Chavez Vs Gonzales
Chavez Vs Gonzales
Chavez Vs Gonzales
SUPREME COURT
Manila
EN BANC
G.R. No. 168338
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
DECISION
PUNO, C.J.:
A. Precis
In this jurisdiction, it is established that freedom of the press is crucial and so
inextricably woven into the right to free speech and free expression, that any
attempt to restrict it must be met with an examination so critical that only a
danger that is clear and present would be allowed to curtail it.
Indeed, we have not wavered in the duty to uphold this cherished freedom.
We have struck down laws and issuances meant to curtail this right, as
in Adiong v. COMELEC,1Burgos v. Chief of Staf,2Social Weather Stations v.
COMELEC,3 and Bayan v. Executive Secretary Ermita.4When on its face, it is
clear that a governmental act is nothing more than a naked means to
prevent the free exercise of speech, it must be nullified.
B. The Facts
1. The case originates from events that occurred a year after the 2004
national and local elections. On June 5, 2005, Press Secretary Ignacio Bunye
told reporters that the opposition was planning to destabilize the
administration by releasing an audiotape of a mobile phone conversation
allegedly between the President of the Philippines, Gloria Macapagal Arroyo,
11
NTC respects and will not hinder freedom of the press and the right to
information on matters of public concern. KBP & its members have always
been committed to the exercise of press freedom with high sense of
responsibility and discerning judgment of fairness and honesty.
NTC did not issue any MC [Memorandum Circular] or Order constituting a
restraint of press freedom or censorship. The NTC further denies and does not
intend to limit or restrict the interview of members of the opposition or free
expression of views.
What is being asked by NTC is that the exercise of press freedom [be] done
responsibly.
KBP has program standards that KBP members will observe in the treatment
of news and public affairs programs. These include verification of sources,
non-airing of materials that would constitute inciting to sedition and/or
rebellion.
The KBP Codes also require that no false statement or willful
misrepresentation is made in the treatment of news or commentaries.
The supposed wiretapped tapes should be treated with sensitivity and
handled responsibly giving due consideration to the process being
undertaken to verify and validate the authenticity and actual content of the
same.
C. The Petition
Petitioner Chavez filed a petition under Rule 65 of the Rules of Court against
respondents Secretary Gonzales and the NTC, praying for the issuance of
the writs of certiorari and prohibition, as extraordinary legal remedies, to
But as early as half a century ago, we have already held that where serious
constitutional questions are involved, the transcendental importance to the
public of these cases demands that they be settled promptly and definitely,
brushing aside if we must, technicalities of procedure. 20 Subsequently, this
Court has repeatedly and consistently refused to wield procedural barriers as
impediments to its addressing and resolving serious legal questions that
greatly impact on public interest,21 in keeping with the Courts duty under the
1987 Constitution to determine whether or not other branches of
government have kept themselves within the limits of the Constitution and
the laws and that they have not abused the discretion given to them.
Thus, in line with the liberal policy of this Court on locus standi when a case
involves an issue of overarching significance to our society, 22we therefore
brush aside technicalities of procedure and take cognizance of this
petition,23 seeing as it involves a challenge to the most exalted of all the civil
rights, the freedom of expression. The petition raises other issues like
the extent of the right to information of the public. It is
fundamental, however, that we need not address all issues but only
the most decisive one which in the case at bar is whether the acts of
the respondents abridge freedom of speech and of the press.
But aside from the primordial issue of determining whether free
speech and freedom of the press have been infringed, the case at
bar also gives this Court the opportunity: (1) to distill the essence of
freedom of speech and of the press now beclouded by the vagaries
of motherhood statements; (2) to clarify the types of speeches and
their differing restraints allowed by law; (3) to discuss the core
concepts of prior restraint, content-neutral and content-based
regulations and their constitutional standard of review; (4) to
examine the historical difference in the treatment of restraints
between print and broadcast media and stress the standard of
review governing both; and (5) to call attention to the ongoing
blurring of the lines of distinction between print and broadcast
media.
E. Re-examining The law on freedom of speech,
of expression and of the press
unless there be a clear and present danger of substantive evil that Congress
has a right to prevent. 33
Gonzales further explained that the vital need of a constitutional democracy
for freedom of expression is undeniable, whether as a means of assuring
individual self-fulfillment; of attaining the truth; of assuring participation by
the people in social, including political, decision-making; and of maintaining
the balance between stability and change.34 As early as the 1920s, the trend
as reflected in Philippine and American decisions was to recognize the
broadest scope and assure the widest latitude for this constitutional
guarantee. The trend represents a profound commitment to the principle
that debate on public issue should be uninhibited, robust, and wide-open. 35
Freedom of speech and of the press means something more than the right to
approve existing political beliefs or economic arrangements, to lend support
to official measures, and to take refuge in the existing climate of opinion on
any matter of public consequence.36 When atrophied, the right becomes
meaningless.37 The right belongs as wellif not moreto those who
question, who do not conform, who differ. 38 The ideas that may be expressed
under this freedom are confined not only to those that are conventional or
acceptable to the majority. To be truly meaningful, freedom of speech and of
the press should allow and even encourage the articulation of the
unorthodox view, though it be hostile to or derided by others; or though such
view induces a condition of unrest, creates dissatisfaction with conditions as
they are, or even stirs people to anger. 39 To paraphrase Justice Holmes, it is
freedom for the thought that we hate, no less than for the thought that
agrees with us. 40
The scope of freedom of expression is so broad that it extends protection to
nearly all forms of communication. It protects speech, print and assembly
regarding secular as well as political causes, and is not confined to any
particular field of human interest. The protection covers myriad matters of
public interest or concern embracing all issues, about which information is
needed or appropriate, so as to enable members of society to cope with the
exigencies of their period. The constitutional protection assures the broadest
possible exercise of free speech and free press for religious, political,
economic, scientific, news, or informational ends, inasmuch as the
Constitutions basic guarantee of freedom to advocate ideas is not confined
to the expression of ideas that are conventional or shared by a majority.
the broadcast media and of the traditional print media; libelous speech;
speech affecting associational rights; speech before hostile audiences;
symbolic speech; speech that affects the right to a fair trial; and speech
associated with rights of assembly and petition. 47
Generally, restraints on freedom of speech and expression are evaluated by
either or a combination of three tests, i.e., (a) the dangerous tendency
doctrine which permits limitations on speech once a rational connection has
been established between the speech restrained and the danger
contemplated; 48 (b) the balancing of interests tests, used as a standard
when courts need to balance conflicting social values and individual
interests, and requires a conscious and detailed consideration of the
interplay of interests observable in a given situation of type of
situation; 49 and (c) the clear and present danger rule which rests on the
premise that speech may be restrained because there is substantial danger
that the speech will likely lead to an evil the government has a right to
prevent. This rule requires that the evil consequences sought to be
prevented must be substantive, extremely serious and the degree of
imminence extremely high. 50
As articulated in our jurisprudence, we have applied either the dangerous
tendency doctrine or clear and present danger test to resolve free
speech challenges. More recently, we have concluded that we have generally
adhered to the clear and present danger test. 51
E.3. In Focus: Freedom of the Press
Much has been written on the philosophical basis of press freedom as part of
the larger right of free discussion and expression. Its practical importance,
though, is more easily grasped. It is the chief source of information on
current affairs. It is the most pervasive and perhaps most powerful vehicle of
opinion on public questions. It is the instrument by which citizens keep their
government informed of their needs, their aspirations and their grievances. It
is the sharpest weapon in the fight to keep government responsible and
efficient. Without a vigilant press, the mistakes of every administration would
go uncorrected and its abuses unexposed. As Justice Malcolm wrote in United
States v. Bustos:52
The interest of society and the maintenance of good government demand a
full discussion of public affairs. Complete liberty to comment on the conduct
of public men is a scalpel in the case of free speech. The sharp incision of its
probe relieves the abscesses of officialdom. Men in public life may suffer
under a hostile and unjust accusation; the wound can be assuaged with the
balm of clear conscience.
Its contribution to the public weal makes freedom of the press deserving of
extra protection. Indeed, the press benefits from certain ancillary rights. The
productions of writers are classified as intellectual and proprietary. Persons
who interfere or defeat the freedom to write for the press or to maintain a
periodical publication are liable for damages, be they private individuals or
public officials.
E.4. Anatomy of Restrictions: Prior Restraint, Content-Neutral and
Content-Based Regulations
Philippine jurisprudence, even as early as the period under the 1935
Constitution, has recognized four aspects of freedom of the press. These are
(1) freedom from prior restraint; (2) freedom from punishment subsequent to
publication; 53 (3) freedom of access to information; 54 and (4) freedom of
circulation.55
Considering that petitioner has argued that respondents press statement
constitutes a form of impermissible prior restraint, a closer scrutiny of this
principle is in order, as well as its sub-specie of content-based (as
distinguished from content-neutral) regulations.
At this point, it should be noted that respondents in this case deny that their
acts constitute prior restraints. This presents a unique tinge to the present
challenge, considering that the cases in our jurisdiction involving prior
restrictions on speech never had any issue of whether the governmental act
or issuance actually constituted prior restraint. Rather, the determinations
were always about whether the restraint was justified by the Constitution.
Be that as it may, the determination in every case of whether there is an
impermissible restraint on the freedom of speech has always been based on
the circumstances of each case, including the nature of the restraint. And in
its application in our jurisdiction, the parameters of this principle
have been etched on a case-to-case basis, always tested by
scrutinizing the governmental issuance or act against the
circumstances in which they operate, and then determining the
appropriate test with which to evaluate.
of public men is a scalpel in the case of free speech. The sharp incision of its
probe relieves the abscesses of officialdom. Men in public life may suffer
under a hostile and an unjust accusation; the wound can be assuaged with
the balm of a clear conscience. A public officer must not be too thin-skinned
with reference to comment upon his official acts. Only thus can the
intelligence and dignity of the individual be exalted.
(7) Broadcast stations deserve the special protection given to all forms of
media by the due process and freedom of expression clauses of the
Constitution. [Citations omitted]
It is interesting to note that the Court in Dans adopted the arguments found
in U.S. jurisprudence to justify differentiation of treatment (i.e.,the scarcity,
pervasiveness and accessibility to children), but only after categorically
declaring that the test for limitations on freedom of expression
continues to be the clear and present danger rule, for all forms of
media, whether print or broadcast. Indeed, a close reading of the abovequoted provisions would show that the differentiation that the Court
in Dans referred to was narrowly restricted to what is otherwise deemed as
unprotected speech (e.g., obscenity, national security, seditious and
inciting speech), or to validate a licensing or regulatory scheme necessary to
allocate the limited broadcast frequencies, which is absent in print media.
Thus, when this Court declared in Dans that the freedom given to broadcast
media was somewhat lesser in scope than the freedom accorded to
newspaper and print media, it was not as to what test should be applied,
but the context by which requirements of licensing, allocation of airwaves,
and application of norms to unprotected speech. 85
In the same year that the Dans case was decided, it was reiterated
in Gonzales v. Katigbak,86 that the test to determine free expression
challenges was the clear and present danger, again without distinguishing
the media.87Katigbak, strictly speaking, does not treat of broadcast media
but motion pictures. Although the issue involved obscenity standards as
applied to movies,88 the Court concluded its decision with the following obiter
dictum that a less liberal approach would be used to resolve obscenity issues
in television as opposed to motion pictures:
All that remains to be said is that the ruling is to be limited to the concept of
obscenity applicable to motion pictures. It is the consensus of this Court that
where television is concerned, a less liberal approach calls for observance.
