Kubitski Poemvono
Sathish Kumar S. K. Prabhakar
Sudhir Kumar Heru Prasetyo
Nilantha Kumara Firliana Purwanti
Shriji Kurup Eddy Purwanto
Ahana Lakshmi Nanang Puspito
Parissara Liewkeat Usman Qazi
Lucky Ferdinand Lumingkewas Felicity Le Quesne
Dammika Mahendra Dyah R
Ashok Malhotra J. Radhakrishnan
Kuntoro Mangkusubroto Susana Raffalli
Ruby Mangunsong Irman Raghman
Mia Marina P. Joseph Victor Raj
Suresh Mariyaselvam Prema Rajagopal
A.P.B. Melder S. Ranasinghe
Bob McKerrow Eng. Sujeewa Ranawaka
C.M. Muralidharan Bhichit Rattakul
Jaiganesh Murugesan Loy Rego
Jimmy Nadapdap Jesu Rathinam
Hideto Namiki Nugroho Retro
Nuly Nazila Marqueza L. Reyes
Federico Negro Alfa Riza
Ann-Kathrin Neureuther Arghya Sinha Roy
47
Strategic Partners
GUIDANCE ON
Critical
Facilities
DISASTER
RECOVERY
Tsunami Global Lessons Learned Project Tsunami Global Lessons Learned Project TOOLKIT