Long-Term Survival of Infants With Atrioventricular Septal Defects
Long-Term Survival of Infants With Atrioventricular Septal Defects
Long-Term Survival of Infants With Atrioventricular Septal Defects
Assia Miller, MD, MPH, Csaba Siffel, MD, PhD, Chengxing Lu, PhD, Tiffany Riehle-Colarusso, MD, Jaime L. Frı́as, MD,
and Adolfo Correa, MD, PhD
Objective To examine the variation in survival in infants with atrioventricular septal defects (AVSD) with demo-
graphic factors and clinical characteristics, including the presence of Down syndrome.
Study design We selected infants with all types of AVSD with Down syndrome (n = 177) and without Down syn-
drome (n = 161), born between Jan 1, 1979, and Dec 31, 2003 and identified through the Metropolitan Atlanta Con-
genital Defects Program (MACDP). Infants were classified by the complexity of their cardiac defects and presence
of major non-cardiac malformations. Deaths (n = 111) were identified through 2004 with linkage with state vital re-
cords and the National Death Index. Kaplan-Meier survival probabilities and adjusted hazard ratios (HRs) were cal-
culated in relation to demographic and clinical characteristics.
Results Children with AVSD and Down syndrome had a similar overall survival probability (70%) as those without
Down syndrome (69%). Mortality was higher in children with a complex AVSD (adjusted HR = 7.0; 95% CI, 3.1-15.5)
and in children with $2 major non-cardiac malformations (adjusted HR = 3.4; 95% CI, 1.8-6.5) and was lower in
children in the 1992 to 2003 birth cohort (adjusted HR = 0.6; 95% CI, 0.4-0.998).
Conclusions Down syndrome was not a prognostic factor. Our findings might be helpful in assessing the long-
term prognosis of infants with AVSD. (J Pediatr 2010;156:994-1000).
A
trioventricular septal defects (AVSD) comprise a spectrum of congenital cardiac defects involving incomplete septa-
tion of the atrioventricular canal as a result of impaired fusion of the anterior and posterior endocardial cushions.
AVSDs usually include ostium primum atrial septal defects, inlet ventricular septal defects, and complete AVSD.
In complete AVSD, there is a single, common atrioventricular valve with large anterior and posterior bridging leaflets,
and defects of the atrial (ostium primum) and ventricular septi, allowing communication across all 4 cardiac chambers.1
Infants with AVSD also may have other cardiac and non-cardiac defects, comprising several clinical groups and exhibiting
genetic locus heterogeneity.2-4 In infants with AVSD, Down syndrome is the most frequently associated chromosomal anom-
aly (50%-74%).1,5,6
Without surgery, only 35% to 50% of infants with AVSD survive to 12 months of age.7-8 In recent years, there has been
a major reduction in mortality in children born with AVSD because of advances in surgical repair. The 10-year survival
probability of infants with AVSD increased from 78% during 1975 to 19959 to 86% to 94% during 1992 to 2002.10,11
Although current practice is to treat children with AVSD aggressively, whether or not they also have Down syndrome,12
the effect of Down syndrome and of the severity of heart defects on survival is unclear, because recent survival studies have
been few and inconsistent.6,12 One epidemiologic study reported that infants with AVSD and Down syndrome had higher
overall mortality rate (20%) compared with infants with AVSD without Down syndrome (5%).12 Conversely, other
epidemiologic studies found a higher survival probability for infants with AVSD and Down syndrome compared with
those with AVSD without Down syndrome.6,10,11 Evidence-based counseling on the survival of infants with AVSD would
benefit from more information on the prognostic significance of Down syndrome and other clinical and sociodemographic
factors.
In this study, we examined the long-term survival and identified selected demographic and clinical characteristics as possible
prognostic factors for survival of infants with AVSD, either with or without Down syndrome.
Methods
From the Division of Birth Defects and Developmental
Disabilities, National Center on Birth Defects and
The Metropolitan Atlanta Congenital Defects Program (MACDP) was granted Developmental Disabilities, Centers for Disease Control
authority to conduct birth defect surveillance in the five central counties of met- and Prevention, Atlanta, GA (A.M., C.S., C.L., T.R-C.,
J.F., A.C.); Oak Ridge Institute for Science and
Education, Atlanta, GA (A.M.); Computer Sciences
Corporation, Atlanta, GA (C.S.); Merck Research
Laboratories, Upper Gwynedd, PA (C.L.); and McKing
AVSD Atrioventricular septal defect Consulting Corporation, Fairfax, VA (J.F.)
