Theories of Reading
Theories of Reading
Theories of Reading
Conclusion
Just like teaching methodology, reading theories have had their shifts and transitions. Starting from the traditional
view which focused on the printed form of a text and moving to the cognitive view that enhanced the role of
background knowledge in addition to what appeared on the printed page, they ultimately culminated in the
metacognitive view which is now in vogue. It is based on the control and manipulation that a reader can have on the
act of comprehending a text.
ordered sub-skills that sequentially build toward comprehension ability. Having mastered these skills, readers are
viewed as experts who comprehend what they read.
Readers are passive recipients of information in the text. Meaning resides in the text and the reader has to
reproduce meaning.
According to Nunan (1991), reading in this view is basically a matter of decoding a series of written symbols
into their aural equivalents in the quest for making sense of the text. He referred to this process as the 'bottom-up'
view of reading.
McCarthy (1999) has called this view 'outside-in' processing, referring to the idea that meaning exists in the
printed page and is interpreted by the reader then taken in.
This model of reading has almost always been under attack as being insufficient and defective for the main
reason that it relies on the formal features of the language, mainly words and structure.
Although it is possible to accept this rejection for the fact that there is over-reliance on structure in this view, it must
be confessed that knowledge of linguistic features is also necessary for comprehension to take place. To counteract
over-reliance on form in the traditional view of reading, the cognitive view was introduced.
Goodman (1967; cited in Paran, 1996) presented reading as a psycholinguistic guessing game, a process in
which readers sample the text, make hypotheses, confirm or reject them, make new hypotheses, and so forth. Here,
the reader rather than the text is at the heart of the reading process.
The schema theory of reading also fits within the cognitively based view of reading. Rumelhart (1977) has
described schemata as "building blocks of cognition" which are used in the process of interpreting sensory data,
in retrieving information from memory, in organising goals and subgoals, in allocating resources, and in guiding the
flow of the processing system.
Rumelhart (1977) has also stated that if our schemata are incomplete and do not provide an understanding
of the incoming data from the text we will have problems processing and understanding the text.
Cognitively based views of reading comprehension emphasize the interactive nature of reading and the constructive
nature of comprehension. Dole et al. (1991) have stated that, besides knowledge brought to bear on the reading
process, a set of flexible, adaptable strategies are used to make sense of a text and to monitor ongoing
understanding.
Metacognition involves thinking about what one is doing while reading. Klein et al. (1991) stated that strategic readers
attempt the following while reading:
Thinking about the general character and features of the form or type of the text. For instance, they try to
locate a topic sentence and follow supporting details toward a conclusion
Projecting the author's purpose for writing the text (while reading it),
Making continuous predictions about what will occur next, based on information obtained earlier, prior
knowledge, and conclusions obtained within the previous stages.
Moreover, they attempt to form a summary of what was read. Carrying out the previous steps requires the reader to
be able to classify, sequence, establish whole-part relationships, compare and contrast, determine cause-effect,
summarise, hypothesise and predict, infer, and conclude.
Conclusion
In the second part of this article I will look at the guidelines which can also be used as general ideas to aid students in
reading and comprehending materials. These tips can be viewed in three consecutive stages: before reading, during
reading, and after reading. For instance, before starting to read a text it is natural to think of the purpose of reading
the text. As an example of the during-reading techniques, re-reading for better comprehension can be mentioned.
And filling out forms and charts can be referred to as an after-reading activity. These tasks and ideas can be used to
enhance reading comprehension.
This article published: 23rd March, 2006 was first published in Iranian Language Institute Language Teaching Journal
Volume 1, No.1 Spring 2005.
A Review on Reading
Theories and its
Implication to
the Teaching of Reading
34 Votes
Abstract
Opinions and suggestions for the improvement of teaching reading to learners of English as
a foreign language, whether based on the results of research and experience, are available
in language teaching literature. This paper is a summary of various theories, findings and
opinions concerning the teaching of reading. An understanding of these topics, especially
the theory of top-down, bottom-up, and meta-cognitive, could be used as the basis for
improving the techniques of teaching reading. By doing so, the reading proficiency of
learners of English as a foreign language could be significantly enhanced
Keywords: top-down, bottom-up, schemata, meta-cognitive, pre-reading, during-reading,
after-reading
Introduction
Among the four language skills, reading is possibly the most extensively and intensively
studied by experts in the field of language teaching. The results of the researches conducted
for many decades on nature of readinghow people learn to process textual information
have contributed contrasting theories about what works best in the teaching of reading. As a
result, language educators can choose among a wide variety of teaching methods and
techniques for students learning to read in their second language (SL) or foreign language
(FL).
