Gearbox PDF
Gearbox PDF
Gearbox PDF
Madhurya Baruah
10603041
H A Rakshin
10603057
Under the guidance of:
Prof. S C Mohanty.
Department of Mechanical Engineering
CERTIFICATE
This is to certify that the project entitled Design and Fabrication of a Gear Box Motor Current
Analysis System submitted by Madhurya Baruah and H A Rakshin in partial fulfillment of the
requirements for the awards of Bachelor of Technology, NIT Rourkela (Deemed university) is an
To the best of my knowledge the matter embodied in the project has not been submitted to any
ACKNOWLEDGEMENT
It is a great privilege for us to express our deep sense of gratitude to our Guide Professor S C
Mohanty, Department of Mechanical Engineering, NIT Rourkela for introducing the present
topic and to provide us stimulating guidance, constructive criticism and valuable suggestion
throughout this project. I shall always cherish my association with him for his constant
encouragement and freedom to thought and actions that he rendered to me throughout this
project.
Finally, we deem it a great pleasure to thank one and all those who helped us carry out this
project.
H.A.Rakshin, (10603057)
Table of Content.
1. Abstract .......8
2. Introduction ..........9
3. Literature Review: ..11
4. Experimental Setup:...14
4.4: Gearbox..........26
4.10: Multimeter........34
4.12: Tachometer..36
5. Fabrication.. .37
7. Reference: 48
Page |5
FIGURES:
Fig 1: Sidebands of current signal .page no: 10
Fig 19: universal joint shaft welded to clutch plate: ..................... page no: 39
TABULATION:
TABLE 1: page no: 40
GRAPHS:
1: Motor Current vs. Motor Speed for gear ratio 7.84:1: . page no: 44
2. Motor Current vs. Motor Speed for gear ratio 4.7:1: page no: 45
3. Motor Current vs. Motor Speed for gear ratio 2.90:1: ..page no: 45
4. Motor Current vs. Motor Speed for gear ratio 1.96:1: ......page no: 46
1. ABSTRACT
To achieve reliable and cost effective diagnosis, Motor current signature analysis is used to
investigate the use of an induction motor as a transducer to indicate the faults in multistage
gearbox via analyzing supply parameters such as phase current and instantaneous power.
In gearboxes, load fluctuations on the gearbox and gear defects are two major sources of
vibration. Further at times, measurement of vibration in the gearbox is not easy because of the
inaccessibility in mounting the vibration transducers. This analysis system can be used for
measuring the characteristics for a perfectly working gearbox and use the data as a standard for
measuring faults and defects in other gearboxes. The objective of this paper is to design and
fabricate a gearbox motor current analysis system at different gear operations for a constant load.
Steady load conditions on the gearbox are tested for current signatures during different gear
operations.
The motor current analysis system can be used further to specify mainly faults in the gear,
2. INTRODUCTION
The monitoring of a gearbox condition is a vital activity because of its importance in power
transmission in any industry. Therefore, to improve upon the monitoring techniques and analysis
tools for finding the gear ratios in the gearbox and the current passing through the motor running
the gearbox, there has been a constant endeavor for improvement in these monitoring techniques.
Techniques such as wear and debris analysis, vibration monitoring and acoustic emissions
require accessibility to the gearbox either to collect samples or to mount the transducers on or
near the gearbox. But dusty environment, background noise, structural vibration etc. may hamper
the quality and efficiency of these techniques. Hence, there is a need to monitor the gearbox
away from its actual location, which can be achieved through Motor current signature analysis
(MCSA) which has already been successfully applied to condition monitoring of induction motor
Motor current signature analysis has been used for several years as a diagnostic tool for electrical
problems in ac induction motors. Personnel at Oak Ridge National Laboratory have found that
MCSA can also provide information about system vibrations and imbalances similar to the
status of the equipment, such as pumps, compressors and gear drives driven by induction motors
have been developed and used in dedicated monitoring systems. In this work, researchers have
found that MCSA responds proportionately to imbalances in rotating equipment and can be used
to detect the high-vibration conditions that can result. Extensive test data support that MCSA
has a number of inherent strengths, the most notable being that it: [11]
instrumentation.