This is so because unlike motion pictures where the patrons have to pay their
way, television reaches every home where there is a set. Children then will
likely be among the avid viewers of the programs therein shown..It cannot
be denied though that the State as parens patriae is called upon to manifest
an attitude of caring for the welfare of the young.
More recently, in resolving a case involving the conduct of exit polls and
dissemination of the results by a broadcast company, we reiterated that the
clear and present danger rule is the test we unquestionably adhere to issues
that involve freedoms of speech and of the press.89
This is not to suggest, however, that the clear and present danger
rule has been applied to all cases that involve the broadcast
media.The rule applies to all media, including broadcast, but only when the
challenged act is a content-based regulation that infringes on free speech,
expression and the press. Indeed, in Osmena v. COMELEC,90which also
involved broadcast media, the Court refused to apply the clear and present
danger rule to a COMELEC regulation of time and manner of advertising of
political advertisements because the challenged restriction was contentneutral.91 And in a case involving due process and equal protection issues,
the Court inTelecommunications and Broadcast Attorneys of the Philippines
v. COMELEC92 treated a restriction imposed on a broadcast media as a
reasonable condition for the grant of the medias franchise, without going
into which test would apply.
That broadcast media is subject to a regulatory regime absent in print media
is observed also in other jurisdictions, where the statutory regimes in place
over broadcast media include elements of licensing, regulation by
administrative bodies, and censorship. As explained by a British author:
The reasons behind treating broadcast and films differently from the print
media differ in a number of respects, but have a common historical basis.
The stricter system of controls seems to have been adopted in answer to the
view that owing to theirparticularimpact on audiences, films, videos and
broadcasting require a system of prior restraints, whereas it is now accepted
that books and other printed media do not. These media are viewed as
beneficial to the public in a number of respects, but are also seen as possible
sources of harm.93
Parenthetically,
these
justifications
are
now
the
subject
of
debate. Historically, the scarcity of frequencies was thought to provide a
danger test. It appears that the great evil which government wants to
prevent is the airing of a tape recording in alleged violation of the antiwiretapping law. The records of the case at bar, however, are confused and
confusing, and respondents evidence falls short of satisfying the clear and
present danger test. Firstly, the various statements of the Press Secretary
obfuscate the identity of the voices in the tape recording. Secondly, the
integrity of the taped conversation is also suspect. The Press Secretary
showed to the public two versions, one supposed to be a complete version
and the other, an altered version. Thirdly, the evidence of the
respondents on the whos and the hows of the wiretapping act is
ambivalent, especially considering the tapes different versions. The identity
of the wire-tappers, the manner of its commission and other related and
relevant proofs are some of the invisibles of this case.Fourthly, given all
these unsettled facets of the tape, it is even arguable whether its airing
would violate the anti-wiretapping law.
We rule that not every violation of a law will justify straitjacketing
the exercise of freedom of speech and of the press. Our laws are of
different kinds and doubtless, some of them provide norms of conduct
which even if violated have only an adverse effect on a persons private
comfort but does not endanger national security. There are laws of great
significance but their violation, by itself and without more, cannot
support suppression of free speech and free press. In fine, violation of law
is just a factor, a vital one to be sure, which should be weighed in
adjudging whether to restrain freedom of speech and of the press.
The totality of the injurious effects of the violation to private and public
interest must be calibrated in light of the preferred status accorded by the
Constitution and by related international covenants protecting freedom of
speech and of the press. In calling for a careful and calibrated measurement
of the circumference of all these factors to determine compliance with the
clear and present danger test, the Court should not be misinterpreted
as devaluing violations of law. By all means, violations of law should be
vigorously prosecuted by the State for they breed their own evil
consequence. But to repeat, the need to prevent their violation cannot
per se trump the exercise of free speech and free press, a preferred
right whose breach can lead to greater evils. For this failure of the
respondents alone to offer proof to satisfy the clear and present danger test,
the Court has no option but to uphold the exercise of free speech and free
press. There is no showing that the feared violation of the anti-wiretapping
law clearly endangers the national security of the State.
This is not all the faultline in the stance of the respondents. We slide to the
issue of whether the mere press statements of the Secretary of Justice
and of the NTC in question constitute a form of content-based prior restraint
that has transgressed the Constitution. In resolving this issue, we hold that
it is not decisive that the press statements made by respondents
were not reduced in or followed up with formal orders or circulars. It
is sufficient that the press statements were made by respondents
while in the exercise of their official functions. Undoubtedly,
respondent Gonzales made his statements as Secretary of Justice, while the
NTC issued its statement as the regulatory body of media. Any act done,
such as a speech uttered, for and on behalf of the government in an
official capacity is covered by the rule on prior restraint. The
concept of an act does not limit itself to acts already converted to
a formal order or official circular. Otherwise, the non formalization
of an act into an official order or circular will result in the easy
circumvention of the prohibition on prior restraint. The press
statements at bar are acts that should be struck down as they constitute
impermissible forms of prior restraints on the right to free speech and press.
There is enough evidence of chilling effect of the complained acts on
record. The warnings given to media came from no less the NTC, a
regulatory agency that can cancel the Certificate of Authority of the radio
and broadcast media. They also came from the Secretary of Justice, the alter
ego of the Executive, who wields the awesome power to prosecute those
perceived to be violating the laws of the land.After the warnings, the KBP
inexplicably joined the NTC in issuing an ambivalent Joint Press Statement.
After the warnings, petitioner Chavez was left alone to fight this battle for
freedom of speech and of the press. This silence on the sidelines on the part
of some media practitioners is too deafening to be the subject of
misinterpretation.
The constitutional imperative for us to strike down unconstitutional acts
should always be exercised with care and in light of the distinct facts of each
case. For there are no hard and fast rules when it comes to slippery
constitutional questions, and the limits and construct of relative freedoms
are never set in stone. Issues revolving on their construct must be decided
on a case to case basis, always based on the peculiar shapes and shadows of
each case. But in cases where the challenged acts are patent invasions of a
constitutionally protected right, we should be swift in striking them down
as nullities per se. A blow too soon struck for freedom is preferred
than a blow too late.
In VIEW WHEREOF, the petition is GRANTED. The writs of certiorari and
prohibition are hereby issued, nullifying the official statements made by
respondents on June 8, and 11, 2005 warning the media on airing the alleged
wiretapped conversation between the President and other personalities, for
constituting unconstitutional prior restraint on the exercise of freedom of
speech and of the press
SO ORDERED.
REYNATO S. PUNO
Chief Justice
WE CONCUR:
LEONARDO A. QUISUMBING
Associate Justice
CONSUELO YNAR
Associate
ANGELINA SANDOVAL-GUTIERREZ
Associate Justice
ANTONIO T.
Associate
RENATO C. C
Associate
ADOLFO S. A
Associate
DANTE O. TINGA
Associate Justice
PRESBITERO J. VELASCO, JR.
Associate Justice
RUBEN T. REYES TERESITA
Associate Justice
CERTIFICATION
MINITA V. CHIC
Associate
ANTONIO EDUARD
Associate
LEONARDO-D
Associate
Pursuant to Section 13, Article VIII of the Constitution, I certify that the
conclusions in the above decision had been reached in consultation before
the case was assigned to the writer of the opinion of the Court.
REYNATO S. PUNO
Chief Justice
Notes:
1
Rollo, pp. 6-7 (citing the Philippine Daily Inquirer (PDI), June 7, 2005, pp. A1,
A18; PDI, June 14, 2005, p. A1); and p. 58.
6
Id. at 7-8 (citing the Manila Standard, June 10, 2005, p. A2); and 58.
Id.
10
Id. at 9.
11
12
13
Id. at 6.
14
15
Id. at 6.
16
17
Id. at 71-73.
18
Id. at 74-75.
19
The Court will exercise its power of judicial review only if the case is
brought before it by a party who has the legal standing to raise the
constitutional or legal question. Legal standing means a personal and
substantial interest in the case such that the party has sustained or will
sustain direct injury as a result of the government act that is being
challenged. The term interest is material interest, an interest in issue and
to be affected by the decree, as distinguished from mere interest in the
question involved, or a mere incidental interest. Pimentel v. Executive
Secretary, G.R. No. 158088, July 6, 2005, 462 SCRA 622, citing Joya vs.
Presidential Commission on Good Government, G.R. No. 96541, August 24,
1993, 225 SCRA 568. See Kilosbayan, Inc. v. Morato, G.R. No. 118910, July
17, 1995, 246 SCRA 540, 562563; and Agan v. PIATCO (Decision), 450 Phil.
744 (2003).
20
22
Philconsa v. Jimenez, 122 Phil. 894 (1965); Civil Liberties Union v. Executive
Secretary, G.R. No. 83896, February 22, 1991, 194 SCRA 317;Guingona v.
Carague, G.R. No. 94571, April 22, 1991, 196 SCRA 221; Osmea v.
COMELEC, G.R. No. 100318, July 30, 1991, 199 SCRA 750; Basco v.
PAGCOR, 274 Phil. 323 (1991); Carpio v. Executive Secretary, G.R. No. 96409,
February 14, 1992, 206 SCRA 290; Del Mar v. PAGCOR, 400 Phil. 307 (2000).
23
25
The First Amendment was so crafted because the founders of the American
government believedas a matter of history and experiencethat the
freedom to express personal opinions was essential to a free
government. See Larry Kramer, The People Themselves: Popular Constitution
and Judicial Review (2004).
27
29
Salonga v. Cruz-Pano, G.R. 59524, February 18, 1985, 134 SCRA 458459; Gonzales v. COMELEC, 137 Phil. 489, 492-3 (1969); Philippine Blooming
Mills Employees Organization v. Philippine Blooming Mills Co., 151-A Phil.
676-677 (1973); National Press Club v. COMELEC, G.R. No. 102653, March 5,
1992, 207 SCRA 1, 9; Adiong v. COMELEC, G.R. No. 103956, March 31, 1992,
207 SCRA 712, 715.
30
Indeed, the struggle that attended the recognition of the value of free
expression was discussed by Justice Malcolm in the early caseUnited States
v. Bustos, 37 Phil. 731, 739 (1918). Justice Malcolm generalized that the
freedom of speech as cherished in democratic countries was unknown in the
Philippine Islands before 1900. Despite the presence of pamphlets and books
early in the history of the Philippine Islands, the freedom of speech was alien
to those who were used to obeying the words of barangay lords and,
ultimately, the colonial monarchy. But ours was a history of struggle for that
specific right: to be able to express ourselves especially in the governance of
this country. Id.
31
Id.
32
33
Id.
34
Id. at 493, citing Thomas I. Emerson, Toward a General Theory of the First
Amendment, 72 Yale Law Journal 877 (1963).
35
Id. citing New York Times Co. v. Sullivan, 376 US 254, 270 (1964).
36
Id.
37
Id.
38
Id.