For students who are learning a SL/FL reading is the most crucial skill to master due to
several reasons. First, students can usually perform at a higher level in reading than in any
other skills. They can quite accurately understand written materials that they could not
discuss orally or in writing with equivalent accuracy or thoroughness. Such condition will
undoubtedly enhance their motivation to learn. Second, reading necessitates very minimum
requirements. Different from speaking which requires opportunities to interact with sparring
partner, or from writing which needs a lot of guidance and time to practice, reading
necessitates only a text and motivation. Third, reading is a service skill. After learning how
to read effectively, students will be able to learn effectively by reading.
Realizing how crucial reading is for our students, we can see the great importance of
developing their reading ability. To achieve it, we should improve our reading lessons by
implementing the best method and techniques provided by theories. This article aims to
describe principal theories of reading and examine some tips and guidelines for
implementing a theory of reading which will help us develop our learners abilities.
Theories of Reading
So far, there are three main theories which explain the nature of learning to read. First, the
traditional theory, or bottom up processing, which focused on the printed form of a text. (2)
the cognitive view, or top-down processing enhanced the role of background knowledge in
addition to what appeared on the printed page. Third, the metacognitive view, which is
based on the control and manipulation that a reader can have on the act of comprehending
a text, and thus, emphasizes the involvement of the readers thinking about what he is
doing while reading.
1. The traditional bottom-up view
The traditional bottom-up approach to reading was influenced by behaviorist psychology of
the 1950s, which claimed learning was based upon habit formation, brought about by the
repeated association of a stimulus with a response and language learning was
characterized as a response system that humans acquire through automatic conditioning
processes, where some patterns of language are reinforced (rewarded) and others are
not, and only those patterns reinforced by the community of language users will persist
(Omaggio 1993, 45-46). Behaviorism became the basis of the audio-lingual method, which
sought to form second language habits through drilling, repetition, and error correction.
Today, the main method associated with the bottom-up approach to reading is known
asphonics, which requires the learner to match letters with sounds in a defined sequence.
According to this view, reading is a linear process by which readers decode a text word by
word, linking the words into phrases and then sentences (Gray and Rogers, cited in Kucer
1987). According to Samuels and Kamil (1988: 25), the emphasis on behaviorism treated
reading as a word-recognition response to the stimuli of the printed words, where little
attempt was made to explain what went on within the recesses of the mind that allowed the
human to make sense of the printed page. In other words, textual comprehension involves
adding the meanings of words to get the meanings of clauses (Anderson 1994). These lower
level skills are connected to the visual stimulus, or print, and are consequently concerned
with recognizing and recalling.
Like the audio-lingual teaching method, phonics emphasizes on repetition and on drills using
the sounds that make up words. Information is received and processed beginning with the
smallest sound units, and proceeded to letter blends, words, phrases, and sentences. Thus,
novice readers acquire a set of hierarchically ordered sub-skills that sequentially build
toward comprehension ability. Having mastered these skills, readers are viewed as experts
who comprehend what they read.
The bottom-up model describes information flow as a series of stages that transforms the
input and passes it to the next stage without any feedback or possibility of later stages of
the process influencing earlier stages (Stanovich, 1980). In other words, language is viewed
as a code and the readers main task is to identify graphemes and convert them into
phonemes. Consequently, readers are regarded as passive recipients of information in the
text. Meaning resides in the text and the reader has to reproduce it.
The ESL and EFL textbooks influenced by this perspective include exercises that focus on
literal comprehension and give little or no importance to the readers knowledge or
experience with the subject matter, and the only interaction is with the basic building blocks
of sounds and words. Most activities are based on recognition and recall of lexical and
grammatical forms with an emphasis on the perceptual and decoding dimension.
This model of reading has almost always been under attack as being insufficient and
defective for the main reason that it relies on the formal features of the language, mainly
words and structure. Although it is possible to accept this rejection for the fact that there is
over-reliance on structure in this view, it must be confessed that knowledge of linguistic
features is also necessary for comprehension to take place. To counteract over-reliance on
form in the traditional view of reading, the cognitive view was introduced.
