Harel v. KGM - MSJ Brief
Harel v. KGM - MSJ Brief
Harel v. KGM - MSJ Brief
flint wheel.
Recognizing the popularity of the push-button X-Sonic and Titanic lighters and the classic
Zippo
design, KGM modified its Thunderbird flint wheel lighter to include a push-button
ignition. The resulting design was the Thunderbird torch lighter that Plaintiffs allege infringes
the 274 and 328 patents. This progression in designs is shown below.
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 5 of 26
- 2 -
KGM Thunderbird
Flint Wheel
1
KGM
X-Sonic
2
KGM
Titanic
3
Accused
Thunderbird Torch
Lighter
Plaintiffs 274 and 328 patents were filed on February 24, 2004, years after KGM first
began selling its Thunderbird flint wheel, X-Sonic, and Titanic lighters. Plaintiffs now allege
that KGMs Thunderbird torch lighter infringes the 274 and 328 patents. Figures from the two
patents are shown below.
274 Patent 328 Patent
As the 274 and 328 patents each claim a distinct design, Plaintiffs apparently contend that their
two patents cover any Zippo
-type
push-button lighters, look somewhat similar. The prior art is replete with lighter designs, each of
which have similarly sized, rectangular body shapes; ignition towers, often with adornments; and
lever hinges. Prior Art examples are shown below.
(granting summary judgment of non-infringement); Wing Shing Prods. (BVI) Co., Ltd. v.
Sunbeam Prods., Inc., 665 F. Supp. 2d 357, 368-69 (S.D.N.Y. 2008) (granting summary
judgment of non-infringement), affd, 2010 U.S. App. LEXIS 9189 (Fed. Cir. May 5, 2010).
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 12 of 26
- 9 -
Prior Art
Zippo
Lighter
11
Prior Art
U.S. Patent No. 2,032,695
Prior Art
U.S. Patent No. 2,517,191
12
Prior Art
U.S. Patent No. 3,247,688
Prior Art
U.S. Patent No. 6,247,920
Prior Art
U.S. Patent No. D320,467
13
Prior Art
U.S. Patent No. D188,507
Prior Art
U.S. Patent No. D339,209
14
Prior Art
Thunderbird 1
11
This Zippo
-type lighters with ignition towers, ignition towers are so common in the prior art that the
mere inclusion of an ignition tower is not protectable. Rather, the ornamentation of the ignition
tower is the only protectable element.
As evidenced by the comparison of the claimed designs of the 274 and 328 patents and
the design of the Thunderbird 2, depicted below, the designs of the ignition towers are
significantly different. While the ignition tower of the 328 patent has no surface ornamentation
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 14 of 26
- 11 -
and the design of the 274 patent has five indented vertical lines, the Thunderbird 2 has eight
decorative round indentations or dimples on each side of the ignition tower. See Exh. 4 at Page
38, 18. The ignition towers of the patented designs are also wider than that of the Thunderbird
2. Id.
274 Patent Figure 4 Thunderbird 2 328 Patent Figure 4
An ordinary observer conversant with the prior art would find these differences in the
ornamentation of the ignition tower to be significant, and any reasonable jury would so find. As
can be seen below, the ornamental design of the Thunderbird 2 is substantially similar to the
designs in the prior art. In fact, KGM has been using the same Zippo
Lighter
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 15 of 26
- 12 -
Prior Art
U.S. Patent No. 2,032,695
Prior Art
U.S. Patent No. 2,517,191
Prior Art
U.S. Patent No. 6,247,920
A patented design that consists only of bringing together old elements with slight
modifications of form is not infringed by another who uses the same elements with his own
variations of form . . . if his design is distinguishable by the ordinary observer from the patented
design. Minka Lighting, 2009 U.S. Dist. LEXIS 20948, at *17 (quoting Zidell v. Dexter, 262
F. 145, 146 (9th Cir. 1920)). Here, KGM modernized the famous prior art design of the Zippo
ignition tower with its Thunderbird 1, then simply modified its own Thunderbird 1 design to add
a push-button ignition, resulting in the Thunderbird 2. See Exh. 4 at Pages 31-33, 1-5. The
resulting design of the Thunderbird 2 is easily distinguishable by an ordinary observer from the
patented designs of the 274 and 328 patents.
Moreover, the ignition towers of the 274 and 328 patents look more like the prior art
than the Thunderbird 2.
274 Patent Figure 4
Prior Art
U.S. Patent No. D188,507 Thunderbird 2
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 16 of 26
- 13 -
328 Patent Figure 1
Prior Art
U.S. Patent No. D339,209 Thunderbird 2
Accordingly, an ordinary observer conversant with the prior art would understand even minor
differences in the ignition tower dcor to render the designs dissimilar. In light of the prior art
and the substantial differences between the dimples on the ignition tower of the Thunderbird 2 as
compared to the vertical lines on the ignition tower of the 274 patent and the unadorned ignition
tower of the 328 patent, the ordinary observer would not find the Thunderbird 2 to be
substantially the same as the 274 and 328 patents; and no reasonable jury would conclude
otherwise.
D. The Push-Button Designs of the Thunderbird 2 and Plaintiffs Patents are Not
Substantially the Same
Both the patented designs and the Thunderbird 2 depict Zippo
-type
lighters was well known in the art.
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 20 of 26
- 17 -
274 Patent
Figure 6
328 Patent
Figure 6
Prior Art
U.S. Patent No.
2,517,191
Prior Art
U.S. Patent No.
2,032,695
The two pieces of prior art, depicted above, were filed over fifty years before the 274 and 328
patents, and each discloses the use of square lever hinges to secure the cap of a Zippo
-type
lighter. Where there are many examples of similar prior art designs . . . differences between the
claimed and accused designs that might not be noticeable in the abstract can become significant
to the hypothetical ordinary observer who is conversant with the prior art. Egyptian Goddess,
543 F.3d at 678.
Pictured below are overhead birds eye views of the patented designs and the
Thunderbird 2. This view shows clear differences between the lever hinges of the designs. The
lever hinge of the patented designs consists of two parallel panes. In contrast, the lever hinge of
the Thunderbird 2 forms a backwards C. The ordinary observer could easily distinguish the
backwards C design of the Thunderbird 2 from the unconnected parallel panes design of the
274 and 328 patents. No reasonable jury could find otherwise.
274 Patent Figure 2 Thunderbird 2 328 Patent Figure 2
In a crowded art, such as that seen in lighters, every design variation takes on heightened
importance and must be thoroughly considered. See Egyptian Goddess, 543 F.3d at 678 (Where
there are many examples of similar prior art designs, . . . differences between the claimed and
accused designs that might not be noticeable in the abstract can become significant to the
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 21 of 26
- 18 -
hypothetical ordinary observer who is conversant with the prior art.). As explained in detail
above, both the asserted patents and the Thunderbird 2 merely bring together old elements with
slight modifications of form. However, each design incorporates significantly different
modifications of the prior art. Accordingly, no reasonable jury could conclude that the ordinary
observer, familiar with the prior art, would be deceived into believing the Thunderbird 2 and the
patented designs are the same.
F. The Parties Designs as a Whole are Not Substantially the Same
As Plaintiffs admit, it is the ignition tower, the push-button, and the lever hinge of the
lighter designs in question that are the main forms that are united to create the design
aesthetic and distinctive profile of each patented design. See Exh. 3 at 13. However, visual
comparison of the Thunderbird 2 to the 274 and 328 patents clearly demonstrates that there are
significant, immediately apparent, differences between the main forms of the lighters. These
differences are at least as apparent when the three main forms are viewed collectively as when
they are viewed individually, as shown in the pictures below.
274 Patent Figure 4 Thunderbird 2 328 Patent Figure 4
274 Patent Figure 2 Thunderbird 2 328 Patent Figure 2
In particular, the overall ornamentation of the top portions of the lighters is strikingly
different, and no reasonable jury could find otherwise. No reasonable jury could overlook the
dominating dimples on the Thunderbird 2 and the very different vertical lines of the 274 patent
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 22 of 26
- 19 -
and unadorned appearance of the 328 patent. No reasonable jury could overlook the curving
push-button on the Thunderbird 2 and the very different diagonally, sloping push-button of the
274 patent and the completely flat push-button of the 328 patent. No reasonable jury could
overlook the four, spaced grip lines on the push-button of the Thunderbird 2 and the multitude of
grip lines on both the 274 and 328 patents. And finally, no reasonable jury could overlook the
wholly different appearances of the backwards C lever hinge in the Thunderbird 2, compared
to the two parallel panes appearance of the lever hinge in the 274 and 328 patents. The
aggregation of these differences create a distinct overall visual impression and overwhelm the
similarities between the designs. Minka Lighting, 2009 US Dist. LEXIS 20948, , at *15.
As in Egyptian Goddess, KGMs Thunderbird 2 lighter could not reasonably be viewed
as so similar to the claimed design[s] that a purchaser familiar with the prior art would be
deceived by the similarity between the claimed and accused designs, inducing him to purchase
one supposing it to be the other. Id. at 683. Accordingly, the Thunderbird 2 does not infringe
the 274 and 328 patents and summary judgment should be granted in favor of KGM on the
issue of non-infringement.
IV. CONCLUSION
For the foregoing reasons, KGM respectfully requests that the Court grant KGMs
motion for summary judgment and declare that the Thunderbird 2 Lighter and Lighter Insert do
not infringe the 274 patent and the 328 patent.
Respectfully submitted,
Dated: September 13, 2013 By: s/Kevin P. Crosby
Kevin Crosby, Esq. (FBN 654360)
Email: [email protected]
GRAYROBINSON, P.A.
401 E. Las Olas Blvd., Suite 1850
Fort Lauderdale, FL 33301
Telephone: (954) 761-8111
Facsimile: (954) 761-8112
Steven J. Nataupsky, Esq. (admitted pro hac vice)
Email: [email protected]
Ali S. Razai, Esq. (admitted pro hac vice)
Email: [email protected]
KNOBBE, MARTENS, OLSON & BEAR, LLP
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 23 of 26
- 20 -
2040 Main Street, Fourteenth Floor
Irvine, CA 92614
Telephone: (949) 760-0404
Facsimile: (949) 760-9502
Attorneys for Defendant,
KGM INDUSTRIES CO., INC.
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 24 of 26
- 21 -
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on September 13, 2013, I electronically filed the foregoing
document with the Clerk of the Court for the Southern District of Florida using the CM/ECF
system, which will send an electronic notice to all attorneys of record identified on the attached
Service List.
Respectfully submitted,
By: s/Kevin P. Crosby
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 25 of 26
- 22 -
SERVICE LIST
Yigal Cohen Harel et al. v. KGM Industries Co., Inc. et al.
CIVIL ACTION NO.: 0:12-cv-61669 WPD
Phillip E. Holden, Esq.
Email: [email protected]
Alex Alvarez, Esq.
Email: [email protected]
THE ALVAREZ LAW FIRM
355 Palermo Avenue
Coral Gables, Florida 33134
Tel: (305) 444-7675
Fax: (305) 444-0075
Meichelle R. MacGregor, Esq.
Email: [email protected]
Arlana S. Cohen, Esq.
Email: [email protected]
Mark Montague, Esq.
Email: [email protected]
Michael G. Gabriel, Esq.
Email: [email protected]
COWAN LIEBOWITZ & LATMAN, P.C.
1133 Avenue of the Americas
New York, New York 10036-6799
Tel: (212) 790-9200
Fax: (212) 575-0671
Attorneys for Plaintiffs
YIGAL COHEN HAREL and INTEGRAL LOGISTICS, LLC
Case 0:12-cv-61669-WPD Document 42 Entered on FLSD Docket 09/13/2013 Page 26 of 26
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 1 of 6
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
0:12-cv-61669 WPD-LSS
YIGAL COHEN HAREL, an individual;
INTEGRAL LOGISTICS, LLC, a Florida
limited liability company,
Plaintiffs-Counterdefendants,
v.
KGM INDUSTRIES CO., INC., a California
corporation, JOHN DOES 1-10 and XYZ
CORPORATIONS 1-10,
Defendants-Counterclaimants.
AND RELATED COUNTERCLAIMS.
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
DECLARATION OF ALI S. RAZAI IN SUPPORT OF DEFENDANT'S
MOTION FOR SUMMARY JUDGMENT OF NON-INFRINGEMENT
I, Ali S. Razai, declare as follows:
1. My name is Ali S. Razai. I am over the age of eighteen (18) and competent to
execute this Declaration, and the following statements are true and correct based on my personal
knowledge or information transmitted to me from records made at or near the time of the
"
transactions referenced therein by person( s) with personal knowledge thereof.
2. I am a partner with the law firm Knobbe, Martens, Olson & Bear, LLC. I serve as
counsel in this case for Defendant and Counterclaimant KGM Industries Co., Inc. ("KGM").
-1-
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 2 of 6
3. Attached hereto as Exhibit 1 is a true and correct copy of U.S. Patent No.
D501,274.
4. Attached hereto as Exhibit 2 is a true and correct copy of U.S. Patent No.
D498,328.
5. Attached hereto as Exhibit 3 is a true and correct copy of Plaintiffs'
Memorandum in Suppport of their Motion for Summary Judgment, Hare! v. K.K. Int 'l Trading
Corp., C.A. 12-cv-04527-BMC (E.D.N.Y.), D.l. 40.
6. Attached hereto as Exhibit 4 is a true and correct copy of the Expert Report of
Ronald B. Kemnitzer, FIDSA, served on May 24, 2013, filed in support of KGM's motion for
summary judgment.
7. Attached hereto as Exhibit 5 is a true and correct copy of excerpts from the April
24, 2013, deposition of Yigal Cohen Harel in Hare! v. K.K. Int'l Trading Corp., C.A. 12-cv-
04527-BMC (E.D.N.Y.).
8. Attached hereto as Exhibit 6 is a true and correct copy of a Vector-KGM Catalog
published in 2001, bearing Bates Nos. KGM0000566-611.
9. Attached hereto as Exhibit 7 is a true and correct copy of the June 12, 2013
Declaration of Yigal Cohen Harel in Hare! v. K.K. Int'l Trading Corp., C.A. 12-cv-04527-BMC
(E.D.N.Y.), D.l. 38.
10. Attached hereto as Exhibit 8 is a true and correct copy of the Zippo Catalog,
published in 2002, bearing Bates Nos. KGM0000048-58.
11. Attached hereto as Exhibit 9 is a true and correct copy of U.S. Patent No.
2,032,695, bearing Bates Nos. KGM0000001-3.
-2-
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 3 of 6
12. Attached hereto as Exhibit 10 is a true and correct copy of U.S. Patent No.
2,517,191, bearing Bates Nos. KGM0000004-6.
13. Attached hereto as Exhibit 11 is a true and correct copy of U.S. Patent No.
3,247,688, bearing Bates Nos. KGM0000007-11.
14. Attached hereto as Exhibit 12 is a true and correct copy of U.S. Patent No.
5,359,505, bearing Bates Nos. KGM0000012-19.
15. Attached hereto as Exhibit 13 is a true and correct copy of U.S. Patent No.
6,247,920, bearing Bates Nos. KGM0000028-32.
16. Attached hereto as Exhibit 14 is a true and correct copy of U.S. Patent No.
2,406,071, bearing Bates Nos. KGM0000038-40.
17. Attached hereto as Exhibit 15 is a true and correct copy of U.S. Patent No.
D320,467, bearing Bates Nos. KGM0000612-14.
18. Attached hereto as Exhibit 16 is a true and correct copy of Korean Patent
Publication No. 1995-0005453, bearing Bates Nos. KGM0000043-47.
19. Attached hereto as Exhibit 17 is a true and correct copy of U.S. Patent No.
D339,209, bearing Bates Nos. KGM0000036-37.
20. Attached hereto as Exhibit 18 is a true and correct copy of Hague International
Registration DM/056740, bearing Bate Nos. KGM0000041-42.
21. Attached hereto as Exhibit 19 is a true and correct copy of U.S. Patent No.
D188,507, bearing Bates No. KGM0000033.
22. Attached hereto as Exhibit 20 is a true and correct copy of Plaintiffs'
Infringement Contentions, served on February 4, 2013.
-3-
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 4 of 6
I declare under penalty of perjury under the laws of the United States of America that the
foregoing is true and correct.
Ali s. ~ z i
-4-
-5-
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on September 13, 2013, I electronically filed the foregoing
document with the Clerk of the Court for the Southern District of Florida using the CM/ECF
system, which will send an electronic notice to all attorneys of record identified on the attached
Service List.
Respectfully submitted,
By: s/ Kevin P. Crosby
Kevin P. Crosby
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 5 of 6
Case 0:12-cv-61669-WPD Document 42-1 Entered on FLSD Docket 09/13/2013 Page 6 of 6
SERVICE LIST
Yigal Cohen Harel et al. v. KGM Industries Co., Inc. et al.
CIVIL ACTION NO.: 0:12-cv-61669 WPD
Phillip E. Holden, Esq.
Email: [email protected]
Alex Alvarez, Esq.
Email: [email protected]
THE ALVAREZ LAW FIRM
355 Palermo Avenue
Coral Gables, Florida 33134
Tel: (305) 444-7675
Fax: (305) 444-0075
Meichelle R. MacGregor, Esq.
Email: [email protected]
Arlana S. Cohen, Esq.
Email: [email protected]
Mark Montague, Esq.
Email: [email protected]
Michael G. Gabriel, Esq.
Email: [email protected]
COWAN LIEBOWITZ & LATMAN, P.C.
1133 Avenue ofthe Americas
New York, New York 10036-6799
Tel: (212) 790-9200
Fax: (212) 575-0671
Attorneys for Plaintiffs
YIGAL COHEN HAREL and INTEGRAL LOGISTICS, LLC
-6-
EXHIBIT 1
Case 0:12-cv-61669-WPD Document 42-2 Entered on FLSD Docket 09/13/2013 Page 1 of 3
Case 0:12-cv-61669-WPD Document 42-2 Entered on FLSD Docket 09/13/2013 Page 2 of 3
I IIIII 1111111111111111111111111111111111111111111 11111111111
USOOD501274S
(12) United States Design Patent (lo) Patent No.: US D501,274 S
** Jan.25,2005
Cohen Harel (45) Date of Patent:
(54) LIGHTER
(76) Inventor: Yigal Cohen Hare), 2905 Windmill
Ranch Rd., Weston, FL (US) 33331
(**) Term: 14 Years
(21) Appl. No.: 29/200,149
(22) Filed: Feb. 24, 2004
(51) LOC (7) Cl. .................................................... 27-05
(52) U.S. Cl. ...................................................... D27/154
(58) Field of Search ........................ D27/141, 152-161;
(56)
431/132, 142-146, 151-153, 254-256,
273-277
References Cited
U.S. PATENT DOCUMENTS
D188,507 S * 8/1960 Smith ........................ D27/159
D320,467 S * 10/1991 Ichikawa ................... D27/159
D339,209 S * 9/1993 Ichikawa ................... D27/157
* cited by examiner
Primary Examiner-Jennifer Rivard
(74) Attorney, Agent, or Firm-Cowan, Liebowitz &
Latman, P.C.; R. Lewis Gable
(57) CLAIM
The ornamental design for the lighter, as shown and
described.
DESCRIPTION
FIG. 1 is a top, front and left side perspective view of the
lighter;
FIG. 2 is a top plan view of the embodiment of FIG. 1;
FIG. 3 is a bottom plan view of the embodiment of FIG. 1;
FIG. 4 is a front elevation of the embodiment of FIG. 1;
FIG. 5 is a left side view of the embodiment of FIG. 1;
FIG. 6 is a back elevation of the embodiment of FIG. 1; and,
FIG. 7 is a right side view of the embodiment of FIG. 1.
1 Claim, 1 Drawing Sheet
Case 0:12-cv-61669-WPD Document 42-2 Entered on FLSD Docket 09/13/2013 Page 3 of 3
U.S. Patent Jan.25,2005 US D501,274 S
II II
:cj
',,
Ill l!l
I
I
i i
I
I
I
I
I
I i
FIG.5 FIG.4
FIG.3
EXHIBIT 2
Case 0:12-cv-61669-WPD Document 42-3 Entered on FLSD Docket 09/13/2013 Page 1 of 3
Case 0:12-cv-61669-WPD Document 42-3 Entered on FLSD Docket 09/13/2013 Page 2 of 3
111111 1111111111111111111111111111111111111111111111111111111111111
USOOD498328S
(12) United States Design Patent (lo) Patent No.: US D498,328 S
** Nov. 9, 2004
Cohen Harel (45) Date of Patent:
(54) LIGHTER
(76) Inventor: Yigal Cohen Hare), 2905 Windmill
Ranch Rd., Weston, FL (US) 33331
(**) Term: 14 Years
(21) Appl. No.: 29/200,257
(22) Filed: Feb.24,2004
(51) LOC (7) Cl. .................................................... 27-05
(52) U.S. Cl. ...................................................... D27/154
(58) Field of Search ........................ D27/141, 152-160;
(56)
431/132, 142-146, 151-153, 254-256,
273-277
References Cited
U.S. PATENT DOCUMENTS
D320,467 S * 10/1991 Ichikawa ................... D27/159
D339,209 S * 9/1993 Ichikawa ................... D27/157
* cited by examiner
Primary Examiner-Jennifer Rivard
(74) Attorney, Agent, or Firm-Cowan, Liebowitz &
Latman, P.C.; R. Lewis Gable
(57) CLAIM
The ornamental design for the lighter, as shown and
described.
DESCRIPTION
FIG. 1 is a top, front and right side perspective view of the
lighter;
FIG. 2 is a top plan view of the embodiment of FIG. 1;
FIG. 3 is a bottom plan view of the embodiment of FIG. 1;
FIG. 4 is a front elevation view of the embodiment of FIG.
1;
FIG. 5 is a left side view of the embodiment of FIG. 1;
FIG. 6 is a back elevation view of the embodiment of FIG.
1; and,
FIG. 7 is a right side view of the embodiment of FIG. 1.
1 Claim, 1 Drawing Sheet
Case 0:12-cv-61669-WPD Document 42-3 Entered on FLSD Docket 09/13/2013 Page 3 of 3
U.S. Patent Nov. 9, 2004 US D498,328 S
I t=-1
FIG.l
FIG.5 FIG.4
FIG.3 FIG.2
EXHIBIT 3
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 1 of 26
21934/043/1401891.1
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
YIGAL COHEN HAREL, an individual;
INTEGRAL LOGISTICS, LLC, a Florida limited
liability company,
Plaintiffs,
v.
K.K. INTERNATIONAL TRADING CORP.,
K.K. INTERNATIONAL CORP., et al.,
Defendants.
Civil Action No: 1:12-cv-04527-BMC
ORAL ARGUMENT REQUESTED
PLAINTIFFS MEMORANDUM OF LAW IN SUPPORT OF THEIR
MOTION FOR SUMMARY JUDGMENT
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 2 of 26
i
21934/043/1401891.1
TABLE OF CONTENTS
I. PRELIMINARY STATEMENT ............................................................................................ 1
II. FACTUAL BACKGROUND ................................................................................................. 3
A. Plaintiffs And Their Business ............................................................................................. 4
B. Defendants Business .......................................................................................................... 5
C. The Design Patent in Suit ................................................................................................... 5
D. The Accused Products......................................................................................................... 6
III. RELEVANT PROCEDURAL BACKGROUND .................................................................. 6
IV. ARGUMENT ...................................................................................................................... 7
A. Summary Judgment Standard ............................................................................................. 7
B. KKs Lighters Infringe The 274 Patent ...................................................................... 8
1. The Test For Design Patent Infringement ....................................................................... 8
2. KK Infringes Under The Ordinary Observer Test ........................................................ 12
C. KK Cannot Overcome The Presumption Of Patent Validity ............................................ 14
1. KKs Obviousness Argument Is Insufficient As A Matter Of Law.............................. 14
2. There Is No Support For KKs Functionality Argument .............................................. 20
3. KKs Invalidity Claim Under 35 U.S.C. 102 and 112 Should Be Dismissed.......... 21
V. CONCLUSION ..................................................................................................................... 21
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 3 of 26
ii
21934/043/1401891.1
TABLE OF AUTHORITIES
Page(s)
CASES
Apple, Inc. v. Samsung Elecs. Co. Ltd.,
678 F.3d 1314 (Fed. Cir. 2012)........................................................................................ passim
Contessa Food Prods., Inc v. Conagra, Inc.
