Music Therapy 1967202930

MUSIC
THERAPY
Karen D. Goodman
e-Book 2016 International Psychotherapy Institute
From American Handbook of Psychiatry: Volume 7 edited by Silvano Arieti
Copyright © 1981 by Basic Books
All Rights Reserved
Created in the United States of America

Table of Contents
MUSIC THERAPY
Historical Use of Music in Healing
Music Therapy as a Profession
Music as a Tool
Music as a Therapeutic Process
Performing Music
Relationship to a Previously Established Theoretical Framework
Basic Purpose and Structure of Music Therapy
Specific Applications of Music Therapy
Bibliography
www.freepsychotherapybooks.org 4
MUSIC THERAPY
Karen D. Goodman
Historical Use of Music in Healing
From ancient times music has played an essential role in the humane
treatment of individuals with mental, physical, and emotional illnesses. The
design of this treatment is fascinating because it not only parallels the

evolution of civilization but also the evolving integration of “magical” and
scientific healing.
The primordial imitation of, and subsequent identification with, certain
sounds in the environment (wind, rain, waves, trees, animals) gave primitive
man access to nonverbal communication with his “invisible world”—a
“supernatural, magical” world which, he was convinced, controlled his well-

being. Healing rites, consisting of music, rhythms, songs, and dances, were led
by a “magician” who was conversant with the formulas for communicating
with the “spirits.” Eventually, ancient man moved from magical healing via
music to religious healing via music—still utilizing music as a communicative
language with the supposed sources of disease rather than recognizing the
specific ability of music to affect man’s psyche and soma. As it was written in
the Bible: “Seek out a man who is a cunning player on a harp [David]: and it
shall come to pass, when the evil spirit of God is upon thee, that he shall play
American Handbook of Psychiatry - Volume 7 5

with his hand and thou shalt be well.” (Samuel I, Chapter 16, verse 16).
Practices found in the medical tradition of ancient Greece represented a
similar divergence of attitudes. The Greeks used music and musical

instruments, believed to be gifts from the gods, to propitiate deities they had
created in their own image. Incantations, songs, and music were a standard
part of Greek and, later, of Christian ritual. Also available were environmental
healing treatments involving supplications for help from the gods. At some
420 temples of Aesclepius the basic treatment consisted of ritual purification,
special diet, and sleep-inducing drugs, with a musical background as an
integral component of the dreaming/sleeping period.
At the same time, rational and scientific ideas about music and medicine
were being developed by philosophers. Cassiodorus, Plato, and Aristotle
attributed certain emotional and ethical characteristics to various musical

modes. Socrates referred to the subliminal action of intoxicating music, and
Aristotle recognized the cathartic power of music. Plato introduced the idea of
specific harmonic modes, instruments, and rhythms affecting the human

psyche (Republic, III) and suggests specific musical “recipes” for such
afflictions as Korybantism and insomnia.
These elementary Greek concepts of music therapy, “a kind of
psychotherapy that affected the body through the median of the soul,” were
not isolated phenomena. In scrutinizing the history of psychiatry, it is striking
to note that almost all of the humane treatment movements have included
music as either a specific or nonspecific therapy. The tradition appeared in
Baghdad (eighth century, A.D.), Damascus (ninth century), Leleppo, Kalaoma,
Cairo, and Fez as part of the Arabic-Hebraic medical tradition (thirteenth

century). As early as 1100 B.C. travelers returning from the Middle East to
Europe reported “humane” psychiatric treatments that carried on the
Aesclepian tradition. An essential part of treatment was the concerts in which

the instruments were tuned in a special way so that they would not jar the
patients’ nerves—an example of the gentleness and humanity of these ancient
institutions.
While this Arab and Judaic tradition had some impact on the Christian
practice of medicine developing in Europe in the Middle Ages (for example,

the Salerno Medical School founded by Constantinus Africanus), it was
overshadowed by the prevalent attitude that the mentally ill, labeled as evil,
were to be punished rather than helped.
The emergence of the Renaissance revitalized the use of music therapy
in terms of physiology and psychology. Moreover, the possibility of man’s self-
actualization via the arts was recognized in that the patient was encouraged
to express himself through a musical experience. Obviously this experience
was still not fully understood in relation to the therapeutic growth of the

psyche, soma, and/or interpersonal relationship between therapist and client.
The part the musicians themselves played in music therapy was to remain
largely empirical until shortly after World War II.
Music Therapy as a Profession
As a distinct discipline, music therapy contributed to the holistic point of

view prevalent in the treatment of disease after World War II. Before and
during the war, musicians had been encouraged to use their talents purely for
morale purposes. However, the need to assess the influence of music on

behavior, its relationship to psyche and soma, and its potential as a specific
treatment process required validation in the scientific age. Music therapy
developed into a profession with recognized institutions (National
Association of Music Therapy established in 1950, American Association of

Music Therapy established in 1969), a degree (B.A., M.A.), internships,
registrations (Registered Music Therapist, Certified Music Therapist),
textbooks, and journals (The Journal of Music Therapy).
Many of the initial music therapists were music educators with training
and experience in public school music. Musicians from other backgrounds

joined them, and they and representatives of other professions— primarily
representatives of schools of psychiatric and psychoanalytic thought, clinical
psychology, milieu and attitude therapy (Menninger Foundation)—
contributed to the field of music therapy. Continuing research cast doubts on
beliefs on which earlier clinical practice had been based. Several popular
concepts—that specific music will predictably stimulate or sedate patients,
that background music increases verbalization in therapy groups, or that

learning of other subject matter by retardates can be enhanced by utilizing
their specific musical abilities— were not supported by research.
The effect of music therapy research on clinical practice led to
diversification as some practitioners altered older methods while others
turned to new ones. While the mainstream of music therapy in the fifties and
sixties remained only supportive, pioneers in the field developed a profession
with additional depth. In Europe, Nordoff and Robbins, beginning their
innovative improvisation work with multiply handicapped children, made a

great impact in America by establishing a humanist tradition as well as a
musical therapeutic rapport between client and therapist. Such innovators as
Florence Tyson and Mary Priestley began to translate these concepts into
clinical practice, embodying the analytic model suggested previously, as well
as contributing a wealth of new material. Work with the adult psychiatric

population was now beginning to take shape. The suggestion that musical
imagery was as valid as dream imagery was utilized in clinical practice by Dr.
Helen Bonny who opened the Institute for Music Consciousness and Research
in Baltimore, Maryland. In the 1970s, clinicians realized the need for
specialized approaches in music therapy. Specialized music therapy now

existed for the hearing-impaired, aphasic, autistic, severely/profoundly
handicapped preschooler, and criminal offender. Indeed, specialized music
therapy offered a variety of clinical orientations including psychoeducational,
behavior modification analytic, and eclectic. Tremendous variety of age