CHD Congenital heart defect The authors declare no conflicts of interest. The findings
HR Hazard ratio and conclusions in this report are those of the authors
MACDP Metropolitan Atlanta Congenital Defects Program and do not necessarily represent the official position of
the Centers for Disease Control and Prevention.
NDI National Death Index
SES Socioeconomic status 0022-3476/$ - see front matter. Copyright Ó 2010 Mosby Inc.
All rights reserved. 10.1016/j.jpeds.2009.12.013
994
Vol. 156, No. 6 June 2010
ropolitan Atlanta in collaboration with and on behalf of the the National Death Index (NDI) from Jan 1, 1979, to Dec
Georgia Division of Public Health by the Georgia Department 31, 2004. Some of the very early deaths were not captured
of Human Resources and has CDC’s Institutional Review with the NDI, so the 3 sources complement each other, and
Board approval. We identified infants born during the period we were able to confirm information on deaths matched in
from 1979 to 2003 in whom AVSD was diagnosed from the all sources. Details of the NDI matching process have been
MACDP. This is an ongoing, population-based birth defects described elsewhere.16,17 For infants with AVSD for whom
surveillance system established in 1967 to actively monitor no death records were available, survival was censored at
birth defects in infants born to women residing in the 5 central the end of the follow-up period (Dec 31, 2004).
counties of metropolitan Atlanta, Georgia. The program rou- We assigned a socioeconomic status (SES) indicator to
tinely collects data on clinical information and demographic case mothers on the basis of the percentage of people
characteristics of cases of structural and genetic birth defects living below the federally defined poverty line (as defined
in liveborn infants, stillbirths, and pregnancies terminated in the 1980, 1990, and 2000 US Census data18) in the
at or after 20 weeks of gestation. The defects are coded by us- mother’s census tract at the time of conception and
ing a modified 6-digit code from the International Classifica- according to the Public Health Disparities Geocoding
tion of Diseases, Ninth Revision, Clinical Modification and the Project19: (1) when <5% of people living in a given census
British Paediatric Association Classification of Diseases devel- tract were living in poverty, the tract was considered to
oped for MACDP. Further details about this system have been have a high SES; (2) when 5.0% to 9.9% were living in
published elsewhere.13 poverty, the tract was considered to have a middle to
All MACDP records of infants with cardiac defects high SES; (3) when 10.0% to 19.9% were living in poverty,
(745.000-747.999) were reviewed and classified by experts the tract was considered to have a middle to low SES; and
in pediatric cardiology, according to a standard clinical no- (4) when $20% were living in poverty, the tract was
menclature adapted from the Society of Thoracic Surgeons considered to have a low SES.
and a morphogenetic classification system described previ- For the cohorts of case infants with AVSD alone and for
ously.14 For this study, all records with at least 1 of 8 AVSD the cohorts of infants with Down syndrome, we estimated
subtypes were selected and then grouped by complexity of their survival probability from 1 to 5 years of age, from 5
defect. ‘‘Partial’’ defects were inlet ventricular septal defects, to 10 years of age, and from 10 to 25 years of age, and during
primum atrial septal defects, and transitional AVSD. ‘‘Com- the overall study period by using the Kaplan–Meier product-
plete’’ defects were complete and unspecified types of AVSD. limit method.20 We estimated Kaplan-Meier survival curves
‘‘Complex’’ defects were AVSD with unequal left or right ven- for children born during the periods 1979 to 1991 and
tricular sizes (unbalanced AVSD) and AVSD associated with 1992 to 2003, and for the entire 25-year period. We also esti-
tetralogy of Fallot or any other complex congenital heart mated the Kaplan-Meier survival probability stratified with
defect (CHD). ‘‘Heterotaxy’’ was AVSD associated with later- demographic characteristics, including maternal race (white,
ality defects. In our study, heterotaxy was present only in in- black or African-American, and other), maternal age, pater-
fants without Down syndrome; therefore, infants with nal age, sex, SES (high, mid-high, mid-low, and low), and
heterotaxy were analyzed separately. clinical covariates such as presence of Down syndrome, pres-
We used the MACDP codes 758.000 to 758.099 to identify ence of heterotaxy syndrome, birthweight (<2500 g and
