Wrenn
Wrenn
Wrenn
No. 16-7025
KARL A. RACINE
Attorney General for the District of Columbia
TODD S. KIM
Solicitor General
LOREN L. ALIKHAN
Deputy Solicitor General
HOLLY M. JOHNSON
Assistant Attorney General
Office of the Solicitor General
Office of the Attorney General
441 4th Street, NW, Suite 600S
Washington, D.C. 20001
(202) 442-9890
[email protected]
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seek rehearing en banc of a panel decision holding that the Second Amendment
forbids the District from allowing public carry of handguns only upon a showing of
good reason to fear injury or any other proper reason for carrying, as described
under District law. D.C. Code 22-4506(a). En banc rehearing is warranted under
Federal Rule of Appellate Procedure 35(b) both because the proceeding involves a
The District of Columbia is unique. Unlike any state, it is entirely urban and
attended events each year, including political marches and protests. The Supreme
Court has recognized that the Second Amendment preserves, even if it limits, a
local jurisdictions ability to craft firearm regulations to suit its local needs and
values. The Council of the District of Columbia has done just that in a carefully
challenges while preserving the ability of its most vulnerable citizens to publicly
carry a handgun when there is a special self-defense need. The panel majority,
however, held that the Constitution requires every jurisdiction in the nation
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places, and that the circuits that have unanimously concluded otherwise were
wrong.
Review by the full Court is necessary due to the importance of this question,
which affects the safety of every person who lives in, works in, or visits the
District. Through their elected representatives, District residents have decided that
public carrying without good reason is inconsistent with public safety. The
Councils decision was based on empirical studies, expert testimony, and the
reasoned analysis of other state legislatures and federal courts that have upheld
findings, which indicate that, if left intact, the panel decision will increase crime
While the importance of the question here would justify en banc review even
if the panel majority were correct, it is not. The majority misinterprets the
Supreme Courts decision in District of Columbia v. Heller, 554 U.S. 570 (2008)
(Heller I), which holds that, because the Second Amendment codified a pre-
existing right, the scope of the right it protects can only be determined by
examining the right as it existed at the time of the amendments ratification. The
2
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incorrectly treating the relevant history as settled by Heller I, even though that
decision was limited to the historical contours of home possession. What is more,
firearm regulations. This Court first asks whether the regulation burdens conduct
within the scope of the Amendment, which requires the context-specific historical
analysis the panel majority did not conduct. If the regulation does burden
protected conduct, the Court then proceeds to consider the regulation under the
relevant level of scrutiny. Had the panel properly followed this Courts
precedents, it would have upheld the good reason law, or at minimum refrained
licenses if, among other things, the applicant has good reason to fear injury to his
or her person or property or has any other proper reason for carrying a pistol.
3
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proper reason shall at a minimum include types of employment that require the
handling of cash or other valuable objects that may be transported upon the
The identical rehearing petitions filed today arise out of two separate
lawsuits challenging this good reason standard. Plaintiffs in both cases moved to
finding that the plaintiffs were unlikely to prevail on the merits because, even
District of Columbia, 187 F. Supp. 3d 124 (D.D.C. 2016), Judge Leon granted a
On July 25, 2017, in a split decision addressing both orders, a panel of this
(Op.) 27-28. In the majority, Judges Griffith and Williams declined to conduct a
right to publicly carry a handgun, finding that Heller I had already held that such a
4
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right exists and is on equal footing with home possession. Op. 15, 17, 22.
Concluding that the good reason standard effectively destroy[ed] this right, the
majority found the law categorically unconstitutional and ordered the district court
to permanently enjoin its enforcement. Op. 27; see also Op. 28, 31. Judge
Henderson dissented.
DISCUSSION
lives of its citizens. United States v. Salerno, 481 U.S. 739, 755 (1987). The
Council has determined that the good reason standard is critically important to
the public safety of those who live in, work in, and visit the District. As three
balance public safety with the needs of individuals particularly at risk. Kachalsky
v. Cty. of Westchester, 701 F.3d 81, 97 n.22 (2d Cir. 2012), cert. denied, 133 S. Ct.
1806 (2013); Drake v. Filko, 724 F.3d 426, 438 (3d Cir. 2013), cert. denied, 134 S.
Ct. 2134 (2014); Woollard v. Gallagher, 712 F.3d 865, 880-81 (4th Cir. 2013),
cert. denied, 134 S. Ct. 422 (2012). Without this standard, the District becomes a
empirical studies, that such regimes are associated with substantially higher rates
of aggravated assault, rape, robbery and murder. Grace Joint Appendix (GJA)
5
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135; Wrenn Joint Appendix (WJA) 66. A decision striking this critically
important public safety law should therefore be reviewed and decided by the entire
because this Court may well have the last word on the question, given the Supreme
from other fundamental rights , which can be exercised without creating a direct
risk to others. Bonidy v. USPS, 790 F.3d 1121, 1126 (10th Cir. 2015). The
increased risk from a handgun in the home is largely borne by those who live in or
visit that home. Not so for public carrying, with its higher potential for carnage.
