Hawaii SBR Opinion
Hawaii SBR Opinion
Hawaii SBR Opinion
794
Defendant.
dismissal of only Count 2, asserting that Congress lacked authority under the
1
Pursuant to Criminal Local Rule 12.2(a)(1), the Court elects to decide this matter without a
hearing.
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Christopher Chan at his high-rise residence. Dkt. No. 64 at 4–7. Before they could
do so, however, the officers encountered Chan exiting the parking garage in his
vehicle. Id. at 7–8. Two officers attempted to stop Chan, who instead fled to his
mother’s nearby residence. Id. at 8–9. During that flight, Chan collided with
pedestrians. Id. HPD officers eventually apprehended Chan attempting to exit the
parking garage of his mother’s high-rise residence. Id. at 9–10. After searching
his vehicle, the officers discovered a rifle bag in the trunk containing a short-
barreled firearm with no serial number or other manufacturer markings. Id. at 11.
Indictment, returned on December 22, 2022, slightly modified this charge. Dkt.
2
The Court assumes the parties’ familiarity with the procedural and factual background of this
case and, thus, only sets forth the background necessary for an understanding of the instant
issues. More detailed versions are set forth in the Court’s prior Orders, see Dkt. Nos. 64 & 138,
and will not be repeated here.
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No. 47 at 2. Later, the Government discovered that the same weapon contained an
May 25, 2023, the Grand Jury returned the operative Second Superseding
Indictment, which charges Chan with both: (1) possession of an unregistered short-
(“NFA”), 26 U.S.C. §§ 5841, 5845(a)(3), 5861(d), and 5871 (Count 1); and (2)
On July 24, 2024, Chan filed a Motion to Dismiss Under the Second
Amendment or the Commerce Clause. Dkt. No. 146. The Government responded
on August 5, 2024, Dkt. No. 147, and Chan replied on August 12, 2024, Dkt. No.
STANDARD OF REVIEW
Pursuant to Federal Rule of Criminal Procedure 12(b), “[a] party may raise
by pretrial motion any defense, objection, or request that the court can determine
without a trial on the merits.” Fed. R. Crim. P. 12(b)(1). Under this rule, a
under a statute that is unconstitutional on its face or as applied.” See United States
v. Mayer, 503 F.3d 740, 747 (9th Cir. 2007) (citing United States v. Lopez, 514
-3-
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U.S. 549 (1995)). In ruling on such motions, the Court must “presume the truth of
the allegations in the charging instruments” and may only consider evidence
“appearing on the face of the indictment.” United States v. Jensen, 93 F.3d 667,
669 (9th Cir. 1996). “Although the court may make preliminary findings of fact
necessary to decide the legal questions presented by the motion, the court may not
invade the province of the ultimate finder of fact.” United States v. Nukida, 8 F.3d
665, 669 (9th Cir. 1993) (quotation marks and citation omitted).
DISCUSSION
In his Motion to Dismiss, Chan advances two arguments: (1) that Counts 1
and 2 must be dismissed because the relevant NFA provisions and Section 922(o)
violate the Second Amendment as applied to the instant prosecution; and (2) that
authority under the Commerce Clause. The Court addresses each in turn.
I. Second Amendment
regulated Militia, being necessary to the security of a free State, the right of the
people to keep and bear Arms, shall not be infringed.” U.S. Const. amend. II.
“Like most rights,” however, “the right secured by the Second Amendment is not
unlimited.” Dist. of Columbia v. Heller, 554 U.S. 570, 626 (2008). Accordingly,
in New York State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1 (2022), the
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Supreme Court set forth a two-part test to determine whether firearms regulations
Id. at 17 (quoting Konigsberg v. State Bar of California, 366 U.S. 36, 49 n.10
(1961)).