39
40
41
42
43
See John E. Nowak & Ronald D. Rotunda, Constitutional Law 16.1, 1131
(7 ed.2000 [Hereinafter Nowak & Rotunda, Constitutional Law].
th
45
De Leon, Constitutional Law at 485. Laws have also limited the freedom of
speech and of the press, or otherwise affected the media and freedom of
expression. The Constitution itself imposes certain limits (such as Article IX
on the Commission on Elections, and Article XVI prohibiting foreign media
ownership); as do the Revised Penal Code (with provisions on national
security, libel and obscenity), the Civil Code (which contains two articles on
privacy), the Rules of Court (on the fair administration of justice and
contempt) and certain presidential decrees. There is also a shield law, or
Republic Act No. 53, as amended by Republic Act No. 1477. Section 1 of this
law provides protection for non-disclosure of sources of information, without
prejudice to ones liability under civil and criminal laws. The publisher, editor,
columnist or duly accredited reporter of a newspaper, magazine or periodical
of general circulation cannot be compelled to reveal the source of any
information or news report appearing in said publication, if the information
was released in confidence to such publisher, editor or reporter unless the
court or a Committee of Congress finds that such revelation is demanded by
the security of the state.
46
See Nowak & Rotunda, Constitutional Law 16.1, 1131 (7th ed.2000).
47
Id.
48
51
52
53
The
aspect
of freedom
from
liability
subsequent
to
publication precludes liability for completed publications of views
traditionally held innocent. Otherwise, the prohibition on prior restraint would
be meaningless, as the unrestrained threat of subsequent punishment, by
itself, would be an effective prior restraint. Thus, opinions on public issues
cannot be punished when published, merely because the opinions are novel
or controversial, or because they clash with current doctrines. This fact does
not imply that publishers and editors are never liable for what they print.
Such freedom gives no immunity from laws punishing scandalous or obscene
matter, seditious or disloyal writings, and libelous or insulting words. As
classically expressed, the freedom of the press embraces at the very least
Id at 225.
57
58
Iglesia ni Cristo v. CA, 328 Phil. 893, 928 (1996), citing Near v.
Minnesota, 283 US 697 (1931); Bantam Books Inc. v. Sullivan, 372 US 58
(1963); New York Times v. United States, 403 US 713 (1971).
60
See Osmea v. COMELEC, 351 Phil. 692, 718 (1998). The Court looked
to Adiong v. COMELEC, G.R. No. 103456, March 31, 1992, 207 SCRA 712,
which had cited a U.S. doctrine, viz. A governmental regulation is sufficiently
justified if it is within the constitutional power of the Government, if it
furthers an important or substantial governmental interest; if the
governmental interest is unrelated to the suppression of free expression; and
if the incident restriction on alleged [freedom of speech & expression] is no
greater than is essential to the furtherance of that interest.
63
Nowak & Rotunda, Constitutional Law 16.1, 1133 (7 th ed.2000). This was
also called a deferential standard of review in Osmea v. COMELEC, 351
Phil. 692, 718 (1998). It was explained that the clear and present danger
rule is not a sovereign remedy for all free speech problems, and its
application to content-neutral regulations would be tantamount to using a
sledgehammer to drive a nail when a regular hammer is all that is needed.
Id. at 478.
64
Osmea v. COMELEC, 351 Phil. 692, 717, citing Adiong v. COMELEC, G.R.
No. 103956, March 31, 1992, 207 SCRA 712. It was noted that the test was
actually formulated in United States v. OBrien, 391 U.S. 367 (1968), which
was deemed appropriate for restrictions on speech which are contentneutral.
65
Iglesia ni Cristo v. Court of Appeals, 328 Phil. 893 (1996). In this case, it was
found that the act of respondent Board of Review for Motion Pictures and
Television of rating a TV program with Xon the ground that it offend[s]
and constitute[s] an attack against other religions which is expressly
prohibited by lawwas a form of prior restraint and required the application
of the clear and present danger rule.
66
68
Adiong v. COMELEC, G.R. No. 103956, March 31, 1992, 207 SCRA 712, cited
in ABS-CBN Broadcasting Corp. v. COMELEC, 380 Phil. 780, 795 (2000).
70
See Adiong v. COMELEC, G.R. No. 103956, March 31, 1992, 207 SCRA 712,
and Gonzales v. COMELEC, 137 Phil. 471 (1969), cited in ABS-CBN
Broadcasting Corp. v. COMELEC, 380 Phil. 780, 795 (2000).
71
See Adiong v. COMELEC, G.R. No. 103956, March 31, 1992, 207 SCRA 712.
72
73
Red Lion Broad. Co. v. FCC, 395 U.S. 367, 386 (1969). Red Lion involved the
application of the fairness doctrine and whether someone personally
attacked had the right to respond on the broadcast medium within the
purview of FCC regulation. The court sustained the regulation. The Court in
Red Lion reasoned that because there are substantially more individuals who
want to broadcast than there are frequencies available, this scarcity of the
spectrum necessitates a stricter standard for broadcast media, as opposed
to newspapers and magazines. See generally National Broadcasting v. United
States, 319 U.S. 190, 219 (1943) (noting that the public interest standard
denoted to the FCC is an expansive power).
78
80
Id. at 380.
81
See Estrada v. Escritor (Resolution), A.M. No. P-02-1651, June 22, 2006
(free exercise of religion); and Osmea v. COMELEC, 351 Phil. 692, 718
(1998) (speech restrictions to promote voting rights). The Court in Osmea v.
COMELEC, for example, noted that it is a foreign notion to the American
Constitution that the government may restrict the speech of some in order to
enhance the relative voice of others [the idea being that voting is a form of
speech]. But this Court then declared that the same does not hold true of the
Philippine Constitution, the notion being in fact an animating principle of
that document. 351 Phil. 692, 718 (1998).
82
83
Id.
84
Id. at 634-637.
85
There is another case wherein the Court had occasion to refer to the
differentiation between traditional print media and broadcast media, but of
limited application to the case at bar inasmuch as the issues did not invoke a
free-speech challenge, but due process and equal protection.
See Telecommunications and Broadcast Attorneys of the Philippines, Inc. v.
COMELEC, 352 Phil. 153 (1998) (challenge to legislation requiring broadcast
stations to provide COMELEC Time free of charge).
86
G.R. No. L-69500, July 22, 1985, 137 SCRA 717. In this case, the
classification of a movie as For Adults Only was challenged, with the issue
focused on obscenity as basis for the alleged invasion of the right to freedom
on artistic and literary expression embraced in the free speech guarantees of
the Constitution. The Court held that the test to determine free expression
was the clear and present danger rule. The Court found there was an abuse
of discretion, but did not get enough votes to rule it was grave. The decision
specifically stated that the ruling in the case was limited to concept of
obscenity applicable to motion pictures. Id. at 723-729.
87
Id. at 725.
88
Id.
89
Id. at 718.
92
Helen Fenwick, Civil Liberties and Human Rights 296 (3rd ed. 2002).
94
Id.
95
Id.
98
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
SEPARATE CONCURRING OPINION
AZCUNA, J.:
I vote to GRANT the petition on the ground that the challenged NTC and DOJ
warnings violate Sec. 10, Art. XVI of the Constitution which states:
Sec. 10. The State shall provide the policy environment for the full
development of Filipino capability and the emergency of communication
structures suitable to the needs and aspirations of the nation and the
balanced flow of information into, out of, and across the country, in
accordance with a policy that respects the freedom of speech and of the
press.
This provision was precisely crafted to meet the needs and opportunities of
the emerging new pathways of communications, from radio and tv broadcast
to the flow of digital information via cables, satellites and the internet.
The purpose of this new statement of directed State policy is to hold the
State responsible for a policy environment that provides for (1) the full
development of Filipino capability, (2) the emergence of communication
structures suitable to the needs and aspirations of the nation and the
balanced flow of information, and (3) respect for the freedom of speech and
of the press.
The regulatory warnings involved in this case work against a balanced flow of
information in our communication structures and do so without respecting
freedom of speech by casting a chilling effect on the media. This is definitely
not the policy environment contemplated by the Constitution.
ADOLFO S. AZCUNA
Associate Justice
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
SEPARATE CONCURRING OPINION
CARPIO, J.:
The Case
This is a petition for the writs of certiorari and prohibition to set aside acts,
issuances, and orders of respondents Secretary of Justice Raul M. Gonzalez
(respondent Gonzales) and the National Telecommunications Commission
(NTC), particularly an NTC press release dated 11 June 2005, warning radio
and television stations against airing taped conversations allegedly between
President Gloria Macapagal-Arroyo and Commission on Elections (COMELEC)
Commissioner Virgilio Garcillano (Garcillano) 1 under pain of suspension or
revocation of their airwave licenses.
The Facts
On 24 June 2004, Congress, acting as national board of canvassers,
proclaimed
President
Arroyo
winner
in
the
2004
presidential
2
elections. President Arroyo received a total of 12,905,808 votes, 1,123,576
more than the votes of her nearest rival, Fernando Poe, Jr. Sometime before 6
June 2005, the radio station dzMM aired the Garci Tapes where the parties to
the conversation discussed rigging the results of the 2004 elections to
favor President Arroyo. On 6 June 2005, Presidential spokesperson Ignacio
a public right vested him with sufficient interest to maintain this suit.
Petitioner also contests respondents claim that the NTC press release of 11
June 2005 is a mere warning as it already prejudged the Garci Tapes as
inauthentic and violative of the Anti-Wiretapping Law, making it a cleverly
disguised x x x gag order.
ISSUE
The principal issue for resolution is whether the NTC warning embodied in
the press release of 11 June 2005 constitutes an impermissible prior restraint
on freedom of expression.
I vote to (1) grant the petition, (2) declare the NTC warning, embodied in its
press release dated 11 June 2005, an unconstitutional prior restraint on
protected expression, and (3) enjoin the NTC from enforcing the same.
1. Standing to File Petition
Petitioner has standing to file this petition. When the issue involves freedom
of expression, as in the present case, any citizen has the right to bring suit to
question the constitutionality of a government action in violation of freedom
of expression, whether or not the government action is directed at such
citizen. The government action may chill into silence those to whom the
action is directed. Any citizen must be allowed to take up the cudgels for
those who have been cowed into inaction because freedom of expression is a
vital public right that must be defended by everyone and anyone.
Freedom of expression, being fundamental to the preservation of a free, open
and democratic society, is of transcendental importance that must be
defended by every patriotic citizen at the earliest opportunity. We have held
that any concerned citizen has standing to raise an issue of transcendental
importance to the nation,7 and petitioner in this present petition raises such
issue.
2. Overview of Freedom of Expression, Prior Restraint and Subsequent
Punishment
Freedom of expression is the foundation of a free, open and democratic
society. Freedom of expression is an indispensable condition 8 to the exercise
of almost all other civil and political rights. No society can remain free, open
and democratic without freedom of expression. Freedom of expression
expression, still the ideas are disseminated to the public. Prior restraint
prevents even the dissemination of ideas to the public.