704 F.3d 980, 990 (D.C. Cir. 2013) (finding the legislature far better equipped
than the judiciary to make sensitive public policy judgments concerning the
John Donohue III, an eminent economist, legal scholar, and empirical researcher,
who explained that [t]he totality of the evidence based on educated judgments
about the best statistical models suggests that right-to-carry laws are associated
6
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with substantially higher rates of aggravated assault, rape, robbery and murder.
The Impact of Right to Carry Laws and the NRC Report (2014)). The study
increasingly advanced models and gathering more reliable and updated crime data.
GJA271-325; WJA202-56. For each of the seven studied crime categories, at least
right-to-carry laws were enacted, and one model suggest[ed] that [right-to-carry]
GJA330-32; WJA261-63.
New York, New Jersey, and Maryland, all of which have found the good reason
standard necessary to prevent crime (and had those findings upheld on appeal).
See GJA120, 127 & n.39; WJA51, 58 & n.39. This evidence applies with even
greater force in the District, which, unlike any state, is completely contained in a
dense urban setting, with correspondingly higher rates of violent crime than
suburbs and rural areas. GJA122, 125; WJA53, 56. And as the seat of the
federal government, with its multitude of critical official and symbolic buildings,
monuments, and events, and high-profile public officials, the District is filled
7
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result, the likelihood of attack is higher than in any other city, and the
thousands of high-risk targets, which could interfere with daily life and the
exercise of other rights through, for instance, political protest in public spaces.
GJA125; WJA56.
Indeed, [a]n impressive body of empirical evidence now shows that state
laws making it easier to carry concealed weapons in public have had the net
effect of making those states more dangerous. Henigan, The Woollard Decision
and The Lessons of the Trayvon Martin Tragedy, 71 Md. L. Rev. 1188, 1201
(2012). In addition to the Donohue study, the District provided the panel with
studies showing that, rather than reduce crime, shall-issue laws have resulted, if
Data, 18 Intl L. Rev. L. & Econ. 239, 241 (1998)); and that [f]or robbery, many
WJA311 (Dezhbakhsh & Rubin, Lives Saved or Lives Lost? The Effects of
Moreover, Donohue has an updated and expanded study that uses crime data
8
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Assessment Using Panel Data and a State-Level Synthetic Controls Analysis (June
these new statistical models, right-to-carry laws are associated with higher
aggregate violent crime rates which climb[] over time, such that [t]en years
percent higher than it would have been without [these] law[s]. Id.
because many of the risks of public carrying have nothing to do with the conduct
who possessed a gun during an assault were 4.46 times more likely to be shot.
GJA398, WJA329 (Branas et al., Investigating the Link Between Gun Possession
and Gun Assault, 99 Amer. J. Pub. Health 2034, 2034 (2009)). Handguns often are
stolen and used against the carrier or to commit other crimesindeed, criminals
often target victims precisely because they possess handguns. Woollard, 712
F.3d at 879 (quoting a former Baltimore Police Commissioner); see Ayres &
Donohue, Shooting Down the More Guns, Less Crime Hypothesis, 55 Stan. L.
Rev. 1193, 1205 ([S]ome estimates suggest[] that as many as one million or more
guns are stolen each year.); Heller v. District of Columbia, 801 F.3d 264, 277
9
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(D.C. Cir. 2015) (Heller III) (finding a requirement that firearm registrants bring
their weapons to the police station more likely to threat[en] public safety
due to a risk that the gun may be stolen en route). And an upswing in public
GJA390, WJA321 (Cook & Ludwig, The Social Costs of Gun Ownership, 90 J.
Pub. Econ. 379 (2006)). Two-thirds of prisoners incarcerated for gun offenses
reported that the chance of running into an armed victim was very or somewhat
important in their own choice to use a gun. Cook, Gun Control After Heller, 56
Public carrying also complicates the relationship between police officers and
the law-abiding public. As the Dallas Police Chief put it after his officers
struggled to identify a shooter targeting officers during a July 2016 protest, public
carrying makes it hard to know who the good guy is versus the bad guy.
Hennessy-Fiske, Dallas police chief: Open carry makes things confusing during
mass shootings, L.A. Times, July 11, 2016. And so, [i]f the number of legal
choice but to take extra precautions before engaging citizens, effectively treating
encounters that now are routine, friendly, and trusting, as high-risk stops.
10
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their weapons. Between May 2007 and June 2016, concealed-carry permit
holders ha[d] shot and killed at least 17 law enforcement officers and more than
800 private citizens, Peruta v. Cty. of San Diego, 824 F.3d 919, 943 (9th Cir.
2016) (en banc) (Graber, J., concurring), including 31 mass shootings such as the
2013 attack at the Districts Navy Yard and the June 2016 attack at an Orlando
1,082. Id.
Dissent 7 (quoting United States v. Masciandaro, 638 F.3d 2011, 475-76 (4th Cir.
2011)). The panel majority did not disagree about the importance of the issue;
indeed, it bemoaned the scourge of handgun violence. Op. 31. Whether the
Second Amendment prevents the District from adopting a law that its legislature
reasonably believes is needed to address this scourge is a question meriting the full
Courts consideration.