2. The Cognitive View (top-down processing)
In the 1960s a paradigm shift occurred in the cognitive sciences. Behaviorism became
somewhat discredited as the new cognitive theory represented the minds innate capacity
for learning, which gave new explanatory power to how humans acquired their first
language; this also had a tremendous impact on the field of ESL/EFL as psycholinguists
explained how such internal representations of the foreign language develop within the
learners mind (Omaggio, 1993: 57).
Ausubel (cited in Omaggio, 1993: 58), made an important distinction between meaningful
learning and rote learning. An example of rote learning is simply memorizing lists of isolated
words or rules in a new language, where the information becomes temporary and subject to
loss. Meaningful learning, on the other hand, occurs when new information is presented in a
relevant context and is related to what the learner already knows, so that it can be easily
integrated into ones existing cognitive structure. A learning that is not meaningful will not
become permanent. This emphasis on meaning eventually informed the top-down approach
to L2 learning, and in the 1960s and 1970s there was an explosion of teaching methods and
activities that strongly considered the experience and knowledge of the learner.
These new cognitive and top-down processing approaches revolutionized the conception of
the way students learn to read (Smith, 1994). In this view, reading is not just extracting
meaning from a text but a process of connecting information in the text with the knowledge
the reader brings to the act of reading. In this sense, reading is a dialogue between the
reader and the text which involves an active cognitive process in which the readers
background knowledge plays a key role in the creation of meaning (Tierney and Pearson,
1994). Reading is not a passive mechanical activity but purposeful and rational, dependent
on the prior knowledge and expectations of the reader. It is not merely a matter of decoding
print to sound but also a matter of making sense of written language (Smith, 1994: 2). In
short, reading is a psycholinguistic guessing game, a process in which readers sample the
text, make hypotheses, confirm or reject them, make new hypotheses, and so forth.
Schema Theory
Another theory closely related to top-down processing called schema theory also had a
major impact on reading instruction. It describes in detail how the background knowledge of
the learner interacts with the reading task and illustrates how a students knowledge and
previous experience with the world is crucial to deciphering a text. The ability to use this
schemata, or background knowledge, plays a fundamental role in ones trial to comprehend
a text.
Schema theory is based on the notion that past experiences lead to the creation of mental
frameworks that help a reader make sense of new experiences. Smith (1994: 14)
callsschemes the extensive representations of more general patterns or regularities that
occur in our experience. For instance ones generic scheme of an airplane will allow him to
make sense of airplane he has not previously flied with. This means that past experiences
will be related to new experiences, which may include the knowledge of objects, situations,
and events as well as knowledge of procedures for retrieving, organizing and interpreting
information (Kucer, 1987: 31). Anderson (1994: 469) presents research showing that recall
of information in a text is affected by the readers schemata and explains that a reader
comprehends a message when he is able to bring to mind a schema that gives account of
the objects and events described in the message. Comprehension is the process of
activating or constructing a schema that provides a coherent explanation of objects and
events mentioned in a discourse (Anderson, 1994: 473). For Anderson and Pearson (1988:
38), comprehension is the interaction between old and new information. They emphasize:
To say that one has comprehended a text is to say that she has found a mental home for
the information in the text, or else that she has modified an existing mental home in order
to accommodate that new information. Therefore, a learners schemata will restructure
itself to accommodate new information as that information is added to the system
(Omaggio, 1993).
Content and formal schemata
Schema theorists differentiate formal schemata (knowledge about the structure of a text)
from content schemata (knowledge about the subject matter of a text), and a readers prior
knowledge of both schemata enables him to predict events and meaning as well as to infer
meaning from a wider context.
Formal schemata refers to the way that texts differ from one another; for example, a
reading text could be a fictional work, a letter to the editor, or a scientific essay, and each
genre will have a different structural organization. Knowledge of these genre structures can
aid reading comprehension, as it gives readers a basis for predicting what a text will be like
(Smith 1994). For example, if a reader knows that the typical format of a research article
consists of sections subtitled Introduction, Theoretical Basis, Methods, Results,
Discussion, andConclusion, that knowledge will facilitate their interaction with the article and
boost comprehension. On the other hand, if he is not familiar with this formal schema,
teaching it to him could lead to improved reading ability with lasting and beneficial effects.
