Three Kingdoms: A Historical Novel
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About this ebook
Three Kingdoms tells the story of the fateful last reign of the Han dynasty (206 B.C.–A.D. 220), when the Chinese empire was divided into three warring kingdoms. Writing some twelve hundred years later, the Ming author Luo Guanzhong drew on histories, dramas, and poems portraying the crisis to fashion a sophisticated, compelling narrative that has become the Chinese national epic. This abridged edition captures the novel's intimate and unsparing view of how power is wielded, how diplomacy is conducted, and how wars are planned and fought. As important for Chinese culture as the Homeric epics have been for the West, this Ming dynasty masterpiece continues to be widely influential in China, Korea, Japan, and Vietnam and remains a great work of world literature.
Luo Guanzhong
Moss Roberts is Professor of Chinese at New York University. He translated Dao De Jing and an unabridged edition of Three Kingdoms and is the translator and editor of Chinese Fairy Tales and Fantasies.
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Reviews for Three Kingdoms
8 ratings8 reviews
- Rating: 5 out of 5 stars5/5Though it wasn't in English, and it wasn't the abridged version, Mao carried this a long with him on the Great March. Three Kingdoms is a book that informs military, business and social thinking in China. If you want to begin to understand modern China, you need to make a try at understanding Three Kingdoms, to see China as the Chinese see it.
- Rating: 5 out of 5 stars5/5The long-lived Han dynasty is finally succumbing to effects of a weak Emperor and corrupt government that is cause injustice throughout China resulting peasant revolts while nobles strive to reform the court. Three Kingdoms by Luo Guanzhong, probably, dramatizes the 112-year history of the end of the Han dynasty as the empire divided into the titular three kingdoms before being reunified under the Jin while being true to history for nearly the entire text.The weakness of the Emperor Ling and his corrupt court results in the Yellow Turban Rebellion and the Emperor asks all loyal subjects to come to arms to fight the rebels. Among that answering the call is Liu Bei, a scion of the Imperial clan, who befriends and joins in a sworn brotherhood Lord Guan and Zhang Fei, Cao Cao a member of a long servicing Han bureaucratic family, and Sun Jian an accomplished general. The numerous warlords crush the rebellion but remain in charge of various districts when the Emperor dies thus setting the stage for the warlords vying for power by controlling the child Emperor and then his young brother when Ling’s immediate successor is deposed (then murdered). Sun Jian heads to the Southlands and founds a dynasty that is cemented by his son Ce that eventually becomes the Kingdom of Wu. Cao Cao’s Machiavellian political acumen and military success results in him getting control of the last Han Emperor, Xian, and control of the northern heartland that eventually becomes the Kingdom of Cao-Wei. Liu Bei and his sworn brothers bouncing from district and district trying to restore the independence and good governance of the Han but the warlords that they serve under continue to fight for their own power. Then the brotherhood is joined by a military-political advisor Kongming that uses Bei’s connection to the Imperial house to establish power in the Riverlands, in the west of the empire, to establish the kingdom of Shu-Han. Yet if not for the alliance between the Riverlands and Southland against Cao Cao in the battle of Red Cliffs, the three-fold division of the empire would not have happened. After the death of Liu Bei and his sworn brothers, Kongming becomes takes up their cause by his six campaigns against Cao-Wei are not successful in conquering the whole of the Northern Heartland. Upon Kongming’s death, the Sima family rises within the ranks of the Cao-Wei that they eventually usurp and reunify the Empire as the Jin dynasty.Though Luo Guanzhong wrote his masterpiece roughly 1200 years after the events of the novel, he used extensive historical records plus numerous legends and popular stories from the period to enhance Three Kingdoms. The resulting novel is considered seven parts history and three parts fiction, the later portions surround the adventures and actions of Lord Guan and Kongming respectfully whose impact on history was either enlarger or their effectiveness increased. On top of that Luo Guanzhong, along with Mao Gonggang who edited the text a century later, had a political agenda to favor Liu Bei over Cao Cao that giving the former great virtue while the latter is considered a usurper. The four-volume 2339-page novel is an engaging piece of historical fiction with a lot of annotation, by Mao Guanzhong and translator Moss Roberts, though it isn’t perfect. From the text itself, there are hundreds of named characters though most of them are minor characters that are hard to keep straight through the major and