11
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correct the majoritys departure from the Supreme Courts decision in Heller I and
this Courts decisions in, inter alia, Heller v. District of Columbia, 670 F.3d 1244
(D.C. Cir. 2011) (Heller II), and Heller III, 801 F.3d 264.
In Heller I, the Supreme Court held that, because the Second Amendment
the scope of the conduct it protects. 554 U.S. at 592; see id. at 579-619.
Consistent with Hellers mandate, this Court has adopted a two-step approach in
II, 670 F.3d at 1252-53; Heller III, 801 F.3d at 272. Initially, the Court looks to
the historical scope of the right codified in the Second Amendment to determine
whether a particular provision impinges upon a right it protects. Heller II, 670
F.3d at 1253; see id. at 1253-55. If the challenged regulation does implicate
conduct within the scope of the Second Amendment, the Court goes on to
determine whether the provision passes muster under the appropriate level of
Rather than follow this well-worn path, the panel majority failed to conduct
its own historical analysis at the first step, instead drawing assumptions from
12
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Heller Is historical analysis. Op. 14-17. And then the panel majority did not even
proceed to the second step of the Second Amendment inquiry, mistakenly finding
The panel majority erroneously found that Heller I holds that by the time of
the Founding, the preexisting right enshrined by the Amendment had ripened to
include carrying more broadly than the District contends. Op. 15. But Heller I
does not hold that the Second Amendment protects carrying without good reason
on crowded city streets, and therefore this Court thus must conduct its own
702 F.3d 933 (7th Cir. 2012), the Supreme Court has not even addressed the
question whether the Second Amendment creates a right of self-defense outside the
home. Id. at 935. None of the seven circuits to consider the scope of public
carrying has found Heller I to do more than imply that a right to carry exists
somewhere outside the home. See Kachalsky, 701 F.3d at 88-89; Drake, 724 F.3d
at 430; Masciandaro, 638 F.3d at 467; Moore, 702 F.3d at 935; Peruta, 824 F.3d at
Engrs, 788 F.3d 1318, 1323 (11th Cir. 2015). Not even the vacated Ninth Circuit
panel decision on which the majority relies, Op. 12, 13, 23, thought Heller I
13
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Peruta v. Cty. of San Diego, 742 F.3d 1144, 1150 (9th Cir. 2014), vacated, 781
service and, if so, whether a core right included possession of handguns in the
home. 554 U.S. at 579-619. And the decision itself warns readers not to treat [it]
as containing broader holdings than the Court set out to establish: that the Second
at home for self-defense. United States v. Skoien, 614 F.3d 638, 640 (7th Cir.
2010) (en banc). To wit, it recognized that the right secured by the Second
regulatory measures, but expressly declined to clarify the entire field. Heller I,
554 U.S. at 626-27 & n.26. The Court wanted subsequent lower courts to analyze
serious issues like the scope of any right to public carry, not to consider those
its conclusion that the Second Amendment preserves a core right to carry on
keep[ing] and bear[ing] are of equal importance, and must be kept on equal
footing and on par with each other. Op. 11, 22, 23, 24, 28. It based this
assumption on the seemingly equal treatments to the right to keep and to bear
in Heller Is historical analysis. Op. 11. But Heller I had no reason to consider the
relative scope of each part of the Second Amendment rightit analyzed the
historical meaning of each part only as necessary to determine that they are
individually held.
has never been on equal legal footing with home possession. The District and
amici presented a rich history of the law regulating public carrying, demonstrating
that residents of cities, through their elected officials, have always had authority to
restrict public carrying to promote public safety. Not only was this evidence
irrelevant to the issues raised in Heller I, much of the underlying research was
conducted after (and as a result of) its issuance. Moreover, Heller I itself
society. GeorgiaCarry.Org v. Georgia, 687 F.3d 1244, 1259 (11th Cir. 2012);
see Heller I, 554 U.S. at 635 ([W]hatever else [the Second Amendment] leaves to
15
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future evaluation, it surely elevates above all other interests the right of law-
led to its rejection of historical evidence far more probative to the scope of public
carrying. This led the majority to disregard Framing-era laws governing more than
half of the original States and the District that facially barred public carrying in
populated areas, and to reject four centuries of historical documents and treatises
shedding light on the development and interpretation of those laws. Op. 15-17; see
These cases were not even central to Heller Is conclusions, and are even less
relevant here. See Ruben & Cornell, Firearm Regionalism and Public Carry, 125
Yale L.J. F. 121, 125, 128 (2015). Moreover, unlike the Framing-era laws cited by
the District, these cases did not address the specific regulation challenged here,
which applies only in this densely populated urban jurisdiction. SA 34-76; see
also Blocher, Firearm Localism, 123 Yale L.J. 82, 120 (2013) (Urban gun control
Even if Heller Is historical analysis did imply something about the scope of
public carry in general, it did not hold anything about whether the pre-existing
16
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right codified in the Second Amendment included a right to publicly carry firearms
correct the error and consider the Districts law using the appropriate analysis
CONCLUSION
The Court should rehear this appeal en banc.