(infancy to geriatric) and handicap of clientele, as well as influences from
shifts in institutional treatment philosophies and methods, have provided a
plethora of approaches to music therapy.
Most music therapy was and is practiced in institutions for psychiatric
and retarded patients, although settings presently include educational

institutions, nursing homes, private practice in conjunction with psychiatric
practice, alienated subsystems in communities (such as addiction treatment
centers and prisons), and outpatient and inpatient clinics for treatment of the
physically handicapped.
The field of music therapy is a “changing elastic diversity of clinical
activities and points of view, carried out by a polyglot inclusive group whose
bond remains the use of music for the benefits of the sick and disabled.”
Music as a Tool
Music is the art of sound in time, expressing ideas and emotions in
significant forms through the elements of melody, harmony, and color. Tones
or sounds occur in single line (melody) or multiple lines (harmony) and are
sounded by voice(s) and instrument(s). Appreciation of or responsiveness to
musical sounds or harmonies is inherent in the concept of music.
There is no doubt that a medium that affects the emotions, endocrines,

circulation, respiration, blood pressure, mood, association, and imagery of
man can and must be used to meet specific needs in clinical practice. With this
in mind, a body of music therapists, psychologists, psychiatrists, neurologists,

pediatricians, physiologists, speech pathologists, and numerous others
continues to examine the ways in which music affects individual physiological
and psychological processes in man.
One vital aspect of the biological foundation of music is the separate
roles of the right and left hemispheres in music perception. The investigation
of hemispheric roles and dominance, and the implication for education,
culture, and creativity is nothing new. However, this investigation takes on

added significance in regard to neurologically impaired or suspected split-
brain individuals who express themselves well through music. Music may
prove a means of transfer between left and right hemispheric functioning. Left
and right hemispheres are employed differently in the musical process. The
right “metaphoric” hemisphere, notably intact in many neurologically
impaired clients, is responsible for major aspects of musical perception and

musical behaviors; that is, the recognition of pitch, a gestalt sense of melody,
rhythm, style, and musical memory.

The commonalities between the components of speech and music are a
basis for the perceptual processes of the right hemisphere, which influences
language functions and behavior. The left hemisphere is predominantly
involved with analytic, logical thinking, especially in verbal and mathematical
functions. With someone who is musically sophisticated the left hemisphere
dissects its passages in a manner analogous to the feature-detecting

capacity of the left hemispheric visual fields. In other words, the right
hemisphere, in effect, thinks, “ah, yes, Silent Night,” two Columbia
psychologists report, but the educated left hemisphere thinks, “two
sequences, the first a literal repetition, the second a repetition at different
pitch levels—ah, yes, Silent Night by Franz Gruber, typical pastorale folk
style.” [p. 7]
This assumes the processing involved in score-reading and score
notation as well as mediating temporal order and acuity.
The neurological potential for music processing to relate to the

emotional life of any individual is enormous. Altschular says:
The thalamus is a main relay station of emotions, sensations, and feelings.

It is believed that even aesthetic feelings are relayed by the thalamus to the
master brain. The thalamus is connected to the master brain by nerve
pathways, and the stimulation of the thalamus almost simultaneously
arouses the master brain. Once the brain is aroused, it sends impulses back
to the thalamus and thus a reverberating circuit is set in motion. We can
conclude then that music arouses our emotions, [p. 29]
As an effective response, evidenced physiologically, music leads to
alterations of blood pressure; changes in respiration and pulse, the
cardiovascular system, and galvanic skin response; lowering of the thresholds
of sensitivity to other forms of stimulation; and delay of the onset of muscular
fatigue. Why music has this power, what exactly it is about music that is
responsible for its effects, and how one can effectively tap music’s power to
utilize it therapeutically still remain open questions although a wealth of
information on the subject is available. Generalities of human affective
responses exist but only to the degree to which individuality of physical,
organic, psychological, and experimental differences come into play.
As parts making up the whole, melody, rhythm, and harmony each have
a vital, purposeful origin in the history of man and a psychological significance

in the form or lack of form they present.
Melody appears to have its origin in primitive man’s sound language—

the sounds with which he reacted to external stimuli and expressed affect. As
the only instrument belonging to man, voice, able to produce both melody and
rhythm, best represents the “hidden person, his individuality, his uniqueness.”
As a primitive response, melody appears as the first “informal” music

experience of the child when his voice assumes differentiated crying and then
vocal contagion/babbling. The infant’s attendance to the timbre of the
mother’s voice is an initial melodic and affective experience: “With its

constant rising and falling and many inflections, it [melody] approximates the
affective component of the endocept. The ‘breathing’ of melody approximates

some of the physiological concomitants of emotion.”
As primitive and childish melodies (feeble, poorly organized, lacking in

definite affective significance and nuance) take “shape,” they logically feed
into definite tonal relationships (intervals) which resolve on a key note.
Modes, the selection of tones within a scale, will vary from culture to culture.
Most common in this country are the major and minor scales. The timbre or
quality of sound offered to the child by the human voice may prove either
pacifying or disquieting.
The choice of tone relations in a melody provides many possibilities for
psychological tension and relief—the frequency of and distance between
consonant and dissonant intervals; the direction of movement toward
consonance; the size of the intervals (small intervals, except for semitones
relieving tension); the movement/direction of the intervals (ascending tones
being generally more tension laden); the fulfillment of tonal expectation
based on past association; and resolution to the lower tone of a successively

played interval and/or the lowest point of a descending melodic line. Through
our experience with probabilities in sound, our expectations concerning
music develop.
Rudolph Steiner relates the choice and directionality of intervals to
dance movement in the art of eurhythmy, in which particular sounds and
intervals assume physical postures and cathartic emotional value.
Once perceived as a Gestalt, the familiar movement of the melody is
repeated in the song and may be perceived consciously or unconsciously.
Rhythm, the feeling of movement in time, with its implication of both
regularity and differentiation, is, like melody, primordial. Rhythm is of

biological origin, beginning prenatally when the fetus produces rhythmic
heartbeats, chest movements, and limb and body movements. Sounds
transmitted by vibrations are responded to by the fetus in the third trimester.
The information suggesting that rhythmicity is at least “hard wired” into the
circuits of our brains is well founded: witness the seasonal or monthly cycles
or even diurnal rhythms in depressives; the basic rhythm of the rapid eye
movement of the sleep cycle; the obvious microrhythms of heart rate,
respiration, and brain wave activity; the various cries that change in rhythm
at different periods of life; the predictable rhythms of spontaneous neonatal
mouthing and sucking activity; the mannerisms and stereotypies of neonatal
motor patterns; and the movement patterns and rhythms found in each
dynamically invested phase of development. These and related studies may be
potential diagnostic tools not only for music therapists but for the entire
medical profession.
Gaston said, “without rhythm, there would be no music, for its unique

potential to energize and bring order is seen as music’s most influential
factor.” According to Gaston, “rhythm is the primitive and driving factor of
music.” The manner in which rhythm is indicated or expressed by an
individual determines to a large degree the amount of energy invested in
responding to music. Rhythmic patterns between mother and infant impart to

some individuals an emotional message. Later, rhythmic interaction with
another person can become a dynamic medium for self-expression reflecting
the earlier experiences as well as being a means of relating to another person.
The choice of rhythms in a given piece of music, whether it be a listening
or performing experience (precomposed or improvised), again lays bare

psychological possibilities for tension and relief. The predictable accented
interplay between basic beat (meter) and melodic rhythms, the stability and
consistency of basic beat, and the gradual evolution of tempi changes (much
faster or slower tempi can be tension laden) are all indicative of a need for
order, control, and security. This pleasure in order and control is an
orientative Gestalt for the mind as well as the body: “the ultimate foundation
of rhythm is to be found in mental activity.” This supposition concerning

mental activity and organization of rhythmic impulses led the music therapy
pioneers, Paul Nordoff and Clive Robbins, to suggest relationships between
rhythmic response and emotional and/or physical difficulties in hundreds of

handicapped children.
As previously mentioned, music is fundamentally melodic, and so it is
not surprising that the possibility of simultaneous combinations of tones, that
is, harmony, was only gradually appreciated and understood. As a direct
qualitative experience, a chord possesses its own “color.” There may be
tension and/or relief in an emotional reaction to one chord. However, it is
more common to perceive a succession of harmonic devices as tension or
relief provoking. The Western listener, unacquainted with alternative means