While there can be no prior restraint on protected expression, such
expression may be subject to subsequent punishment,27 either civilly or
criminally. Thus, the publication of election surveys cannot be subject to prior
restraint,28 but an aggrieved person can sue for redress of injury if the survey
turns out to be fabricated. Also, while Article 201 (2)(b)(3) of the Revised
Penal Code punishing shows which offend any race or religion cannot be
used to justify prior restraint on religious expression, this provision can be
invoked to justify subsequent punishment of the perpetrator of such
offensive shows.29
Similarly, if the unprotected expression does not warrant prior restraint, the
same expression may still be subject to subsequent punishment, civilly or
criminally. Libel falls under this class of unprotected expression. However, if
the expression cannot be subject to the lesser restriction of subsequent
punishment, logically it cannot also be subject to the more severe restriction
of prior restraint. Thus, since profane language or hate speech against a
religious minority is not subject to subsequent punishment in this
jurisdiction,30 such expression cannot be subject to prior restraint.
If the unprotected expression warrants prior restraint, necessarily the same
expression is subject to subsequent punishment. There must be a law
punishing criminally the unprotected expression before prior restraint on
such expression can be justified. The legislature must punish the unprotected
expression because it creates a substantive evil that the State must prevent.
Otherwise, there will be no legal basis for imposing a prior restraint on such
expression.
The prevailing test in this jurisdiction to determine the constitutionality of
government action imposing prior restraint on three categories of
unprotected expressionpornography,31 advocacy of imminent lawless
action, and danger to national securityis the clear and present danger
test.32 The expression restrained must present a clear and present danger of
bringing about a substantive evil that the State has a right and duty to
prevent, and such danger must be grave and imminent.33
Prior restraint on unprotected expression takes many formsit may be a law,
administrative regulation, or impermissible pressures like threats of revoking
licenses or withholding of benefits.34 The impermissible pressures need not
(sic) subsequently established that the said tapes are false and/or
fraudulent after a prosecution or appropriate investigation, the
concerned radio and television companies are hereby warned that
their broadcast/airing of such false information and/or willful
misrepresentation shall be just cause for the suspension, revocation
and/or cancellation of the licenses or authorizations issued to the
said companies. (Boldfacing and underscoring supplied)
The NTC does not claim that the public airing of the Garci Tapes constitutes
unprotected expression that may be subject to prior restraint. The NTC does
not specify what substantive evil the State seeks to prevent in imposing prior
restraint on the airing of the Garci Tapes. The NTC does not claim that the
public airing of the Garci Tapes constitutes a clear and present danger of a
substantive evil, of grave and imminent character, that the State has a right
and duty to prevent.
The NTC did not conduct any hearing in reaching its conclusion that the
airing of the Garci Tapes constitutes a continuing violation of the AntiWiretapping Law. At the time of issuance of the NTC press release, and even
up to now, the parties to the conversations in the Garci Tapes have not
complained that the wire-tapping was without their consent, an essential
element for violation of the Anti-Wiretapping Law. 35 It was even the Office of
the President, through the Press Secretary, that played and released to
media the Garci Tapes containing the alleged spliced conversation between
President Arroyo and Commissioner Garcillano. There is also the issue of
whether a wirelesscellular phone conversation is covered by the AntiWiretapping Law.
Clearly, the NTC has no factual or legal basis in claiming that the airing of the
Garci Tapes constitutes a violation of the Anti-Wiretapping Law. The radio and
television stations were not even given an opportunity to be heard by the
NTC. The NTC did not observe basic due process as mandated in Ang Tibay v.
Court of Industrial Relations.36
The NTC claims that the Garci Tapes, after a prosecution or the appropriate
investigation,
may
constitute
false
information
and/or
willful
misrepresentation. However, the NTC does not claim that such possible
false information or willful misrepresentation constitutes misleading
commercial advertisement. In the United States, false or deceptive
commercial speech is categorized as unprotected expression that may be
In the present case, the airing of the Garci Tapes is a protected expression
that can never be subject to prior restraint. However, even assuming for the
sake of argument that the airing of the Garci Tapes constitutes unprotected
expression, only the courts have the power to adjudicate on the factual and
legal issue of whether the airing of the Garci Tapes presents a clear and
present danger of bringing about a substantive evil that the State has a right
and duty to prevent, so as to justify the prior restraint.
Any order imposing prior restraint on unprotected expression requires
prior adjudication by the courts on whether the prior restraint is
constitutional. This is a necessary consequence from the presumption of
invalidity of any prior restraint on unprotected expression. Unless ruled by
the courts as a valid prior restraint, government agencies cannot implement
outright such prior restraint because such restraint is presumed
unconstitutional at inception.
As an agency that allocates frequencies or airwaves, the NTC may regulate
the bandwidth position, transmitter wattage, and location of radio and
television stations, but not the content of the broadcasts. Such contentneutral prior restraint may make operating radio and television stations more
costly. However, such content-neutral restraint does not restrict the content
of the broadcast.
7. Government Failed to Overcome Presumption of Invalidity
Assuming that the airing of the Garci Tapes constitutes unprotected
expression, the NTC action imposing prior restraint on the airing is presumed
unconstitutional. The Government bears a heavy burden to prove that the
NTC action is constitutional. The Government has failed to meet this burden.
In their Comment, respondents did not invoke any compelling State interest
to impose prior restraint on the public airing of the Garci Tapes. The
respondents claim that they merely fairly warned radio and television
stations to observe the Anti-Wiretapping Law and pertinent NTC circulars on
program standards. Respondents have not explained how and why the
observance by radio and television stations of the Anti-Wiretapping Law and
pertinent NTC circulars constitutes a compelling State interest justifying prior
restraint on the public airing of the Garci Tapes.
Violation of the Anti-Wiretapping Law, like the violation of any criminal
statute, can always be subject to criminal prosecution after the violation is
restraint on protected expression, and (3) enjoin the NTC from enforcing the
same.
ANTONIO T. CARPIO
Associate Justice
Notes:
1
Report of the Joint Committee on the Canvass of Votes for the Presidential
and Vice-Presidential Candidates in the May 10, 2004 Elections, dated 23
June 2004.
3
In their Comment to the petition, the NTC and respondent Gonzalez only
mentioned Bunyes press conference of 6 June 2005. However, respondents
do not deny petitioners assertion that the 9 June 2005 press conference also
took place.
4
In view of the unusual situation the country is in today, The (sic) National
Telecommunications Commission (NTC) calls for sobriety among the
operators and management of all radio and television stations in the country
and reminds them, especially all broadcasters, to be careful and circumspect
in the handling of news reportage, coverages [sic] of current affairs and
discussion of public issues, by strictly adhering to the pertinent laws of the
country, the current program standards embodied in radio and television
codes and the existing circulars of the NTC.
The NTC said that now, more than ever, the profession of broadcasting
demands a high sense of responsibility and discerning judgment of fairness
and honesty at all times among broadcasters amidst all these rumors of
unrest, destabilization attempts and controversies surrounding the alleged
wiretapping of President GMA (sic) telephone conversations.
Taking into consideration the countrys unusual situation, and in order not to
unnecessarily aggravate the same, the NTC warns all radio stations and
television networks owners/operators that the conditions of the
authorizations and permits issued to them by Government like the
Provisional Authority and/or Certificate of Authority explicitly provides that
said companies shall not use its stations for the broadcasting or telecasting
of false information or willful misrepresentation. Relative thereto, it has come
to the attention of the Commission that certain personalities are in
possession of alleged taped conversation which they claim, (sic) involve the
President of the Philippines and a Commissioner of the COMELEC regarding
their supposed violation of election laws. These personalities have admitted
that the taped conversations are product of illegal wiretapping operations.
Considering that these taped conversations have not been duly
authenticated nor could it be said at this time that the tapes contain an
accurate or truthful representation of what was recorded therein, (sic) it is
the position of the Commission that the continuous airing or broadcast of the
said taped conversations by radio and television stations is a continuing
violation of the Anti-Wiretapping Law and the conditions of the Provisional
Authority and/or Certificate of Authority issued to these radio and television
stations. If it has been (sic) subsequently established that the said tapes are
false and/or fraudulent after a prosecution or appropriate investigation, the
concerned radio and television companies are hereby warned that their
broadcast/airing of such false information and/or willful misrepresentation
shall be just cause for the suspension, revocation and/or cancellation of the
licenses or authorizations issued to the said companies.
In addition to the above, the Commission reiterates the pertinent NTC
circulars on program standards to be observed by radio and television
stations. NTC Memorandum Circular No. 111-12-85 explicitly states, among
others, that all radio broadcasting and television stations shall, during any
broadcast or telecast, cut off from the air the speech play, act or scene or
other matters being broadcast and/or telecast if the tendency thereof is to
disseminate false information or such other willful misrepresentation, or to
1. Call for sobriety, responsible journalism, and of law, and the radio and
television Codes.
2. NTC respects and will not hinder freedom of the press and the right to
information on matters of public concern. KBP & its members have always
been committed to the exercise of press freedom with high sense of
responsibility and discerning judgment of fairness and honesty.
3. NTC did not issue any MC [Memorandum Circular] or Order constituting a
restraint of press freedom or censorship. The NTC further denies and does
not intend to limit or restrict the interview of members of the opposition or
free expression of views.
4. What is being asked by NTC is that the exercise of press freedom is done
responsibly.
5. KBP has program standards that KBP members will observe in the
treatment of news and public affairs programs. These include verification of
sources, non-airing of materials that would constitute inciting to sedition
and/or rebellion.
6. The KBP Codes also require that no false statement or willful
misrepresentation is made in the treatment of news or commentaries.
David v. Macapagal-Arroyo, G.R. No. 1713396, 3 May 2006, 489 SCRA 160.
11
12
Id.
15
16
18
19
20
A case may be made that only television programs akin to motion pictures,
like tele-novelas, are subject to the power of review and classification by a
government review board, and such power cannot extend to other pre-taped
programs like political shows.
23
24
25
Id.
27
Ayer Productions Pty. Ltd. v. Capulong, G.R. No. L-82380, 29 April 1988, 160
SCRA 861.
28
29
30
VRS Publications, Inc. v. Islamic Dawah Council of the Philippines, Inc., 444
Phil. 230 (2003). In effect, this makes hate speech against a religious or
ethnic minority a protected expression.
31
32
Bayan v. Ermita,see Note 16. In the United States, the prevailing test is the
Brandenburg standard (Brandenburg v. Ohio, [395 U.S. 444 1969]) which
refined the clear and present danger rule articulated by Justice Oliver
Wendell Holmes in Schenck v. United States (249 U.S. 47 [1919]) by limiting
its application to expressions where there is imminent lawless action.
See American Constitutional Law, Otis H. Stephen, Jr. and John M. Scheb II,
Vol. II, p. 133 (4th Edition).
34
36
37
38
See Commonwealth Act No. 616 and Article 117 of the Revised Penal Code.
40
See Bartnicki v. Vopper, 532 U.S. 514 (2001). In this case, the U.S.
Supreme Court held that an anti-wiretapping law violates the First
Amendment if it prohibits disclosure of intercepted information that is of
significant public concern.
41
42
43
See Note 7.
44
Id. at 268.
45
Id. at 275.
46
47
American Constitutional Law, Ralph A. Rossum and G. Alan Tass, vol. II, p.
183 (7th Edition).