States v. Alaniz, 69 F.4th 1124, 1128 (9th Cir. 2023). The Court must conduct “a
textual analysis” to “determin[e] whether the challenger is part of the people whom
the Second Amendment protects, whether the weapon at issue is in common use
today for self-defense, and whether proposed course of conduct falls within the
Second Amendment.” Id. (quotation marks and citations omitted). Weapons that
are “dangerous and unusual” are not “in common use” and therefore do not fall
3
The parties dispute who bears the burden at this step. See Dkt. No. 147 at 9; Dkt. No. 149 at 2–
3. Because in either case, the Court would find that both short-barreled rifles and machineguns
are “dangerous and unusual weapons” outside the protection of the Second Amendment, the
Court need not and does not resolve this question. See Rupp v. Bonta, – F. Supp. 3d –, 2024 WL
1142061, at *8, 10 n.8 (C.D. Cal. 2024) (noting “neither Bruen nor Alaniz specified who bears
the burden of proving that a weapon is protected by the Second Amendment at the step-one,
plain-text stage.”).
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within the scope of the Second Amendment. 4 See Heller, 554 U.S. at 627; Bruen,
597 U.S. at 21. In determining whether a weapon is dangerous and unusual, the
Ninth Circuit has instructed the district courts to “consider whether the weapon has
by law-abiding citizens for lawful purposes.” 5 Fyock v. Sunnyvale, 779 F.3d 991,
997 (9th Cir. 2015), abrogated on other grounds by Bruen, 597 U.S. 1.
If step one is satisfied, the Court will “proceed to Bruen step two, at which
F.4th at 1128 (quotation marks and citations omitted). To do so, “the government
4
Citing Teter v. Lopez, 76 F.4th 938, 950 (9th Cir. 2023), Chan argues that the “dangerous and
unusual” inquiry is more properly undertaken under Bruen step two. See Dkt. No. 149 at 2–5.
Teter is no longer binding on this Court. See Teter v. Lopez, 93 F.4th 1150 (9th Cir. 2024)
(vacating the panel opinion and granting rehearing en banc). Moreover, as another district court
noted, Teter “was in direct tension with Fyock, which expressly holds that dangerous and
unusual weapons are wholly unprotected by the Second Amendment[,] . . . directly contradicted
Alaniz in situating the dangerous-and-unusual inquiry in the second part of the Bruen test[,] [a]nd
[] was out of step with most courts that have considered the issue.” Rupp, – F. Supp. 3d –, 2024
WL 1142061, at *8 n.5; see also United States v. Berger, – F. Supp. 3d –, 2024 WL 449247, at
*2–6 (E.D. Pa. 2024) (rejecting the same argument). As such, the Court undertakes this analysis
under Bruen step one. See Bruen, 597 U.S. at 32 (undertaking the “in common use” analysis at
step one); Dkt. No. 149 at 3 (agreeing that “showing that a firearm is not in common use is the
same thing as showing it is dangerous and unusual.”).
5
Chan appears to concede that both short-barreled rifles and machineguns are “dangerous” for
the purposes of the instant analyses. See Dkt. No. 149 at 13 (“In the context of firearms,
moreover, what the ‘dangerous and unusual’ test really boils down to is whether the firearm is
unusual. All firearms are dangerous.”).
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not be a historical twin,” but rather must be “relevantly similar” by “at least two
metrics: how and why the regulations burden a law-abiding citizen’s right to armed
self-defense.” Id. (quotation marks and citations omitted); accord United States v.
Rahimi, 602 U.S. –, 144 S. Ct. 1889 (2024) (“The law must comport with the
principles underlying the Second Amendment, but it need not be a dead ringer or a
Chan first challenges Count 1, asserting that: (1) short-barreled rifles are
“arms” within the plain text of the Second Amendment; and (2) that the
to the provisions of the NFA at issue. Dkt. No. 146 at 3–17. With regard to Bruen
step one, the parties principally dispute whether short-barreled rifles constitute
“dangerous and unusual weapons”6 that fall outside the scope of the Second
6
Chan contends that the “dangerous and unusual” test is conjunctive—that is, that “[a] weapon
may not be banned unless it is both dangerous and unusual.” Dkt. No. 146 at 5 (quoting Caetano
v. Massachusetts, 577 U.S. 411, 417 (2016) (Alito, J., concurring)); Dkt. No. 149 at 13–14.