Content schemata refers to the message of the text. Ones familiarity with the content will
make more productive and efficient. As Anderson (1994: 469) explains, a reader
comprehends a message when he is able to bring to mind a schema that gives account of
the objects and events described in the message.
to make sure that students have the relevant schema for understanding the text.
(2) During-reading activities, in which the teacher guide and monitor the interaction
between the reader and the text. One important skill teachers can impart at this stage is
note-taking, which allows students to compile new vocabulary and important information
and details, and to summarize information and record their reactions and opinions. (3)Postreading activities which facilitate the chance to evaluate students adequacy of
interpretation, while bearing in mind that accuracy is relative and that readership must be
respected as long as the writers intentions are addressed (Tierney and Pearson, 1994).
Post-reading activities focus on a wide range of questions that allow for different
interpretations.
While schema activation and building can occur in all three stages, the pre-reading stage
deserves special attention since it is here, during the students initial contact with the text,
where their schemata will be activated.
Pre-reading activities
Pre-reading activities is aimed to activate existing schemata, build new schemata, and
provide information to the teacher about what the students know. In their report on the
positive effect various pre-reading activities had on reading comprehension, Chen and
Graves (1995, 664), define them as devices for bridging the gap between the texts content
and the readers schemata. Various activities and materials can help the teacher introduce
key vocabulary and reinforce concept association to activate both formal and content
schemata. Formal schemata will be activated by employing devices such as advance
organizers and overviews to draw attention to the structure of a text. The content schemata
will be activated by using various pre-reading activities to help learners brainstorm and
predict how the information fits in with their previous knowledge.
One of the most important pre-reading activities proposed by schematic theorists
isprediction. According to Goodman (1988: 16), prediction is important because the brain
is always anticipating and predicting as it seeks order and significance in sensory inputs.
Smith (1994, 1920) defines prediction as the prior elimination of unlikely alternatives.
According to him, predictions are questions the readers ask the world and comprehension is
receiving the answers. He emphasizes that it is prediction that makes skilled readers
effective when reading texts that contain familiar subject matter. Prediction brings potential
meaning to texts, reducing ambiguity and eliminating in advance irrelevant alternatives.
Thus, we are able to generate comprehensible experience from inert pages of print (Smith
1994, 18).
Another pre-reading activity is previewing, where students look at titles, headings,
andpictures, and read the first few paragraphs and the last paragraph; these activities can
thenhelp students understand what the text is about by activating their formal and
contentschemata and making them familiar with the topic before they begin reading in
earnest.Semantic mapping is another pre-reading activity that Carrell, Pharis, and
Liberto (1989: 651) describe as a useful way to pre-teach vocabulary and to provide the
teacher with anassessment of the students prior knowledge or schema availability on the
topic. This activity asks students to brainstorm about the reading topic as the information is
displayed on a graphic map. As students make associations, the map becomes a thorough
summary of the concepts and vocabulary that they will encounter in the reading. It can also
help build schemata and vocabulary that students do not yet possess. Again, it is important
to know something about the students so the selected texts contain the type of material
that is likely to be familiar and interesting to them.
Reutzel (1985) proposes another type of pre-reading activity called reconciled
reading lesson,which reverses the sequence presented by many textbooks where the text is
followed by questions. Instead, the teacher develops pre-reading questions from the
questions that appear at the end of the reading. Smith (1994) criticizes comprehension
exercises presented at the end of a reading because they are like memory tests. He argues
that using prior knowledge efficiently contributes to fluent readers, and he believes that
there is a reciprocal relationship between visual and non-visual (prior knowledge)
information; the more the readers have of the latter, the less they need of the former.
Although not all the post-reading questions can be easily turned into pre-reading ones, this
strategy can be invaluable to activate schemata.
3. The metacognitive view
According to Block (1992), there is now no more debate on whether reading is a bottomup, language-based process or a top-down, knowledge-based process. It is also no more
problematic to accept the influence of background knowledge on readers. Research has
gone even further to define the control executed by readers on their trial to understand a
text. This control is what Block has referred to as meta-cognition.