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
SEPARATE OPINION
CHICO-NAZARIO, J.:
With all due respect, I vote to dismiss the present Petition for the simple
reason that the assailed press statements made by the National
Telecommunications Commission (NTC) and the Secretary of Justice Raul
Gonzales (Gonzales) do not constitute prior restraint that impair freedom of
speech. There being no restraint on free speech, then there is even no need
to apply any of the tests, i.e, the dangerous tendency doctrine, the balancing
of interests test, and the clear and present danger rule, to determine
whether such restraint is valid.
fraudulent, and the airing thereof was done to purposely spread false
information or misrepresentation, in violation of the prohibition stated in the
companies authorizations and permits, as well as the pertinent NTC
Memorandum Circulars.
Moreover, we should not lose sight of the fact that just three days after its
issuance of its fair warning, or on 14 June 2005, the NTC again released
another press statement, this time, jointly made with the Kapisanan ng
Broadcasters sa Pilipinas (KBP), to the effect that:
JOINT PRESS STATEMENT: NTC AND KBP
Investigation (NBI) to monitor all radio stations and television networks for
possible violations of the Anti-Wiretapping Law. Secretary Gonzales is one of
medias favorite political personalities, hounded by reporters, and featured
almost daily in newspapers, radios, and televisions, for his quotable
quotes, some of which appeared to have been uttered spontaneously and
flippantly. There was no showing that Secretary Gonzales had actually and
officially ordered the NBI to conduct said monitoring of radio and television
broadcasts, and that the NBI acted in accordance with said order. Which
leads me to my next point.
We should be judicious in giving too much weight and credence to press
statements. I believe that it would be a dangerous precedent to rule that
press statements should be deemed an official act of the administrative
agency or public official concerned. Press statements, in general, can be
easily manufactured, prone to alteration or misinterpretation as they are
being reported by the media, and may, during some instances, have to be
made on the spot without giving the source much time to discern the
ramifications of his statements. Hence, they cannot be given the same
weight and binding effect of official acts in the form of, say, memorandum
orders or circulars.
Even if we assume arguendo that the press statements are official issuances
of the NTC and Secretary Gonzales, then the petitioner alleging their
unconstitutionality must bear the burden of proving first that the challenged
press statements did indeed constitute prior restraint, before the
presumption of invalidity of any system of prior restraint on free speech
could arise. Until and unless the petitioner satisfactorily discharges the said
burden of proof, then the press statements must similarly enjoy the
presumption of validity and constitutionality accorded to statutes, having
been issued by officials of the executive branch, a co-equal. The NTC and
Secretary Gonzales must likewise be accorded the presumption that they
issued the questioned press statements in the regular performance of their
duties as the regulatory body for the broadcasting industry and the head of
the principal law agency of the government, respectively.
Significantly also, please allow me to observe that the purported chilling
effect of the assailed press statements was belied by the fact that the
owners and operators of radio stations and television networks, who were
supposed to feel most threatened by the same, did not find it necessary to
go to court. They should have been the ones to have felt and attested to the
purported chilling effect of said press statements. Their silence in all this
speaks for itself.
In view of the foregoing, I vote for the denial of the present petition.
MINITA V. CHICO-NAZARIO
Associate Justice
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
DISSENTING OPINION
NACHURA, J.:
I respectfully register my dissent to the majority opinion penned by the
esteemed Chief Justice. The assailed press releases and statements do not
constitute a prior restraint on free speech. It was not improper for the NTC to
warn the broadcast media that the airing of taped materials, if subsequently
shown to be false, would be a violation of law and of the terms of their
certificate of authority, and could lead, after appropriate investigation, to the
cancellation or revocation of their license.
The Facts
This case arose from events that transpired a year after the 2004 national
and local elections, a period marked by disquiet and unrest; events that
rocked the very foundations of the present administration.
To recall, on June 5, 2005, Press Secretary Ignacio Bunye conveyed to
reporters that the opposition was planning to destabilize the administration
by releasing an audiotape of a bugged mobile phone conversation allegedly
between the President of the Republic of the Philippines and a high-ranking
official of the Commission on Elections (COMELEC).1
The following day, June 6, 2005, Secretary Bunye presented and played two
compact discs (CDs) to the Malacaan Press Corps, and explained that the
first contained the wiretap, while the second, the spliced, doctored, and
altered version which would suggest that during the 2004 National and Local
Elections the President instructed the COMELEC official to manipulate in her
favor the election results.2
Atty. Alan Paguia, former counsel of then President Joseph E. Estrada,
subsequently released, on June 7, 2005, the alleged authentic tape
recordings of the wiretap. Included, among others, in the tapes were
purported conversations of the President, First Gentleman Jose Miguel Arroyo,
COMELEC Commissioner Virgilio Garcillano, and the late Senator Robert
Barbers.3
On June 8, 2005, respondent Secretary of the Department of Justice (DOJ),
Raul Gonzalez, informed news reporters that persons in possession of copies
of the wiretap and media outlets broadcasting, or publishing the contents
thereof, could be held liable under the Anti-Wiretapping Act [Republic Act No.
42004]. He further told newsmen, on the following day, that he had already
instructed the National Bureau of Investigation (NBI) to monitor all radio
stations and television networks for possible violations of the said law.5
Then, on June 10, 2005, former NBI Deputy Director Samuel Ong presented
to the media the alleged master tape recordings of the wiretap or the socalled mother of all tapes, and disclosed that their contents were
wiretapped by T/Sgt. Vidal Doble of the Intelligence Service of the Armed
Forces of the Philippines (ISAFP). Ong then called for the resignation of the
President.6
On June 11, 2005, after several news reports, respondent National
Telecommunications Commission (NTC) issued the following press release:
Contact:
Office
of
the
National
Telecommunications
BIR
Road,
East
Triangle,
Diliman,
Tel.
E-mail: [email protected]
Commissioner
Commission
Quezon
City
924-4048/924-4037
but
the
case
The exercise by this Court of the power of judicial inquiry is limited to the
determination of actual cases and controversies. 21 An actual case or
controversy means an existing conflict that is appropriate or ripe for judicial
determination, one that is not conjectural or anticipatory, otherwise the
decision of the court will amount to an advisory opinion. The power does not
extend to hypothetical questions since any attempt at abstraction could only
lead to dialectics and barren legal questions and to sterile conclusions
unrelated to actualities.22 Neither will the Court determine a moot question in
a case in which no practical relief can be granted. Indeed, it is unnecessary
to indulge in academic discussion of a case presenting a moot question as a
judgment thereon cannot have any practical legal effect or, in the nature of
things, cannot be enforced.23
In the instant case, it is readily observable that the subsequent joint
statement of the respondent NTC and the Officers and Board of Directors of
the KBP after their June 14, 2005 dialogue not only substantially
diminished24 but, in fact, obliterated the effects of the earlier press warnings,
thus rendering the case moot and academic. Notably, the joint press
statement acknowledged that NTC did not issue any memorandum circular
or order constituting a restraint of press freedom or censorship.
A case becomes moot when its purpose has become stale.25
Be that as it may, the Court should discuss and resolve the fundamental
issues raised herein, in observance of the rule that courts shall decide a
question otherwise moot and academic if it is capable of repetition yet
evasive of review.26
The Dissent
The
assailed
press
statement
does
on the constitutional right to free expression
not
infringe
valid
exercise
(W)e have long recognized that Congress, acting pursuant to the Commerce
Clause, has power to regulate the use of this scarce and valuable national
resource. The distinctive feature of Congress efforts in this area has been to
ensure through the regulatory oversight of the FCC that only those who
satisfy the public interest, convenience and necessity are granted a license
to use radio and television broadcast frequencies.
In the Philippines, it is the respondent NTC that has regulatory powers over
telecommunications networks. In Republic Act No. 7925, 29 the NTC is
denominated as its principal administrator, and as such shall take the
necessary measures to implement the policies and objectives set forth in the
Act. Under Executive Order 546, 30 the NTC is mandated, among others, to
establish and prescribe rules, regulations, standards and specifications in all
cases related to the issued Certificate of Public Convenience, promulgate
rules and regulations as public safety and interest may require, and
supervise
and
inspect
the
operation
of
radio
stations
and
31
32
telecommunications facilities. The NTC exercises quasi-judicial powers.
The issuance of the press release by NTC was well within the scope of its
regulatory and supervision functions, part of which is to ensure that the radio
and television stations comply with the law and the terms of their respective
authority. Thus, it was not improper for the NTC to warn the broadcast media
that the airing of taped materials, if subsequently shown to be false, would
be a violation of law and of the terms of their certificate of authority, and
could lead, after appropriate investigation, to the cancellation or revocation
of their license.
2.
The
press
release
was
of prior restraint on freedom of expression
not
in
the
nature
In Presidential
Commission
on
Good
Government
(PCGG)
v.
51
Nepomuceno, we refused to consider the PCGG takeover of radio station
DWRN as an infringement on freedom of the press. In Tolentino v. Secretary
of Finance,52 we did not yield to the proposition of the press that the
imposition of value added tax (VAT) on the gross receipts of newspapers from
advertisements and on their acquisition of paper, ink and services for
publication was an abridgment of press freedom. In Lagunzad, we said that
while the License Agreement allowed the producer to portray in a movie the
life of Moises Padilla, it did not confer poetic license to incorporate fictional
embellishments. The takeover in PCGG was merely intended to preserve the
assets, funds and properties of the station while it maintained its
broadcasting operations. The VAT in Tolentino did not inhibit or impede the
circulation of the newspapers concerned.
Similarly, in the instant case, the issuance of the press release was simply
part of the duties of the NTC in the enforcement and administration of the
laws which it is tasked to implement. The press release did not actually or
directly prevent the expression of a message. The respondents never issued
instructions prohibiting or stopping the publication of the alleged wiretapped
conversation. The warning or advisory in question did not constitute
suppression, and the possible in terrorem effect, if any, is not prior restraint.
It is not prior restraint because, if at all, the feared license revocation and
criminal prosecution come after the publication, not before it, and only after
a determination by the proper authorities that there was, indeed, a violation
of law.
The press release does not have a chilling effect because even
without the press release, existing lawsand rules and regulations
authorize the revocation of licenses of broadcast stations if they
are found to have violated penal laws or the terms of their
authority.53The majority opinion emphasizes the chilling effect of the
challenged press releasesthe fear of prosecution, cancellation or
revocation of license by virtue of the said press statements. 54 With all due
respect, the majority loses sight of the fact that the press statements are not
a prerequisite to prosecution, neither does the petition demonstrate that
prosecution is any more likely because of them. If the prosecutorial arm of
the Government and the NTC deem a media entitys act to be violative of our
penal laws or the rules and regulations governing broadcasters licenses,
they are free to prosecute or to revoke the licenses of the erring
entities with or without the challenged press releases.55
The petitioner likewise makes capital of the alleged prior determination and
conclusion made by the respondents that the continuous airing of the tapes
is a violation of the Anti-Wiretapping Law and of the conditions of the
authority granted to the broadcast stations. The assailed portion of the press
release reads:
Considering that these taped conversations have not been duly
authenticated nor could it be said at this time that the tapes contain an
accurate or truthful representation of what was recorded therein, it is the
position of the commission that the continuous airing or broadcast of the said
taped conversations by radio and television stations is a continuing violation
of the anti-wiretapping law and the conditions of the provisional authority
and/or certificate of authority issued to these radio and television stations.