secondary characters are easy to keep straight. The Chinese name convention of surname given name is followed throughout and after a while it’s easy to get use to; however one of Luo Guanzhong’s decisions was to have some individuals have multiple names, most notably Liu Bei (Xuande) and Kongming (Zhuge Liang) that at times confuses the reader. The majority problem with the novel is unfortunately the Foreign Language Press edition that I read had grammatical and spelling errors on almost every page that too be fair was easy to read through but was a tad annoying.Three Kingdoms is a Chinese historical classic novel that I found to be a very readable novel thanks to the true to original translation approach of Moss Roberts that gave Luo Guanzhong’s masterpiece it’s full meaning. Though most of my issues are due to the publisher’s grammatical and spelling errors, they didn’t takeaway from the great historical story that was presented and gives the reader an insight into Chinese history and cultural thought.
- Rating: 5 out of 5 stars5/5This book has a heavy load of historical content. It tells the History of China back in the Three Kingdoms period since the beginning of times, during the Yellow Turbant Rebellion. If you already know a couple of characters, you'll feel more confortable with the story itself, otherwise the book will be slightly confusing, since there are LOTS of characters.
The language itself is fluid, but detailed at the same time. It's hard to get lost in the story. This "box" edition, however, contains several grotesque typos. Ok, they don't change anything in the story itself, but a more careful revision would be an option. And if the total number of pages might seem scary, it is justified by book's swift ending.
In general terms, an excellent book. Definitely worth a re-reading. - Rating: 4 out of 5 stars4/5Lively popular quasi-historical novel based on strggle at the end of the Han dynasty. The stories provided the basis for many plays etc.
- Rating: 3 out of 5 stars3/5I didn't think I would enjoy a book about power, diplomacy and war, but I did. Not sure whether it was spending long days in a quiet Mexican city with very little in the way of English-language reading material or the narrative itself, but I burned through the book in a week and found that I genuinely enjoyed it (just not enough to lug it to the beach with me).
- Rating: 3 out of 5 stars3/5At four volumes, this is a lot of book. I decided to read it around the time that Beijing was making news for their Olympic preparations, as Three Kingdoms is a beloved classic there and reputedly informs much of Chinese culture. After making my way through this epic, I can certainly see why, though I personally felt that it was a little more military history than novel.Trying to pay attention to the particulars of Three Kingdoms can be a daunting task; there are literally hundreds of characters, many with similar names, and a majority of the novel is dedicated to descriptions of battles and their outcomes. Between the multitude of characters and the multiple repetitions of specific military stratagems, many parts of the story began to blur together for me. During the third and fourth volumes, I had to resist the temptation to skip forward and just read the chapter names in order to get a summation of events, passing over all of the lengthy battles and strategic discussions between generals and their subordinates. The translation doesn’t make things easier; though Roberts’ translation is heralded as the best, it is still rife with errors, and it feels like there is some specific cultural significance lost reading it in English, making certain scenes and actions seem somewhat incomprehensible to me as a Western reader.The beauty in Three Kingdoms, though, is in the big picture. I often struggled to understand what was going on in a specific chapter, but the more I ruminated on the myriad power shifts, alliances, betrayals, ascents to power, and tragic falls that link together throughout the course of the book, the more fascinated I became with the entire story. The characters, too, are impressive; despite their numbers, each character is distinctly defined, with their own mannerisms, motivations, and personalities. At first, I was somewhat disturbed by the fact that almost everyone seems to be a scheming bastard who is not above compromising their own ethics and committing reprehensible acts, including the “good guys” (the only standout exception in my mind is Zhao Zilong). However, in context with the whole story of the fall of the Han and warring of the three kingdoms, this only serves to highlight both the complexity of the characters themselves and the harsh realities of their situation.Even though I struggled at times to finish this dense, complicated book, I think anybody who is a fan of Asian culture or military history should give it a read. Especially if they have been exposed to and were intrigued by the multiple references to Three Kingdoms in modern movies, comics, and video games.