Respectfully submitted,
KARL A. RACINE
Attorney General for the District of Columbia
TODD S. KIM
Solicitor General
LOREN L. ALIKHAN
Deputy Solicitor General
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ADDENDUM
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No. 16-7025
v.
Alan Gura argued the cause and filed the briefs for
appellants.
2
L. AliKhan, Deputy Solicitor General. Richard S. Love,
Assistant Attorney General, entered an appearance.
No. 16-7067
v.
4
the Attorney General for the State of California, George
Jepsen, Attorney General, Office of the Attorney General for
the State of Connecticut, Douglas S. Chin, Attorney General,
Office of the Attorney General for the State of Hawaii, Lisa
Madigan, Attorney General, Office of the Attorney General for
the State of Illinois, and Tom Miller, Attorney General, Office
of the Attorney General for the State of Iowa, were on the brief
for Maryland, California, Connecticut, Hawaii, Illinois, Iowa,
Massachusetts, New York, Oregon, and Washington in support
of appellants.
5
Patrick Morrisey, Attorney General, Office of the Attorney
General for the State of West Virginia, Brad D. Schimel,
Attorney General, Office of the Attorney General for the State
of Wisconsin, Peter K. Michael, Attorney General, Office of
the Attorney General for the State of Wyoming, Luther
Strange, Attorney General, Office of the Attorney General for
the State of Alabama, Leslie Rutledge, Attorney General,
Office of the Attorney General for the State of Arkansas,
Gregory F. Zoeller, Attorney General, Office of the Attorney
General for the State of Indiana, Chris Koster, Attorney
General, Office of the Attorney General for the State of
Missouri, Timothy C. Fox, Attorney General, Office of the
Attorney General for the State of Montana, Adam Paul Laxalt,
Attorney General, Office of the Attorney General for the State
of Nevada, Michael DeWine, Attorney General, Office of the
Attorney General for the State of Ohio, and E. Scott Pruitt,
Attorney General, Office of the Attorney General for the State
of Oklahoma were on the brief for Arizona, Alabama,
Arkansas, Indiana, Missouri, Montana, Nevada, Ohio,
Oklahoma, South Carolina, South Dakota, Texas, Utah, West
Virginia, Wisconsin, and Wyoming in support of plaintiffs-
appellees.
6
Opinion for the Court filed by Circuit Judge GRIFFITH.
7
(D.D.C. 2014), the Council responded with the law challenged
here, which confines carrying a handgun in public to those with
a special need for self-defense.
1
The District currently allows some very limited carrying even
without a permit. For example, owners may carry registered
handguns for lawful recreational purposes and within their homes
and places of business. D.C. Code 22-4504.01.
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D.C. Mun. Regs. tit. 24 2333.4 (emphasis added), but that
having a close relative who is unable to meet his own special
need for self-defense does. Id. 2334.1.
9
II
10
apply intermediate scrutiny on the ground that the laws burden
is not substantial or falls outside the Amendments core.
11
Amendments core lawful purpose is self-defense, id. at 630,
and the need for that might arise beyond as well as within the
home. Moreover, the Amendments text protects the right to
bear as well as keep arms. For both reasons, its more
natural to view the Amendments core as including a law-
abiding citizens right to carry common firearms for self-
defense beyond the home (subject again to relevant
longstanding regulations like bans on carrying in sensitive
places). Id. at 626.
12
which encompassed the personal right to armed self-defense.
Id. at 599-600. Crucially, Heller I winds its way to this
conclusion through a parade of early English, Founding-era,
antebellum, and late-nineteenth century cases and
commentaries. Those same sources attest that the Second
Amendment squarely covers carrying beyond the home for
self-defense.
13
challenges under the Second Amendment or close analogues
are sapped of authority by Heller I because each of them
assumed that the Amendment was only about militias and not
personal self-defense. So Heller I rejects their crucial premise.
And with these cases off the table, the remaining cases speak
with one voice on the Amendments coverage of carrying as
well as keeping arms. Peruta, 742 F.3d at 1174. Under Heller
Is treatment of these and earlier cases and commentaries,
history matters, and here it favors the plaintiffs.
14
B
2
It is not clear whether the District believes Northampton laws
show that carrying in densely populated areas falls outside the
Amendments protection altogether, or merely outside its core.
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of the justices or other ministers, nor in no part
elsewhere, upon pain to forfeit their armour to
the King, and their bodies to prison at the Kings
pleasure.
S.A. 36. The District argues that by forbidding all but the kings
servants and ministers to bring force in affray of the peace or
to go [or] ride armed by night or by day in fairs or
markets, this statute banned carrying in densely populated
areas. So carrying in urban areas like D.C., the argument goes,
falls beyond the Amendments perimeter or at least its core.
