Health Technology Assessment
Health Technology Assessment
Health Technology Assessment
DOI 10.3310/hta19610
A randomised controlled trial of
Outpatient versus inpatient Polyp
Treatment (OPT) for abnormal
uterine bleeding
London, London, UK
5Health Economics Unit, School of Health and Population Sciences, College of
*Corresponding author
Declared competing interests of authors: Mr Clark reports receiving honoraria for training from
Hologic and Ethicon, which make endoscopic instruments [Myosure (Hologic, Marlborough, MA, USA) and
Versapoint (Gynecare, Ethicon, Somerville, NJ, USA)] suitable for removing uterine pathologies such as
polyps. Since completing the OPT Trial recruitment (but not before completing writing this report) he
received £40,000 funding from Smith & Nephew to evaluate a product (TruClear) also suitable for
removing uterine polyps and fibroids. Dr Smith reports grants from National Institute for Health Research
Grants during the conduct of the study, and grants from Smith & Nephew outside the submitted work.
Clark TJ, Middleton LJ, Cooper NAM, Diwakar L, Denny E, Smith P, et al. A randomised controlled
trial of Outpatient versus inpatient Polyp Treatment (OPT) for abnormal uterine bleeding. Health
Technol Assess 2015;19(61).
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Abstract
London, UK
5Health Economics Unit, School of Health and Population Sciences, College of Medical and Dental
Edgbaston, Birmingham, UK
7Jessop Wing, Sheffield Teaching Hospitals NHS Trust, Sheffield, UK
8Bradford Teaching Hospitals NHS Foundation Trust, Bradford, UK
Background: Uterine polyps cause abnormal bleeding in women and conventional practice is to remove
them in hospital under general anaesthetic. Advances in technology make it possible to perform
polypectomy in an outpatient setting, yet evidence of effectiveness is limited.
Objectives: To test the hypothesis that in women with abnormal uterine bleeding (AUB) associated with
benign uterine polyp(s), outpatient polyp treatment achieved as good, or no more than 25% worse,
alleviation of bleeding symptoms at 6 months compared with standard inpatient treatment. The hypothesis
that response to uterine polyp treatment differed according to the pattern of AUB, menopausal status and
longer-term follow-up was tested. The cost-effectiveness and acceptability of outpatient polypectomy
was examined.
Design: A multicentre, non-inferiority, randomised controlled trial, incorporating a cost-effectiveness
analysis and supplemented by a parallel patient preference study. Patient acceptability was evaluated by
interview in a qualitative study.
Setting: Outpatient hysteroscopy clinics and inpatient gynaecology departments within UK NHS hospitals.
Participants: Women with AUB – defined as heavy menstrual bleeding (formerly known as menorrhagia)
(HMB), intermenstrual bleeding or postmenopausal bleeding – and hysteroscopically diagnosed
uterine polyps.
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ABSTRACT
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Contents
List of tables xv
Chapter 1 Introduction 1
Background 1
Definition of a uterine polyp 1
Aetiology of uterine polyps 1
Diagnosis of uterine polyps 1
Prevalence and epidemiology of uterine polyps 2
Clinical significance of uterine polyps 2
Natural history 2
Oncogenesis 2
Abnormal uterine bleeding 3
Abnormal uterine bleeding and uterine polyps 4
Treatment of uterine polyps 4
Expectant management 4
Medical management 4
Surgical management: polypectomy 5
Evidence for uterine polyp treatment in abnormal uterine bleeding 6
Systematic Review performed during the Outpatient versus inpatient Polyp Treatment Trial 6
Methods 6
Search strategy 6
Study selection 7
Inclusion criteria 7
Type of study included 7
Study quality assessment 7
Synthesis of results 7
Results 7
Results of search 7
Included studies 8
Study quality and design 8
Participant characteristics 8
Interventions 11
Outcomes 11
Discussion 15
Current practice: surgical method and setting 15
Need for a large simple trial of outpatient uterine polypectomy compared with
inpatient uterine polypectomy in abnormal uterine bleeding 16
Objectives 17
Methods 18
Inclusion criteria 18
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CONTENTS
Exclusion criteria 18
Interventions 18
Outcomes 18
Randomisation and blinding 19
Statistical considerations 19
Summary of results 19
Bleeding response 19
Quality of life 19
Interpretation 23
Impact on planning for a definitive trial 23
Clinical factors and prognosis 23
Design implications for the substantive study 24
Objectives of the Outpatient polyp treatment study 24
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© Queen’s Printer and Controller of HMSO 2015. This work was produced by Clark et al. under the terms of a commissioning contract issued by the Secretary of State for Health.
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CONTENTS
Minority experiences 90
Satisfaction with the procedure 91
Discussion 91
Principal findings 91
Strengths and limitations of the study 92
Implications for practice 92
Conclusion 92
Chapter 7 Discussion 93
Evidence of effectiveness 93
Evidence of cost-effectiveness 94
Evidence of acceptability 94
Implications for practice 95
Recommendations for research 96
Acknowledgements 99
References 103
Appendix 10 Results of primary end point (treatment success): sensitivity analyses 151
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Appendix 24 Outcome data per protocol (complete data set analysis) 181
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List of tables
TABLE 1 Patterns of AUB 3
TABLE 9 EuroQol EQ-5D and health thermometer scores (higher score = better) 22
TABLE 22 Gynaecological surgery over the full period of follow-up (not polyp
removal) 51
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LIST OF TABLES
TABLE 23 Health service resource use and time off work in the last 6 months 52
TABLE 31 Currently taking any additional medical treatments for AUB in the last
month: details 67
TABLE 33 Health service resource use and time off work in the last 6 months 68
TABLE 39 Cost-effectiveness and CUA (full data set after multiple imputation): ITT 76
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List of figures
FIGURE 1 Study selection process 8
FIGURE 3 Study quality of the RCTs using the Cochrane risk of bias tool 9
FIGURE 14 EuroQol EQ-5D scores over time by group (95% CI for mean shown
at each time point; higher = better) 47
FIGURE 16 Visual analogue scale bleeding duration scores over time by group
(95% CI for mean shown at each time point; lower = better) 48
FIGURE 17 Visual analogue scale bleeding amount scores over time by group
(95% CI for mean shown at each time point; lower = better) 48
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LIST OF FIGURES
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List of abbreviations
DSA deterministic sensitivity analysis NICE National Institute for Health and
Care Excellence
EH endometrial hyperplasia
NNTB number needed to benefit
EQ-5D European Quality of Life-5
Dimensions NNTH number needed to harm
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LIST OF ABBREVIATIONS
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The trial showed that outpatient polypectomy alleviated bleeding symptoms in 73% of women at 6 months
and was no worse than inpatient polypectomy at 6, 12 and 24 months. However, when choosing a
treatment setting, women need to be aware that for every nine outpatient polypectomies performed an
additional one procedure will fail compared with inpatient treatment. In addition, polypectomy in the
outpatient setting is less acceptable compared with the inpatient setting. Outpatient polypectomy was found
to be cost-effective compared with inpatient polypectomy.
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Scientific summary
Background
Abnormal uterine bleeding (AUB) affects women of all ages and is the commonest reason for referral to
secondary care. Uterine polyps are focal outgrowths of the endometrium and are frequently found in
association with AUB. The available evidence supports the current practice of surgically removing uterine
polyps to help alleviate bleeding symptoms. Conventional practice is to undertake this simple procedure
under general anaesthesia in hospital. However, with advances in endoscopic technology, it is now
possible to perform uterine polypectomy in an outpatient setting without the need for hospital admission
and anaesthesia. Furthermore, treatment can be carried out at the same time as diagnosis; the ‘see and
treat’ approach. The convenience and immediacy of outpatient treatment may appear advantageous over
traditional practice. However, the limitations of operating in the genital tract using miniature equipment in
a conscious patient may offset any apparent benefits. Thus, there is an urgent need for a robust health
technology assessment of outpatient polyp treatment (OPT) to evaluate its effectiveness, cost-effectiveness
and acceptability compared with traditional inpatient surgical treatment.
Objectives
In undertaking the Outpatient versus inpatient Polyp Treatment (OPT) Trial, we aimed to:
1. test the hypothesis that in women with AUB associated with benign uterine polyp(s), OPT achieved as
good, or no more than 25% worse (in relative terms), alleviation of bleeding symptoms at 6 months
compared with standard inpatient treatment (principal objective)
2. test the hypothesis that response to uterine polyp treatment differed according to the pattern of AUB
and menopausal status by three secondary analyses:
3. explore the variation in the effectiveness of OPT compared with standard inpatient polyp treatment at
different periods of follow-up (12 and 24 months)
4. assess patient acceptability and impact on health-related quality of life (HRQL)
5. explore the relative cost-effectiveness of inpatient polypectomy compared with outpatient polypectomy.
Methods
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SCIENTIFIC SUMMARY
failure rates. Longer-term clinical outcomes were assessed at 12 and 24 months in the randomised trial.
Primary analyses were by intention-to-treat (ITT) but per-protocol (PP) sensitivity analyses were also conducted
for the primary outcome; further sensitivity analyses were also carried out to test the robustness of the results
with respect to missing responses and re-interventions. Analyses was performed on predefined subgroups
(type of bleeding, location and type of polyp) to examine if there was any evidence of a differential treatment
effect. Point estimates [relative risks (RRs), mean differences] and 95% confidence intervals (CIs) were
produced for all main outcomes.
Economic analysis
An economic evaluation was carried out, which included both a cost-effectiveness analysis (CEA) and
cost–utility analysis (CUA). The CEA was based on the patient-reported outcomes, and reported in terms of
cost per successful treatment. The CUA was carried out based on an outcome of quality of life estimated
from the EQ-5D (3L) questionnaire and reported in terms of additional cost per quality-adjusted life-year
(QALY) gained. The costs and outcome measures incorporated into the economic analysis were collected
prospectively during the OPT Trial. Costs were estimated using published standard sources of costs for
UK NHS procedures (NHS reference costs 2011–12 and Personal Social Services Resource Unit 2012).
Bottom-up costing was also undertaken and used in a sensitivity analysis. The robustness of the base-case
results to plausible variations during the uptake of these procedures in routine NHS use was explored using
a range of one-way deterministic sensitivity analyses (DSAs). In addition, probabilistic sensitivity analysis
(PSA) was carried for the base case to enable the simultaneous exploration of the uncertainties in the cost
and outcome data. The results of these analyses were presented in terms of incremental cost-effectiveness
ratios (ICERs) at 6 and 12 months, reflecting the additional cost per additional outcome of interest of
outpatient treatment compared with inpatient treatment. The analysis took the perspective of the NHS,
but a wider societal perspective was also explored, as far as possible using the patient self-reported
out-of-pocket costs.
Acceptability study
A patient acceptability study was undertaken using a phenomenological approach. This qualitative study
was undertaken in order to aid interpretation and understanding of the questionnaire data on acceptability
of the procedure, and to gain insight into women’s experiences of undergoing outpatient and inpatient
treatment. A series of semistructured interviews were undertaken with a purposive sample of RCT and
preference patients to explore the ways in which women make sense of their experience and to elicit their
motivations for participation in the RCT.
Results
Failure to completely remove polyps was higher in the outpatient treatment group than in the inpatient
treatment group (19% vs. 8% respectively; RR 2.5, 95% CI 1.5 to 4.1). There was reduced acceptability in
the outpatient group (83% vs. 92%; RR 0.90, 95% CI 0.84 to 0.97), although the number of women
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responding at least ‘fairly acceptable’ was 98% in both groups. Four uterine perforations occurred in the
inpatient treatment group.
In the patient preference study, 81% of women expressed a preference for outpatient treatment.
Eighty two per cent of women reported a successful response to surgery at 6 months in both the
outpatient group and inpatient polypectomy group (RR 0.99, 95% CI 0.87 to 1.12). As with the RCT,
no differences in quality-of-life or VAS scores were observed. The inpatient treatment setting was
associated with increased acceptability, although overall acceptability (at least ‘fairly acceptable’) was 98%
for outpatient treatment. Lower rates of procedure failure were seen compared with the RCT groups
[odds ratio (OR) 0.64, 95% CI 0.42 to 0.99] but no differences between groups were seen.
Economic analysis
For the base-case analysis, the point estimates of the mean costs incurred at 6 months on the outpatient
and inpatient treatment groups were £822 and £1482, respectively, with a cost difference of £660. The
proportion of patients who reported improvement in symptoms following polypectomy were 0.74 and
0.81 at 6 months for outpatient and inpatient treatment groups, respectively. The point estimates for
mean QALY levels in the inpatient and the outpatient groups at 6 months were equal at 0.41. In the ITT
analysis at 6 months, it cost an extra £9421 per patient successfully treated with inpatient treatment
compared with outpatient treatment. The additional cost per QALY was £1,099,167 per additional QALY
gained in the inpatient group. At 12 months, the corresponding costs were an extra £22,293 per
additional effectively treated inpatient and the additional cost per QALY was £668,800. Similar results
were obtained using the PP analysis, although outpatient treatment dominated inpatient treatment
(i.e. it was less expensive while being more effective) at 12 months.
Inpatient polypectomy remained more expensive than outpatient treatment in all of the scenarios
considered, and the ICERs were similar in DSA to those obtained by the base-case analysis. PSA showed
that although inpatient treatment is more expensive than the outpatient treatment, there was uncertainty
around the difference in effectiveness, implying that the effectiveness of the two treatments was broadly
similar. Outpatient treatment was the preferred procedure at lower willingness-to-pay (WTP) thresholds;
only at WTP thresholds of ≥ £90,000 did the two alternatives have equal chance of being considered
cost-effective.
Acceptability study
Various factors were found to be influential to women when deciding whether to take part in the OPT
study. Altruistic reasons around helping other women were common in the RCT, whereas preference
patients had more individual reasons for choosing one treatment option over the other; most women
choosing outpatient treatment wanted it over and done with in one hospital visit. Women expressed
satisfaction with their treatment, whatever their preference for treatment. The main difference in
procedural experience was that outpatients reported some pain and embarrassment during the procedure,
whereas inpatients reported some level of fatigue from the general anaesthetic.
Conclusions
When treating women with AUB associated with uterine polyps, outpatient polypectomy was non-inferior
to inpatient polypectomy at 6 and 12 months and more cost-effective. However, patients need to be
aware that failure to remove a polyp is more likely with outpatient treatment and procedure acceptability
slightly lower.
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SCIENTIFIC SUMMARY
at 12 and 24 months. There was no evidence that the treatment effect differed depending on whether the
presenting complaint was heavy, intermenstrual or postmenopausal bleeding, neither was it affected by
the location or type of polyp. A significant improvement in generic and disease-specific HRQL was seen
following polypectomy in both treatment groups at 6, 12 and 24 months, with no differences observed
according to treatment setting. Although outpatient polypectomy was successfully completed in four out
of five women, the odds of failure to complete polyp removal were two and a half times more likely in the
conscious patient than with traditional inpatient treatment.
Outpatient polyp treatment was less expensive than traditional inpatient treatment and similarly effective,
resulting in slightly lower self-reported effectiveness and QALY values at 6 and 12 months. The differences
in costs and outcomes between these procedures were fairly constant at these time points, suggesting that
the treatment has very few longer-term implications on health and resource use. The ICERs obtained by
cost-effectiveness and CUAs were very high, reflecting the equivalence in effectiveness between these
procedures. Sensitivity analyses clearly demonstrated that although outpatient therapy was definitely
cheaper than inpatient treatment, there was uncertainty around the effectiveness estimates implying the
effectiveness of the two alternatives was broadly similar. Thus, outpatient polypectomy appears to be more
cost-effective than current inpatient approaches to polypectomy at current acceptable WTP thresholds for
the NHS.
Rates of acceptability were high for both treatment groups, although acceptability with inpatient therapy
as measured on a Likert scale on the day of treatment was higher. When women were willing to take part
in the study but had a preference for treatment setting, > 80% chose to have the treatment awake as an
outpatient. Exploring acceptability and patient experience by semistructured interviews within 2 weeks of
treatment revealed that women expressed satisfaction with their treatment, whatever their preference
for inpatient or outpatient treatment. Women valued expeditious treatment and saw the immediacy and
convenience of ‘see and treat’ outpatient treatment as a proportionate response to resolving their
problem. Women considered the rapid discharge and return to normal activities associated with outpatient
treatment as an advantage.
Outpatient polyp treatment is effective, acceptable and cost-effective. The current situation, for which
the majority of NHS providers of gynaecological services are unable to routinely offer women the
choice of outpatient surgical treatment for symptomatic uterine polyps, is unsustainable. Diagnostic
outpatient hysteroscopy facilities and practitioners are widely available within most NHS hospitals, so
that little additional infrastructure and training would be required to begin offering therapeutic services.
Contemporary health service development needs to take into account the views of patients; the demand
for the outpatient setting demonstrated in recruitment to the OPT preference study further support the
clinical and economic argument for change. In addition to developing modern diagnostic and therapeutic
‘ambulatory units’ within hospitals, providers should consider the possibility of setting up or expanding
community-based services, which may be more convenient to service users and potentially more
cost-effective.
The results of this research should inform the consenting process so that contemporary written material
and counselling is succinct, valid and relevant. This will enable patients to acquire realistic expectations
of the likely outpatient treatment experience, especially regarding pain, acceptability and treatment failure.
The provision of timely written and verbal information is therefore of prime importance to allow women
to make informed choices regarding treatment setting, especially where ‘see and treat’ approaches to
diagnosis and treatment are to be offered.
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1. Within gynaecological practice and other surgical disciplines, technology and patient expectations
will drive the development of convenient and rapid outpatient interventions to resolve commonly
encountered conditions that currently necessitate traditional inpatient surgery. Further RCTs, similar
to the OPT Trial, should be conducted to evaluate the effectiveness and cost-effectiveness of
such practices.
2. RCTs comparing uterine polypectomy compared with (1) medical management (e.g. the levonorgestrel
intrauterine system) and (2) expectant management may be warranted, subject to preliminary feasibility
studies, for the treatment of abnormal bleeding (stratified by bleeding pattern). Similar trials should be
considered in subfertility.
3. RCTs should be conducted to delineate the optimal surgical approach and identify the best
technologies in terms of feasibility, acceptability and effectiveness to treat common uterine pathologies,
such as uterine polyps, in an outpatient setting.
4. RCTs designed to evaluate approaches to minimising pain and enhancing both recovery and
acceptability of outpatient, ambulatory interventions. Environmental and procedural interventions, such
as local anaesthetic, analgesic and sedative regimens, and variations in surgical technique, should
be conducted.
5. Studies are needed to identify clinical factors, for example patient characteristics, anatomic, surgical and
pathological indicators that are predictive of poor patient experience and adverse outcomes, including
complications, with outpatient surgery. A prospective, centralised database of outpatient surgical
procedures in gynaecology should be considered.
Trial registration
Funding
Funding for this study was provided by the Health Technology Assessment programme of the National
Institute for Health Research.
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Chapter 1 Introduction
Background
Transvaginal ultrasound scan (TVS) is the least invasive outpatient test to evaluate the endometrium, as it
avoids potentially painful instrumentation of the uterine cavity; the ultrasound probe simply sits within the
top of the vagina. Uterine polyps typically appear as a hyperechoic lesion with or without cystic spaces,
usually with regular contours and surrounded by a thin hyperechoic halo, or the polyp may appear
as a non-specific endometrial thickening or focal mass within the endometrial cavity. TVS is often used as
the first-line test for evaluating bleeding complaints because of its convenience and acceptability.21
However, compared with saline infusion sonography (SIS), through which fluid is instilled to expand the
uterine lumen and delineate the walls of the uterine cavity, or outpatient hysteroscopy (OPH), which
directly visualises the inside of the uterus, TVS has poorer accuracy for diagnosing uterine polyps.22,23
This is primarily because the sonographic findings are not specific to polyps, and other endometrial
abnormalities – such as submucosal fibroids or endometrial irregularity – may have the same features,
with the findings often subtle and easily overlooked especially for smaller polyps.24 The development of
ancillary technologies such as three-dimensional imaging and the use of colour or power Doppler may in
time help improve the diagnostic accuracy of TVS for detecting focal pathologies within the uterus but
evidence to date is lacking.25,26
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INTRODUCTION
The gold standard investigative tools for diagnosing uterine polyps are SIS or OPH. Both tests have good
accuracy for both detecting or excluding the presence of polyps within the uterus.22,27–29 Although SIS
is popular in some parts of Europe and North America, OPH is more widely practised in the UK and
worldwide. This is because the skills of hysteroscopy are more widely attained by practising gynaecologists
and it is safely practised30,31 but also because OPH allows convenient simultaneous removal of polyp
(‘see and treat’),32 may be more cost-effective16 and appears to be preferred by women.33,34 In contrast
with OPH, SIS has the advantage of allowing assessment and visualisation of other pelvic structures, and
visualisation of potential myometrial and adnexal abnormalities.35
Once a uterine polyp has been diagnosed, the current clinical consensus is to remove it.45 The rationale
for this approach is based upon (1) a belief that uterine polyps are unlikely to spontaneously resolve;
(2) a desire to alleviate AUB symptoms or optimise fertility; and (3) a need to exclude serious
endometrial disease.32
Natural history
The natural history of endometrial polyps is not fully understood.46 A proportion of small polyps may
regress naturally without treatment, but the majority persist; in one series of 45- to 50-year-old
asymptomatic women, 27% of 31 polyps regressed spontaneously during a 1-year follow-up. Polyps that
regressed tended to be smaller,47 in keeping with an earlier case series.46
Oncogenesis
The pathogenesis and oncogenic potential of uterine polyps are unclear. However, the vast majority of
uterine polyps are benign, and endometrial cancer originating within the polyp is a rare occurrence.
Case series of varied populations report a cancer prevalence of approximately 0.5–3%.48–55 Asymptomatic
women are estimated to have a 4- to 10-fold reduced risk of malignancy compared with those women
with AUB.55,56 Outside of AUB, other risk factors for malignancy within uterine polyps appear to include
increasing age, postmenopausal status, obesity, diabetes53–55 and an increased polyp diameter.55,56 The use
of tamoxifen appears to increase the risk of atypical hyperplasia and malignancy within uterine polyps.41,57
Atypical endometrial hyperplasia (EH) is considered to be a premalignant condition58 and the prevalence
within polyps ranges between 1% and 3%.53–56 Non-atypical hyperplasia has been reported to be found in
up to 13% of polyps,53 but the oncogenic potential of this condition is generally low. A systematic review
of observational series evaluated the prevalence of premalignant and malignant disease within uterine
polyps. It reported malignant tissue changes within endometrial polyps in 0–12.9% of included studies,
and hyperplastic change in 0.2–23.8% of polyps. They found postmenopausal symptomatic women to
have the highest risk of premalignant and malignant tissue changes.59 A more recent review60 similarly
found symptomatic women with AUB bleeding to be at higher risk of premalignancy or malignancy within
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
a uterine polyp; they reported the prevalence of endometrial neoplasia within polyps in women with
symptomatic bleeding as 4.2% (195/4697) compared with 2.2% (85/3941) for those without bleeding
[relative risk (RR) 1.97; 95% confidence interval (CI) 1.24 to 3.14]. Among symptomatic postmenopausal
women with endometrial polyps, 4.5% (88 of 1968) had a malignant polyp in comparison with 1.5%
(25/1654) of asymptomatic postmenopausal women (RR 3.36, 95% CI 1.45 to 7.80). The risk of premalignancy
or malignancy within a uterine polyp was higher in symptomatic postmenopausal women (5.4%, 214/3946)
compared with 1.7% (68/3997) in reproductive-aged women (RR 3.86, 95% CI 2.92 to 5.11).
In premenopausal women, AUB manifests itself primarily as heavy menstrual bleeding (HMB), which has
been defined as ‘excessive menstrual blood loss which interferes with the woman’s physical, emotional,
social and material quality of life, and which can occur alone or in combination with other symptoms’.63
HMB affects one in five women of reproductive age, with 5% of women aged 30–49 years consulting
their GP each year because of the condition.64 The overall prevalence of HMB in England and Wales has
been estimated at 1.5 million women.65 Uterine bleeding may be unscheduled, however, occurring
outside of the expected time of the menstrual period. This irregular ‘breakthrough’ bleeding is known as
intermenstrual bleeding (IMB) and is also common; a recent survey within primary care found the 2-year
cumulative incidence of IMB to be 24% (95% CI 21% to 27%).66
Postmenopausal bleeding (PMB) is also a common clinical problem in both general practice and secondary
care (hospital settings). Women are most likely to present with PMB in the sixth decade of life, for which
consultation rates in primary care are 14.3 per 1000 of the population.67 PMB causes significant alarm and
anxiety to women, who recognise vaginal bleeding after their periods have ceased as abnormal. Rapid
referral to secondary care for investigation is indicated because between 5% and 10% of women with
PMB will have endometrial cancer.68 Postmenopausal women taking HRT may also develop problematic
genital tract bleeding. Women taking sequential HRT regimens may present with either heavy scheduled
bleeding or unscheduled, erratic bleeding, whereas women taking continuous, combined ‘no bleed’ HRT
preparations present with unexpected bleeding, which is, by definition, unscheduled and abnormal.
Similarly, women with breast cancer who are taking the partial oestrogen agonist tamoxifen may present
with unscheduled bleeding.69 Table 1 summarises the types of AUB.
HMB Excessive cyclical menstrual bleeding; menses may be frequent, prolonged or irregular
IMB Intermittent or persistent episodes of bleeding that occur between normally timed menstrual periods;
the bleeding may be of a regular and predictable or random, following no particular pattern
PMB Any vaginal bleeding occurring after the menopause; in women taking exogenous hormones (HRT)
bleeding may be heavy and scheduled (sequential ‘bleed’ HRT regimens) or unscheduled (sequential or
continuous combined ‘no bleed’ preparations)
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INTRODUCTION
The improved diagnostic accuracy, has led to the increased use of surgical intervention for the removal of
polyps (‘polypectomy’), a procedure that is universally practised to resolve symptoms and to obtain tissue
for histological examination.45
Until recently, inpatient blind uterine curettage (D&C) under general anaesthetic has been the technique
routinely used to perform uterine polypectomy. It involves wide dilatation of the cervix and the use of
standard surgical polypectomy forceps to explore the uterine cavity. This technique is still used today,
although most gynaecologists perform a hysteroscopy beforehand to locate the polyp to direct blind
avulsion of the lesion followed by curettage.45,73 Owing to the need for inpatient hospital admission and
general anaesthesia, this approach is associated with heavy use of health-care resources, with over 25,000
inpatient procedures being performed during 2011–12 in the UK, a figure that was up by 4000 on the
numbers from 1998 to 1999 confirming a trend towards an increase in the use of inpatient polypectomy
[Department of Health (England), Hospital Episode Statistics – 2011/1274].
Expectant management
The observation that polyps are an incidental finding in around 5–15% of women,36–39 the majority of
polyps are benign60,75 and some may naturally regress46,47 has led some to question whether removal
of uterine polyps is necessary,76 and indeed removal may subject women to unnecessary morbidity and
wastage of scarce health service resources. Two RCTs have addressed this issue, randomising women with
AUB and uterine polyps to expectant management or surgical removal.75,76 One trial76 failed to recruit
women with PMB because neither doctors nor patients were in equipoise and so were unwilling to
participate. This finding is consistent with postmenopausal women having a preference for hysteroscopic
diagnosis and treatment when an abnormality is found.73 The other RCT randomised 150 women with
uterine polyps, of which 60% had AUB symptoms. Overall, no reduction in periodic blood loss was
demonstrated at 6 months’ follow-up, but IMB symptoms were significantly improved.75 The findings from
this study are limited, given that it was restricted to premenopausal women, the sample size was small
(only 60% of the population included were symptomatic), the presenting complaints were heterogeneous
and the study length of follow-up was short.