of harmonic movement, expects to hear the consonant root progressions
inherent in music of the European tradition. Various listeners and cultures
have retained subjective definitions of consonance and dissonance in spite of
numerous attempts to provide an objective definition. As consonance is

thought to produce “an agreeable effect” and dissonance “a disagreeable
effect,” the composer arouses tension by delaying the consonant and/or
presenting the dissonant. “Either too much tension or too much relaxation can
be fatal. Excessive consonances produce stagnation, while too many
dissonances often result in ‘irritation’, undue restlessness. Dissonances in
music furnish an element of motion or progress, and keep the mind and the
imagination of the hearer aroused.” Initial contact with sound occurs at birth,
assuming different qualities and producing different affective states
contributing to the satisfaction of bodily functions. As the infant develops,
different sounds and auditory impressions become associated with different

responses and create definite emotional reactions within the child. According

to Nass, the ego has simultaneous adaptive functions, and the “early listening
and hearing experiences may serve to master the outside world.” Thus, the
ego can function to re-experience early phenomena, as well as the present
experience of listening during a therapeutic situation. For some, the
recreation of a way of “being with another person” based on early sound
experiences, comes through music—melody, harmony, and rhythm.
Music as a Therapeutic Process
In therapy, the music session is the ongoing context within which the
relationship between client and therapist is formed and the individual
personality elucidated. Both active and passive involvement with music
provide therapeutic opportunities that have been translated into clinical
practice within the last three decades.
Listening to music is essentially a selective response in which some
elements of the musical experience become dominant while others are

subordinated. This attendance to certain elements of music varies from
individual to individual and is, in most cases, not conscious. According to
Mursell, extrinsic factors in listening include: (1) the general mood or
affective set of the listener, which is reinforced and/or prevailed upon by the
music (only when the listener’s affective state is very definite, strong, and in
sharp conflict with the prevailing mood of the music being presented, does it
constitute a disturbing factor); (2) the flow of association and the arousal of
imagery usually based on the mood and emotions elicited by the music; and
(3) the visual stimulation provided by the musician. The intrinsic factors in
listening, in order of their priority, include shifting volume and quantity of

tonal content; the Gestalt of the melody, rhythm, harmony, and the general
architectonic design of the music.
With the great majority of listeners, attendance and emotional reactions
to intrinsic factors of listening are not controlled and usually exist on a level
that is apparently not conscious. Meyer attempted to clarify the role of mental
organization of rhythmic and melodic stimuli, expectation and learning, and
psychological “norms” of necessary repetition, resolution, good continuation,
completion, and balance of tension and relief. The ability to recognize and
respond to these components of the intrinsic listening experience may prove
to be a key diagnostic factor in work with mentally disorganized clients.
As music “activates tendencies, inhibits them and provides meaningful

and relevant resolutions,” it will effect tension or relief. Any state of suspense
in music, resulting in expectation, can provide positive excitement in leading
up to a resolution and/or negative upset in further delaying or blocking a

resolution. It has been speculated that the greater the familiarity of a person
with a certain piece of music or the higher his musical training in general, the
more he will enjoy musical sequences of greater unexpectedness and

complexity. In addition, the effects of repetition and familiarity will provide an
internal sense either of more mastery over the music or of eventual boredom
since there no longer exists any tension. How increased tension can become
pleasurable is a problem that has puzzled psychoanalysts for years. Miller

provided us with an analytic interpretation of tension and relief via the music
experience: Increased tension is the result of the musical elements
symbolically disturbing the listener’s degree of ego-mastery. According to
Meyer, the ego-mastery is upset when control over the predicted resolution of
the music is temporarily or permanently lost. According to Miller, “Ego-
mastery is symbolically disturbed during music by the listener being
reminded of previously disturbing situations such as environmental noises

(frightening and unexpected sounds), forbidden id impulses (sexual and
aggressive sounds), ego failures (complex and difficult sounds), and super-ego
pressures (unconforming and inartistic sounds).” Increased tension can
become pleasurable when the listener realizes emotionally that the music is
only “make-believe” and not threatening to the self; the eventual regaining of
mastery over the music situation leads to decreased tension. “Ego mastery is
attained in music when sufficient defensive energy is invested to understand,
overcome and re-master the symbols disturbing situations.”
The ability of music to portray multiple, even opposite, emotions
simultaneously makes it possible for music to become deeply meaningful to
the listener in both positive and negative ways. The connection for these
feelings may be the world of imagery and associations. In many cases, the
submerged memory of a particular event and/or feeling is triggered by a song
or instrumental composition associated with the memory. The therapeutic
value of reawakening feeling in order to re-experience and elucidate it is a key

feature of music therapy. Frances Hannett, reviewing the significant themes of
American popular songs during the early twentieth century, pinpointed a
primary (69 percent) thematic reference to an unfulfilled love relationship

(that is, mother-child). She also pointed out the value of a patient
spontaneously singing, whistling, or hearing a song as a means of conveying
emotions and feelings not being directly expressed.
Musical daydreaming, attention to the suggestions and associations of
music and to its “meaning beyond itself,” may be viewed as the symbolic
expression of unconscious feelings and contents. As dreams are valuable
interpretative material for the analyst, so musical daydream, arising from the
emotional reactions a piece of music elicits, can prove valuable interpretative

material for the music therapist. It is on this basis that Guided Imagery in
Music (GIM), a process involving “listening to music in a relaxed state for the
purpose of allowing imagery, symbols and deep feelings to arise from the
inner self and then be used for therapeutic intervention or self-

understanding,” was developed by Helen Bonny, R.M.T. at the Maryland
Psychiatric Research Center in Baltimore, Maryland.

The reader will keep in mind that although the direct effect of a music
listening experience may be to provide pleasure in and of itself, this
superficially therapeutic “music to sooth the savage beast” notion does not at
all fulfill the real purpose of therapy—to promote behavioral change of
longstanding value.
Performing Music
Certainly our greatest concern is to encourage personal expression by

the music therapy client by means of either formal (precomposed) or informal
(improvisational) active music experience. Whether it be vocal, instrumental,
or involving movement, the perceptual, cognitive, motor, and emotional
processes incorporated into music performance make it an ideal therapeutic
opportunity:
The voice represents the hidden person, his individuality, his uniqueness.
To be born means to become sounding, to have a voice means to be
something which has its own growth, its own development. . . . The
primitive or modern player has always identified himself with his
instrument, which is a prolongation of his body and transforms into sound
his psycho-motor impulses and liberates them. The manipulation of an
instrument demands also conscious control of movement in time and
space and obedience to certain laws of acoustics. The process has a well-
known therapeutic value, [pp. 19-20]
Contrary to popular opinion, the music therapy candidate is not
necessarily a trained musician. However, musicianship can develop.
According to the “Musical Communicativeness” evaluation scale of Nordoff
and Robbins, vocalization on a low level of response includes “fleeting
reflexive sounds that echo some parts of the music; brief sounds that have a
connection with the music, tonally and/or rhythmically and/or expressively”;
instrumental on a low level of response includes “[drum] beating [that] is

compulsive, impulsive, disordered, or totally uncontrolled, yet. . . shows
fleeting reflexive effects of the music—beating [that] is discontinuous,
infantile, poorly coordinated, or sporadic, yet . . . shows some slight influence

of the music”; movement on a low level of response includes “brief excited
movements such as running, jumping, stamping, hand and/or head
movements in response to particular musical stimuli—habitual movements
show slight, irregular changes in tempo, intensity and duration; compulsive