16
the idea that Northampton banned all carrying in crowded areas
(as opposed to carrying dangerous arms or carrying so as to
terrify). On that scholars view, Northampton so narrowed the
English right embodied by the Amendment that individual
self-defense beyond the home deserves only minimalist
protection or categorical exclusion. Patrick J. Charles, The
Faces of the Second Amendment Outside the Home: History
Versus Ahistorical Standards of Review, 60 Clev. St. L. Rev. 1,
43 (2012). This view runs headlong into the history cited by the
Supreme Court to show that the English right secured in 1689
. . . was by the time of the founding understood to be an
individual right protecting against both public and private
violence, Heller I, 554 U.S. at 594, so that the resulting
Amendment guarantees the right to possess and carry
weapons in case of confrontation, id. at 592 (emphasis added).
17
bear arms; then it can only be a crime to exercise
this right in such a manner, as to terrify the
people unnecessarily.
18
But surety laws did not deny a responsible person carrying
rights unless he showed a special need for self-defense. They
only burdened someone reasonably accused of posing a threat.
And even he could go on carrying without criminal penalty. He
simply had to post money that would be forfeited if he breached
the peace or injured othersa requirement from which he was
exempt if he needed self-defense. Under surety laws, put
simply, everyone started out with robust carrying rights. Those
reasonably accused were then burdened. And only then did
self-defense needs make a difference, by exempting even the
accused from that burden. A showing of special need did not
expand carrying for the responsible; it shrank burdens on
carrying by the (allegedly) reckless.
19
lacking special self-defense needsfalls within the core of the
Second Amendments protections.
3
The Second Circuit also finds that carrying outside the home
matters less based on analogies to other individual rights. Thus, it
asks: if our law [t]reat[s] the home as special when it comes to
sexual privacy rights, why not when enforcing the right to use a gun?
Kachalsky, 701 F.3d at 94. But of course, sex is different. In Judge
Posners wry understatement, the interest in having sex inside ones
home is much greater than the interest in having sex on the sidewalk
in front of ones home, while the need to fend off violence might
arise on sidewalks and in bedrooms alike. Moore v. Madigan, 702
F.3d 933, 941 (7th Cir. 2012).
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20
also been subject to longstanding regulations: Heller I itself
cites bans on possession by felons. 554 U.S. at 626.
21
The idea that the government must leave ample channels
for keeping and for carrying arms explains much of the analysis
in Heller I. It explains why Heller I saw no need to bother with
any of the [familiar] standards of scrutiny in reviewing a ban
on ownership that left no means of defense by handguns at
home. 554 U.S. at 628. It explains why the Court favorably
treated cases allowing bans on concealed carry only so long as
open carry was allowed. 4 The Court itself highlighted this
feature of those cases, see id. at 612-13, 629, explicitly
describing one of them as limiting only the manner of
exercising gun rights, id. at 626. The ample alternative
channels principle also explains the Courts approval of bans
on some types of guns so long as those most useful for self-
defense remained accessible. Id. at 627. Indeed, this same
principle makes an appearance in Heller II where we cite
Professor Eugene Volokhs suggestion that courts applying the
Second Amendment borrow from the law of content neutral
speech, which looks askance at restrictions that impose
severe burdens (because they dont leave open ample
alternative channels) for speech. 670 F.3d at 1262 (quoting
Eugene Volokh, Implementing the Right to Keep and Bear
Arms for Self-Defense: An Analytical Framework and a
Research Agenda, 56 U.C.L.A. L. Rev. 1443, 1471 (2009)).
4
See State v. Chandler, 5 La.Ann. 489, 489-90 (1850)
(describing a law against the carrying of concealed weapons as one
that interfered with no mans right to carry arms . . . in full view,
which places men upon an equality); Nunn v. State, 1 Ga. 243, 251
(1846) ([S]o far as the act of 1837 seeks to suppress the practice of
carrying certain weapons secretly, . . . it is valid, inasmuch as it does
not deprive the citizen of his natural right of self-defence, or of his
constitutional right to keep and bear arms. But that so much of it, as
contains a prohibition against bearing arms openly, is in conflict with
the Constitution, and void . . . .).
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22
These points confirm that the rights to keep and bear arms
are on equal footingthat the law must leave responsible, law-
abiding citizens some reasonable means of exercising each.
The prevalence of, say, bans on carrying near sensitive sites
would prove that the right to bear arms mattered less only if our
law would reject equally modest burdens on keeping arms (e.g.,
bans on storing them on open surfaces at home). Neither the
Second nor the Fourth Circuit has suggested that it would. So
each was too quick to infer that our legal tradition demotes the
right to bear arms relative to its Constitutional twin.
5
We do not agree with the Ninth Circuit that a ban on concealed
carry can be assessed in isolation from the rest of a jurisdictions gun
regulations. As weve noted, text and history and precedent urge that
the Second Amendment requires governments to leave responsible
citizens ample means for self-defense at home and outside. So a
regulations validity may turn partly on whether surrounding laws
leave ample options for keeping and carrying.
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23
applies beyond the home. 6 Each simply assumed for
arguments sake that the Amendment covers some carrying.
Though meant to be generous to the plaintiffs, by granting a
premise in their favor, this move ultimately weakened the
plaintiffs case. It excused courts from sifting through sources
pointing to the equal importance of the right to bear:
6
Drake v. Filko, 724 F.3d 426, 431 (3d Cir. 2013) (declining to
engag[e] in a round of full-blown historical analysis); Woollard,
712 F.3d at 874-76 (eschewing a definitive ruling on the
Amendments scope); Kachalsky, 701 F.3d at 91 (deciding not to
plumb highly ambiguous history and tradition to determine the
meaning of the Amendment).