Medical management
Medical management is widely adopted for the treatment of menstrual complaints and includes the
use of hormonal contraceptives. Although some of these women may have undiagnosed uterine polyps,
evidence for the use of medical therapy is lacking and not recommended.63 Gonadotrophin-releasing
hormone analogues (‘GnRH-a’s) have been used prior to hysteroscopic resection of focal pathologies in
premenopausal women77 but the costs and menopausal side effects are difficult to justify for the removal
of uterine polyps. This is because polyps are successfully removed in the majority of cases without the need
for adjunctive medical preparation, in contrast with submucous fibroids (SMFs). One small series evaluated
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
different HRT regimens to see whether some have a reduced propensity to polyp formation.78 The use of
levonorgestrel-releasing intrauterine system (LNG-IUS) in women taking tamoxifen has been reported to
reduce the incidence of endometrial polyps.79
The adoption of electrosurgical technologies may help to overcome these difficulties. Large-diameter
hysteroscopic resectoscopes that were developed originally to resect the endometrium for the treatment
of HMB89 can also be used to resect focal pathologies, such as SMFs77,90 or polyps.91,92 They have the
advantage of speed and manipulation, but the large diameter of the instruments necessitates general
anaesthesia, specialised skills are required93,94 and potential serious complications from fluid overload and
inadvertent electrosurgical injury can occur.95
In contrast with firm SMFs of myometrial origin, polyps are generally softer structures that are derived from
the underlying endometrium. Thus, it has been recognised that smaller, less-traumatic electrosurgical
instruments would suffice. A miniature bipolar electrosurgical system has been developed (Versapoint®,
Gynecare, Ethicon, Somerville, NJ, USA) to cut away polyps and the safety, acceptability and feasibility of
this approach has been reported.96–98 However, retrieval of the tissue specimen from the uterine cavity can
be problematic, and usually requires the additional use of mechanical instruments to effect.32 Other
technologies have been developed, including monopolar electrosurgical snares,86 and, more recently,
morcellation technologies (TRUCLEAR™, Smith & Nephew, Andover, MA, USA) and Myosure
(Hologic, Marlborough, MA, USA), which allow simultaneous tissue cutting and extraction.99,100
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INTRODUCTION
In 2006, our group published a systematic review of the efficacy of uterine polypectomy for the treatment
of AUB.87 The review included nine case series (534 patients) and a single controlled observational study
comparing setting for the treatment of uterine polyps (58 patients). No randomised controlled trials (RCTs)
were identified, or any studies on patient acceptability or cost-effectiveness. A summary of the evidence is
given below:
l Technique Uterine polypectomy was carried out under general anaesthesia utilising hysteroscopic or
blind approaches in all studies, although local anaesthetic outpatient approaches were also used in
three of these series. The hysteroscopic techniques under general anaesthesia involved use of large-size
endoscopes that are associated with the need to perform wide cervical dilatation.
l Setting A single, non-randomised comparative study of 58 women undertaken at the Birmingham
Women’s Hospital97 showed that outpatient removal under local anaesthesia was no worse than
inpatient, general anaesthetic treatment [14/18 (78%) vs. 14/16 (88%); p = 0.7], a result that could
partly be explained by the possibility of type II error due to small sample size and lack of randomisation.
l Alleviation of AUB All studies reported an improvement in symptoms of AUB following treatment
(range 75–100%) at follow-up intervals of between 2 and 52 months.
l Influence of type of AUB It was possible to stratify treatment outcome according to type of abnormal
bleeding in only one small study of 45 women,101 which could not detect a difference between
polypectomy for menstrual dysfunction or PMB (p = 0.2), again partly due to small sample size.
In summary, the evidence from this systematic review suggested that uterine polypectomy was a safe and
technically successful procedure for the treatment of AUB.87 However, randomised effectiveness data
comparing treatment approaches or settings were non-existent, as were economic data to examine
cost-effectiveness and qualitative data of patient acceptability and preference.
Methods
Search strategy
We performed searches on the general bibliographic databases MEDLINE (1950–2013), EMBASE
(1980–2013) and Cumulative Index to Nursing and Allied Health Literature (CINAHL) (1981–2013).
Based on published advice, our search term combination for electronic databases was medical subject
headings (MeSH) for polyps combined with word variants for endometrium (endometri* OR uter*) and
surgical polypectomy (surgery OR curettage OR hysteroscopy OR polypectomy). Furthermore, all of the
bibliographies of relevant studies were hand-searched to identify articles that were not captured by
the electronic searches.
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Study selection
Two reviewers independently selected articles in a two-stage process. First, abstracts obtained by either the
electronic database searches or bibliography inspections were reviewed, and articles that could possibly
fulfil the following criteria were selected for full text review.
Inclusion criteria
[*Measured in general terms, e.g. objective, semiobjective or subjective measures of change in AUB;
normalisation of bleeding patterns; satisfaction with AUB outcome; change in quality-of-life scores
from baseline.]
Once articles were selected both reviewers used specially designed data abstraction forms to collect data
on the main outcome measure that was relief of AUB symptoms. Secondary outcomes included technical
feasibility, complications and polyp histology. Differences in article and information selection were
solved by deliberation. Where a consensus could not be found a third reviewer (TJC) made the final
judgement. No language restrictions were applied and translation available where necessary.
The strength of agreement between reviewers taking into account the play of chance was computed using
kappa statistic (agreement is considered good if > 0.6 and very good if > 0.8).
Synthesis of results
Originally, in the absence of heterogeneity, data pooling and meta-analysis was planned. However, owing
to a lack of controlled studies this could be performed for only inpatient treatment compared with
outpatient treatment. All other extracted data were tabulated to allow qualitative analysis.
Results
Results of search
From the electronic search we obtained 1122 citations and a further two from searching reference lists of
relevant articles. At this stage 1075 citations were excluded, based on a review of the abstracts and titles.
An attempt was made to retrieve the remaining 49 articles for further scrutiny. One article could not be
retrieved either online or via The British Library. Review of these articles showed that 32 did not meet the
selection criteria. The characteristics of the excluded articles105 are described in Figure 1. There was a
high level of agreement between reviewers for which articles should be retrieved for further scrutiny
(kappa agreement = 0.92; p ≤ 0.001).
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INTRODUCTION
Identification
Records identified through Additional records identified
database searching (n = 1534) through other sources (n = 2)
Records excluded
(n = 1075)
Eligibility
Full-text articles
assessed for
eligibility (n = 49) Full-text articles excluded, with
reasons (n = 32)
• No symptom outcome, n = 22
• Duplicates, n = 4
• Polypectomy not the intervention, n = 4
• Unrecruited trial, n = 1
Studies included in • Unobtainable, n = 1
Included
qualitative synthesis
(n = 17)
Included studies
The 17 studies23,75,91,97,101,105–114 (including TJ Clark, Birmingham Women’s Hospital, 2013, unpublished) that
met our inclusion criteria enrolled a total of 1829 patients between 1989 and 2009. The population size
ranged from 8 to 311, with only five studies having a population size of > 100.12,16,21,22,29
Participant characteristics
One study looked exclusively at women suffering from PMB,113 seven studies looked at only women who
were premenopausal23,75,106,107,109,111,112 and the remaining nine studies91,97,101,105,108,110,114,115 (plus TJ Clark,
unpublished) examined mixed populations of women with AUB.
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0 5 10 15
Number of studies
Allocation concealment
0 10 20 30 40 50 60 70 80 90 100
Per cent (%)
FIGURE 3 Study quality of the RCTs using the Cochrane risk of bias tool.102
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TABLE 2 Methodology of the included studies
AlHilli et al.105 Controlled Retrospective Consecutive 311 Menorrhagia (19.3%), menometrorrhagia (10.6%), PMB (44.4%) 100
observational (IUM 139,
HSR 172)
Clark et al.97 Controlled Prospective Consecutive 58 Unspecified menstrual (10); PMB ± HRT (90) 58
observational
Cravello et al.108 Observational Retrospective Consecutive 195 Unspecified menstrual (60); PMB + HRT (12); tamoxifen (2); PMB (26) 89
Preutthipan et al.91 Observational Retrospective Unreported 155 Metrorrhagia (31), hypermenorrhea (29), IMB (19), menorrhagia (11) 100
and menometrorrhagia (10)
Tjarks et al.115 Observational Retrospective Unreported 34 Unspecified menstrual (64); PMB (36) 100
Interventions
When the operative technique was described, polypectomy was performed under direct vision
(hysteroscopically) with the exception of two studies (Clark et al.97 and TJ Clark, unpublished) that had
inpatient arms in which blind avulsion was used.97 There were a variety of techniques described for polyp
removal under direct vision including: scissors, polyp forceps, morcellator devices and a variety of bipolar
instruments (Table 3).
Outcomes
There were large differences in the time of follow-up, ranging from 2 months110 to > 9 years91 (Table 4).
Only two studies23,97 used a validated tool for measuring efficacy of polypectomy: both studies used a
visual analogue scale (VAS).23,97 The majority of studies defined the primary outcome as an improvement
in symptoms of AUB as perceived by the patient. All of the studies23,75,91,97,101,105–115 (plus TJ Clark,
unpublished) reported an improvement in symptoms from 60% to 100%. The study looking exclusively at
postmenopausal patients presented a survival analysis curve.113 The seven studies23,75,106,107,109,111,112 looking
at premenopausal patients reported improvements in 60–100% of participants. The remaining nine
studies91,97,101,105,108,110,114,115 (plus TJ Clark, unpublished) looking at mixed populations reported 65–100%
symptomatic improvements. Two of these studies broke down recurrent AUB symptoms for those that
were pre- and postmenopausal at treatment.101,105 One of the studies101 found no significant difference
in AUB at 1 year, although the numbers were small (27/34 premenopausal patients vs. 12/12
postmenopausal patients; p = 0.2). Although a larger study105 found that premenopausal women were
more likely to have recurrence of symptoms [hazard ratio (HR) 2.42, 95% CI 1.42 to 4.11]. Another
study109 broke down symptom outcome by types of AUB in premenopausal women; no differences in
outcome were observed for those women complaining of HMB or IMB, although the study population was
small (HR 1.29, 95% CI 0.61 to 2.73 and HR 0.42, 95% CI 0.09 to 1.76, respectively).
The two studies (Clark et al.97 plus TJ Clark, unpublished) comparing inpatient to outpatient treatment
reported no difference in symptom improvement, although the study sizes were small: 11 of 12 (92%)
after outpatient treatment compared with 13 of 14 (93%) after inpatient treatment,97 and 18 of 22
(82%) after outpatient treatment compared with 17 of 26 (65%) after inpatient uterine polypectomy
(RR 1.25, 95% CI 0.88 to 1.83). In both studies the outpatient polypectomies were performed under direct
vision, whereas inpatient polypectomy was performed ‘blindly’.
There was one other controlled observational study105 and that compared mechanical polyp resection (using
a morcellator) compared with electrical resection. Overall, 36 of 172 patients (21%) undergoing electrical
resection and 21 of 139 patients (15%) undergoing intrauterine morcellation (IUM) reported recurrence
of AUB.
The randomised controlled study comparing resection of polyps with observation for 6 months reported
no difference in periodic blood loss using the pictorial blood assessment chart (PBAC) but did report a
significant decrease in recurrence of gynaecological symptoms (e.g. IMB and vaginal discharge) in those
women having polypectomy [7/75 patients (9.3%) vs. 28/75 control patients (37.3%); p < 0.001].75
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TABLE 3 Operative details of included studies
Polyps
INTRODUCTION
Study author Technique (%) Anaesthesia (%) Mean operation time No. (%) Mean size (range) Histology (%)
Clark TJ, Outpatient = hysteroscopic; Outpatient = local (93), Outpatient (consultation time) NR NR NR
unpublished inpatient = blind none (7); 29 minutes; inpatient 24 minutes
inpatient = general (100)
Lieng et al.75 HSR or observation General NR NR 16.5 mm (SD 5.3) EH (1.5); benign
(98.5)
AlHilli et al.105 HSR General NR Single (65); 2.1 cm EH + ECA (7)
Barisic et al.106 HSR General NR Single (100) (1.8–3 cm) EH (13); benign
(87)
Nagele et al.101 HSR or mechanical excision Local (20); general (80%) NR Single; ‘some’ (1–5 cm) EH + A (2); ECA
(scissors) multiple (2); benign (96)
Pace et al.110 HSR General 22 minutes Single (86); [< 1.5 cm (45%); EH (1); benign
multiple (14) > 1.5 cm (55%)] (99)
Polena et al.111 HSR General NR Single (81); NR ECA (0.05);
multiple (19) benign (99.5)
Preutthipan HSR General 23.1 ± 4.7 minutes, micro scissors; Single (74) 3.4 ± 0.9 cm EH (3); benign
et al.91 20.9 ± 3.9 minutes, grasping forceps; premenopausal; (97)
25.2 ± 4.9 minutes, electric probe; 2.5 ± 0.8 cm
31.9 ± 8.3 minutes postmenopausal
DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Histology (%)
NR
NR
NR
NR
NR
< 1 cm [41]; > 1 cm [59]
ECA, endometrial cancer; EH + A, endometrial hyperplasia plus cytological atypia; HSR, hysteroscopic resection; NR, not recorded; SD, standard deviation.
(87%)]
NR
NR
multiple (61.9)
same as polyp
Single (38.1);
multiple (59)
multiple (12)
Single (41);
Single (88);
size data
No. (%)
Polyps
NR
NR
Mean operation time
NR
NR
NR
NR
NR
Anaesthesia (%)
General or spinal
General or none
General
NR
NR
Technique (%)
HSR
HSR
NR
NR
NR
Towbin et al.114
Study author
115
Timmermans
Van Dongen
Tjarks et al.
Stamatellos
et al.112
et al.113
et al.23
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INTRODUCTION
Failure
rate/complication Outcome
Study author rate assessment (time) Outcome measure Treatment success (%)
Clark TJ, Outpatient 2/1; Postal questionnaire Improvement in VAS Outpatient 18/22 (82);
unpublished inpatient 0/0 (6 months) 17/26 (65) inpatient
AlHilli et al.105 NR Clinical interview Recurrence of AUB 118/139 (85) IUM; 136/172
(79) HSR; 254/311 (81) both
Clark et al.97 0/0 Postal questionnaire Better vs. not better; Outpatient 11/12 (92);
at 6 months satisfied vs. inpatient: 13/14 (93);
not satisfied outpatient: 14/18 (78);
inpatient: 14/16 (88),
156/175 (89)
Nagele et al.101 0/0 Clinical interview Short-term ‘cure’ of 44/49 (90); 38/49 (78)
(3 months); postal AUB; maintenance of
questionnaire ‘cure’ (no recurrence
(5–52 months) of AUB)
Polena et al.111 1/4 (out of total Telephone interview Normalisation of AUB 91/97 (94)
population of 367) and postal
questionnaire
Preutthipan NR/21 Clinical interview Normalisation of AUB 144/155 (93)
et al.91 9 years 2 months
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Discussion
The evidence collated in this review supports the notion that removing uterine polyps is effective at
improving symptoms of AUB. However, most of the evidence was derived from observational studies that
reported high success rates, but, in general, the quality of the research was poor. The highest-quality
studies, the two RCTs (Lieng et al.75 and TJ Clark, unpublished) reported more modest improvements in
symptoms. However, it was unclear whether menopausal status or exact the nature of the presenting AUB
complaint influences treatment outcome.
The strengths of this review included the rigorous, systematic approach to literature searching;
independent selection of studies and data abstraction in duplicate, and use of recommended study quality
assessment tools.102,104 The included studies were small, however, and many contained heterogeneous
populations of women who were both pre- and postmenopausal. In addition, follow-up was often
incomplete and short term, such that the strength of any clinical inference possible to draw is limited.
Meta-analysis was precluded because of the observed heterogeneity within and between the study
populations, as well as variation in follow-up and outcome assessment.
The majority of studies reported hysteroscopic polyp resection under direct vision. However, although
hysteroscopic polypectomy is increasing in popularity, a large number of clinicians continue to use blind
techniques, such as D&C, affecting the generalisability of the results presented in this review.45,80,81
To better ascertain the effect of polyp removal on AUB we decided not to include data in which patients
had concomitant or subsequent medical or surgical treatments, for example insertion of the LNG-IUS,
which may also affect generalisability.
Larger randomised controlled studies are necessary to elucidate if certain groups of patients benefit more
from uterine polypectomy. However, recruitment may be hampered by the unwillingness of both
gynaecologists and patients to participate in placebo-controlled trials.76 A further consideration is the
increasing move to outpatient polypectomy observed in many units, driven by technological advances in
instrumentation, patient expectation and scarcity of health-care resources.32 Only two randomised studies
were identified in this review. Large RCTs comparing conventional inpatient with novel outpatient
approaches to polyp treatment are needed to identify best practice before opinion is solidified.
Despite these technological advances and the apparent safety, convenience and feasibility of outpatient
intervention, as well as the high prevalence of uterine polyps associated with AUB, outpatient surgical
removal of uterine polyps remains infrequently practised. As described above (see Surgical management:
polypectomy), surgical polyp removal is universally practised in the UK45 and elsewhere, although the most
prevalent technique differs between the UK and the Netherlands, two countries for which national surveys
of practice pertaining to polyp treatment have been conducted.45,80,81 In the UK the default method for
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INTRODUCTION
removal of uterine polyps was by blind avulsion or curettage after hysteroscopic location of the focal lesion
under general anaesthesia,45 whereas in the Netherlands it was removal under direct hysteroscopic
vision under general or regional anaesthesia.80,81
In 2001 in the UK, removal of polyps under direct vision using hysteroscopic techniques was generally
restricted to those gynaecologists with an interest in endoscopic surgery, with such practice being more
common in members of endoscopic societies.45 Although outpatient removal of uterine polyps is possible
using blind curettage and/or avulsion, techniques developed for surgery under general anaesthesia, such
approaches are associated with increased uterine trauma and discomfort.12–15,32,82–84 Thus, to set up an
outpatient service, the ability to perform hysteroscopic polyp removal under direct vision is a prerequisite.
Furthermore, the concomitant removal of focal uterine lesions under direct vision may allow for more
complete removal and hence better symptomatic outcomes, in addition to the potential advantages to
women and their doctors in terms of increased efficiency, convenience and choice.
Notwithstanding the observed differences in hysteroscopic and blind polyp treatment between the UK and
the Netherlands, common to both countries was a propensity among gynaecologists to conduct uterine
polypectomy as an inpatient under general anaesthesia. In the UK survey, 19% of respondents performed
outpatient uterine polypectomy, but only half of these did so routinely.45 In the Netherlands, 27% of
respondents performed polypectomy in an outpatient setting, but those gynaecologists working in teaching
hospitals were twice as likely to undertake such procedures than their colleagues who were practising
within non-teaching institutions (39% vs. 19% respectively; p < 0.001).80 It seems, therefore, that
outpatient polypectomy is restricted to those gynaecologists, often working within teaching hospitals, with
specific interests or skills in endoscopy. Given the high disease burden associated with uterine polyps,74 the
ubiquity of polypectomy and the potential morbidity and resource use associated with inpatient surgery, this
difference in practice is unsustainable. It is possible that practice has changed since these surveys were
conducted a decade ago, but a subsequent follow-up Dutch survey published last year81 found no such
change, confirming again that the vast majority of gynaecologists advocating surgical removal of polyps
from the uterus did so using general anaesthesia. Those performing outpatient procedures were again
twice as likely to be based within teaching hospitals (43% vs. 19%, respectively; p < 0.001).81 Within the UK
it is also likely that practice is much as it was a decade ago, and this contention is supported by the small
proportion of UK centres approached to participate in the Outpatient versus inpatient Polyp Treatment
(OPT) Trial who were eligible; the main reason for ineligibility being an absence of a therapeutic OPH service
(TJ Clark, Birmingham Women’s Hospital, 2013, personal communication).
The reasons for variation in practice and persistence with inpatient surgical treatment under general
anaesthesia are likely to be multiple. The absence of an established outpatient diagnostic hysteroscopy
service; no access to, or unfamiliarity with, equipment; lack of necessary surgical skills; and financial
considerations restricting the development of new services are likely to play their part to a varying degree.
As with any new health technologies, however, evidence of effectiveness and cost-effectiveness is
necessary once safety and feasibility of the intervention has been established. The lack of effectiveness and
cost-effectiveness data is likely to be a key factor driving the current status quo.
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use of inpatient admission to hospital and general anaesthesia. Moreover, the relative cost-effectiveness of
outpatient polyp treatment (OPT) compared with traditional inpatient approaches remains unclear.
The limitations placed upon intrauterine surgery in the conscious outpatient, which include pain tolerance
and problems with access or manipulation of miniature hysteroscopic equipment, may translate into reduced
feasibility and poorer clinical outcomes. However, even if this were proven, the advantages to women of
outpatient intervention in terms of safety, convenience and efficiency may outweigh any inferiority in clinical
effectiveness. In addition to these considerations, the inflated cost of miniaturised technologically advanced
equipment required for most outpatient procedures combined with the potential for poorer clinical outcomes
may offset the efficiency of outpatient polypectomy, even when it is performed immediately following
diagnosis at OPH – the ‘see and treat’ approach. Thus, outpatient polypectomy may remain an attractive
and preferred treatment option, even if it were not much worse than, or ‘non-inferior to’, standard
inpatient treatment.
In light of these considerations, the traditional RCT objective of establishing superiority of a new treatment,
in this case outpatient polypectomy, was thought to be inappropriate. Establishing that outpatient treatment
is not unacceptably worse than standard inpatient approaches requires a non-inferiority trial.
Thus further research in the form of an adequately powered RCT between treatment settings (outpatient
vs. inpatient), stratified by type (i.e. pattern) of AUB, is required to assess the therapeutic role, patient
acceptability, effectiveness and cost-effectiveness of uterine polypectomy in AUB both in the short and
longer term. The need for such a trial was evident from publications25,32,87,121,122 and supported by UK
consultant gynaecologists. Our national survey in 2001 indicated that 268 of 854 (31%) of gynaecologists
performing uterine polypectomy were supportive of a trial comparing inpatient with outpatient uterine
polypectomy.45 This implies that the newer outpatient approach had been introduced in some centres
without definite evidence but opinion regarding its use is not yet solidified (i.e. collective equipoise) making
the need for a trial even more urgent. Furthermore, a recent practice guideline on the diagnosis and
management of endometrial polyps produced by the American Association of Gynecologic Laparoscopists
(AAGL) highlighted the ‘paucity of high-quality data in the subject area of endometrial polyps given the
common occurrence of this pathology. The following considerations are proposed for future research:
1. Randomized trials of women with abnormal uterine bleeding to evaluate the clinical outcome of
polypectomy and 2. Cost comparisons of different methods for hysteroscopic removal of polyps, including
outpatient and outpatient locations’.25
A short summary of the methods used and results are given below.
Objectives
l To help us to optimise the trial design for a robust large scale, multicentre study with adequate
statistical power to evaluate OPT reliably.
l To demonstrate the acceptability of randomisation.
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INTRODUCTION
l To establish standardised operating procedures for trial management, and piloted questionnaires and
consent forms patients.
l To inform the sample size of a larger study.
Methods
All women with AUB who are referred for a diagnostic OPH between January and July 2000 at the
Birmingham Women’s Hospital were approached for consent to participate in this pilot trial. AUB was
defined according to four categories: (1) PMB; (2) unscheduled bleeding while on HRT or tamoxifen for
> 6 months; (3) IMB in women > 40 years old; and (4) excessive menstrual bleeding refractory to medical
therapy. At OPH, those women with a benign uterine polyp [endometrial polyp or pedunculated (grade 0)
fibroid] as described by Clark et al.,32 were randomised to immediate outpatient polypectomy under
local anaesthesia or delayed (within 3 months of randomisation) inpatient uterine polypectomy
under general anaesthesia as a day case. Women were excluded if hysteroscopic features suggested a
malignant lesion or when additional pelvic pathology necessitated hysterectomy. Inclusion and exclusion
criteria, in full, are shown below.
Inclusion criteria
Exclusion criteria
Interventions
Outpatient uterine polypectomy was performed under direct hysteroscopic vision using Versapoint® spring
tip bipolar electrodes (Gynecare, Ethicon, Somerville, NJ, USA) as previously described.32,97 Inpatient
uterine polypectomy was performed under general anaesthesia by traditional D&C, blind avulsion with
or without prior localising hysteroscopy or under direct vision using an operative hysteroscope. In most
instances, wide dilatation of the cervical canal was required to accommodate the larger diameter inpatient
instruments within the uterus.
Outcomes
Patient completed outcomes, administered by postal questionnaire, were collected at baseline then at
3, 6 and 12 months post surgery. These consisted of:
l Bleeding response: a 100-mm VAS to measure bleeding in the last month. The scale was anchored at
each end by ‘none’ and ‘continuous’. For those women who expected bleeding (premenopausal and
those on sequential HRT) we considered a 50% reduction from baseline in bleeding score as a
‘success’. For those women for whom no bleeding was expected (postmenopausal) we considered a
score of 0–3 mm a ‘success’.
l Disease-specific health-related quality of life (HRQL) was evaluated using the disease-specific
Menorrhagia Multi-attribute Assessment Scale (MMAS).123 Scores range from 0 (worst) to 100 (best).
l Generic HRQL using the generic EuroQol European Quality of Life-5 Dimensions (EQ-5D) instrument.124
Scores range from –0.59 (worst) to 1.0 (best). Health thermometer scores range from 0 (worst)
to 100 (best).
l Sexual satisfaction and functioning using the Index of Sexual Satisfaction (ISS).125 Scores range from
0 (best) to 100 (worst).
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Statistical considerations
No formal sample size calculation was made. As many women as possible were randomised over the
6-month period; we considered this length of time to be long enough to achieve our stated objectives.
Summary statistics were produced to describe the demographics of the women randomised. No formal
hypothesis testing was attempted on the outcome data, as with this size of sample we could not expect
any statistically significant differences; this was not our objective here. Summary statistics for patient
completed outcome measures at each time point are presented alongside estimates of uncertainty around
point estimates: 95% two-sided CIs for RRs and mean differences between groups. Estimates of
differences were adjusted for baseline using analysis of covariance. Analysis was by intention to treat (ITT).
Summary of results
In total, 60 women were randomised to either inpatient or outpatient uterine polypectomy (Figure 4).
The questionnaire response rate at 6 months was 54 of 60 (90%), although not all of the components
of the questionnaire were always completed.
The baseline characteristics of the women randomised are shown in Table 5. Some slight imbalance was
seen in some of the parameters that would be expected in a study of this size.
Bleeding response
Completed responses were available for 45 of 60 (75%) of the women randomised at 6 months. At this
time point, successful bleeding response followed outpatient uterine polypectomy in 19/22 (86%) women,
compared with 16/23 (69%) after inpatient uterine polypectomy at 6 months (Table 6). Similar proportions
were seen at 1 year. Detailed VAS bleeding scores for those women who were expecting bleeding are
detailed in Table 7.