rocking or twirling patterns give way briefly.” In other words, the “music
child” has yet to be formed but indicates some instinct for potential music
making. In addition to acquiring and/or integrating the developmental

prerequisites (cognitive, motor, emotional, perceptual factors) necessary for
each ensuing stage of musical communication (with the therapist and/or
peers) and expressiveness, the music therapy client will spontaneously

incorporate aspects of his or her personality into the music he or she chooses,
physically maneuvers, interprets, and/or communicates with the therapist.
Further spontaneity can proceed by improvisation with the therapist—
through movement, drama, vocalization, and/or instruments. The

incorporation of the performer’s personality into his music may demonstrate
a parallel or contradictory picture of the client’s extra-musical personality in
need of further elucidation and healthy integration. In the same way, the
client’s formal composition efforts—the notation and reading of musical ideas
—are autobiographical. “The tonal dream awake” is a direct avenue to
personal symbolic expression.
Relationship to a Previously Established Theoretical Framework
Music Therapy and Piaget
In an attempt to translate into clinical practice firm methodologies for

music therapy with various populations, it is apparent that musical
experience and development can and must ultimately fit into an affective and
cognitive framework. In this way the relationship between musical
experience/expression and human development is not only strikingly

demonstrated but also serves the clinician in establishing relationships
between developmental goals and musical objectives.
From the cognitive-structuralist viewpoint of Piaget, one may theorize
that musical development evolves through the same stages as other realms of
knowledge: a sensorimotor stage (from birth to eighteen months) during

which children simply emit sounds and react to changes in sound; a symbolic
stage (ages two to six) when sounds begin to acquire communally shared
meaning; a concrete operational stage (ages seven to eleven) when children
can voice to one another a set of organized patterns of sound; and a formal
operational period (age twelve and up) when they can reflect on how music
works, analyze a composition, and freely invent new patterns.
Already, researchers have begun to confirm the effectiveness of an

interrelated cognitive-musical framework approach both in music education
and in music therapy. Ewing seems to have translated into clinical practice the
even more specific stages of musical development in the first five years of life
that were outlined by Peter Ostwald.
While musical precocity is often attributed largely to hereditary factors
(and individual differences in musical ability among young children are
tremendous), the stages of musical development suggested by the Piagetian
framework are applicable for the general population. It is, of course,
important to remember that musical precocity and, at the very least, “normal”
ability are found quite frequently among children who are not intellectually
outstanding and, in many cases, are retarded. Autistic children, in particular,
are stereotyped for their unusual musical capacities which, when developed
into communicative patterns, provide the first step in remediation of a serious
emotional illness.

A supplementary effort on the part of Heinz Werner is much more
informative about the distinctive features of musical development. Focusing
on the musical aspects of children’s melodies, Werner examined the
ascending and descending movements of melody, the role of repetition, the
emergence of cadences, and the handling of phrasing. According to Gardner
This fine-drawn analysis revealed which aspects of melodies were most

salient for children at a young age, and which aspects appeared
spontaneously— i.e., that resting on a lower note is a constant throughout
melodic production, presumably reflecting a fundamental tendency in
vocal production, but that ability to use and vary cadences waits upon the
ability to repeat a simple motif.
Even with these initial studies, Werner substantiates the relation
between musical development and other aspects of linguistic and cognitive
development.
Music Therapy and Personality Theory: The Analytic Framework
In general, the conceptual basis for a psychoanalytic theory of the arts

relies upon: (1) the libido as an energetic source; (2) the transformation of
unconscious content in analogy with dreams, imagination, and humor; (3) the
dominance of the sublimative mechanism; and (4) the relative flexibility of

the repressive mechanism. These factors must all be considered specifically in
relation to music—the most formal of the arts.
According to Noy, “The problem of defining the significance of forms by
relating it to the analysis of the content implied in those forms presents the
major challenge facing the analytical theory of art today.” This problem is
further compounded if one considers music “contentless” and/or “objectless.”
However, Suzanne Langer provided a convincing argument that music is
indeed a symbolic language even though its content may seem unfathomable
much of the time. Music lends expression to the world of feeling; it is a symbol
and its symbolized object is the emotional life.
The tonal structures we call “music” bear a close logical similarity to the
forms of human feeling— forms of growth and of attenuation, flowing and
stowing, conflict and resolution, speed, arrest, terrific excitement, calm or
subtle activation and dreamy lapses—not joy and sorrow perhaps, but the
poignancy of either and both—the greatness and brevity and eternal
passing of everything vitally felt.
Such is the pattern of logical form, of sentience; and the pattern of music is
that same form worked out in pure, measured sound and silence. Music is a
tonal analogue of emotive life. [p. 27]
As a language that represents emotional life rather than ideas, music is

“much more liable to evade the defenses and to reach the unconscious”; in this
way it may “safely become an object of displacement rather than language.”
If one does indeed accept music as a language safely lending symbolic
expression to unconscious contents (although definition of these contents is
difficult to fathom), then one can also accept the likelihood of perception of

music through primary and secondary process. Researchers' have written
about a musical secondary process (the tune) uncovering a deeper musical

primary process (the rhythm) and have even suggested that primary process
mechanisms—displacement, condensation, inversion, repetition by the
opposite—are musically operative. Many questions remain however: Why
does the unconscious want or need to achieve tonal represervation? On what
level does the translation process of the unconscious content into tonal
structure take place? What is the nature of the motive or desire to find
expression and gratification in music?
Perhaps part of the answer to the last question can be found by

recognizing the roles of the id, ego, and superego in musical expression. From
the point of view of the developmental hierarchy of psychological stages, the
meaning of music “. . . is derived from its capacity to allow subtle regression

via extraverbal modes of psychic function.” The id is served by music since
catharsis of primitive impulses is transformed into an emotional experience.
The ego is served by music since organization and hence mastery of sound
impulses is achieved; music is, in this sense, a form of play. The superego is
served by music since an expression of rules to which one submits becomes a
task to be fulfilled as well as an aesthetic experience. The elements of music
themselves serve to satisfy the libido. In summary, rhythmic repetition and

emphasis are a pleasurable means of discharged energy. Melody, produced
under muscular tension in the tones of the human voice, also produces this
effect; and harmony provides an additional and increased enjoyment since a
number of items concur in any simultaneous expression of pleasure.
Further evidence to satisfy the question of motives in finding expression
and gratification in music is found in the writings of Maslow and Jung.
Maslow’s hierarchy of human needs—physiological, safety, belonging, esteem,

and self-actualization—are all within the capacity of musical experience.
Jung’s four functions of the psyche—thinking, feeling, sensation, and intuition
—are also integral components of the music experience.
The key to the music therapy work, which calls itself analytic in
orientation, is recognizing that unconscious contents of the music experience
and the approach to the music experience must become conscious to the
extent that the client can achieve greater self-awareness. In some cases a
musically expressive way of relating may be linked to the rest of the
behavioral personality and help the client achieve greater personality
integration. In “pure” music therapy—therapy where the music experience

itself is sufficient to promote behavioral change outside the music room—
verbalization regarding the music experience is not necessary. Music therapy
in this “pure” sense has been achieved most often with children. With adults,
particularly the neurotic, it has usually been necessary for the therapist and
client to verbally “process” the musical experience. The client is often guided
by the therapist to reflect back and clarify what pertinent dynamics the