- Rating: 5 out of 5 stars5/5To complete this, I had to read 3 versions - the version depicted, an e-book translated by C. H. Brewitt Taylor, and Vol III by Ronald C. Iverson (Editor) and Yu Sumei (Translator). Every version had typos and grammar errors. The print books lacked maps while the ebook had a rough map. With so many places mentioned, I had to print a map I found online to better orient myself.This story is a universe of stories. For the first half of this volume, it seemed that 5 new characters were introduced and 3 killed off for every turn of the page. The 2nd half of this and the 1st half of the next we see more characters getting killed off than introduced and the story arcs settle around 3 main characters, about 10 secondary characters and many tertiary characters who probably die within 10 pages. For the first half, there is enough material for a new movie every 5 pages. At least. Within the middle section, we see larger sections devoted to events like the popular Red Cliffs and Liu Bei's takeover of Shu. Some running battles are given 10 or 20 pages, others only a paragraph.This is not a modern style of storytelling and it runs fairly rapidly through events. There are many fantastical elements and it seems from the religious language that this is pre-Buddhist China. Human sacrifices are common for various reasons as are animal sacrifices to spirits, gods, ancestors, demons, elements, and others. The overall story happens at the fall of the Han dynasty through a period of divided kingdoms lead by three great leaders. One sees the mistakes made by unsuccessful leaders who inevitably fall as well as the good choices and most importantly good relationships, fostered by the successful leaders. Successful leaders seek out, foster, support, reward and commiserate with talented individuals. They fill their retinues and courts with them. When failures or bad times happen, they know when to overlook them or punish. The leaders often experienced more failures than not but kept pressing on. Good leaders also recognize the faults in their subordinates and know how to use them in spite of these faults or because of these faults. They are active and informed. These leaders are active and take charge. These themes are repeated over and over.Leaders who are sensual and pleasure-seeking soon irrevocably fall. Failed leaders turn away from their responsibilities, resent contrary advice, are arbitrary with their rewards and punishments, and do not help the subjects they are responsible for. They rely on unqualified individuals, such as the eunuchs, and inevitably fall. Each displaced emperor and king was more or less passive, awaiting help from other quarters while allowing subordinates to amass too much power.So while I approached the story as a classic piece of literature, I came away with an extensive primer on leadership.
- Rating: 1 out of 5 stars1/5I tried rather hard to get through the book, but after the first 17 chapters (of over 100), I have to admit defeat. It was interesting at first, especially since I enjoy history, but as things progressed, it got more and more tiresome to read. The book introduces a myriad of characters who fight with each other, plot against one another, and in many cases die. After these 17 chapters, I couldn't reliably tell you what exactly happened and who is who; it's just a mess of seemingly endless battles and plots against the Emperor. I can definitely see the value of reading the book for its historical information and as one of the Chinese classics, but it was just extremely daunting.
Book preview
Three Kingdoms - Luo Guanzhong
CHAPTER 1
Three Bold Spirits Plight Mutual Faith in the Peach Garden; Heroes and Champions Win First Honors Fighting the Yellow Scarves
Here begins our tale. The empire, long divided, must unite; long united, must divide. Thus it has ever been. In the closing years of the Zhou dynasty seven kingdoms warred among themselves until the kingdom of Qin prevailed and absorbed the other six. But Qin soon fell, and on its ruins two opposing kingdoms, Chu and Han, fought for mastery until the kingdom of Han prevailed and absorbed its rival, as Qin had done before. The Han court’s rise to power began when the Supreme Ancestor slew a white serpent, inspiring an uprising that ended with Han’s ruling a unified empire.