Quality of life
Results for the disease-specific (MMAS) and generic quality of life (EQ-5D) scores are given in Tables 8 and 9.
Scores generally appeared to improve from baseline. Sexual satisfaction score are given in Table 10;
no obvious increasing or decreasing trend was noted here. Low response rates were noted for the MMAS
and sexual satisfaction questionnaires.
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INTRODUCTION
Randomised (n = 60)
Enrolment
Allocation
One woman decided against treatment One woman decided against treatment
Four women did not return postal Two women did not return postal
questionnaires despite reminders questionnaires despite reminders
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Parity:
0 3 (10) 2 (7)
Sexually active
No 12 (40) 7 (23)
Not reported 1 (3) 2 (7)
AUB
SMF – 1 (3)
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INTRODUCTION
Time of assessment Outpatient, mean (SD) Inpatient, mean (SD) Difference between groups, 95% CIa
3 months n = 10, 22.7 (22.1) n = 11, 24.9 (35.1) 0.6 (–26.4 to 28.6)
6 months n = 11, 17.4 (25.2) n = 12, 13.5 (22.6) 3.8 (–15.5 to 23.2)
1 year n = 12, 21.3 (33.0) n = 11, 19.1 (26.4) 4.3 (–22.1 to 30.6)
n, number of responses; SD, standard deviation.
a Value of > 0 favours outpatient.
Time of assessment Outpatient, mean (SD) Inpatient, mean (SD) Difference between groups (95% CI)a
TABLE 9 EuroQol EQ-5D and health thermometer scores (higher score = better)
Time of assessment Outpatient, mean (SD) Inpatient, mean (SD) Difference between groups (95% CI)a
EuroQoL EQ-5D
3 months n = 25, 0.81 (0.31) n = 26, 0.86 (0.18) –0.04 (–0.14 to 0.07)
6 months n = 26, 0.86 (0.22) n = 28, 0.88 (0.14) –0.01 (–0.11 to 0.08)
1 year n = 27, 0.81 (0.29) n = 27, 0.86 (0.18) –0.04 (–0.16 to 0.08)
EuroQoL health thermometer
3 months n = 23, 78.3 (16.5) n = 26, 76.4 (18.9) –0.2 (–9.9 to 9.5)
6 months n = 23, 80.7 (19.6) n = 28, 79.0 (16.1) 0.5 (–8.8 to 9.9)
1 year n = 26, 74.5 (23.0) n = 28, 81.1 (15.7) –3.9 (–14.5 to 6.7)
n, number of responses; SD, standard deviation.
a Value of > 0 favours outpatient.
Time of assessment Outpatient, mean (SD) Inpatient, mean (SD) Difference between groups, 95% CIa
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Interpretation
The pilot RCT data demonstrated the acceptability of randomisation, as well as establishing standardised
operating procedures for trial management, and piloted questionnaires and consent forms for patients.
The accrual rate from a single centre convinced us of the feasibility of undertaking a multicentre trial,
especially upon the background of a rapid increase in the provision of OPH facilities within the UK.45
Participants found that understanding the concept of the VAS, as applied to amount of bleeding, was
difficult. This reflected a lack of familiarity in providing responses on a continuous scale, especially as
most women with AUB included in the pilot did not have HMB, so that the nature of the bleeding, not
the amount of bleeding, was the primary concern. It was clear therefore that if we were to maintain the
relevance and generalisability of our work in a future, larger-scale trial we would have to include all types
of AUB found in association with uterine polyps (i.e. HMB, IMB and PMB) and measurement of the primary
outcome – successful alleviation of AUB symptoms – needed to be revised.
This pilot RCT appeared to show that outpatient treatment was comparable to inpatient treatment in
terms of symptomatic relief (86% vs. 69% respectively). However, given the difficulties with VAS score
responses in this population as previously detailed we exercised caution in directly applying these
proportions to inform the sample size of the definitive study. Furthermore, it should be noted that they
were derived from a small population in a single specialist ambulatory tertiary referral centre. Uncontrolled
series included in the original systematic review87 showed symptomatic relief in up to 100% of women
treated as inpatients. The only controlled series included in the review reported an 80% vs. 90%
satisfaction with treatment outcome in favour of inpatient treatment. Thus, all this evidence was used in
combination to inform the sample size calculation for the proposed multicentre RCT.
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INTRODUCTION
detach but, because of their compressible consistency, they can be easier to extract from the uterine cavity.
These variables were therefore identified a priori as potential prognostic factors.
In light of these considerations, the traditional RCT objective of establishing superiority of a new
treatment, in this case outpatient polypectomy, was thought to be inappropriate. We therefore framed
our primary objective in terms of establishing that outpatient treatment was not unacceptably worse
than standard inpatient approaches. Therefore, we designed a non-inferiority trial. Based upon our own
experience and consultation with potential collaborating centres, we believed that outpatient would be the
treatment of choice even if 25% fewer women (in relative terms) had alleviated symptoms at 6 months.
Thus, the margin of non-inferiority was set at 0.75.
The pilot study did not formally collect data on the number of women declining randomisation on the
basis of a preference for immediate outpatient treatment under local anaesthesia or delayed inpatient
uterine polypectomy under general anaesthesia. However, experience suggested a substantial proportion
expressed a strong preference for one or the other setting. Women choosing their treatment setting may
tend to report more favourable outcomes, being empowered by having been part of the decision process,
or conversely may have high expectations of success and be disappointed with a less-than-complete
resolution of their symptoms. Given the potential for interaction between choice, or conversely lack of
choice if randomised, and outcome, we planned a parallel patient preference study using the same
outcome measures as the RCT.
1. test the hypothesis that in women with AUB associated with benign uterine polyp(s), OPT achieved as
good, or no more than 25% worse (in relative terms), alleviation of bleeding symptoms at 6 months,
compared with standard inpatient treatment (principal objective)
2. test the hypothesis that response to uterine polyp treatment differed according to the pattern of AUB
and menopausal status by three secondary analyses:
3. explore the variation in the effectiveness of outpatient polyp treatment compared with standard
inpatient polyp treatment at different periods of follow-up (12 and 24 months)
4. assess patient acceptability and impact on HRQL
5. perform an economic evaluation for cost-effectiveness.
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Objectives
The objectives of the clinical trial and preference study were to:
1. test the hypothesis that in women with AUB associated with benign uterine polyp(s), OPT achieved as
good, or no more than 25% worse (in relative terms), alleviation of bleeding symptoms compared with
standard inpatient treatment at 6 months (principal objective)
2. test the hypothesis that response to uterine polyp treatment differed according to the pattern of AUB
and menopausal status by three secondary analyses:
3. explore the variation in the effectiveness of OPT compared with standard inpatient polyp treatment at
different periods of follow-up (12 and 24 months)
4. assess patient acceptability and impact on HRQL
5. investigate how treatment outcomes vary by choice.
Study design
The OPT study (Figure 5) was designed as a pragmatic, multicentre randomised controlled non-inferiority
trial of outpatient polypectomy compared with inpatient polypectomy with a concurrent non-randomised
cohort of women with a strong preference for treatment setting.
Random sample
• 10% of participants will
have a qualitative interview
INPATIENT OUTPATIENT
Procedure Procedure
Follow-up
• By postal questionnaire at 6, 12
and 24 months
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METHODS OF RANDOMISED CONTROLLED TRIAL AND PREFERENCE STUDY
Both the RCT and preference study had the same setting, structure and design, including outcome
measures, although the preference study had a shorter follow-up length only up to 6 months; this was to
encourage participation, as well as to minimise costs of longer-term follow-up.
Before the procedure, the women were given the chance to discuss the risks and benefits of uterine
polypectomy in the outpatient setting using local anaesthesia and in the inpatient setting under general
anaesthesia, the process of randomisation and the follow-up requirements with the consultant
gynaecologist and/or gynaecology nurse. It was carefully explained that the final decision about eligibility
would be taken during the hysteroscopic examination and would be dependent on the findings; therefore,
consent was required before the procedure. Women were informed that the process of randomisation
would prolong the diagnostic procedure time by up to 2 minutes. Women were also made aware that if
the allocation was outpatient polypectomy then the procedure would be undertaken immediately in most
instances and treatment would take an additional 10–15 minutes on average, whereas if the allocation
was inpatient polypectomy, the diagnostic hysteroscope would be removed and she would be given
another appointment for the inpatient procedure within 8 weeks. Women were also informed that only
about one in four women will have a uterine polyp and therefore be eligible for the OPT Trial. Each
woman appreciated that if a polyp was not found, appropriate treatment would be offered but she would
not be recruited into the trial. In this case, the consent form, baseline questionnaire and randomisation
form would be destroyed.
In centres at which a ‘see and treat’ outpatient approach was not used (i.e. outpatient as well as inpatient
polypectomies were scheduled for a later date), discussion about participation into the OPT Trial and
randomisation could take place after the diagnostic hysteroscopy in eligible women known to have
uterine polyp.
Determining eligibility
All women with AUB who provided written informed consent to participate in the OPT study and satisfied
the eligibility criteria were included. Those women consenting to the RCT were to be randomised following
the diagnostic OPH procedure. Those consenting to participate in the preference study were treated
according to their preference. The practitioner inspected the uterine cavity, according to their standard
hysteroscopic protocol, to determine the presence of uterine polyp(s), absence of any excluding pathology
and technical feasibility for outpatient polypectomy. For the purpose of the OPT Trial a uterine polyp was
defined at diagnostic hysteroscopy as:
A discrete outgrowth of endometrium, attached by a pedicle, which moves with the flow of the
distension medium.[32] Polyps may be pedunculated or sessile, single or multiple and vary in size
(the variable amount of glands, stroma and blood vessels that constitute the polyp will influence their
macroscopic appearance [i.e. glandulocystic polyps or firmer, more fibrous polyps (indistinguishable in
some instances from grade 0 submucous fibroids)].
Inclusion criteria
l Aged ≥ 16 years.
l AUB requiring diagnostic hysteroscopy.
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Exclusion criteria
Randomisation
If the woman was found to be eligible for the OPT Trial, the gynaecologist or member of his/her team
obtained a randomised allocation during the hysteroscopic examination. Randomisation notepads were
provided to investigators and used to collate the necessary information prior to randomisation. Participants
were entered and randomised into the trial in a 1 : 1 ratio via a short telephone call to the Birmingham
Clinical Trials Unit, or by logging into a secure web-based randomisation system. To avoid any possibility of
foreknowledge, the randomiser needed to provide the name and date of birth of the participant, and
confirm the eligibility and stratification criteria, whereupon a randomised allocation was provided and a
trial number allocated.
Stratification of randomisation
A minimisation procedure using a computer-based algorithm was used to avoid chance imbalances in
important variables. The variables chosen were:
For analysis purposes (see Chapter 3), because of the small numbers of the included women taking HRT,
or with a history of use of tamoxifen, we narrowed these variables down to a shorter list of three:
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METHODS OF RANDOMISED CONTROLLED TRIAL AND PREFERENCE STUDY
Treatment allocations
Surgical procedures
A named investigator(s), with suitable training and experience in both outpatient and inpatient uterine
polypectomy, performed all surgical procedures within participating centres.
Outpatient polypectomy
Outpatient polypectomy was performed immediately after diagnosis at OPH in most instances, although
some participants had their outpatient treatment scheduled, depending upon local circumstances, within
the following 8 weeks. Polyp removal was carried out under direct hysteroscopic vision using miniature
mechanical or electrosurgical instruments, with or without the need for minor degrees of cervical dilatation
and local anaesthesia (direct cervical infiltration or paracervical injection). On occasion, blind avulsion with
small polypectomy forceps after hysteroscopic localisation may be required to remove the polyp, and this
approach was permitted.
Inpatient polypectomy
Inpatient polypectomy was aimed to be performed within 8 weeks of the initial diagnosis at OPH. Inpatient
polypectomy was carried out by traditional D&C, blind avulsion – with or without prior localising
hysteroscopy – or under direct vision using an operative hysteroscope. In most instances, dilatation of the
cervical canal was required to accommodate the larger diameter inpatient instruments within the uterus.
General or spinal anaesthesia facilitated major degrees of cervical dilatation and manipulation of these
larger diameter instruments within the uterine cavity.
Failure of procedure
Occasionally, complete removal of a uterine polyp under local anaesthetic may not always be possible,
usually because of pain or anxiety or because of the technical limitations associated with the
miniaturisation of equipment. Successful outpatient polypectomy is possible in the majority of women,97
but the probability of success was not readily predictable. In cases when outpatient treatment had to be
abandoned, a second procedure under general anaesthetic was scheduled as soon as possible. Women
who required a second procedure were not excluded or withdrawn from the OPT Trial. It was sensitively
explained to them that follow-up information is still very important, despite the change in treatment, and
unless they wished to be withdrawn completely from the trial they would continue to be followed up.
When inpatient treatment failed, further treatment options depended upon the reason for technical
failure. Women could be rescheduled for the same procedure or rescheduled using a different surgical
approach either as an inpatient or an outpatient.
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If a woman specifically requested a treatment setting after randomisation then her choices were respected
but did not necessitate withdrawal from the trial, nor did failure of the outpatient procedure or
subsequent inpatient treatment. In both circumstances, it was sensitively explained to women that
follow-up information was still very important and, unless they wished to withdraw completely from the
trial, they would be followed up. The OPT Trial office was notified of any withdrawal of consent for further
follow-up.
Format
Patient-orientated outcomes were collected using a postal questionnaire, which included a combination
of disease-specific and generic measurement instruments, tailored according to the initial symptom at
presentation. The postal questionnaires were sent from the OPT Trial office with postage-paid envelopes
2 weeks before the due date. Reminders were sent to patients if the questionnaire was not returned
within 1 week of the due date and attempts were made to contact the patient by phone if the
questionnaire was not returned by 2 weeks after the due date.
Timing of assessments
The primary time point was 6 months post treatment. In addition, assessments took place at baseline
(i.e. time of recruitment and randomisation to OPT Trial), 12 and 24 months post treatment.
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METHODS OF RANDOMISED CONTROLLED TRIAL AND PREFERENCE STUDY
Pre- or postmenopausal?
Sequential HRT
HMB or
Sequential HRT or no HRT or
intermenstrual?
‘no-bleed’ HRT?
All: tamoxifen?
FIGURE 6 Outpatient polyp treatment pathways for outcome measures. LMP, last menstrual period.
l MMAS123 A multiattribute utility, designed to measure the impact of HMB upon HRQL. It has been
evaluated for its reliability and face validity (condition-specific instrument). Summary scores range from
0 (severely affected) to 100 (not affected). A modified version of the form was used for women whose
symptoms did not specifically relate to the questions on the form (group C in Figure 6). Our objective
here was to use the responses from this group to explore and develop the use of a modified
questionnaire for those patients for whom bleeding is not expected; results are not presented in
this report.
l EuroQol EQ-5D-3L124 EQ-5D-3L (European Quality of Life-5 Dimensions, three-level version) is a
standardised instrument for use as a generic measure of health outcome. Applicable to a wide range
of health conditions and treatments, it provides a simple descriptive profile and a single index value for
health status. Scores range from –0.59 (health state worse than death) to 1.0 (perfect health state).
l EuroQol health thermometer124 A VAS score ranging from 0 (worst health state imaginable) to 100
(perfect health state). Scores range from –0.59 (health state worse than death) to 1.0 (perfect health state).
l Likert bleeding scale All patients were asked how their bleeding had responded to treatment using
a Likert scale with four response options: ‘much better’, ‘little better’, ‘same’, ‘worse’.
l VAS to measure monthly bleeding quantity and duration It is now well established that objective
measures of blood loss are not particularly relevant to women’s subjective perception of bleeding
symptoms.126 For those patients with HMB (group A in Figure 6), our pilot work97,128 has demonstrated
that improvements in VAS scores correlate very well with improvements in categorical and
condition-specific quality-of-life measures. The reliability of VAS has been established in the assessment
of chronic gynaecological conditions, such as pain,129 and change in individual VAS scores were
considered to have sufficient psychometric strengths to be used in the research of AUB involving large
group comparisons.130 Scores range from ‘0’ (no days bleeding in the last month) to ‘100’ (bleeding
every day in the last month), and similarly ‘0’ (no bleeding in the last month) to ‘100’ (heaviest
imaginable bleeding in the last month).
30
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
l Perioperative measures Type, location and number of uterine polyps; size of largest polyp; the need
for dilatation of the cervix; the use of a vaginal speculum; the technique used to remove the polyp(s)
[hysteroscopic (direct vision) or non-hysteroscopic (blind) or combination]; the instruments used to
remove the polyp(s) [hysteroscopic (electrosurgery or mechanical or combination) or non-hysteroscopic
instrumentation]; the technique used to retrieve the polyp(s) [hysteroscopic or non-hysteroscopic;
removal success, defined as complete removal and retrieval of polyp(s) from the uterine cavity];
the time taken to complete the polypectomy; the time in the outpatient room or operating theatre;
details of any operative or postoperative complications, including vasovagal reactions (a liberal clinical
diagnosis to define vasovagal episodes was used here, i.e. any woman who feels faint requiring her to
lie supine or with her head down); and details of any further treatment prescribed for bleeding.
l Procedure acceptability Questions assessing the patients’ experiences of the procedures focused on
pain [VAS; range ‘0’ (no pain) to ‘100’ (worst imaginable pain)] during the procedure (outpatient
polypectomy only), at 1 hour after the procedure and on discharge from hospital; acceptability of
procedure (totally, generally, fairly acceptable or unacceptable); embarrassment (extremely, moderately,
little, none); and ‘yes/no’ answers to questions regarding whether to recommend the procedure to a
friend, have the same treatment again and, upon reflection, whether the alternative treatment would
have been preferred.
l Other measures during follow-up Additional medical treatments for bleeding; further polyp
removal; gynaecological surgery; use of the following for reasons due to bleeding: outpatient clinic,
hospital (day case or inpatient), GP (surgery or at home); days off work; visits to hospital for reasons
unrelated to bleeding; visits to gynaecologist (not necessarily related to bleeding).
Statistical considerations
Sample size
The sample size for the RCT part of the study was chosen to give good statistical power to preclude any
clinically important inferiority of outpatient polypectomy compared with inpatient treatment.
Outpatient treatment is more convenient for women in that no inpatient stay is required and is also likely
to cost substantially less. We believed, therefore, that outpatient would be the treatment of choice,
even if 25% fewer women (in relative terms) had alleviated symptoms at 6 months, i.e. the margin of
non-inferiority was set at 0.75. Making the assumption that inpatient treatment would be 90% successful
(from the primary outcome) and outpatient 80% successful, a sample size of approximately 200 in each
arm (400 in total) would be needed to rule out a success rate of < 67.5% in the outpatient arm with
90% power, i.e. not > 25% worse (0.675/0.90 = 0.75). This calculation was based on a conservative
two-sided test at the 5% level (equivalent to a one-sided test at the 2.5% level). To also allow for a 15%
loss to follow-up, the sample size was inflated to 240 patients in each group (i.e. 480 patients in total).
No target sample size was set for the preference study, as many women as possible were recruited while
the randomised study was open to recruitment.
Statistical analysis
Point estimates and two-sided 95% CIs from unadjusted risk ratios were calculated for the primary
outcome measure using a log-binomial linear model. The trial could declare non-inferiority only if the lower
band of the CI was not lower than the prespecified margin of non-inferiority (RR of 0.75).132 Analysis was
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METHODS OF RANDOMISED CONTROLLED TRIAL AND PREFERENCE STUDY
performed once all patients had reached their final follow-up time point at 2 years, although 6 months’
follow-up was considered the primary outcome time (see Chapter 1, Objectives of the Outpatient versus
inpatient Polyp Treatment study).
Adjusted risk ratios (calculated through the addition of the minimisation parameters to the linear model)
were calculated as a sensitivity analysis for the primary outcome measure. Further sensitivity analysis for this
parameter included performing the analysis without the following: those who had received a LNG-IUS at
the time of operation; those who had gone on to receive a further related procedure; and those outcomes
reported at > 3 months after their due date. To examine the possible impact of missing data on the results,
sensitivity analysis was also performed, using a multiple imputation approach, on the primary outcome
measure. Missing responses were simulated using a Markov chain Monte Carlo (MCMC) method that assumed
an arbitrary missing data pattern and a multivariate normal distribution. Variables, including treatment group,
the three subgroup variables (see Objectives) and a variable for each time point were included in the model
and used to generate 20 simulated data sets. Analysis was then performed on each set, with the results
combined using Rubin’s rule to obtain a single set of results (treatment effect estimate and CIs). Best- and
worst-case analyses were also performed, assuming that all missing responses were successful or unsuccessful.
Treatment by subgroup interaction parameters were included in the log-binomial linear model used to
generate the risk ratios to test for differences in treatment effect for the primary outcome measure
between prespecified subgroups [none of these interaction parameters was statistically important
(p < 0.05) and so effect sizes within subgroup were not investigated further].
Secondary end points measured on a continuous scale (scores from MMAS, EQ-5D and VAS) were analysed at
each time point using a linear model (analysis of covariance) adjusting for baseline score. Further adjusted risk
ratios were calculated as a sensitivity analysis for these parameters (as per the sensitivity analysis for the primary
outcome calculated through the addition of the minimisation parameters to the linear model). A repeated
measures analysis, including all assessment time points, was also performed.133 Models included parameters
allowing for group, time and baseline score. Furthermore, paired t-tests at each time point were used to
investigate change scores within groups. Analysis of bleeding scores on a VAS score scale was also performed
as a sensitivity analysis following a log transformation to stabilise the variance but this made no difference
to outcome and is not presented in this report. Standard tests were used for other outcome measures:
Cochran–Armitage test for trend for ordinal responses, t-tests for continuous data with a normal distribution,
Wilcoxon signed-rank test for skewed continuous data and chi-squared tests for binary and categorical
responses. The non-inferiority hypothesis did not apply for these other secondary end points; 95% CIs and
p-values from two-sided superiority tests are presented.134
The program SAS, version 9.2 (SAS Institute Inc., Cary, NC, USA), was used for analyses. A statistical
analysis plan was agreed with the Data Monitoring and Ethics Committee (DMEC) prior to analysis
(see Appendix 1).
Preference study
Chi-squared and t-tests were used to assess if there were any systematic differences between the
preference groups in terms of their baseline characteristics. Analysis was performed in a similar fashion
as per the randomised study with the exception of the repeated measures analysis (due to the fact there
was only one follow-up time point here). Where possible, adjusted estimates of differences between
groups (for the three variables listed in Objectives) were calculated (and are referred to in the text) to
take into account any systematic differences between the groups through known confounders. This was
not attempted, although for some outcome measures for which event rates were low (e.g. procedure
acceptability) PP subgroup or sensitivity analysis was not attempted for the preference study as it was felt
this would add little to the interpretation here. Any comparisons of results or demographics between RCT
and preference study are as a result of a combined analysis of both data sets. Indicator variables for the
type of study (randomised or preference) were used, with interactions between these and the relevant
variables examined through, for example, a logistic regression analysis.
32
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Trial management
The DMEC consisted of the following independent members: Professor M Lumsden (chairperson, Professor
of Obstetrics and Gynaecology, University of Glasgow); Professor S Bhattacharya (Professor of Obstetrics
and Gynaecology, University of Aberdeen); and Dr C Cummins (Paediatric Epidemiologist, University
of Birmingham and Birmingham Children’s Foundation Trust). They met on three occasions and
recommended continuing with the study with no change to the protocol.
Research governance
The trial was conducted according to the principles of the MRC Guidelines for Good Clinical Practice
in Clinical Trials (1998) and the UK NHS Research Governance Framework (www.gov.uk/government/
uploads/system/uploads/attachment_data/file/139565/dh_4122427.pdf). All Principal Investigators were
required to sign an Investigators’ Agreement, detailing their commitment to accrual, compliance, Good
Clinical Practice, confidentiality and publication. All of the Trusts hosting the research were required
to sign a Clinical Study Site Agreement, detailing the Trust’s responsibilities under the relevant Research
Governance Framework and accepting the terms and conditions of the per-patient payments. The sponsor
ensured that all researchers not employed by an NHS organisation, who had contact with patients and
could have an impact on their quality of care, held a NHS honorary contract for that organisation, or had
an honorary contract research passport.
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SO16 7NS, UK.
METHODS OF RANDOMISED CONTROLLED TRIAL AND PREFERENCE STUDY
Ethical approval
The Trial had a favourable ethical opinion from South West Multicentre Research Ethics Committee (MREC)
approval, determining that the trial design respects the rights, safety and well-being of the participants.
Every potential UK centre also obtained Local Research Ethics Committee (LREC) and Trust research and
development (R&D) approval.
The final protocol for the OPT Trial is available via the Health Technology Assessment (HTA) website:
www.hta.ac.uk/project/1679.asp.
Consolidated Standards of Reporting Trials (CONSORT) recommendations134 were followed for the
reporting of this trial (see Appendix 9).
34
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Recruitment
There were 1537 women with AUB who were willing to be randomised and assessed for eligibility by
hysteroscopy. Of these, 507 women from 31 UK centres were randomised between April 2008 and July
2011 (Table 11 and Figure 7). The trial surpassed its original planned sample size with the permission of
the TSC, as recruitment towards the end of the trial was ahead of the anticipated rate. The most common
reason for ineligibility was ‘no polyp being present’ (85% of the 1030 not randomised). Of note, 4%
(40/1030) of the ineligible women had polyps that were considered by the hysteroscopist as infeasible to
remove in an outpatient setting (Figure 8).
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
Total 507
30 600
25 500
20 400
Cumulative total
Monthly total
Monthly total
15 300
Cumulative
10 200
5 100
0 0
8
pr 09
09
ob 009
pr 10
10
ob 010
10
pr 11
11
11
80
00
nu 200
20
20
20
20
20
20
20
20
20
20
2
2
il
ly
er
il
er
il
ly
er
il
ly
ar
ar
ar
pr
Ju
Ju
Ju
Ju
ob
nu
nu
A
A
ct
ct
ct
Ja
Ja
Ja
O
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
39 exited trial
26 exited trial • 29 lost to follow-up
• 24 lost to follow-up • 10 contacted and did not wish
• 2 contacted and did not to complete any more
wish to complete any follow-up forms
more follow-up forms (3 also missed 6-month time point
but available at 1 year)
3 exited trial
• 1 died
• 2 contacted and did
not wish to complete
any more questionnaires
18 exited trial
12 exited trial
• 3 died
• 9 lost to follow-up
• 8 lost to follow-up
• 3 contacted and did
• 7 contacted and did not
not wish to complete
wish to complete any
any more questionnaires
more follow-up forms
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
Baseline characteristics of the patients were similar between the two groups. For 45% (227/507) of those
randomised, the initial complaint was PMB; 30% (153/507) had HMB and the remaining 25% (127/507)
had IMB. The predominant type of polyp was singular (394/507, 78%), non-fundal (309/507, 61%) and
glandular (378/507, 75%). The overwhelming majority (501/507, 99%) had no other benign pathology
(Table 12).
In the outpatient group, 230/254 (91%) women received their randomised allocation compared with
206/253 (81%) in the inpatient group. Twice as many women in the inpatient group had outpatient
treatment compared with the other way around (34/253, 13% vs. 14/254, 6%). Similar numbers in both
groups ended up not having any polyp removal (see Figure 8).