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arguments sakewhen we conclude that (longstanding
exceptions aside) carrying beyond the home, even in populated
areas, even without special need, falls within the Amendments
coverage, indeed within its core.
III
25
the Amendment enables self-defense at least against the level
of threat generally faced by those covered by the Amendment:
responsible and law-abiding citizens. Likewise, responsible
must include those who are no more dangerous with a gun than
law-abiding citizens generally are. Cf. Heller v. District of
Columbia (Heller III), 801 F.3d 264, 280 (D.C. Cir. 2015)
(faulting a cap on gun registrations for trying to reduce gun
ownership indiscriminately rather than zero in on likely
abuses). At a minimum, then, the Second Amendment must
enable armed self-defense by commonly situated citizens:
those who possess common levels of need and pose only
common levels of risk.
26
mentioned. Yet the Districts good-reason law bars most
people from exercising this right at all. To be sure, the good-
reason law leaves each D.C. resident some remote chance of
one day carrying in self-defense, but that isnt the question. The
Second Amendment doesnt secure a right to have some chance
at self-defense. Again, at a minimum the Amendments core
must protect carrying given the risks and needs typical of law-
abiding citizens. That is a right that most D.C. residents can
never exercise, by the laws very design. In this way, the
Districts regulation completely prohibits most residents from
exercising the constitutional right to bear arms as viewed in the
light cast by history and Heller I.
27
Of course, the good-reason law isnt a total ban for the
D.C. population as a whole of the right to bear common arms
under common circumstances. After all, it allows some D.C.
residentsthose with a special needto defend against threats
both common to everyone and specific to themselves. But the
ban on ownership struck down in Heller I also made minor
exceptions for certain sorts of owners, who could then defend
their homes to the hilt. 554 U.S. at 570 n.1. That made no
difference to constitutional review of the ban, see id., for a
simple reason: the point of the Amendment isnt to ensure that
some guns would find their way into D.C., but that guns would
be available to each responsible citizen as a rule (i.e., at least to
those no more prone to misuse that access than anyone else).
So if Heller I dictates a certain treatment of total bans on
Second Amendment rights, that treatment must apply to total
bans on carrying (or possession) by ordinarily situated
individuals covered by the Amendment.
This point brings into focus the legally decisive fact: the
good-reason law is necessarily a total ban on most D.C.
residents right to carry a gun in the face of ordinary self-
defense needs, where these residents are no more dangerous
with a gun than the next law-abiding citizen. We say
necessarily because the law destroys the ordinarily situated
citizens right to bear arms not as a side effect of applying
other, reasonable regulations (like those upheld in Heller II and
Heller III), but by design: it looks precisely for needs
distinguishable from those of the community. So we neednt
pause to apply tiers of scrutiny, as if strong enough showings
of public benefits could save this destruction of so many
commonly situated D.C. residents constitutional right to bear
common arms for self-defense in any fashion at all. Bans on
the ability of most citizens to exercise an enumerated right
would have to flunk any judicial test that was appropriately
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28
written and applied, so we strike down the Districts law here
apart from any particular balancing test.
29
weve never been asked to review so much as a substantial
burden on a core protected right, to say nothing of a ban. That
is why we have always relied on the familiar tiers of scrutiny;
in fact, weve never applied more than intermediate scrutiny.
30
IV
31
***
So ordered.
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1
I would affirm the denial of preliminary injunctive relief in
Wrenn v. District of Columbia, 167 F. Supp. 3d 86 (D.D.C. 2016),
and reverse the grant of preliminary injunctive relief in Grace v.
District of Columbia, 187 F. Supp. 3d 124 (D.D.C. 2016).
2
Although I assume that the Second Amendment extends to
some extent beyond the home, I am certain the core Second
Amendment right does not. The application of strict scrutinylet
alone my colleagues application of a categorical banis, in my
view, patently off-base.
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2
justification, . . . a regulation that imposes a less substantial
burden should be proportionately easier to justify. Id. at 1257.
The sole Second Amendment core right is the right to
possess arms for self-defense in the home. Drake, 724 F.3d at
431 ([T]he individual right to bear arms for the purpose of
self-defense [in] the home [is] the core of the right as
identified by Heller.); Kachalsky, 701 F.3d at 89 (Second
Amendment guarantees are at their zenith within the home.);
United States v. Masciandaro, 638 F.3d 458, 471 (4th Cir.
2011) ([A] lesser showing is necessary with respect to laws
that burden the right to keep and bear arms outside of the
home.). This conclusion is evidenced, first and foremost, by
the United States Supreme Courts declarations in District of
Columbia v. Heller (Heller I) that the the need for defense of
self, family, and property is most acute in the home, 554 U.S.