Notably, however, Chan cites only to Justice Alito’s non-binding concurrence in Caetano for this
proposition. See Dkt. No. 146 at 5. Moreover, the lower courts have split over precisely this
issue. Compare Nat’l Ass’n for Gun Rts. v. Lamont, 685 F. Supp. 3d 63, 89–91 (D. Conn. 2023)
(finding that neither Bruen nor Heller compel a conjunctive interpretation), with Delaware State
Sportsmen’s Ass’n, Inc. v. Delaware Dep’t of Safety & Homeland Sec., 664 F. Supp. 3d 584, 595
(D. Del. 2023) (holding that because “[t]he test is ‘dangerous and unusual,’ [] to fall outside the
Second Amendment’s protection, a weapon must check both boxes.”). Here, because the Court
finds that short-barreled rifles and machineguns are both dangerous and unusual, it need not
address whether both elements are necessary under Bruen.
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Amendment.7 Chan claims that because there are “532,725 short-barreled rifles []
registered and lawfully possessed in the United States,” the statistics command a
finding that such weapons are in “common use.”8 Dkt. No. 146 at 6 (quoting
Caetano, 577 U.S. at 420 (Alito, J., concurring)). The Government counters that
United States and that Chan’s arguments “‘run[] smack into Heller’s finding that
short-barreled shotguns are not’ commonly used for self-defense.” Dkt. No. 147 at
6–7 (quoting United States v. Miller, 2023 WL 6300581, at *2 (N.D. Tex. Sept. 27,
2023)).
Joining every other district court to have considered this issue in the wake of
Bruen, the Court agrees with the Government that short-barreled rifles are
“dangerous and unusual weapons” that fall outside the protection of the Second
Amendment.9 As an initial matter, it is far from clear that the number of lawfully
7
The Government does not appear to contest that Chan is an American citizen, and thus, part of
the “people” covered by the Second Amendment. See Dkt. No. 146 at 3; Dkt. No. 147.
8
Chan also claims that because the ATF issued a Final Rule in 2023 which “amended[] the
definition of ‘rifle’ in the NFA to reclassify pistols equipped with stabilizing braces as short-
barreled rifles,” there are now “at least 3 million . . . short-barreled rifles” possessed “for lawful
purposes.” Dkt. No. 146 at 6. This method of calculation, however, is unconvincing,
particularly in light of ongoing litigation over the Final Rule. See Firearms Regul.
Accountability Coal., Inc. v. Garland, – F.4th –, 2024 WL 3737366, at *13 (8th Cir. 2024)
(finding that plaintiffs were likely to succeed on their claims that the Final Rule was arbitrary
and capricious and remanding to the district court to consider the scope of injunctive relief);
Mock v. Garland, 2024 WL 2982056, at *5–6 (N.D. Tex. June 13, 2024) (vacating the Final Rule
as unlawful).
9
At least, the Court is not aware of a single case holding otherwise. See, e.g., Miller, 2023 WL
6300581, at *1–4; United States v. Danielson, 2023 WL 5288049, at *4–5 (D. Minn. Aug. 17,
2023); United States v. Saleem, 659 F. Supp. 3d 683, 692–94 (W.D.N.C. 2023); United States v.
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whether such weapons are “unusual and dangerous” within the meaning of the
Caetano that the “relevant statistic is that hundreds of thousands of [weapons] have
been sold to private citizens,” this reasoning was not adopted by the majority. See
Dkt. No. 146 at 6; Caetano, 577 U.S. at 420. Moreover, Chan does not provide
any reason why Justice Alito’s approach should be followed, other than generally
concluding that “it is logical, coherent, and correct.” See Dkt. No. 149 at 8; see
also United States v. Lane, 689 F. Supp. 3d 232, 251 (E.D. Va. 2023) (declining to
Even assuming that this inquiry is proper, however, the overall number of
lawfully possessed short-barreled rifles says little about whether such weapons are
“in common use,” let alone “in common use today for self-defense.” See Bruen,
597 U.S. at 32 (quotation marks and citations omitted). Indeed, as the Government
points out, 532,725 registered short-barreled rifles may amount to as little as “.13%
Royce, 2023 WL 2163677, at *2–3 (D.N.D. Feb. 22, 2023); United States v. Myers, 2024 WL
2924081, at *3–4 (D. Nev. June 10, 2024); United States v. Rush, 2023 WL 403774, at *2 (S.D.