For 76% [363/478 (29 missing responses)] of the women entering the study, the intention at
randomisation was to undergo immediate removal (‘see and treat’) if allocated outpatient polypectomy,
with the remaining women to return for treatment at a later date. Upon comparison of randomisation
dates with treatment dates for the outpatient group this fell to around 72% [174/242 (12 dates
not completed)], which may reflect those patients who ultimately had inpatient polypectomy or did not
ultimately have a polyp removal. The median time from randomisation to treatment in the inpatient group
was 26 days [interquartile range (IQR) 14–42]. In the outpatient group this was 0 days (IQR 0–14).
Completed primary outcome responses were available from 439 of 507 (87%) participants at the primary
outcome time of 6 months (see Figure 8).
Operative results
Table 13 details the operative results. The mean polyp size estimated on visual inspection during
hysteroscopy was marginally greater (0.2 cm, 95% CI 0.0 to 0.3; p = 0.04) in the inpatient group than in
the outpatient treatment group. Compared with inpatient treatment, outpatient surgery necessitated less
use of vaginal instrumentation (RR 0.62, 95% CI 0.54 to 0.71; p < 0.001) and dilatation of the cervix
(RR 0.41, 95% CI 0.34 to 0.50; p < 0.001). Removal of polyps under direct hysteroscopic vision was
significantly more common in the outpatient surgery setting (RR 1.4, 95% CI 1.2 to 1.6; p < 0.001) and
electrosurgery was the most popular method of detaching polyps, being employed in over half of all
outpatient cases (RR 1.6, 95% CI 1.3 to 2.0; p < 0.001 compared with inpatient). Similarly, hysteroscopic
retrieval of polyp specimen(s) from the uterine cavity was the most common technique in the outpatient
setting, whereas blind mechanical extraction was preferred in the inpatient group (RR 2.2, 95% CI 1.7 to
2.9; p < 0.001).
Partial or failed removals occurred in 46/242 (19%) of the outpatient group compared with 18/233
(7%) in the inpatient group (RR 2.5, 95% CI 1.5 to 4.1; p < 0.001). The most common reason for
incomplete removal in the outpatient group was patient discomfort (22/46, 48%). Of the 46 failed
outpatient procedures, 25 (54%) were immediately scheduled for subsequent reoperation, usually as an
inpatient procedure (23/25, 92%). Of the remainder, all these women were followed up for 2 years and
none had a subsequent polyp removal.
Sixteen per cent (74/451) of the women were fitted with a LNG-IUS at the time of operation; numbers
were similar in both groups (Table 14).
38
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Polypectomy
Ethnicity
White 207 (88) 179 (87)
2 40 (16) 43 (17)
≥3 21 (8) 9 (4)
SMF/adhesion/septum – 1 (< 1)
Adhesion/septum – 1 (< 1)
SMF 2 (1) –
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
Polypectomy
Mean difference or RR
Operative details Outpatient Inpatient (95% CI);a p-value
Largest polyp size, cm: median (IQR), n 1.0 (0.6–2.0), 230 1.2 (1.0–2.0), 217 –0.2 (–0.3 to 0.0); 0.04
Need for cervical dilatation = yes 76/241 (32%) 178/232 (77%) 0.41 (0.34 to 0.50); < 0.001
Use of vaginal speculum = yes 126/236 (53%) 193/224 (86%) 0.62 (0.54 to 0.71); < 0.001
Use of local anaesthetic = yes 91/244 (37%) 15/240 (6%) 6.0 (3.6 to 10.0); < 0.001
Hysteroscopic removal = yes (vs. blind) 175/225 (78%) 122/217 (56%) 1.4 (1.2 to 1.6); < 0.001
Method used to detach n = 228 n = 222 1.6 (1.3 to 2.0);b < 0.001
Time taken for polypectomy, minutes 10 (5–14), 223 10 (5–15), 186 –1.5 (–3.0 to 0.0); 0.006
[median (IQR), n]
Time in outpatient room/theatre, minutes: 25 (18–35), 225 27 (20–35), 216 –1.0 (–3.0 to 1.0); 0.6
median (IQR), n
40
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Polypectomy
Operative complications
n = 241 n = 233
Vasovagal episode 17 (7%) 3 (1%)
Nausea/pain 4 (2%) –
Haemorrhage – 3 (1%)
a
Other 2 (1%) 1 (< 1%)
Postoperative complications
n = 232 n = 223
Vasovagal episode 15 (6%) 3 (1%)
n = 229 n = 222
Mirena IUS 31 (14%) 43 (19%)
Progestogens 8 (3%) –
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
Four uterine perforations (4/233, 2%) occurred in the inpatient group and were recorded as SAEs
(see Table 13). One of these also involved bowel injury, which required an emergency laparotomy
and resection of small bowel with primary re-anastomosis (this required a further five nights in hospital).
Of the other three cases, one patient required further hospitalisation for formation of haematoma and
infection post perforation, with the other two patients being discharged the same day with antibiotics.
Two other SAEs were recorded: one woman had indwelling catheterisation following an inpatient removal.
The sole SAE in the outpatient group involved a woman who was admitted to a high-dependency unit as
she had experienced a recent myocardial infarction.
Successful response to surgery was reported by 73% of women at 6 months in the outpatient group
compared with 80% of women in the inpatient polypectomy group (ITT RR 0.91, 95% CI 0.82 to 1.02;
PP RR 0.92, 95% CI 0.82 to 1.02) (Figure 9). The lower end of the CI shows that outpatient polypectomy
is at most 18% (RR 0.82) worse in relative terms than inpatient treatment (same for both ITT and PP analyses),
within the 25% margin of non-inferiority we set at the outset of the study. In absolute terms this translates
to a risk difference of –0.07 (95% CI –0.16 to 0.03) and a lower bound of the CI for number needed to harm
(NNTH) of ‘6’ with outpatient treatment [NNTH 15, 95% CI 6 to number needed to benefit (NNTB) 39].
By 1 and 2 years, the corresponding proportions were very similar between groups producing RRs close to unity.
Full results can be seen in Table 15, including a further adjusted analysis (see Appendix 1, statistical analyses).
The various sensitivity analyses we completed on the treatment success parameter (described in Statistical
analysis, above) gave very similar results to this base case and did not change the interpretation (results
given in Appendix 10).
Results of a comparison of the primary outcome variable with EuroQol EQ-5D scores are given in Appendix 11;
‘success’ responses were associated with statistically significant higher EQ-5D scores than ‘failure’ responses.
There was no evidence that treatment success differed according to any of the predefined subgroups
at any of the time points when treatment by variable interaction parameters were examined (Table 16).
Results within subgroups (from the ITT population) are given in Figures 10–12 (error bars indicate 95% CIs).
Intention to treat
6 months
1 year
2 years
1 year
2 years
Polypectomy
ITT
6 months 166/228 (73) 168/211 (80) 0.91 (0.82 to 1.02) 0.93 (0.85 to 1.02)
1 year 182/225 (81) 177/214 (83) 0.98 (0.90 to 1.07) 0.98 (0.91 to 1.06)
2 years 179/213 (84) 169/196 (86) 0.97 (0.90 to 1.06) 0.97 (0.91 to 1.05)
PP
6 months 153/210 (73) 143/180 (79) 0.92 (0.82 to 1.02) 0.93 (0.84 to 1.02)
1 year 168/206 (82) 153/184 (83) 0.98 (0.89 to 1.08) 0.98 (0.91 to 1.06)
2 years 165/197 (84) 146/168 (87) 0.96 (0.89 to 1.05) 0.97 (0.90 to 1.04)
a For the three minimisation variables listed in the table. Estimates of RR > 1 favour outpatient polypectomy; those of
RR < 1 favour inpatient polypectomy.
100
80
% treatment success
60
40
20
0
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
100
80
% treatment success 60
40
20
0
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
6 months 1 year 2 years 6 months 1 year 2 years
Fundal Non-fundal
100
80
% treatment success
60
40
20
0
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
Outpatient
Inpatient
44
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Responses from the Likert scale question on current bleeding compared with baseline bleeding yielded
similar results to the primary outcome (Table 17). Further adjusted analyses as described above
(see Statistical analysis) are also given for these outcomes in (see Appendix 12) and are very similar to
the unadjusted results.
Condition-specific and generic quality-of-life scores were significantly improved from baseline at most time
points in both groups with no differences between them (Table 18 and Figures 13–17). Similarly, for
women with HMB, the overall amount and duration of bleeding was significantly reduced in both groups
at all time points post treatment without any difference between groups. Further adjusted analyses, as
described in Chapter 2 (see Format), are also given for these outcomes in Appendix 13 and are very similar
to the unadjusted results. Appendix 14 describes the results for the VAS score analysis without those
prescribed LNG-IUS at the time of operation as a sensitivity analysis; results were very similar to the
base case.
Polypectomy
Compared with before your treatment,
Time of assessment would you say your bleeding is: Outpatient Inpatient
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
Overall d
–1 (–6 to 4); 0.65
e
EuroQol EQ-5D
Overall d
–1 (–3 to 1), 0.28
g
Bleeding duration VAS
Overall d
–3 (–10 to 4), 0.39
h
Bleeding amount VAS
46
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
100
80
Mean score
Inpatient
60
Outpatient
40
20
0
0 6 12 24
Time (months)
124 99 101 83
Patients
134 115 110 93
FIGURE 13 Menorrhagia Multi-attribute Assessment Scale scores over time by group (95% CI for mean shown
at each time point; higher = better).
1.0
0.8
Mean score
Inpatient
0.6
Outpatient
0.4
0.2
0.0
0 6 12 24
Time (months)
232 211 219 196
Patients
242 230 227 213
FIGURE 14 EuroQol EQ-5D scores over time by group (95% CI for mean shown at each time point; higher = better).
100
80
Mean score
Inpatient
60
Outpatient
40
20
0
0 6 12 24
Time (months)
225 212 219 196
Patients
233 227 228 207
FIGURE 15 EuroQol health thermometer scores over time by group (95% CI for mean shown at each time
point; higher = better).
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
100
80
Mean score
Inpatient
60
Outpatient
40
20
0
0 6 12 24
Time (months)
67 56 62 53
Patients
68 64 58 61
FIGURE 16 Visual analogue scale bleeding duration scores over time by group (95% CI for mean shown at each
time point; lower = better).
100
80
Mean score
Inpatient
60
Outpatient
40
20
0
0 6 12 24
Time (months)
68 58 66 57
Patients
70 68 66 63
FIGURE 17 Visual analogue scale bleeding amount scores over time by group (95% CI for mean shown at each time
point; lower = better).
Procedure acceptability
Mean pain scores 1 hour following the procedure and upon discharge were higher in the outpatient
polypectomy group than in the inpatient group (Table 19), although on average only by 5 (95% CI 0 to
10; p = 0.03) and 8 (95% CI 4 to 12; p < 0.001) points, respectively, out of a possible range of 100 points.
Responses to questions on procedure acceptability/recommend to a friend/have the same treatment again
were statistically significant in favour of inpatient polypectomy, although the levels of responses were high
for both groups; for example, 92% (205/222) of those randomised to outpatient polypectomy would
recommend the procedure to a friend and 98% (220/225) found the procedure at least ‘fairly acceptable’.
Further adjusted analyses, as described in Statistical analysis above, are also given for these outcomes in
Appendix 13, and are very similar to the unadjusted results.
Other outcomes
Similar numbers of women reported taking additional medical treatments for their bleeding during
the 2 years of follow-up (Tables 20 and 21). At 6 months, 15% (31/209) of women were using the
LNG-IUS in the inpatient group, compared with 9% (21/228) in the outpatient group. The corresponding
figures at 1 and 2 years were 10% (29/219) compared with 8% (19/227) and 11% (21/195) compared
with 11% (24/214).
48
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Polypectomy
Difference or RR
Patient experience and preference Outpatient Inpatient (95% CI);a p-value
Mean pain score 1 hour following procedure (SD, n)b 28 (23, 176) 23 (22, 191) –5 (–10 to 0); 0.03
Mean pain score on discharge (SD, n)b 23 (21, 200) 15 (17, 186) –8 (–12 to –4); 0.001
Procedure acceptable?
n = 225 n = 197
Exposure embarrassing?
n = 224 n = 196
Recommend to a friend?
TABLE 20 Currently taking any additional medical treatments for bleeding symptoms in the last month
Polypectomy
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
TABLE 21 Currently taking any additional medical treatments for bleeding symptoms in the last month: details
Polypectomy
Outpatient Inpatient
Time of assessment Medical treatment (n = 228) (n = 209)
n = 227 n = 219
n = 214 n = 195
Total 38 28
n,number of responses.
a One patient reported taking HRT and Zoladex and one patient reported taking norethisterone and tranexamic acid.
b One patient reported taking Mirena and mefenamic acid.
c One patient taking norethisterone and tranexamic acid, one patient tranexamic acid and combined oral contraceptive,
one patient mefenamic acid and norethisterone.
d One patient reported taking norethisterone and tranexamic acid, one patient reported taking Mirena and combined oral
contraceptive, one patient Mirena and HRT.
50
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In total over the 2-year follow-up period, 43/254 (17%) women in the outpatient group and 21/253 (8%)
in the inpatient group had at least one further polyp removed (RR 2.0, 95% CI 1.2 to 3.3; p = 0.003)
(see Figure 8; note that a small number of women had more than one further removal, which explains the
slight discrepancy between total numbers). The total number of gynaecological operations other than
polyp removal over the period of follow-up was also higher in the outpatient group [61/230 (27%) vs.
36/219 (16%), RR 1.6, 95% CI 1.1 to 2.3; p = 0.01] (Table 22). If hysteroscopies are ignored, this difference
is still statistically significant [39/230 (17%) vs. 20/219 (9%), RR 1.8, 95% CI 1.1 to 3.1; p = 0.01]. All
surgery types (hysterectomy, endometrial ablation and others) were more common in the outpatient group.
General practitioner and hospital use owing to bleeding appeared similar in both groups (Table 23).
Principal findings
The results of this trial demonstrate that outpatient polypectomy was non-inferior to inpatient polypectomy
for the successful alleviation of AUB when compared with our prespecified non-inferiority margin of 25%.
Polypectomy successfully treated AUB in 73% (166/228) of the women in the outpatient group, compared
with 80% (168/211) in the inpatient group (equivalent to a NNTH of ‘6’ at the lower bound of the 95% CI)
at 6 months, with no evidence of interaction of type of bleeding, location or type of polyp with treatment
allocation. This treatment success was maintained at both 12 and 24 months, with no differences noted
between outpatient and inpatient surgery at any time point. The duration and amount of bleeding were
significantly reduced following both outpatient and inpatient treatment and no differences were identified
according to treatment allocation. Similarly, a significant improvement in generic and disease-specific HRQL
was seen following polypectomy in both treatment groups, which was maintained at 12 and 24 months.
Rates of re-referral to a gynaecologist were similar between treatment groups, although the requirement
for subsequent gynaecological operative intervention, in the form of endometrial ablation or hysterectomy,
was twice as high following outpatient treatment over the 2 years’ follow-up.
TABLE 22 Gynaecological surgery over the full period of follow-up (not polyp removal)
Polypectomy
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
TABLE 23 Health service resource use and time off work in the last 6 months
Polypectomy
Outpatient clinic
Hospital overnight
GP surgery
GP at home
6 months 0 (–) 1/211 (< 1%)
Gynaecologist for any other reason (not surgery or necessarily bleeding related)
52
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
outpatient compared with the inpatient setting. Both outpatient and inpatient treatment times were short,
i.e. 10 minutes on average. Pain scores were 45 out of 100 on average during outpatient polypectomy,
levels which are similar to other commonly adopted intrauterine procedures, such as diagnostic
hysteroscopy or endometrial biopsy (M Connor, Royal Hallamshire Hospital, Sheffield, 2013, personal
communication). Within 1 hour of treatment, the mean pain scores had reduced to 28 out of 100 implying
that pain intensity is moderated quickly. Postoperative pain at 1 hour and on discharge from hospital
were significantly higher in the outpatient group than in the inpatient group but the small differences in
absolute mean pain scores and their low intensity level suggest that these observations are unlikely
to be of clinical significance. Outpatient polypectomy was also statistically less acceptable than inpatient
treatment. However, only 2% (5/225) of women found outpatient-based treatment unacceptable and
90% (200/223) of women were prepared to have such treatment again or recommend the outpatient
procedure. Nevertheless, with the benefit of hindsight, approximately one in five women in both
treatment groups reported a desire to have had the alternative setting for treatment.
Outpatient treatment appeared to be safe; the most common operative complication being vasovagal
fainting episodes that occurred in around 1 in 14 (7%, 17/241) women. The majority of polypectomies
were conducted hysteroscopically, i.e. polyp detachment under direct vision, but this was done significantly
more often in the outpatient group than in the inpatient treatment group (78%, 175/225 vs. 56%,
122/217, respectively). Most polyps (56%, 127/227) were retrieved under direct hysteroscopic vision
in the outpatient setting, whereas the converse was true for inpatient therapy, which used traditional
blind mechanical extraction in 66% (147/223) of cases. Intra-operative haemorrhage and trauma to the
upper genital tract was restricted to a minority of women in the inpatient treatment group. However,
four of these traumatic cases were uterine perforations, with one case requiring emergency laparotomy
to repair bowel injuries and the other resulting in a pelvic haematoma and subsequent abscess requiring
readmission and a period of hospitalisation. These two procedures were conducted blindly. Although
traditional blind mechanical instrumentation of the uterus is generally safe, the serious morbidity and
mortality that can arise from unrecognised intra-abdominal trauma using such techniques in an
anaesthetised patient is well recognised.12,13
The overall effect of polypectomy on HMB did not appear to be influenced by the concomitant use of the
LNG-IUS, which was fitted immediately post polypectomy in 14% (31/229) of outpatient treatments and
19% (43/222) of inpatient treatments. The type and location of uterine polyp did not influence relative
treatment effectiveness.
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RESULTS OF THE RANDOMISED CONTROLLED TRIAL
The pragmatic design of the OPT RCT allowed for the inclusion of women presenting with all types of AUB
complaints, enhancing the generalisability of our findings. Successful alleviation of AUB symptoms had
to be defined differently according to one of the three categories of AUB: HMB, IMB and PMB. We used
the woman’s own assessment of bleeding symptoms, using a dichotomous outcome measure, to establish
if the treatment had been successful. We believe that the simplicity of this approach was understandable
to women and clinically relevant, but the validity of our chosen outcome has not been tested. Even if
women interpret the primary outcome questions differently, the internal validity (outpatient vs. inpatient)
should not have been affected. It was reassuring to note that the secondary outcome Likert scale
responses for ‘Compared with before your treatment, would you say your bleeding is? (much better to
worse)’ were almost identical to the primary outcome measure. In addition, the primary bleeding outcome
appeared to be related to an improvement in generic HRQL data measured using EQ-5D scores
after treatment.
We also sanctioned the use of any described technique for effecting uterine polypectomy in either setting,
but inevitably this led to an imbalance between groups according to treatment method. The outpatient
approach to polypectomy was conducted under direct vision using varying technologies in the majority
of women, whereas general anaesthesia permitted the use of larger, more traumatic instrumentation and
adoption of ‘blind’ techniques in most women. Thus, the technique used may have affected the success
of treatment rather than setting alone. However, this is unlikely because polypectomy is a simple
procedure and the presumed mechanism of treatment efficacy upon AUB symptoms relates to their
removal, however achieved. The study was not powered to determine whether a particular surgical
method was more feasible, safe, effective or acceptable.
The safety and convenience of outpatient treatment and the equivalent effectiveness in ameliorating AUB
symptoms should be weighed against the increased likelihood of failure to complete the procedure,
perioperative pain experience and reduced acceptability in the conscious outpatient compared with the
anaesthetised inpatient. Women should be made aware of the risk of failure to completely remove
the uterine polyp in one in every five outpatient treatments and, as a result, the possible necessity for
subsequent inpatient treatment. They should be informed that outpatient intervention is associated with
pain, albeit of generally moderate intensity and for a short duration of time. In addition, women should
be cognisant of the trend towards reduced acceptability of the overall procedure compared with inpatient
approaches, but that at least 8 out of 10 women find the outpatient procedure to be totally or generally
acceptable. The thorough counselling of women in this way may present some challenges given that the
majority of units effect immediate treatment following polyp diagnosis at hysteroscopy, the so-called
‘see and treat’ approach to management. Current practices for obtaining informed consent should be
reviewed and consideration given to providing contemporary written material to women prior to their
appointment and verbal information during the pre-hysteroscopy consultation.
54
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
Conclusion
We believe that evaluating all types of AUB within our trial has enhanced the generalisability of our findings.
However, at present, outpatient uterine polypectomy, with or without the use of local anaesthetic, is not
widely available within the NHS and many other health-care systems. Despite this caveat, ‘ambulatory’,
‘outpatient’ or ‘office’-based diagnostic and therapeutic interventions are becoming increasingly prevalent,
driven by advances in technology and a desire to enhance recovery. Thus, this trial is timely, novel and
relevant to contemporary clinical practice.
Our trial has demonstrated comparable clinical effectiveness of outpatient polypectomy in alleviating
gynaecological bleeding complaints at 6, 12 and 24 months. However, despite the convenience and
apparent safety of the outpatient treatment setting there were more technical failures reflecting the
increased complexity of the procedures in a conscious outpatient compared with an anaesthetised inpatient.
The clinical significance of the observations of increased postoperative pain and reduced patient acceptability
associated with outpatient compared with inpatient treatment may be inconsequential, given the high overall
levels of patient acceptability and relatively low postoperative pain intensity for outpatient polypectomy.
In light of the non-inferiority of outpatient polypectomy and its overall safety, feasibility and acceptability,
therapeutic outpatient hysteroscopic services should be established, providing women with a choice
of treatment setting. Women should be informed of the relative advantages and disadvantages of either
treatment approach, so that they can make an informed decision.
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Recruitment
Of the 952 women with AUB who were willing to participate in the treatment preference study and be
assessed for eligibility by hysteroscopy, 399 (42%) from 31 UK centres were recruited between April 2008
and July 2011 (Table 24 and Figure 18). Of the 399 women willing to participate, 324 (81%) expressed a
preference for outpatient treatment (Figure 19). The most common reason for ineligibility was no polyp
being present in 72% of the 553 not recruited. Six per cent (32/553) of the ineligible women had polyps
that were considered by the hysteroscopist to be infeasible to remove in an outpatient setting (Figure 20).
Baseline characteristics of the patients were similar between the two groups (Table 25), with no statistically
significant difference seen. For 48% (192/399) of those agreeing to be followed up, the initial complaint
was PMB, 25% (98/399) had HMB and the remaining participants had IMB [27% (109/399]. This and the
other demographics were similar to those women who were randomised (see Chapter 3, Patients and
follow-up) apart from a slightly older overall population here (the average age was 2.3 years more, 95% CI
0.9 to 3.7; p = 0.001).
In the outpatient group 302 of 324 (93%) women received their treatment preference compared with
68 of 399 (91%) in the inpatient group (see Figure 20). In those women agreeing to take part and with a
preference for outpatient polypectomy, 63% [196/312 (87 missing responses)] were to undergo immediate
removal following diagnosis (‘see and treat’), with the remaining women returning for treatment at a later
date. The median time from randomisation to treatment in the inpatient group was 31 days (IQR 7–55). In
the outpatient group this was 0 days (IQR 0–27).
Completed primary outcome responses were available from 338 of 399 (85%) of participants at 6 months
(see Figure 20).
Operative results
Table 26 details the operative details. The pattern of results was similar to those reported in the RCT
(see Table 13). Compared with inpatient treatment, outpatient surgery necessitated less use of vaginal
instrumentation (RR 0.57, 95% CI 0.49 to 0.66; p < 0.001) and dilatation of the cervix (RR 0.45, 95% CI
0.37 to 0.55; p < 0.001). Removal of polyps under direct hysteroscopic vision was significantly more
common (RR 1.5, 95% CI 1.2 to 1.8; p < 0.001) in the outpatient surgery setting, and electrosurgery was
the most popular method of detaching polyps, being used in over half of all outpatient cases (RR 1.5,
95% CI 1.0 to 2.0; p = 0.02). Similarly, hysteroscopic retrieval of polyp specimen(s) from the uterine cavity
was the most common technique in the outpatient setting, whereas blind mechanical extraction was
preferred in the inpatient group (RR 2.6, 95% CI 1.7 to 3.9; p < 0.001).
Partial or failed removals occurred in 30 of 312 (10%) of the outpatient group compared with 5/73 (7%)
in the inpatient group (RR 1.4, 95% CI 0.6 to 3.5; p = 0.5). The overall level of failures was lower in
the preference study than for those randomised [odds ratio (OR) 0.64, 95% CI 0.42 to 0.99; p = 0.05]
but there was no evidence of treatment group interaction with method of study entry (p = 0.3). As with
the randomised cohort, the most common reason for incomplete removal in the outpatient group was
patient discomfort. Of the failed outpatient procedures (n = 30), nine (30%) were immediately scheduled
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RESULTS OF THE PREFERENCE STUDY
Total 399
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DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
30 600
25 500
20 400
Cumulative total
Monthly total
Monthly total
15 300
Cumulative
10 200
5 100
0 0
08
08
09
09
09
10
10
10
11
11
11
00
00
01
20
20
20
20
20
20
20
20
20
20
20
r2
r2
r2
il
ly
il
ly
il
ly
il
ly
be
be
be
ar
ar
ar
pr
pr
pr
pr
Ju
Ju
Ju
Ju
nu
nu
nu
A
A
ct
ct
ct
Ja
Ja
Ja
O
600
500
Number allocated to treatment
400
253
75
300 Inpatient
Outpatient
200
324
254
100
0
Randomised Preference
© Queen’s Printer and Controller of HMSO 2015. This work was produced by Clark et al. under the terms of a commissioning contract issued by the Secretary of State for Health.
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RESULTS OF THE PREFERENCE STUDY
952 with a strong preference for 553 did not take part
either treatment and assessed for • 426 (77%) no benign polyps
eligibility by hysteroscopy • 35 (6%) not feasible to remove polyps
in an outpatient setting
• 32 (6%) hysteroscopy not feasible
• 14 (3%) possible malignant lesion
• 12 (2%) need for other uterine
surgical intervention
• 5 (1%) consent withdrawn
399 women agreed to be • 4 (1%) hysterectomy required
in the preference study • 3 (1%) non-surgical treatment required
• 1 (<1%) no abnormal uterine bleeding
• 21 (4%) missing information
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Polypectomy
Ethnicity
White 263 (91%) 54 (93%)
≥3 29 (9%) 6 (8%)
SMF/adhesion/septum – –
Adhesion/septum – – 0.8
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RESULTS OF THE PREFERENCE STUDY
Polypectomy
Mean difference or RR
Operative details Outpatient Inpatient (95% CI);a p-value
Largest polyp size, cm: median (IQR), n 1.1 (0.8–2.0), 286 1.0 (0.8–2.0), 57 0.0 (–0.2 to 0.2); > 0.9
Need for cervical dilatation = yes 105/303 (35%) 52/67 (78%) 0.45 (0.37 to 0.55); < 0.001
Use of vaginal speculum = yes 152/301 (50%) 53/60 (88%) 0.57 (0.49 to 0.66); < 0.001
Use of local anaesthetic = yes 132/313 (42%) 2/73 (3%) 15.4 (3.9 to 60.8); < 0.001
Hysteroscopic removal = yes (vs. blind) 246/299 (82%) 36/64 (56%) 1.5 (1.2 to 1.8); < 0.001
n = 292 n = 62
Combination 11 (4%) –
Time taken for polypectomy, minutes: 10 (5–15), 290 10 (7–15), 52 –1.5 (3.0 to 0.0); 0.3
median (IQR), n
Time in outpatient room/theatre, minutes: 30 (20–35), 285 33 (25–45), 53 –6.0 (–10.0 to –2.0); 0.003
median (IQR), n
Removal success
n = 312 n = 73
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for subsequent reoperation, usually as an inpatient procedure (6/9, 67%). The most common perioperative
complications in the outpatient group were induced vasovagal reactions, affecting 6% of the cohort,
a similar proportion to the 7% of such episodes observed in the RCT. No uterine perforations occurred
in either treatment group (Table 27).