282 F.3d 1370 (Fed. Cir. 2002)............................................................................................8, 11
Crocs, Inc. v. Intl Trade Commn.,
598 F.3d 1294 (Fed. Cir. 2010)................................................................................................10
Durling v. Spectrum Furniture Co.,
101 F.3d 100 (Fed. Cir. 1996)..................................................................................................16
Egyptian Goddess, Inc. v. Swisa, Inc.,
543 F.3d 665 (Fed. Cir. 2008)............................................................................................10, 11
Famosa, Corp. v. Gaiam, Inc.,
2012 U.S. Dist. LEXIS 22437, 102 U.S.P.Q.2D 1065 (S.D.N.Y. 2012) ...................................8
Gorham Co. v. White,
81 U.S. 511 (1871) ...............................................................................................8, 9, 10, 11, 13
Intl Seaway Trading Corp. v. Walgreens Corp.,
589 F.3d 1233 (Fed. Cir. 2009)................................................................................................15
L.A. Gear v. Thom McAn Shoe Co.,
988 F.2d 1117 (Fed. Cir. 1993)............................................................................................8, 20
Mitchell v. Shane,
350 F.3d 39 (2d Cir.2003)..........................................................................................................8
OddzOn Prods., Inc. v. Just Toys, Inc.,
122 F.3d 1396 (Fed. Cir. 1997)................................................................................................11
Richardson v. Stanley Works, Inc.,
597 F. 3d 1288 (Fed. Cir. 2010).........................................................................................10, 21
Scientific Components Corp. v. ISIS Surface Mounting, Inc.,
539 F. Supp. 2d 653 (E.D.N.Y. 2008) .......................................................................................8
Titan Tire Corp. v. Case New Holland, Inc.,
566 F.3d 1372 (Fed. Cir. 2009)................................................................................................14
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 4 of 26
iii
21934/043/1401891.1
Unidynamics Corp. v. Automatic Prods. Intl, Ltd.
157 F.3d 1311 (Fed. Cir.1998)...................................................................................................8
Victor Stanley v. Creative Pipe, Inc.,
2011 U.S. Dist. LEXIS 112846 (D. Md. Sept. 30, 2011) .......................................................10
STATUTES
35 U.S.C. 102 ..........................................................................................................................7, 21
35 U.S.C. 103 ....................................................................................................................7, 15, 20
35 U.S.C. 112 ..........................................................................................................................7, 21
35 U.S.C. 171 ..............................................................................................................................15
35 U.S.C. 282 ..............................................................................................................................14
OTHER AUTHORITIES
Fed. R. Civ. P. 56(a) ....................................................................................................................1, 7
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 5 of 26
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Plaintiffs Yigal Cohen Harel (Harel) and Integral Logistics, LLC (Integral) submit
this memorandum of law in support of their motion for summary judgment pursuant to Fed. R.
Civ. P. 56(a), seeking judgment in their favor against Defendant K.K. International Trading
Corp. (KK)
1
on Plaintiffs claim for infringement of U.S. Design Patent No. D501,274 (the
274 patent).
2
I. PRELIMINARY STATEMENT
This case is not complex and presents a single issue for the Courts determination
whether KKs accused lighters and lighter inserts
3
are substantially similar to the design of the
274 patent owned by Harel and licensed to Integral. Harels patented design and KKs lighter
and lighter insert are pictured below.
Patented Design Accused KK Lighter Insert and Lighter
1
Although K.K. International Corp. is named as a defendant on the Complaint,
discovery has confirmed that there is no such separate entity.
2
The Complaint asserted, in the alternative, infringement of Patent No. D498,328 (328
patent). The parties filed a stipulation of dismissal of the claims and counterclaims relating to
that patent on June 11, 2013. Thus, the only patent at issue is the 274 patent.
3
The term lighter insert refers to a functionally complete lighter that is intended for use
in a lighter case. SUF 20 (Kriheli Dep. 45:19-46:2). The term lighter as used herein refers to
a lighter that is already inserted into a case or that is integrated with an outer case.
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 6 of 26
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As demonstrated by even a cursory comparison of KKs accused products with Harels
patented design, the test for infringement has been met, i.e., an ordinary observer, familiar with
the prior art, would be deceived into thinking that the design of KKs accused products is the
same as the patented design. KKs accused lighters appropriate the new and distinctly strong,
clean, modern profile of Harels patented design. While KK may point to small differences in
detail to try to avoid a finding of infringement, such differences are, as a matter of law,
insufficient. As discussed below, the test for design patent infringement does not require
complete identity of design differences are anticipated. Rather, the test only requires
substantial similarity between the respective designs as viewed by the hypothetical ordinary
observer in the context of earlier designs (the prior art). When viewed in this context, it is
undeniable that KK is infringing Harels design. No reasonable jury could find otherwise, and,
summary judgment should be granted to Plaintiffs.
While KK has asserted a counterclaim challenging the validity of Harels patent, KK
cannot sustain its burden of proving invalidity by clear and convincing evidence. Unable to find
a lighter with the same design as the patented design in the prior art, KK attempts to prove
obviousness of the patented design by relying on multiple allegedly earlier lighter designs.
Then, using Harels design as a blueprint, KK seeks to combine various design elements from
earlier lighters to draw a design that approximates Harels. As discussed below, KKs approach
is contrary to the mandated methodology for showing obviousness. As reiterated last year by the
Federal Circuit in Apple, Inc. v Samsung Elecs. Co. Ltd., 678 F.3d 1314, 1329 (Fed. Cir. 2012),
the test for obviousness requires the patent challenger to point to a primary prior art reference
that has basically the same design characteristics as the patented design. Only if such a
primary prior art reference is identified can secondary references be combined with the primary
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 7 of 26
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prior art reference and then only if such a combination would have been obvious to a designer
of ordinary skill. The primary prior art reference that KK relies upon in its Invalidity
Contentions is the Zippo lighter depicted below.
Prior Art (Zippo lighter) Patented Design
A visual comparison of the Harel design with the Zippo lighter shows that the Zippo
lighter design is not basically the same as Harels patented design. The Zippo lighter design
has a vintage or retro look, reflecting of the fact that it is a product of the 1940s era design
ethos with an overall hand-crafted appearance. Harels design, in contrast, has a completely
different aesthetic with a clean, modern and sleek profile that is easily identifiable in various
views. No reasonable jury could find that the Zippo brand lighter presents the same visual
impression as Harels patented design. Apple, 678 F.3d at 1331-1332. For these reasons, and,
as explained further explained below, Plaintiffs are entitled to summary judgment.
II. FACTUAL BACKGROUND
The factual background with supporting citations to the record is fully set forth in the
accompanying Plaintiffs Statement of Undisputed Material Facts (SUF). This motion is
also supported by the accompanying Declarations of Meichelle R. MacGregor, Esq., dated June
12, 2013 (MacGregor Decl.), the declaration of Yigal Cohen Harel, dated June 12, 2013
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 8 of 26
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(Harel Decl.) and the expert report of Russell Robertson (Robertson Report), attached as
Exhibit F to the MacGregor Decl., along with their respective exhibits.
A. Plaintiffs And Their Business
Harel is an individual residing in Florida. SUF 1. He has a degree in electrical
engineering from the ORT Braude Academic College of Engineering in Israel and has been in
the lighter and smoking accessories business for over 25 years. (Id. 7.) Harel is a designer and
innovator in the field of lighter designs and is named as an inventor in over two dozen United
States design patents for lighter designs. (Id. 9.) Prior to founding Integral, Harel owned
several other lighter companies abroad, for which he served as a lighter designer. (Id. 8.) In
2003, Harel founded Integral to operate his lighter business and is an owner of Integral. (Id. 3-
4.)
Harel created the design of the 274 patent and received a patent for the design in January
2005. (Id. 10-11.) He is the sole owner and sole inventor of the 274 patent. (Id. 11.) Harel
has licensed the 274 patent to both Integral and Blazer Products, Inc. (Blazer). (Id. 12.)
Each company has sold a lighter insert called the Z-Plus! under their license. (Id. 13.) The
design of the Z-plus! lighter insert is an embodiment of the design claimed in the 274 Patent.
(Id. 14.) Integral began selling a Z-Plus lighter insert with the patented design in May 2004.
(Id. 15.)
Since 2008, only Integral has distributed and sold the Z-plus! lighter insert under license
from Harel. (Id. 16.) More recently, Integral has sold both lighters and lighter inserts that use
the patented design. (Id. 17.) Integral sells its lighters to both bricks and mortar retailers and
online retailers but does not sell directly to consumers. (Id. 18.)
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In the lighter business, the term lighter insert refers to a functionally complete lighter
that is intended for use in a lighter case. (Id. 20.) Integrals Z-plus! lighter inserts which use
the patented design are sized to fit in various lighter cases, including Integral lighter cases,
Zippo lighter cases, and other third-party lighter cases. (Id. 21.)
B. Defendants Business
KK sells smoking accessories such as lighters and cigar cutters. SUF 22. KK was
founded in 1991 and is owned by Mihail and Edward Kriheli, who are brothers. (Id. 26.) KK
sells its products through distributors and also directly to consumers. (Id. 24.)
In 2006, the year after the 274 patent issued and after Integral began selling the patented
design, KK obtained the accused Jetline Z-Torch lighter from its Chinese manufacturer. (Id.
26.) The Jetline Z-Torch lighter was not commercially successful. (Id. 27.) Thus, KK came
up with the idea of making a lighter insert similar to the design of the Jetline Z-Torch lighter in
approximately 2011 and started having it manufactured in China in 2012. (Id. 28.) KKs
lighter insert is directly competitive with Integrals Z-Plus! lighter insert licensed to Integral
under the 274 patent. (Id. 29.)
A re-sized version of the design for the Z-Torch lighter was used for the Jetline Z-Torch
lighter insert. (Id. 30.) The rough surface on the bottom of the metal-frame part of the Jetline
Z-Torch lighter is a functional element that holds the lighter in the lighter case so it will not slip
out. (Id. 31.) While KK designed the Z-Torch lighter insert for a Zippo brand lighter case, KK
did not use the design of the Zippo lighter when designing the Z-Torch lighter insert. (Id. 32.)
C. The Design Patent in Suit
Plaintiffs assert United States Patent Nos. D501,274 (274 patent). SUF 10. The
application for the 274 patent is entitled Lighter and was filed on February 24, 2004 and
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 10 of 26
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granted on January 25, 2005. (Id.) The patent claims the ornamental design for the lighter, as
shown and described. (Id.) The patent includes seven drawings showing different views of the
patented lighter design. (Id.)
D. The Accused Products
KK sells two accused products, the Jetline Z-Torch lighter and the Jetline Z-Torch lighter
insert, (SUF 25) samples of which are depicted in the photographs in Plaintiffs Supplemental
Disclosure Of Asserted Claims And Infringement Contentions, Ex. A and C. (MacGregor Decl.,
4, Exh. C).
4
The Jetline Z-Torch lighter is sold with removable plastic grips. SUF 33. The plastic
grips or trim on the outside of the lighter case of the Z-Torch lighter are removable in use and
slide off the lighter case. (Id. 34.)
III. RELEVANT PROCEDURAL BACKGROUND
The Complaint was filed on September 11, 2012. In addition to infringement of the 274
patent, the Complaint also asserted, in the alternative, infringement of U.S. Patent No. D498,328
(the 328 patent). In an effort to streamline the issues in the case, Plaintiffs withdrew their
claim for infringement of the 328 patent against the accused products, and the parties filed a
Stipulation and Order of Dismissal of the claims and counterclaims relating to the 328 patent on
June 11, 2013, which was so ordered by the Court on June 11, 2013.
KK filed its Answer and Counterclaims on November 5, 2012, asserting several
affirmative defenses and counterclaims. KK asserts the following as affirmative defenses: failure
to state a claim, patent non-infringement, patent invalidity, failure to mitigate damages, non-
entitlement to equitable relief, lack of willful infringement, lack of irreparable harm, adequate
4
The actual sample products are available to the Court if requested but these physical
exhibits are not filed with these papers.
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 11 of 26
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remedy at law and limitation on damages. KK also counterclaimed for declarations of patent
non-infringement and invalidity.
This motion is directed to KKs non-infringement and
invalidity defenses and counterclaims only.
Plaintiffs served their Disclosure Of Asserted Claims And Infringement Contentions on
January 16, 2013. (MacGregor Decl. Ex. B)Plaintiffs served their Supplemental Disclosure Of
Asserted Claims And Infringement Contentions on April 4, 2013. (MacGregor Decl. Ex. C).
KK served its Preliminary Invalidity Contentions (hereinafter Invalidity Contentions)
(MacGregor Decl. Ex. D) on February 13, 2013. KK did not serve any Supplemental Invalidity
Contentions. Fact discovery closed on April 30, 2013. No trial date has been set.
KKs Answer and Counterclaims asserted as a Third Affirmative Defense and as a
Second Counterclaim that the 274 patent is invalid for failure to satisfy sections 102, 103 and
112 of the Patent Act, 35 U.S.C. 102, 103 and 112. However KKs Invalidity Contentions are
limited to an argument of failure to comply with 35 U.S.C. 103 only. Section 103 pertains to
invalidity based on obviousness. Accordingly, KKs claims of invalidity based on failure to
comply with 35 U.S.C. 102 and 112 should be dismissed.
IV. ARGUMENT
A. Summary Judgment Standard
Summary judgment is appropriate when there is no genuine issue as to any material fact
and the moving party is entitled to a judgment as a matter of law. Fed. R. Civ. P. 56(a). A fact is
material if it might affect the outcome of the suit under controlling law. Mitchell v. Shane,
350 F.3d 39, 47 (2d Cir.2003). The court must view all facts in the light most favorable to the
nonmoving party, but only if there is a genuine dispute as to those facts. Scientific
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Components Corp. v. ISIS Surface Mounting, Inc., 539 F. Supp. 2d 653, 657 (E.D.N.Y. 2008),
quoting Scott v. Harris, 550 U.S. 372 (2007).
B. KKs Lighters Infringe The 274 Patent
Infringement in a design patent case is a question of fact that the patentee must prove by
a preponderance of the evidence. L.A. Gear v. Thom McAn Shoe Co., 988 F.2d 1117, 1124 (Fed.
Cir. 1993). Summary judgment is as appropriate in a design patent case as it is in any other case
where there is no material dispute of fact as to the substantial similarity between the patented
design and the ornamental design of the accused product. See, e.g., Contessa Food Prods., Inc v.
Conagra, Inc. 282 F.3d 1370 (Fed. Cir. 2002) (reversed and remanded because district court
failed to consider entire ornamental design including parts visible at some point during normal
use of product); Unidynamics Corp. v. Automatic Prods. Intl, Ltd. 157 F.3d 1311 (Fed.
Cir.1998) (reversed and remanded because incorrect legal standard for infringement was
applied); see also Famosa, Corp. v. Gaiam, Inc., 2012 U.S. Dist. LEXIS 22437, 102
U.S.P.Q.2D 1065 (S.D.N.Y. 2012).
1. The Test For Design Patent Infringement
The test for design patent infringement was set forth by the Supreme Court in Gorham
Co. v. White, 81 U.S. 511 (1871), which involved infringement of a design patent for the handles
of tablespoons and forks. The Court in Gorham expressed the test for design patent infringement
as follows:
[I]f, in the eye of an ordinary observer, giving such attention as a purchaser usually gives,
two designs are substantially the same, if the resemblance is such as to deceive such an
observer, inducing him to purchase one supposing it to be the other, the first one patented
is infringed by the other. 81 U.S. at 528.
The patented handle design in Gorham and the two infringing handle designs are
depicted below:
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 13 of 26
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Patented design Infringing Products
Id. at 521.
The Gorham Court also made clear that complete identity between the patented design
and the design of the accused product is not required to find infringement. While there must be
sameness of appearance mere difference of lines in the drawing or sketch ... or slight
variances in configuration ... will not destroy the substantial identity. Id. at 526-27. In finding
infringement, the Court concluded that whatever differences there may be between the
plaintiffs design and those of the defendant in details of ornament, they are still the same in
general appearance and effect, so much alike that in the market and with purchasers they would
pass for the same thingso much alike that even persons in the trade would be in danger of
being deceived. Id. at 531.
The modern definition of the Gorham ordinary observer test as set forth by the Federal
Circuit in Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 672 (Fed. Cir. 2008) is whether
an ordinary observer, familiar with the prior art, would be deceived into thinking that the accused
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 14 of 26
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design was the same as the patented design.
5
Thus, the modern test for design patent
infringement incorporates a consideration of the prior art in that the hypothetical ordinary
observer is now presumed to be familiar with the prior art.
Applying the ordinary observer test requires a side-by-side view of the drawings of
the [design patent] and the accused products. Crocs, Inc. v. Intl Trade Commn., 598 F.3d
1294, 1304 (Fed. Cir. 2010); Richardson v. Stanley Works, Inc., 597 F. 3d 1288, 1295 (Fed. Cir.
2010). In making the visual comparison between the patented design and the accused design, the
emphasis is on the overall effect of the two designs, and not on individual elements of the
designs because concentration on small differences in isolation distracts from the overall
impression of the claimed ornamental features. Crocs, 598 F. 3d at 1303-4.
An example of the application of the modern ordinary observer test can be found in
Victor Stanley v. Creative Pipe, Inc., 2011 U.S. Dist. LEXIS 112846 (D. Md. Sept. 30, 2011),
affd, 2013 U.S. App. LEXIS 10265 (Fed. Cir. 2013). In Victor Stanley, the court found
infringement of a patent on a bench design. In finding infringement, the court viewed the
patented design and the accused Nebilli design alongside a prior art Chipman design as follows:
5
Cases prior to Egyptian Goddess should be read with caution in that they may employ the now
defunct point of novelty test, a separate and additional test to Gorhams ordinary observer
test that the Federal Circuit eliminated in Egyptian Goddess.
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 15 of 26
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Id. at *55.
The ordinary observer analysis is not limited to those features of the accused product
visible at the point of sale, but encompasses all ornamental features visible at any time during
normal use of the product. See Contessa Food Prods., at 1379, Gorham, 81 U.S. at 528. In this
regard, while the KK Jetline Z-Torch lighter is sold with outer plastic grips that slide over the
lighter case, those grips are removable during use to fully reveal the underlying lighter design.
SUF 33-34.
In Egyptian Goddess, the Federal Circuit discouraged the interpretation of a design patent
through a detailed verbal description of the patented design. 543 F.3d at 679. This is because,
unlike utility patents, design patents are typically claimed only as drawings. However, where, as
in this case, a patented design has elements that are dictated by function, it is permissible to
identify verbally the ornamental features of the design. OddzOn Prods., Inc. v. Just Toys, Inc.,
122 F.3d 1396, 1405 (Fed. Cir. 1997) (Where a design contains both functional and non-
functional elements, the scope of the claim must be construed in order to identify the non-
functional aspects of the design as shown in the patent.)
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2. KK Infringes Under The Ordinary Observer Test
In the eyes of the ordinary observer, familiar with the prior art, the accused KK lighters
use a design that is substantially similar to the patented design. Making a visual comparison
between the patented design and the accused design, with the emphasis on the overall effect of
the two designs, and not on individual elements of the designs, the overall impression is
undeniably substantially similar, especially when viewed in light of the prior art Zippo design.
Zippo Lighter Harel Design
Accused KK Lighter Insert Accused KK Lighter
KK uses a design that is aesthetically the same as the Harel design with a virtually
identical unified profile making the overall appearance substantially similar in the eyes of an
ordinary observer. An ordinary observer would not focus on any minor differences such as the
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circular indentions on the ignition tower of the KK lighter as the making
distinguishable from the Harel design, because the lighter profile is the dominant visual design
element of the lighter. MacGregor Decl. Ex.
the Robertson report, from a design perspective, particularly when viewed in the context of the
prior art, the Harel design is distinct, with a uni
stand out in the crowd. The KK lighter appea
with the same dominant angled lines, proportional height and width of the ignition tower, button
and the rectangular enclosed casing for the lever pivot.
forms that are united to create the signature of the
distinctive profile.
6
Russell Robertson is an experien
Professor of Industrial Design at the Pratt Institute. Expert testimony on the issues of
infringement and validity in design patent cases is regularly admitted and relied upon by courts.
See, e.g., Gorham, 81 U.S. at 530;
13
circular indentions on the ignition tower of the KK lighter as the making the overall design
distinguishable from the Harel design, because the lighter profile is the dominant visual design
MacGregor Decl. Ex. F, Robertson expert report,
6
61-
rom a design perspective, particularly when viewed in the context of the
prior art, the Harel design is distinct, with a unique identity that was intentionally created to
The KK lighter appears to be a virtual copy of the 274 patents design
with the same dominant angled lines, proportional height and width of the ignition tower, button
lar enclosed casing for the lever pivot. As illustrated below, these are the main
to create the signature of the 274 patents modern design aesthetic and
Russell Robertson is an experienced independent industrial designer and Adjunct
Professor of Industrial Design at the Pratt Institute. Expert testimony on the issues of
infringement and validity in design patent cases is regularly admitted and relied upon by courts.
1 U.S. at 530; Egyptian Goddess, 543 F.3d at 681-82.
the overall design
distinguishable from the Harel design, because the lighter profile is the dominant visual design
-67. As noted in
rom a design perspective, particularly when viewed in the context of the
que identity that was intentionally created to
274 patents design
with the same dominant angled lines, proportional height and width of the ignition tower, button
hese are the main
nts modern design aesthetic and
ced independent industrial designer and Adjunct
Professor of Industrial Design at the Pratt Institute. Expert testimony on the issues of
infringement and validity in design patent cases is regularly admitted and relied upon by courts.
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When held in the hand during use, it is the top of the lighter that is readily identifiable. It
is the upper profile of the lighter that is the dominant visual element both in use and at the point
of sale. The profile of the KK lighter would be essentially indistinguishable from that of the
Harel design in the eyes of an ordinary observer. See MacGregor Decl., Ex. F, Robertson expert
report, 69.
C. KK Cannot Overcome The Presumption Of Patent Validity
A design patent is presumed to be valid. 35 U.S.C. 282. Thus, KK bears the burden of
establishing invalidity by clear and convincing evidence. Titan Tire Corp. v. Case New Holland,
Inc., 566 F.3d 1372, 1376 (Fed. Cir. 2009).
KK contends in its Invalidity Contentions (McGregor Decl. Ex. D) that the 274 patent is
invalid on the grounds that (1) the patented design would have been obvious to a designer of
ordinary skill in the art at the time the invention was made
7
and (2) the overall design of the 274
patent is dictated by the function and required use for insertion into a Zippo pocket lighter
case, that the design of the fuel port, (aka refill valve) on the bottom of the lighter and the
flame port (aka burner) on the top of the lighter are dictated by their respective functions of
enabling the refilling of the lighter with lighter fuel and the burning of the fuel, and the integral
extensions or lugs (aka casing for the lever) are dictated by the function of using the patented
design for a lighter insert to be inserted in a Zippo brand case.
1. KKs Obviousness Argument Is Insufficient As A Matter Of Law
There is no support for KKs obviousness argument. Utility patents are directed to useful
inventions, whereas design patents are directed to ornamental (non-functional) designs. See 35
7
For the purposes of this motion, Plaintiffs concede that the filing date of the patent
application is the constructive date of invention.
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U.S.C. 171; Intl Seaway Trading Corp. v. Walgreens Corp., 589 F.3d 1233, 1238 (Fed. Cir.
2009). A design patent, like a utility patent, must satisfy 35 U.S.C. 103. The version of 103
which applies to the patents in suit
8
provides in relevant part that a patent may not be obtained
if the differences between the subject matter sought to be patented and the prior art are such
that the subject matter as a whole would have been obvious at the time the invention was made to
a person having ordinary skill in the art to which the invention pertains.
In addressing a claim of obviousness with respect to a design patent, the ultimate
inquiry is whether the claimed design would have been obvious to a designer of ordinary skill
who designs articles of the type involved. Apple, 678 F.3d at 1329 (citations and quotation
marks omitted).
The obviousness inquiry with respect to a design patent is different from the analysis for
utility patents. For a design patent the obviousness analysis must be based on a primary prior
art reference, the design characteristics of which are basically the same as the patented
design. If such a primary prior art reference is identified, secondary references may be combined
with the primary prior art reference only if such a combination would have been obvious to a
designer of ordinary skill. Id. at 1329 (First, one must find a single reference, a something in
existence, the design characteristics of which are basically the same as the claimed design.
Second, other references may be used to modify [the primary reference] to create a design that
has the same overall visual appearance as the claimed design if they are so related to the
primary reference that the appearance of certain ornamental features in one would suggest the
application of those features to the other. (Citations and quotation marks omitted).
8
The Patent Act, including 103, was substantially amended by the America Invents Act
(AIA). However, the AIA 103 amendments apply only to patents filed on or after March 16,
2013.