readiness.
motors.[10]
MCSA is based on the recognition that a conventional electric motor powering a machine also
load variations generated within the mechanical system and converting them into electric current
signals that flow along the cable supplying power to the motor. Also we can find in particular, if
Reference: Gear box fault detection using motor current signature analysis
analysis,Mansaf
Mansaf R. Haram
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3. LITERATURE REVIEW
This chapter outlines some of the recent reports published in literature on different methods of
fault analysis of a faulty gearbox. Gear box fault detection can mainly be done through vibration
and motor current analysis. The former method uses the fact that Vibration Faults, when they
begin to occur, alter the frequency spectrum of the gear vibration. Particular faults are identified
by recognizing the growth of distinctive sideband patterns in the spectrum. [1] The spectrum is
recorded with the help of oscilloscope when the accelerometer is placed on the gearbox to be
tested.
The test department at RABA factory in Gyor, Hungary has been involved in vibration testing of
truck rear-axle-units. The testing consists of running the units to breakdown, on a specially
constructed test bed. The gear vibration is monitored during the tests, to identify failure
occurring. a special test stand is to drive the gears at constant speed and high load. on the test
stand the output shafts are braked with eddy-current brakes, and the torque is controlled to
maintain equal load and thus equal shaft speed on both output shafts, so the differential-
compensating gears do not turn. It is the bevel-pinion gear and the crown-wheel gear that are the
objects of the testing, and it is the vibration from these gears that is monitored.[1]
Fault diagnosis in a multistage gearbox under transient loads can also be performed using
vibration analysis. An induction motor drives the multistage gearbox, which is connected to a
DC generator for loading purpose. The signals studied are the vibration transients, recorded from
an accelerometer fitted at the tail-end bearing of the gearbox; and the current transients drawn by
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the induction motor. Three defective cases and three transient load conditions are investigated.
Advanced signal processing techniques such as discrete wavelet transform (DWT) and a
corrected multi-resolution Fourier transform (MFT) can be applied to investigate the vibration
Vibration monitoring is affected by the base excitation motion because of the presence of a
number of machinery in the factory. Moreover, because of the intricate location of the machine,
there may be a problem of mounting transducers on the gearbox at times. Similarly, the noise
signature is affected by the background noise and the noise field. [5]
These limitations of prevalent techniques bolster the justification of using the motor current
signature analysis (MCSA), which has already been used for condition monitoring of motor-
operated valves of nuclear plants [3], [4], worm gears [5], induction motor and bearings [6][11],
MCSA is based on the recognition that a conventional electric motor powering a machine also
acts as an efficient and permanently connected transducer, detecting small time dependent motor
load variations generated within the mechanical system and converting them into electric current
signals that flow along the cable supplying power to the motor. These signals, though small in
relation to the average current drawn by the motor, can be extracted reliably and non intrusively
and processed to provide indicators of the condition (signatures) of the motor. The trend of these
signatures can be determined over time to give information concerning the motor and the load.
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The basis of fault detection is the difference in normalized current RMS values of both healthy
and faulty bearings. Broken rotor and eccentricity in the rotor and stator of an induction motor
result in side bands of electric supply line frequency. Prior knowledge of spatial position of fault
and the load torque with respect to the rotor is necessary as the effects of load torque and faulty
Current signals can be analyzed in the time-domain or the frequency-domain. The former is also
capable of analyzing systems during transients, such as during the initial or final operation of the
system. MCSA requires amplitude information of the motor currents. The currents have
imbedded information on the driven loads, with the information being available in the frequency
domain or the time domain. To obtain rotor speed, frequency-domain analysis is chosen.
Motor current signals can be obtained from the outputs of current transducers which are placed
non intrusively on one of the power leads. The resulting raw current signals are acquired by
computers after they go through conditioning circuits and data interfaces.[14] These signals are
Although numerous techniques are available of non intrusive type of testing for fault detection,
they have their own limitations. The present work thus aims to develop and propose a method
which is simpler and takes limitation of the present techniques into account.