Polypectomy
Operative complications
n = 302 n = 67
Vasovagal episode 17 (6%) –
Uterine perforation – –
Other a
1 (< 1%) –
Postoperative complications
n = 301 n = 67
Vasovagal episode 14 (5%) 2 (3%)
n = 292 n = 64
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RESULTS OF THE PREFERENCE STUDY
No treatment-related SAEs were seen. Other operative and postoperative complications not considered
SAEs are given in Table 26.
Treatment success
A successful response to surgery was reported in 82% of women at 6 months in both the outpatient
group and inpatient polypectomy group (45/55 vs. 231/28, RR 0.99, 95% CI 0.87 to 1.12; p = 0.9).
The overall level of success was higher in the preference study than for those randomised (OR 1.4,
95% CI 1.0 to 2.0; p = 0.06), but there was no evidence of treatment group interaction with method
of study entry (p = 0.4).
Responses from the Likert scale question on current bleeding compared with baseline bleeding yielded
similar results to the treatment success outcome (Table 28).
Condition-specific and bleeding scores were significantly improved from baseline to 6 months in both
groups with no differences between them (Table 29). Generic quality of life was significantly improved
in the outpatient group, but not so in the inpatient group. However, we cannot rule out this being due
to the small sample size. There was no difference between groups in these quality-of-life parameters.
Procedure acceptability
Mean pain scores 1 hour following the procedure and upon discharge were higher in the outpatient
polypectomy group compared with the inpatient group (Table 30). The proportions of women responding
positively or negatively to the other acceptability questions appeared similar to those in the RCT, but no
significant differences were seen here; we cannot rule out this being due to unknown confounding factors
and the small size of sample.
Polypectomy
Compared with before your treatment, would you say your bleeding is: Outpatient polypectomy Inpatient
Total 271 54
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MMASc
6 months 0.82 (0.25, 289)d 0.81 (0.30, 56) 0.00 (–0.07 to 0.06); 0.88 0.00 (–0.07 to 0.06); 0.91
6 months 78 (19, 291) 79 (20, 57) –2 (–7 to 3); 0.34 –3 (–8 to 2); 0.28
g
Bleeding duration VAS
Baseline 39 (26, 74) 38 (26, 23)
6 months 32 (28, 68)d 26 (27, 16)d –4 (–19 to 11); 0.61 –3 (–19 to 12); 0.67
n, number of responses; SD, standard deviation.
a Difference between groups at each time point adjusted for baseline score. Estimates of differences > 0 favour outpatient
polypectomy, those < 0 favour inpatient polypectomy.
b For variables used as minimisation procedure in RCT (see Chapter 2, Objectives, objective 5).
c MMAS questionnaire. Scores range from 0 (severely affected) to 100 (not affected). Restricted to those with HMB
and IMB only.
d The p-value is < 0.05 when compared with baseline score within group (by paired t-test).
e HRQL questionnaire. Scores range from –0.59 (health state worse than death) to 1.0 (perfect health state).
f HRQL questionnaire. Scores range 0 (worst imaginable health state) to 1.0 (best imaginable health state).
g VAS score. Scores range from 0 (no days of bleeding in the last month) to 100 (bleeding every day in the last month).
Restricted to those with HMB only.
h VAS score. Scores range from 0 (no bleeding in the last month) to 100 (heaviest imaginable bleeding in the last month).
Restricted to those with HMB only.
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RESULTS OF THE PREFERENCE STUDY
Polypectomy
Patient experience Difference or RR Adjusted difference or
and preference Outpatient Inpatient (95% CI);a p-value RRb (95% CI); p-value
Mean pain score 1 hour 27 (24, 247) 20 (24, 60) –7 (–14 to 0); 0.04 –7 (–13 to 0); 0.05
following procedure (SD, n)c
Mean pain score on 22 (21, 276) 13 (18, 57) –9 (–15 to –3); 0.003 –9 (–15 to –3); 0.003
discharge (SD, n)c
Procedure acceptable?
n = 299 n = 64
Generally 48 (16%) 9 (14%) 0.85 (0.79 to 0.92); 0.003d Not possible to compute
Exposure embarrassing?
Recommend to a friend?
Yes/total 282/302 (93%) 62/64 (97%) 0.96 (0.91 to 1.02); 0.28 Not possible to compute
Yes/total 36/299 (12%) 10/63 (16%) 1.32 (0.69 to 2.51); 0.41 1.36 (0.72 to 2.56); 0.35
n, number of responses; SD, standard deviation.
a Estimates of differences > 0 favour outpatient polypectomy, those < 0 favour inpatient polypectomy (for continuous
responses), likewise estimates of RR > 1 favour outpatient polypectomy, those RR < 1 favour inpatient polypectomy
(for dichotomous responses).
b For variables used as minimisation procedure in RCT (see Chapter 2, Objectives, objective no. 5).
c VAS score. Scores range from 0 (no pain at all) to 100 (worst imaginable pain). The t-test used for analysis.
d Cochran–Armitage test for trend used for analysis; totally acceptable/generally acceptable vs. fairly acceptable/
unacceptable combined categories used to calculate RR.
e Cochran–Armitage test for trend used for analysis; extremely/moderately vs. a little/no combined categories used
to calculate RR.
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Other outcomes
Similar numbers of women reported taking additional medical treatments for their bleeding during
the 6 months of follow-up, with 13% (38/291) and 10% (6/58) using the LNG-IUS in the outpatient and
inpatient groups, respectively (Table 31).
In total, within the 6-month follow-up period, 22 women in the outpatient group (7%) and three in
the inpatient group (4%) had at least one further polyp removed (RR 1.7, 95% CI 0.5 to 5.5; p = 0.5)
(see Figure 13). These figures appeared similar to the RCT. The total number of women undergoing
operations other than polyp removal was higher with outpatient treatment group (similar to the RCT) but
this difference was not statistically significant (RR 1.8, 95% CI 0.6 to 5.7; p = 0.3) (Table 32). Family
practitioner and hospital use owing to bleeding also appeared similar (Table 33).
TABLE 31 Currently taking any additional medical treatments for AUB in the last month: details
Polypectomy
Thyroxine – 1 (2%)
TABLE 32 Gynaecological surgery over the full period of follow-up (not polyp removal)
Polypectomy
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RESULTS OF THE PREFERENCE STUDY
TABLE 33 Health service resource use and time off work in the last 6 months
Polypectomy
Hospital ward day case due to bleeding 3/293 (1%) 2/58 (3%)
Hospital overnight due to bleeding 1/293 (< 1%) 0 (–)
Hospital for any other reasons (not bleeding related) 18/292 (6%) 1/58 (2%)
Principal findings
Forty-four per cent of the 906 women agreeing to participate in the OPT study expressed a strong
preference for a particular treatment setting and were unwilling to be randomised. Of these women,
81% (324/399) expressed a preference for outpatient treatment. The results of the preference study
demonstrate that there was no difference between outpatient and inpatient polypectomy for the successful
alleviation of AUB at 6 months. Over 80% of women reported successful symptomatic treatment regardless
of the type of AUB. The duration and amount of bleeding were significantly reduced following both
outpatient and inpatient treatment, and no differences were identified according to treatment preference.
Similarly, a significant improvement in generic and disease-specific HRQL was seen following polypectomy
in both treatment groups. Rates of re-referral to a gynaecologist were similar between treatment groups,
as was the need for further medical or gynaecological operative intervention.
The preference study estimated that outpatient polypectomy was successfully completed in 90% (282/312)
of women and did not demonstrate any increased likelihood of failure. However, this is likely to be due
to unknown confounders and the small sample size because an increased likelihood of failure with
outpatient polypectomy was seen in the RCT. Possible explanations for this are the selection of more
motivated women and technically less challenging polyps to remove in the outpatient setting. It is also
important to note that the power to detect a difference between groups is much smaller in the preference
study than in the RCT because the groups are unequal; the inpatient group in the preference study being
only 30% of the size of the corresponding group in the RCT. Both outpatient and inpatient treatment
times were short, with a mean treatment time of 10 minutes in both groups. Perioperative pain scores
for outpatient treatment were similar in the preference study to those observed in the RCT. As with
the RCT, mean pain scores at 1 hour following the procedure and upon discharge had diminished but
were higher in the outpatient polypectomy group than in the inpatient group, albeit differences were small
at low levels of mean pain intensity. Consistent with observations from the RCT, 2% (7/299) of women
found outpatient-based treatment to be unacceptable and there was a significant trend towards reduced
acceptability with outpatient as opposed to inpatient therapy. However, no differences were observed
between groups in the proportion of women who would recommend the procedure to a friend, undergo
the same treatment again or have preferred an alternative treatment (again, we cannot rule out this being
due to the small sample size).
Outpatient treatment appeared to be safe and in keeping with findings from the RCT; the most common
operative complication was self-limiting vasovagal fainting episodes, which occurred in around 1 in
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18 (6%, 17/302) women. The majority of polypectomies were conducted hysteroscopically, i.e. polyp
detachment under direct vision, but, as observed in the randomised study, this was done significantly more
often in the outpatient group than in the inpatient treatment preference group [82% (246/299) vs. 56%
(36/64), respectively). Most polyps were retrieved under direct hysteroscopic vision in the outpatient
setting, whereas the converse was true for inpatient therapy, which used traditional blind mechanical
extraction in 69% (43/63) of cases.
Conclusions
This observational study has shown that the majority of women expressing a treatment preference choose
to have outpatient treatment of uterine polyps associated with AUB symptoms. Although the data derived
from this observational study are subject to selection bias, the clinical outcomes for all categories of AUB
are in keeping with the higher-quality data obtained from the parallel RCT. The current situation of limited
and eclectic provision of outpatient or ‘ambulatory’ gynaecological therapeutic gynaecological services
for AUB is untenable and needs urgently addressing, based upon the findings of the OPT project. The
preferences expressed by women in this study and the current patchy provision of such services imply that
within most NHS hospitals women are being denied a choice of treatment setting. Consequently, many
women are being subjected to the inconvenience and greater burden of inpatient hospital treatment,
which if offered an alternative outpatient treatment option they could avoid.
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Introduction
This chapter reports the economic evaluation carried out alongside the OPT Trial. The primary objective
of the study was to determine whether outpatient removal of uterine polyps was non-inferior to inpatient
polypectomy, which is the standard treatment offered by the NHS. The primary end point was
patient-reported improvement in bleeding symptoms at 6 and 12 months.
The aim of this economic evaluation was to determine the cost-effectiveness of OPT compared with
standard inpatient treatment for endometrial polypectomy. For the purpose of this evaluation, we
compared individuals who were randomised to receive inpatient polypectomy with those who were
randomised to treatment in the outpatient department. Patients who had a strong preference for a given
treatment setting (i.e. either outpatient or inpatient) were followed up in the preference cohort of the trial.
Data from the preference cohort were not included in the economic analysis.
The base-case economic evaluation adopted the perspective of the NHS and took the form of
cost-effectiveness and cost–utility analyses (CUAs). Costs were explored from the societal perspective
as a part of the sensitivity analyses. The outcomes of interest were patient self-assessment of
treatment success at 6 and 12 months, respectively, for the cost-effectiveness analysis (CEA) and
quality-adjusted life-years (QALYs) gained at 1 year for the CUA. The reporting of this analysis follows the
Consolidated Health Economic Evaluation Reporting Standards (CHEERS).136
Methods
All analyses were carried out using SAS 9.2, Stata 12® (StataCorp LP, College Station, TX, USA) and
Microsoft Excel 2007® (Microsoft Corporation, Redmond, WA, USA). The costs and outcome measures
that were incorporated into this economic analysis were collected prospectively during the OPT Trial using
forms filled in at the time of polyp treatment and at discharge postoperatively. In addition, in order to
explore the societal perspective on costs, the out-of-pocket expenses incurred by the patients when
attending for appointments and private time costs, including loss of time from work, were also collected
using a separate questionnaire that was administered to the patients at randomisation and again on the
day of procedure (if these were not on the same day).
Costs
All costs in the analysis are in UK pounds (£), based on 2011–12 values.137 An a priori decision was
made to use two separate methods to estimate the costs in this analysis. The first method was to use
the published standard sources of costs for NHS procedures [NHS reference costs 2011–12138 and Personal
Social Services Resource Unit (PSSRU) Costs 2012],137 which was preferred for the base-case analysis as it
ensured that the results would be generalisable to all centres in the UK. The second method was to
estimate the costs of inpatient and outpatient polypectomy by estimating the costs of the individual
components of these procedures (bottom-up costing). These costs were used in a sensitivity analysis to
ensure not only the generalisability of the results to centres outside the UK, but also to ensure that the
reference costs used in the base case were representative of the ‘real world’ costs of these procedures.
Given that there was significant heterogeneity in the types of procedures carried out and in the range of
equipment used (see Appendix 16), we estimated resource use and costs for these procedures as carried
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ECONOMIC ANALYSIS OF THE RANDOMISED CONTROLLED TRIAL
out at the Birmingham Women’s Hospital (shown in Appendices 20–22). Health and Community Health
Services (HCHS) pay and price indices were used to inflate costs, where appropriate.137
Unit costs (Table 34) were attached to the cumulative resource use in each treatment group in order
to calculate costs in both arms of the trial. Outpatient and inpatient polypectomy costs were estimated as
per the NHS reference costs138 (Tables 35 and 36). All patients recruited into the trial were assessed in an
outpatient clinic and underwent an OPH at the clinic where the uterine polyps were diagnosed. Although
most of the patients randomised to an outpatient procedure were treated on their initial visit, 28%
were scheduled to attend their treatment in a second clinic. All patients randomised to inpatient were
pre-assessed in a nurse-led clinic to ensure that they were suitable to receive general anaesthesia before
being scheduled for their day-case inpatient procedure.
Pre-assessment clinic 118 Non-consultant led; gynaecological clinic; first attendance; face to face
Outpatient clinic 146 Gynaecology consultant led; first appointment, not admitted
attendance
HDU admission 868 Adult critical care admission; one organ supported
Total abdominal 3288 Elective inpatient upper genital tract procedure with no complications;
hysterectomy currency code: MA07D
Excess bed stay after 353 Excess bed stay for procedures under MA07D
hysterectomy
Blood transfusion 125 NHS Blood and Transplant summer 2011 prices
HDU, high-dependency unit.
a All costs derived from NHS reference costs 2011–12.138
b Indicative costs for Resection or Ablation Procedures for Intra-uterine Lesions (currency code MA12Z).
Follow-up outpatient 112 Gynaecology: follow-up appointment consultant led; face to face;
clinic no admission
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Preoperative assessment clinic 118 Gynaecology: first appointment non-consultant led; face to face;
no admission
Outcomes
Outcome data of interest within the trial were patient-reported effectiveness of the procedure and
also QALY gains at 6 and 12 months. Within the OPT Trial, the woman’s own assessment of bleeding
symptoms was used to establish if the treatment had been successful using a dichotomous outcome
measure (see Chapter 2, Primary clinical outcome measure: treatment success). Those patients whose
predominant complaint before the procedure was PMB or IMB were determined to have had a successful
treatment if their bleeding stopped. In women with HMB, treatment was successful if the patient reported
that their bleeding had returned to an acceptable level following the procedure.
All the patients in the trial were asked to complete EQ-5D-3L questionnaires at baseline, 6 months
and 12 months, and the responses obtained were used as the basis for the CUA.
Assumptions
It was necessary to make the following pragmatic assumptions before the analysis could be carried out.
l All of the centres involved in the trial were assumed to have the same expertise and to have followed
similar protocols in the management of these patients.
l Only the related events (REs) that occurred within 1 year of the procedure and were deemed relevant
to the polypectomy were included in the analysis. Related events included immediate complications
of the procedure, all hysterectomies (irrespective of the indication), endometrial ablation and
hysteroscopy/endometrial biopsy procedures within this time frame. Costs relating to further
polyp-related procedures, if any, were also estimated and stated separately to the REs.
l The costs of procurement of the different hysteroscope camera systems used by participating centres
in this study [Versascope® (Gynecare, Ethicon, Somerville, NJ, USA); Olympus 5-mm rigid hysteroscope
(Olympus, Southend-on-Sea, UK) Storz Bettocchi hysteroscope (Karl Storz – Endoskope, Tuttlingen,
Germany] were assumed to be the same (see Appendix 20).
l The costs obtained from the manufacturers of this equipment varied by around £1000.
Analysis
Cost-effectiveness analysis was carried out at 6 and 12 months, based on the outcomes expressed
in natural units, which were estimated using responses obtained from patients to the question regarding
effectiveness of the procedure. The results are expressed in terms of cost per additional patient whose
symptoms improved with the procedure at 6 months and 12 months, respectively. A CUA was also carried
out at 6 and 12 months and the results are expressed as additional cost incurred per QALY gained.
Quality-of-life estimates were derived from EQ-5D responses provided by patients at baseline, 6 and
12 months by applying the standard UK tariff values. These estimates were then used to calculate total
QALYs over 6 and 12 months for every individual in the study, using standard methods.139
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The presentation of results in QALYs allows comparison of the results with other available and recently
published studies.139 A range of one-way sensitivity analyses were carried out to explore the robustness
of the base-case results to plausible variations during the uptake of these procedures in routine NHS use.
In addition, a probabilistic sensitivity analysis (PSA) of the base case was carried out to enable the
simultaneous exploration of the uncertainties in the cost and outcome data. The results of these analyses
are presented in terms of incremental cost-effectiveness ratios (ICERs), which reflect the additional cost
per additional outcome of interest of outpatient treatment compared with inpatient treatment. The results
of the CUA are presented using cost-effectiveness acceptability curves (CEACs) to reflect sampling variation
and uncertainties in the appropriate threshold cost-effectiveness value.
The analysis took the perspective of the NHS following the current recommendation from National Institute
for Health and Care Excellence (NICE).139 A wider societal perspective was also estimated using the patients
self-reported out-of-pocket costs and is discussed within the sensitivity analysis within this report. As the
time frame of this economic evaluation is only 1 year, discounting was not necessary. Also, given that
there was no significant difference in the baseline EQ-5D scores (see Table 5), a baseline adjustment was
not performed during the analysis.
Base-case analysis
We carried out two main analyses on the trial data. The base-case analysis was based on the ITT principle.
A secondary analysis as per the treatment received by these patients irrespective of randomisation (the ‘PP’
analysis) was also carried out. Deterministic and PSAs were carried out for both of these methods.
Intention to treat
The base-case analysis estimated costs and outcomes as per ITT. In this method, patients are compared
within treatment groups to which they were originally randomised irrespective of the treatment received.140
This method of analysis allows the estimates to follow real-life scenarios in which patients may not always
receive the planned treatment. Not using ITT analysis can often exaggerate the benefits of a given
intervention, and it is widely acknowledged as the least biased of analysis options.141
Per-protocol analysis
Within the OPT Trial, equal numbers of patients were randomised to either outpatient or inpatient
polypectomy. However, 13% of those randomised to inpatient and 6% of those randomised to outpatient
group received the ‘wrong’ treatment within the trial (i.e. outpatient treatment when randomised
to inpatient and vice versa). Furthermore, 23 patients did not receive any treatment following
randomisation (see Figure 8).
A PP analysis was carried out to look at the effect of treatment received on the outcome estimates.
Therefore, in this analysis all patients who received outpatient treatment were compared with those
who received inpatient polypectomy irrespective of the treatment to which they were randomised.
Those who did not receive any treatment were disregarded for the purposes of this analysis.
Missing data
Within the trial, resource-use and outcome data could not be collected on all randomised patients
(reasons outlined in the CONSORT flow chart; see Figure 8). Multiple imputation, a statistical technique
that retains overall population variability and the relationship between observations, is considered useful
only when > 10% data are missing.142 Therefore, when > 10% of data were missing within the trial, these
were treated as missing at random (MAR) and estimated using MCMC multiple imputation method.
In this method we produced five simulated, complete versions of the data set using Stata 12 software.
Each of these simulated data sets was analysed using standard methods and the results combined so as to
produce estimates and CIs that incorporate missing data uncertainty. Given that the proportion of missing
data was > 10% at most of the data analysis points (Tables 37 and 38), multiple imputation was carried
out at all data points. The results obtained are summarised in Table 39.
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General
n = 254 n = 253
Total additional costs for 6–12 months (excluding REb) 108.2 (434.1) 59.8 (297.5)
Effectiveness
EQ-5D
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TABLE 39 Cost-effectiveness and CUA (full data set after multiple imputation): ITT
6 months
ICER (Δ cost/Δ effectiveness) £9421 per extra patient who feels better with inpatient treatment
ICER (Δ cost/Δ QALY) £1,099,167 per QALY gained on the inpatient arm
12 months
ICER (Δ cost/Δ effectiveness) £22,293 per additional patient who feels better with inpatient treatment
ICER (Δ cost/Δ QALY) £668,800 per additional QALY gained on the inpatient arm
SD, standard deviation.
a The mean values of cost and QALY are shown as mean (SD).
b Differences have been estimated using bootstrapping techniques so that the uncertainty around the mean cost estimates
can be accounted for. The results are shown as mean difference [standard error of the difference]. Negative results
suggest that the values for inpatient group are higher than those in the outpatient group.
Skewed data
As the majority of cost and outcome data are skewed, normal parametric methods cannot be used
to calculate the differences in means and, subsequently, the ICER. Bootstrapping is a non-parametric
approach that can be used to compare arithmetic means without making any assumptions regarding
the sampling distributions. In this analysis, 3000 bootstrapping replications were undertaken in
order to calculate the 95% CIs around the differences in mean costs and outcomes.
Sensitivity analysis
We carried out both deterministic and PSAs to explore data uncertainty during this economic evaluation.
Deterministic sensitivity analysis (DSA) was carried out to assess the uncertainty associated with input
parameters for both analyses. This technique estimates the effect of changing a single parameter
(i.e. either cost or effectiveness) on the overall ICER obtained. The point estimates used for all the other
parameters remain unchanged. Within the current analysis, the following four options were considered.
Given the range of drugs and resources used in the trial (see Appendix 16), proportional costs were
estimated for local anaesthetic agents used in the outpatient treatment arm (see Appendix 17). Similarly,
costs for general anaesthetic agents and equipment were estimated [General anaesthesia (drug costs),
see Appendices 18 and 19]. For this analysis, it was assumed that the equipment used during polypectomy
was similar for both outpatients and inpatients (see Appendix 20). The estimated ‘bottom-up ‘costs for
the outpatient and inpatient procedures are outlined in Appendices 21 and 22, respectively.
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Private travel costs were derived from the Automobile Association (AA).145 These costs include total
standing and running costs (fuel, parking, tolls, depreciation, wear and tear, tyre replacement, servicing,
etc.) and depend upon the annual mileage and type of car.145 For this analysis, it was assumed that the
car was a petrol vehicle of middle cost range (£13,000–18,000 for a new car) and averaged about 8430
miles annually.146
The cost of using public transport and car parking fees (where relevant) were directly obtained from the
patients. When time and mileage data were missing, these were assumed to be the same as the average
for the entire group. The details of the costs used are shown in Table 40.
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ECONOMIC ANALYSIS OF THE RANDOMISED CONTROLLED TRIAL
5000 simulations were carried out using the Monte Carlo principle. The distribution around each
parameter was specified by its baseline estimate and a bound (upper or lower) of the estimated 95% CI.
The advantage of this method is that all parameter uncertainties can be incorporated simultaneously into
the analysis. The result of this analysis allowed the generation of a CEAC that demonstrates the probability
of an intervention being cost-effective at different willingness-to-pay thresholds.
Results
The results for the base-case (ITT) analysis are presented above (see Table 39). For the base case, we
estimated that the point estimates of the mean costs incurred at 6 months on the outpatient and inpatient
arm were £822 and £1482 respectively, a cost difference of £660. At the end of 12 months, the costs
increased slightly to £938 and £1606 respectively, a cost difference of £669. The results obtained by
the PP analysis are outlined in (see Appendix 23). Inpatient costs remained higher than outpatient in the
PP analysis (see Appendix 24) at 6 and 12 months, although these were slightly higher than those in
the ITT analysis. The differences in cost at 6 and 12 months with the PP analysis were £923 and £941,
respectively (see Appendix 25).
The point estimates for mean QALYs in the inpatient and the outpatient groups at 6 months were almost
equal in both the ITT and PP analyses. At 12 months, the QALY estimates were slightly different at
12 months in both analyses (see Table 39 and Appendix 25). The point estimates for difference in QALY
were 0.0006 and 0.001 at 6 and 12 months, respectively, in the base-case (ITT) analysis. In the PP analysis,
QALY estimates for inpatients were slightly higher at 6 months, whereas at 12 months the point estimates
for QALY were higher for outpatients (see Appendix 25). The proportion of patients who reported
improvement in symptoms following polypectomy were 0.74 and 0.81 at 6 months and 0.82 and 0.85
at 12 months in the outpatient and inpatient arms, respectively, as per the ITT analysis (after imputing
for missing data). The corresponding values for difference in effectiveness at 6 and 12 months were 0.07
and 0.03. In the PP analysis, the point estimates for patient-reported effectiveness of inpatient therapy was
higher than outpatient therapy at 6 months. However, at 12 months, the point estimate for outpatient
treatment was slightly higher. Thus at 6 months in the ITT analysis, we estimated that it cost an extra
£9421 per patient who felt better with inpatient treatment and £1,099,167 per additional QALY gained
on the inpatient arm (see Table 39). At 12 months, these costs were £22,293 per additional effectively
treated patient and £668,800 per additional QALY gained, respectively.
Similar results were obtained using the PP analysis (see Appendix 25), although outpatient treatment
dominated inpatient treatment (i.e. it is less expensive while being more effective) at 12 months.
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ITT analysis 6 months 12 months 6 months 12 months 6 months 12 months 6 months 12 months 6 months 12 months
a
Cost difference: mean difference –719.8 –664.2 –671.7 –618.6 –673.5 –620.4 –584.5 –531.4 –294.1 –241.0
(standard error of the difference) (68.8) (83.2) (66.2) (84.3) (66.8) (80.0) (65.7) (79.0) (63.0) (76.2)
ICERb 10,282.9 22,140 9595.7 20,620 9621.4 20,680 8350 17,713.3 4201.4 8033.3
Cost/QALY 1,199,666.7 664,200 1,119,500 618,600 1,122,500 620,400 974,166.7 531,400 490,166.7 241,000
a Differences have been estimated using bootstrapping techniques so that the uncertainty around the mean cost estimates can be accounted for. The negative values of cost difference
imply that the cost of inpatient therapy is higher than that of outpatient treatment.
b The ICER refers to cost difference/difference in self-reported effectiveness at 6 and 12 months respectively. Effectiveness and QALY difference are assumed constant for DSA-1 through
to DSA-5. For values refer to Table 39.