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The analysis of whether a prior art reference qualifies as a primary reference requires
the following two steps: (1) discerning the visual impression created by the patented design as a
whole; and (2) analyzing whether the alleged primary reference creates basically the same
visual impression. Durling v. Spectrum Furniture Co., 101 F.3d 100, 103 (Fed. Cir. 1996).
An illustration of how to analyze whether a prior art reference qualifies as a primary
prior art reference is found in the Apple case, where the court held that the prior art Fidler
reference did not qualify as a primary reference with respect to Apples D504,889 design patent
(D889 patent) because the Fidler tablet did not give the same visual impression as the patented
design. The Fidler tablet design alongside Apples patented design, as depicted in the courts
opinion, is shown below.
In evaluating whether a design qualifies as a primary reference it is erroneous to view the
respective designs from too high a level of abstraction. The Court of Appeals in the Apple case
explained that the Fidler reference did not qualify as a primary reference simply by disclosing a
rectangular tablet with four evenly rounded corners and a flat back. In other words, it was not
sufficient that Fidler disclosed the general concept of a tablet; the focus in determining
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whether a prior art reference qualifies as a primary reference must be on the distinctive visual
appearances of the reference and the claimed design. Apple, 678 F.3d at 1331-1332.
Here KK has not specifically identified any primary reference for use in the obviousness
analysis. KKs obviousness argument as set forth in its Invalidity Contentions appears to use the
Zippo brand lighter depicted on page 4 of its Invalidity Contentions or U.S. Patent No.
2,406,071, (071 patent), U.S. Patent No. 2,517,191 (191 patent) or U.S. Patent No.
6,247,920 (920 patent) as a primary reference on which to base its obviousness contention.
However, applying the Federal Circuits instruction to evaluate the alleged primary reference by
focusing on the distinctive visual appearance of the reference and the patented design, none of
these references qualify as a primary reference because none of these designs are basically the
same as the patented design for the reasons set forth in the accompanying Robertson expert
report,
(MacGregor Decl. Ex. F), 21-40.
As explained in the Robertson report, 27, the visual impression that is created by the
lighter design of 274 patent as a whole is aesthetically modern through its simplified and unified
appearance of the following major design elements:
a. The specific, intentionally designed, angle of the button, which is nested tightly
next to the ignition tower (aka flame protector tower). The angle and location
of the button helps to create a clean and modern profile that is easily identifiable
in various views.
b. The profile of the ignition tower is defined by clean lines that indicate precision,
(unlike the identity of the Zippo brand lighter depicted below, which has a
handcrafted appearance and soft edges). The relationship of the angled button to
the ignition tower directs the eye to the flame.
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c. The enclosed casing for housing the lever for the lid of the lighter case is
designed to hide the levers
adds to the unified appearance of the components at the top of the lighter and
contributes to the unique and easily identifiable profile of the top portion of the
lighter.
As noted in the Robertson report
the patented design can be easily viewed and identified as unique in a profile or
In contrast, the visual impression of the Zippo
retro. The Zippo lighter is depicted below:
The Zippo lighter design
typical of what was deemed an appropriate aesthetic for the consumer of the time period in
which the Zippo lighter was designed (circa 1946
defining the form, without ornamentation. Thi
low cost tooling of the time. See Robertson report, 29.
intentionally showcases modern manufacturing
contemporary product with clean, hard edges and a unified housing for the functional
18
The enclosed casing for housing the lever for the lid of the lighter case is
designed to hide the levers pivot. The rectangular shape of the lever casing
adds to the unified appearance of the components at the top of the lighter and
contributes to the unique and easily identifiable profile of the top portion of the
As noted in the Robertson report 27, the combination of these three design elements
can be easily viewed and identified as unique in a profile or from
visual impression of the Zippo lighter is that it is vintage, handcrafted
The Zippo lighter is depicted below:
design is much more rounded on the corners. The Zippo lighter is
typical of what was deemed an appropriate aesthetic for the consumer of the time period in
which the Zippo lighter was designed (circa 1946 -1950), with the essential parts of the product
defining the form, without ornamentation. This soft approach to form could be achieved with the
See Robertson report, 29. The Harel design, on the other hand,
modern manufacturing precision and is easily identified as
clean, hard edges and a unified housing for the functional
The enclosed casing for housing the lever for the lid of the lighter case is
pivot. The rectangular shape of the lever casing
adds to the unified appearance of the components at the top of the lighter and
contributes to the unique and easily identifiable profile of the top portion of the
design elements in
from any view.
crafted and
The Zippo lighter is
typical of what was deemed an appropriate aesthetic for the consumer of the time period in
1950), with the essential parts of the product
s soft approach to form could be achieved with the
, on the other hand,
is easily identified as a
clean, hard edges and a unified housing for the functional
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 23 of 26
19
21934/043/1401891.1
components. It could have been designed with soft edges and without ornamentation, like the
Zippo lighter, but it was not.
In short, the Harel design has a distinctive, upscale aesthetic, which appeals to the
sensibilities of the modern consumer with its unified design elements. The Zippo lighter
separated the individual elements of its design to communicate a more utilitarian look. Unlike
the heritage of the Zippo lighter, which evokes the hardworking, 1940s and 50s consumer
culture, the Harel design is contemporary, modern and sleek with sharply defined angled and
parallel lines in the visually dominant upper part of the lighter. Robertson report, 68.
As explained in the Robertson report, the lighter designs depicted in the 071 patent, 191
patent and 920 patent shown below are similar to the Zippo lighter design. These designs do
not qualify as basically the same design as the Harel design any more than the Zippo lighter
design does. See Robertson report, 31-36.
U.S. Pat. No. 2,406,071 U.S. Pat. No.6,247,920 U.S. Pat. No. 2,517,191
Since KK has not identified any prior art lighter design that is basically the same as the
patented Harel design, KK cannot carry its burden of proving by clear and convincing evidence
that the 274 patent is invalid as obvious under 35 U.S.C. 103.
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 24 of 26
20
21934/043/1401891.1
2. There Is No Support For KKs Functionality Argument
To qualify for a design patent, the patented design must be primarily ornamental. L.A.
Gear, 988 F.2d at 1123. In determining whether a design is primarily functional or primarily
ornamental the claimed design is viewed in its entirety, for the ultimate question is not the
functional or decorative aspect of each separate feature, but the overall appearance of the article,
in determining whether the claimed design is dictated by the utilitarian purpose of the article. Id.
When there are several ways to achieve the function of an article of manufacture, the
design of the article is more likely to serve a primarily ornamental purpose. Id. at 1123. When
the patented design contains both functional and ornamental aspects, the patent is entitled to a
scope of protection limited to the ornamental aspects of the design and does not extend to any
functional elements of the claimed article. To be deemed functional a design element must be
driven purely by utility. Richardson, 597 F.3d at 1294.
As set forth in the Robertson report, 45-50, the overall patented design is not dictated
by function but by design choices. The only elements of the patented design that are dictated by
function are the burner and refill valve shown in Figures 2 and 3 of the 274 patent, which are
functional elements of any lighter. As explained by Mr. Robertson, the other elements of the
patented design are purely dictated by aesthetic choices. It is these aesthetic design elements that
have been appropriated by KKs accused lighters.
Since KK cannot show that the overall design of the 274 patent is primarily functional,
KK cannot carry its burden of proving by clear and convincing evidence that the 274 patent is
invalid as functional.
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 25 of 26
21
21934/043/1401891.1
3. KKs Invalidity Claim Under 35 U.S.C. 102 and 112 Should Be
Dismissed
As set forth under the Procedural History above, KKs Answer alleged patent invalidity
for failure to comply with the conditions of patentability set forth in 35 U.S.C. 102 and 112 as
well as 103. However, KKs Invalidity Contentions alleged no arguments or grounds for
invalidity under 102 and 112. Accordingly, KK has abandoned its claim of patent invalidity
under 102 and 112. Summary judgment should be entered for Plaintiffs on KKs defense
and counterclaim as to failure to comply with 35 U.S.C. 102 and 112.
V. CONCLUSION
For the reasons stated above, summary judgment should be granted to Plaintiffs on their
claim for infringement of the 274 patent and KKs counterclaims for declarations of patent non-
infringement and invalidity should be dismissed.
Dated: June 12, 2013 Respectfully submitted
New York, NY
COWAN, LIEBOWITZ & LATMAN, P.C.
By: /Meichelle R. MacGregor/
Meichelle R. MacGregor
Michael G. Gabriel
Catriona M. Collins
1133 Avenue of the Americas,
New York, NY
(212) 790-9200
Attorneys for Plaintiffs
Case 0:12-cv-61669-WPD Document 42-4 Entered on FLSD Docket 09/13/2013 Page 26 of 26
EXHIBIT 4
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 1 of 73
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
YIGAL COHEN HAREL, an individual;
INTEGRAL LOGISTICS, LLC, a Florida
limited liability company. )
)
Plaintiffs-Counterdefendants, )
)
v. ) 0:12-cv-61669 WPD-LSS
)
KGM INDUSTRIES CO., INC., a California )
corporation, J OHN DOES 1-10 and XYZ )
CORPORATIONS 1-10, )
)
Defendants-Counterclaimants )
EXPERT REPORT ON INVALIDITY
Professor Ronald B. Kemnitzer, FIDSA
May 24, 2012
REPORT OF RONALD B. KEMNITZER
INTRODUCTION
1. I am Ronald B. Kemnitzer. I reside at 2103 Grandin Rd., Roanoke, VA 24015.
I have been retained by the law firm of Knobbe Martens Olson & Bear on behalf of KGM
Industries, Co., Inc. in the suit brought by Yigal Cohen Harel, an individual, and Integral
Logistics, LLC. I have been asked to testify on the subjects of invalidity and non-infringement of
United States Patents Nos. D498,328 (the 328 Patent), and D501,274 (the 274 Patent)
(collectively, the patents-in-suit).
BACKGROUND AND QUALIFICATIONS
2. I am an industrial designer. The Industrial Designers Society of America (IDSA)
defines the profession as: Industrial design is the professional service of creating and
developing concepts and specifications that optimize the function, value and appearance of
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 2 of 73
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products and systems for the mutual benefit of both user and manufacturer (Exhibit 1).
3. I have been a practicing industrial designer for over forty years and I have a
Bachelors and a Masters Degree in Industrial Design. I have received eighteen design and
utility patents (Exhibit 2). I have served as a staff industrial designer for corporations such as
Black & Decker Manufacturing Company and Sunbeam Appliance Company and for several
design consulting offices. I owned and operated my own design consulting office for eighteen
years before turning it over to my son in 2003. My consulting office had a variety of clients
representing a wide range of product categories and industries. Clients included: Rival Appliance
Company, Sunbeam Appliance Company, Ambassador Cards, B&E Aerospace, Cramer Sports
Products, Fixtures Furniture Company, Select Brands Appliances, Lee Apparel Company,
Bushnell Sports Optics, Medi-Flex Hospital Products, Hallmark Cards, Paoli Furniture
Company, Virco Manufacturing Company, Sprint PCS, World2Toys, and others. My work as an
industrial designer requires me to provide ornamental designs for manufactured products that are
useful and have functions in every day life such as consumer products, sports equipment,
medical products, and commercial furniture. During my career as a practicing industrial
designer, I designed and supervised the design of many (150+) products. I have designed a
variety of products as an industrial designer, from sports optics products, to kitchen appliances,
to office system furniture, to large case pharmaceutical products and more. I offer these
examples in order to demonstrate that industrial designers, including myself, are regularly called
on to design products with which they are not previously familiar, and we do so quite
successfully because of our academic preparation. As a practicing industrial designer and an
educator, I have a well-developed ability to discern and describe aesthetic details that is an
invaluable aid to the trier of fact in determining whether two products are substantially similar
visually.
4. I have also served as a full-time industrial design educator for over thirty-five
years. I have held tenured positions at Michigan State University, the Kansas City Art Institute,
the University of Kansas, and currently serve as Professor in the Industrial Design Program at the
Virginia Polytechnic Institute and State University. I have taught approximately 700 students
who now occupy industrial design positions in consulting offices and in nearly every industry
and market segment. I was named one of 25 educators in the United States by the Design and
Future council of Design Intelligence as the most admired and respected in the fields of interior
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 3 of 73
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design, interior architecture, architecture design, architectural engineering, industrial design, and
landscape architecture in 2008, 2009, and 2011.
5. As a practicing industrial designer, it is my standard procedure to thoroughly
examine all design patents and other forms of prior art that might relate to the product that I am
designing. By understanding the visual embodiments of products that are protected, I can avoid
any potential conflict, as there are virtually unlimited visual options to any ornamental design. I
also teach my students the legal importance and ethical foundation for implementing such
procedures as common practice.
6. I have served as President and Chairman of the Board of Directors of the
Industrial Designers Society of America (IDSA). I was elected to the IDSA Academy of Fellows,
a prestigious honor reserved for those who have earned the special respect and affection of the
membership through distinguished service to the Society and to the profession as a whole. A
complete list of my honors, awards, articles and speaking engagements appears in my
Curriculum Vitae (Exhibit A).
7. Based on my background and experience in industrial design, I believe that I am
qualified to testify as one skilled in the art with respect to the ornamental designs of lighters. In
this litigation, one skilled in the art would be a designer having a year or more experience
designing consumer products.
8. Additional details of my education, training, experience, publications, patents,
and awards and honors are disclosed in my curriculum vitae, a copy of which is attached as
Exhibit A.
INFORMATION AND MATERIALS CONSIDERED
9. A list of the information and materials that I considered in forming my opinions
is attached as Exhibit B.
COMPENSATION
10. My compensation in this matter is at the rate of $250 per hour for deposition and
trial testimony, and is not dependent on the outcome of this litigation.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 4 of 73
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OPINIONS REGARDING VALIDITY OF THE 328 and 274 PATENTS
A. Background of Patent Law
11. It is my understanding that patents are presumed to be valid. Further, it is my
understanding that a patent is invalid if it is shown by clear and convincing evidence to be
indefinite, nonenabling, anticipated, or obvious.
1. Design Patent Law
12. It is my understanding that new, original and ornamental designs for articles of
manufacture are patentable under 35 U.S.C. 171. I further understand that design patents are
subject to the same requirements of patentability as utility patentse.g. 35 U.S.C. 102, 103,
and 112. See 35 U.S.C. 171. I further understand that the claimed design is shown in solid
lines, whereas broken or dotted lines in a design patent are not part of the claimed design. See In
re Blum, 374 F.2d 904, 906 (C.C.P.A. 1967) ([B]roken or dotted line showing in design
drawings is an immaterial part of the design as to specific shape or configuration. It only
indicates the general article with which the dominant features of the design shown in full lines
are associated.). I also understand that the Manual of Patent Examining Procedure (MPEP)
permits, but does not require, the use of surface shading to clearly show the character and
contour of all surfaces of any 3-dimensional aspect[s] of the design. MPEP 1503.02 (Form
Paragraph 15.48(II), entitled Surface Shading) (8
th
ed. Rev. 8, J uly 2010). I further understand
that surface shading should not be used on unclaimed subject matter, shown in broken lines, to
avoid confusion as to the scope of the claim. Id. Thus, I understand that surface shading is
used to demonstrate the character or contour of a surface which is part of the claimed design.
See also 37 C.F.R. 1.152 (Appropriate and adequate surface shading should be used to show the
character or contour of the surfaces represented.) (emphasis added).
2. Claim Construction for Design Patents
13. It is my understanding that claim construction for design patents is within the
discretion of the Court. Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 679 (Fed. Cir.
2008) ([A] district court's decision regarding the level of detail to be used in describing the
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 5 of 73
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claimed design is a matter within the court's discretion . . . . At the same time, it should be clear
that the court is not obligated to issue a detailed verbal description of the design if it does not
regard verbal elaboration as necessary or helpful.). I further understand that the prior art is
important in defining the claimed subject matter. Id. at 680 ([A] court may find it helpful to
point out . . . various features of the claimed design as they relate to the accused design and the
prior art.). More particularly, I understand that where the claimed design is close to the prior
art, small differences are likely to become more important. Id. at 676. I also understand that
primarily functional design elements are not part of the claimed subject matter of design
patents, and that claim construction should identify the nonfunctional aspects of a design
containing both functional and nonfunctional elements. Richardson v. Stanley Works, Inc., 597
F.3d 1288, 1293-94 (Fed. Cir. 2010).
3. The Ordinary Observer Test
14. It is my understanding that determining whether two designs are substantially the
same requires use of the ordinary observer test. Egyptian Goddess, 543 F.3d at 670. I further
understand that two designs are substantially similar under the ordinary observer test if, in the
eye of an ordinary observer who is giving such attention as a purchaser usually gives, the
resemblance is such as to deceive the ordinary observer to purchase an article having one design
supposing it to be the other. Id. I also understand that this hypothetical ordinary observer is
deemed to be conversant in the prior art when viewing differences between two designs. Id. at
676 ([T]he ordinary observer is deemed to view the differences between the patented design and
the accused product in the context of the prior art.). Finally, I understand that such an ordinary
observer, conversant in the prior art, would be drawn to those aspects of the claimed design that
differ from the prior art. Id.
15. It is my understanding that courts routinely consider expert testimony in design
patent cases. See Gorham Co. v. White, 81 U.S. 511, 530 (1871); Egyptian Goddess, 543 F.3d at
681-82; Avia Group Intl, Inc. v. L.A. Gear California, Inc., 853 F.2d 1557, 1565 (Fed. Cir.
1988). Moreover, it is my understanding that the courts have found expert testimony to be useful
and relevant in analyzing design patent infringement under the ordinary observer test. See
Pacific Coast Marine Windshields Ltd. v. Malibu Boats, LLC, No. 6:12-cv-00033, slip op. at 19
(M.D. Fla. J an. 4, 2013). I have been trained to focus on the visual impression that a product
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 6 of 73
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creates on an ordinary observer and thus, I am qualified to opine on the perspective of an
ordinary observer in the context of design patent infringement. See Apple, Inc. v. Samsung
Elecs., Co., Ltd., No. 11-cv-01886-LHK, 2012 WL 2571332, at *2 (N.D. Cal. J une 30, 2012)
(holding that defendants experts are qualified to opine on the perspective of an ordinary
observer under FRE 702 based on experience as a manager overseeing product development and
in designing products targeted at ordinary observers.)
4. Non-Infringement
16. It is my understanding that a determination of design patent infringement
involves a two step analysis: first the claim must be properly construed to determine its meaning
and scope, and second, the claim as properly construed must be compared to the accused design
to determine whether there has been infringement. Elmer v. ICC Fabricating, Inc., 67 F.3d
1571, 1577 (Fed. Cir. 1995). I understand that the first step requires that the scope of the claim
must be construed in order to identify the non-functional aspects of the design as shown in the
patent when the design contains both functional and non-functional elements. Egyptian
Goddess, Inc., 543 F.3d at 680 (quoting Oddzon Prods., Inc. v. Just Toys, Inc., 122 F.3d 1396,
1405 (Fed. Cir. 1997). Moreover, I understand that an aspect is functional if it is essential to the
use of purpose of the article or if it affects the cost or quality of the article. Inwood Labs., Inc.
v. Ives Labs Inc., 456 U.S. 844, 851, FN 10 (1982). It is also my understanding that, in the
second step, the pertinent question is whether an ordinary observer, familiar with the prior art
designs, would be deceived into believing that the accused product is the same as the patented
design. Crocs, Inc. v. ITC, 598 F.3d 1294, 1303 (Fed. Cir. 2010) (citing Egyptian Goddess, 543
F.3d at 681.)
5. Indefiniteness and Nonenablement
17. It is my understanding that a patents specification must set forth the claimed
invention in such full, clear, concise and exact terms as to enable persons having ordinary skill in
the art to make and use the claimed invention. 35 U.S.C. 112, 1. I further understand that the
patents specification must conclude with one or more claims particularly pointing out and
distinctly claiming the claimed invention. Id., 2. I also understand that expert testimony is
necessary to establish an indefiniteness or nonenablement defense under 35 U.S.C. 112. See
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 7 of 73
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Australia Vision Servs. Pty. Ltd. v. Dioptics Med. Prods., Inc., 29 F. Supp. 2d 1152, 1159 (C.D.
Cal. 1998); Hadco Prods., Inc. v. Lighting Corp. of Am., Inc., 312 F. Supp. 1173, 1181 (E.D. Pa.
1970), revd on other grounds, 462 F.2s 1265 (3d Cir. 1972).
18. With regards to design patents, it is my understanding that the drawings
comprise the entire visual disclosure of the claim and that it is of the utmost importance that
the drawing[s] . . . be clear and complete. MPEP 1503.02. I further understand that nothing
regarding the design should be left to conjecture. Id. It is my understanding that a claimed
design should be rejected as nonenabling and indefinite where the inconsistencies [between
drawings] are of such magnitude that the overall appearance of the design is unclear. Id.; see
also Seed Lighting Design Co. v. Home Depot, No. C 04-2291 SBA, 2005 U.S. Dist. LEXIS
44741, at *24-28 (N.D. Cal. Aug. 3, 2005) (citing to MPEP 1503.02 and finding a design patent
to be indefinite under 112 due to mistakes and ambiguities in the drawings which made the
precise scope of the patent unclear).
6. Anticipation
19. It is my understanding that an invention is anticipated if it is not novele.g.
where a single prior art reference discloses the claimed design. 35 U.S.C. 102(a). I further
understand that a design patent is anticipated where a single prior art reference is identical in all
material respects to the claimed invention. Door-Master Corp. v. Yorktowne, Inc., 256 F.3d
1308, 1312 (Fed. Cir. 2001). It is my understanding that the claimed invention must read on that
which is disclosed in the reference. Kalman v. Kimberly-Clark Corp., 713 F.2d 760, 772 (Fed.
Cir. 1983), overruled on other grounds by Sri Intl v. Matsushita Elec. Corp., 775 F.2d 1107,
1125 (Fed. Cir. 1985). I further understand that whether a design patent is anticipated is
determined by comparing the claimed design to the prior art using the ordinary observer test.
Intl Seaway Trading Corp. v. Walgreens Corp., 589 F.3d 1233, 1239-40 (Fed. Cir. 2009). I also
understand that minor differences between the claimed design and the allegedly anticipating
article do not prevent anticipation so long as the two designs are substantially similar. See Door-
Master, 256 F.3d at 1312-13; see also Egyptian Goddess, 543 F.3d at 670. Finally, I understand
that two designs are substantially similar under the ordinary observer test if, in the eye of an
ordinary observer who is giving such attention as a purchaser usually gives, the resemblance is
such as to deceive the ordinary observer to purchase an article having one design supposing it to
be the other. Egyptian Goddess, 543 F.3d at 670.
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7. Obviousness
20. It is my understanding that a design is invalid due to obviousness where the
differences between the claimed invention and the prior art are such that the subject matter of the
claimed invention would have been obvious at the time the invention was made to a person
having ordinary skill in the art. 35 U.S.C. 103(a). I further understand that the person having
ordinary skill in the art would determine whether to combine multiple prior art references.
Titan Tire Corp. v. Case New Holland, Inc., 566 F.3d 1372, 1381 (Fed. Cir. 2009) (citations
omitted). I also understand that this process requires finding a single reference . . . basically the
same as the claimed design and then using secondary references to modify the primary
reference. Id.; see also In re Harvey, 12 F.3d 1061, 1063 (Fed. Cir. 1993) ([A] primary
reference (basic design) must be cited having design characteristics which are basically the
same as the claimed design. The designs of other references may then properly be relied upon
for modification of such basic design when the references are so related that the appearance of
certain ornamental features in one . . . would have suggested application of those features to
another.) (emphasis in original) (citations omitted).
21. However, it is my understanding that obviousness cannot be based on selecting
features from the prior art and assembling them to form an article similar in appearance to the
claimed design. In re Borden, 90 F.3d 1570, 1574 (Fed. Cir. 1996). Rather, I understand that
the obviousness inquiry focuses on the visual impression of the claimed design as a whole and
not on selected individual features. Id.; see also Hupp v. Siroflex of Am., Inc., 122 F.3d 1456,
1462 (Fed. Cir. 1997) ([C]orrect application of this analytic approach is to ascertain whether . . .
the same or a substantially similar article of manufacture is known to have design characteristics
of which the design of the article as shown in the claim [viewed as a whole] is an obvious
variant.); Durling v. Spectrum Furniture Co., 101 F.3d 100, 103 (Fed. Cir. 1996) (In the design
patent context, the ultimate inquiry under section 103 is whether the claimed design would have
been obvious to a designer of ordinary skill who designs articles of the type involved. More
specifically, the inquiry is whether one of ordinary skill would have combined teachings of the
prior art to create the same overall visual appearance as the claimed design.) (citations omitted);
In re Harvey, 12 F.3d at 1063 (In ornamental design cases, a proper obviousness rejection based
on a combination of references requires that the visual ornamental features (design
characteristics) of the claimed design appear in the prior art in a manner which suggests such
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features as used in the claimed design.); In re Carlson, 983 F.2d 1032, 1038 (Fed. Cir. 1992)
(holding that a design should not be rejected as obvious if the combined teachings suggest only
components of the claimed design but not its overall appearance and finding that a person
having ordinary skill in the art need not necessarily study the prior art in order to understand the
potential use of a symmetrical design).