To propose a simpler technique of fault detection this takes care of these limitations into
account.
4 EXPERIMENTAL SETUP
The experimental set up consists of a two-pole three-phase induction motor coupled to a 4-speed
automotive gearbox. The output shaft of the gearbox is connected to magnetic brake which acts
as a load. By varying the voltage with the help of a Variac the load on the gearbox could be
changed when required. The input speed of the gearbox is the mechanical speed of the induction
motor. In addition, the induction motor is also connected to variable frequency drive which
controls the rotational speed of the motor by varying the input frequency which further controls
the speed of the gearbox output shaft. Then there are current probes to measure the current
response.
An electric motor converts electrical power to mechanical power in its rotor or rotating part.
An induction motor is a type of alternating current motor where power is supplied to the rotor by
means of electromagnetic induction. In an induction motor the power is induced in the rotating
device unlike the DC motor where this power is supplied to the armature directly from a DC
source. An induction motor is also called rotating transformer because the stator is essentially the
primary side of the transformer and the rotor is the secondary side. The primary side's current
creates an electromagnetic field which interacts with the secondary side's electromagnetic field to
produce a resultant torque, thereby transforming the electrical energy into mechanical energy.
Induction motors are widely used, especially poly-phase induction motors, which are frequently
used in industrial drives. Induction motors are preferred over the DC motors due to their rugged
construction, absence of brushes and the ability to control the speed of the motor.
Squirrel-cage rotor
The one used in the experiment is squirrel cage motor which has the following
configuration
Make: Siemens
Frequency: 50 Hz.
Voltage: 415 V.
Current: 4.3 A.
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A variable-frequency drive is an electronic controller that adjusts the speed of an electric motor
by modulating the power being delivered. It is a system for controlling the rotational speed of an
alternating current electric motor by controlling the frequency of the electrical power supplied to
the motor. Variable-frequency drives (VFD) can be of considerable use in starting as well as
running motors. A VFD can easily start a motor at a lower frequency than the AC line, as well as
a lower voltage, so that the motor starts with full rated torque and with no inrush of current.
When an induction motor is connected to a full voltage supply, it draws several times (up to
about 6 times) its rated current. As the load accelerates, the available torque usually drops a little
and then rises to a peak while the current remains very high until the motor approaches full
speed. By contrast, when a VFD starts a motor, it initially applies a low frequency and voltage to
the motor. The starting frequency is typically 2 Hz or less. Thus starting at such a low frequency
avoids the high inrush current that occurs when a motor is started by simply applying the utility
(mains) voltage by turning on a switch. After the start of the VFD, the applied frequency and
voltage are increased at a controlled rate or ramped up to accelerate the load without drawing
excessive current. This starting method typically allows a motor to develop 150% of its rated
torque while the VFD is drawing less than 50% of its rated current from the mains in the low
speed range.
P a g e | 18
Benefits:
Single-speed drives start motors abruptly, subjecting the motor to high torque and current surges
up to 10 times the full-load current. In contrast, variable-frequency drives offer a "soft start"
.
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Make: Prostar.
Voltage: 380 V
Current: 5 A
Frequency: Input: 50 Hz
Output: 0-240 Hz
Type: 3 phase
Weight: 4.5 kg
P a g e | 20
direction only[4]:
1. Connected the wires in accordance with the circuit diagram as above. After checking the
4. Entered F801 parameter and set the rated power of the motor to 2.2 kW.
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5. Entered F802 parameter and set the rated voltage of the motor to 380 V.
6. Entered F803 parameter and set the rated current to the motor to 4.3 A.
7. Entered F804 parameter and set the number of poles of the motor to 2.
8. Entered F805 parameter and set rotary speed of the motor to 1440 rpm.
9. Entered F800 parameter and set it to 1 or 2 to allow measuring the parameter of the motor
( 1= running parameter mode, 2=static parameter mode. In the static parameter mode
motor was supposed to be disconnected from load.).
10. Pressed Run key to measure the parameters of the motor. After completion of the
measurement, the motor stopped running and relevant parameters were stored in F806-
F809.
12. Entered F106 parameter and set it to 0; selected the control mode to sensor less vector
control.