570, 628 (2008) (emphasis added), and in McDonald v. City of
Chicago that the Second Amendment protects a personal
right to keep and bear arms for lawful purposes, most notably
for self-defense within the home, 561 U.S. 742, 780 (2010)
(emphasis added). By characterizing the Second Amendment
right as most notable and most acute in the home, the Supreme
Court necessarily implied that that right is less notable and less
acute outside the home. See Drake, 724 F.3d at 431; Woollard,
712 F.3d at 876; Kachalsky, 701 F.3d at 89; Masciandaro, 638
F.3d at 471. A right that is less notable and less acute cannot
reside at the Second Amendments core. My colleagues
attempt to minimize the Supreme Courts declarations by
insisting that the relevant history speaks with one voice on
the Amendments coverage of carrying as well as keeping
arms. Maj. Op. 12-13 (internal quotation marks omitted). But
their view of history is with blinders on as it is contradicted by
our sister circuits extensive review of the same historical
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3
record.3 Kachalsky, 701 F.3d at 91 (History and tradition do
not speak with one voice here. What history demonstrates is
that states often disagreed as to the scope of the right to bear
arms, whether the right was embodied in a state constitution or
the Second Amendment.); Drake, 724 F.3d at 431 (same);
Masciandaro, 638 F.3d at 470-71 ([A]s we move outside the
home, firearm rights have always been more limited, because
public safety interests often outweigh individual interests in
self-defense.); cf. Peruta, 824 F.3d at 939 (in U.S. history,
the Second Amendment right to keep and bear arms does not
include, in any degree, the right of a member of the general
public to carry concealed firearms in public). I would join
these circuits and find that the core Second Amendment
right does not extend beyond the home given the history
upholding public carry regulations, a history enshrined
with[in] the scope of the Second Amendment when it was
adopted. Kachalsky, 701 F.3d at 96 (alteration in original)
(The historical prevalence of the regulation of firearms in
public demonstrates that while the Second Amendments core
concerns are strongest inside hearth and home, states have
long recognized a countervailing and competing set of
3
The majority acknowledges that other circuits have identified
regulations, including bans, regarding the public bearing of arms
that were upheld by nineteenth-century courts. See Kachalsky, 701
F.3d at 94-96; accord Woollard, 712 F.3d at 876 (quoting
Masciandaro, 638 F.3d at 470-71). They then discount those
decisions as having applied a Second Amendment corollary to the
First Amendments ample alternative channels doctrine. Maj. Op.
20-22. I am not ready to revise history by asserting that nineteenth-
century courts used reasoning first articulated a century later. See
Peruta, 824 F.3d at 942.
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4
concerns with regard to handgun ownership and use in
public.). Regulations restricting public carrying are all the
more compelling in a geographically small but heavily
populated urban area like the District. See Joseph Blocher,
Firearm Localism, 123 YALE L.J. 82, 108 (2013) (American
cities have traditionally had much more stringent gun control
than rural areas.).
Because the Districts good reason regulation does not
affect firearm possession within the home and therefore does
not impose[] a substantial burden upon the core right of self-
defense protected by the Second Amendment, I believe the
correct standard of review is, at most, intermediate scrutiny.
Heller II, 670 F.3d at 1257; accord Woollard, 712 F.3d at 878
(recognizing longstanding out-of-the-home/in-the-home
distinction bear[ing] directly on the level of scrutiny
applicable); Kachalsky, 701 F.3d at 96 (Because our
tradition so clearly indicates a substantial role for state
regulation of the carrying of firearms in public, we conclude
that intermediate scrutiny is appropriate in this case.). For the
Districts challenged licensing regime to pass muster under
intermediate scrutiny, it must show that the regime is
substantially related to an important governmental
objective. Heller II, 670 F.3d at 1258 (quoting Clark v. Jeter,
486 U.S. 456, 461 (1988)). That is, the District must establish
a tight fit between the registration requirements and an
important or substantial governmental interest, a fit that
employs not necessarily the least restrictive means but . . . a
means narrowly tailored to achieve the desired objective. Id.
(quoting Bd. of Trs. of State Univ. of N.Y. v. Fox, 492 U.S. 469,
480 (1989)). It essentially imposes a balancing test: the law
is constitutional if the governmental interest outweighs the
burden [on constitutional rights] and cannot be achieved by
means that do not infringe . . . rights as significantly. Heller
v. D.C. (Heller III), 801 F.3d 264, 282 (D.C. Cir. 2015)
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(Henderson, J., concurring in part and dissenting in part)
(quoting Minneapolis Star & Tribune Co. v. Minn. Commr of
Revenue, 460 U.S. 575, 585 n. 7 (1983)).
As I have previously written, two additional well-
grounded principles should guide the intermediate scrutiny
analysis of the Districts good reason regulation. Id. at 282-84.
First, the nature of firearms regulation requires ample
deference to the legislature. Id. at 282. Ample deference
stems from the recognition that gun laws involve a complex
and dynamic issue implicating vast amounts of data that the
legislature is far better equipped to gather and analyze. Id.
(quoting Turner Broad. Sys., Inc. v. FCC, 512 U.S. 622, 662-
64 (1994)); cf. Holder v. Humanitarian Law Project, 561 U.S.
1, 34 (2010) (in national security context, information can be
difficult to obtain and the impact of certain conduct difficult to
assess).