22. I further understand that an obviousness inquiry need not seek out precise
teachings directed to the specific subject matter of the challenged claim but rather may take
into account of the inferences and creative steps that a person of ordinary skill in the art would
employ. KSR Intl Co. v. Teleflex, Inc., 550 U.S 398, 418 (2007). Indeed, I understand that
[w]hen there is a design need or market pressure to solve a problem and there are a finite
number of identified, predictable solutions, a person of ordinary skill has good reason to pursue
the known options within his or her technical grasp and a claim is likely obvious [i]f this leads
to the anticipated success. Id. at 421.
23. Finally, I understand that this single, combined piece of art is to be constructed
by one having ordinary skill in the art and then the ordinary observer test is applied to determine
if the claimed design is substantially similar to the combined prior art references. Intl Seaway,
589 F.3d at 1240.
B. Opinions
24. Based upon my understanding of the pertinent law, it is my opinion that the 274
and 328 Patents are invalid due to anticipation, and/or obviousness. Specifically, it is my
opinion that (1) the 274 Patent is invalid due to anticipation and obviousness; (2) the 328 Patent
is invalid due to anticipation and obviousness.
1. Person Having Skill in the Art
25. In my opinion, in 2004 when the patents-in-suit were filed, a person of skill in
the art would have had the following characteristics: As lighters have a long and rich history, a
person of skill in the art would be familiar with the extensive prior art available. This person
would also be familiar with current visual trends in lighters, including the visual attributes of
competitive products, trends in colors and materials (stainless steel being the primary material of
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 10 of 73
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the type of lighter represented by the patents-in-suit). A person of skill in the art would therefore
have a working knowledge of sheet metal forming and fabrication processes. A person of skill in
the art would have knowledge of the prior art and would be able to foresee obvious evolutions of
visual attributes of the product category.
26. While mechanical engineers would be likely to have a working knowledge of
sheet metal forming and fabrication processes, they would not likely be aware of trends in visual
styles as that is not a part of their education. On the other hand, all accredited industrial design
programs include a course(s) in materials and processes that would provide instruction in sheet
metal forming and fabrication well within the complexity of the product at issue. In addition,
industrial designers are educated to continuously observe and take note of consumer behaviors,
feature preferences, visual trends, and lifestyle changes. In summation, a person of skill in the
art would be familiar with the current visual trends in lighters, would have knowledge of the
prior art of the product at issue, would be able to foresee obvious evolutions of visual attributes
of the product category, and would have a working knowledge of sheet metal forming and
fabrication processes. All of these attributes are well represented in an industrial designer with
one year of experience in designing consumer products.
2. Ordinary Observer
27. In my opinion, the ordinary observer of the patents-in-suit would be an end-user
purchaser of lighters. Such a person would be aware of current models and would also recognize
that the types of lighters at issue in this matter are very similarly proportioned and sized so as to
be compatible with Zippopocket lighters which are well known for the interchangeability of
outer cases and inserts. Because of these similarities, the ordinary observer would be drawn to
differences of visual details between lighters more than they might otherwise be for purchases of
other consumer products.
3. Cited Prior Art
28. In the prosecution of the 328 Patent and the 274 Patent applications, the
examiner cited only three design patents in the approval of the applications, none of which were
offered by the applicant. No additional prior art references were cited. Figures of the cited
patents are reproduced below.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 11 of 73
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US D188,507
D188,507 is cited by US D501,274
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 12 of 73
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US D320,467
D320,467 is cited by US D498,398 and US D501,274
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 13 of 73
FIG .I
FIG.2 FIG .3
FIG.4 FIG.5
I .
+
. I
- 13 -
US D339,209
D339,209 is cited by US D498,398 and US D501,274
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 14 of 73
FIG. 1 FIG.2
FIG.3 FIG.4 FIG.S
IJ
'I
F I G.6
,IJ, .
-
FIG.7
- 14 -
29. In my opinion, when the patents-in-suit were filed on Feb. 24, 2004, there were
many existing designs for lighters that should have been considered in their prosecution. Without
an appropriately representative body of visual references, the prosecution of a design patent is
likely to be flawed. As will be detailed later in this declaration, there is a large body of relevant
prior art that was not considered in this prosecution. As explained in more detail in my opinions
that follow, there were a number of examples of prior art that disclosed the design elements used
in the patents-in-suit.
4. Limited Search
30. The very small number of design patents cited in the prosecution of the 328
Patent and the 274 Patent begs the question as to whether the categories searched were too
narrowly defined or that non-patented prior art was considered. The Supreme Court cautioned
against such practice in KSR International Co. v. Teleflex Inc. (KSR), 550 U.S. 398, 82 USPQ2d
1385 (2007). The Supreme Court stated that the Federal Circuit had erred by holding that courts
and patent examiners should look only to the problem the patentee was trying to solve (Id. at
420, 82 USPQ2d at 1397) and by assuming that a person of ordinary skill attempting to solve a
problem will be led only to those elements of prior art designed to solve the same problem Id. It
is my opinion that in the application and prosecution of the 328 Patent and the 274 Patent, the
consideration of relevant prior art was too narrowly defined.
5. Un-Cited Prior Art
31. In 2004 when the 328 Patent and the 274 Patent applications were filed, there
were many existing examples of lighters of the type exemplified in the Patents-in-suit. Following
is a selected sampling of the un-cited prior art I have reviewed. A complete listing of the prior art
that I have examined is included in Exhibit B.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 15 of 73
- 15 -
Selected Sampling of Un-Cited Prior Art
ZippoLighter US Patent 2,032,695 US Patent 2,517,191 US Patent 3,247,688
US Patent 5,359,505
US Patent 5,738,117
US Patent 6,247,920
US
Patent D397,497
US Patent 2,406,071
Patent D320467
Vector Thunderbird 1
Vector Thunderbird 2
Vector Titanic
Vector X-Sonic
Hague International
Reg. DM/056740
Korean
Registration
1995-0005453
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- 16 -
6. Claim Construction of the 328 Patent
32. The 328 Patent is titled LIGHTER and it claims The ornamental design for
the lighter, as shown and described. The 328 Patent lists one inventor. The 328 Patent was
filed on Feb. 24, 2004 and was issued on Nov. 9, 2004. The 328 Patent contains seven drawing
figures, the traditional elevation views plus a perspective view. The Figures and the
accompanying descriptions are shown below.
FIG. 1 is a top, front, and right side view of the lighter.
FIG. 2 is a top, plan view of the embodiment of FIG. 1.
FIG. 3 is a bottom plan view of the embodiment of FIG. 1.
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FIG. 4 is front elevation view of the embodiment of FIG. 1.
FIG. 5 is a left side view of the embodiment of FIG. 1.
FIG. 6 is a back elevation view of the embodiment of FIG. 1.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 18 of 73
- 18 -
FIG. 7 is a right side view of the embodiment of FIG. 1.
7. Aspects of the 328 Patent Mandated by Function
33. It is my understanding that claim construction for design patents is within the
discretion of the Court. Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 679 (Fed. Cir.
2008) ([A] district court's decision regarding the level of detail to be used in describing the
claimed design is a matter within the court's discretion . . . . At the same time, it should be clear
that the court is not obligated to issue a detailed verbal description of the design if it does not
regard verbal elaboration as necessary or helpful). I further understand that the prior art is
important in defining the claimed subject matter. Id. at 680 ([A] court may find it helpful to
point out . . . various features of the claimed design as they relate to the accused design and the
prior art). More particularly, I understand that where the claimed design is close to the prior art,
small differences are likely to become more important. Id. at 676. I also understand that
primarily functional design elements are not part of the claimed subject matter of design
patents, and that claim construction should identify and factor out the nonfunctional aspects of a
design containing both functional and nonfunctional elements. Richardson v. Stanley Works,
Inc., 597 F.3d 1288, 1293-94 (Fed. Cir. 2010).
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U.S. Patent No. 2,032,695 Fig. 1
34. U.S. Patent No. 2,032,695 was issued on May 17, 1934. Fig. 1 of this patent is
illustrated above. The commercial embodiment of this patent was the world-famous Zippo
lighter. Among its many unique functional attributes was a two-part outer case of distinctive size
and shape (2 and 18 in Fig. 1). It also featured two telescopically disposed hollow members,
the inner member 1 being substantially coextensive with the outer member 2 and having a very
snug sliding fit therewith. The feature to keep the cover 18 closed, a lever 21 was pivotally
mounted at one end between a pair of lugs 8 so that it can be swung from an upright position, as
shown in Fig. 4, to a substantially horizontal position, as shown in Fig.2, and vice versa. It also
featured a generally elliptical wind screen 4 in which a plurality of draft openings 6 are
pinched.
35. The Zippolighter has a long and storied history and has been a prized object of
collectors. So popular is this lighter, that many manufacturers have produced insert products
that slide into original Zippocases, replacing the original lighting mechanism. The commercial
embodiments of the Accused Patents are such products. Accordingly the dimension and shape of
these products are dictated by the shape and dimensions of the Zippocase so that they have a
very snug sliding fit therewith. These insert products must also include the lugs (8 in Fig. 1)
and lever (21 in Fig. 1) for the assembly of insert and two-part outer case to function. Therefore,
per Richardson v. Stanley Works, Inc., 597 F.3d 1288, 1293-94 (Fed. Cir. 2010), these primarily
functional design elements can not be part of the claimed subject matter of design patents, and
claim construction should identify and factor out these nonfunctional aspects of a design
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 20 of 73
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containing both functional and nonfunctional elements. Accordingly, I have modified the Figures
of the 328 Patent to exclude the primarily functional aspects of the claim. Illustrated below,
the primarily functional aspects are indicated by red.
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FIG.5
FIG.3
FIG.4
FIG.l
FIG.2
- 21 -
36. The rectangular base of the lighter that is sized to fit into a Zippolighter case is
primarily functional and is indicated in red in Figures 1, 3, 4, 5, 6, and 7. The hinge posts
(protruding vertically from the lighter base) to which the lighter cover is attached are also
primarily functional and are indicated in red in Figures 1, 2, 4, 5, and 6. The keyhole shaped
igniter (located on the top surface of the windscreen is also primarily functional and is
common to all lighters of this genre. It is indicated in red in Figures 1 and 2.
8. Analysis of Anticipation of the D498,328 Patent
37. As stated earlier in this declaration, the ordinary observer of the patents-in-suit
would be an end-user purchaser of lighters. Such a person would be aware of current models and
would recognize that the types of lighters at issue in this matter are very similarly proportioned
and sized so as to be compatible with Zippopocket lighters which are well known for the
interchangeability of outer cases and inserts. Because of these similarities, the ordinary observer
would be drawn to differences of visual details between lighters more than they might otherwise
be for purchases of other consumer products.
38. The Vector Titanic lighter, widely distributed for at least five years before the
application for the 328 Patent was submitted, has as its primary visual attributes; a generally
rectangular shaped windscreen, decorated with a series of indented vertical lines that visually
reference the perforations that were once required in wicked lighters, and a generally rectangular
shaped ignition button with a top surface that is parallel to the top surface of the windscreen. The
windscreen is taller than the adjacent generally rectangular shaped ignition button. A visual
comparison of the 328 Patent and the Vector Titanic lighter is illustrated below.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 22 of 73
- 22 -
D328 Patent Fig. 1 Vector Titanic
39. There are only a few very minor visual differences between the Vector Titanic
lighter and Fig. 1 of the 328 Patent. The Vector Titanic lighter has vertical line indentions on the
side surfaces of the windscreen while the 328 Patent has indented lines in the top surface of the
ignition button. The corner edges of the generally rectangular shaped windscreen of the Vector
Titanic lighter curve slightly outward at the lower portion of the windscreen. The ignition button
of the 328 Patent is lower relative to the height of the windscreen than is the Vector Titanic
lighter. These minor visual differences merely prevent the 328 Patent from being an exact copy
of the Vector Titanic lighter.
40. A person of ordinary skill in the art is a hypothetical person who is presumed to
have known the relevant art at the time of the invention. To the extent that the 328 Patent and
the Vector Titanic lighter both share a generally rectangular shaped windscreen, taller than the
adjacent generally rectangular shaped ignition button, decorated with a series of indented vertical
lines that visually reference the perforations that were once required in wicked lighters, and with
all visual features nearly proportionately identical, a person of ordinary skill in the art would
have recognized the 328 Patent as anticipated by the Vector Titanic lighter.
41. An ordinary observer, conversant in the prior art, would find the 328 Patent to
be substantially similar to the Vector Titanic lighter because their resemblance is such that the
ordinary observer, giving such attention as a purchaser usually gives to lighters of this genre,
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 23 of 73
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would be deceived into purchasing the product shown in the 328 Patent supposing it to be the
Vector Titanic lighter. Thus, to the extent that the 328 Patent exhibits the same visual attributes
as the Vector Titanic lighter, that design is anticipated.
42. For the above stated reasons, I believe that the 328 Patent is anticipated under
35 U.S.C. 102.
43. Notwithstanding the strong case made above for the invalidation of the 328
Patent because it was anticipated by the Victor Titanic lighter, the following arguments for
invalidation of the 328 Patent due to obviousness are also offered.
9. 1st Analysis of Obviousness of the D498,328 Patent.
44. Among the cited prior art for the 328 Patent was the 209 Patent. While this
patent apparently did not anticipate the 328 Patent in the analysis of the examiner, it is my
opinion that this citation is visually similar enough to the 328 Patent that it qualifies as a
primary reference in a test of Obviousness. The only difference between the two is that the
windscreen on the 209 Patent is shorter than the windscreen of the 328 Patent and the igniter
button on the 209 Patent has a rounded vertical surface opposite the windscreen. As a secondary
reference, the Titanic lighter (commercially available at least as early as 1999, at least five years
before the application date of the 328 Patent), teaches a taller windscreen and an igniter button
which has a flat vertical surface opposite the windscreen. When combined, the primary and
secondary references would so closely resemble the 328 Patent that Obviousness is apparent.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 24 of 73
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D498,328 D498,209 Vector Titanic
Fig. 1 of the 328 Patent 209 Patent Vector Titanic
45. It is clear that by modifying the 209 Patent with features taught by the Vector
Titanic lighter that the resulting design would be visually identical to the 328 Patent.
46. A person of ordinary skill in the art is a hypothetical person who is presumed to
have known the relevant art at the time of the invention. To the extent that the 209 Patent and
the Vector Titanic lighter both share a generally rectangular shaped windscreen, taller than the
adjacent generally rectangular shaped ignition button, decorated with a series of indented vertical
lines that visually reference the perforations that were once required in wicked lighters, and with
all visual features proportionately similar, a person of ordinary skill in the art would have
recognized the obvious opportunity to modify the 328 Patent referencing the teachings of the
Vector Titanic lighter.
47. An ordinary observer, conversant in the prior art, would find the 209 Patent
modified with the teachings of the Vector Titanic lighter to be substantially similar to the 328
Patent because their resemblance to each other would be such that the ordinary observer, giving
such attention as a purchaser usually gives to lighters of this genre, would be deceived into
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 25 of 73
- 25 -
purchasing the product shown in the 328 Patent supposing it to be the 209 Patent modified with
the teachings of the Vector Titanic lighter.
48. For the above stated reasons, I believe that the 328 Patent is obvious under 35
U.S.C. 102.
10. 2
nd
Analysis of Obviousness of the D498,328 Patent
49. To the extent that the combination of the 209 Patent and the Vector Titanic
lighter are deemed insufficient on their own to find the 328 Patent obvious, the following
analysis is offered.
50. Among the un-cited prior art for the 328 Patent was the Vector X-Sonic lighter,
commercially distributed in 2001, three years before the filing of the 328 Patent. While this
product was not considered in the prosecution of the 328 Patent, it is my opinion that this
citation is visually similar enough to the 328 Patent that it qualifies as a primary reference in a
test of obviousness. Both share generally rectangular windscreens that are taller than the adjacent
and generally rectangular igniter buttons. The only differences between the two is that the igniter
button on the Vector X-Sonic lighter is slanted down and away from the windscreen and the
wind screen on Vector X-Sonic lighter includes indented vertical lines on the windscreen and
indented horizontal lines on the sides of the igniter button. The 209 Patent is substantially
similar to the Vector X-Sonic lighter as they both share a generally rectangular shaped
windscreen that is taller than an adjacent generally rectangular igniter button. As a secondary
reference, the 209 Patent teaches no indented lines on the sides of the windscreen and indented
lines on the top surface of the igniter button, which is parallel to the top surface of the
windscreen. When combined, the primary and secondary references would so closely resemble
the 328 Patent that obviousness is apparent.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 26 of 73
- 26 -
D498,328 Vector X-Sonic D498,209
328 Patent Fig. 1 Vector X-Sonic 209 Patent Fig. 1
51. It is clear that by modifying the features of the Vector X-Sonic lighter with
features taught by the 209 Patent that the resulting design would be visually identical to the 328
Patent.
52. A person of ordinary skill in the art is a hypothetical person who is presumed to
have known the relevant art at the time of the invention. To the extent that the Vector X-Sonic
lighter and the 209 Patent both share both share generally rectangular windscreens that are taller
than the adjacent and generally rectangular igniter buttons, and with all visual features
proportionately similar, a person of ordinary skill in the art would have recognized the obvious
opportunity to modify the Vector X-Sonic lighter referencing the teachings of the 209 Patent.
53. An ordinary observer, conversant in the prior art, would find the Vector X-Sonic
lighter modified with the teachings of the 209 Patent to be substantially similar to the 328
Patent because their resemblance would be such that the ordinary observer, giving such attention
as a purchaser usually gives to lighters of this genre, would be deceived into purchasing the
product shown in the 328 Patent supposing it to be the Vector X-Sonic lighter modified with the
teachings of the 209 Patent.
54. For the above stated reasons, I believe that the 328 Patent is obvious under 35
U.S.C. 102.
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- 27 -
11. Analysis of Anticipation of the D501,274 Patent.
55. As stated earlier in this declaration, the ordinary observer of the Patents-in-suit
would be an end-user purchaser of lighters. Such a person would be aware of current models and
would recognize that the types of lighters at issue in this matter are very similarly proportioned
and sized so as to be compatible with Zippopocket lighters which are well known for the
interchangeability of outer cases and inserts. Because of these similarities, the ordinary observer
would be drawn to differences of visual details between lighters more than they might otherwise
be for purchases of other consumer products.
56. The Vector X-Sonic lighter, widely distributed for at least three years before the
application for the 328 Patent was submitted, has as its primary visual attributes; a generally
rectangular shaped windscreen, taller than the adjacent ignition button and decorated with a
series of indented vertical lines that visually reference the perforations that were once required in
wicked lighters, and a generally rectangular shaped ignition button with a top surface that slants
downward and away from the windscreen. A visual comparison of Figures 1 of the 274 Patent
and the Vector X-Sonic lighter is illustrated below.
274 Patent Fig. 1 Vector X-Sonic
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57. There are only a few very minor visual differences between the Vector X-Sonic
lighter and Fig. 1 of the 274 Patent. The 274 Patent has more vertical line indentions in the
windscreen than does the Vector X-Sonic lighter. The Vector X-Sonic lighter has horizontal
indented lines on the side surfaces of the ignition button while the 274 has indented lines on the
top surface of the ignition button. Finally, the bottom edge of the Vector X-Sonic lighters
ignition button is parallel to the bottom of the lighter while the bottom edge of the 274 Patents
ignition button is angled. These minor visual differences merely prevent the 274 Patent from
being an exact copy of the Vector X-Sonic lighter.
58. A person of ordinary skill in the art is a hypothetical person who is presumed to
have known the relevant art at the time of the invention. To the extent that the 274 Patent and
the Vector X-Sonic lighter both share a generally rectangular shaped windscreen, taller than the
adjacent ignition button, decorated with a series of indented vertical lines that visually reference
the perforations that were once required in wicked lighters, and a generally rectangular shaped
ignition button with a top surface that slants downward and away from the windscreen, also
decorated with indented lines, and with all visual features nearly proportionately identical, a
person of ordinary skill in the art would have recognized the 274 Patent as anticipated by the
Vector X-Sonic lighter.
59. An ordinary observer, conversant in the prior art, would find the 274 Patent to
be substantially similar to Vector X-Sonic lighter because their resemblance is such that the
ordinary observer, giving such attention as a purchaser usually gives to lighters of this genre,
would be deceived into purchasing the product shown in the 274 Patent supposing it to be the
Vector X-Sonic lighter. Thus, to the extent that the 274 Patent exhibits the same visual
attributes as the Vector X-Sonic lighter, that design is anticipated.
60. For the above stated reasons, I believe that the 274 Patent is anticipated under
35 U.S.C. 102.
61. Notwithstanding the strong case made above for the invalidation of the 274
Patent because it was anticipated by the Vector X-Sonic lighter, the following arguments for
invalidation of the 274 Patent due to obviousness are also offered.
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- 29 -
12. Analysis of Obviousness of the D501,274 Patent.
62. To the extent that the Vector X-Sonic lighter is deemed insufficient on its own to
anticipate the 274 Patent, a combination of prior art renders the 274 Patent obvious.
63. Among the un-cited prior art for the 274 Patent was the Vector X-Sonic lighter,
commercially distributed in 2001, three years before the filing of the 274 Patent. While this
product was not considered in the prosecution of the 274 Patent, it is my opinion that this
citation is visually similar enough to the 274 Patent that it qualifies as a primary reference in a
test of obviousness. Both share generally rectangular windscreens that are taller than the adjacent
and generally rectangular igniter buttons. Both have indented vertical lines on the sides of the
windscreen with the 274 Patent having lines of equal length and the Vector X-Sonic having
lines of unequal length. Both have igniter buttons that slope downward and away from the
windscreen. The only differences between the two igniter buttons is that the 274 Patent has
indented lines on the top of the igniter button and the Vector X-Sonic lighter has indented lines
on the sides of the igniter button. The Vector Titanic lighter is substantially similar to the Vector
X-Sonic lighter as they both share a generally rectangular shaped windscreen that is taller than
an adjacent generally rectangular igniter button. As a secondary reference, the Vector Titanic
lighter teaches indented lines on the sides of the windscreen, all of equal length. The 209 Patent
is substantially similar to the Vector X-Sonic lighter as they both share a generally rectangular
shaped windscreen that is taller than an adjacent generally rectangular igniter button. As a
secondary reference, the 209 Patent teaches no indented lines on the sides of the igniter button,
but with indented lines on the top of the igniter button. When combined, the primary and
secondary references would so closely resemble the 274 Patent that obviousness is apparent.
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D510,274 Vector X-Sonic Vector Titanic D498,209
64. It is clear that by modifying the features of the Vector X-Sonic lighter with
features taught by the Vector Titanic lighter and the 209 Patent that the resulting design would
be visually identical to the 274 Patent.
65. A person of ordinary skill in the art is a hypothetical person who is presumed to
have known the relevant art at the time of the invention. To the extent that the Vector X-Sonic
lighter and the Vector Titanic lighter and the 209 Patent all share generally rectangular
windscreens that are taller than the adjacent, generally rectangular igniter buttons, and with all
visual features proportionately similar, a person of ordinary skill in the art would have
recognized the obvious opportunity to modify the Vector X-Sonic lighter referencing the
teachings of the Vector Titanic lighter and the 209 Patent.
66. An ordinary observer, conversant in the prior art, would find the Vector X-Sonic
lighter modified with the teachings of the Vector Titanic lighter and the 209 Patent to be
substantially similar to the 274 Patent because their resemblance to each other would be such
that the ordinary observer, giving such attention as a purchaser usually gives to lighters of this
genre, would be deceived into purchasing the product shown in the 274 Patent supposing it to be
the Vector X-Sonic lighter modified with the teachings of the Vector Titanic lighter and 209
Patent.
274 Patent Fig. 1 Vector X-Sonic Vector Titanic 209 Patent
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CONCLUSION
For the foregoing reasons, the D498,328 and D501,274 Patents are invalid pursuant to
35 U.S.C. 102, 103, and/or 112.
1. Origins of the Accused Product
1. Before examining the issue of non-infringement in this case, it would be
instructive to understand the origins of the Accused Product as those origins make a very
compelling argument that the design of the product was a result of a purposeful process of the
manufacturer combining a primary reference with a secondary reference which resulted in the
Accused Product. What is especially compelling about this example is that both the primary and
secondary references were products in KGMs existing family of commercially distributed
products, both of which pre-dated the patents-in-suit in this case.