15. Entered F200 parameter and set it to 0; selected the mode of start to keyboard control
16. Entered F201 parameter and set it to 0; selected the mode of stop to keyboard control.
20. Pressed the Start/Stop key once, the motor decelerated and it stopped running.
21. Switched off the air switch and de-energize the VFD.
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Operation process of setting the frequency with keypad panel, and starting forward
and reverse running, and stopping the VFD through control terminals [4] :
1. Connected the wires in accordance with the circuit diagram as above. After checking the
wiring successfully VFD was powered on.
4. Entered F801 parameter and set the rated power of the motor to 2.2 kW.
5. Entered F802 parameter and set the rated voltage of the motor to 380 V.
P a g e | 24
6. Entered F803 parameter and set the rated current to the motor to 4.3 A.
7. Entered F804 parameter and set the number of poles of the motor to 2.
8. Entered F805 parameter and set rotary speed of the motor to 1440 rpm.
9. Entered F800 parameter and set it to 1 or 2 to allow measuring the parameter of the motor
(1= running parameter mode, 2=static parameter mode. In the static parameter mode
motor was supposed to be disconnected from load.).
10. Pressed Run key to measure the parameters of the motor. After completion of the
measurement, the motor stopped running and relevant parameters were stored in F806-
F809.
12. Entered F106 parameter and set it to 0; selected sensor less vector control for the control
mode.
13. Entered F203 parameter and set it to 0; selected the mode of frequency setting to digital
given memory.
15. Entered F208 parameter and set it to 1; select two line control mode 1.
18. During running switched off the switch OP6, then close OP7, the running direction of the
motor changed.
19. Switched off switched OP6 and OP7, motor decelerated and stopped.
20. Switched off the air switch and de-energize the inverter.
Reference: http://en.wikipedia.org/wiki/Variable_frequency_drive
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4.4: Gearbox
A gearbox or transmission provides speed and torque conversions from a rotating power source
to another device using gear ratios. The most common use is in automobiles where the
transmission adapts the output of the internal combustion engine to the drive wheels. Such
engines need to operate at a relatively high rotational speed, which is inappropriate for starting,
stopping, and slower travel. The transmission reduces the higher engine speed to the slower
The gearbox used in the experiment is a 4-speed manual transmission automotive gearbox.
This 4-speed
speed transmission applies one of four different gear ratios to the input shaft to produce a
different rpm value at the output shaft. The shaft and the gears of the lay shaft shown in the
above figure are connected as a single piece, so all the gears on tthe
he lay shaft and the lay shaft
itself spins as one unit. The lay shaft receives power directly from the engine whenever the
clutch is engaged. The shaft connecting to the differential contains 5 gears which freely rotate on
it and 3 collars. The purpose of the collar is to get engaged to one of the gear so that the gear no
longer rotates freely but along with the shaft. The power from the lay shaft is transmitted to the
shaft connecting to the differential when the collar on the shaft is engaged to any of the
t five
gears.
In the experimental set up the rotation to the input shaft is given by the Induction motor,
connected by two hook joints, and the load to the output shaft is given with the help of a
magnetic brake.
A Universal joint, U joint, Cardan joint, Hardy-Spicer joint, or Hookes joint is a joint in a rigid
rod that allows the rod to 'bend' in any direction, and is commonly used in shafts that transmit
rotary motion. It consists of a pair of hinges located close together, oriented at 90 to each other,
In the experiment we use a double hook joint transmit motion in the gearbox from the 3-phase
induction motor. This configuration uses two universal joints by an intermediate shaft with the
second universal joint phased in relation to the first to cancel the changing angular velocity. In
this configuration the assembly will result in an almost constant velocity provided both the
driving and the driven shaft are parallel and the two joints are correctly aligned to each other.