Ill. Jan. 25, 2023); United States v. Broadbent, 2023 WL 6796468, at *4 (E.D. Cal. Oct. 13,
2023); United States v. Shepherd, 2024 WL 71724, at *4–5 (S.D. Miss. Jan. 5, 2024); United
States v. DeFelice, 2024 WL 3028425, at *6 (D. Conn. June 17, 2024); United States v.
Williams, 695 F. Supp. 3d 1295, 1299–1302 (N.D. Okla. 2023). Nor, despite Chan’s lengthy
Reply, does he address a single one of these cases—many of which were flagged by the
Government in its Opposition. See Dkt. No. 147 at 5–6 n.2; see generally Dkt. No. 149.
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of all firearms in the United States.” 10 Dkt. No. 147 at 7. As such, once put in
context, the numbers Chan cites are far from sufficient to render short-barreled
Heller, 554 U.S. at 625; see also United States v. Thompson/Ctr. Arms Co., 504
U.S. 505, 517 (1992) (noting that “short-barreled rifles” are regulated by the NFA
precisely because they are the type of “concealable weapon” which is “likely to be
used for criminal purposes”); Hollis, 827 F.3d at 449–50 (surveying cases and
finding the threshold for “common use” to be in the millions). Consequently, the
Court does not find that short-barreled rifles fall within the plain text of the Second
Amendment.
Moreover and perhaps more importantly, beyond the numbers, the Supreme
Court has repeatedly held that “the Second Amendment does not protect those
weapons not typically possessed by law-abiding citizens for lawful purposes, such
United States v. Miller, 307 U.S. 174, 178 (1939) (“[W]e cannot say that the
10
Chan responds to this statistic by asserting that the number of lawfully possessed short-barreled
rifles has been artificially lowered by the onerous registration requirements of the NFA. See
Dkt. No. 149 at 6–7. Any speculation, however, as to the number of short-barreled rifles that
might otherwise be possessed does not provide grounds for this Court to find today that such
weapons are commonly possessed by law-abiding citizens for lawful purposes, such as self-
defense. See Caetano, 577 U.S. at 420 (Alito, J., concurring); see also Hollis v. Lynch, 827 F.3d
436, 451 (5th Cir. 2016) (noting the Heller majority rejected a similar argument).
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shotgun].”). Although Chan tries to overcome this by arguing that Miller and
Heller no longer control, he provides no reason beyond the purported depth of the
Supreme Court’s Second Amendment analyses and the “different type of weapon
involved here” as to why this should be so. See Dkt. No. 146 at 9–10; Dkt. No.
149 at 14–18. Such arguments are not convincing, particularly given that the
Heller,” see 597 U.S. at 19, and federal courts have generally extended the
rifles.11 See, e.g., Myers, 2024 WL 2924081, at *3 (“Heller’s statement that the
Second Amendment does not apply to short-barreled shotguns applies with equal
firearms’ should not apply as well to short-barreled rifles . . . Bruen did not change
this”); United States v. Cox, 906 F.3d 1170, 1185–86 (10th Cir. 2018) (explaining
short-barreled rifle as each is “a long gun with a shortened barrel” which “is both
dangerous, because its concealability fosters its use in illicit activity, and unusual,
11
To the extent that Chan characterizes Miller and Heller’s holdings regarding short-barreled
weapons as mere “dicta,” see Dkt. No. 149 at 15, courts “do not treat considered dicta from the
Supreme Court lightly.” United States v. Montero-Camargo, 208 F.3d 1122, 1132 n.17 (9th Cir.
2000) (en banc). Indeed, rather than “blandly shrug them off because they were not a holding,”
the lower courts “must accord [them] appropriate deference . . . as prophecy of what that Court
might hold.” Id.