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79
ECONOMIC ANALYSIS OF THE RANDOMISED CONTROLLED TRIAL
600
400
QALY 200
difference
−400
−600
−800
−1000
Cost difference (£)
FIGURE 21 Probabilistic sensitivity analysis: outpatient vs. inpatient treatment – ITT analysis at 6 months.
600
400
QALY 200
difference
−400
−600
−800
−1000
−1200
Cost difference (£)
FIGURE 22 Probabilistic sensitivity analysis: outpatient vs. inpatient treatment – ITT analysis at 12 months.
respectively, at 6 and 12 months (the inpatient QALY gain is higher). This suggests that the effects of the
treatment on costs and QALYs beyond 6 months, as expected, are minimal.
The CEACs shown in Figure 23 demonstrate that given that both treatments are equally effective, the
cheaper treatment will be the preferred procedure at lower willingness-to-pay (WTP) thresholds. Indeed,
inpatient and outpatient therapy start to become equally cost-effective only at a WTP threshold of £90,000.
A similar picture was seen when PSA was carried out using the PP data. The results of this analysis are
shown in Appendices 27 and 28. The CEAC derived from the PP analysis is shown in Appendix 29.
Figures 21 and 22 show PSA, which simultaneously represents uncertainty in cost and QALY values.
The x- and y-axes represent the incremental effectiveness and cost of outpatient treatment compared
with inpatient treatment respectively. These figures represent the results for ITT analysis at 6 and
12 months. Most of the values fall in the lower-right and lower-left quadrants, demonstrating that
inpatient therapy is more expensive than outpatient treatment. The equal distribution between
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1.0
0.6
6 months
0.4 12 months
0.2
0.0
0 20,000 40,000 60,000 80,000 100,000
Willingness-to-pay threshold (£)
FIGURE 23 Cost effectiveness acceptability curve outpatient vs. inpatient treatment: ITT analysis.
the left and right quadrants suggests that there is considerable uncertainty regarding the effectiveness
of one treatment over the other (based on QALY values). In other words, the effectiveness of both
treatments is similar.
Figure 23 shows a CEAC illustrating the uncertainty around the cost-effectiveness estimates by demonstrating
the likelihood of an intervention being cost-effective at a given cost threshold compared with the proposed
alternative. In this case, given that the likelihood of effectiveness of both treatments is roughly the same, the
cheaper treatment is considered most cost-effective at baseline.
Discussion
Principal findings
We found that inpatient polypectomy was more expensive than outpatient treatment and marginally
more effective, resulting in slightly higher point estimates of self-reported effectiveness and QALY values
at 6 and 12 months. The differences in costs and outcomes between these procedures were fairly constant
at these time points, reflecting that the treatment has very little long term (i.e. beyond 6 months)
implications on health and resource use. The ICERs obtained by cost-effectiveness and CUA were very
high, reflecting the equivalence in effectiveness between these procedures. Although the mean estimates
of outcomes appear to favour inpatient treatment, it is important to note that there was considerable
uncertainty around these point estimates. This was explored further using PSA, clearly demonstrating that
although outpatient therapy is definitely cheaper than inpatient treatment, the effectiveness estimates are
uncertain, with the likelihood of effectiveness being roughly equal in both groups at 6 and 12 months.
A range of cost variations, which were considered plausible during the implementation of these treatment
pathways within the NHS, were considered. However, these did not make a difference to the conclusions
from the base-case analysis. It is notable that the bottom-up costs estimated for outpatient and inpatient
procedure during this analysis were quite close to the tariffs from the NHS reference costs138
(see Appendices 21 and 22).
Although this was a non-inferiority trial and there was equivalence in effectiveness while costs were
different between the groups (the so-called ‘weak dominance’ situation as postulated by Drummond
et al.147), a cost-minimisation analysis was not considered to be appropriate, as this would not provide
adequate information regarding the uncertainty in the estimates. This is better estimated by carrying out
a full cost-effectiveness and PSAs.148
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It was assumed for the purposes of this analysis that all of the participating UK centres had similar
expertise with regards to inpatient and outpatient treatments, but it is possible that centres where
outpatient therapy has been offered on the NHS for many years perform the procedure better than those
with relatively inexperienced clinicians. In the interests of simplicity and clarity, the economic analysis
did not explore the differences in costs and outcomes in subgroups of patients considered within the trial
(e.g. premenopausal vs. postmenopausal, different age groups, etc.). The clinical effectiveness results for
these groups were roughly similar and it was, therefore, felt that no further value could be added by
extending the analysis. It should be noted that training costs were not included in this analysis. However,
diagnostic hysteroscopy is now routinely performed in the outpatient setting and given this familiarity with
the technique, performing an outpatient polypectomy may need relatively little further training. In addition,
it is envisaged that all current clinical trainees (and future consultants) may have acquired the skills
necessary for this procedure during their training.
This is the first study to estimate prospectively and compare the costs and outcomes of inpatient treatment
with outpatient treatment for this condition.147 A previous analysis was carried out in this area and a CEA
was performed but this was a single-centre retrospective audit that included only a small number
of patients.147
Conclusion
Outpatient polyp treatment was less expensive than traditional inpatient treatment and similarly effective,
resulting in slightly lower self-reported effectiveness and QALY values at 6 and 12 months. The differences
in costs and outcomes between these procedures were fairly constant at these time points, reflecting that
the treatment has very few longer-term implications on health and resource use. The ICERs for inpatient
compared with outpatient treatment obtained by cost-effectiveness and CUAs were very high, reflecting
the equivalence in effectiveness between these procedures. Sensitivity analyses clearly demonstrated that
although outpatient therapy was definitely cheaper than inpatient treatment, there was uncertainty around
the effectiveness estimates implying the effectiveness of the two alternatives was broadly similar. Thus,
outpatient polypectomy appears to be more cost-effective relative to the current inpatient approaches
for polypectomy at current acceptable WTP thresholds for the NHS.
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Introduction
The qualitative study was undertaken in order to aid interpretation and understanding of the questionnaire
data on acceptability of the procedure and to gain insight into women’s experience of undergoing both
groups of the trial. Qualitative research is particularly useful when the aim is to understand people’s
motivations and experience in the context of their lives through the generation of in-depth data. In a study
on the use of qualitative research in urogynaecology, Doshani et al.149 argued that qualitative research can
both inform and complement quantitative research in a number of ways, one of which is the clarification
of quantitative findings. Qualitative data also add context to the results by placing them within a woman’s
life experience and allowing for individual impact of symptoms or treatments to be considered.
In this research we aimed to assess patient acceptability of both the inpatient and outpatient groups
of the OPT Trial using qualitative interviews with a purposive sample of women. We also aimed to explore
the motivation of women for agreeing or refusing to take part in the trial.
Little research has been conducted into women’s experience of hysteroscopy, and only one study150
has used a qualitative approach – a study that reported women’s views of outpatient diagnostic
hysteroscopy recruited from women who were undergoing the procedure for irregular bleeding or
increased endometrial thickness on ultrasound. Of the 29 participants only two said they would prefer to
have the hysteroscopy performed under general anaesthetic in the future, one citing pain and the other
feeling that it was more convenient to have any problems that were discovered dealt with at the same
time as the diagnostic procedure. Other women interviewed spoke of their dislike of anaesthetics, and the
convenience of being discharged immediately as motivating factors in their preference for outpatient
treatment. Reduced anxiety was associated with having the procedure at the initial clinic appointment,
and the psychosocial aspects of care by doctors and nurses was considered to contribute to this. Gupta et
al.120 also studied patient anxiety at a ‘one-stop’ hysteroscopy clinic, using the 20-item State-Trait Anxiety
Inventory with 240 women. This found that women attending the ‘one-stop’ clinic had higher anxiety
levels than those attending general gynaecology clinics, and also higher levels than those awaiting major
surgery. The authors suggest that this may be attributable to expectations that increasingly invasive
diagnostic and therapeutic procedures may be carried out in outpatient clinics, but also point out that the
presenting disorder may also be a relevant factor as chronic pelvic pain clinics are also associated with high
anxiety levels.120
Literature on participation in clinical trials is largely concerned with serious or complex conditions, such
as cancer, and is mainly undertaken from a quantitative perspective.151 Qualitative work in the field tends
to focus on how people make sense of the research study in which they are engaged, their participation
within it, and how they manage the tensions within their role as participant.152 A study that explored the
rationale for taking part in a qualitative study on diabetes service provision found that four main themes
emerged: recruitment within health contexts (‘the nurse said it would help’), altruism (‘if it can help
somebody’), qualitative research being seen as inherently innocuous (‘nothing to lose’) and therapeutic
aspects of interviewing (‘getting it off my chest’).151 A more recent study examined women’s motivation
for participating in a trial of a prototype instrumentation with potential for diagnosing breast cancer.
Similar themes emerged, which the authors labelled ‘gift and exchange’ relationships; a prescience
alignment; and narratives of health care.152 Altruism is also a feature of research motivation in quantitative
research on participation, although research in clinical trials also demonstrates a level of self-interest in
that people believe (rightly or wrongly) that they will receive better care by participating.153
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PATIENT ACCEPTABILITY AND EXPERIENCE OF OUTPATIENT POLYP TREATMENT
In summary, previous research is limited and suggests that women prefer to have gynaecological
procedures carried out under LA, although this is associated with high anxiety levels. Motivation for
participation in RCTs is focused around a mixture of altruism and self-interest.
Methodology
The research aim was addressed by undertaking qualitative interviews with a sample of women in each
group of the trial in order to collect more in-depth data on both the process and the views of women
about their experience than could be collected by quantitative questionnaires. Interviewing allowed
women to introduce areas of discussion that were important to them at a time when the experience was
still recent but when they had also had the opportunity for reflection.
Sample
The initial intention was to interview a 10% sample of women from the inpatient and outpatient groups
of the study, which would give a sample size of 24 patients from each group, although the basic rule
of data saturation would have been applied. That is recruitment would have stopped for each group when
no new data were being generated on the issues identified as important to many of the women.
This sampling strategy changed when it was realised that a significant number of women were stating
a treatment preference, and also that some women who were randomised or stated a preference for
outpatient treatment were not treated immediately. It was felt by the team that these factors could affect
notions of acceptability, and so recruitment was stratified to include all of these groups. This resulted
in greater outpatient than inpatient numbers. Preference patient recruitment was also weighted towards
outpatient as 324 of 399 in this cohort chose to be treated as an outpatient.
Women were recruited to the qualitative study during the random allocation process of the trial. They
were informed that they had been allocated for interview and consent was taken by the research nurse
at the centre. They were then telephoned by one of the qualitative research team to arrange a suitable
time for interview, and to answer any questions. Women were recruited from most of the trial sites.
Method
To ascertain issues of importance to women before the main study took place a focus group was
conducted with women who had undergone outpatient hysteroscopy in the previous 2 years. Although
six women were due to take part in the focus group, only three attended, but it still proved to be a useful
exercise, as important issues were raised around pain levels and information received about the procedure,
which were included in the interview schedules.
Inpatients 12
Waiting list 5
Inpatients 4
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Semistructured interviews were conducted by phone to include a wide range of research sites from across
the country in the sample. In a study comparing telephone with face-to-face interviews it was found that
telephone interviews tended to be of shorter duration because less detail was given in answers by
participants.154 However, it was acknowledged by the author that there may be good reasons for using
telephone interviews, and in the current study the multicentred nature of the trial lead to the adoption
of this approach. Interviews took place around 1 week following treatment and took between 15 and
30 minutes. All were recorded with permission. The time interval was chosen in order that women would
be able to reflect on the experience with minimum retention bias and to reduce the chance of being
influenced in their responses by gratitude to doctors and other hospital staff. Slightly different schedules
were developed for randomised and preference patients with questions focusing on the motivation to take
part in the research or to choose their treatment method, and their experience of it. Women were also
encouraged to raise issues of concern to them that were not asked by the researchers. Interview tapes
were transcribed verbatim. To ensure content and face validity, the interview schedule was reviewed after
the first three interviews.155
Data analysis
Data were analysed using thematic analysis, which is used to identify, analyse and report patterns within
the data.156 A staged approach to analysis was undertaken. In the first instance, transcripts were read and
data were analysed independently by each researcher, with the subsequent generation of codes and initial
themes. The process for carrying out this task was decided individually but involved intensive reading of each
transcript, looking for consistency, contradictions and recurring themes. Next the two researchers met
to compare codes and themes, and to decide on final themes which reflected the data. Third, an independent
qualitative researcher sampled the transcripts and agreed the themes as consistent with the data. In an
additional phase to the thematic analysis model used, we also explored inconsistencies within the data.
Achieving consensus within the team constituted a form of verification. As the qualitative literature on the
subject of hysteroscopy was sparse, verification through embedding this research within it was not possible.
Findings
Most women from all of the categories identified were satisfied with their treatment and with the care
they received from staff. There were, however, some differences within the sample, and some
minority views.
Characteristics of sample
Women who were recruited to the study suffered from PMB (n = 22), IMB (n = 10) or HMB (n = 9). Women
who experienced PMB tended to seek medical advice immediately and were referred to a gynaecologist by
their GP without initial investigations or treatment. Those whose main complaint was IMB or HMB were
more likely to adopt a ‘wait and see’ approach until symptoms persisted or worsened, and some of these
women were sent for scans or treated with medication to reduce bleeding before being referred by
their GP.
I tend to think that any research for anything is a good thing, and we can only go forward with doing
the research.
1116
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PATIENT ACCEPTABILITY AND EXPERIENCE OF OUTPATIENT POLYP TREATMENT
Two women had concerns about both treatment options, so were happy to have the decision taken for them.
I wasn’t too happy to be put to sleep because basically I’m always sick when I wake up. But then if you look
at it the other way I wouldn’t be too happy if they hurt me. So they took the choice from me, so that’s good.
1340
Having been randomised the majority of women declared themselves happy with the group to which they
had been assigned. A few women did not really understand the randomisation process, and one thought
that the computer was deciding on a treatment, based on clinical factors.
The preference patients had more individual reasons for choosing one treatment option over the other.
Most women choosing outpatient treatment wanted it over and done with in one hospital visit, and even
although for one of these women the procedure could not be completed she still thought it was the right
choice. She commented:
[The doctor] tried her best and it just wasn’t to be. It wasn’t anyone’s fault, it’s just the way it is.
5134
Of the other women, two had a fear of anaesthetics, one had a pre-existing medical condition, one had
children to make arrangements for, and one did not want to take time off work. Very few women in the
study chose inpatient treatment and the four interviewed for the qualitative study all spoke of a previous
bad experience of hysteroscopy or other procedures under local anaesthetic, or embarrassment at being in
stirrups, which made them want a general anaesthetic.
In both groups of the study a number of women told of how they had consulted friends and family before
attending the clinic, or the nurse in the clinic, in order to make a decision about the procedure, but this
had to be weighed up against their personal feelings. For example one woman randomised to outpatient
treatment said:
I had a lot of reservations about the procedure because people had told me how painful it was,
but I don’t react very well to anaesthetics so for me I was glad it went the way it did.
1019
Most women in the outpatient groups of the trial, whether randomised or preference, were pleased
to get the procedure over in one hospital visit, and some expressed surprise that it could all be done
without them having to come back. However, those outpatients who had to return for treatment were
also satisfied with the process, as there is a general expectation of health services that an initial
appointment is followed by a separate appointment for treatment, so they viewed it as normal practice.
Only four women in the outpatient groups reported feeling embarrassed at the physical position they were
in and some likened it to childbirth in terms of being exposed in front of strangers. However, most women
recognised that there was no alternative, and were resigned to some embarrassment. As one
woman commented:
I’ve had four children. It is more undignified than anything else. It’s a bit embarrassing, but it’s got to be done.
1002
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The majority of women felt that the staff did as much as possible to maintain their dignity during
the procedure, and appreciated having one nurse at their head to talk them through it or to take their
mind off it, which may explain the low numbers of women feeling embarrassed during the procedure.
There was almost unanimous praise for the sensitive way that the nurses and doctors treated them,
putting them at ease and explaining what was happening, and it was implied or directly stated that this
influenced their overall satisfaction. A few women felt that the number of people in the room, particularly
the presence of staff not directly involved in caring for them, such as medical students or other doctors,
added to their embarrassment, and one woman felt that the staff were uncaring.
Most women feel that they were given sufficient time to recover following the procedure, although a small
minority felt pressured to leave. Postoperative recovery was generally quick in this group, unless a lot
of pain was experienced, which will be discussed below.
For inpatients having a general anaesthetic, dignity was not such an issue, even although they knew that
they would be exposed in theatre. Two women felt that they were kept waiting for too long for the
operation, as they had been starved, but otherwise all of the women were satisfied with their care.
Postoperatively, women in this group reported more fatigue, and took longer to recover as they had had
a general anaesthetic, but none reported this as a major drawback. One woman was concerned that no
doctor came to the ward to discharge her but, again, this may be to do with patient expectations of how
health services operate rather than an actual need to see a doctor. One woman felt that she would have
benefitted from staying in hospital overnight (she had a small child) but all of the other inpatients were
pleased to go home soon after the procedure.
Pain
Women were all asked about any pain that they experienced during and after the procedure and this
was the common factor for all within both groups of the trial, although there was quite a diversity of
responses. Pain can be divided into that experienced during the procedure, immediately after and over
the following few days.
Obviously pain during the procedure was experienced only by women in the outpatient group. It is noted
though that for a small group of patients in the preference group the request for a general anaesthetic
was because they reported a very painful previous experience during the OPH. Reports from women in
the outpatient group ranged from ‘mild discomfort’ to ‘excruciating pain’ but was reported as difficult to
cope with by nearly one-third of all participants treated as outpatients. The preference patients reported
less pain than the randomised ones, using descriptions such as ‘uncomfortable’, ‘bearable’ and ‘better
than expected’. As one woman described it:
I geared myself up for it being really painful, you know extremely painful cramps, but I haven’t had
any of that, touch wood. Actually it was a really good process.
5279
This group also reported little postoperative pain, describing it like wind or period pain, although one
woman did get a sharp pain after 2 days, which her GP attributed to thrush.
Randomised patients on the other hand described a wide range of pain experiences both during and after
the procedure. Most women who were randomised to an outpatient procedure expected it to be painful,
and that was the reality in all but two of the cases. They spoke of cramping pains, a few said that it hurt
more than they were expecting and one described it as ‘excruciating’ but for the most part women were
quite stoical. They commented that ‘it had to be done’ or ‘it was over in 10 minutes’ and spoke of the
trade-off between an element of pain and a quick and convenient procedure. One woman rationalised
the amount of pain by her own attitude, stating that she was always very tense during internal
examinations and could not relax during the procedure, which had to be abandoned.
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PATIENT ACCEPTABILITY AND EXPERIENCE OF OUTPATIENT POLYP TREATMENT
I can’t say that’s anything to do with what they were doing, I think a lot was due to me not
relaxing properly.
1350
There was a fair bit of oohing and aahing but I am not sure you would call it painful.
1002
I was expecting it to be uncomfortable and it wasn’t. I was almost waiting for something to happen
when he said ‘that’s it’.
1029
After the procedure, some women found that the pain disappeared fairly quickly, usually within 2 hours,
but others reported that it lasted for a few hours or in four cases even a couple of days, and one woman
felt it was worse after the procedure than during it. The main description of pain at this time was that it
was crampy, or like a period pain, and was generally short lived. Some women, but not all, had been
warned that they may feel like this following the procedure.
Those randomised to inpatient treatment reported postoperative fatigue rather than pain, and tended to
experience less postoperative pain than outpatients.
In summary, most women felt some pain either during the procedure (outpatients) and/or in the hours
or days following. This was generally a crampy pain that was described as bearable, but for some women
it was more uncomfortable. For women randomised to outpatient treatment this was felt to be worth
the convenience of a quick procedure but some participants expressed the opinion that the level of pain
experienced might be difficult for all women to cope with. Preference patients tended to report less
pain overall than those who were randomised.
Information needs
All women should have received the trial patient information sheet before attending the clinic. Some
women denied having this and others admitted to not reading it, which affected the level of knowledge
of the two treatments. However some of these reported that clinic staff gave detailed information to allow
them to make an informed decision on whether to take part.
I think that every point was explained clearly and when I asked questions they gave me the clear
answer and support and so I was happy with everything.
1105
Despite receiving information, not all women understood the randomisation process. Three ‘preference’
outpatients thought that they were taking part in the trial, and two said that they did not take part in the
trial because they did not understand it.
Most of those women who did agree to be randomised knew what this involved and what the trial groups
were. One, however, thought that the computer made the treatment decision on the basis of clinical
factors; another that the consultant decided; and there were a few other misconceptions. One woman
who was randomised to inpatient treatment did not know that outpatient treatment was carried out
without anaesthetic, to which she would not have agreed, as she found the diagnostic hysteroscopy
so painful.
Most women were happy with the information that they received preoperatively but there were two
suggestions for additional information. One woman said that it should be made clear that after treatment
patients would not be able to drive and so should bring someone with them; another that you should be
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given some idea of how long you would be in the hospital, because of car parking, care responsibilities,
etc. Two women who were starved for long periods before inpatient treatment felt that the length of time
for starving should be more closely aligned to the operation time.
Three women wanted more specific information regarding pain relief for those having outpatient
treatment. This amounted to recommending specific painkillers for the type of pain likely to be
experienced (e.g. ibuprofen) and a time to take it for it to be most effective during the procedure.
Women who had inpatient procedures were more likely to feel that they had received adequate
information on discharge than those who were outpatients, possibly because they received general
discharge information. The type of information that preference and randomised outpatients would like
to have had focused on two issues: what to expect in terms of recovery and when they could resume
normal activities. Women did not know whether postoperative pain or bleeding was normal and, if so,
how long it should last before they should seek medical help. They were also unsure whether to consult
the hospital or their GP and felt that a contact for problems could be provided.
Resuming normal activities revolved around issues, such as going back to work, driving and resuming
sexual activity.
Most women assumed that the polyp was benign and that once it was taken out that was the end
of the matter, but three wondered about the histology and what would happen to the result. Two
women reported having had previous gynaecological cancer and were understandably more anxious
about receiving a result from the histology but women were generally unaware whether it would be
sent to them or not.
I understand how busy the consultants are but it would have been nice if the consultant or one
of the team had come down prior to us going home.
5258
Two inpatients commented on the length of the day, as they were required to be admitted early morning
for an afternoon operation. Conversely, outpatients often commented on how quickly they were seen
and the procedure carried out, and were pleasantly surprised.
None of the inpatients commented on having to attend an appointment for a hysteroscopy and return
for removal of the polyps, but two women who opted for inpatient treatment did cite a painful
hysteroscopy as a rationale for their choice.
Women in the outpatient groups balanced the pain of the procedure with the convenience of the
‘one-stop shop’, and often set that within the context of their lives. So, for example, one woman described
herself as a workaholic who could not stand the idea of taking sick leave. One visit to the clinic and no
anaesthetic allowed her to go back to work the next day. Another woman commented that she did not
want to explain details of her health to her employer, and a short appointment allowed her to maintain
her privacy. Many women in the outpatient groups felt that the pain and embarrassment of the procedure
was compensated by not having to return to the hospital or take time off work and the financial cost that
these would incur. Avoiding a general anaesthetic was also a positive aspect, particularly for those who
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PATIENT ACCEPTABILITY AND EXPERIENCE OF OUTPATIENT POLYP TREATMENT
had had previous poor experience of this or who had a complicating medical condition, such as one
woman who had epilepsy.
[with inpatient treatment] I have to make a lot of arrangements for my daughter and everything so
I was quite happy with this.
1098
Three women thought that if they had been asked to go home after the hysteroscopy and return at a later
date they may not have done, which they thought was an advantage of a ‘one-stop clinic’. One likened it
to the dentist telling you that you need a tooth extracting.
Minority experiences
Two women, both allocated to outpatient treatment, had a negative experience that they found to be very
traumatic and which is worth reporting, even although they were a small minority. The first woman had
undergone removal of polyps in the past under general anaesthetic but was happy to take part in the trial.
She expected some pain during the procedure, as friends had told her it ‘wasn’t very nice’ (1329).
However, she described what she went through as horrendous, and something she would never go
through again.
It got to the point I think my body went into shock. I was shaking, you know, I couldn’t keep my legs
still. They were trying to take my mind off it asking what I considered stupid questions at the time.
Obviously they were doing a job and it got to a point where I just couldn’t speak I was in so much
pain. I think one of the nurses realised and said are you able to cope and the doctor just said ‘oh,
she’ll be alright’.
1329
Later in the interview, she expressed the view that the outpatient treatment should not be offered at all:
This woman’s procedure was completed. However, in the case of the second woman who reported
extreme pain and shaking, saying that she was in shock, the procedure was terminated in favour of a later
inpatient procedure. This patient also reports that she was in pain and bleeding heavily for several days
and would never agree to a similar procedure being done without anaesthetic again. She commented
that she had not realised that it would be a one-stop procedure, even although she had agreed to be
randomised. She thought that after the hysteroscopy the procedure would be over and she would return
for an anaesthetic, as she was in pain from the start. Like the woman above, she describes being in shock
and shaking badly due to the pain, but, unlike the first woman, she commented that the clinic staff tried
to support and relax her.
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Women who had outpatient treatment largely felt that the procedure was talked through and they knew
what was happening, for most a nurse was with them either explaining or talking to take their mind off it.
Women appreciated the presence of a nurse throughout the procedure who was not involved in their
clinical care to hold their hand and reassure them. This was a very positive aspect of the study and greatly
appreciated by patients. Only one patient (discussed in the minority experiences above) felt that she was
not treated with care and empathy.
All appreciated the fact that it was over quickly and they could get back to normal almost immediately.
The fact that it takes 5 minutes and it can be done there and then seems to make perfect sense really.
1029
Although some women did find it painful, this was expected and did not alter their overall satisfaction.
One woman randomised to outpatient treatment summed up the views of the majority:
I suppose it was painful but it was more like they explained it a crampy period type pain for the first few
hours after, but it wasn’t too bad at all, not like I was expecting . . . I was quite pleased the way it all went
and I did go back to work the next day, so I don’t think you can hope for much more than that really.
1019
Women who were admitted for general anaesthetic were also satisfied with their treatment, apart from
the long wait experienced by two women. Those who had a lot of pain during the hysteroscopy generally
felt pleased to be randomised to inpatient treatment, and it was the reason for two preference patients’
decisions. As with the outpatient group, these women felt that the care they received was good.
Discussion
Principal findings
The most obvious finding of the study was that women expressed satisfaction with their treatment,
whatever their preference for inpatient or outpatient treatment, and whether or not they received it.
For most of the women their symptoms were an inconvenience rather than a major disruption to their
lives, something that they wanted dealing with quickly, and a ‘see and treat’ intervention could be seen as
a proportionate response to the problem. The value was that it fitted into their lives, and is consistent with
the immediacy and convenience of other aspects of modern living, such as internet banking and 24-hour
shopping. A number of women spoke of the advantage of outpatient treatment as being discharged
quickly and getting back to normal. However, women who were admitted in a two-stage procedure,
whether for outpatient or inpatient treatment, also expressed satisfaction, and for seven women
(four preference and three randomised) the idea of invasive treatment while awake was not acceptable,
and therefore the option of general anaesthetic is still needed, even although this would seem to be a
minority choice. However, this overall finding of satisfaction with the processes and procedures must be
weighed against the levels of pain and discomfort experienced by a significant number of the women
taking part.