P a g e | 29
Magnetic brakes are a relatively new technology that is beginning to gain popularity due to their
high degree of safety. Rather than slowing a component via friction, magnetic brakes rely
completely on certain magnetic properties and resistance. In fact, magnetic brakes never come in
Magnetic brakes are made up of one or two rows of very strong neodymium magnets.
magnets When a
metal fin
in (typically copper or a copper/aluminum alloy) passes between the rows of
magnets, eddy currents are generated in the fin, which creates a magnetic field opposing the fin's
motion. The resultant braking force is directly proportional to the speed at which
whic the fin is
Flange coupling is a coupling used to connect two rotating shafts of different diameters. It
consists of flanges or half couplings, one of which is fixed at the end of each shaft. The two
flanges are bolted together with a ring of bolts to complete the drive. The
There
re are two flange
Fig 13: side view of a flange coupling. Fig 14: Front view.
Reference: MATHalina.com
Flange coupling usually applies to a coupling having two separate cast iron flanges. Each flange
is mounted on the shaft end and keyed to it. The faces are turned up at right angle to the axis of
the shaft. One of the flanges has a projected portion and the other flange has a corresponding
recess. This helps to bring the shafts into line and to maintain alignment. The two flanges are
coupled together by means of bolts and nuts. The flange coupling is adapted to heavy loads and
hence it is used on large shafting. The flange couplings are of the following types:-
a) Unprotected type flange coupling:- In an unprotected type flange coupling each shaft is keyed
to the boss of a flange with a counter sunk key, and the flange are coupled together by means of
bolts. Generally, three, four or six bolts are used. The keys are staggered at right angle along the
P a g e | 32
circumference of the shafts in order to divide the weakening effect caused by key ways.
b) Protected type flange coupling:- In a protected type flange coupling the protruding bolts and
nuts are protected by flanges on the two halves of the coupling, in order to avoid danger to the
workman.
c) Marine type flange coupling: - In a marine type flange coupling, the flanges are forged
integral with the shafts. The flanges are held together by means of tapered headless bolts
Clutches are useful in devices that have two rotating shafts. In these devices, one of the shafts is
typically driven by a motor or pulley, and the other shaft drives another device. The clutch
connects the two shafts so that they can either be locked together and spin at the same speed, or
be decoupled and spin at different speeds. The clutch used in this experiment was for connecting
Fluke Current clamps are the ideal tools to extend the current ranges of Multimeters.
Specifications:
Maximum Non-Destructive
Destructive Current: 240 A
(48-65 Hz)
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(% reading + floorspec)
4.10: Multimeter
measuring instrument that combines several measurement functions in one unit. A typical
multimeter may include features such as the ability to measure voltage, current and resistance.
There are two categories of multimeters, analog multimeters and digital multimeters (often
is level or plumb.. Different types of spirit levels are used by carpenters, stone
masons, bricklayers,, other building trades workers, surveyors, millwrights and other
Some are also capable of indicating the level of a surface between horizontal and vertical to the
nearest degree.. The most sophisticated spirit levels are guaranteed accurate to five-ten-
five
thousandth of an inch (.0005) per inch and are much easier to read because of their green/yellow
color.
4.12: Tachometer
measures the rotation speed of a shaft or disk, as in a motor or other machine. The device usually
P a g e | 36
displays the revolutions per minute (RPM) on a calibrated analogue dial, but digital displays are
increasingly common.
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5. FABRICATION
The setup was placed on a Cast iron rectangular block. Induction motor, magnetic brake and the
gearbox were bolted on the rectangular block. Channel was used for placing the 3-phase
induction motor so that the motor and the gearbox are properly aligned with each other.
Additional rectangular plates were welded on the rectangular block and fastened to the gearbox
so that the gearbox is fixed completely and does not vibrate during high rotational speeds. Two
The two universal joints were connected to each other and one end of the double joint was then
inserted and bolted in the flange coupling. The other end of the universal joint was connected to
the input shaft of the gearbox by with the help of a clutch plate. The end of the joint was welded
to the clutch plate which in turn was placed on the input shaft of the gearbox. Here the operation
was carried in the welding shop using Arc welding. At first a small couple of diameter exactly
equal to the end of double joint was welded to the clutch plate. Then the double joint was
The drive axles were connected to the gearbox and one of the axles was connected to the
magnetic brake with the help of a flange coupling. The magnetic brake acts as a load due to
which different gear ratios can be employed in the gearbox. For arresting the rotation of the other
For varying the input voltage to the magnetic brake, a variac was connected to it. The voltage
available at the magnetic brake was checked with the help of a multimeter. Also the variable
frequency drive was connected to the induction motor for varying the input frequency.