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citations omitted)). Accordingly, this Court also follows the reasoning outlined in
Miller and Heller and joins the “[n]umerous lower courts [which] have held, post-
Bruen, that unregistered short-barreled rifles are not protected by the Second
Amendment because they are ‘dangerous and unusual weapons’ which are not
2924081, at *3. Chan’s motion to dismiss Count 1 of the SSI under the Second
b. Count 2: Machineguns
Next, Chan challenges Count 2 of the SSI, similarly asserting that: (1)
machineguns are “arms” protected by the Second Amendment; and (2) the
of any type of firearm. See Dkt. No. 146 at 3–17. This argument, however, has at
least one glaring issue. As Chan acknowledges, in United States v. Henry, 688
F.3d 637 (9th Cir. 2012), the Ninth Circuit held that because “machine guns are
highly ‘dangerous and unusual weapons’ that are not ‘typically possessed by law-
12
Because the Court finds that short-barreled rifles are “dangerous and unusual weapons” which
fall outside the scope of the Second Amendment, it need not and does not reach whether Chan’s
conduct is covered by the plain text of the Second Amendment or whether the Government has
provided a sufficient historical analogue under Bruen step two. See Dkt. No. 146 at 3; Dkt. No.
147 at 10; Dkt. No. 149 at 8; Alaniz, 69 F.4th at 1128.
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abiding citizens for lawful purposes’ . . . the Second Amendment does not apply to
Undeterred, Chan asserts that because Henry applied the pre-Bruen interest-
balancing approach, “the Court should view Henry as overruled” and “no longer
binding on this Court.” See Dkt. No. 146 at 7–8; see also Dkt. No. 149 at 18–21.
This argument, however, lacks merit. In the Ninth Circuit, “where the reasoning or
theory of intervening higher authority, a [court] should consider itself bound by the
later and controlling authority and should reject the prior circuit opinion as having
been effectively overruled.” Miller v. Gammie, 335 F.3d 889, 893 (9th Cir. 2003)
[i]t is not enough for there to be some tension between the intervening higher
authority and prior circuit precedent, or for the intervening higher authority to cast
doubt on the prior circuit precedent.” Close v. Sotheby’s, Inc., 894 F.3d 1061,
1073 (9th Cir. 2018) (quotation marks and citations omitted). Rather, “[s]o long as
the court can apply [the] prior circuit precedent without running afoul of the
intervening authority it must do so.” Id. (quotation marks and citation omitted).
or its progeny. Notably, contrary to Chan’s assertions, the Henry court never
reached the interest-balancing step assertedly prohibited by Bruen. See Henry, 688
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F.3d at 640; Dkt. No. 146 at 8. Rather, the Ninth Circuit determined that
law-abiding citizens for lawful purposes” under step one of the pre-Bruen test,
which required it to determine whether Section 922(o) came within the “scope of
meaning.” Henry, 688 F.3d at 640; Bruen, 597 U.S. at 18 (quotation marks and
citations omitted). Far from being “clearly irreconcilable” with Bruen, the
Supreme Court explicitly affirmed this approach, explaining that it was “broadly
consistent with Heller.” Bruen, 597 U.S. at 19. As a result, Henry remains
binding precedent, such that this Court must find that machineguns are “dangerous
688 F.3d at 640; cf. United States v. Duarte, 101 F.4th 657, 664–666 (9th Cir.
2024) (finding Ninth Circuit firearms precedent no longer controlled where it “did
not follow the textually and historically focused ‘mode of analysis’ that Bruen
established”), vacated and reh’g en banc granted, 108 F.4th 786 (9th Cir. 2024).
Even if Henry did not control,14 the Court would still find that machineguns
13
Indeed, as far as the Court is aware, every other district court within this Circuit to have
considered this issue has similarly found that Henry remains good law. See, e.g., United States v.
Kittson, 2023 WL 5015812, at *2 (D. Or. Aug. 7, 2023); Broadbent, 2023 WL 6796468, at *4;
Cox v. United States, 2023 WL 4203261, at *7 (D. Alaska June 27, 2023).
14
Of course, even if the Court was not bound by Henry, it would be bound by Heller, which
indicated that it would be “startling” for the Second Amendment to encompass machineguns.
See Heller, 554 U.S. at 624, 627.
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are “dangerous and unusual weapons”, which fall outside the protection of the
there are “741,146 lawfully registered and possessed machineguns,” such weapons
today.”15 Dkt. No. 146 at 6–7 (citing Caetano, 577 U.S. at 420 (Alito, J.,
concurring)). This argument, however, fails for the same reasons already
discussed above. See supra 8–10. Even presuming that the numerical approach is
the correct inquiry, the number of machineguns, in the abstract, does not establish
such weapons are in common use by law-abiding citizens for lawful purposes such
opposite is true. See United States v. Wilson, 2024 WL 1144251, at *3 (N.D. Tex.