Second, the District of Columbia is unique. Heller III, 801
F.3d at 283 (Henderson, J., concurring in part and dissenting
in part). It is the seat of our national government, a city full
of high-level government officials, diplomats, monuments,
parades, protests and demonstrations and, perhaps most
pertinent, countless government buildings where citizens are
almost universally prohibited from possessing firearms. Id.
Accordingly, our analysis should reflect an appreciation of
the unique challenges that confront the District as it struggles
to regulate firearms in our Nations capital. Id. (citing City of
L.A. v. Alameda Books, Inc., 535 U.S. 425, 439-40 (2002)).
I believe the Districts good reason regulation passes
muster under intermediate scrutiny. The District identifies two
important government objectives underlying its licensing
regime: the prevention of crime and the promotion of public
safety. Wrenn Appellee Br. 41. In Heller III, we held,
unsurprisingly, that promoting public safety is indeed a
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substantial government interest.4 Heller III, 801 F.3d at 274.
The District has provided evidence that its licensing regime
promotes [that] substantial governmental interest [in a way]
that would be achieved less effectively absent the regulation,
and, at the same time, is not substantially broader than
necessary. Id. at 272 (quoting Heller II, 670 F.3d at 1258).
Namely, the District highlights the empirical connection
between a profusion of guns and increased violent crime,
relying on, inter alia, the studies of leading researchers,
including the National Research Council, and of the
legislatures of New York, Maryland and New Jerseyall of
which have put in place similar licensing regimes. Wrenn
Appellee Br. 41-45. Moreover, the District points to the expert
testimony of District Police Chief Cathy Lanier as well as
commentary from the United States Secret Service and United
States Capitol Police explaining the Districts special security
concerns that warrant firearms restrictions. Id. at 44. The
Districts good reason regulation constitutes its legislatures
analysis of a complex and dynamic situation, an analysis
that examines vast amounts of data and considers the unique
needs of the District. Heller III, 801 F.3d at 283 (Henderson,
J., concurring in part and dissenting in part). The good reason
regulation that emerged deserves ample deference, id. at
282, that is, a deference that recognizes
[i]t is the legislatures job, not ours, to weigh
conflicting evidence and make policy judgments.
Indeed, assessing the risks and benefits of handgun
possession and shaping a licensing scheme to
maximize the competing public-policy objectives, as
[the District] did, is precisely the type of
discretionary judgment that officials in the
4
The Supreme Court has also referred to the significant
governmental interest in public safety. Schneck v. Pro-Choice
Network of W.N.Y., 519 U.S. 357, 376 (1997).
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legislative and executive branches of state
government regularly make.
Kachalsky, 701 F.3d at 99. At bottom, firearms regulation is
serious business. We do not wish to be even minutely
responsible for some unspeakably tragic act of mayhem
because in the peace of our judicial chambers we
miscalculated as to Second Amendment rights . . . . If ever
there was an occasion for restraint, this would seem to be it.
Masciandaro, 638 F.3d at 475-76.
I respectfully dissent.
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Amendment Foundation, Inc., are appellants here and plaintiffs below. The
Amici curiae for appellants include Gun Owners of America, Inc., Gun
Amici curiae for appellees include The Brady Center to Prevent Gun
Violence, DC Appleseed Center for Law & Justice, DC for Democracy, D.C. Vote,
Vincent C. Gray, Everytown for Gun Safety, and the States of Maryland,
and Washington.
Charles Nichols filed a notice that he would participate as amicus curiae but
7, 2016, by District Court Judge Colleen Kollar-Kotelly, denying their motion for a
preliminary injunction barring the District from enforcing D.C. Code 22-4506(a),
which requires that any applicant for a license to publicly carry a handgun
USCA Case #16-7025 Document #1690130 Filed: 08/24/2017 Page 59 of 61
demonstrate good reason to fear injury to his or her person or property or any
other proper reason for carrying a pistol. District Court ECF Record Docket
(RD) 54.
C. Related cases.This is the second appeal to this Court arising out of this
lawsuit. In Wrenn v. District of Columbia, 808 F.3d 81 (D.C. Cir. 2015), the
the good reason standard. On December 15, 2015, this Court vacated the order
because it had been issued by a visiting judge whose designation did not extend to
this case. Id. at 84. The mandate issued on February 5, 2016, and the case was
plaintiffs sued the District, raising the same claim and also seeking preliminary
The District and the Wrenn plaintiffs notified the judges that Grace and
Wrenn were related. RD34; Wrenn RD42, 43. The Grace plaintiffs objected.
RD35 at 2. Judge Leon did not transfer the case to Judge Kollar-Kotelly, and the
separate tracks.
On May 17, 2016, Judge Leon granted the Grace plaintiffs motion for a
preliminary injunction barring the District from enforcing the good reason
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standard. Grace RD45, 46. The District appealed, and this Court expedited the
case and ordered argument to be held in September 2016. No. 16-7067, 6/8/16
Order. This Court held argument on this appeal and the Wrenn appeal on the same
date and before the same panel, and issued a single decision addressing both
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