infants with Down syndrome and reviewed cytogenetic data $2500 g), preterm birth (<37 weeks and $37 weeks gesta-
on all liveborn infants with Down syndrome. Only those in- tion), multiple defects (absent, 1 additional non-cardiac
fants with AVSD and a cytogenetically confirmed diagnosis of major defect, and $2 non-cardiac major defects), and com-
trisomy 21 were analyzed, including infants with full trisomy plexity of AVSD (partial, complete, complex, and hetero-
(n = 175) and Robertsonian translocations (n = 2). The group taxy). Cutoff points for maternal age (<29 years and $29
of infants with AVSD without Down syndrome included all years) and paternal age (<31 years and $31 years) were based
other infants except those with chromosomal abnormalities on mean values of maternal and paternal age. Greenwood’s
other than Down syndrome (eg, trisomy 13 or trisomy 18). method was used to obtain the 95% CIs for the estimates
Infants were classified by a clinical geneticist (J.F.) on the of the survival probability,21 and the log-rank test was used
basis of the number of major structural non-cardiac congen- to examine the variations in survival probabilities by period
ital defects or the presence of laterality defects (heterotaxy). of birth and possible risk factors. We estimated hazard ratios
Non-cardiac defects were defined as ‘‘major’’ when they (HRs) and 95% CIs in relation to possible risk factors, taking
had surgical, medical, or serious cosmetic importance.15 into account other covariates with Cox proportional hazards
We studied infants born from Jan 1, 1979, through Dec 31, regression models.22, 23 We checked the assumption of pro-
2003, and observed them through Dec 31, 2004. Deaths and portionality by plotting estimated log-cumulative hazard
death dates in liveborn infants with AVSD initially were iden- versus log of survival time to examine when they are parallel
tified by using MACDP hospital records and vital records for different categories of the risk factors and by testing pos-
from the state of Georgia. To obtain information on deaths sible time-dependent trends. We examined possible interac-
and death dates not captured with these two sources, such tions between risk factors and variables associated with
as deaths that occurred outside the state of Georgia, all P values <.05 in the univariate analysis in the final Cox
MACDP liveborn infants with AVSD were also linked with proportional hazard model.
995
THE JOURNAL OF PEDIATRICS www.jpeds.com Vol. 156, No. 6
Figure 2. Survival probability of infants with AVSD. A, Infants with Down syndrome and B, Infants without Down syndrome by
complexity of heart defects, Atlanta, Georgia, 1979 to 2003.
996 Miller et al
June 2010 ORIGINAL ARTICLES
Table I. Survival probabilities for infants with atrioventricular septal defects by demographic and clinical characteristics,
Atlanta, Georgia, born 1979 to 2003
Characteristics Births, n Deaths, n (%) Overall survival, % (95% CI) Log-rank test P value
Birth period
1979-1991 140 58 (41.43) 55.56 (46.05-64.06) .2168
1992-2003 198 53 (26.77) 72.61 (65.68-78.38)
Sex
Male 151 53 (35.10) 60.15 (48.46-70.00) .4911
Female 187 58 (31.02) 58.33 (46.92-68.12)
Birthweight, g
<2500 80 30 (37.50) 52.62 (30.42-70.72) .1974
$2500 258 81 (31.40) 61.25 (52.61-68.79)
Gestational age, weeks .0046
Preterm (<37) 71 32 (45.07) 46.08 (26.52-63.62)
Term ($37) 258 76 (29.46) 63.46 (54.75-70.94)
Race
White (not Hispanic) 169 51 (30.18) 64.09 (53.80-72.67)
Black or African-American (not Hispanic) 143 47 (32.87) 57.27 (43.73-68.69) .0079
Others 25 13 (52.00) 45.25 (24.38-64.05)
Maternal age, years
<29 167 60 (35.93) 54.69 (42.96-64.98) .3802
>29 170 51 (30.00) 65.13 (54.89-73.60)
Paternal age, years
<31 80 25 (31.25) 63.44 (47.76-75.56) .9321
>31 100 31 (31.00) 61.87 (46.95-73.71)
SES
0.0%-4.9% 108 34 (31.48) 62.25 (48.89-73.05)
5.0%-9.9% 86 28 (32.56) 60.41 (44.01-73.38) .5059
10.0%-19.9% 58 23 (39.66) 57.90 (43.24-70.03)
$20% 79 25 (31.65) 56.88 (38.63-71.56)
Down syndrome*
Absent 111 28 (25.23) 70.34 (56.28-80.62) .6156
Present 177 41 (23.16) 69.54 (58.14-78.40)
Complexity of AVSD
Partial 92 10 (10.87) 90.20 (82.02-94.78)
Complete 165 43 (26.06) 67.22 (55.96-76.19) <.0001
Complex 31 16 (51.61) 47.64 (29.23-63.96)
Heterotaxy 50 42 (84.00) 22.36 (09.58-38.73)
Multiple non-cardiac defects* <.0004
Absent 226 46 (20.35) 74.44 (64.46-82.01)
1 major defect 36 11 (30.56) 65.71 (42.69-81.29)
$2 major defects 25 12 (48.00) 52.00 (31.25-69.24)
*Case infants with heterotaxy excluded from analysis.