musical expression has offered. This process may elucidate other behavioral
patterns in the client’s life.
As the client is allowed to “work through” his conflicts musically and
verbally by being offered, and personally identifying with, an enriching
musical experience and a supportive client-therapist relationship, alternative
means of approaching and integrating the musical experience into the self
become possible. This emotional awareness frequently effects extra-musical
change.
Music Therapy and Cultural Diversity
In concluding the argument that affective and cognitive structures are
related to musical development and must be clarified in forthcoming years to
enhance music therapy expertise, it is necessary to include the subject of

cultural diversity with regard to human development and musical expression.
It is dangerous to extend any findings beyond the population (in our case,
Western) in which they have been established. As musicians, musicologists,
and psychologists have demonstrated, the music of one’s culture may be
influenced by such factors as relationship to religion and art, “vocabulary”
(that is, musical mode), and different emphasis (for example, greater
emphasis on rhythm in primitive cultures). Lomax, investigating the universal

relationships between folk music styles and cultural characteristics of fairly
primitive societies, recognized the relevance of such findings to music therapy
practice. For example, the finding that unison instrumental folk music is more
common in societies whose political and social interaction patterns are simply
organized while counterpoint occurs more frequently in societies

characterized by complex, specifically defined and differentiated patterns of
political and social interaction, is somewhat analogous to the observation,
made frequently by music therapists, that appropriate individual
participation in a contrapuntal musical texture is associated with a fairly high

degree of individual behavioral organization and social competence. It has
also been found that recorded contrapuntal musical textures are responded to
by some psychotic patients as though they were social interactions and that
patients’ acceptance or avoidance of contrapuntal music can provide clinical
implications about their tolerance of interactive, interpersonal situations.
These and other findings suggest a strong relationship between social
structure and group musical performance not only within a given society but
within any social subculture.
Basic Purpose and Structure of Music Therapy
The intention of music therapy is to encourage, structure, and develop
musical activity that will serve to incorporate the affective, cognitive,

communicative, perceptual, and motor needs of the client. The demonstration
of enriching change and growth through musical, verbal, and nonverbal

communication and interaction with the therapist is directly related to the
extra-musical goals the therapy was intended to meet. In making a referral to
a music therapist another clinician (psychiatrist, psychologist, occupational
therapist, physical therapist, speech pathologist, special education teacher,

social worker, or the like) realizes that successful methods will vary for each
individual. The strength of music as a therapeutic tool is that it motivates a
client to work toward difficult goals in a personally meaningful, expressive

way. According to I Ching:
Music has power to ease tension within the heart and to loosen the grip
of obscure emotions. The enthusiasm of the heart expresses itself in a burst of
song, in dance and rhythmic movements of the body. From immemorial times,
the inspiring effects of the invisible sound that moves all hearts and draws
them together has mystified mankind.
As in psychotherapy, music therapy can and does proceed on three
levels:
1. supportive therapy—strengthening of existing defenses,

development of new and better mechanisms to maintain
control, and restoration to an adaptive equilibrium;
2. insight therapy with re-educative goals —insight into the more

conscious conflicts with deliberate efforts at readjustment,
goal modification, and living up to existing creative
potentialities
3. insight therapy with reconstructive goals—insight into unconscious

conflicts with efforts to achieve extensive alterations of
character structure and expansion of personality growth
with development of new adaptive potentialities.
Due to the tremendous diversity of age (preschool to geriatric) and
disability (developmentally disabled, emotionally handicapped, physically
impaired, multiply handicapped, substance abusers, criminal offenders),
musical activity is structured and developed differently for each client.
Depending on the training and orientation of the music therapist, the capacity
of the client to be involved in therapy, and the interdisciplinary goals set for
that client, the extent to which musical activity is developed to incorporate
client needs differs dramatically (see “Specific Applications of Music
Therapy”). In those cases where the client will undergo short-term therapy
and may be chronically ill and/or highly resistant to therapy, supportive
music therapy provides immediate access to the benefits of music (catharsis,
self-organization, socialization, time-ordering, mood-setting) without

necessitating an investigation of the dynamics of the activity to provide
insight and change. Pleasurable activities emphasizing interpersonal
relationships, task achievement, and social behavior in groups are common
approaches to supportive music therapy.
Many cases of insight therapy with re-educative goals are represented in

the literature of music therapy with handicapped children—particularly those
children who are developmentally delayed. Most of these children are in an
educational setting in which interdisciplinary team members work toward
psychoeducational goals. Re-educative goals for geriatric clients are
commonly approached through music. In cases of stroke or deterioration of

the brain leading to disabled motor, communication and/or thought
processing, music, perceived through the right hemisphere, can be a basis for
motivating clients and “teaching” the left hemisphere to be operative again.
Insight therapy with reconstructive goals, the most in-depth treatment,
can be brought about with music creating an environment in which a patient

can explore intrapsychic phenomena, experience affect, develop mastery,
direct himself toward resolution of conflicts, and risk change.
In all cases, music is used because it evokes various moods or affective

states and demands reality-oriented behavior to those stimuli—aural, visual,
kinesthetic, musical, and verbal—built on the time-ordered necessities of a
given musical situation. Through involvement with the musical process, one
can develop awareness of affectual states while maintaining the reality of the
moment. Music also provides time-ordering, self-organization, and experience
in relating to others or to the self.
Since music can be very much a formal art, the capacity for entry level
music involvement will vary tremendously. Many clients may simply have an
emotional attachment to music and the desire (whether directly or indirectly
expressed) to become more involved. Others will have had previous amateur
and/or professional experience and emotional attachment (whether positive,
negative, or ambivalent) to their training in voice, an instrument, composition,

or the like. In all cases, the capacity of music to influence behavior is clear to
the music therapist.
Recognizing the current capacity of the client to become involved in
music, and acting to provide support, guidance, and organization, the
therapist structures the client’s musical experience via listening,

improvisation (movement, personalized songs, simple instrumental activity,
musical drama), and/or preplanned song, movement, and instrumental
activity. As in normal development, the individual’s dependency upon the

guidance of the therapist should decrease as a repertoire of skills is built up,
and the client is able to initiate choices. A feeling of autonomy and self-respect
develops as the client identifies with the musical activity, incorporates more
and more of himself into it, and increases a sense of mutuality with the
therapist or group in the music-making experience.
Other music therapy sessions may involve the gradual intervention of

the music therapist in dealing with a client’s rigidly bound patterns of relating
to an instrument. Assuming the client has a stake in preserving these patterns,

the therapist’s job is to listen, to help clarify the problem, and to present
opportunities for the client to try out alternate ways of relating and musically
communicating.
As has been implied all along, the relationship between client and
therapist in the music therapy process is of paramount importance. The
development of basic trust, dependency, and then the emotional recognition

of the autonomy of the two individuals (or members of the group) is essential.
In music therapy, transference and countertransference come about through
verbal, nonverbal, and musical situations:
The loving feelings of the music therapy positive transference do not have
the same frustrating aim-inhibited quality as they do in analysis. To play
music together and, even partially, to relieve physical tensions in this way,
can be an unconscious symbolic equation for various basic impulses such
as feeding, making love or even killing. Music therapy transferences are
therefore deep but more manageable, both in their positive and negative
aspects, [p. 243]
The amount and nature of verbal “processing” between client and
therapist once again depends upon the orientation of the therapy as well as
on the training of the therapist. A therapist incorporating re-educative and/or
reconstructive goals into therapy will provide as much structure and direction
as the client needs and will verbally support and “process” feelings evoked by
the music while possibly relating them to extra-musical patterns of behavior.
Music therapy structure depends on the suitability of individual or small
group therapy, and necessarily involves assessment of client needs, musical
materials based on these needs, and evaluation of client response.
Specific Applications of Music Therapy
The Multiply Handicapped Child
Today the profession of music therapy is probably most often associated
with handicapped children. These children have many needs in relation to
their primary difficulties and secondary delays. All of these developmental
delays (social-emotional, cognitive, communicative, motor, perceptual) may