Mar. 15, 2024) (“While correct that the number of civilian-owned machineguns
has increased to about 740,000 as of May 2021 . . . this amount remains too
Simien, 655 F. Supp. 3d 540, 553 (W.D. Tex. 2023) (“Although the number of
15
Chan claims that the number of machineguns may be even higher due to the “estimated
280,000 to 520,000 legal bump stock devices in circulation in the United States.” Dkt. No. 146
at 7. This argument, however, is unavailing in light of the Supreme Court’s recent decision in
Garland v. Cargill, 602 U.S. 406 (2024), which held that such devices are not machineguns. See
Dkt. No. 147 at 17 n.14.
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is less than .2% of total firearms in the United States—remains too insignificant for
every district court to have addressed Section 922(o) post-Bruen, this Court
concludes that machineguns remain “dangerous and unusual weapons” that are not
Commerce Clause. See Dkt. No. 146 at 17–21. According to Chan, Section
922(o) offends the Commerce Clause because it “does not contain an express
16
See, e.g., Lane, 689 F. Supp. 3d at 250–53; Kittson, 2023 WL 5015812, at *2–3; Cox, 2023 WL
4203261, at *7; Simien, 655 F. Supp. 3d at 553; Wilson, 2024 WL 1144251, at *3; Berger, – F.
Supp. 3d –, 2024 WL 449247, at *7; United States v. Kazmende, 2023 WL 3872209, at *2–4
(N.D. Ga. May 17, 2023); DeWilde v. United States, 2023 WL 4884582, at *6–8 (D. Wyo. July
17, 2023); United States v. Dixon, 2023 WL 2664076, at *2–3 (N.D. Ill. Mar. 28, 2023); United
States v. Fisher, 2024 WL 589115, at *1–3 (W.D.N.C. Feb. 13, 2024); United States v. Sturgeon,
2023 WL 6961618, at *3 (E.D. Ky. Oct. 20, 2023); United States v. Alsenat, – F. Supp. 3d –,
2024 WL 2270209, at *3–7 (S.D. Fla. 2024); United States v. Hicks, 2024 WL 1840326, at *5
(W.D. La. Apr. 26, 2024); United States v. Hernandez, – F. Supp. 3d –, 2024 WL 964213, at *4–
5 (D. Del. 2024); United States v. Berríos-Aquino, 2024 WL 1468488, at *5 (D.P.R. Apr. 4,
2024); United States v. Mitchell, – F. Supp. 3d –, 2024 WL 2272275, at *3–5 (N.D. Ohio 2024);
United States v. Bachmann, 2024 WL 730489, at *2–3 (M.D. Fla. Feb. 22, 2024); United States
v. Cousar, 2024 WL 1406898, at *11–13 (D. Kan. Apr. 2, 2024); but see, e.g., United States v.
Morgan, 2024 WL 3936767, at *1–2 (D. Kan. Aug. 26, 2024).
17
As before, because the Court concludes that machineguns do not fall within the plain text of the
Second Amendment, it need not and does not reach the second step of the Bruen test. See supra
n.12.
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automatic firearm, is the type of noneconomic, private conduct that the Commerce
Clause cannot reasonably reach.” Dkt. No. 146 at 18, 20. As such, Chan claims
dismissed.
Circuit precedent—specifically, United States v. Stewart, 451 F.3d 1071, 1078 (9th
Cir. 2006), which upheld Section 922(o)’s constitutionality under the Commerce
Clause. See Dkt. No. 146 at 20 (“Chan recognizes that this Court is likely bound
by Stewart []’s holding.”); Henry, 688 F.3d at 642 (explaining that despite Heller,
Consequently, this Court must “reject [Chan’s] claim that Congress did not have
Clause.” Henry, 688 F.3d at 642. Chan’s alternative motion to dismiss Count 2 on
CONCLUSION
For the reasons set forth herein, Chan’s Motion to Dismiss Under the Second
IT IS SO ORDERED.
___________________________
Derrick K. Watson
Chief United States District Judge
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