However, that part of the press statement should not be read in isolation, but
in the context of the entire paragraph, the rest of which reads:
If it has been subsequently established that the said tapes are false
and/or
fraudulent
after
a
prosecution
or
appropriate
investigation, the concerned radio and television companies are hereby
warned that their broadcast/airing of such false information and/or willful
misrepresentation shall be just cause for the suspension, revocation and/or
cancellation of the licenses or authorizations issued to the said companies.
Obviously, this latter portion qualifies the earlier part of the paragraph. Only
when it has been sufficiently established, after a prosecution or appropriate
investigation, that the tapes are false or fraudulent may there be a
cancellation or revocation of the stations license. There is no gainsaying that
the airing of false information or willful misrepresentation constitutes a valid
ground for revocation of the license, and so is violation of the AntiWiretapping Law which is a criminal offense. But that such revocation of
license can only be effected after an appropriate investigation clearly shows
that there are adequate safeguards available to the radio and television
stations, and that there will be compliance with the due process clause.
It is noteworthy that in the joint press statement issued on June 14, 2005 by
the NTC and the Kapisanan ng mga Broadcasters sa Pilipinas,there is an
acknowledgement by the parties that NTC did not issue any MC
(Memorandum Circular) or order constituting a restraint of press freedom or
censorship. If the broadcasters who should be the most affected by the
assailed NTC press release, by this acknowledgement, do not feel aggrieved
ethics of honest enterprise; and shall not use its stations for the
telecasting of obscene or for dissemination of false information or
willful misrepresentation, or do any such act to the detriment of
public welfare, health, morals or to incite, encourage, or assist in
any treasonous, rebellious, or subversive acts/omissions.
Undoubtedly, this is a reasonable standard of conduct demanded of the
media outlets. The sanction that may be imposed for breach thereof
suspension, cancellation or revocation of the stations license after an
appropriate investigation has sufficiently established that there was a breach
is also reasonable. It cannot be characterized as impermissible punishment
which violates freedom of expression.
There
is
no
transgression
of
the
to information on matters of public concern.
peoples
right
abuse
of
One final word. With the benefit of hindsight, it is noted that from the time
the assailed press releases were issued and up to the present, the feared
criminal prosecution and license revocation never materialized. They remain
imagined concerns, even after the contents of the tapes had been much
talked about and publicized.
I therefore vote to dismiss the petition for certiorari and prohibition.
ANTONIO EDUARDO B. NACHURA
Associate Justice
Notes:
1
Entitled An Act to Prohibit and Penalize Wire Tapping and Other Related
Violations of the Privacy of Communication, and for Other Purposes.
5
Id. at 109-110.
Id. at 116.
Id. at 111-112.
10
Id. at 3-42.
11
Id. at 18.
12
Id. at 56-83.
13
Id. at 64-67.
14
Id. at 68-75.
15
Id. at 75-82.
16
Province of Batangas v. Romulo, G.R. No. 152774, May 27, 2004, 429 SCRA
736, 755.
17
Francisco, Jr. v. The House of Representatives, 460 Phil. 830, 896 (2003).
18
20
Rollo, p. 15.
Supra note 18.
21
Dumlao v. COMELEC, G.R. No. L-52245, January 22, 1980, 95 SCRA 392,
401. This case explains the standards that have to be followed in the
exercise of the power of judicial review, namely: (1) the existence of an
appropriate case; (2) an interest personal and substantial by the party
raising the constitutional question; (3) the plea that the function be exercised
at the earliest opportunity; and (4) the necessity that the constitutional
question be passed upon in order to decide the case.
22
Lanuza, Jr. v. Yuchengco, G.R. No. 157033, March 28, 2005, 454 SCRA 130,
138.
24
Rufino v. Endriga, G.R. Nos. 139554 and 139565, July 21, 2006, 496 SCRA
13, 46.
26
Roble Arrastre, Inc. v. Villaflor, G.R. No. 128509, August 22, 2006, 499 SCRA
434, 447.
27
29
31
32
33
34
Murray v. Lawson, 138 N.J. 206, 222; 649 A.2d 1253, 1261 (1994).
35
36
37
80 Phil. 71 (1948).
38
39
40
41
36 SCRA 228.
42
G.R. No. 103956, March 31, 1992, 207 SCRA 712, 715.
43
G.R. No. 90878, January 29, 1990, 181 SCRA 529, 534-535.
44
45
46
Nos. L-82380 and L-82398, April 29, 1988, 160 SCRA 861.
47
48
49
Kingsley Books, Inc. v. Brown, 354 U.S. 436, 441-442; 77 S.Ct. 1325, 1328
(1957).
50
51
G.R. No. 78750, April 20, 1990, 184 SCRA 449, 462-463.
52
Republic Act No. 3846; Executive Order No. 546; see pertinent
memorandum
circulars
at
<http://portal.ntc.gov.ph/wps/portal/!
ut/p/.cmd/cs/.ce/7_0_A/.s/7_0_MA/_s. 7_0_A/7_0_MA> (visited: January 3,
2008); see also terms and conditions of provisional authority and/or
certificate of authority granted to radio and television stations, rollo, pp. 119128.
54
Id.
56
57
58
Republic of the Philippines v. COCOFED, 423 Phil. 735, 774 (2001); Ang
Bagong Bayani-OFW Labor Party v. COMELEC, 412 Phil. 308, 340 (2001).
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
CONCURRING OPINION
SANDOVALGUTIERREZ, J.:
Where they have burned books,
they will end in burning human beings.
These are the prophetic words of the German Author Heinrich Heine when
the Nazis fed to the flames the books written by Jewish authors. True enough,
the mass extermination of Jews followed a few years later. What was first a
severe form of book censorship ended up as genocide.
Today, I vote to grant the writs of certiorari and prohibition mindful of Heines
prophecy. The issuance of the Press Release by the National
Telecommunications Commission (NTC) is a form of censorship. To allow the
broadcast media to be burdened by it is the first misstep leading to the
strangling of our citizens. We must strike this possibility while we still have a
voice.
I fully concur with the well-written ponencia of Mr. Chief Justice Reynato S.
Puno and that of Mr. Justice Antonio T. Carpio.
The Universal Declaration of Human Rights guarantees that everyone has
the right to freedom of opinion and expression. Accordingly, this
right includes the freedom to hold opinions without interference
and impart information and ideas through any media regardless of
frontiers.1 At the same time, our Constitution mandates that no law
shall be passed abridging the freedom of speech, of expression, or
of the press, or the right of the people to peaceably assemble and
petition the government for redress of grievances.
These guarantees are testaments to the value that humanity accords to the
above-mentioned freedomscommonly summed up asfreedom of
expression. The justifications for this high regard are specifically identified
by Justice Mclachlin of the Canadian Supreme Court in Her Majesty The
Queen v. Keegstra,2 to wit: (1) Freedom of expression promotes the free flow
of ideas essential to political democracy and democratic institutions, and
limits the ability of the State to subvert other rights and freedoms; (2) it
promotes a marketplace of ideas, which includes, but is not limited to, the
search for truth; (3) it is intrinsically valuable as part of the self-actualization
of speakers and listeners; and (4) it is justified by the dangers for good
government of allowing its suppression.
These are the same justifications why censorship is anathema to freedom of
expression. Censorship is that officious functionary of the repressive
government who tells the citizen that he may speak only if allowed to do so,
and no more and no less than what he is permitted to say on pain of
punishment should he be so rash as to disobey. 3 Censorship may come in the
form
of prior
restraint or subsequent
punishment.
Prior
restraint means official governmental restrictions on the press or other
forms of expression in advance of actual publication or dissemination. 4 Its
most blatant form is a system of licensing administered by an executive
officer.5 Similar to this is judicial prior restraint which takes the form of an
injunction against publication.6 And equally objectionable as prior restraint is
the imposition of license taxes that renders publication or advertising more
burdensome.7 On the other hand, subsequent punishment is the
imposition of liability to the individual exercising his freedom. It may be in
any form, such as penal, civil or administrative penalty.
I
The Issuance of the Press Release
Constitutes Censorship
In the case at bar, the first issue is whether the Press Release of the NTC
constitutes censorship. Reference to its pertinent portions is therefore
imperative. Thus:
Considering that these taped conversations have not been duly
authenticated nor could it be said at this time that the tapes contain an
accurate or truthful representation of what was recorded therein, it is the
position of the [NTC] that the continuous airing or broadcast of the said
taped conversations by radio and television stations is a continuing violation
of the Anti-Wiretapping Law and the conditions of the Provisional Authority
and/or Certificate of Authority issued to these radio and television stations. It
has been subsequently established that the said tapes are false and/or
the fact that the tapes were obtained through violation of the AntiWiretapping Law does not make the broadcast media privy to the crime. It
must be stressed that it was a government official who initially
released the Garci Tapes, not the media.
In view of the presence of various competing interests, I believe the present
case must also be calibrated using the balancing test. As held in American
Communication Association v. Douds,18 when a particular conduct is
regulated in the interest of public order, and the regulation results
in an indirect, conditional, partial abridgement of speech, the duty
of the courts is to determine which of these two conflicting interests
demand
the
greater
protection
under
the
circumstances
presented. In the present case, perched at the one hand of the scale is the
governments interest to maintain public order, while on the other hand is
the interest of the public to know the truth about the last national election
and to be fully informed. Which of these interests should be advanced? I
believe it should be that of the people.
The right of the people to know matters pertaining to the integrity
of the election process is of paramount importance. It cannot be
sideswiped by the mere speculation that a public disturbance will
ensue. Election is a sacred instrument of democracy. Through it, we
choose the people who will govern us. We entrust to them our
businesses, our welfare, our children, our lives. Certainly, each one of
us is entitled to know how it was conducted. What could be more
disheartening than to learn that there exists a tape containing conversations
that compromised the integrity of the election process. The doubt will forever
hang over our heads, doubting whether those who sit in government are
legitimate officials. In matters such as these, leaving the people in darkness
is not an alternative course. People ought to know the truth. Yes, the airing of
the Garci Tapes may have serious impact, but this is not a valid basis for
suppressing it. As Justice Douglas explained in his concurring opinion in
the New York Times,the dominant purpose of the First Amendment
was to prohibit the widespread practice of governmental
suppression of embarrassing information. A debate of large
proportions goes in the nation over our posture in Vietnam. Open
debate and discussion of public issues are vital to our national
health.
More than ever, now is the time to uphold the right of the Filipinos to
information on matters of public concern. As Chief Justice Hughes observed:
The administration of government has become more complex, the
opportunities for malfeasance and corruption have multiplied, crime has
grown to most serious proportions, and the danger of its protection by
unfaithful officials and of the impairment of the fundamental security of life
and liberty by criminal alliances and official neglect, emphasize the primary
need of a vigilant and courageous press, especially in great cities. The fact
that the liberty of the press may be abused by miscreant purveyors of
scandal does not make any less necessary the immunity of the press from
previous restraint in dealing with official misconduct. 19 Open discussions of
our political leaders, as well as their actions, are essential for us to make
informed judgments. Through these, we can influence our governments
actions and policies. Indeed, no government can be responsive to its
citizens who have refrained from voicing their discontent because of
fear of retribution.
III
A free press is an indispensable component of
a democratic and free society.