be revealed in musical experience and the child-therapist relationship.
Common goals include speech initiation and language development, ego

organization and personality development, behavior modification, motor
control, lengthened attention span, and memory development:
Often a handicapped child lives in a state of continuous tension, and is

unable to express his emotions in an orderly fashion. Frequently he is
unable to assimilate his life’s experiences. He may be confused because he
fails to interpret them. He has little or no faith in his own capacities. He
feels rejected and he rejects himself. Often he is unable to communicate his
needs, unable to control his inner conflict. The results are well-known
manifestations of unacceptable behavior. [p. 143]
The music therapist must communicate with the child at the level of the
child’s developmental capacity for musical experience. In some cases the

therapist may begin this communication with a rhythmic tapping on the soles
of the child’s feet—“Hel-lo.” The child can appreciate this as a basis for further
vocal and/or movement feedback to the therapist via differentiated tonal
cries and rhythmic movement. Following a reflexive level of vocal and
movement response, a child has the capacity to move on to a tonal and/or

rhythmic response that bears a relationship to a therapist’s musical piano
improvisation. The expansion of the child’s world is made possible by the
therapist musically “joining” the mood of the child as well as by attempting to

incorporate the rhythms and tonalities of even primitive behaviors
—“stereotypic” rhythmic movements and/or undifferentiated crying. The
idea of reinforcing the present mood of the client is based on the age old “Iso
principle” that “like acts on like.” Clinical music therapy improvisation

techniques incorporate the tonal and/or rhythmic behavior of a child as well
as predictable music structures by which the child may “join” the therapist.
The therapist works for a “sustaining of directed response-impulses setting

up musical communication” as a basis for the “music child’s” further
involvement in individualized and, eventually, group activity. Self-expressive
musical confidence, enthusiasm for musical creativity, and free functioning

and communication of musical intelligence and skills are demonstrated in
more demanding, often highly structured, play songs,'' or orchestrations for
instruments such as drums, resonator bells, and assorted percussive and
tonal instruments, such as reed horns, glockenspiels, claves, wood blocks, bird
whistles, cymbals, adapted string instruments, autoharps, and zithers,
designed for developmental needs. The child able to engage in more abstract
musical role-playing is encouraged to do so in musical plays designed for
voice and simple rhythmic/tonal instrumentation.
As in verbal therapy, there is often resistance to transition:
For months he [eight-and-one-half-year-old, severely retarded, nonverbal,

psychotic child] responded only by rocking happily to simple,
conventionally consonant, rhythmic music—and only to this. Any time the
therapist introduced dissonances, added words to her singing, or tried to
structure his musical experience by repeating patterns, introducing a song,
or the like, he would start to cry with a tone of misery and anger. He
showed no interest when his name was sung. Any communication had to
be entirely on his conditions. [p. 11]
The exploratory efforts of the therapist to engage the child musically in
conjunction with an understanding of the dynamics of the child’s personality

led to further growth: “But gradually, he began to accept as part of his music a
Tyrolean waltz played bi-tonally; this highly dissonant music, which still
contained some of his ‘old, uncomplicated’ music, engaged him and provoked
some vocal responses.” The ability to sing longer tonal phrases, the
subsequent exploration of vowel sounds, and finally holophrastic language

allowed this child an opportunity to sing about himself and his environment
(“What’s That?” “Roll Call Song,” “Goodbye Song”) while playing with the
therapist.

The playing-out of a child’s emotions through improvised or
precomposed music should lead to the child’s eventual control of the musical
situation; in this regard the ability to perceive and play a regular beating
pattern is a measure of inner control. The twelve categories of rhythmic
beating responses observed by Nordoff and Robbins in their more than
twenty years of clinical work all have psychological and neurological
correlates. One example of this is the compulsive beater: “What a compulsive

beat signifies is an enigma. It is almost always associated with children
generally described as autistic. Perhaps its most salient characteristic is its
apparent meaninglessness; no variety, no mobility, no expression,
remoteness. It is unrelated to the environment.
The therapist employs techniques to create a comprehension of the
music rather than the ritualistic action of repeated beating:
Gradually the boy [nine-year-old, brain-damaged, aphasoid, autistic] is

attracted to two songs sung by the therapists; one is about him and
contains his name. His emotional response can initially come no further
than facial expression and deeper breathing. His stiff posture relaxes to the
warmth of the melodies and harmonies. The songs alternate with rhythmic
work, the therapist leading from one to the other as the child’s responses
indicate. Subjected to syncopation and dissonance in the improvisation his
compulsive beat begins to break down. His beating now acquires some
meaning and relates to the songs (basic beat, melodic rhythm). Gradually
he begins to sing fragments of the songs with the therapists. As he works
his way into musical expression through a series of new experiences, he
activates parts of his nervous system he has not used before.
The planning and implementation of musical involvement for the
handicapped child develops musical skills as a secondary benefit to
developing behavioral growth. As already mentioned, composed and
improvised music therapy materials are highly personalized in terms of the
client’s personality and developmental needs. Composed music therapy
materials, based on speech and language development, follow the inflections,
rhythms, and phrasing of speech, as well as reflecting the array of genuine

emotional experiences children undergo. Special motor needs for physically
handicapped children, asthmatic children, and developmentally delayed
children' are met in music therapy composition and instruments designed.
The music therapy profession continues to develop specific programming for

such populations as the autistic, hearing-impaired, severely/profoundly
handicapped, communication disordered, cerebral palsied learning disabled,
and mentally retarded.
The Neurotic
With neurotic clients in individual and/or small group therapy (see

“Group Work with Emotionally Disturbed Adults”), music therapy goals
include awareness of and feelings about one’s musical expression, extension
and integration of music expression, and spontaneous musicality and
interaction. The awareness of inner sensations and freedom to respond to

these is essential. In neuroses, the patient is frequently blocked due to

particular or diffuse anxiety. All music therapy goals bear a specific
relationship to the client’s particular psychopathology, which is, whenever
possible, verbally processed between client and therapist. “As the modern
analyst resolves the patient’s resistances to putting his thoughts and feelings
into words (the music therapist can) resolve resistances to putting them into
music. This process is begun by learning as much as possible about the client
and discovering with him what specific needs exist.” An ostensible “music
lesson” may really be a continuation of the learning process “with an
exploration of the many possibilities within the music and within the person
in terms of what he might want to say through his body and his own decoding
of the composer’s message on the printed page.”
Depending on the level of anxiety, warmup relaxation techniques

utilizing rhythmic movement, deep breathing, appropriate vocal sounding,
and simple melodic piano improvisations may help the client begin the
session. By his own selected musical modality and materials the client
provides the therapist with a self-portrait of his emotional and cognitive
styles/patterns toward music making. These emotional and cognitive styles
may reflect on the patient’s emotional and cognitive styles outside of the
music session. Through the guidance of the music therapist, the client is
encouraged to process his feelings about musical experience in relation to
self. The client is encouraged to attempt alternate means of dealing with the
music situation, as he would with extra-musical situations. Such experiences
may lead to new understanding and possible alternatives in behavior.
Often the highly verbal neurotic will gain more insight from the
emotionally-laden music experience than from incessant talking:
The client, preoccupied with conflict about satisfying sexual desires,