In contrast with findings by Gupta et al.120 in this study few women expressed feeling anxious
preoperatively, although many spoke of expecting some pain during the procedure. This may be because
this study was retrospective, whereas Gupta et al.120 administered the State–Trait Anxiety Inventory pre
procedure. It is also possible that as medical procedures are increasingly being carried out on an outpatient
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PATIENT ACCEPTABILITY AND EXPERIENCE OF OUTPATIENT POLYP TREATMENT
basis there is more familiarity and acceptance of them by patients, and indeed some women had previous
experience of this for polyps and other conditions.
One finding that is hard to explain is that ‘preference’ patients reported less pain than ‘randomised’
patients. This may be an artefact of a small sample size, or preference patients wanting to justify their
choice. There may also be a difference between a population that agrees to be randomised in research
and that which does not, and it is important to obtain data from both, particularly in research such as this
for which there was a large preference group.
The main limitations of the study were using telephone interviews, and not being able to obtain
respondent validation – issues that may be linked. The disadvantages of telephone interviews have been
discussed above, but in a multicentre study the choices are to restrict interviewing to a group of study sites
in close proximity or to use the geographical range and to interview by telephone. We made the decision
to try to recruit women from a range of centres from across the country, as we considered this to be more
reflective of the whole study. Finally, as no previous qualitative study has been conducted on women’s
experience of OPH, it was not possible to verify our findings by embedding them within existing literature.
1. In view of the level of pain and distress experienced by some women, the development of ‘see
and treat’ clinics and the option of an anaesthetic should be available if this is patient choice.
2. Patients need information about taking pain relief before the procedure, and the most appropriate
analgesia to take. Top-up analgesia should be available during the procedure if necessary.
3. A dedicated rest area could be made available for patients who find the procedure painful
and distressing.
4. The presence of a support nurse who is not part of the team carrying out the procedure
was unanimously appreciated and should be considered good practice.
5. An information leaflet needs to contain information about what to expect from the procedure
(quotes from previous patients are useful), pain relief, who will receive biopsy results, what to expect
post procedure in terms of pain and bleeding, and returning to normal activities, work, resuming sexual
activity) and who to contact if complications occur.
6. Further qualitative research should be conducted into the experience of undergoing OPH and similar
gynaecological procedures.
Conclusion
The value of a qualitative study within a RCT is that it provides an additional type of data, and allows
participants the opportunity to raise issues of importance to them, rather than those set by the research
team. This research compared two treatment settings and procedures for a condition, uterine polyps,
which causes inconvenience rather than major disruption to life. As such for most women a service
that offers a timely and sensitive treatment, with a quick return to normal life is the optimum choice.
For the majority of women in this study this was provided by ‘see and treat’, but for a minority this was
not an acceptable option.
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Chapter 7 Discussion
A bnormal uterine bleeding is the commonest presentation in gynaecological practice affecting
women of all ages. Symptoms have a significant adverse impact upon HRQL. The high disease
burden associated with HMB, IMB and PMB places substantial demands upon health services, utilising
scarce health-care resources. Uterine polyps are focal endometrial lesions and, along with fibroids,
are the commonest uterine pathologies encountered in association with AUB, and their removal appears
to alleviate bleeding symptoms as well as provide tissue for histological assessment. Uterine polyps are
being increasingly diagnosed with the advent of better imaging modalities, including the gold standard
diagnostic test of OPH, a test that has become widely available within the NHS in recent years with
the establishment of ambulatory gynaecological services. In contrast with most uterine fibroids, polyps
are amenable to minimally invasive treatment, being easily accessible from within the uterine cavity such
that they can be extracted without the need for extensive surgery.
The conventional approach to uterine polypectomy involves scheduled admission to hospital so that formal
theatre facilities can be used to conduct the operation under general anaesthesia. Advances in technology,
including the development of miniature endoscopic equipment and enhanced imaging, has facilitated
the notion of outpatient ‘outpatient-based’ therapeutic surgical interventions. The high prevalence
and accessibility of uterine polyps, combined with relative simplicity of uterine polypectomy, has resulted
in several hysteroscopy units developing routine outpatient polypectomy among other gynaecological
procedures. However, most hospitals restrict OPH services to diagnosis, limiting the technique’s potential
utility. The lack of consensus arises from a lack of high-quality evidence to support such service
developments. Although it is generally recognised that outpatient intervention is convenient for
patients, the avoidance of general anaesthesia means that uterine polypectomy may be very painful
and unacceptable to many women. Furthermore, the limitations placed upon intrauterine surgery in
the conscious patient, which include noxious pain stimuli and problems with access and manipulation
of miniature hysteroscopic equipment, may translate into reduced feasibility and poorer clinical outcomes.
However, even if the latter were proven, the advantages to women of outpatient intervention, in terms
of safety, convenience and efficiency, may counterbalance any inferiority in clinical effectiveness. In
addition to these considerations, the inflated cost of miniaturised technologically advanced equipment
required for most outpatient procedures combined with the potential for poorer clinical outcomes may
offset the efficiency of outpatient polypectomy even when it is performed immediately following diagnosis
at OPH – the ‘see and treat’ approach. Thus, we identified a pressing need to evaluate the effectiveness,
acceptability and cost-effectiveness of OPT.
Evidence of effectiveness
The results of this trial demonstrate that outpatient polypectomy was non-inferior to inpatient
polypectomy for the successful alleviation of AUB when compared with our prespecified non-inferiority
margin of 25%. Polypectomy successfully treated AUB in 73% (166/228) of the women in the outpatient
group compared with 80% (168/211) in the inpatient group (equivalent to a NNTH of ‘6’ at the lower end
of the 95% CI) at 6 months with no evidence of interaction of type of bleeding, location or type of polyp
with treatment allocation.
The OPT study has shown that the outpatient surgical treatment of uterine polyps is non-inferior
to traditional inpatient treatment under general anaesthesia for the successful alleviation of AUB. The
removal of these focal pathologies was associated with symptomatic control in three-quarters of women
at 6 months, and treatment outcomes were maintained at 12 and 24 months. The relative effectiveness
of treatment was observed whether the presenting complaint was HMB, IMB or PMB. A significant
improvement in generic and disease-specific HRQL was seen after polypectomy in both treatment groups
at 6, 12 and 24 months, with no differences observed according to treatment setting.
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DISCUSSION
Outpatient polypectomy was successfully completed in four out of five women, but failure to complete
polyp removal was two and a half times more likely in the conscious patient than in traditional inpatient
treatment, i.e. for every nine outpatient polypectomies performed an additional one procedure will fail
compared with inpatient treatment. Technical failure to remove polyps in the outpatient setting was
associated with patient discomfort. It is interesting to note that over the 2-year follow-up period, women
treated in the outpatients were twice as likely to have at least one further polyp removal and 1.6 times
more likely to have further gynaecological surgery. These observations may imply reduced effectiveness
of outpatient compared with inpatient polypectomy. Alternatively, women undergoing treatment as an
outpatient may have been more willing to seek referral and treatment for ongoing or new gynaecological
problems because of the perceived convenience of their initial experience.
The most common perioperative side effect associated with outpatient polypectomy was induced fainting,
i.e. vasovagal reactions arising from cervical stimulation. These affected 7% (17/241) of women but were
short-lived and self-limiting. No major complications occurred in the outpatient setting but there were four
uterine perforations reported in the inpatient general anaesthetic group, resulting in a pelvic haematoma
requiring hospitalisation in one patient and an inadvertent bowel injury necessitating laparotomy, bowel
resection and high-dependency unit care in another. Thus, although rare, the potential for trauma
remains and the sequelae can be potentially life-threatening. It is for this reason that many recommend
polypectomy under direct visualisation using hysteroscopic methods.32,81,84,107,128 It is possible that the
likelihood of unrecognised injury is greater where conventional, more traumatic blind techniques using
larger mechanical equipment are adopted in an unconscious inpatient. Such approaches were observed
much less frequently in the outpatient treatment group of the OPT Trial.
Evidence of cost-effectiveness
The OPT study showed inpatient polypectomy was more expensive than outpatient treatment and
marginally more effective, resulting in slightly higher self-reported effectiveness and QALY values at 6
and 12 months. The differences in costs and outcomes between these procedures are fairly constant at
these time points, reflecting that the treatment has very few long-term (i.e. beyond 6 months) implications
on health and resource use. The ICERs obtained by cost-effectiveness and CUA were very high, reflecting
the equivalence in effectiveness between these procedures.
Although the mean estimates of outcomes appeared to favour inpatient treatment, it is important to note
that there was considerable uncertainty around these point estimates. This was explored further using PSA,
clearly demonstrating that although outpatient therapy is definitely cheaper than inpatient treatment,
the effectiveness estimates are uncertain with the likelihood of effectiveness being roughly equal at 6
and 12 months in both groups. A range of cost variations that were considered plausible during the
implementation of these treatment pathways within the NHS were considered. However, these did not
make a difference to the conclusions from the base-case analysis.
Outpatient polypectomy is a cost-effective procedure and should be recommended as best use of limited
NHS resources in patients with AUB due to uterine polyps.
Evidence of acceptability
The OPT study showed that when women were willing to take part but had a preference for treatment,
> 80% (324/299) chose to have the treatment awake as an outpatient. Perioperative pain scores were
within the mid-range as measured on a 100-mm scale, consistent with other less invasive common
gynaecological diagnostic tests, such as endometrial biopsy or hysteroscopy. Furthermore, outpatient
procedures were short, with a mean recorded duration of 10 minutes. Although pain scores were slightly
higher postoperatively and on discharge from hospital the clinical significance of this is negligible given
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that pain intensity was low in both groups, the recorded differences minimal and time to discharge was
much quicker in the outpatient treatment group. Procedure acceptability was measured using quantitative
and qualitative measures. When asked on a four-point ordinal scale regarding the degree of acceptability,
there was a significant trend in favour of conventional inpatient treatment in both the randomised
and observational preference studies. However, only 2% (5/225) of women in either group considered
the treatment unacceptable. Similarly, although the proportion of women within the RCT willing to
recommend their treatment or undergo it again favoured inpatient treatment under anaesthesia, at least
90% (200/223) of women having experienced outpatient polypectomy answered positively to these
two questions.
Undertaking a qualitative study enabled us to look beyond the satisfaction data collected by the use of
Likert scales and allowed for more nuanced responses. It also provided information on acceptability a week
after treatment when reflection on the process and recovery time could be incorporated into their replies.
Exploring acceptability and patient experience by semistructured interviews revealed that women valued
expeditious treatment and saw the immediacy and convenience of ‘see and treat’ outpatient treatment
as a proportionate response to resolving their problem. Women considered the rapid discharge and return
to normal activities associated with outpatient treatment as an advantage. Most women expected to
experience pain but few women expressed feeling anxious preoperatively. However, some women
expressed the view that invasive treatment, although awake, was unacceptable for a minority of women,
and choice of treatment setting should be available.
Polyps are the commonest intrauterine pathology found in association with AUB in women of all ages.
The findings from this trial showed that OPT is a safe, feasible, and acceptable setting to treat these focal
lesions. Moreover, the effectiveness of outpatient surgical treatment to alleviate the common types
of AUB – namely HMB, IMB and PMB – was not inferior to conventional inpatient therapy. The costs of
outpatient polypectomy were substantially lower than inpatient treatment so that OPT was highly
cost-effective in comparison. Thus, it is self-evident that the current situation – through which the majority
of NHS providers of gynaecological services are unable to routinely offer women the choice of outpatient
surgical treatment for symptomatic uterine polyps – is unsustainable. Diagnostic OPH facilities are widely
available within most NHS hospitals. However, investment in endoscopic technologies including capital
outlay for appropriate camera stacks, energy modalities and operative hysteroscopes would be necessary,
and provision should be made for purchasing disposable ancillary devices and repairing or replacing
relatively fragile, precision instrumentation. Therefore, some financial outlay is likely to be required and
outpatient facilities may have capacity constraints but the cost-effectiveness of OPT compared with
conventional inpatient approaches should influence future investment in this direction.
Contemporary health service development needs to take into account the views of patients; the demand
for the outpatient setting as demonstrated in recruitment to the OPT preference study further supports
the clinical and economic argument for change. In addition to developing modern diagnostic and
therapeutic ‘ambulatory units’ within hospitals, providers should consider the possibility of setting up or
expanding community-based services, which may be more convenient to service users and potentially
more cost-effective. Additional training will be necessary for many practitioners to become competent in
therapeutic procedures such as polypectomy, but given the familiarity to gynaecologists of diagnostic OPH
and the relative simplicity of the procedure, proficiency in uterine polypectomy should be quickly acquired.
The safety and convenience of outpatient treatment and the equivalent effectiveness in alleviating AUB
symptoms should be counterbalanced with (1) increased probability of failing to complete the procedure;
(2) perioperative pain and (3) reduced acceptability in the conscious outpatient compared with the
anaesthetised inpatient. Thus, women should be informed that outpatient intervention is quick but
associated with pain of generally moderate intensity. They should be made aware that there is a trend
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DISCUSSION
to greater acceptability with inpatient treatment under anaesthesia, although the vast majority of
women undergoing the outpatient intervention will consider it acceptable. Women should be offered a
choice of treatment setting and practitioners need to recognise that a minority of women will prefer
general anaesthesia regardless. We should not lose sight of the fact that technological advancement
in instrumentation is ongoing and, indeed, technologies are now available that, for example,
simultaneously cut and aspirate polyp tissue. This appears to lessen intraoperative times, reduce pain
levels and enhance acceptability (P Smith and TJ Clark, Birmingham Women’s Hospital, 2013, personal
communication). Other interventions designed to optimise the patient experience with particular regard
to combating pain are under evaluation, such as the use of new topical anaesthetic agents and the role
of intrauterine hysteroscopic injection of local anaesthetic. In addition to technical innovations, patient
selection, i.e. better identification of women who are more likely to have an adverse experience, should
further improve qualitative outcomes.
The results of this work should inform the consenting process so that contemporary written material and
counselling is succinct, valid and relevant, and patients acquire realistic expectations of the likely outpatient
treatment experience. The provision of timely written and verbal information is therefore of prime
importance to allow women to make an informed choice, especially when ‘see and treat’ approaches
to diagnosis and treatment are to be offered.
The desire for convenient and rapid outpatient interventions to resolve commonly encountered conditions
that currently necessitate traditional inpatient surgery under general anaesthesia within formal operating
theatre environments is unlikely to be restricted to AUB complaints in women. In gynaecology and
other surgical disciplines, technology and patient expectations will drive the development of outpatient
diagnostic and treatment services. Robust health technology assessments such as the OPT Trial should
ensure that ambulatory intervention is not developed as a ‘cheap’ alternative to conventional practices
but rather as a better way of managing common conditions in terms of effectiveness, convenience
and acceptability.
Ongoing technological advances in surgical and endoscopic instrumentation are likely to further increase
the feasibility and acceptability of ambulatory gynaecological interventions, including outpatient uterine
polypectomy. Head-to-head RCTs should be conducted to delineate the optimal surgical approach and
identify the best technologies in terms of feasibility, acceptability and effectiveness. Examples may include
hysteroscopic morcellation compared with mechanical resection and electrical resection of uterine polyps,
and evaluation of specimen retrieval methods, for example polyp snares compared with hysteroscopic
graspers and morcellation.
The clinical significance of uterine polyps has been questioned. An estimated 10% of asymptomatic
women are found to have uterine polyps. Most polyps are benign and many spontaneously regress.
Although there are data compiled from systematic reviews of the published literature showing
improvement in AUB symptoms following polypectomy, the primary data sources are generally small
observational series. In the case of subfertility, data to support polypectomy to improve fertility
outcomes are even scarcer. Thus a RCT comparing uterine polypectomy with expectant management
may be warranted for the treatment of abnormal bleeding (stratified by bleeding pattern) and subfertility.
Such studies should be designed with adequate assessment and surveillance procedures in the
non-treatment groups and preliminary feasibility studies would be needed in light of previously reported
problems with recruitment. The aetiology of uterine polyps is unclear but hormonal effects on the
endometrium are likely to be involved. Thus, research comparing hormonal regulation/suppression of the
endometrium on polyp regression, recurrence and associated bleeding symptoms should be considered, for
example a RCT of uterine surgical polypectomy compared with the LNG-IUS in AUB. Prospective, long-term
follow-up studies should aid a better understanding of the nature and natural history of uterine polyps in
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symptomatic and asymptomatic women; outcomes to assess could include polyp recurrence, symptomatic
recurrence and risk of premalignancy/malignancy. Outpatient intrauterine surgery for many common,
benign gynaecological conditions is limited by perioperative pain, overall patient tolerance and, ultimately,
the acceptability of such interventions. Research into further refinements designed to examine and
optimise patient experience is required. In addition to RCTs aimed at identifying the best surgical
techniques, other trials should be designed to evaluate approaches to minimising pain and enhancing
recovery and acceptability. Interventions including the use of targeted, local paracervical or intrauterine
anaesthesia, variations in analgesic or sedative regimens and alterations in distension media delivery,
for example temperature and pressure, should be undertaken. Examples may include warming saline
distension media to body temperature compared with room temperature; vaginoscopic ‘no touch’
hysteroscopic surgery compared with instrumenting the lower genital tract; paracervical compared with
intracervical and intrauterine local anaesthesia; inhalational conscious sedation (nitric oxide) compared with
placebo; musical distraction compared with standard environment. Furthermore, observational studies
are needed to identify clinical factors, for example patient characteristics, and anatomic, surgical and
pathological indicators that are predictive of poor patient experience with outpatient surgery.
Inside gynaecological practice and other surgical disciplines, technology and patient expectations will drive
the development of convenient and rapid outpatient interventions to resolve commonly encountered
conditions that currently necessitate traditional inpatient surgery under general anaesthesia within formal
operating theatre environments. Thus, further RCTs, similar to the OPT Trial, should be conducted to
evaluate the effectiveness and cost-effectiveness of such practices, for example outpatient hysteroscopic
sterilisation compared with day-case laparoscopic sterilisation (gynaecology), and outpatient varicose vein
treatments compared with day-case varicose vein surgery (general surgery).
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Acknowledgements
W e thank all of the collaborating investigators who form part of the OPT collaborating group.
Barnsley District General Hospital, South Yorkshire: C Bonner, K Cannon, KA Farag, K Raychaudhuri,
M Reid, A Zahid.
Birmingham Women’s Hospital, Birmingham: T Bingham, TJ Clark, N Cooper, J Gupta, S Madari, D Mellers,
S O’Connor, C O’Hara, M Pathak, V Preece, E Sangha, M Shehmar, P Trinham, A Wilson.
Castle Hill Hospital, East Yorkshire: J Allen, T Cathcart, D Cox, S Ford, L Kenny, K Phillips, N Rawal,
A Rodgers, J Siddiqui.
Chelsea & Westminster Hospital, London: A Dine-Atkinson, S Kalkur, G Merriner, J Ben-Nagi, A Raza,
R Richardson.
City General Hospital, University Hospital of North Staffordshire, Stoke-on Trent: T Bingham, I Hassan.
Countess of Chester Hospital, Chester: S Arnold, M Blake, MJ McCormack, N Naddad, J Hane, S Wood.
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ACKNOWLEDGEMENTS
The Royal Victoria Infirmary, Newcastle upon Tyne: J Bainbridge, G Cosgrove, A Desai, J Gebbie,
D Koleskas, P Ranka, M Roberts.
We thank the members of the TSC for their assistance throughout the project: Professor J Thornton
(Professor of Obstetrics and Gynaecology, University of Nottingham) – chairperson, Professor P O’Donovan
(Professor of Medical Innovation and Gynaecology, University of Bradford); E Nicholls (Birmingham
Women’s Hospital, Consumer); Professor J Deeks (University of Birmingham, Statistician); and Dr S Petrou
(University of Oxford, Health Economist).
We thank the members of the Data Monitoring Committee for their assistance throughout the project:
Professor M Lumsden (Professor of Obstetrics and Gynaecology, University of Glasgow) – chairperson,
Professor S Bhattacharya (Professor of Obstetrics and Gynaecology, University of Aberdeen);
and Dr C Cummins (Paediatric epidemiologist, University of Birmingham and Birmingham Children’s
Foundation Trust).
The OPT Trial was coordinated by the Birmingham Clinical Trials Unit and we acknowledge the hard
work of all of the staff involved in the study, especially the trial coordinators – Elizabeth Brettell (2008),
Laura Gennard, Lisa Leighton and Nicholas Hilken (database programmer) – and Edward Tyler,
who designed and developed the on-line randomisation and trial database.
We thank all of the Principal Investigators and the many sites (see Appendix 30) and the Clinical Local
Research Network (CLRN)-funded research nurses. A special thank you to Tracy Bingham, trial-funded
research nurse (2008–11) for recruiting, activating and supporting collaborating centres.
We thank Professor Richard Grey (Professor of Medical Statistics, Clinical Trial Service Unit, University
of Oxford) for his input into the statistical and methodological aspects of the original OPT Trial protocol,
and Professor Khalid Khan (Professor of Women’s Health and Clinical Epidemiology Queen Mary’s,
University of London) and Professor Janesh Gupta (Professor of Obstetrics & Gynaecology, University of
Birmingham) for their input into the design of the pilot RCT and development of the final trial protocol.
We thank the National Institute for Health Research HTA programme for funding the OPT Trial.
We thank the women who took part in the OPT Trial; without their participation none of this work would
have been possible.
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Contribution of authors
Dr T Justin Clark (Consultant Obstetrician & Gynaecologist and Honorary Reader in Obstetrics
& Gynaecology) was the Chief Investigator for the study and was involved in the design, management,
analysis of results and overall responsibility for writing the report. He was responsible for writing
Chapters 1–4 and 7.
Lee J Middleton (Senior Statistician, Birmingham Clinical Trials Unit) contributed to the design and
conduct of the overall study and performed the statistical analysis of the RCT and preference study. He
contributed to the drafting and reviewing of all of the sections of the final report.
Dr Natalie AM Cooper (Clinical Research Fellow and Specialist Registrar on Obstetrics & Gynaecology)
was the research fellow for the trial (2008–11), managed the trial, was involved in data collection, analysis
of results and writing the report.
Dr Lavanya Diwakar (Research Fellow Health Economics) performed the health economics analysis
and wrote Chapter 5.
Professor Elaine Denny (Professor of Health Sociology) was the supervisor for the qualitative work,
was involved in qualitative data analysis and co-wrote Chapter 6.
Dr Paul Smith (Clinical Research Fellow and Specialist Registrar on Obstetrics & Gynaecology)
was the research fellow for the trial (2011–12), and was involved in data collection and writing the report.
Laura Gennard (Trial Coordinator from 2008) had overall responsibility for the management of the trial.
Lynda Stobert (Health Sociology) undertook the patient interviews as part of the qualitative work,
was involved in qualitative data analysis and co-wrote Chapter 6.
Professor Tracy E Roberts (Professor of Health Services Research) supervised the health economics
research and co-wrote Chapter 5.
Versha Cheed (Trainee Statistician, Birmingham Clinical Trials Unit) helped to carry out the preparation of
the data for the RCT and preference study. She performed the statistical analysis of the pilot study.
Tracey Bingham (Research Nurse) was the research nurse for the trial, was involved in data collection
and assisted with recruitment.
Dr Sue Jowett (Health Economics) supervised the health economics research and co-wrote Chapter 5.
Elizabeth Brettell (Trial Coordinator, 2008) was responsible for the management of the trial in 2008.
Mary Connor (Consultant Gynaecologist) provided clinical advice, recruited to the trial and was involved
in critical revision of the report.
Professor Sian E Jones (Professor of Gynaecology) provided clinical advice, recruited to the trial and was
involved in critical revision of the report.
Dr Jane P Daniels (Co-Director Birmingham Clinical Trials Unit) was involved in the trial design
and management, and critical revision of the report.
© Queen’s Printer and Controller of HMSO 2015. This work was produced by Clark et al. under the terms of a commissioning contract issued by the Secretary of State for Health.
This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that
suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR
101
Journals Library, National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton
SO16 7NS, UK.
ACKNOWLEDGEMENTS
Publications
Cooper NAM, Clark TJ, Middleton L, Diwakar L, Smith P, Denny E, et al. Outpatient versus inpatient
uterine polyp treatment for abnormal uterine bleeding: randomised controlled non-inferiority study.
BMJ 2015;350:h1398. DOI: http://dx.doi.org/10.1136/bmj.h1398
Diwakar L, Roberts TE, Cooper NAM, Middleton L, Jowett S, Daniels J, et al. An economic evaluation
of outpatient versus inpatient polyp treatment for abnormal uterine bleeding. BJOG 2015; in press.
DOI: http://dx.doi.org/10.1111/1471-0528.13434
Cooper NAM, Middleton L, Smith P, Denny E, Stobert L, Daniels J, et al. A patient-preference cohort study of
office versus inpatient uterine polyp treatment for abnormal uterine bleeding. Gynecol Surg 2015; submitted.
102
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This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that
suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR
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APPENDIX 1
1. Introduction
This document gives a detailed statistical analysis plan for the OPT Randomised
Controlled Trial, and should be read in conjunction with the current trial protocol.
2. Changes from original SAP (v1.0)
Some minor additions to the original SAP have been added to this version. These
comprise of further sensitivity analysis and further description of analysis to minor
end points. These are highlighted below in italics. No other fundamental changes
have been made to the SAP since original approval by the independent Data
Monitoring Committee.
3. Study Design
Setting
OPT is a non-inferiority trial designed to determine reliably whether Outpatient polyp
removal under local anaesthetic is no worse (or not worse than a pre-specified
margin) than Inpatient surgery for women with uterine polyps, and to determine the
relative cost-effectiveness of each strategy.
Interventions
Outpatient treatment (a.k.a ‘Outpatient’ treatment) versus standard Inpatient
treatment.
Sample Size
The sample size is chosen to give good statistical power to preclude any clinically
important inferiority of Outpatient polypectomy compared to Inpatient treatment.
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loss to follow-up, the target sample size is inflated to 240 patients in each group (i.e.
480 patients in total).
Primary Outcome
The primary end-point is based on the woman’s assessment of their own bleeding and
is formed of a dichotomous (yes/no) response. This question differs depending on the
referral reason (see table below), but in all cases responding ‘yes’ will be defined as a
success.
Primary time-point
Data collected at six months follow-up will be considered the primary time point for
analysis. Data will also be collected at one and two years follow-up.
4. General considerations
Levels of confidence and p-values
All results will be presented as point estimates and 95% confidence intervals along
with associated p-values from two-sided tests. Analysis will be performed in SAS
v9.2.
Analysis population
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APPENDIX 1
Analysis will be performed intention to treat (ITT) in the first instance, although as
recommended in the CONSORT statement1 and by Jones2 a ‘per protocol’ (PP)
analysis for the primary outcome will also be performed as some protection for any
theoretical increase in the risk of type I error (erroneously concluding non-inferiority).
The ITT analysis will include all randomised patients in the groups they were
allocated, regardless of whether the women received this, or indeed any, treatment.
The PP analysis will include only those women who received their allocated treatment
at the time of their initial operation.
Missing Data
In the first instance, analysis will be completed on received data only with every
effort made to follow up participants even after protocol treatment violation to
minimise any potential bias.