Thunderbird 1
2. Illustrated above is the Vector Thunderbird 1 lighter which was commercially
distributed at least as early as 2001. This lighter is fueled by readily available lighter fluid which
saturates a fabric wick within the windscreen and is ignited by rotating the flint wheel, which
creates a spark. The windscreen of this genre of lighters must be perforated to permit the flow of
air to the combustion area, but restrictive enough to prevent wind from extinguishing the flame.
The visual pattern of these holes is a distinctive visual element of these lighters and represents a
valuable corporate asset in terms of product branding. While this product was very successful in
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 32 of 73
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the marketplace, the manufacturer was aware of the increasing popularity of butane-fueled
lighters and decided to create a version of this lighter to accommodate this fuel source.
Vector Thunderbird 1 Vector X-Sonic Accused Product
3. To create a new butane-fueled version of the Thunderbird 1 lighter, it was
obvious to those of ordinary skill in the art to use the Thunderbird 1 as the primary reference.
The windscreen shape was retained as the enclosure for the butane igniter which was inserted
into the top surface. As the perforations in the windscreen were no longer functionally necessary,
they could have been eliminated, but the design of the perforations was added as a recessed, but
closed, visual pattern that visually connects it to its sister lighter, the lighter fluid fueled
Thunderbird 1.
4. The flint wheel igniter of the Thunderbird 1 had to be replaced with a pezio-
electric igniter, required for a butane fuel source. For this element of the new design, the
designers turned to the teachings of the secondary reference, the Vector X-Sonic lighter, a
butane-fueled lighter produced and distributed by the same manufacturer since at least 2001. The
X-Sonic has a generally rectangular footprint, sits adjacent to the windscreen, rises vertically to
approximately 2/3rds of the overall height of the windscreen, and has a curved top surface that
slopes down and away from the windscreen. The X-Sonic teaches horizontal decorative lines
around the sides of the igniter button. This detail inspired the raised vertical lines on the igniter
button of the Accused Product.
5. The design of the Accused Product is clearly the result of purposefully
combining the visual features of a primary and secondary reference, both of which were in the
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 33 of 73
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manufacturers product line at least as early as 2001, three years prior to the application
submission of the 328 and 274 Patents.
OPINIONS REGARDING NON-INFRINGEMENT OF THE 328 and 274 PATENTS
2. Analysis of Non-infringement of the D498,328 Patent.
6. To the extent that the previous arguments for anticipation and obviousness are
deemed insufficient on their own to find the 328 and 274 Patents invalid, the following
arguments for non-infringement are offered.
7. Based upon my understanding of the pertinent law, it is my opinion that the
Accused Product does not infringe US Patent D498,328. Specifically, it is my opinion that the
Accused Product is no more similar to the 328 Patent than the Vector Titanic lighter, uncited
prior art which was readily available and in commercial distribution prior to the application filing
of the 328 Patent.
D498,328 Vector Titanic Accused Product
______________________________________________________________________________
328 Patent Fig. 1 Vector Titanic Accused Product
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8. When viewed side-by-side, equivalent views of the 328 Patent, the Vector
Titanic and the Accused Product, depict that each has a generally rectangular windscreen and an
adjacent generally rectangular igniter button. There are, however significant visual differences.
The windscreen of the 328 Patent has no surface ornamentation while the Vector Titanic has a
rectangular indentation of vertical lines on the side surfaces and the Accused Product has a
pattern of circular indentations on each side, a visual reference to its sister lighter, the Vector
Thunderbird 1. The igniter button of the 328 Patent is less than half the overall height of the
windscreen while the igniter buttons of the Vector Titanic and the Accused product are
approximately 2/3rds the height of the windscreens. The top surface of the 328 Patent igniter
button is flat while the top surface of the Vector Titanic has a slight concave curve from the
windscreen to the edge of the lighter and the top surface of the igniter button of the Accused
Product curves downward and away from the windscreen. The top surface of the igniter button of
the 328 Patent has recessed lines running from side-to-side while the Accused Product has
raised lines running from side-to-side.
328 Patent Fig. 4 Vector Titanic Accused Product
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9. A side-by-side comparison of the side views of the D328 Patent, the Vector
Titanic, and the Accused Product is illustrated above. When the primarily functional elements
are eliminated from comparisons, the visual differences between them are significant. This view
dramatically illustrates that the decorative indentations of the side of the windscreens of the
Vector Titanic and the Accused Product differentiate them from the unadorned windscreen of the
328 Patent. The igniter buttons of the Vector Titanic and the Accused Product are
approximately 2/3rds the overall height of the windscreens while the igniter button of the 328 is
much shorter in proportion to its windscreen. Finally, the top surface of the igniter button of the
328 Patent is flat while the tops of the igniter buttons of the Vector Titanic and the Accused
Product are curved.
10. The visual comparisons offered above clearly demonstrate that there are
significant visual differences between the 328 Patent and both the Vector Titanic and the
Accused Product. These comparisons, in fact, clearly demonstrate that the Accused Product more
closely resembles the prior art, specifically the Vector Titanic, than it does the 328 Patent. As
the Vector Titanic was readily available and in commercial distribution prior to the application
filing of the 328 Patent, it would be known to the ordinary observer familiar with the prior art.
Accordingly, it is my opinion that an ordinary observer, conversant in the prior art, would find
that the Accused Product is not substantially similar to the design in the 328 Patent. Thus, an
ordinary observer, conversant in the prior art (particularly the Vector Titanic lighter) and giving
such attention as a purchaser normally does, would not purchase the Accused Product supposing
it to be the design in the 328 Patent.
11. For the reasons stated above, it is my opinion that the Accused Product does not
infringe the 328 Patent.
12. To the extent that the previous argument for non-infringement is deemed
insufficient on its own, the following additional argument for non-infringement is offered.
13. It is my understanding that claim construction for design patents is within the
discretion of the Court. Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 679 (Fed. Cir.
2008) ([A] district court's decision regarding the level of detail to be used in describing the
claimed design is a matter within the court's discretion . . . . At the same time, it should be clear
that the court is not obligated to issue a detailed verbal description of the design if it does not
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 36 of 73
- 36 -
regard verbal elaboration as necessary or helpful). As was stated previously, I understand that
the prior art is important in defining the claimed subject matter. Egyptian Goddess, Inc. v.
Swisa, Inc., 543 F.3d 680 (Fed. Cir. 2008) ([A] court may find it helpful to point out . . . various
features of the claimed design as they relate to the accused design and the prior art). More
particularly, I understand that where the claimed design is close to the prior art, small differences
are likely to become more important. Id. at 676. As the category of butane-fueled lighters is
robust with examples of prior art (despite the lack of prior art cited in the D328 Patent
application), the ordinary observer of lighters would be drawn to small visual differences when
purchasing such products.
14. Illustrated below are side-by-side comparisons of the Figures of the 328 Patent
with corresponding images of the Accused Product.
D498,328 Accused Product
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15. A side-by-side comparison of Fig. 1 of the 328 Patent and the Accused Product
is illustrated above. When the primarily functional elements are eliminated from comparisons,
the visual differences between them are significant. This view dramatically illustrates that the
decorative indentations of the side of the windscreen of the Accused Product differentiates it
from the unadorned windscreen of the 328 Patent. The igniter button of the Accused Product is
approximately 2/3rds the overall height of the windscreens while the igniter button of the 328 is
much shorter in proportion to its windscreen. Finally, the top surface of the igniter button of the
328 Patent is flat while the top of the igniter button of the Accused Product is curved.
16. A side-by-side comparison of Fig. 2 of the 328 Patent and the Accused Product
is illustrated above. This view clearly shows that left-to-right proportion of the windscreen is
longer than the corresponding width of the Accused Product. Additionally, it is clear that linear
indentations on the top surface of the igniter buttons are more numerous (8), curved, and
indented on the 328 Patent as compared with the lines on the Accused Product which are fewer
(4), curved, and raised.
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17. A side-by-side comparison of Fig. 3 of the 328 Patent and the Accused Product
is illustrated above. All of the visible elements of this view are primarily functional and
accordingly factored out of comparison.
18. A side-by-side comparison of Fig. 4 of the 328 Patent and the Accused Product
is illustrated above. This comparison clearly indicates the difference in width of the windscreens
with that of the 328 Patent being substantially wider than that of the Accused Product. This
view also dramatically illustrates that the decorative indentations of the side of the windscreen of
the Accused Product differentiates it from the unadorned windscreen of the 328 Patent. The
igniter button of the Accused Product is approximately 2/3rds the overall height of the
windscreens while the igniter button of the 328 is much shorter in proportion to its windscreen.
Finally, the top surface of the igniter button of the 328 Patent is flat while the top of the igniter
button of the Accused Product is curved and slopes downward and away from the windscreen.
The corner edge of the igniter button is softened by a radius on the 328 Patent while there is an
overhanging edge on the Accused Product.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 39 of 73
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19. A side-by-side comparison of Fig. 5 of the 328 Patent and the Accused Product
is illustrated above. This comparison clearly indicates that the width of the windscreen of the
328 Patent is greater than the corresponding proportion of the Accused Product.
20. A side-by-side comparison of Fig. 6 of the 328 Patent and the Accused Product
is illustrated above. The comparison of visual features is the same as described in Fig. 4.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 40 of 73
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21. A side-by-side comparison of Fig. 7 of the 328 Patent and the Accused Product
is illustrated above. This comparison illustrates the difference in width of the windscreens and
igniter buttons with the windscreen of the 328 being wider than that of the Accused Product and
the igniter button of the Accused Product being wider than that of the 328 Patent. Additionally,
the top surface of the Accused Product igniter button is visible as it is curved and slopes
downward and away from the windscreen. The top of the igniter button of the 328 Patent is not
visible in this view because it is flat and parallel to the top surface of the windscreen.
22. In my opinion the ordinary observer test set forth in Egyptian Goddess and
Gorham has not been met. Specifically, it is my opinion that an ordinary observer, conversant in
the prior art, would not find the accused product to be substantially similar to the design in the
328 Patent. Given the breadth and range of prior art available, an ordinary observer would be
drawn to those differences between the claimed design and the accused product, even if those
differences were small. It is my opinion that the differences between the design of the 328
Patent and the Accused Product are material, particularly given the closeness of the 328 Patent
to the prior art. Thus, an ordinary observer, conversant in the prior art and giving such attention
as a purchaser normally does, would not purchase the accused product supposing it to be the
design in the 328 Patent.
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23. For the reasons stated above, it is my opinion that the Accused Product does not
infringe the 328 Patent.
3. Analysis of Non-Infringement of the D501,274 Patent.
24. Based upon my understanding of the pertinent law, it is my opinion that the
Accused Product does not infringe US Patent D501,274. Specifically, it is my opinion that the
Accused Product is more similar to the Vector X-Sonic lighter than it is to the 274 Patent. The
Victor X-Sonic lighter is un-cited prior art which was readily available and in commercial
distribution prior to the application filing of the 274 Patent.
D501,274 Vector X-Sonic Accused Product
______________________________________________________________________________
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25. A side-by-side comparison of Fig. 1 of the 274 Patent and corresponding views
of the Vector X-Sonic and the Accused Product is illustrated above. When viewed side-by-side,
Figure 1 of the 274 Patent, the Vector X-Sonic and the Accused Product illustrate a similarity of
overall proportions of components that are not primarily functional. Specifically, each has a
generally rectangular windscreen and an adjacent generally rectangular igniter button. There are,
however significant visual differences. The windscreen of the 274 Patent has five indented
vertical lines on the side surfaces while the Vector X-Sonic has three indentation vertical lines
on the side surfaces and the Accused Product has a pattern of circular indentations on each side,
a visual reference to its sister lighter, the Vector Thunderbird 1. The top surface of the 274
igniter button slopes downward and away from the windscreen and has a concave shape from
side-to-side while the top surfaces of the igniter buttons of the Vector X-Sonic and Accused
Product curve downward and away from the windscreen with the surfaces being flat from side-
to-side on both. The top surface of the igniter button of the 274 Patent has eight recessed lines
running from side-to-side while the Accused Product has four raised lines running from side-to-
side. The X-Sonic has two recessed horizontal lines on the three visible sides of its igniter button.
328 Patent Fig. 4 Vector X-Sonic Accused Product
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26. A side-by-side comparison of Fig. 4 of the 274 Patent and corresponding views
of the Vector X-Sonic and the Accused Product is illustrated above. When the primarily
functional elements are eliminated from comparisons, the visual differences between them are
significant. The proportions of the windscreens are different in each example with the
windscreen of the 274 Patent visibly wider than those of the Vector X-Sonic and the Accused
Product. The windscreen of the 274 Patent has an extension of the side panels in the form of a
panel that extends to the end of the lighter with the top edge of the wall beginning at
approximately 40% of the overall height of the windscreen and tapering to the bottom outside
edge of the igniter button. These sloping walls of these extensions of the windscreen are parallel
to the top edge of the igniter button as it slopes down and away from the windscreen in a straight
line. This view dramatically illustrates that the decorative indentations of the side of the
windscreens of all three have indented designs, but each are different. The windscreen of the
274 Patent has five indented vertical lines on the side surfaces while the Vector X-Sonic has
three indented vertical lines on the side surfaces and the Accused Product has a pattern of eight
circular indentations on each side, a visual reference to its sister lighter, the Vector Thunderbird
1. The top surface of the 274 igniter button slopes straight downward and away from the
windscreen while the top surfaces of the igniter buttons of the Vector X-Sonic and Accused
Product curve downward and away from the windscreen. The igniter buttons of the Vector X-
Sonic and the Accused Product are approximately 2/3rds the overall height of the windscreens
while the igniter button of the 274 is much taller in proportion to its windscreen, approximately
3/4ths the overall height of the windscreen. Finally, the top edge of the igniter button of the 274
Patent is straight while the top edges of the igniter buttons of the Vector X-Sonic and the
Accused Product are curved.
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27. A side-by-side comparison of Fig. 7 of the 274 Patent and corresponding views
of the Vector X-Sonic and the Accused Product is illustrated above. When the primarily
functional elements are eliminated from comparisons, the visual differences between them are
significant. Of particular note in these views is the difference between the igniter buttons. The
top surface of the 274 igniter button has a concave curvature from side-to-side while the top
surfaces of the Vector X-Sonic and the Accused Product are flat from side-to-side. There is also
more of the top surface of the 274 Patents igniter button visible in this view than in the other
two examples. This confirms that the top surface of the igniter button slopes downward and away
from the windscreen than does either of the other two examples.
28. The visual comparisons offered above clearly demonstrate that there are
significant visual differences between the 274 Patent and both the Vector X-Sonic and the
Accused Product. These comparisons, in fact, clearly demonstrate that the Accused Product more
closely resembles the prior art, specifically the Vector X-Sonic, than it does the 274 Patent. As
the Vector X-Sonic was readily available and in commercial distribution prior to the application
filing of the 274 Patent, it would be known to the ordinary observer familiar with the prior art.
Accordingly, it is my opinion that an ordinary observer, conversant in the prior art, would find
the Accused Product is not substantially similar to the design in the 274 Patent. Thus, an
ordinary observer, conversant in the prior art (particularly the Vector X-Sonic lighter) and giving
328 Patent Fig. 7 Vector X-Sonic Accused Product
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 45 of 73
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such attention as a purchaser normally does, would not purchase the Accused Product supposing
it to be the design in the 274 Patent.
29. For the reasons stated above, it is my opinion that the Accused Product does not
infringe the 274 Patent.
30. To the extent that the previous argument for non-infringement is deemed
insufficient on its own, the following additional argument for non-infringement is offered.
31. It is my understanding that claim construction for design patents is within the
discretion of the Court. Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 679 (Fed. Cir.
2008) ([A] district court's decision regarding the level of detail to be used in describing the
claimed design is a matter within the court's discretion . . . . At the same time, it should be clear
that the court is not obligated to issue a detailed verbal description of the design if it does not
regard verbal elaboration as necessary or helpful). As was stated previously, I understand that
the prior art is important in defining the claimed subject matter. Egyptian Goddess, Inc. v.
Swisa, Inc., 543 F.3d 680 (Fed. Cir. 2008) ([A] court may find it helpful to point out . . . various
features of the claimed design as they relate to the accused design and the prior art). More
particularly, I understand that where the claimed design is close to the prior art, small differences
are likely to become more important. Id. at 676. As the category of butane-fueled lighters is
robust with examples of prior art (despite the lack of prior art cited in the 274 Patent
application), the ordinary observer of lighters would be drawn to small visual differences when
purchasing such products.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 46 of 73
- 46 -
32. Illustrated below are side-by-side comparisons of the Figures of the 274 Patent
with corresponding images of the Accused Product.
D501,274 Accused Product
33. A side-by-side comparison of Fig. 1 of the 274 Patent and the Accused Product
is illustrated above. When the primarily functional elements are eliminated from comparisons,
the visual differences between them are significant. This view dramatically illustrates that the
decorative indentations of the side of the windscreen of the Accused Product differentiates it
from the decorative indentations on the windscreen of the 274 Patent. The igniter button of the
Accused Product is approximately 2/3rds the overall height of the windscreen while the igniter
button of the 274 Patent is approximately 3/4ths the overall height of the windscreen. Finally,
the top surface of the igniter button of the 274 Patent slopes downward and away from the
windscreen and has a concave curvature from side-to-side while the top of the igniter button of
the Accused Product slopes downward and away from the windscreen in a curved line with a
surface that is flat side-to-side.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 47 of 73
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34. A side-by-side comparison of Fig. 2 of the 274 Patent and the Accused Product
is illustrated above. This view clearly shows that left-to-right proportion of the 274 Patents
windscreen is longer than the corresponding width of the Accused Product. Additionally, it is
clear that linear indentations on the top surface of the igniter buttons are more numerous (8),
curved, and indented on the 274 Patent as compared with the lines on the Accused Product
which are fewer (4), curved, and raised.
35. A side-by-side comparison of Fig. 3 of the 274 Patent and the Accused Product
is illustrated above. All of the visible elements of this view are primarily functional and
accordingly factored out of comparison.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 48 of 73
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36. A side-by-side comparison of Fig. 4 of the 274 Patent and the Accused Product
is illustrated above. This comparison clearly indicates the difference in width of the windscreens
with that of the 274 Patent being substantially wider than that of the Accused Product. The
windscreen of the 274 Patent has five indented vertical lines on the side surfaces while the
Accused Product has a pattern of eight circular indentations on each side, a visual reference to its
sister lighter, the Vector Thunderbird 1. The top surface of the 274 Patents igniter button slopes
downward and away from the windscreen while the top surface of the igniter button of the
Accused Product curves downward and away from the windscreen.
37. The windscreen of the 274 Patent has an extension of the side panels in the form
of a panel that extends to the end of the lighter with the top edge of the wall beginning at
approximately 40% of the overall height of the windscreen and tapering to the bottom outside
edge of the igniter button. These sloping walls of these extensions of the windscreen are parallel
to the top edge of the igniter button as it slopes down and away from the windscreen in a straight
line. The top surface of the 274 Patents igniter button slopes straight downward and away from
the windscreen while the top surfaces of the igniter button of the Accused Product curves
downward and away from the windscreen. The igniter button of the Accused Product is
approximately 2/3rds the overall height of the windscreens while the igniter button of the 274
Patent is much taller in proportion to its windscreen, approximately 3/4ths the overall height of
the windscreen.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 49 of 73
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38. A side-by-side comparison of Fig. 5 of the 274 Patent and the Accused Product
is illustrated above. This comparison indicates that the width of the windscreen of the 274
Patent is slightly larger than the corresponding proportion of the Accused Product.
39. A side-by-side comparison of Fig. 6 of the 328 Patent and the Accused Product
is illustrated above. The comparison of visual features is the same as described in Fig. 4.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 50 of 73
- 50 -
40. A side-by-side comparison of Fig. 7 of the 274 Patent and the Accused Product
is illustrated above. This comparison illustrates the difference in width of the windscreens and
igniter buttons with the windscreen of the 274 Patent being wider than that of the Accused
Product. Additionally, the top surface of the Accused Product igniter button is visible as it is
curved and slopes downward and away from the windscreen. The top surface of the 274 Patents
igniter button has a concave curvature from side-to-side while the top surface of the Accused
Product is flat from side-to-side. There is also more of the top surface of the 274 Patents igniter
button visible in this view than in the Accused Product. This confirms that the top surface of the
igniter button slopes downward and away from the windscreen more than does the Accused
Product.
41. In my opinion the ordinary observer test set forth in Egyptian Goddess and
Gorham has not been met. Specifically, it is my opinion that an ordinary observer, conversant in
the prior art, would not find the accused product to be substantially similar to the design in the
274 Patent. Given the breadth and range of prior art available, an ordinary observer would be
drawn to those differences between the claimed design and the accused product, even if those
differences were small. It is my opinion that the differences between the design of the 274
Patent and the accused product are material, particularly given the closeness of the D274 Patent
to the prior art. Thus, an ordinary observer, conversant in the prior art and giving such attention
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 51 of 73
- 51 -
as a purchaser normally does, would not purchase the accused product supposing it to be the
design in the 274 Patent.
42. For the reasons stated above, it is my opinion that the Accused Product does not
infringe the 274 Patent.
CONCLUSION
43. For the foregoing reasons, the D498,328 and D501,274 Patents are invalid
pursuant to 35 U.S.C. 102, 103, and/or 112 and are not infringed by the Accused Product.
REVISION OR SUPPLEMENTATION
I am continuing my study and analysis of the information and materials that I have
considered in preparing this report. From time to time, I may refine or expand on my opinions
during the course of that further study. Also, I reserve the right to supplement or modify my
opinions in the event that additional information is brought to my attention. I expect to reevaluate
my opinions if the Court issues a claim construction.
Moreover, at trial, I may testify about matters: (1) raised on direct or cross-examination;
(2) necessary to rebut any matters that the Court allows Revision to introduce or rely upon; or (3)
otherwise raised at trial by counsel or the Court in relation to matters set forth herein. In addition
to the items identified above, my testimony may also be based, in part, upon the trial testimony
of fact witnesses and other expert witnesses.
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 52 of 73
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OTHER
My prior experience as an expert witness, testifying at trial or in a deposition within the
preceding four years is set forth in Exhibit C.
I expect to use demonstrative and illustrative exhibits at trial to help explain my opinions
as set forth in this report and the reasoning for those opinions. Any such exhibits or
demonstratives shall be disclosed in accordance with the pretrial process and procedures set by
the Court.
Dated: May 24, 2013
Ronald B. Kemnitzer
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 53 of 73
EXHIBIT 1
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 54 of 73
Industrial Designers Society of America (IDSA) Fact Sheet
The Industrial Designers Society of America began in 1965 out of the merger of several organizations
to include American Designers Institute (ADI), Industrial Designers Institute (IDI), Industrial Designers
Education Association (IDEA), Society of Industrial Designers (SID) and American Society of
Industrial Designers (ASID).
IDSAs core purpose is to advance the profession of industrial design through education, information,
community and advocacy.
IDSA creates value by
Publishing Innovation, a quarterly professional journal of industrial design practice and education
in America
Developing and organizing a joint national conference and education symposium each year,
which brings together industrial designers, educators, business executives and students from all
over the world
Hosting five district conferences annually where design practitioners, educators and students
gather to consider the state of the profession
Creating and conducting the annual International Design Excellence Awards (IDEA) and
distributing information on the winners to the business, general, international and US design
media
Hosting a website to communicate with the industrial design community, to keep members
informed and to provide a place for unique content and dialogue to share
Distributing designBytes email that highlights the latest news and trends in the design world
Providing statistical research studies on professional practice, and the structure and financing of
consulting and corporate design organizations
Advocating for the industrial design community to federal agencies and state governments
Serving as the primary information resource on design for national newspapers, magazines and
television networks
Acting as a clearinghouse for design information requested by the general public
To serve the interests and activities of its members, IDSA formed 17 special interest sections.
Communicative Environments
Consumer Electronics
Design History
Design for the Majority
Design Protection
Design Research
Diversity
Ecodesign
Furniture
Housewares
Human Interaction
Materials & Processes
Medical
Product Development
SAGE
Women in Design
Young Professional
IDSA has five districts, 29 professional chapters in the US, China and Germany, and a
number of student chapters throughout the nation.
Exhibit 1
Page 1 of 3
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 55 of 73
NATIONAL:
Northeast District
Boston
Central N.Y.