Two hundred years later, after Wang Mang’s usurpation, Emperor Guang Wu restored the dynasty, and Han emperors ruled for another two hundred years down to the reign of Xian, after whom the realm split into three kingdoms. The cause of Han’s fall may be traced to the reigns of Xian’s two predecessors, Huan and Ling. Huan drove from office and persecuted officials of integrity and ability, giving all his trust to his eunuchs. After Ling succeeded Huan as emperor, Regent-Marshal Dou Wu and Imperial Guardian Chen Fan, joint sustainers of the throne, planned to execute the power-abusing eunuch Cao Jie and his cohorts. But the plot came to light, and Dou Wu and Chen Fan were themselves put to death. From then on, the Minions of the Palace knew no restraint.
On the fifteenth day of the fourth month of the second year of the reign Established Calm [Jian Ning A.D. 169], the Emperor arrived at the Great Hall of Benign Virtue for the full-moon ancestral rites. As he was about to seat himself, a strong wind began issuing out of a corner of the hall. From the same direction a green serpent appeared, slid down off a beam, and coiled itself on the throne. The Emperor fainted and was rushed to his private chambers. The assembled officials fled. The next moment the serpent vanished, and a sudden thunderstorm broke. Rain laced with hailstones pelted down for half the night, wrecking countless buildings.
In the second month of the fourth year of Established Calm an earthquake struck Luoyang, the capital, and tidal waves swept coastal dwellers out to sea. In the first year of Radiant Harmony [Guang He, A.D. 178] hens were transformed into roosters. And on the first day of the sixth month a murky cloud more than one hundred spans in length floated into the Great Hall of Benign Virtue. The next month a secondary rainbow was observed in the Chamber of the Consorts. Finally, a part of the cliffs of the Yuan Mountains plunged to earth. All these evil portents, and more, appeared—too many to be dismissed as isolated signs.
Emperor Ling called on his officials to explain these disasters and omens. A court counselor, Cai Yong, argued bluntly that the secondary rainbow and the transformation of the hens were the result of interference in government by empresses and eunuchs. The Emperor merely read the report, sighed, and withdrew.
The eunuch Cao Jie observed this session unseen and informed his associates. They framed Cai Yong in another matter, and, dismissed from office, he retired to his village. After that a vicious gang of eunuchs known as the Ten Regular Attendants—Zhang Rang, Zhao Zhong, Feng Xu, Duan Gui, Cao Jie, Hou Lan, Jian Shuo, Cheng Kuang, Xia Yun, and Guo Sheng—took charge. Zhang Rang gained the confidence of the Emperor, who called him Nuncle.
Court administration became so corrupt that across the land men’s thoughts turned to rebellion, and outlaws swarmed like hornets.
One rebel group, the Yellow Scarves, was organized by three brothers from the Julu district—Zhang Jue, Zhang Bao, and Zhang Liang. Zhang Jue had failed the official provincial-level examination and repaired to the hills where he gathered medicinal herbs. One day he met an ancient mystic, emerald-eyed and with a youthful face, gripping a staff of goosefoot wood. The old man summoned Zhang Jue into a cave where he placed in his hands a sacred book in three volumes. "Here is the Essential Arts for the Millennium, he said.
Now that you have it, spread its teachings far and wide as Heaven’s messenger for the salvation of our age. But think no seditious thoughts, or retribution will follow. Zhang Jue asked the old man’s name, and he replied,
The Old Hermit From Mount Hua Summit—Zhuangzi, the Taoist sage." Then he changed into a puff of pure breeze and was gone.
Zhang Jue applied himself to the text day and night. By acquiring such arts as summoning the wind and invoking the rain, he became known as the Master of the Millennium. During the first month of the first year of the reign Central Stability [Zhong Ping, A.D. 184], a pestilence spread through the land. Styling himself Great and Worthy Teacher, Zhang Jue distributed charms and potions to the afflicted. He had more than five hundred followers, each of whom could write the charms and recite the spells. They traveled widely, and wherever they passed, new recruits joined until Zhang Jue had established thirty-six commands—ranging in size from six or seven thousand to over ten thousand—under thirty-six chieftains titled general or commander.