Burke once called the Press the Fourth Estate in the Parliament. This is
because its ability to influence public opinion made it an important source in
the governance of a nation. It is considered one of the foundations of a
democratic society. One sign of its importance is that when a tyrant takes
over a country, his first act is to muzzle the press. Courts should therefore
be wary in resolving cases that has implication on the freedom of
the pressto the end that the freedom will never be curtailed absent a
recognized and valid justification.
In fine let it be said that the struggle for freedom of expression is as ancient
as the history of censorship. From the ancient time when Socrates was
poisoned for his unorthodox views to the more recent Martial Law Regime in
our country, the lesson learned is that censorship is the biggest obstacle to
human progress. Let us not repeat our sad history. Let us not be victims
again now and in the future.
WHEREFORE, I vote to CONCUR with the majority opinion.
ANGELINA SANDOVAL-GUTIERREZ
Associate Justice
Notes:
1
Near v. Minnesota, 283 U.S. 697 (1931); New York Times Co. v. United
States, 403 U.S. 713 (1971).
7
Supra, footnote 4, citing Grosjean v. American Press Co., 297 U.S. 233
(1936), Murdock v. Pennsylvania, 319 U.S. 105 (1943) and American Bible
Society v. City of Manila, 101 Phil. 386 (1957).
8
11
Lovell v. Griffin, 303 U.S. 444 (1938); Cantwell v. Connecticut, 310 U.S. 296
(1940); Kunz v. New York, 340 U.S. 290 (1951); Nietmotko v. Maryland, 340
U.S. 268 (1951); Staub v. City of Baxley, 355 U.S. 313 (1958).
12
Cox v. New Hampshire, 312 U.S. 569 (1941); Paulos v. New Hampshire , 345
U.S. 395 (1953).
13
14
16
17
18
19
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
SEPARATE OPINION
(DISSENTING AND CONCURRING)
TINGA, J.:
This case, involving as it does the perennial clash between fundamental
individual freedoms and state power, confronts the Court with a delicate and
difficult balancing task.
With all due respect with a little more forbearance, the petition could have
been conduced to a denouement of congruity but without diminishing the
level of scrutiny that the crucial stakes demand. I trust though that future
iterations of this Court, more divorced from some irrational aspects of the
passions of these times, will further refine the important doctrines laid down
today.
Several considerations guide my vote to grant the petition to issue
the quested writ against the respondent Department of Justice
Secretary Raul M. Gonzalez (DOJ Secretary), but not as to
respondent National Telecommunications Commission (NTC).
I.
I begin with some observations on the petition itself filed by former Solicitor
General Francisco Chavez, brought forth in his capacity as a citizen,
taxpayer and a law practitioner against the DOJ Secretary and the NTC. At a
crucial point during the deliberations on this case, much of the focus within
the Court was on the aspect of the case concerning the NTC, to the exclusion
of the aspect concerning the DOJ Secretary. However, the petition itself only
minimally dwells on the powers of the National Telecommunications
Commission (NTC).
The petition was filed on 21 June 2005, less than a month after the socalled Hello Garci tapes (Garci tapes) hit the newstands. The petition
narrates that a few days after reports on the Garci tapes became public,
respondent DOJ Secretary threatened that everyone found to be in
possession of the controversial audio tape, as well as those broadcasting it or
printing its contents, were liable for violation of the Anti-Wiretapping
Law,1 and subsequently he ordered the National Bureau of Investigation
(NBI) to go after media organizations found to have caused the spread, the
playing and the printing of the contents of the said tape.
Then, a Press Release was issued by respondent NTC, essentially warning
broadcast stations, [i]f it has been subsequently established that the said
tapes are false and/or fraudulent after a prosecution or appropriate
investigation[,] that their broadcast/airing of such false information and/or
willful misrepresentation shall be just cause for the suspension, revocation
and/or cancellation of the licenses or authorizations issued to the said
companies.2 These essentially are the antecedent facts raised in the
petition.
Petitioner presents two general arguments for our determination: that
respondents violated the constitutional provisions on the freedom of
expression and of the press,3 and of the right of the people to information on
matters of public concern;4 and that the NTC acted beyond its powers as a
regulatory body when it warned broadcast stations of consequences if they
continued to air the contents of the disputed tapes.5
Fifteen (15) pages are assigned to the first issue, while four (4) pages are
allotted to the second issue concerning the NTC. In the context of arguing
that there had been prior restraint, petitioner manifests that the threat of
crackdown on media and the public were calculated to sow fear and terror in
advance of actual publication and dissemination of the contents of the
controversial tapes.6 Because of such fear and terror, the public was
denied free access to information as guaranteed by the Constitution.7
Only four (4) pages are devoted to whether the NTC exceeded its discretion
when it issued the Press Release. About two (2) of the four (4) pages are
utilized to cite the statutory provisions delineating the powers and functions
of the NTC. The citations are geared toward the claim that NTC is
independent in so far as its regulatory and quasi-judicial functions are
concerned.8 Then the petition argues that nothing in the functions of the
NTC warrants the pre-emptive action it took on June 11, 2005 of declaring in
a Press Release that airing of the contents of the controversial tape already
constituted a violation of the Anti-Wire Tapping Law. 9 The petition also states
that [w]orse, the judgment of NTC was outright, without a hearing to
determine the alleged commission of a crime and violation of the certificate
of authority issued to radio and television stations, 10 though this point is
neither followed up nor bolstered by appropriate citations which should be
plenty.
One relevant point of fact is raised in the Comment filed by the Office of the
Solicitor General (OSG) in behalf of respondents. Three (3) days after the
issuance of the Press Release, the NTC and the Kapisanan ng mga
Brodkaster sa Pilipinas (KBP) issued a Joint Statement crafted after a
dialogue between them. The Joint Statement declares:
2. NTC respects and will not hinder freedom of the press and the right to
information on matters of public concern. KBP & its members have always
been committed to the exercise of press freedom with high sense of
responsibility and discerning judgment of fairness and honesty.
3. NTC did not issue any Memorandum Circular or Order constituting a
restraint of press freedom or censorship. The NTC further denies and does
authority to exercise such actions have not yet been fully defined by this
Court.
In contrast, the ability of the DOJ Secretary and the office that he heads to
infringe on the right to free expression is quite capacious. Unlike the NTC
whose power of injunction and sanction is limited to its subjects of
regulation, the DOJ Secretary heads the department of government which
has the premier faculty to initiate and litigate the prosecution of just about
anybody.
III.
It should be assumed without controversy that the Garci tapes fall within the
protection of the free expression clause.
Much has been said in homage to the right to free expression. It is precisely
the underlying reason I can write this submission, and the reader can read
this opinion or any news account concerning the decision and its various
separate opinions. The revolutions we celebrate in our history books were
animated in part by an insistence that this right should be recognized as
integral.12 The right inheres in the first yawl of the newborn infant, and allows
a person to speak honestly in the throes of death.
In 20th century American jurisprudence, the right to free speech and
expression has been rightly linked to the inalienable right to liberty under the
due process clause.13 Indeed, liberty cannot be actualized unless it
encompasses liberty of speech and expression. As a consequence, the same
methodology as applied to due process and equal protection cases may hold
as well to free expression cases.
In my view, the operative principles that should govern the adjudication of
free expression cases are uncomplicated. The infringement on the right by
the State can take the mode of a content-based regulation or a contentneutral regulation. With respect to content-based regulations, the only
expressions that may be proscribed or punished are the traditionally
recognized unprotected expressionsthose that are obscene, pose danger to
national security or incite imminent lawless action, or are defamatory. 14 In
order that such unprotected expressions may be restrained, it must be
demonstrated that they pose a clear and present danger of bringing about a
substantive evil that the State has a right and duty to prevent, such danger
being grave and imminent as well. But as to all other protected expressions,
How then have my esteemed colleagues, the Chief Justice and Justice Carpio,
arrived at their conclusion that the Press Release operated as a prior
restraint? Justice Carpio characterizes the Press Release as a warning, and
the document does use the word warned, yet a warning is not an
immediate and irreversible sanction. The warning embodied in the Press
Release is neither a legally enforceable vehicle to impose sanction nor a
legally binding condition precedent that presages the actual sanction.
However one may react to the Press Release or the perceived intent behind
it, the issuance still does not constitute an immediate and irreversible
sanction.
On the other hand, the Decision discusses extensively what prior restraint is,
characterizing it, among others things, as official government restrictions on
the press or other forms of expression in advance of actual publication or
dissemination.22 The majority enumerates certain governmental acts which
constitute prior restraint, such as the approval of a proposal to publish;
licensing or permits as prerequisites to publication including the payment of
license taxes for the privilege to publish; injunctions against publication; the
closure of the business or printing offices of certain newspapers; or more
generally, [a]ny law or official [act] that requires some form of permission to
be had before publication can be made.23
The Press Release does not fit into any of the acts described above in the
majority opinion. Neither can it be identified as an official government
restriction as it simply does not levy any actual restriction on the subjects of
NTC regulation. Still, without undertaking a demonstration how the Press
Release actually restrained free expression, the majority surprisingly makes a
leap of logic, concluding as it does that such an informal act as a press
statement is covered by the prior restraint concept. 24 As with Justice Carpio,
the majority does not precisely explain how the Press Release could
constitute an actual restraint, worded as it was with nary a notion of
restriction and given its lack of an immediate and irreversible sanction.
Absent prior restraint, no presumption of invalidity can arise.
IV-B.
I fear that the majority especially has unduly fused the concepts of prior
restraint and chilling effect. There are a few similarities between the two
concepts especially that both come into operation before the actual speech
or expression finds light. At the same time, there are significant differences.
A government act that has a chilling effect on the exercise of free expression
is an infringement within the constitutional purview. As the liberal lion Justice
William Brennan announced, in NAACP v. Button,25the threat of restraint,
as opposed to actual restraint itself, may deter the exercise of the
right to free expression almost as potently as the actual application
of sanctions.26 Such threat of restraint is perhaps a more insidious, if not
sophisticated, means for the State to trample on free speech. Protected
expression is chilled simply by speaking softly while carrying a big stick.
In distinguishing chilling effect from prior restraint, Nebraska Press
Association, citing Bickel, observed, [i]f it can be said that a threat of
criminal or civil sanctions after publication chills speech, prior restraint
freezes it at least for the time. 27 An act of government that chills
expression is subject to nullification or injunction from the courts, as it
violates Section 3, Article III of the Constitution. Because government
retaliation tends to chill an individuals exercise of his right to free
expression, public officials may not, as a general rule, respond to an
individuals protected activity with conduct or speech even though that
conduct or speech would otherwise be a lawful exercise of public authority. 28
On the one hand, Justice Carpio does not bother to engage in any chilling
effect analysis. On the other hand, the majority does conclude that the acts
of the NTC had a chilling effect. Was there truly a chilling effect resulting
from the Press Release of the NTC?
While the act or issuance itself may evince the impression of a chilling effect,
there still must be factual evidence to support the conclusion that a
particular act of government actually engendered a chilling effect. There
appears to be no case in American jurisprudence where a First
Amendment claim went forward in the absence of evidence that
speech was actually chilled.29
In a case decided just last year by a U.S. District Court in Georgia, 30 the
following summary was provided on the evidentiary requirement in claims of
a chilling effect in the exercise of First Amendment rights such as free speech
and association:
4. Proof of Chilling Efect
Defendants argue that Plaintiffs have failed to introduce evidence of a
chilling effect, which is required to maintain a First Amendment claim. There
the Garci tapes, coupled with the acknowledgment that the NTC had not
infringed the right to free expression of its subjects of regulation.