entered the music room as usual wanting to discuss her problem.
Encouraged to sing her chosen selection, Jerome Kern’s “Make-Believe”
(from “Showboat”) she was vocally supported by the therapist. Following
the first stanza in which the client sang with strained serious voice, the
therapist chose a jazzy harmonically sensual backdrop for the piano
accompaniment of the second stanza. Going along with this “sexy” piano
accompaniment, the therapist modeled an uninhibited vocal timbre, rather
breathy at times and suggestively inflected. The client, vocally supported
by the therapist, apparently found the “sexy” style of singing
spontaneously contagious and attempted to try it herself. With difficulty
she spontaneously shook her arms and hips, snapped her fingers and,
when not laughing, “dared” to sing sultry, low-pitched sounds. These were
in direct contrast to her usual shrill, strained voice. Her obvious delight in
singing was accompanied by embarrassed laughter and a blushing face.
She claimed she “didn’t like singing this way.” When the therapist pointed
out her physical reactions in relation to the experience, she began to
understand her gut reactions to sexual experience. It was gratifying for her
to realize she could express another “more submerged” side of herself
safely through the music.
Priestley wrote that “as a reference point for working through the
psychic needs and tension—musical forms provide a safe environment and

structure for personal expression.” Furthermore, the therapist helps the client
by “providing a musical container to receive and complement the expression
of her painful emotions and makes it safe for her to talk about them and the

memories they evoked afterwards.” This “musical container” can be
precomposed or spontaneous; it is always shared—either directly or
indirectly—by the therapist. It can be a listening experience in guided
imagery or a written composition or song offered by the client. In many
instances the improvisatory effort between client and therapist results in

dramatic casting of ideas or roles.
Among her various techniques of “analytical” improvisation, Priestley
suggested: (1) “holding,” that is, a means of allowing the client fully to follow
an emotional experience through to a climax in order to diminish the fear of
disintegration under high emotional stress, thus giving the emotion the
chance to be expressed while expending enough bound energy to allow the
client to think more and feel less about the subject; and (2) “splitting-useful,”
that is, where the client has projected part of himself onto another character.
Therapist and client take on different roles and then switch musical feelings of
“characters” in order to further clarify identities. This technique is also useful
in conflict situations where all the energy is being held in maintaining the
status quo. After the client describes her feelings about both sides of the
conflict in word pictures, the music therapist starts off in the character of one
person or idea:
A university student, Eva, wanted to explore with me her unequal

relationship experiences. I started by being “Doormat” while she played
“Dominant” but she was not concentrating on her own expression but
trying to provoke me all the time. She said that she thought that if I did last
out then she would have to be “Doormat.” Next I was “Doormat” but I left
spaces for her to answer back musically but she never did. Next I made a
long decrescendo (gradual lowering of volume) to see when she would
dare to reverse roles. At my “pp” (pianissimo—soft level of volume) she
was “ppp” (even softer) and then when I reached “ppp” suddenly, right at
the end, she did assert herself. Following this, she felt able to resist her
tutor’s efforts to make her take up work at a “suitable” school whose
principles she disbelieved in, and to risk looking for a position in which she
would feel happy and honest, [p. 125]
The Psychotic
With the psychotic in individual or small group therapy, basic goals (as
with the neurotic) include awareness of one’s musical expression, extension
and integration of musical expression, and spontaneous expression and
interaction. The need for more structure is necessary to bring the patient into
closer touch with external reality. Of paramount value for the psychotic is the
formation of an attachment, the expression of self within a structure, and the
further channeling and structuring of emotional effort when musical

communication becomes established as the ongoing basis for attachment.
Personal integration of emotion and meaning, whether it is apparent to
the therapist or not, is often a result of music therapy experience. The

schizophrenic patient usually does not express himself verbally, but may
manifest the organization of his feelings via the music. Experiencing a
moment that is relevant and real, the patient confirms his attachment within
an ongoing process; feeling is brought out of chaos into a structure; there is a

delineation of experience:
Using his musical ear to pick out the notes on the keyboard, Arthur
[seventeen-year-old schizophrenic] very much wanted to recreate the musical
composition but was defeating himself by mechanically trying to reproduce
the melody. Since he had already learned the accompanying chords of the
composition while supported melodically by the therapist, he was guided to

recognize that the melody was composed of the same notes as the
accompanying three-note chord. He joyfully experimented with the concept
while the therapist aided him. Given a meaningful structure within which to
work, it was easier for him to grasp the melodic meaning of the composition.
The rhythm had to be structured and modeled for Arthur by the therapist as
well; his ability to organize himself musically is tremendously impaired

although he is quite gifted musically.
Cognitive organization is inherent in recognizing and enjoying the
structural parts of the music (melody, variations of melody, rhythms in

relation to melody, harmonies in relation to melody, and so forth) in and of
themselves, as well as in relation to a whole musical composition. One musical
idea follows another as the scheme unfolds. The joy in taking apart the puzzle
and then putting it back together in a meaningful way helps give the client a
feeling of control and mastery.
The recognition of the psychotic client’s present capacity to participate
in and/or create music is essential. As in visual arts experience, it is suggested
that levels of musical participation may correspond to a certain stage of
pathology—particularly in the case of the schizophrenic client:
Marie was consistent in her creation of very literal music materials.

Harmonies were traditionally consonant and always repetitive in terms of
three basic Western chord structures. Melody was confined to a five-note
range and repeated twice. Rhythm was 4/4—an easily grasped structure
which always corresponded directly to melodic rhythm. She was a
conservatory graduate of Juilliard and had received considerable musical
training in piano and theory and composition. The usual musical directions
of accent, phrasing, dynamics, and tempi markings were completely absent
from her composition. Only as she became more trusting of the therapist
and more revealing of her emotions in her dearly loved classical music was
she able to begin to compose with syncopated rhythms, dissonant
harmonies, larger tonal range, and an emotional content related to the title
of the music. In addition she spontaneously began to include musical
markings and to point out the “new” aspects of her work.
If psychotic patients resort to thought disorder as a means of defense
against stress, then their complete disorganization and need for structure in
music may “progress” into a defensive, literal, tightly structured musical
interpretation as an alternative defense. This hypothesis is supported by the
observation that psychotic patients sometimes produce melodies in
constricted ranges with even patter rhythms, and that this constriction of
range and lack of rhythmic differentiation were found to function defensively.
Often, patients whose behavior is over-controlled also speak in pinched,
narrow, or nasal tones. Severely restrictive, constrictive behavior usually

indicates much anxiety, and severe constriction of vocal tones in patients may
also be indicative of conflict. Association between remission of these musical
traits and remission of a psychotic thought process has also been observed.
The awareness that one can confront conflict and grow not only by
being one’s self but by participating with other selves may be achieved by
participation in musical structures. Ain described some of the roles music

serves in a group situation. The group as a whole perceives the sound (as do
the individuals) and reacts. The need to channel cathartic and play activities is
met by acceptable adult expression—instrumentation, songs, verbal
expressions, and the association accompanying the musical process and
expression. As previously mentioned, these activities and forms provide
psychic distance from threatening affect; the manner in which the person
expresses himself musically may represent his psychic constellation. The
acting out of feelings provides a possible basis for increased reality testing
when feelings, expressions, and mastery are overtly expressed within the
group: “The musical stimuli can act as a rehabilitative vector in revealing
conflicting situations and manifesting catharsis.” This structured reality

simultaneously creates a means to explore one’s affective states in relation to
other people. Music is universally capable of arousing affective responses and