In addition to this primary method the following analysis will also be completed as a
sensitivity analysis (not included on the original version of the SAP): To examine the
possible impact of missing data on the results, analysis using a multiple imputation
approach will be performed on the primary outcome measure. Missing responses will
be simulated using a Markov chain Monte Carlo method (MCMC) that assumes an
arbitrary missing data pattern and a multivariate normal distribution. Variables
including treatment group, the three subgroup variables (listed below) and a variable
for each time-point will be included in the model and used to generate 20 simulated
data-sets. Analysis will be then be performed (as per the primary analysis proposed)
on each set with the results combined using Rubin’s rule to obtain a single set of
results (treatment effect estimate and confidence intervals).
Late responses
Questionnaires at each time point will be excluded and treated as missing data if they
are returned after the subsequent questionnaire has been sent to the patient (e.g. a six
month form returned after nine months will be included. A six month formed returned
after one year will be excluded and treated as missing). If a late form, which would
otherwise be excluded, is the only form available for the later time point it will be
included at the subsequent time point (one year in this example). However, if a
separate form is returned in time this will be included and the late six month form
discarded. All forms will be assumed to have been completed on the completion date
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written on the form. If this date is missing, forms will be assumed to have been
completed on the date they were received.
5. Proposed analyses
Primary endpoint
Unadjusted risk ratios and 95% confidence intervals will be calculated for the primary
outcome. These will be generated through the use of a log-binomial regression model.
A chi-squared test will be used to examine statistical significance. We will only
conclude non-inferiority with Outpatient treatment if the lower band of the 95%
confidence interval is not less than the 25% (in relative terms) margin of non-
inferiority. See figure below.
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APPENDIX 1
Secondary endpoints
Secondary endpoints measured on a continuous scale (scores from MMAS, Euroqol
questionnaires, and VAS scores) will be analysed at each time point using a linear
model (analysis of covariance) adjusting for baseline score. A repeated measures
analysis including all assessment time-points will also be performed for these end-
points. Models here included parameters allowing for group, time and baseline score
and in the first instance assume a constant treatment effect over time. Time by
treatment interaction will be explored though by including this parameter in the linear
model. Furthermore, paired t-tests at each time point were used to investigate change
scores within groups (this latter analysis was not included in the original SAP but was
considered to be informative).
Standard tests will be used for other outcome measures: Cochran-Armitage test for
trend for ordinal responses, t-tests for continuous data and chi-squared tests for binary
and categorical responses.
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Standard tests for interaction will be used to explore the effects of these subgroups
prior to any examination of effect sizes within and between subgroups, i.e. by testing
the statistical significance of interaction parameters (treatment by subgroup) included
in the log-binomial regression model. Effect sizes will only be examined if interaction
effects are shown to be statistically important (the value of p<0.05 will be used here).
Sensitivity analysis
As a sensitivity analysis estimates adjusted for the variables listed above (subgroups)
for primary and important secondary endpoints will be generated by adding them to
the corresponding linear models (this is in addition to the original SAP). Further
sensitivity analysis on the primary outcome will be analysis excluding those women
who have gone on to receive a further related procedure (e.g. further polyp
removal/hysterectomy/ablation) and also an exploration of primary outcome results
without forms that were received more than 3 months after their due date. Other
sensitivity analysis (not included in the original SAP) will include analysis of the
primary outcome without those women who had a LNG-IUS system fitted at the time
of original operation and also an analysis of bleeding scores following a log-
transformation to stabilise the variance.
Safety data
Tables of frequencies of Serious Adverse Events (SAEs) by treatment group will be
reported. It is not anticipated these events will be formally analysed – the low
anticipated frequencies of events mean we would have low power to detect any
differences through any hypothesis testing.
Any deviations from this plan will be described in the final report.
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APPENDIX 1
1
Reporting of Noninferiority and equivalence trials. An extention of the CONSORT
statement. Piaggio et al. JAMA. 2006; 295:1152-1160.
2
Trials to assess equivalence: the importance of rigorous methods. Jones et al. BMJ.
1996; 313:36-9.
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Assessment of bleeding
Women participating in this study have a variety of different gynaecological bleeding
problems e.g. heavy periods, bleeding between periods, bleeding on hormone
replacement therapy, bleeding after the menopause etc. We want to find out more
about the particular bleeding problem you have and so we would be grateful if you
could answer the questions below.
Question 1
Please place a mark (X) on the line shown below to indicate how often you
experienced your bleeding problem during the last month. One extreme of the
line represents “no days of bleeding” while the other represents “bleeding every
day”.
Example
No days of Bleeding
bleeding every day
Duration of Bleeding
No days of Bleeding
bleeding every day
Question 2
Please place a mark (X) on the line shown below to indicate how heavy your
bleeding was over the last month. One extreme of the line represents “no
bleeding at all” while the other represents “heaviest bleeding imaginable”.
Heaviness of Bleeding
Heaviest
None
imaginable
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APPENDIX 2
2. Self care
9 0
I have no problems with
self-care
I have some problems 8 0
washing or dressing
myself
7 0
I am unable to wash or
dress myself
6 0
0
Worst imaginable health state
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4. Pain/ Discomfort
I have no pain or
discomfort
I have moderate pain or
discomfort
I have extreme pain or
discomfort
5. Anxiety/ Depression
I am not anxious or
depressed
I am moderately anxious
or depressed
I am extremely anxious
or depressed
© EuroQoL Group
If you are still having periods or are on Hormone Replacement Therapy (HRT)
that gives you a regular monthly bleed please complete Quality of Life Questions
A below.
If you have gone through the menopause (stopped your period for more than one
year) then please complete Quality of Life Questions B on page 5.
Quality of Life Questions (A)
In each of the following areas of health, select the statement that best applies to you
and place a tick in the right hand side box provided. Please tick only one statement in
each area.
1 Practical difficulties
I have no practical difficulties, bleed no more than I expect and take no extra precautions
I have to carry extra sanitary protection with me but take no other precautions
I have to carry extra sanitary protection and clothes because of the risk of flooding
I have severe problems with flooding, soil the bedding and need to be close to a toilet
2 Social Life
My social life is unaffected during my cycle. I can enjoy life as much as usual
My social life is slightly affected during my cycle. I may have to cancel or modify my plans
My social life is limited during my cycle. I rarely make any plans
My social life is devastated during my cycle. I am unable to make any plans
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APPENDIX 2
3 Psychological health
During my cycle I have no worries I can cope normally
During my cycle I experience some anxiety and worry
During my cycle I often feel down and worry about how I’ll cope
During my cycle I feel depressed and cannot cope
During my cycle I feel well and relaxed. I am not concerned about my health
During my cycle I feel well most of the time. I am a little concerned about my health
During my cycle I often feel tired and do not feel especially well. I am concerned about my
health
During my cycle I feel very tired and do not feel well at all. I am seriously concerned about
my health
5 Work/daily routine
There are no interruptions to my work/daily routine during my cycle
There are occasional disruptions to my work/daily routine during my cycle
There are frequent disruptions to my work/daily routine during my cycle
There are severe disruptions to my work/daily routine during my cycle
6 Family life/relationships
My family life/relationships are unaffected during my cycle
My family life/relationships suffer some strain during my cycle
My family life/relationships suffers quite a lot during my cycle
My family life/relationships are severely disrupted as a result of my cycle
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2 Social Life
My social life is unaffected because of bleeding. I can enjoy life as much as usual
My social life is slightly affected because of bleeding. I may have to cancel or modify my plans
My social life is limited because of bleeding. I rarely make any plans
My social life is devastated because of bleeding. I am unable to make any plans
3 Psychological health
My bleeding causes me no worries and I can cope normally
Because of my bleeding I experience some anxiety and worry
Because of my bleeding I often feel down and worry about how I’ll cope
Because of my bleeding I feel depressed and cannot cope
5 Work/daily routine
There are no interruptions to my work/daily routine because of my bleeding
There are occasional disruptions to my work/daily routine because of my bleeding
There are frequent disruptions to my work/daily routine because of my bleeding
There are severe disruptions to my work/daily routine because of my bleeding
6 Family life/relationships
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Assessment of bleeding
Women participating in this study have a variety of different gynaecological bleeding problems
e.g. heavy periods, bleeding between periods, bleeding on hormone replacement therapy, bleeding
after the menopause etc. We would be grateful if you could answe r the following questions to help
us find out the effect of your recent operation (removal of polyp) on the particular bleeding
problem you were originally referred to hospital with. Please consider only the last month when
answering these questions.
Question 1
Please place a mark (X) on the line shown below to indicate how often you experienced your
bleeding problem (if any) lasted for during the last month. One extreme of the line represents “no
days of bleeding at all” while the other represents “bleeding every day”.
An example is shown below:
Example
No days of Bleeding
bleeding X every day
Duration of Bleeding
No days of
bleeding Bleeding
Question 2 every day
Please place a mark (X) on the line shown below to indicate how heavy your bleeding was over
the last month. One extreme of the line represents “no bleeding at all” while the other represents
“heaviest bleeding imaginable”.
Heaviest
None
imaginable
Question 3
Compared to before your treatment, would you say your bleeding is:
Much better A little better
Same Worse
Are you currently taking any other treatment for your bleeding? No Yes
If Yes, please give name of treatment: Ponstan (mefenamic acid) Cyklokapron
(tranexamic acid) Contraceptive pill (any brand) Mirena coil Progesterones
Questions 1 and 2 above are only used on the Excessive Bleeding version of the questionnaire (SE)
Question 3 differs slightly on version Post Menopausal Bleeding (NE) “Has your bleeding stopped”
and Intermenstrual Bleeding (SI) “Has your intermenstrual bleeding stopped”
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APPENDIX 3
Hormone Replacement Therapy (HRT) Local oestrogen cream Other If Other, please
specify
For the next questions, if the answer is yes, please give number of nights/days/visits as appropriate.
Please consider the last 6 months when answering these questions.
If yes, did you have the polyp removed: Inpatient (day case) Outpatient Not known
Other Gynaecological (Womens’ health) Treatments
Have you had any other gynaecological surgery (since your initial treatment)?
Hospital Admissions
Have you been admitted to hospital for any other reasons (not due to your bleeding)?
Pregnancy
If premenopausal, are you currently pregnant? No Yes
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1. Mobility
We would like you to indicate on the scale
I have no problems walking about
how good or bad your own health is today,
I have some problems in walking about in your opinion. Please do this by drawing a
I am confined to bed line from the black box to whichever point
on the scale indicates how good or bad your
current health state is.
9 0
3. Usual activities e.g. work, study,
housework, family or leisure activities
8 0
I have no problems with performing my
usual activities
I have some problems with performing 7 0
my usual activities
Your own
I am unable to perform my usual activities health state 6 0
today
4. Pain/ Discomfort 5 0
I have no pain or discomfort
I have moderate pain or discomfort
4 0
I have extreme pain or discomfort
3 0
5. Anxiety/ Depression
I am not anxious or depressed
2 0
I am moderately anxious or depressed
I am extremely anxious or depressed
1 0
© EuroQoL Group
0
Worst imaginable health state
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APPENDIX 3
1 Practical difficulties
I have no practical difficulties, bleed no more than I expect and take no extra precautions
I have to carry extra sanitary protection with me but take no other precautions
I have to carry extra sanitary protection and clothes because of the risk of flooding
I have severe problems with flooding, soil the bedding and need to be close to a toilet
2 Social Life
My social life is unaffected during my cycle. I can enjoy life as much as usual
My social life is slightly affected during my cycle. I may have to cancel or modify my plans
My social life is limited during my cycle. I rarely make any plans
My social life is devastated during my cycle. I am unable to make any plans
3 Psychological health
During my cycle I feel well and relaxed. I am not concerned about my health
During my cycle I feel well most of the time. I am a little concerned about my health
During my cycle I often feel tired and do not feel especially well. I am concerned about my health
During my cycle I feel very tired and do not feel well at all. I am seriously concerned about my health
5 Work/daily routine
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We would like to assess how much abdominal pain you experienced during and after
your treatment. Please place a mark (x) on the lines shown below to indicate how
much pain you had. One extreme of the line represents “no pain at all” while the other
represents “as much pain as you can possibly imagine”.
4. Did you find the exposure required for the procedure embarrassing?
Yes, extremely Yes, moderately Yes, a little No
8. In the time period from your outpatient hysteroscopy to coming into hospital
today would you say your bleeding symptoms are?
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We would like to assess how much abdominal pain you experienced during and after
your treatment. Please place a mark (x) on the lines shown below to indicate how
much pain you had. One extreme of the line represents “no pain at all” while the other
represents “as much pain as you can possibly imagine”.
5. Did you find the exposure required for the procedure embarrassing?
Yes, extremely Yes, moderately Yes, a little No
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Paid employment
Leisure activities
Housework
Studying at college
2. What arrangements did you make to take time off work? (Please tick one box)
Took holiday
4. Approximately what distance did you have to travel to get to the clinic (one-way)?
_______________miles
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APPENDIX 6
5.
a) How did you travel to the clinic? Please tick the main forms of transport.
Walking
Private car
Taxi
b) If you travelled by private car, were you given a lift by someone else?
Yes No
c) If you travelled by private car, how much was paid in car park fees ?
£_____p_____
d) If you travelled by public transport (bus or train), what was the cost of the one-
way fare? If you were given a return fare, simply halve it. Put zero if you did not
travel by public transport at all or you did not pay a fare.
£_____p_____
e) If you travelled by taxi what was the cost of the (one-way) fare? Put zero if you did
not travel by taxi at all or you did not pay a fare.
£_____p_____
and wait for you while you received your care ? Yes No
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or
Did someone take time off work to look after them? Yes No
8. How long did you spend waiting at the clinic before your appointment?
If you have any comments about your costs for attending the clinic or anything else about this
study please write them below.
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Patient details
OPT Trial Number: Patient Initials: Weight (kg):
Lignocaine None
Prilocaine Adrenaline
Mepivicaine Felypressin
Bupivicaine Other, please state
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APPENDIX 7
6.2 Rigid Flexible 6.3 Angle of distal lens (o): 6.4 Outer diameter (mm):
6.5 Resectoscope: Yes No
6.6 Distension medium: Saline Glycine Other (If Other please state)
*i.e. unable to remove because problematic access to polyp as a result of factors such as
patient habitus, uterine axis / size, polyp location / size / type etc.
If failed or partial removal, is further treatment planned? No Yes If Yes is this:
Inpatient Outpatient Other If Other please specify: ……………………………………..
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Time taken
Please enter data online at https://www.trials.bham.ac.uk/OPT or return forms to: OPT Study Office,
FREEPOST RRKR-JUZR-HZHG, BCTU, Division of Medical Sciences, University of Birmingham, B15
2TT, or return by Fax: 0121 415 9135.
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Patient details
OPT Trial Number: Patient Initials:
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APPENDIX 8
* dizziness, fainting +/- nausea associated with pallor, pulse <60 beats/min and systolic BP
<90mmHg
6. Number of staff and grade on ward directly involved with patient care
PTO
Present Present
Grade E - Fully qualified senior staff Grade F - Fully qualified senior staff
nurse or senior registered nurse nurse, junior sister, ward sister,
school nurse, GP practice nurse,
team leader or junior charge nurse
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Signed:
Date: .. ./ . ../
Please enter data online at https://www.trials.bham.ac.uk/OPT or return forms to: OPT Study Office,
FREEPOST RRKR-JUZR-HZHG, BCTU, Division of Medical Sciences, University of Birmingham,
Birmingham B15 2TT, or return by Fax: 0121 415 9135.
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Item Reported on
Section/topic no. Checklist item page no.:
Introduction
Methods
Trial design 3a Description of trial design (such as parallel, factorial) including 34, 37
allocation ratio
Interventions 5 The interventions for each group with sufficient details to allow 38
replication, including how and when they were
actually administered
Randomisation:
Sequence generation 8a Method used to generate the random allocation sequence 37
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APPENDIX 9
Item Reported on
Section/topic no. Checklist item page no.:
Statistical methods 12a Statistical methods used to compare groups for primary 44–6
and secondary outcomes
Results
Participant flow (a diagram 13a For each group, the numbers of participants who were 53
is strongly recommended) randomly assigned, received intended treatment, and were
analysed for the primary outcome
Numbers analysed 16 For each group, number of participants (denominator) included 53, 55–6
in each analysis and whether the analysis was by original
assigned groups
Outcomes and estimation 17a For each primary and secondary outcome, results for each 55–68
group, and the estimated effect size and its precision
(such as 95% CI)
Discussion
Other information
Protocol 24 Where the full trial protocol can be accessed, if available www.hta.ac.uk/
project/1679.asp
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Using a multiple imputation approach for missing responses 6 months 0.92 (0.82 to 1.03)
Excluding those women who had gone on to have a further related 6 months 0.92 (0.82 to 1.03)
procedure (another polyp removal/endometrial ablation/hysterectomy);
responses were excluded from corresponding surgery time onwards 1 year 0.97 (0.88 to 1.07)
Excluding those who returned their forms more than 3 months past 6 months 0.94 (0.84 to 1.05)
their due date (forms returned after the subsequent time point were
considered invalid and not used here or in the main analysis) 1 year 0.97 (0.89 to 1.07)
Worst-case scenario: all missing responses unsuccessful 6 months 0.98 (0.87 to 1.12)
Best-case scenario: all missing responses successful 6 months 0.91 (0.83 to 1.00)
1 year 0.97 (0.90 to 1.05)
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6 months Treatment ‘success’ 0.89 (0.21, 332) 0.06 (0.02 to 0.10) 0.008
1 year Treatment ‘success’ 0.87 (0.24, 358) 0.07 (0.01 to 1.12) 0.01
2 years Treatment ‘success’ 0.87 (0.25, 345) 0.12 (0.06 to 0.18) 0.0003
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Polypectomy
Compared with before your treatment,
Time of assessment would you say your bleeding is: Outpatient Inpatient
6 months Much better 164 (75%) 160 (81%)
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Polypectomy
Patient-reported Adjusted difference
outcome measures Outpatient: mean (SD, n) Inpatient: mean (SD, n) (95% CI);a p-value
MMASb
Overall d
–1 (–3 to 1); 0.27
g
Bleeding duration VAS
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APPENDIX 13
Polypectomy
Patient-reported Adjusted difference
outcome measures Outpatient: mean (SD, n) Inpatient: mean (SD, n) (95% CI);a p-value
Overall d
–3 (–10 to 4); 0.39
n, number of responses; SD, standard deviation.
a Difference between groups at each time point adjusted for baseline score. Estimates of differences > 0 favour outpatient
polypectomy; those < 0 favour inpatient polypectomy. Adjustments are for the three minimisation variables listed in the
main report.
b MMAS questionnaire. Scores range from 0 (severely affected) to 100 (not affected). Restricted to those with HMB
and IMB only.
c The p-value is < 0.05 when compared with baseline score within group (by paired t-test).
d Overall estimate is the mean difference over all time points using a repeated measures model including parameters
adjusting for group, baseline score and time. See statistical analysis section for details.
e HRQL questionnaire: scores range from –0.59 (health state worse than death) to 1.0 (perfect health state).
f HRQL questionnaire: scores range 0 (worst imaginable health state) to 1.0 (best imaginable health state).
g VAS score: scores range from 0 (no days of bleeding in the last month) to 100 (bleeding every day in the last month).
Restricted to those with HMB only.
h VAS score: scores range from 0 (no bleeding in the last month) to 100 (heaviest imaginable bleeding in the last month).
Restricted to those with HMB only.
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Polypectomy
Difference (95% CI);a
Time of assessment Outpatient mean (SD, n) Inpatient mean (SD, n) p-value
b
Bleeding duration VAS
Overall d
–4 (–12 to 5); 0.38
e
Bleeding amount VAS
Baseline 60 (26, 55) 60 (28, 42)
c
6 months 31 (31, 51) 31 (29, 37)c 0 (–13 to 13); 0.98
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Polypectomy
Adjusted difference or RR
Patient experience and preference Outpatient Inpatient (95% CI);a p-value
Recommend to a friend?
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Anaesthesia
Local 91 15
General 14 201
Regional 0 5
None 139 19
Not specified 10 13
Scope manufacturer
Other 4 5
None/not specified 30 54
Scope type
Not specified 71 54
Resectoscope used?
Yes 7 36
No 208 151
Not specified 39 66
Speculum used?
Yes 110 193
No 126 31
Not specified 18 29
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APPENDIX 16
Forceps 68 48
Snare 1 2
Scissors 5 1
Curette 9 60
Versapoint spring 74 34
Versapoint twizzle 56 20
Monopolar loop 1 21
Yes 6 4
No 230 224
Not specified 18 25
Hysteroscope 131 61
Curette 14 55
None 37 15
Not specified 16 29
No 170 174
Not specified 23 30
Yes 61 49
Mirena 32 43
Progesterone 7 0
®
Tranexamic acid (Cyclokapron , Pfizer) 12 1
Endometrial ablation 5 2
Hysterectomy 1 1
Other 3 1
For polypectomy (mean; SD) 10.67; 8.21 (88% patients) 12.1,7.78 (73.5% patients)
In outpatient room (mean; SD) 28.1; 14.62 (81.5% patients) 24; 9.65 (7% patients)
In operating theatre (mean; SD) 33.78; 14.33 (7% patients) 29.54; 13.43 (78% patients)
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Surgeon grade
Associate specialist 30 15
Staff grade 7 1
Specialist registrar 28 63
Other 7 4
Not specified 9 17
SD, standard deviation.
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Volterol (75 mg) 2-ml ampoule of 37.5 mg/ml 4.80 BNF 2013157
Paracetamol (1 g) 100-ml ampoule of 10 mg/ml; given in 1 l 4.37 BNF 2013157
of normal saline
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APPENDIX 20
Cost per
Resource patient (£) Source Details
159
Initial clinic 86 PSSRU 30 minutes of gynaecological consultant time,
including training costa
Hysteroscopy 239.6 Critchley et al.160 Inflated to 2011/12 rates from 2004 costsb
Local anaesthetic costs 0.35 Estimated See Appendix 17; local anaesthetic used in only 40%
of outpatient procedures
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Cost per
Resource patient (£) Source Details
Initial assessment
Hysteroscopy 239.6 Critchley et al.160 Inflated to 2011/12 rates from 2004 costsa
Blood tests 5 Local NHS laboratory Full blood count (£2) and urea and
electrolytes (£3)
Procedure costs
Day-case admission cost 673 NHS reference costs Unit price; day-case admission
2011/12138
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n = 239 b
n = 248b
General
n = 217 [9.2%] c
n = 222 [10.5%]c
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Effectiveness
EQ-5D
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6 months
ICER (Δ cost/Δ effectiveness) £30,780 per additional patient who feels better with inpatient treatment
ICER (Δ cost/Δ QALY) £153,900 per additional QALY gained on the inpatient arm
12 months
ICER (Δ cost/Δ QALY) £156,833 per additional QALY gained on the inpatient arm
SD, standard deviation.
a Cost and outcome data are reported as ‘mean (SD)’.
b Difference in cost and outcomes have been estimated by bootstrapping technique and are represented as mean
difference [standard error of the difference]’.
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APPENDIX 26
PP analysis 6 months 12 months 6 months 12 months 6 months 12 months 6 months 12 months 6 months 12 months
Cost –1007.1 [61.1] –962.6 [77.9] –944.3 [59.7] –899.8 [79.6] –953.5 [62.5] –909.0 [76.9] –841.5 [62.5] –797.0 [76.9] –476.5 [62.5] –432.0 [76.7]
differencea
ICERb 33,570 Outpatient 31,477 Outpatient 31,783 Outpatient 28,050 Outpatient 15,883.3 Outpatient
dominates dominates dominates dominates dominates
Cost/QALY 167,850 Outpatient 157,383 Outpatient 158,917 Outpatient 140,250 Outpatient 79,417 Outpatient
dominates dominates dominates dominates dominates
a The negative values of cost difference imply that the cost of inpatient therapy is higher than that of outpatient treatment.
b ICER here refers to cost difference/difference in self-reported effectiveness at 6 and 12 months, respectively. Effectiveness and QALY difference are the same as base case for DSA-1
to DSA-5. For values refer to Appendix 25.
At 12 months, the effectiveness and the overall QALY levels in the outpatient treatment are higher than those of inpatient treatment. Thus, outpatient therapy is said to dominate
(cheaper and more effective than inpatient treatment) at 1 year in both the cost-effectiveness analysis and the CUA.
DOI: 10.3310/hta19610 HEALTH TECHNOLOGY ASSESSMENT 2015 VOL. 19 NO. 61
P robabilistic sensitivity analysis (see also Appendix 28) examines simultaneously the uncertainty in the
cost and outcomes in the PP analysis. The x- and y-axes represent the incremental effectiveness and
cost of outpatient treatment compared with inpatient treatment, respectively. Most of the values fall in the
lower-right and lower-left quadrants, demonstrating that inpatient therapy is more expensive than
outpatient treatment. The equal distribution between the left and right quadrants suggests that there is
considerable uncertainty regarding the effectiveness of one treatment over the other (based on QALY
values). In other words, the effectiveness of both treatments is similar.
600
400
QALY
difference 200
−400
−600
−800
−1000
−1200
−1400
Cost difference (£)
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600
400
QALY
difference 200
−400
−600
−800
−1000
−1200
−1400
Cost difference (£)
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1.0
Probability that OPT is cost-effective
0.8
0.6
6 months
12 months
0.4
0.2
0.0
0 20,000 40,000 60,000 80,000 100,000
Willingness-to-pay threshold (£)
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Birmingham Heartlands/Solihull Hospital, Birmingham: Jan Blunn, S Guruswami, S Irani and D Robinson.
Birmingham Women’s Hospital, Birmingham: T Bingham, TJ Clark, N Cooper, J Gupta, S Madari, D Mellers,
S O’Connor, C O’Hara, M Pathak, V Preece, E Sangha, M Shehmar, P Trinham and A Wilson.
Bishop Auckland General Hospital, County Durham: J Dent, J Macdonald and P Sengupta.
Castle Hill Hospital, East Yorkshire: J Allen, T Cathcart, D Cox, S Ford, L Kenny, K Phillips, N Rawal,
A Rodgers and J Siddiqui.
Chelsea & Westminster Hospital, London: A Dine-Atkinson, S Kalkur, G Merriner, J Ben-Nagi, A Raza and
R Richardson.
City General Hospital, University Hospital of North Staffordshire, Stoke-on Trent: T Bingham and I Hassan.
City Hospital, Sunderland: D Edmundson, J Chamberlain, A Barge, P Wake, D Milford and E Walton.
Countess of Chester Hospital, Chester: S Arnold, M Blake, MJ McCormack, N Naddad, J Hane and
S Wood.
Ormskirk & District General Hospital, Southport: A Cope, S Sharma and T Taylor.
Royal Blackburn Hospital, Blackburn: M Abdel-Aty, K Bhatia, S Gardiner, W Myint and M Willett.
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APPENDIX 30
The Royal Victoria Infirmary, Newcastle upon Tyne: J Bainbridge, G Cosgrove, A Desai, J Gebbie,
D Koleskas, P Ranka and M Roberts.
We thank the members of the TSC for their assistance throughout the project: Professor J Thornton
(Professor of Obstetrics and Gynaecology, University of Nottingham) – chairperson; Professor P O’Donovan
(Professor of Medical Innovation and Gynaecology, University of Bradford); E Nicholls (Birmingham
Women’s Hospital, Consumer); Professor Jon Deeks (University of Birmingham, Statistician); and
Dr Stavros Petrou (University of Oxford, Health Economist).
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