Mid-Atlantic
New York
Philadelphia
Rhode Island
Southern District
Atlanta
Carolina
Florida
Texas
Central District
Central Ohio
Michigan
Northern Ohio
Southern Ohio
Western Pennsylvania
Midwest District
Chicago
Indiana
Kansas City
St. Louis
Wisconsin
West
Arizona
Los Angeles
Northwest
Oregon
Rocky Mountain
San Francisco
Silicon Valley
INTERNATIONAL:
China Chapter
Munich Chapter
Additional IDSA Facts:
As of January 2012, IDSAs total membership is over 3,000. IDSAs membership is made up
of US-based design consultants, corporate designers and designer educators (66 percent);
students (28 percent); affiliates (4 percent) and international members (2 percent).
IDSA members are present in every major design office and design consultancy.
IDSAs membership shapes the human experience of products through their work in diverse
product categories such as computers (Apple, Microsoft, Hewlett-Packard, Dell, IBM),
consumer electronics (Nokia, Motorola, Bose, Garmin, T-Mobile, Samsung), transportation
(Volvo, Honda, Cessna), medical equipment (Bayer, GE Healthcare, Ethicon Endosurgery,
Philips), furniture (Steelcase, Herman Miller, Hayworth), housewares and home goods
(Whirlpool, Tupperware, Kohler), toys (Radio Flyer, Mattel, Hasbro, Fisher-Price) and
industrial equipment (Black + Decker, Crown, CCI, TTI).
According to Design Intelligences Almanac of Architecture & Design 2011, there are over
1,900 design firms in the US. IDSA estimates that in the US there are between 15,000 to
18,000 practicing design professionals. IDSA lists 61 schools that have industrial design
programs.
IDSA is a member of the International Council of Societies of Industrial Design (Icsid), a
global body representing over 50 countries.
IDSA participates in the US Design Policy Council, The Designers Accord and the Living
Principles Initiatives.
Exhibit 1
Page 2 of 3
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 56 of 73
About Industrial Design
Industrial design (ID) is the professional service of creating and developing concepts and
specifications that optimize the function, value and appearance of products and systems for the
mutual benefit of both user and manufacturer.
Industrial designers develop these concepts and specifications through collection, analysis and
synthesis of data guided by the special requirements of the client or manufacturer. They are
trained to prepare clear and concise recommendations through drawings, models and verbal
descriptions.
Industrial design services are often provided within the context of cooperative working
relationships with other members of a development group. Typical groups include management,
marketing, engineering and manufacturing specialists. The industrial designer expresses
concepts that embody all relevant design criteria determined by the group.
The industrial designer's unique contribution places emphasis on those aspects of the product or
system that relate most directly to human characteristics, needs and interests. This contribution
requires specialized understanding of visual, tactile, safety and convenience criteria, with concern
for the user. Education and experience in anticipating psychological, physiological and
sociological factors that influence and are perceived by the user are essential industrial design
resources.
Industrial designers also maintain a practical concern for technical processes and requirements
for manufacture; marketing opportunities and economic constraints; and distribution sales and
servicing processes. They work to ensure that design recommendations use materials and
technology effectively, and comply with all legal and regulatory requirements.
In addition to supplying concepts for products and systems, industrial designers are often
retained for consultation on a variety of problems that have to do with a client's image, such as
product and organization identity systems, development of communication systems, interior
space planning and exhibit design, advertising devices and packaging and other related services.
Their expertise is sought in a wide variety of administrative arenas to assist in developing
industrial standards, regulatory guidelines and quality control procedures to improve
manufacturing operations and products.
Industrial designers, as professionals, are guided by their awareness of obligations to fulfill
contractual responsibilities to clients, to protect the public safety and well-being, to respect the
environment and to observe ethical business practices. In conclusion, designers unique way of
thinking and processes are called into play to solve business problems as well as creating
physical products.
###
Exhibit 1
Page 3 of 3
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EXHIBIT 2
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 58 of 73
Patents Issued to Ronald B. Kemnitzer
Patent Number Date Issued Title
D219,394 12/08/1970 Cordless Electric Lawn Mower
D231,146 4/2/1974 Hair Dryer with Mist Dispenser
3,849,912 11/26/1974 Educational Toy
D234,193 1/28/1975 Combined Dial and Hand For A Clock
D236,267 8/12/1975 Faade For An Electric Humidifier
D321,617 11/19/1991 Chair Arm
D348,016 6/21/1994 Cable Locator
5,431,202 7/11/1995 Medical fluid flow control system and compounder apparatus
D362,638 9/26/1995 Receiver for Cable and fault locator system
D381,828 8/5/1997 Chair
D408,165 4/20/1999 Chair
D408,663 4/27/1999 Chair Arm
5,954,396 9/21/1999 Chair construction
5,961,134 10/5/1999 Apparatus for housing and transporting, and furnishing an
adjustable user-platform for a portable computer
D425,319 5/23/2000 Chair with end panel
D437,124 2/6/2001 Chair
D554,259 10/30/2007 Oral Appliance Device
D554,260 10/30/2007 Oral Appliance Device
Exhibit 2
Page 1 of 1
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EXHIBIT A
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 60 of 73
RONALD B. KEMNITZER FIDSA
School of Architecture +Design
Virginia Polytechnic Institute and State University
201 Cowgill Hall (0205)
Blacksburg, VA 24061 USA
Telephone: 540-231-1222
Fax: 540-231-9938
[email protected]
UNIVERSITY EDUCATION:
Northern Illinois University. DeKalb, Il. MA in Design, 1973. Graduation with Honors.
Loyola College. Baltimore, Maryland. Graduate School of Business. Management Program.
University of Cincinnati. Cincinnati, Ohio. BS in Industrial Design, 1967.
TEACHING EXPERIENCE:
Virginia Polytechnic Institute and State University (Virginia Tech). Blacksburg, VA. 2004- present.
Professor of Industrial Design. Chair, Industrial Design Program, 2008-2011.
Carnegie Mellon University. Pittsburgh, Pennsylvania. Nierenberg Distinguished Visiting
Professor of Design, 2003-4.
University of Kansas. Lawrence, Kansas. On Leave-of-Absence 2003-2004. Professor 2002 - 2004.
Associate Professor of Design (tenured) 1997 - 2002. Assistant Professor of Design
1994 - 97.
Part-time Lecturer 1992-94. Teaching responsibilities in: Visual Presentation, Portfolio,
Design II, Design III, Design IV, Thesis I and Thesis II, and Special Problems (Computers In
Design, Exhibition Design). Faculty Advisor to Student Chapter of IDSA.
National Taipei Institute of Technology. Taipei, Republic of China. December 1990. One of two US
Designer/Educators selected to organize and conduct a two-week professional
development workshop for furniture designers in the Republic of China.
Kansas City Art Institute. Kansas City, Missouri. Associate Professor of Design (tenured) 1981- 89.
Co- Chair of the Design Department 1987-89. Teaching responsibilities in all levels of
Industrial Design, Exhibition Design, Package Design, Design Illustration, and Computers In
Design. Co-Chair of the Accreditation Committee 1988-89. Co-Chair of the Long Range
Planning Committee 1988-89. Co-coordinator of the Design Internship Program.
University of Cincinnati. Cincinnati, Ohio. Summer Quarter 1982. Visiting Associate Professor of
Industrial Design. Teaching responsibilities in 4th and 5th year Industrial Design Studio and
Manufacturing Materials and Processes.
Michigan State University. East Lansing, Michigan. Assistant Professor 1973-78. Associate Professor
(tenured)1978-81. Head of the Industrial Design Program 1977-81. Teaching
responsibilities in Basic Design, Design Communication, Industrial Design, Photography.
Established and administered the Design Internship Program.
Northern Illinois University. DeKalb, Illinois. Graduate Teaching Assistant 1972-73. Teaching
responsibilities in Two and Three Dimensional Design and Basic Freehand Drawing.
PROFESSIONAL EXPERIENCE:
Design Management Center Villa Tosca, USA. 2001 Present. President. An affiliate office of DMC Villa
Tosca in Milan, Italy. A consulting organization dedicated to the development of design
methodologies for a changing world and design research tools for multinational corporations.
Kemnitzer Design, Inc., Kansas City, MO. 1985-2003. President. A small design consulting firm
specializing in industrial design and visual merchandising. Clients included:
Ambassador Cards, B&E Aerospace, Cramer Sports Products, Fixtures Furniture Company,
Select Brands Appliances, Lee Apparel Company, Bushnell Sports Optics, Medi-Flex
Hospital Products, Hallmark Cards, Paoli Furniture Company, Script-Pro LLC, Virco
Manufacturing Company, Sprint PCS, World2Toys, and numerous others.
Exhibit A
Page 1 of 6
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Midwest Design Inc., Kansas City, Missouri. 1981-1985. Vice-President. A design consulting firm
with activity in product design, package design, exhibition design, graphic design, and
color development. Clients included Butler Manufacturing Company, Consolidated
Aluminum Company, Locke Stove Company, Kansas City Southern Industries, McGee
Radio Company.
Sunbeam Appliance Company. Oak Brook, Illinois. 1970-72. Senior Designer. Primary responsibility in
product design, package design and graphic design.
Black & Decker Manufacturing Company. Towson, Maryland. 1968-70. Staff Designer with
responsibility in product design and package design.
Pentes Design Inc. Charlotte, North Carolina. 1967-68. Staff Designer with responsibility in package
graphic, exhibition and interior design and audio-visual production.
PROFESSIONAL MEMBERSHIPS:
Industrial Designers Society of America.
National participation:
Elected to The Academy of Fellows, 2004.
Chairman of the Board, 2007-2009.
President, Chief Elected Officer. Board of Directors 2005-2007.
Secretary/Treasurer, member of Planning Committee, Executive Committee and Board of
Directors. J anuary, 2001 - 2003.
Chair, Lifelong Learning Committee. 2000 - 2003.
Education Chair, member of Planning Committee and Board of Directors. J anuary 1999 - 2001.
Initiated collaborative curriculum relationship with the International Technology Education
Association. Initiated collaborative development of 'Distance Learning Masters' with
Arizona State University. Negotiated annually renewable software grants for all 54
accredited Industrial Design programs with Ashlar Software Company and think3
Company valued at approximately $24 million dollars for the first year.
District Participation:
Midwest District Vice President. Elected to two-year term 1997-99.
Chair and organizer of the 1996, 97 and 98 Midwest District Conferences.
Chair and organizer of the IDSA National Education Conference. 1999, 2000.
Member of Executive Committee and Board of Directors J anuary 1997 - 1999.
Chairman of the 1994 Nominations Committee.
Member of the Board of Directors. 1982-84, 1984-86. 1988- 2003.
Chairman of the Education Group for the 1985 Worldesign Conference of the Council of Societies
of Industrial Design (ICSID). Washington, DC.
Education Committee 1980-83. (Chairperson 1982-83).
Accreditation Committee of the Design Foundation 1982-84. This committee developed the
accreditation standards for industrial design programs that have been adopted by the
National Association of Schools of Art and Design.
Member of the Planning Committee for the Chicago '83 National Conference.
Local participation:
Founder of the Kansas City Chapter. 1988.
Chairperson of the Kansas City Chapter. 1988-1992. In the first year of the chapter, a successful
international design competition titled 'Toast To The Future' was developed with the
sponsorship of the Black & Decker Mfg. Co. The chapter was recognized for having the
highest membership growth of all chapters for 1990 (24% increase).
RESEARCH, GRANTS & COMPETITONS:
Awarded National Science Foundation Grant. One of six Co-Principal Investigators for a $396,000 grant:
Building New Engineering Educational Theory and Practice for Interdisciplinary Pervasive
Computing Design. J une, 2009.
Exhibit A
Page 2 of 6
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Member of Interdisciplinary faculty research team selected by Virginia Tech as one of three groups in the
inaugural Interdisciplinary Research Team Fellowships, an initiative to prepare teams of
experienced researchers for success in the preparation and management of large,
interdisciplinary, and/or multi-institutional awards. 2007-2009.
Procter and Gamble Student Design Collaborative. Member of interdisciplinary student/faculty group that
was one of four academic institutions selected for this semester-long design collaborative on
design initiatives for the aging consumer. 2006.
USA Design Trends research project. A proprietary research project that samples images published in
selected periodicals and identifies current visual trends in the areas of Architecture, Interior
Design, and Industrial Design. The compilation of this research in limited edition book form
was subscribed to by Sony Corp., Panasonic, Toshiba, J VC J apan, Sharp Electronics J apan,
NEC J apan, Mitsubishi J apan, and Shonan Design J apan.
'Washing The Time' Competition Workshop. Organized by DMC Villa Tosca Design Management
Center, Milan, Italy. J une-December, 2000. A competition workshop sponsored by
Maytag International to design a new laundry washing machine for the European market.
Only US designer selected among 6 participants. Awarded First Place.
'Purity & Cleaners 2' Design Competition Workshop. Organized by DMC Villa Tosca Design Management
Center, Milan, Italy. Sponsored by Panasonic USA to design a new vacuum cleaner for the
North American retail market. J une, 1999 - J une, 2000. Only US designer invited. Awarded
2nd Place.
Design For Rescue & Relief Program. 'Lifting Device For Disaster Rescue Efforts'. Sponsored by the
International Council of Societies of Industrial Design, the International Red Cross, and the
United Nations Disaster Relief Organization. 1979.
MSU All-University Research Initiation Grant. 'Playgrounds For Handicapped Children'. 1977.
Summer Assignment to the MSU Humanities Center for the development of play materials for
handicapped children. 1976.
PUBLICATIONS (Books, Articles, Media):
"The Mathematics of Beauty". Co-authored with Augusto Grillo, Director of DMC Villa Tosca. Milan,
Italy. Invited article for 'Innovation' magazine published by the Industrial Designers Society
of America. Winter, 2001 issue.
"Animation - A Playful Reality". Published in 'Aedo-Ba' magazine. Fall, 2001 issue.
"A Most Awesome Sneak Peak". Published in 'Innovation' magazine. Spring, 2000 issue.
"Numbers and Aesthetics... Beauty and its Mathematical Roots". A multi-media CD produced by
DMC Villa Tosca, Milan, Italy. J uly, 2001.
"A Brief History of American Telephone Design". Published in 'Aedo-Ba' magazine. Milan, Italy. Spring,
2000 issue.
Rendering With Markers. Author. Published by Watson-Guptill Publications, Inc. 1983.
Videos: "Marker Rendering Techniques" and "Advanced Marker Rendering Techniques". Produced
and distributed by the Industrial Designers Society of America. 1985-90.
ACADEMIC PAPERS:
An Interdiscipinary Design Course for Pervasive Computing. J uried journal article co-authored with Tom
Martin, Eloise Coupey, Lisa McNair, Ed Dorsa, J ason Forsyth, and Sophie Kim. Published in
IEEE Pervasive Computing. Volume 11, Number 1, J anuary-March 2012.
Enhancing Biomedical Design Through Design Thinking. J uried paper accepted for presentation and
publication by the Engineering in Medicine and Biology Conference. Minneapolis, MN.
September, 2009.
Cultural Aspects of Design Thinking. J uried paper presented at and published by the 2009 IDSA National
Education Symposium. September, 2009. Miami, FL.
Things You Probably Didnt Think Of. Tips for creating a successful interdisciplinary product development
program. J uried paper presented at and published by the 2008 IDSA National
Education Symposium. September, 2008. Phoenix, AZ.
Exhibit A
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Cultural Modifiers of Visual Aesthetics. J uried paper accepted for presentation and publication by the 2004
National Education Conference of the Industrial Designers Society of America. Pasadena, CA.
September, 2004.
Are You Talking to Me? .. Teaching User-Centered Design. J uried paper accepted for presentation and
publication by the 2003 National Education Conference of the Industrial Designers Society of
America. New York, New York. August, 2003.
Designing Culturally Enriched Products for International Markets", co-authored with Augusto
Grillo, Director of DMC Villa Tosca, Milan, Italy. J uried paper presented at 2002 National
Education Conference of the Industrial Designers Society of America. San J ose, CA . J uly,
2002. Selected as one of two 'Outstanding Papers' to be published in 'Innovation'
magazine. Winter, 2002 issue.
"Numbers and Aesthetics... Beauty and its' Mathematical Roots", co-authored with Augusto Grillo,
Director of DMC Villa Tosca, Milan, Italy. J uried paper presented at 2001 National
Education Conference of the Industrial Designers Society of America. Boston, Mass.
August, 2001.
User Friendly Design Criteria for Seating, Storage and Office Systems". J uried paper presented at the
World Workplace' Symposium. Dallas, Texas September, 1997.
"Does Design Methodology Support 'Hunters' or 'Gatherers'?" J uried paper presented at National
Education Conference sponsored by the Industrial Designers Society of America. Santa
Fe, NM. 1995.
"The Product Design Process". J uried paper presented at the Design Michigan Conference on
Expanding Sales Through Product Innovation. Bloomfield Hills, Michigan. May 1981.
"Designing Toys For Children Who Use Prosthetic Devices". J uried paper presented at the XI Congress
International Council of Societies of Industrial Design. Mexico City, Mexico. 1979.
"Selecting Toys For Handicapped Children". J uried paper presented at the International Convention,
Council For Exceptional Children. Dallas, Texas. April 1979.
"Design For Everyone - A Human Factors Model For Design Education". A juried paper presented at X
Congress International Council of Societies of Industrial Design. Dublin, Ireland. 1977.
"Toys As Learning Materials and Sensory Enhancers". J uried paper presented at 1976 Conference on
Systems and Devices for the Disabled. Tufts University-New England Medical Center.
Boston, Massachusetts.
"Design Of Toys For Hearing Impaired Children". J uried paper presented at IX Congress
International Council of Societies of Industrial Design. Moscow, USSR. October 1975.
PRESENTATIONS, SEMINARS, WORKSHOPS, JURIES:
Invited Primary External Advisor for the Hong Kong Polytechnic University, Swire School of Design. 3-year
term from 2009 through 2012.
Invited J ury Chair. 2011 Brunell International Award Competition for Rail Transportation Design.
Washington, DC. J une-October, 2011.
Invited Speaker. American Public Transportation Association National Rail Conference, Topic: Visioning
the Next Generation of Intercity Rail Travel. Chicago, IL. J une, 2009.
Invited speaker: Focus Mutfak & Banyo Fair. Topic: International Design Trends in Home Appliances.
Istanbul, Turkey. May, 2009.
Invited judge. Design Turkey first National Industrial Design Competition. Istanbul, Turkey.
October 19-20, 2008.
Invited speaker. Design Turkey National Conference and Exhibition. Istanbul, Turkey.
October 21, 2008.
Invited External Advisor for new curriculum design. Hong Kong Design Institute. 2007-2008.
Invited participant: The Design Imperative Symposium sponsored by the University of Cincinnati.
Cincinnati, OH. March, 2006.
Invited speaker: Industrial Design Education in the USA presented at Education Day symposium
sponsored by Hong Kong Polytechnic, Hong Kong, China. November 19, 2005.
Invited speaker: The Future Practice of Industrial Design presented at the 2
nd
Latin American
Conference of the International Council of Societies of Industrial Design in Santiago, Chile
in J anuary, 2005.
Exhibit A
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J ury Co-coordinator: Microsoft/IDSA The Next PC Design Competition. Seattle, WA. Oct., 2005.
Invited chairman of the jury. Marksman Design Award. Amsterdam, The Netherlands, April, 2004.
Invited judge. 11
th
Annual International Housewares Association Student Design Competition.
Chicago, IL. J anuary, 2004.
Invited judge (1 of 3). Appliance (AM) Magazines 17
th
Annual Excellence in Design (EID) Competition.
February, 2004.
Invited to present seminar/workshop on User-Centered Design Methodology. Virginia Tech University.
September, 2003.
Invited participant in Teaching Methods Forum Panel at the 2003 National Education Conference of the
Industrial Designers Society of America. New York, New York.
Invited judge (1 of 3). Appliance (AM) Magazines 16
th
Annual Excellence in Design (EID) Competition.
February, 2003.
"Evolution of Product: Designing Contract Furniture". Invited 'Executive in Residence' presentation.
College of Human Environmental Sciences & Department of Environmental Design.
University of Missouri. Columbia, MO. September, 2001.
"Part Design for Manufacture". Invited presentation. Society of Plastics Engineering. Kansas City, MO.
April, 2001.
Invited juror for first international Internet design competition 'Nomad Lamp'. Sponsored by
www.aedo-to.com J une, 2001.
Invited participant in General Motors Student Sculpting Symposium. Warren, MI. Nov., 1999.
Invited participant in panel discussion at the 23rd Annual AUID Conference. October, 1999. The
University of Kansas. Lawrence, KS.
Official voting delegate of the Industrial Design Society of America at the 1999 Annual Conference
and Business Meeting of the National Association of Schools of Art & Design. October,
1999. Los Angeles, CA.
Group Discussion Leader on topic 'Technology In Education' at the 1999 Midwest District Conference
of IDSA. April, 1999. Madison, WI.
"Integration of Solid Modeling into Contemporary Industrial Design Practice". Alias World Tour of Solid
Modeling/Animation. St. Louis, MO. November, 1995.
Invited to speak at the Kansas City Art Institute on 'Industrial Design Communications'. Nov., 1995.
Panel discussion moderator. Midwest District Conference Industrial Designers Society of America.
Indianapolis, Indiana. 1995.
Group discussion moderator. National Education Conference of the Industrial Designers Society of
America. Dearborn, Michigan. 1994.
One of six industrial designers selected to serve as group discussion leaders on the transfer of
technology to consumer products at the 1994 National Conference of the Federal
Laboratories Consortium. Kansas City, Missouri April, 1994.
"The Design Process/Bola". A presentation on the design process used in the development of the Bola
chair. Presented to interior design groups throughout the US. 1988-92.
"Rendering Blue Prints". Lecture/Workshop. IDSA Annual Conference, August, 1987. Monterey, CA.
AWARDS, EXHIBITIONS, MEDIA:
Awarded 14 Design Patents and 4 Utility Patents from the United States Patent Office.
Named one of 25 educators by the Design and Future Council of Design Intelligence as most admired
and respected in the fields of interior design, interior architecture, architecture design,
architectural engineering, industrial design, and landscape architecture. 2008,2009, and
2011.
'Monsters of Design' Annual design competition co-sponsored by Kansas City AIA, AIGA and IDSA.
Award of Special Merit for design of a trade show exhibit for Lumen Center Italia.
August, 2002.
'Good Design' Award presented by the Chicago Athenaeum Museum of Architecture and Design for
the 'Kid's Console' produced by Hopkins Manufacturing Company. 2001
'Washing The Time' International Design Competition Workshop. Sponsored by Maytag International.
Organized by DMC Villa Tosca. Milan, Italy. J une-December,2000. First Place.
Exhibit A
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Featured as 'Designer of the Month' J anuary, 2001 by www.aedo-to.com
Featured as 'Designer of the Week' December 3-9, 2000 by www.aedo-to.com
'Purity & Cleaners' International Design Competition Workshop. Sponsored by Panasonic USA.
Organized by DMC Villa Tosca. Milan, Italy. J une, 1999 - J une, 2000. Second Place.
Published in 'Design Management', Fall 1998 issue. Published in Milan, Italy. Article on personal
design philosophy and examples of work
'Good Design' Award presented by the Chicago Athenaeum Museum of Architecture and Design for
the Bushnell Lytespeed 400 Laser Rangefinder. 1997.
QuBit' Digital Video Recorder designed for QuVIS, Inc. was named one of the 'Top Ten New Products' at
the 1996 National Association of Broadcasters (NAB) Conference and Trade Show in Las
Vegas, NV.
Bronze OMA Award presented by the Point Of Purchase Advertising Institute (POPAI) for the design of a
retail merchandising system for Hallmark Cards, Inc. J anuary, 1995.
Work published in Innovation - Award Winning Industrial Design, published by PBC International, 1995.
'Product of the Year' Award by 'Plant Engineering' Magazine for the design of the Rycom 8870 Cable
Locator. February, 1994.
Bronze Award. IDEA Competition sponsored by the Industrial Designers Society of America and
'Business Week' Magazine for the design of the 'Pathfinder' Cable Locator. J uly, 1992.
Gold OMA Award presented by the Point Of Purchase Advertising Institute (POPAI) for the 'Best 'Retail
Environment of the Year'. 'Seasons Plus' program for Ambassador Cards Division of Hallmark
Cards, Inc. J anuary, 1991.
Gold Award presented by Institute of Business Designers and Contract Magazine for design of the
'BOLA' chair for Fixtures Furniture Company. October, 1988.
Featured in a nationally distributed news segment produced by Newsweek Broadcasting, Inc. The
segment 'Toys For Hearing Impaired Children' was broadcast on more than 120 stations.
April 1980.