modifying existing moods in individuals with only minimal musical talent:
“Everyone understands music and it is a communication form which no one
can withdraw from . . . therefore ... it is a social force which unites people
during therapy.” One example of this is the use of rhythm since it provides a
“bond for joining people together because rhythm ‘persuades’ individuals to
act with other individuals. Thus we can give in to rhythmic impulses and
simultaneously maintain form and control in expression.” It has been

suggested that imitation and initiation of group rhythmic patterns not only
can facilitate and sustain the group’s attention span and develop awareness of
other members’ sounds but also can be the basis for a group rhythmic sound.
Likewise, the creation of a group melody to which each member adds his pitch
(tone) at a specified or spontaneous time can be a basis for group
identification: “Verbal processing is necessary for members to become aware
of their affectual and cognitive responses to interpersonal relationships in the
group.”
The use of singing to unify a group is common in music therapy. Solo,
duet, and trio vocalizing are helpful “to develop autonomy and to foster peer
support.” The nature of the song material as well as the nature of the music
experience (listening versus participation) can affect the cohesion of the
group. Mitchell and Zanker found that active singing of folk and traditional
songs, as opposed to listening to diverse classical music, increased group
cohesion during music group therapy. The group members who went from a
passive listening experience to active participation by singing these songs,
showed further integration of their personalities during group therapy.

Frances and Schiff, encouraging teenagers in group psychotherapy
sessions to choose songs and recordings that appealed to them, found that it
was “socially acceptable to be moved by the songs . . . [whereas] ... it is less
acceptable to share the same feelings openly in a group.” During this group
process “previously repressed affects became available for cognitive
understanding and control.” The authors did not cite any differences in
growth between active and passive musical experience.
Writing lyrics to original or precomposed compositions “can be an
excellent way of members exploring their attitudes related to the group.”
Rosenbaum recognized that the song may be a way to express transference
feelings toward the therapist. The selection of the song can also serve as a
“transitional object to gain autonomy within the group or from the leader.”
Group improvisation was perceived by Priestley as a means for group

psychotherapy. Depending on the members’ musical skills, percussion and
tonal instrumentation are commonly used to create nonverbal dialogues to
explore affectual responses within the group: “Depending upon the group’s
and members’ needs, individual expression is verbally processed.” Ain

suggested that some members have not set the boundaries to control such
qualities as dynamics (loud and soft), tempo (fast and slow), and pitch (high
and low) in a socially appropriate way and can explore their control through
the use of percussion instruments.
More active and more passive roles in the group are ongoing via musical
structures, not only when group sounds are influenced (harmonically,
melodically, rhythmically) by members, but also when a direct leadership
role, such as conductor, is allocated or elected.
The intent of the group will vary. Ain suggested the creation of a music
therapy “work” group by structuring the beginning, middle, and ending of
activities. The intent of another kind of group might be to formulate attitudes
toward group members and therapist through the dynamics of musical
activity. Such a group would be termed by Ain as an “assumption” group. “If a
person asks for another to sing a song with him, this could be an indication of
pairing in the group. If the patient randomly plays an instrument, this could
be a flight from the group’s task. If a person is silent, he has the opportunity to
actively listen and, in his way, feel a part of the group.”
It is apparent that the verbal processing of feelings evoked by musical
experience and the clarification of musical behaviors in relation to human
dynamics will differ from group to group. Verbal interaction among members
of the group and the subsequent relationship between verbal interaction and
musical processes need further investigation. Ain studied two groups (each
with four members) of developmentally disabled and emotionally disturbed
young adults who were exposed to maximally structured and minimally

structured music therapy groups for six weeks. He concluded that “inactive

leadership is contraindicated for short-term treatment with this population.
The directive approach is more necessary and appropriate during short-term
music therapy sessions for groups of emotionally disturbed and
developmentally disabled young adults.”
It seems the capacity of the group members and/or the leader
(therapist) to provide order through sound affects verbal processing. Ain

writes:
The leader continues to provide order through sounds and rhythms that
have inherent relational patterns. Members unconsciously identify with
these structures and feel ordered experiences. From this stance, the group
gains courage to verbalize feelings and expression related to their intra-
psychic and interpersonal functioning. An example of this process is when
Yvonne [age 22, latent type schizophrenic] finishes singing and playing her
rhythmic patterns she then expresses she feels less self-hatred and hopes
to work in a satisfying job. [p. 104]
The music therapist recognizes that influential components of group
process in which music is used as a tool include the musical interrelationship
between group members and the therapist as well as the musical intervention
and structure of activities by the therapist.
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MUSIC

From American Handbook of Psychiatry: Volume 7 edited by Silvano Arieti

Copyright © 1981 by Basic Books

All Rights Reserved

Created in the United States of America

Music Therapy as a Profession

Music as a Therapeutic Process

Relationship to a Previously Established Theoretical Framework

Basic Purpose and Structure of Music Therapy

Specific Applications of Music Therapy

Historical Use of Music in Healing

treatment of individuals with mental, physical, and emotional illnesses. The

design of this treatment is fascinating because it not only parallels the

The primordial imitation of, and subsequent identification with, certain

“supernatural, magical” world which, he was convinced, controlled his well-

by a “magician” who was conversant with the formulas for communicating

music to religious healing via music—still utilizing music as a communicative

American Handbook of Psychiatry - Volume 7 5

Practices found in the medical tradition of ancient Greece represented a

similar divergence of attitudes. The Greeks used music and musical

420 temples of Aesclepius the basic treatment consisted of ritual purification,

special diet, and sleep-inducing drugs, with a musical background as an

integral component of the dreaming/sleeping period.

were being developed by philosophers. Cassiodorus, Plato, and Aristotle

attributed certain emotional and ethical characteristics to various musical

specific harmonic modes, instruments, and rhythms affecting the human

afflictions as Korybantism and insomnia.

These elementary Greek concepts of music therapy, “a kind of

music as either a specific or nonspecific therapy. The tradition appeared in

Baghdad (eighth century, A.D.), Damascus (ninth century), Leleppo, Kalaoma,

Cairo, and Fez as part of the Arabic-Hebraic medical tradition (thirteenth

Europe reported “humane” psychiatric treatments that carried on the

Aesclepian tradition. An essential part of treatment was the concerts in which

patients’ nerves—an example of the gentleness and humanity of these ancient

practice of medicine developing in Europe in the Middle Ages (for example,

were to be punished rather than helped.

The emergence of the Renaissance revitalized the use of music therapy

in terms of physiology and psychology. Moreover, the possibility of man’s self-

American Handbook of Psychiatry - Volume 7 7

largely empirical until shortly after World War II.

Music Therapy as a Profession

As a distinct discipline, music therapy contributed to the holistic point of

morale purposes. However, the need to assess the influence of music on

treatment process required validation in the scientific age. Music therapy

developed into a profession with recognized institutions (National

Association of Music Therapy established in 1950, American Association of

registrations (Registered Music Therapist, Certified Music Therapist),

textbooks, and journals (The Journal of Music Therapy).

and experience in public school music. Musicians from other backgrounds

representatives of schools of psychiatric and psychoanalytic thought, clinical

psychology, milieu and attitude therapy (Menninger Foundation)—

concepts—that specific music will predictably stimulate or sedate patients,

that background music increases verbalization in therapy groups, or that

their specific musical abilities— were not supported by research.

The effect of music therapy research on clinical practice led to

diversification as some practitioners altered older methods while others

sixties remained only supportive, pioneers in the field developed a profession

with additional depth. In Europe, Nordoff and Robbins, beginning their

innovative improvisation work with multiply handicapped children, made a