with the less complex type of AVSD had better survival rates exclusion of heterotaxy case infants, the complexity of
than infants with complex types. The risk of mortality was AVSD and the presence of multiple non-cardiac malforma-
6-fold higher in infants with heterotaxy and AVSD than in tions showed elevated adjusted HR, and the birth period
infants with AVSD who did not have heterotaxy (adjusted showed decreased adjusted HR (Table II). There appeared
HR = 6.20; 95% CI, 4.2-9.2). The presence of Down syn-
drome was not a significant predictor of survival (P = .6156).
Other factors that appeared to be associated with the sur- Table II. Adjusted hazard ratios and 95% CI for infants
vival of infants with AVSD were maternal race or ethnicity, with atrioventricular septal defects, Atlanta, Georgia,
gestational age, the complexity of the AVSD, and the presence born 1979 to 2003*
of associated major non-cardiac malformations (Table I). Adjusted full Adjusted final
Characteristics HR (95% CI) HR (95% CI)
However, after excluding case infants with heterotaxy, in uni-
variate analysis only the complexity of the AVSD and the Birth period (1992-2003 vs1979-1991) 0.59 (0.3-0.98) 0.60 (0.4-0.998)
Preterm (<37 vs $37) 1.65 (0.96-2.8)
presence of associated major non-cardiac malformations Race (black or African-American 0.87 (0.5-1.5)
seemed to have affected significantly the survival of infants vs white)
with AVSD. We examined statistically significant variables Race (others vs white) 2.35 (0.95-5.8)
Presence of Down syndrome 0.87 (0.5-1.5)
(P < .05) in the univariate analysis (heart complexity and Complete AVSD vs partial AVSD 2.34 (1.1-4.8) 2.24 (1.1-4.5)
presence of multiple defects) and variables of interest (birth Complex AVSD vs partial AVSD 7.11 (3.2-15.9) 6.97 (3.1-15.5)
period, maternal race or ethnicity, gestational age, and pres- 1 other defect vs no other defect 1.28 (0.6-2.5) 1.26 (0.6-2.5)
2 other defects vs no other defect 3.32 (1.7-6.3) 3.42 (1.8-6.5)
ence of Down syndrome) in the multivariate full Cox propor-
tional hazard model. In the multivariate model, with the *Case infants with heterotaxy excluded from analysis.
to be a decrease in survival rate with the increasing complex- risk would presumably be the same for all infants with
ity of the AVSD and with the increasing number of non- Down syndrome and cardiac defects; however, the study
cardiac defects. For Down syndrome versus non-Down syn- found mortality for infants with Down syndrome and other
drome, the 95% CI for the overall adjusted HR of AVSD cardiac lesions was comparable to that for infants without
with heterotaxy included the null value (adjusted HR = Down syndrome. The mortality difference was primarily in
0.79; 95% CI, 0.5-1.3); the same was true for AVSD without earlier years, perhaps when infants with AVSD and Down syn-
heterotaxy (adjusted HR = 0.87; 95% CI, 0.5-1.5), for partial drome did not receive adequate cardiac treatment.29 Addi-
subtype (adjusted HR = 1.9; 95% CI, 0.5-8.0), complete sub- tionally, in this study the presence of $2 major non-cardiac
type (adjusted HR = 0.7; 95% CI, 0.4-1.4), and severe subtype defects was significantly associated with poorer survival. These
of AVSD (adjusted HR = 1.3; 95% CI, 0.4-4.0). findings were consistent with those of earlier reports.1,30,31
The survival of children with AVSD was no longer influ- The presence of heterotaxy was associated significantly with
enced by the presence of Down syndrome or demographic poor survival rate (22.4%) in our study and contributed to the
characteristics. We did not detect statistically significant decreased survival rate of infants with AVSD without Down
2-way interactions (P < .05) among any of these variables: syndrome. This result was consistent with those of earlier
birth period, gestational age, maternal race or ethnicity, pres- publications reporting common atrioventricular canal as 1
ence of Down syndrome, complexity of AVSD, and presence of of the independent predictors of mortality in children with
multiple defects. We did evaluate the interactions in the sub- heterotaxy.2,32,33 Although a few studies have shown the im-
groups with and those without exclusion of heterotaxy case in- proving surgical outcomes of using the Fontan operation in
fants and the results did not change. In infants with heterotaxy, children with heterotaxy syndromes,34-36 our results suggested
the only significant predictor of mortality was preterm birth; that mortality did not improve with time and remained high
the risk was almost 3-fold higher in preterm infants (adjusted in these patients. Multivariate Cox proportional hazards re-
HR = 2.8; 95% CI, 1.4-5.6) than in term infants. gression analysis in cases with AVSD and heterotaxy showed
that only preterm birth was associated significantly with in-
creased mortality. Because mortality was highest for this
Discussion group, it is possible that the main determinant of mortality