In the context of reading, meta-cognition involves thinking about what one is doing while
reading. Strategic readers do not only sample the text, make hypotheses, confirm or reject
them, and make new hypotheses while reading. They also involve many activities along the
process of reading, whose stages can be divided into three, i.e. before reading, while
reading, and after reading. The activities the readers involve before reading are to identify
the purpose of the reading, identify the form or type of the text. In the second stage (while
reading), they think about the general character and features of the form or type of the text
such as trying to locate a topic sentence and follow supporting details toward a
conclusion, project the authors purpose for writing the text, choose, scan, or read in detail,
make continuous predictions about what will occur next based on information obtained
earlier, prior knowledge, and conclusions obtained within the previous stages. Finally, in the
last stage, they attempt to form a summary, conclude, or make inference of what was read.
Guidelines for Effective Teaching of Reading
After discussing the ideas and concepts presented in the three reading theories, we are now
on the position of arranging tips and guidelines for implementing a theory of reading which
will help to develop our learners abilities. These tips are arranged in three sections which
are parallel with the three consecutive reading stages: before reading, during reading, and
after reading.
Pre-Reading Tips
Before the actual act of reading a text begins, some points should be regarded in order to
make the process of reading more comprehensible. First, teachers need to make sure that
the texts to read contain words and grammatical structures familiar to the learners. If the
texts contain unfamiliar vocabulary, teachers can introduce key vocabulary in pre-reading
activities that focus on language awareness, such as finding synonyms, antonyms,
derivatives, or associated words. Second, teachers should make sure that the topics of texts
chosen are in accordance with the age range, interests, sex, and background culture of the
students for whom they are intended. If they are not, it is necessary to provide the
necessary background information to the reader to facilitate comprehension. This activity
could be carried out by letting the class members brainstorm ideas about the meaning of a
title or an illustration and discuss what they know.
The followings are some activities teacher can use during the pre-reading stage. These
activities will not take a very long time to carry out. However, they are very effective in
overcoming the common urge to start reading a text closely right away from the beginning.
1.
appropriate conceptual framework. The text types are also necessary to introduce
because texts may take on different forms and hold certain pieces of information in
different places. The students familiarity with the types of the text they are reading will
develop their understanding of the layout of the material. Such familiarity will, in turn,
enable them to focus more deeply on the parts that are more densely compacted with
information. Even paying attention to the year of publication of a text, if applicable, may
aid the reader in presuppositions about the text as can glancing at the name of the
author.
2.
3.
During-reading tips
The activities carried out in during-reading stage consist of taking notes, reacting,
predicting, selecting significant information, questioning the writers position, evaluating,
and placing a text within ones own experience. These processes may be the most complex
to develop in a classroom setting, the reason being that in English reading classes most
attention is often paid to dictionaries, the text, and the teacher. The followings are tips that
encourage active reading. Practicing them will help the students be active readers.
1.
2.
Making selections: Readers who are more proficient read selectively, continually
making decisions about their reading.
3.
Integrating prior knowledge: The schemata that have been activated in the prereading section should be called upon to facilitate comprehension.
4.
5.
6.
7.
8.
Reading in chunks: To ensure reading speed, students should get used to reading
groups of words together. This act will also enhance comprehension by focusing on
groups of meaning-conveying symbols simultaneously.
9.
Pausing: Good readers will pause at certain places while reading a text to absorb
and internalize the material being read and sort out information.
10.
11.
Monitoring: Good readers monitor their understanding to evaluate whether the text,
or the reading of it, is meeting their goals.
After-reading tips
Post-reading activities basically depend on the purpose of reading and the type of
information extracted from the text. Barnett (1988) states that post-reading exercises first
check students comprehension and then lead students to a deeper analysis of the text. In
the real world the purpose of reading is not to memorize an authors point of view or to
summarize text content, but rather to see into another mind, or to engage new information
with what one already knows. Group discussion will help students focus on information they
did not comprehend, or did comprehend correctly. Accordingly, attention will be focused on
processes that lead to comprehension or miscomprehension.
Generally speaking, post-reading can take the form of these various activities: (1)
discussing the text: written/oral, (2) summarizing: written/oral, (3) making questions:
written/oral, (3) answering questions: written/oral, (4) filling in forms and charts (5) writing
reading logs (6) completing a text, (7) listening to or reading other related materials, and
(7) role-playing.