The majority casts aspersions on the KBP for inexplicably joining the NTC in
issuing an ambivalent Joint Press Statement and on the perceived silence
on the sidelines on the part of some media practitioners. 37 Yet these are
derogatory conjectures that are not supported by the record. It is quite easy
to draw such negative inference, but there is another inference that can be
elicited from the evidence on recordthat the KBP was so satisfied with the
NTCs actions it consented to the averments in the Joint Statement. Since
Independence, and outside of the Marcos years, there is no tradition of
cowardice on the part of the Philippine media, even in the face of
government retribution. Indeed, it is false and incongruous to dilute with
aspersions of docility and inertness the true image of the most robust,
vigilant and strident media in Asia.
The best indication that the Philippine broadcast media was cowered or
chilled by the NTC Press Release, if ever, would have been its initiation of a
suit similar to that at bar, or its participation herein. The fact that it did not
can lead to the reasonable assumption that the Press Release did not instill
fear in the members of the broadcast media, for they have since then,
commendably and in true-to-form fashion challenged before the courts other
NTC issuances which they perceived as actual threats to their right to free
expression.38
It bears adding that I had proposed during the deliberations of this case that
the KBP or other large media organizations be allowed to intervene should
they be so minded, if only to elicit their views for the record whether the NTC
by issuing the Press Release truly chilled the exercise of their rights to
expression, notwithstanding the Joint Statement. After all, it would be
paternalistic at best, presumptuous at worst, for the Court to
assume that conclusion without affording the broadcast media the
opportunity to present its views on the question. Yet a majority of
the members of the Court declined to take that step, thereby
disallowing the introduction of more sufficient evidence to warrant a
ruling against the NTC.
Thus, we are left with utter paucity of evidence that the NTC had infringed
the press freedom of its subjects of regulation mainly because of the
broadcast medias non-participation in the petition at bar. If only on that
account, I have to vote against the writ sought against the NTC. To decide
otherwise would simply set an injudicious precedent that permits the
affirmative relief to constitutional claims without having to bother with the
need for evidence.
There is another point raised with respect to the NTC aspect of this case, and
that is the question of whether the NTC actually has the statutory authority
to enjoin or sanction the broadcast of the tapes. The majority opinion does
not conclusively settle that question, and that is for the best, given the
absence of comprehensive arguments offered by the petitioner on that issue.
I reserve my right to offer an opinion on that question in the appropriate
case. Suffice it to say, there are at least two other cases now pending with
this Court which raise precisely that question as the central issue and not
merely as an afterthought. Those cases, which do offer more copious
arguments on that issue than those presented before us, would provide a
more fortuitous venue for the settlement of those questions.
IV-C.
The majority and concurring opinions hardly offer any rebuke to the DOJ
Secretary even as they vote to grant affirmative relief against his actions.
This ensued, I suspect, due to the undue focus placed on the arguments
concerning the NTC, even though the petition itself was not so oriented. But
for my part, it is the unequivocal threats to prosecute would-be-offenders,
made no less by the head of the principal law agency of the government
charged with the administration of the criminal justice system, 39 that
constitute the violation of a fundamental freedom that in turn warrants this
Courts intervention.
The particular acts complained of the DOJ Secretary are explained in detail in
the petition,40 narrated in the decision,41 and corroborated by contemporary
news accounts published at that time. 42 The threats are directed at anybody
in possession of, or intending to broadcast or disseminate, the tapes. Unlike
the NTC, the DOJ Secretary has the actual capability to infringe the right to
free expression of even the petitioner, or of anybody for that matter, since
his office is empowered to initiate criminal prosecutions. Thus, petitioners
averments in his petition and other submissions comprise the evidence of
the DOJ Secretarys infringement of the freedom of speech and expression.
Was there an actual infringement of the right to free expression committed
by the DOJ Secretary? If so, how was such accomplished? Quite clearly, the
DOJ Secretary did infringe on the right to free expression by employing the
threat of restraint,43 thus embodying government retaliation [that] tends to
chill an individuals exercise of his right to free expression. 44 The DOJ
Secretary plainly and directly threatened anyone in possession of
the Garci tapes, or anyone who aired or disseminated the same, with the
extreme sanction of criminal prosecution and possible imprisonment. He
reiterated the threats as he directed the NBI to investigate the airing of the
tapes. He even extended the warning of sanction to the Executive Press
Secretary. These threats were evidently designed to stop the airing or
dissemination of the Garci tapesa protected expression which cannot be
enjoined by executive fiat.
Tasked with undertaking the defense of the DOJ Secretary, the OSG offered
not even a ghost of a contest as soon as the bell for the first round rang. In
abject surrender, it squeezed in just one paragraph45 in its 27-page Comment
for that purpose.
The arguments offered in that solitary paragraph are meager. It avers that
the media reports are without probative value or, at best, inconclusive as the
declarations therein may have been quoted inaccurately or out of
context.46 Yet the OSG does not deny that the statements were
made,47 failing even to offer what may have been the accurate context.
The OSG also points out that the DOJ Secretary has not actually made any
issuance, order or instruction to the NBI to go after such media
organizations. Yet the fact that the DOJ Secretary has yet to make
operational his threats does not dissuade from the conclusion that the
threats alone already chilled the atmosphere of free speech or expression.
V.
By way of epilogue, I note that the Garci tapes have found shelter in the
Internet48 after the broadcast media lost interest in airing those tapes, after
the newsprint that contained the transcript had dissembled. The tapes are
widely available on the Internet and not only in websites maintained by
traditional media outfits, but also in such media-sharing sites as Googleowned YouTube, which
has
at
least
20
different
files
of
the
49
tapes. Internationally
popular
websites
such
as
the
online
50
encyclopedia Wikipedia have linked to the tapes as well. Then there is the
fact that excerpts of the tapes were remixed and widely distributed as a
popular ringtone for cellular phones.
Indeed, the dimensions of the issue have long extended beyond the
Philippine mass media companies and the NTC. This issue was hardly limited
to the right of Philippine broadcast media to air the tapes without sanction
from the NTC. It involved the right of any person wherever in the world
situated to possess and disseminate copies of the tape without fear of
reprisal from the Philippine government.
Still, the vitality of the right to free expression remains the highlight of this
case. Care and consideration should be employed in presenting such claims
before the courts, and the hope is for a growing sophistication and
specialization in the litigation of free speech cases.
For all the above, I vote to GRANT the petition against respondent DOJ
Secretary and DISMISS the same insofar as the NTC is concerned.
DANTE O. TINGA
Associate Justice
Notes:
1
Rollo, p. 8.
Id. at 10-11.
Const., Art. III, Sec. 7. The Decision however has properly refused to dwell
on the right to information as central to the case at bar. See Decision, p. 9.
5
Rollo, p. 18.
Id. at 23.
Id. at 24.
Rollo, p. 34.
Id. at 34.
10
Id. at 37.
11
Id. at 111.
12
Beginning with Gitlow v. New York, 268 U.S. 652 (1925). For present
purposes we may and do assume that freedom of speech and of the presswhich are protected by the First Amendment from abridgment by Congressare among the fundamental personal rights and liberties protected by the
due process clause of the Fourteenth Amendment from impairment by the
States. Id. at 666. The incorporation of the other First Amendment rights
followed. In 1931, the Supreme Court held squarely that the freedom of the
press is within the protection of the liberty guaranteed in the Fourteenth
Amendment (Near v. Minnesota, [283 U.S. 697 (1931)] ; in 1937 the right of
peaceable assembly was included (DeJonge v. Oregon, 299 U.S. 353); and in
1940 the freedom-of-religion provision was used to invalidate a Connecticut
statute requiring a permit for all solicitors for religious and charitable causes
(Cantwell v. Connecticut, [310 U.S. 296 (1940)] A.T Mason & W. Beaney,
American Constitutional Law (4th ed.), at 496-497.
14
The views of this writer on the proper interpretation of our libel laws in
light of Section 4, Article III of the Constitution were expressed inGuingging v.
Court of Appeals, G.R. No. 128959, 30 September 2005, 471 SCRA 516.
15
16
Id.
17
Decision, p. 34.
18
20
Id. at 559.
21
Id.
U.S.
454
(1907); Near
v.
22
Id.
24
Id. at 35.
25
26
See NAACP v. Button, 371 U.S. 415, 433 (1963). Emphasis supplied.
27
28
The Baltimore Sun Company v. Ehrlich, No. 05-1297 (U.S. 4th Circuit), 15
February 2006; citing Board of Country Commissioners v. Umbehr, 518 U.S.
668. 674 (1996).
29
The Court notes, however, that it has found no case in which a First
Amendment claim went forward in the absence of allegations or evidence
that speech was actually chilled. Zieper v. Metzinger, No. 00 Civ. 5595 (PKC),
U.S. District Court, S.D. New York, 22 August 2005; citing Davis v. Village
Park II Realty Co., 578 F.2d at 464.
30
32
Id. at 1294-1296.
Supra note 18.
33
Id. at 526.
34
Id., citing Curly v. Village of Sufern, 268 F.3d 65 (2d Cir. 2001), at 73.
35
Decision, p. 35.
36
Rollo, p. 86.
37
38
At least one case which has reached this Court challenges the validity of
certain issuances of the NTC which were promulgated or reiterated shortly
after the February 2006 declaration of a state of emergency.
39
See Sec. 1, Chapter 1, Title III, Book IV, Administrative Code of 1987, which
contains the Declaration of Policy of the Department of Justice. It is the
declared policy of the State to provide the government with a principal law
agency which shall be both its legal counsel and prosecution arm; administer
the criminal justice system in accordance with the accepted processes
thereof consisting in the investigation of the crimes, prosecution of offenders
and administration of the correctional system; xxx
40
41
42
See e.g., DOJ warns media vs. playing tapes (first published by ABS-CBN
News on 10 June 2005), at http://www.abs-cbnnews.com/topofthehour.aspx?
StoryId=7564 (last visited, 13 February 2008).
43
44
45
Rollo, p. 75.
46
Id.
47
48
Already, the U.S. Supreme Court in Reno v. ACLU , 521 U.S. 844 had
pronounced that the factors that justify the government regulation of the
broadcast medium are not present in cyberspace. It will be inevitable that
this Court will soon have to adjudicate a similar issue.
49
FRANCISCO
CHAVEZ, petitioner,
vs.
RAUL M. GONZALES, in his capacity as the Secretary of the
Department of Justice; and NATIONAL TELECOMMUNICATIONS
COMMISSION (NTC), respondents.
CONCURRING
and
DISSENTING
OPINIONS
This entry was posted under Decisions of the Supreme Court, En banc decisions of the
Supreme Court, Judicial, Supreme Court. Bookmark the permalink.
Privacy Policy
ABOUT GOVPH
Learn more about the Philippine government, its structure, how government works and the people behind it.
Official Gazette
Open Data Portal
Send us your feedback
GOVERNMENT LINKS
The President
Office of the President
Office of the Vice President
Senate of the Philippines
House of Representatives
Supreme Court
Court of Appeals
Sandiganbayan