was the heterotaxy syndrome itself, perhaps because of the
Our findings highlight significant clinical prognostic factors complexity of the syndrome and multi-organ effects. More
for survival, namely the complexity of AVSD and presence studies with larger samples of case infants are warranted to ex-
of associated major non-cardiac defects. This study uniquely amine any possible variations in survival with sociodemo-
distinguishes between less and more complex subtypes of graphic and other characteristics. Several authors have
AVSD, rather than analyzing them as an entire group or identified preterm birth as a risk factor for poor survival1,37-39
only focusing on complete AVSD. The differences in AVSD and have shown that the mortality rate for cardiac surgery
complexity between infants with Down syndrome and infants was twice as high in preterm infants compared with term
without Down syndrome were potentiallly the result of ge- infants.40
netic heterogeneity1-4,25,26 and were reflected in the survival Earlier studies have demonstrated a significant improve-
analyses. Infants with Down syndrome had a significantly ment in the survival of infants with AVSD with time and
higher survival probability (69.5%) than infants without for infants with AVSD and Down syndrome.6,27,41,42 Our
Down syndrome (48%). However, after excluding infants findings were consistent with those of earlier publications
with heterotaxy, the survival probability of infants with and and, after accounting for heterotaxy, showed a moderate
of infants without Down syndrome became similar (70.3% but statistically significant increase in the survival rate for in-
and 69.5%, respectively). These findings also corresponded fants with AVSD with time. By the mid-1980s, in most med-
with those of earlier publications on the survival of infants ical centers in the United States the surgical repair rate for
with Down syndrome and cardiac malformations1,6,27 and infants with AVSD and Down syndrome was comparable
supported results of recent studies on the postoperative prog- with that of infants with AVSD without Down syndrome.12
nosis of infants with AVSD and Down syndrome. Several au- Thus, our ability to observe an improvement in survival
thors have noted that, in infants with AVSD, the surgical with time during recent years suggests that better care has re-
prognosis of those with Down syndrome was better compared sulted in an increased survival of infants with AVSD.
with those without Down syndrome.9,27,28 Therefore, the In univariate analysis, white infants had a higher survival
presence of Down syndrome does not seem to deteriorate probability than did black or African-American infants and
long-term results when the defect is repaired during the first infants with race designated as ‘‘other’’; however, controlling
year of life.11 In contrast, only one population-based study12 for the presence of Down syndrome, the presence of multiple
of a cohort from the period 1958 to 1997 reported that infants non-cardiac malformations and the complexity of heart de-
with complete AVSD and Down syndrome actually had fects attenuated the race and ethnic variation in survival.
a higher mortality rate (20%) than did infants without Some authors have reported a racial or ethnic disparity in
Down syndrome (5%; P =0.04) and attributed the differences survival of infants with AVSD,43 whereas other authors
in mortality to a presumed higher risk of pulmonary hyper- have not found such variations.1 The extent to which these
tension in infants with Down syndrome. This attributable differences in the reported association of survival with race
998 Miller et al
June 2010 ORIGINAL ARTICLES
or ethnicity reflect differences in the control of potential con- We thank the Metropolitan Atlanta Congenital Defects Program ab-
founders remains to be determined. CHD was the most fre- stractors for their conscientious and skilled data collection efforts,
and Don Gambrell (Computer Sciences Corporation; contractor for
quently reported cause of death in infants with AVSD with
CDC) for his technical assistance with data linkage.
Down syndrome and infants with AVSD without Down syn-
drome, which is consistent with earlier observations.44 Submitted for publication Jun 17, 2009; last revision received Oct 26, 2009;
This study had several strengths. First, it was population- accepted Dec 8, 2009.
based, including liveborn infants from a defined popula- Reprint requests: Assia Miller, MD, MPH, National Center on Birth Defects and
tion, and ascertained by a well-established birth defects Developmental Disabilities, Centers for Disease Control and Prevention,
Mailstop E-86, 1600 Clifton Road, Atlanta, GA 30333. E-mail: [email protected].
surveillance system with active and multiple source
ascertainment methods.13 Second, the 25-year follow-up al-
lowed for estimation of an overall survival probability of
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