A seditious song began to circulate at this time:
The pale sky is on the wane,
Next, a yellow one shall reign;
The calendar’s rotation
Spells fortune for the nation.
Jue ordered the words new cycle
chalked on the front gate of every house, and soon the name Zhang Jue, Great and Worthy Teacher, was hailed throughout the eight provinces of the realm—Qingzhou, Youzhou, Xuzhou, Jizhou, Jingzhou, Yangzhou, Yanzhou, and Yuzhou. At this point Zhang Jue had his trusted follower Ma Yuanyi bribe the eunuch Feng Xu to work inside the court on behalf of the rebels. Then Zhang Jue made a proposal to his two brothers: Popular support is the hardest thing to win. Today the people favor us. Why waste this chance to seize the realm for ourselves?
Zhang Jue had yellow banners made ready, fixed the date for the uprising, and sent one of his followers, Tang Zhou, to inform the agent at court, the eunuch Feng Xu. Instead, Tang Zhou reported the imminent insurrection to the palace. The Emperor summoned Regent He Jin to arrest and behead Ma Yuanyi. This done, Feng Xu and his group were seized and jailed.
His plot exposed, Zhang Jue mustered his forces in great haste. Titling himself General of Heaven, his first brother General of the Earth, and his second brother General of Men, he addressed his massed followers: Han’s fated end is near. A new sage is due to appear. Let one and all obey Heaven and follow the true cause so that we may rejoice in the millennium.
From the four corners of the realm the common folk, nearly half a million strong, bound their heads with yellow scarves and followed Zhang Jue in rebellion, gathering such force that the government troops scattered on the rumor of their approach. Regent-Marshal He Jin appealed to the Emperor to order every district to defend itself and every warrior to render distinguished service in putting down the uprising. Meanwhile, the regent also gave three Imperial Corps commanders—Lu Zhi, Huangfu Song, and Zhu Jun—command of three elite field armies with orders to bring the rebels to justice.
As for Zhang Jue’s army, it began advancing on Youzhou district. The governor, Liu Yan, was a native of Jingling county in Jiangxia and a descendant of Prince Gong of Lu of the imperial clan. Threatened by the approaching rebels, Liu Yan summoned Commandant Zou Jing for his estimate of the situation. They are many,
said Jing, and we are few. The best course, Your Lordship, is to recruit an army quickly to deal with the enemy.
The governor agreed and issued a call for volunteers loyal to the throne.
The call was posted in Zhuo county, where it drew the attention of a man of heroic mettle. This man, though no scholar, was gentle and generous by nature, taciturn and reserved. His one ambition was to cultivate the friendship of the boldest spirits of the empire. He stood seven and a half spans tall, with arms that reached below his knees. His ear lobes were elongated, his eyes widely set and able to see his own ears. His face was flawless as jade, and his lips like dabs of rouge.
This man was a descendant of Liu Sheng, Prince Jing of Zhongshan, a great-great-grandson of the fourth Han emperor, Jing. His name was Liu Bei; his style, Xuande. Generations before, during the reign of Emperor Wu, Liu Sheng’s son, Zhen, was made lord of Zhuolu precinct, but the fief and title were later forfeited when Zhen was accused of making an unsatisfactory offering at the eighth-month libation in the Emperor’s ancestral temple. Thus a branch of the Liu family came to settle in Zhuo county.
Xuande’s grandfather was Liu Xiong; his father, Liu Hong. Local authorities had recommended Hong to the court for his filial devotion and personal integrity. He received appointment and actually held a minor office; but he died young. Orphaned, Xuande served his widowed mother with unstinting affection. However, they had been left so poor that he had to sell sandals and weave mats to live.