'Design Michigan' Exhibition. Two entries accepted. Cranbrook Academy of Art.
Bloomfield Hills, MI. 1977.
'Design For Need' International Exhibition. Royal College of Art. London, England. 1976.
21st Annual Design Review. 'Industrial Design' Magazine. Package Design Award.
20th Annual Design Review. 'Industrial Design' Magazine. Graphic Design Award.
16th Annual Design Review. 'Industrial Design' Magazine. Product Design Award.
PUBLIC SERVICE:
NASAD Accreditation Review Team for the Industrial Design program at Philadelphia University.
Philadelphia, PA. March, 2011.
NASAD Accreditation Review Team for the Industrial Design program at Art Center College of Design.
Pasadena, CA. March, 2008.
Independent reviewer of the College of Liberal Arts of Purdue University. April, 2006.
NASAD Accreditation Review Team for the Industrial Design program at Notre Dame University.
April, 2004.
Organized, promoted, raised funds, supervised installation of the '100 Giants of Chair Design' exhibition
in the Art/Design Department Gallery. This event raised approximately $2000 for the KU
Student Chapter IDSA. November, 1999.
Trained Accreditation Evaluator. National Association of Schools of Art and Design. October, 1999.
Advisory Board. 'Art In The Woods' Exhibition sponsored by the City of Overland Park, Kansas. 1995
Boy Scouts of America. Merit Badge Instructor/Volunteer. 1998-2002.
Exhibit A
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EXHIBIT B
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 67 of 73
EXHIBIT B
MATERIALS CONSIDERED BY RONALD B. KEMNITZER
Vector X-Sonic Lighter (see Invalidity Contentions)
Vector Titanic Lighter (see Invalidity Contentions)
Vector Thunderbird 1 Lighter (see Invalidity Contentions)
Vector Thunderbird 2 Lighter (see Invalidity Contentions)
Vector Thunderbird Torch Lighter (see e.g. D.I. 1-7)
Hague International Registration DM/056740 (the Hague Registration) (KGM0000041
KGM0000042)
Korean Utility Model Registration 1995-0005453 (the Korean Registration)
(KGM0000043 KGM0000047)
Zippopocket lighters on sale in the United States prior to Feb. 24, 2003. Described at
least in ZippoClick, Inaugural Issue, 2002. (KGM0000048 KGM0000058)
2001 Vector Catalog, KGM industries Co., Inc. (KGM0000566 KGM0000611)
Prometheus Catalog, Fall 2003-Fall 2004, Prometheus International, Inc. (2003
Prometheus Catalog) (KGM0000115 KGM0000214)
Prometheus Catalog, Fall 2001-Fall 2002, Prometheus International, Inc. (2001
Prometheus Catalog) (KGM0000215 KGM0000306)
Prometheus Catalog 2001 Supplement-12, Prometheus International, Inc. (Prometheus
Supplement) (KGM0000307 KGM0000318)
All Kinds of Lighters, Lighters Collection 99, Korea Lighter Industry Cooperative (the
Lighters Collection) (KGM0000319 KGM0000425)
1999 Vector Catalog, KGM industries Co., Inc. (KGM0000426 KGM0000465)
Tobacco Retailers Almanac, Annual Industry Directory, Retail Tobacco Dealers of
America, Inc., 64
th
Ed. 2000 (Tobacco Almanac) (KGM0000466 KGM0000515)
KGM Industries Co., Inc.s Preliminary Invalidity Contentions
US Patent No. 2,032,695 (KGM0000001 KGM0000003)
US Patent No. D339,209 (KGM0000036 KGM0000037)
U.S. Patent No. D498,328 (D.I. 1-2)
U.S. Patent No. D501,274 (D.I. 1-5)
Exhibit B
Page 1 of 2
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 68 of 73
U.S. Patent No. D188,507 (KGM0000033)
U.S. Patent No. D320,467 (KGM0000612 KGM0000614)
U.S. Patent No. 2,517,191 (KGM0000004 KGM0000006)
U.S. Patent No. 3,247,688 (KGM0000007 KGM0000011)
U.S. Patent No. 5,359,505 (KGM0000012 KGM0000019)
U.S. Patent No. 5,738,117 (KGM0000020 KGM0000027)
U.S. Patent No. 6,247,920 (KGM0000028 KGM0000032)
U.S. Patent No. D397,497 (KGM0000034 KGM0000035)
U.S. Patent No. 2,406,071 (KGM0000038 KGM0000040)
Exhibit B
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Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 69 of 73
EXHIBIT C
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 70 of 73
1
Ronald B. Kemnitzer
List of cases in which, during the previous 4 years, Ronald B. Kemnitzer
has testified as an expert at trial or by deposition (my client underlined):
Date: Client
4/12/11 Case Datel Holdings Ltd. And Datel Design & Development, Inc. v. Microsoft
Corporation
Project: United States District Court Northern District of California San Francisco
Division Case No. 09 - CV-05535 EDL
Munger, Tolles & Olson LLP, San Francisco, CA
Status: Settled prior to trial.
Litigation Support Experience (my client underlined):
Date: Client
2/15/08 Case International Seaway Trading Corporation v. Walgreens Corporation
Project: United States District Court for the Southern District of Florida Case
9:08-cv-80163-KLR
Seiden, Alder, Matthewman & Bloch, P.A., Boca Raton, FL
Status: Settled prior to trial.
Date: Client
5/9/08 Case Arnold Weiss and Silvia Lattova v. Nike, Inc. and Eastbay, Inc.
Project: United States District Court for the District of Columbia - Case No. 1:07-
cv-1019
Hudgins Law Firm, Alexandria, VA 22314
Status: Settled prior to trial.
Date: Client
10/1/08 Case Capsmith, Inc. v. James s. Wysopal and JSW Enterprises, Inc.
Project: United States District Court Middle District Court of Florida Orlando
Division - Case No. 6:07-cv-01572-Orl-22KRS
Malin Haley DiMaggio Bowen & Lhota, PA, Ft. Lauderdale, FL
Status: Settled prior to trial.
Date: Client
7/6/09 Case Appeal of denial of U.S. Patent Application
Provided written opinion/affidavit in support of appeal.
Project: Monobloc Rocking Chair
Inventor: Cooper C. Woodring
Saidman Design Law Group, LLCSilver Spring, MD
Status: Appeal approved. Patent issued.
Exhibit C
Page 1 of 2
Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 71 of 73
2
Date: Client
7/11/11 Case Apple Inc. v. Samsung Electronics Co., Ltd, et al.
Project: United States District Court Northern District of California San Francisco
Division Case No. 4:11 - CV- 01846 - LHK
Quinn Emanuel Urquhart & Sullivan, LLP, San Francisco, CA.
Date:
3/17/12
Status:
Case:
Project:
Status:
J ury decision in favor of the Plaintiff
Client
Broan-Nutone, LLC v. Haier America Trading, LLC
United States District Court Western District of Wisconsin
Case No. 3:11-cv-707-wmc
Troutman Sanders LLP, Atlanta, GA
Settled prior to trial
Date: Client
8/15/12 Case Solar Rings, Inc. v Wal-Mart Stores, Inc., C.D. California
Project: United States District Court Southern District of New York
Case No. CV11-06990 GAF (SPX)
Foley & Lardner LLP and Troutman Sanders LLP, Los Angeles, CA
Status: Settled prior to trial
Date: Client
10/4/12 Case Eye Safety Systens, Inc. v Revision Military, Ltd.
Project: United States District Court for the District of Idaho
Case No. 11cv636-REB
Parsons Behle & Latimer, Boise, Idaho and
Knobbe, Martens, Olson & Bear, LLP, Irvine, CA
Status: Settled prior to trial
Date: Client
11/8/12 Case Ethicon Endo-Surgery, Inc. and Ethicon Endo-Surgery, LLC. v Covidien
Inc. and Tyco Healthcare Group, LP
Project: United States District Court for the Southern District of Ohio
Case No. 1:11-CV-871
DLA Piper, LLP, Philade;phia, PA
Status: Pending
Date: Client
12/21/12 Case Oakley, Inc. v Hire Order, LTD d/b/a Handsfreevideo.com and
Distribution Sportsman Eyewear, LLC
Project: United States District Court for the Southern District of California
Case No. 12CV2346 CAB MDD
Knobbe, Martens, Olson & Bear, LLP, Irvine, CA
Status: Settled prior to trial
Exhibit C
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Case 0:12-cv-61669-WPD Document 42-5 Entered on FLSD Docket 09/13/2013 Page 73 of 73
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on May 24, 2013, I served the foregoing document on the
interested parties in this action by transmitting an electronic copy of the document, via e-mail
and U.S. First Class Mail, to the following addresses:
Phillip E. Holden, Esq.
Email: [email protected]
Alex Alvarez, Esq.
Email: [email protected]
THE ALVAREZ LAW FIRM
355 Palermo Avenue
Coral Gables, Florida 33134
Tel: (305) 444-7675
Fax: (305) 444-0075
Meichelle R. MacGregor, Esq.
Email: [email protected]
Arlana S. Cohen, Esq.
Email: [email protected]
Mark Montague, Esq.
Email: [email protected]
Michael G. Gabriel, Esq.
Email: [email protected]
COWAN LIEBOWITZ & LATMAN, P.C.
1133 Avenue ofthe Americas
New York, New York 10036-6799
Tel: (212) 790-9200
Fax: (212) 575-0671
Attorneys for PlaintiffS
TIGAL COHEN HAREL wd rnTEGRAL L ; ; u ~
MichaelS. Lee
EXHIBIT 5
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 1 of 9
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 2 of 9
1
Page 1
1
Page 3
2 UNITED STATES DISTRICT COURT
2 A P P E A R A N C E S:
EASTERN DISTRICT OF NEW YORK
3
3
-----------------------------------------
4
4 COWAN LIEBOWITZ & LATMAN, P.C.
YIGAL COHEN HAREL, an indivi dual; INTEGRAL
5 LOGISTICS. LLC, a Florida limited liability
5 Attorneys for Plaintiffs
6
company,
6 1133 Avenue of the Americas
7 Plaintiffs,
7 New York, New York 10036-6799
8 vs. Civil Action No.
8 BY: MICHAEL G. GABRIEL, ESQ. 1.12-cv-04527-ERK-WP
9
9 MEICHELLE ROSE MacGREGOR, ESQ.
10 K.K. INTERNATIONAL TRADING CORP .. K.K.
10 INTERNATIONAL CORP, et al.,
11
11
12 Defendants.
12
13 -------------------------------------------
13 NOTARO, MICHALOS & ZACCARIA, P.C.
14
14 Attorneys for Defendants
15
15 1270 Broadway
16 DEPOSITION OF YIGAL COHEN HAREL
16 Suite 807
17 WEDNESDAY, APRIL 24, 2013
18 9:30a.m.
17 New York, New York 10001
19
18 BY: ANGELO NOTARO, ESQ.
20
19 BRADLEY S. CORSELLO, ESQ.
21
20
22
21
I
23
22
24
23
25 Reported by: Adrienne M. Mignano, RPR
24
Job Number: 334221
25
1
Page 2
1
Page 4
2 2
3 3 IT IS HEREBY STIPULATED AND AGREED, by
4 April 24, 2013 4 and between the attorneys for the respective
I
5 9:30a.m. 5 parties herein, that filing and sealing of
6 New York, New York 6 the transcript be waived, and the same are
7 7 hereby waived.
8 Deposition of YIGAL COHEN HAREL, 8 IT IS FURTHER STIPULATED AND AGREED
9 held at the offices of NOTARO, MICHALOS & 9 that all objections, except as to the form
10 ZACCARIA, P.C., 1270 Broadway, New York, New 10 of the question, shall be reserved to the
11 York, pursuant to Notice, before Adrienne M. 11 time of the trial.
12 Mignano, a Notary Public of the State of New 12 IT IS FURTHER STIPULATED AND AGREED
13 York. 13 that the within deposition may be sworn to
14 14 and signed before any officer authorized to
15 15 administer an oath, with the same force and
16 16 effect as if signed and sworn to before the
17 17 Court.
18 18
19 19
20 20
21 21
22 22
23 23
24 24
25 25
4527 BAREL 000804
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 3 of 9
Page 5 Page 7
1 1 Hare I
2 Y-1-G-A-L C-0-H-E-N H-A-R-E-L, called as 2
Q
Do you understand that your
3 a witness, having been duly sworn 3 answers are being given under oath subject
4 by a Notary Public, was examined and 4 to penalties of perjury?
5 testified as follows: 5 A Yes.
6 EXAMINATION BY 6
Q
If you should remember something
7 MR. NOTARO: 7 after you answer a question and would like
8
Q
Please state your full name and 8 to change your answer, just let me know,
9 personal address for the record. 9 and we'll give you an opportunity to do
10 A Yigal Cohen Harel, 2680 Riviera 10 that; okay?
11 Court, Weston, Florida 33332. 11 A Okay.
12
Q
Mr. Harel, my name is Angelo 12
Q
You should not answer a question
13 Notaro. I'm one of the attorneys for KK 13 until I complete the full question so that
14 International Trading Corporation. We're 14 you're answering the proper question;
15 here today in connection with a litigation 15 okay?
16 that you have commenced along with 16 A Yes.
17 Integral Logistics LLC against our client 17
Q
Do you have any questions about
18 in connection with two design patent 18 the deposition process?
19 applications that you own. 19 A Not so far.
20 Do you understand that 20 MR. NOTARO: Mr. Gabriel, I
21 everything that is said in this room will 21 understand that the witness is being
22 be taken down by the court reporter? 22 produced as the 30(b )(6) witness for
23 A Yes. 23 Integral Logistics in accordance with
24
Q
After I ask a question, please 24 our deposition notice and also
25 take your time to answer the question, to 25 testifying personally.
Page 6 Page 8
1 Hare I 1 Hare I
2 think about it. Some of the questions I 2 Can we stipulate to that?
3 ask may have to do with things that 3 MR. GABRIEL: Yes.
4 occurred a couple of years ago, so we want 4 MR. NOTARO: I will ask the
5 your best recollection. 5 court reporter to mark as Defendant's
6 Will you do that? 6 Exhibit 1 an Amended Notice of
7 A Yes. 7 Deposition of Integral Logistics LLC,
8
Q
If you don't understand any of 8 and as Exhibit 2 A notice of
9 my questions, please let me know and I 9 Deposition of Mr. Harel.
10 will rephrase the question. Otherwise, I 10 (Whereupon, Amended Notice of
11 will assume that you understand the 11 Deposition of Integral Logistics, was
12 question; okay? 12 marked as Defendant's Exhibit 1 for
13 A Okay, yes. 13 identification, as of this date.)
14
Q
Please answer each question 14 (Whereupon, Notice of Deposition
15 verbally without nods as the court 15 of Yigal Cohen Harel, was marked as
16 reporter can't record a nod; okay? 16 Defendant's Exhibit 2 for
17 A Yes. 17 identification, as of this date.)
18
Q
Mr. Gabriel from time to time 18 MR. GABRIEL: if I can just
19 may make objections to some of the 19 state for the record that the witness
20 questions that I pose. The objections are 20 is here as a fact witness and not as
21 for the record. If Mr. Gabriel objects, 21 an expert witness. To the extent that
22 you should nevertheless answer the 22 the deposition topics are calling for
23 question. 23 expert testimony, he will not be
24 Do you understand? 24 giving expert testimony.
25 A Yeah. 25 BY MR. NOTARO:
4527 BAREL 000805
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 4 of 9
Page 44 Page 46
1 Hare I 1 Hare I
2 those five pages? 2 mark it as Defendant's Exhibit 6 for
3 A I think it's quite precise. 3 identification.
4 Q Now, referring to page 3, 4 (Whereupon, Complaint for Patent
5 paragraph 7, the next to last sentence 5 Infringement, was marked as
6 says, "Integral does not have the right to 6 Defendant's Exhibit 6 for
7 sue for infringement under the '27 4 Patent 7 identification, as of this date.)
8 or the '328 Patent." 8 (Witness reviewing document)
9 Is that correct? 9 A That's my signature. Any
10 THE WITNESS: Can we talk for a 10 question?
11 second? 11 Q Have you had an opportunity to
12 MR. NOTARO: Do you want to go 12 review Exhibit 6?
13 off the record and talk for a second? 13 A Briefly.
14 MR. GABRIEL: If you allow us. 14 Q Did you review Exhibit 6 prior
15 MR. NOTARO: Off the record. 15 to the filing? This is the complaint in
16 {Thereupon, a recess was taken, 16 this lawsuit that we're in today.
17 and then the proceedings continued as 17 Did you have an opportunity to
18 follows:) 18 review Exhibit 6 prior to the filing of
19 A Yes. 19 the lawsuit?
20 Q And that's referring to the 20 A Yes. With the limitation of
21 exhibits, the patents that we've marked in 21 language, yes.
22 this deposition as Exhibits 3 and 4, 22 Q Paragraph 18 of the complaint
23 correct? 23 indicates that "Integral is a licensee of
24 A Yes. 24 the '274 and '328 Patents."
25 Q And the final sentence of 25 Do you see that?
Page 45 Page 47
1 Hare I 1 Hare I
2 paragraph 7 in Exhibit 5 indicates that 2 A Which paragraph, 18?
3 "Integral distributes and sells a lighter 3 Q Paragraph 18.
4 referred to as the Z-Pius TM under the 4 A Okay.
5 license." 5 Q Is Integral an exclusive or
6 Does that refresh your 6 nonexclusive licensee?
7 recollection as to whether that is one of 7 A Good question. I don't
8 the products that contained the designs of 8 remember. I really don't remember. But
9 either the '27 4 or the '328 Patents? 9 it is a verbal agreement.
10 A Yes, it's one of them. 10 Q Do you have the right to license
11 Q Which design does it include? 11 other companies if you want to?
12 A Z-Pius? 12 A Yes.
13 Q Yes. 13 Q Do you have any agreement with
14 A This one. 14 Integral that you will not license other
15 Q What exhibit are you referring 15 companies under the patents?
16 to? 16 A Under the agreement?
17 A 3. 17 Q Do you have any agreement with
18 Q So the Z-Pius contains the 18 Integral Logistics that indicates that you
19 design of Exhibit 3? 19 will not license other companies under
20 A 3, yeah. 20 the patents?
21 Q Yes? 21 A I don't have a written
22 A Yes. 22 agreement, so the agreement I have is
23 MR. NOTARO: I'm going to hand 23 between me and myself.
24 the court reporter a complaint for 24 Q So you can do anything you want
25 patent infringement and ask her to 25 pretty much?
4527 BAREL 000812
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 5 of 9
,----- --------- - - ------:::----:-:--r------- ------ ---:: ...
Page 48 Page 50
1 Harel 1
2 A Until recently. Now you gave me 2
3 a good point that I have to take care 3
4 about this. Thank you. 4
5 Q Did you inspect any products of 5
6 the defendant KK International prior to 6
7 the filing of this lawsuit? 7
8 A Yes. 8
9 Q What products did you inspect? 9
10 A This one. 10
11 Q You're referring to the product 11
12 that is in -- that's labeled in Exhibit C 12
13 of the complaint as the Jetline product, 13
14 sir? , 14
15 A Yeah, this one. And also this 15
16 one here. 16
17 Q What product are you referring 17
18 to now? 18
19 A (Indicating) 19
20 Q Referring to the page-- 20
21 A They should put page numbers 21
22 maybe. 22
23 This is the page number 26. 23
24 Q You're referring to page ID 24
25 number 26 of Exhibit 6? 25
Page 49
1 Harel 1
2 A Yes. 2
3 Q And when you say "this product", 3
4 are you referring to all of the designs 4
5 that are on that page? 5
6 A No, to that one piece, and I 6
7 just look at it. 7
8 MR. GABRIEL: Exhibit D. 8
9 Q And how did you get the one 9
1 0 piece that you looked at? 1 0
11 A The insert I got into my office, 11
12 someone ordered it from someone. And the 12
13 second one I saw now in his office 13
14 yesterday. 14
15 Q Yesterday? 15
16 A Yes. 16
17 Q That's the first time you saw -- 17
18 A It looked familiar to me. It's 18
19 possible I saw it before. 19
20 Q Did you approve the complaint 20
21 before it was filed? 21
22 A Yes. 22
23 MR. NOTARO: I'm going to mark 23
24 two additional copies of the patent. 24
25 I want to use them to label so we'll 25
Hare I
keep exhibits 3 and 4 clean, but we'll
have additional exhibits that have --
of those patents that have different
numbers which we're going to label.
I'll hand the court reporter
another copy of design patent 50127 4
and ask her to mark it for
identification as Defendant's 7, and
another copy of design patent 498238
and ask her to mark it for
identification as Defendant's Exhibit
8.
(Whereupon, Copy of Design
Patent 50127 4, was marked as
Defendant's Exhibit 7 for
identification, as of this date.)
(Whereupon, Copy of Design
Patent 498238, was marked as
Defendant's Exhibit 8 for
identification, as of this date.)
A We are still on this or I can
close it?
Q You can close it.
Referring, sir, to what has been
Page 51
Hare I
marked as Defendant's Exhibit 7, which is
the copy of the 501274 Patent--
A Is that the same, this one and
this one?
Q Right. These are different
numbers. They are the same, but we're
going to mark up this one so I wanted to
keep that one clean.
Referring to Exhibit 7, what
would you -- do you see the part that I'm
pointing to here?
A Uh-huh.
Q What would you call that part?
A I need you to put the bolder --
put the points from where to where, the
part you want to --
Q All right.
This is what I would call the
flame guard or chimney.
What would you call that part?
A Let me help you .
Q I'm going to ask you to mark it
on Exhibit 7.
A I need your definition on the
----------- -- .... -....L..------ -=--------- - ___J
4527 BAREL 000813
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 6 of 9
Page 138 Page 140
1 Hare I 1 Harel
2 them by names and she is in lunch, and she 2 it. This one here, Storm.
3 will be back and she will say the name. I
3
Q
Are you referring to the last
4 also ask him some questions, so you have 4 page of Exhibit 21, the Storm?
5 to come back to us on these.
5 A Yeah. It is a lighter that I
6 Q So we'll come back to these
6 launch in 1996.
7 later on. 7 Q And does that lighter have the
8 A Yes, do not forget. 8 designs that are either in Exhibits 3 or
9 Q You asked some questions that
9 4?
10 you got the answers to that we were 10 A This lighter, the Storm, no.
11 looking for. 11
Q
Does it have a push button?
12 A The only one I know was this
12 A All lighters have push button,
13 one, and there was another private person 13 or push button or flint wicks, not only
14 was not related to this. 14 this one.
15 Q Okay. 15
Q Does the push button have grip
16 I'm handing you a report of a 16 lines?
17 series of documents that are marked as 17 A Most of the push buttons have
18 KK488 to 495, and there is one additional 18 grip lines, otherwise they would slide.
19 page. 19
Q
So did you invent the grip
20 MR. NOTARO: And mark it for
20 lines?
21 identification as Defendant's Exhibit 21 A No.
22 21. 22 Q So that was known prior to your
23 (Whereupon, Series of Documents,
23 design of the designs that are shown in
24 Bates Stamped KK488 through 495, was 24 Exhibits 3 or 4?
25 marked as Defendant's Exhibit 21 for
25 A Yeah, if you do a push button,
Page 139 Page 141
1 Hare I
1 Hare I
2 identification, as of this date.)
2 most likely you will do a grip line.
3 (Witness reviewing document)
3 Q Now, referring to Exhibit 21,
4 BY MR. NOTARO:
4 the first page, Titanic, did you say that
5
Q
Have you had an opportunity to 5 the lighter shown there embodies your
6 look at Exhibit 21, Mr. Harel?
6 design on Exhibits 3 and 4?
7 A You mean now or in the past? 7 A What does that mean, "embody"?
8
Q
Now.
8 Q Does it contain your design of
9 A Yes, I'm looking.
9 Exhibits 3 or 4?
10 Q Have you ever seen any of the 10 A No. I mean, it's like if you
11 products that are shown in Exhibit 21 --
11 look at people and they both have eyes and
12 A Yes.
12 mouth and this, there are still some
13
Q
-- in the marketplace?
13 difference. You look at brothers, they
14 A Yes.
14 are very similar, but they are still not
15
Q
Referring first to the product
15 looking alike and they look alike, you
16 that's listed, identified as the Titanic,
16 know. So there are certain elements that
17 when was the first time you saw that
17 every lighter have, especially if you take
18 product?
18 the Piezo lighter, torch lighter flame
19 A Titanic I never saw.
19 that they have certain characteristics,
20
Q
Which products did you see?
20 but it does not mean look alike. This one
21 A In reality, I saw them in my
21 does definitely not look like my design.