P a g e | 39
Magnetic brake
Flange coupling
The basic aim of the experimentation was to design the arrangement in order to predict the gear
ratio of the gearbox and to get the motor current signature of the input motor. For this the
arrangement was done and the motor was made to run in various RPM which was controlled by
the Variable Frequency Drive (VFD). Load was given to the gearbox with the help of the help of
the magnetic brake by setting the input voltage with help of a Variac to 16 volts.
The motor was run on three different speeds at 500, 1000 and 2000 RPM respectively and the
speed of the driven shaft was measured using a Tachometer. 4 such readings were taken each for
the 4 different gears. The results of the run are given in the table below:
TABLE 1:
Similarly for the second gear the speed of the driven shaft are:
TABLE 2:
TABLE 3:
TABLE 4:
So the overall gear ratio for the 4 speed manual transmission gearbox is:
After finding out the gear ratios the input current of the induction motor was found with the
help of a Current Probe. For this one of the phases was selected and Current probe was
clamped around it and the readings were taken with the help of a multimeter.
TABLE 5:
500 8.0
st
1 gear.
1000 1.8
1500 1.4
2000 0.6
500 10.0
2nd gear. 1000 1.6
1500 1.2
2000 0.8
500 9.4
3rd gear. 1000 1.6
1500 1.1
2000 0.8
500 10
th
4 gear. 1000 1.4
1500 1.1
2000 0.6
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From the data collected of the current flow to the motor with the changing speed of motor,
graphs are plotted with current vs. RPM of the driving shaft. With current at the y axis and
speed of the motor in the X axis 4 different graphs are plotted.
GRAPH 1: Motor current Vs. motor speed for 7.84:1 gear ratio:
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10
6
4.71:1 GEAR RATIO
4
0
500 RPM 1000 RPM 1500 RPM 2000 RPM
GRAPH 2: Motor current Vs. motor speed for 4.71:1 gear ratio.
GRAPH 3: Motor current Vs. motor speed for 2.90:1 gear ratio.
P a g e | 46
10
6
1.96:1 gear ratio
4
0
500 RPM 1000 RPM 1500 RPM 2000 RPM
GRAPH 4: Motor current Vs. motor speed for 1.96:1 gear ratio.
12
10
8
7.84:1 GEAR RATIO
6 4.71:1 GEAR RATIO
2.90:1 GEAR RATIO
4
1.96:1 GEAR RATIO
2
0
500 RPM 1000 RPM 1500 RPM 2000 RPM
It has been found that the motor current decreases with increasing input speed of gearbox.
For low rpm of the input shaft the current withdrawn by the induction motor is maximum
The decreasing motor current with increasing input speed is due to the fact that as the
rpm increases the torque value decreases and so the current withdrawn by the induction
motor.
For different gear ratios the plot of motor current vs input speed remains almost same.
This plot can be taken as a standard for measuring defects in gearboxes. Any deviation
from this plot means there is some defect in the gearbox which is tested. For example, if
there is any misalignment of the gears, or any gear tooth is broken then there is sudden
7 REFERENCES
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[3] B. D. Joshi and B. R. Upadhyaya, Integrated software tool automate MOV diagnosis,
valves used in nuclear power plants, IEEE Trans.Nucl. Sci., vol. 42, no. 6, pp. 22092220, Dec.
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detection, IEEE Trans. Ind. Electron., vol. 47, no. 5, pp. 984993, Oct. 2000.
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Apr. 2004.
phase motor current signature analysis, in Proc. 4th Int. Workshop Struct.
[12] Mansaf R. Haram, Gearbox Fault Detection using Motor Current Signature
nalysis1stYear PhD Supervised by Prof. A. Ball and Dr. F.Gu The University of Huddersfield,
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[23]www.howstuffworks.com
[24] www.MATHalina.com
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