22 eyes. Then there are one lighter in
22 They are push button, yes. They have
23 particular that is my own design. 23 burner cylinder, but they don't -- it's
24
Q
Which is that? 24 like you can compare it to iPhones, I
25 A I still own it, and I still sell
25 mean, you compare it to Smart Phone, all
Q E S Q Y ~ R
4527 BAREL 000835
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 7 of 9
Page 142 Page 144
1 Harel 1 Harel
2 of them have touch screen, on/off button,
3 but there is still something that make
2 people able to take pencil and to draw a
3 few lines and say, oh, this is Abraham
4 them different from the other is the major
5 outline of the product and they are not in
6 proportion or in shape combination that I
7 designed mine.
4 Lincoln, there is something in the patent
5 that describes this specific face, and
6 every design has these characteristics.
7 It is the dimension of shapes, a
8 Q In Exhibit 7, we identified the
9 vertical lines on the wind guard as
1 0 decoration lines?
8 combination of shapes, and the proportion
9 between the shapes that make this design
10 unique.
11 A Yes. 11 There is nothing specifically
12 Q Did lighters prior to your
13 design of the design in Exhibit 3 include
14 decorator lines on the wind guard of the
15 lighters?
12 you can say. You can take one element and
13 say this is a nose. This is also a nose.
14 But these two people have the same nose.
15 Still this face is different from this
16 A Yes, I recognize on one lighter. 16 face. That is what is different between
17 Q I'm not referring to Exhibit 21.
18 I'm going back to Exhibit 3, which is your
19 patent.
17 all of these designs that you showed me
18 here to my design. There are some things
19 you can say, oh, this specific point is
20 A Yes. 20 similar, but overall the characteristic
21 Q 501274.
22 A Yes.
21 combined together is creating a new face
22 basically.
23 Q If you recall, does it have 23 Q Were slanted push buttons used
24 decoration lines on the wind guard? 24 on lighters prior to your design in
25 A Yes. 25 Exhibit 3?
Page 143
1 Harel 1
2 Q So my question to you, sir, is: 2
3 Prior to your design of the lighter that's 3
4 shown in Exhibit 3, were there lighters 4
5 that used vertical decorated lines on wind 5
6 guards? 6
7 A Maybe, possibly. I see it now, 7
8 but it's possible the decoration lines is 8
9 nothing -- it's not part of my design. My 9
1 0 design is the overall major line that I 10
11 described before. There is a same lighter 11
12 with dimples and there is a same lighter 12
13 with logo of a famous brand, and I did on 13
14 the same lighter different decorations, 14
15 but the outside design remains the same. 15
16 Q When you refer to the outside 16
17 design, are you talking about the 17
18 silhouette, the periphery of the lighter? 18
19 A What is "silouhette" in English? 19
20 Q Are you referring to the outer 20
21 periphery of the lighter? 21
22 A No, we talked about, and I will 22
23 find the English word for it, there is a 23
24 major line that basically characterize the 24
25 look of the lighter. If you take certain 25
Page 145
Hare I
A Slanted, what is that?
Q Slanted push buttons. We talked
about the plunger, the gas plunger on your
lighter in Exhibit 3. And I think you
said the difference between Exhibit 3 and
Exhibit 4 was -- maybe you used the word
slant, but it was at an angle in Exhibit
3, were buttons at an angle in Butane
lighters used prior to your design, your
creation of design in Exhibit 3?
MR. GABRIEL: Objection.
Q You can answer.
MR. GABRIEL: If you understand
the question.
THE WITNESS: Yes, I understand
the question.
A I don't know if yes or no,
because when I design it, I design it
because that's what I want it to look
like. But as I said, again, and I
emphasize, a design is combination of
different parts, proportion and shapes and
feel, like the new face, and, therefore,
recognizing one element at a time and
4527 BAREL 000836
Case 0:12-cv-61669-WPD Document 42-6 Entered on FLSD Docket 09/13/2013 Page 8 of 9
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Hare I
Page 177
1 Hare I
2 --------------- I N D E X ----------------
3 WITNESS EXAMINATION BY PAGE
4 YIGAL COHEN HAREL
(Whereupon, the testimony from
Page 178 to Page 180 has been marked
MR. NOTARO 5
confidential, excerpted, and bound
5
Separately) ---------------- EXHIBITS ----------------
Page 181
Hare I
MR. NOTARO: I have no further
questions.
MR. GABRIEL: Can we take a
30-second break?
(Thereupon, a recess was taken,
and then the proceedings continued as
follows:)
MR. GABRIEL: Plaintiff has no
questions.
(Time noted: 3:49p.m.)
YIGAL COHEN HAREL
Subscribed and sworn to
before me this day
of , 2013.
8 DEFENDANT'S FORID.
9 1 Amended Notice of Deposition of 8
10
Integral Logistics
11
2 of Yigal 8
12 3 U.S.Patent501274 30
13 4 U.S. Patent 498328 30
14 5 Declaration of Yigal Cohen Harel 42
15 6 Complaint for Patent Infringement 46
16 7 Copy of Design Patent 501274 50
17 8 Copy of Design Patent 498238 50
18 9 Photos of Z Torch-Insert 60
19 1 0 Photos of Z Torch- Lighter 63
20 11 Llighter 74
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Case 0:12-cv-61669-WPD Document 42-17 Entered on FLSD Docket 09/13/2013 Page 3 of 6
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DII-'?JI '5 0-(26)011 2.i A-1 *{!'l Q Ol ?9 Cf. ITf2.fA-i DII-'?JI ( 10).1 of011 gJ- !::,g '5 ( 12)
.1 .g8011 OlofJil
.::1 lOI -JUi 1ofCJ:I
Cf. 01 [H XH .:JCH Jf!:::-E 81"-ECf.
\=:! .gEHOIIA-i !r.5t:l All 2 tJf21- of011 i'l
J:le!: Jf!:::ClltH(22)1 lOI ofbil .::1 lOI i'i
Oi AIOII .::1 of011
0121- AIOII of011 IIIOII.::;::(30)011A-I ('.!JIJf !:::Ilf3
Jf!:::-E
. .::l2.1Lf Jf!:::!:::(20)-E Jf!:::ClltH(22)011
A.i Jf!:::Jf ?1-E:Cf. ITfefA-i !r.5
.gEHOIIA-1-E lXI 81"-E:Cf.
Xil 3 tJf21-
.::1 of011 Jf!:::ClltH(22)1 Cf. ITfefA-1 Jf!:::CIItH(22)-E
!r.5JI 81"Jil 1.9. Jf!:::.2!:::(2)Jf . .::l2.1Lf
g Jf t:! (4)011 8 '5"'' (8) Oil (6)Jf 2.:j A-i C-i 01-g XI B!"Jil 1 .9.
J;H .:JCH 8Cf.
ITfCI-A-1 Jf!:::-E *
.gEHJf 8Cf . .::l2.1Lf tJioH DH.>F !.llOiA-i
fFJH1 2fF Jf!:::1 CH;g tHLi
<gJ'f!1 Jf!:::e.!- Jf!:::Jf
[HOlle! [HOII Jf!:::1 lXI 81"
-ECf.
[HOll-E IIIOII.::;::(30)011A-i ('.!JIJf ?JQQ !:::Ilf3Jf
l?J-ECf . .::l2.1Lf S:IOi .gEHOIIA-1 1ofCJ:I
Cf. 01 .gEHDIIA-i CfA.I i?'J.>FDII-E .:JCH !r.5t:l
[H21- .1ofCJ:I
CfAI Cf. ITfefA-1
*Jf .
i?'J-'f-011-E 2J"EH, 8 .gEHDIIA-1 \?Q
t:l All 4 tJf21- DII-'?JI(10)Jf *<Si.Q 1.9., Dll
-'?JI(10).1 of011 !:::g'5 .g8DII Olof
t:IA-1 .::1 lOll lOi -JIJil 8Cf. ITfefA-i
:l:!Oilft:IA-1 .:1:21-Jf 8Cf.
01.g111- l:l:(OI * OfLI
ef, !r.5JI ('.!011-E Jf!:::Jf t',!-QQ
!r.5-E '2.!-011 Jf!:::Jf \::ftJI1-E efOIEI1
C-l2.f Jf!:::Jf 23 2.Df l:l:( -E 3i 01 Cf.
(57) gJf
5-2
KGM0000044
Case 0:12-cv-61669-WPD Document 42-17 Entered on FLSD Docket 09/13/2013 Page 4 of 6
1995--{)005453
1:H
?3 210if-1, 2!-JI
?ii
'SE:!(14)01 E!-{3E:! :r{38 .
.1!'! 1
.1!'!2
5-3
KGM0000045
Case 0:12-cv-61669-WPD Document 42-17 Entered on FLSD Docket 09/13/2013 Page 5 of 6
f53
f54
*
\
)
*
~ g tJ 2 1 ~ 1995-0005453
5-4
KGM0000046
Case 0:12-cv-61669-WPD Document 42-17 Entered on FLSD Docket 09/13/2013 Page 6 of 6
tJ 0 1995--{)005453
f!!5
5-5
KGM0000047
EXHIBIT 17
Case 0:12-cv-61669-WPD Document 42-18 Entered on FLSD Docket 09/13/2013 Page 1 of 3
Case 0:12-cv-61669-WPD Document 42-18 Entered on FLSD Docket 09/13/2013 Page 2 of 3
United States Patent 19J
Ichikawa
[54] UGH1ER
[75] Inventor: Kaname Ichikawa, Tokyo, Japan
(73] Assignee: Royal Intematlonal Corporation,
Tokyo, Japan
[ ] Notice: The portion of the terril of this patent
subsequent to Oct. 1, 2005 has been
disclaimed.
14 Years
[21] Appt No.: 728,958
[22] Filed: Jnl. 11, 1991
[30] Foreign Application Priority Data
Mar. 26, 1991 [JP] Japan ...................................... 38200
[52) u.s. a .................................................... D27/t57
[58] Field of Search .............................. 027/154-156,
D27/159, 157;431/128-142
[56] References Cited
U.S. PATENT DOCUMENTS
D. 208,424 8/1967 Hocq .................................. D27/154
D. 217,384 4/1970 Rams ................................. 027/1S4
D. 243,963 4/1977 Stephens, Jr ...................... 027/156
D. 249,812 10/1978 Goto .................................. D27/156
D. 314,837 2/1991 Nitta .................................. 027/154
llllllllllllllllllllllllllllllllllllllllllllllllllllllillllllllllllllllllll
USOOD339209S
[II] Patent Number: Des. 339,209
[45] * Date of Patent: *"' Sep. 7, 1993
D. 316,614 4/1991 Ichikawa .......................... 027/154
D. 320,467 10/1991 Ichikawa ........................... 027/159
FOREIGN PATENT DOCUMENTS
223101 2/1963 Japan ................................. 027/m
OTHER. PUBLICATIONS
Hong Kong Enterprise, Mar. 1985, p. 68, lighter, lo-
cated in middle of page.
Primary Examiner-Wallace R.. Burke
Assistant Examiner-H. Baynham
Attorney, Agent, or Firm..o...()blon, Spivak, McClelland,
Maier & Neustadt
[57] CLAIM
The ornamental design for a lighter, as shown and de
scribed.
DESCRIPTION
FIG. 1 is a front elevational view of a lighter, showing
my. new design;
FIG. l is a rear elevational view thereof;
FIG. 3 is a left side elevational view thereof;
FIG. 4 is a right side elevational view thereof;
FIG. 5 is a. top plan view thereof;
FIG. 6 is a bOttom plan view thereof; and,
FIG. 7 is a front and top perspective view thereof with
a lid open.
II
I
KGM0000036
Case 0:12-cv-61669-WPD Document 42-18 Entered on FLSD Docket 09/13/2013 Page 3 of 3
U.S. Patent Sep. 7, 1993 Des. 339,209
FIG.1 FIG.2
FIG.3 FIG.4 FIG .. 5
- ..
Ill' .
IJ
'II
F I G.6
,,,,,
FIG.7
KGM0000037
EXHIBIT 18
Case 0:12-cv-61669-WPD Document 42-19 Entered on FLSD Docket 09/13/2013 Page 1 of 3
Case 0:12-cv-61669-WPD Document 42-19 Entered on FLSD Docket 09/13/2013 Page 2 of 3
NewTerm: dm/056740
(DM/567 40) Metal windproof lighter, plastic
disposable lighter I Briquet metallique a l'epreuve du
vent, briquet a jeter en matieres plastiques
Depots publies selon I'Acte de 1960 1
Deposits Published Under the 1960 Act I
Registros publicados en virtud del Acta de 1960
(11) Registration number
DM/056740
(15) Date of the international registration
07.05.2001
(18) Expected expiration date ofthe registration/renewal
07.05.2016
(73)Name of holder
POLL YFLAME FRANCE S.A., 7, avenue du Bouton d'Or, Z.A. des Petits Carreaux, F-94370 Suey en Brie (FR)
(B6) Contrac:ting Party ofwhich the holder is a national; where there are several holders, the order of the Contracting
Parties listed corresponds to the order of the holders given under(73), "- -" indicating the absence of such a
Contracting Party with respect to a given holder
(87) Contracting Party inthe territory of which the holder has a domicile; where there are several holders, the order of
the Contracting Parties listed corresponds to the order of the holders given under (73), "- -" indicating the absence of
such. a Contracting Partywith respecttoagiven holder
(88) Contrac:ting Party in the territory of which the holder has an industrial or commercial establishment; where there
are several holders, the order of the Contracting Parties listed corresponds to the order of the holders given under
(73), "- -" indicating the absence of such a Contra ding Party with. respect to a given holder
FR
(74) Name and address of representative
Vereenigde P.O. Box 87930, NL-2508 DH The Hague (NL)
(28) Number of designs included in the international registration
2
.(54) Indication of products
Metal windproof lighter, plastic disposable lighter I Briquet metallique a l'epreuve du vent, briquet a jeter en matieres
plastiques
(51) Class and subclass ofthe Locarno Classification
Cl. 27-05
(81) Designated Contracting Parties
I. BQ, CW, EG, ES, SX, TN. II. BX, CH, DE, FR, GR, IT
(45) Date of publication of the registered industrial design by printing or similar process, or making it available to the
public by any other means
31.08.2001
http://www.wipo.int/ipdl/en/hague/key.jsp?KEY=DM/056740
KGM0000041
Case 0:12-cv-61669-WPD Document 42-19 Entered on FLSD Docket 09/13/2013 Page 3 of 3
1.1
1.2
1.5
1.6
2.2 2.3
1.3
1.7
2 . .11 2.5
f ~ --- ;;<
\ ~ :.,., ' ~ ! .
2.6
http://www.wipo.int/ipdl/en/hague/key.jsp?KEY=DM/056740
1 . .11
2.1
1.8
2.7
KGM0000042
EXHIBIT 19
Case 0:12-cv-61669-WPD Document 42-20 Entered on FLSD Docket 09/13/2013 Page 1 of 2
Case 0:12-cv-61669-WPD Document 42-20 Entered on FLSD Docket 09/13/2013 Page 2 of 2
United States Patent Office
188,507
CIGAR LIGHTER OR SI:\IILAR ARI'ICU:
.James Donald Smilh, Stroudsburg, l'a., assignor to Ron
son Corporation, Woodbridge, N . .J., a corporation of
New .Jersey
Filed .Jan. 13, 1959, Ser. No. 54,153
Term of patent 14 years
(CI. 048-27)
Des. 188,507
Patented Aug. 2, 1960
Fig. I is a side elevation of a cigar lighter embodying
my new design;
Figs. 2, 3. 4 and 5 are respectively an end eleV<llion; top
plan view ; bottom plan view; and perspective view
thereof.
References Cited in the file of t i ~ patent
UNITED STATES PATENTS
The characteristic features of my design for the cigar
lighter disclosed, reside in the windshield and sparking
wheel supporting member thereof. havin[! the configura-
tion shown.
I claim:
The ornamental design for a cigar lighter or similar
article, substantially as shown and described.
D. 143,295
D. 173,552
Fisher ---------------- Dec. 25, 1945
Aronson -------------- Nov. 30. 1954
OTHER REFERENCES
N:1tional Jeweler, May 1956, page 25, top of page.
Zippo lighter.
Luggage and Leather Goods. April 1946, page 55,
upper left-hand corner, Model No. 1, windproof li[!hter.
KGM0000033
EXHIBIT 20
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 1 of 14
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 2 of 14
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
0:12-CV-61669 WPD-LSS
YIGAL COHEN HAREL, an individual;
INTEGRAL LOGISTICS, LLC, a Florida
limited liability company
Plaintiffs-Counterdefendants,
V.
KGM INDUSTRIES CO., INC., a California
Corporation, JOHN DOES 1-10 and XYZ
CORPORATIONS 1-10,
Defendants-Counterclaimants.
~ ~
AND RELATED COUNTERCLAIMS.
)
)
)
)
~ PLAINTIFFS' DISCLOSURE OF
) ASSERTED CLAIMS AND
) INFRINGEMENT
) CONTENTIONS
)
)
)
)
)
)
)
)
)
)
)
_______________________________ )
In accordance with the Court's Order, dated December 14, 2012, (Dkt. No. 30), and the
parties' agreed Joint Proposed Scheduling Order, dated December 12, 2014, (Dkt. No. 28-1),
Yigal Cohen Harel, and Integral Logistics, LLC (collectively "Plaintiffs") provide the following
Disclosure of Asserted Claims and Infringement Contentions relative to KGM Industries Co.,
Inc. ("Defendant"). This disclosure is made solely for the purpose of this action.
Discovery in this matter is at a very early stage and is ongoing. Defendant has not yet
produced any documents and things, or provided any deposition testimony or other discovery in
this action. Plaintiffs' investigation regarding these and other potential grounds of infringement
is ongoing. This disclosure is therefore based upon information that Plaintiffs have been able to
obtain publicly, together with Plaintiffs' current good faith beliefs regarding the Accused
Instrumentalities, and is given without prejudice to Plaintiffs' right to supplement or amend its
21934/042/1367463.1
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 3 of 14
disclosure as additional facts are ascertained, analyses is made, research is completed and claims
are construed.
Based on the information presently available, Plaintiffs state that Defendant (and any of
its predecessors in interest) infringe the sole claim of the U.S. Patent No. D501 ,274 ("the '274
patent") and the sole claim of the U.S. Patent No. D498,328 ("the '328 patent") and Plaintiffs
provide the charts contained in the Exhibits. Such charts contain representative examples of
infringement by the Accused Instrumentalities. The claim of the '274 patent asserted against
Defendant (see claim charted in the examples provided in Exhibit A) is directed to a lighter,
made, used, sold and offered for sale by Defendant, as exemplified in Exhibit A. The claim of
the '328 patent asserted against Defendant (see claim charted in the examples provided in
Exhibit B) is directed to a lighter, made, used, sold and offered for sale by Defendant, as
exemplified in Exhibit B. The examples shown in the Exhibits are not meant to limit the scope of
the Accused Instrumentalities in any way. The Exhibits merely use the disclosed examples to
illustrate the theories for infringement held by Plaintiffs. Plaintiffs reserve the right to amend and
supplement this disclosure, as well as the Exhibits.
Defendant has infringed and continues to infringe the claims of the '274 patent and the
'328 patent by making, using, selling and/or offering to sell, or allowing others to make, use, sell
and/or offer for sale, in the United States or by importing into or allowing others to import into
the United States, the Accused Instrumentalities that are covered by the claims ofthe'274 patent
and the '328 patent. In addition, through the sale of the Accused Instrumentalities to others for
resale, Defendant has induced infringement of the '274 patent and the '328 patent by others and
has committed acts of contributory infringement of the '274 patent and the '328 patent.
-2-
21934/042/1 367463.1
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 4 of 14
Since at least March 30, 2012, when Defendant was put on actual notice of the '274
patent and the '328 patent, Defendant has had knowledge ofthe ' 274 patent and the '328 patent
and, by continuing the actions described above, has had the specific intent to induce infringement
of the '274 patent and the '328 patent pursuant to 35 U.S. C. 271 (b) .
Based on the information presently available, it appears that each asserted claim is
literally infringed by the Accused Instrumentalities. Additionally and/or alternatively, Plaintiffs
assert that each asserted claim is infringed by the Accused Instrumentalities under the doctrine of
equivalents. For example, Plaintiffs assert that, for any claim limitation Defendant argues is not
literally met by the Accused Instrumentalities, such claim limitation is at least met under the
doctrine of equivalents because a person of ordinary skill in the art would find that the
differences between that claim and the Accused Instrumentalities, as explained by Defendant, to
be insubstantial.
Dated: February 4, 2013
21934/042/1367463 . I
Respectfully submitted,
COWAN, LIEBOWIJf & LATMAN, P.C.
Michael G. Gabriel, Esq.
1133 Avenue of the Americas
New York, New York 10036-6799
Tel : (212) 790-9200
Attorneys for Plaintiffs
THE ALVAREZ LAW FIRM
Phillip E. Holden, Esq. (Fla. Bar No. 14395)
Email: [email protected]
355 Palermo Avenue
Coral Gables, FL 33134
Tel: (305) 444-7675
Fax: (305) 444-0075
-3-
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 5 of 14
21934/042/1367463 .1
OF COUNSEL:
Meichelle R. MacGregor, Esq.
Email: [email protected]
Arlana S. Cohen, Esq.
Email: [email protected]
Mark Montague, Esq.
Email: [email protected]
Michael G. Gabriel, Esq.
Email: [email protected]
COWAN LIEBOWITZ & LATMAN, P.C.
1133 Avenue of the Americas
New York, New York 10036-6799
Tel: (212) 790-9200
Attorneys for Plaintiffs
-4-
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 6 of 14
CERTIFICATE OF SERVICE
I hereby certify that on February 4, 2013 a true and correct copy of the foregoing was
served by First Class Mail and E-mail to the attorneys identified on the below Service List.
~ i ~
LaTo R. Middleton
-5-
21934/042/1367463.1
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 7 of 14
SERVICE LIST
GRAY-ROBINSON, P.A.
Kevin Crosby, Esq. (FBN 654360)
E-mail: kevin.crosby(ci{gray-robinson. com
401 E. Las Olas Blvd., Suite 1850
Fort Lauderdale, FL 33301
Attorneys for Defendant/Counterclaimant
KGM Industries, Co., Inc.
KNOBBE, MARTENS, OLSON & BEAR, LLP
Steven Nataupsky, Esq.
Email : [email protected]
Ali S. Razai, Esq.
Email: [email protected]
2040 Main Street, Fourteenth Floor
Irvine, CA 92614
Telephone: (949) 760-0404
Facsimile: (949) 760-9502
Attorneys for Defendant
21934/042/1367463.1
-6-
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 8 of 14
EXHIBIT A
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D501,274 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. l2cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D501,274
No. USP s
1.
2.
FIG.2
3.
'274 KGM Infringement Contentions-!
Exhibit A
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 9 of 14
EXHIBIT A
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D501,274 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D501,274
4.
FIG.4
5.
F1G,.5
'274 KGM Infringement Contentions-2
Exhibit A
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 10 of
14
EXHIBIT A
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D501,274 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D501 ,274
6.
Exhibit A
~
l ~ =
-_....,;-.;;;,_
~ -
-
"
- - -
FIG.6
'274 KGM Infringement Contentions-3
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 11 of
14
EXHIBIT A
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D501,274 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D501 ,274
7.
I
H
~ ~ ~
~ : ~
'
"I'
I
.,
ljl
il
I
I
I I
. I
I
I
I
I
I
I
i
I I
i
I
I
~ ~
FIG.7
'274 KGM Infringement Contentions-4
Exhibit A
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 12 of
14
EXHIBIT B
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D498,328 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D498,328
1.
2.
3.
Exhibit B
FIG.l
FIG.2
FIG.3
. qr
1 1 ~ 1 1 1 1 1 1 1 " " ' " ' ~ 1 ~
''lllltlilllllfll lllft\
'328 KGM Infringement Contentions-!
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 13 of
14
EXHIBIT B
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D498,328 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D498,328
4.
5.
FIG.5
6.
OU20
1
1
FIG.6
'328 KGM Infringement Contentions-2
Exhibit B
Case 0:12-cv-61669-WPD Document 42-21 Entered on FLSD Docket 09/13/2013 Page 14 of
14
EXHIBIT B
PLAINTIFFS' INFRINGEMENT CONTENTIONS FOR US D498,328 PATENT
Yigal Cohen Harel and Integral Logistics, LLC v. KGM Industries Co., Inc. 12cv61669WPD LSS
Accused Instrumentality: KGM Vector Thunderbird Lighter and Lighter Insert
Patent: US D498,328
7.
FIG.7
'328 KGM Infringement Contentions-3
Exhibit B