The family resided in a county hamlet called Two-Story Mulberry after a tree of some fifty spans just southeast of their home. Seen from afar, the mulberry rose tall and spread broadly like a carriage canopy. An eminent man will come from this house,
a fortuneteller once predicted. While playing beneath the tree with the boys in the hamlet, young Xuande often boasted, When I’m the Son of Heaven, my chariot will have a canopy like this.
Impressed by these words, his uncle Liu Yuanqi remarked, This is no ordinary child.
Yuanqi sympathized with the impoverished family and often helped out his nephew. At fifteen Xuande was sent away by his mother to study, and Zheng Xuan and Lu Zhi were among his teachers. He also formed a close friendship with Gongsun Zan.
Xuande was twenty-eight when Governor Liu issued his call for volunteers. Reading the notice in Zhuo that day, Xuande sighed heavily. Why such long sighs?
someone behind him asked brusquely. A real man should be serving his emperor in the hour of peril.
Xuande turned and faced a man eight spans tall, with a blunt head like a panther’s, huge round eyes, a swallow’s heavy jowls, a tiger’s whiskers, a thunderous voice, and a stance like a dashing horse. Half in fear, half in admiration, Xuande asked his name.
The surname,
the man replied, is Zhang; given name, Fei; style, Yide. We’ve lived in this county for generations, farming our piece of land, selling wine, and slaughtering pigs. I seek to befriend men of bold spirit; when I saw you sighing and studying the recruitment call, I took the occasion to address you.
As a matter of fact,
Xuande answered, I am related to the imperial family. My surname is Liu; given name, Bei. Reading of the trouble the Yellow Scarves are stirring up, I had decided to help destroy the bandits and protect the people and was sighing for my inability to do so when you came by.
I have resources,
said Zhang Fei, that could be used to recruit in this area. Let’s work together for the cause. What about it?
Xuande was elated, and the two went to a tavern. As they drank, they watched a strapping fellow pushing a wheelbarrow stop to rest at the tavern entrance. Some wine, and quickly—I’m off to the city to volunteer,
the stranger said as he entered and took a seat. Xuande observed him: a man of enormous height, nine spans tall, with a two-foot-long beard flowing from his rich, ruddy cheeks. He had glistening lips, eyes sweeping sharply back like those of the crimson-faced phoenix, and brows like nestling silk-worms. His stature was imposing, his bearing awesome. Xuande invited him to share their table and asked who he was.
My surname is Guan,
the man replied. My given name is Yu; my style, Changsheng, was later changed to Yunchang. I am from Jieliang in Hedong, but I had to leave there after killing a local bully who was persecuting his neighbors and have been on the move these five or six years. As soon as I heard about the recruitment, I came to sign up.
Xuande then told of his own ambitions, to Lord Guan’s great satisfaction. Together the three left the tavern and went to Zhang Fei’s farm to continue their discussion. There’s a peach garden behind my farm,
said Zhang Fei. The flowers are in full bloom. Tomorrow let us offer sacrifice there to Heaven and earth, and pledge to combine our strength and purpose as sworn brothers. Then we’ll plan our course of action.
Xuande and Lord Guan agreed with one voice: So be it.
The next day the three men had a black bull, a white horse, and other offerings brought to the peach garden. Amid the smoke of incense they performed their ritual prostration and took their oath:
We three, though of separate ancestry, join in brotherhood here, combining strength and purpose, to relieve the present crisis. We will perform our duty to the Emperor and protect the common folk of the land. We dare not hope to be together always but hereby vow to die the selfsame day. Let shining Heaven above and the fruitful land below bear witness to our resolve. May Heaven and man scourge whosoever fails this vow.
So swearing, Xuande became the eldest brother; Lord Guan, the second; and Zhang Fei, the youngest. After the ceremonies they butchered the bull and spread forth a feast in the peach garden for the three hundred local youths they had recruited; and all drank to their heart’s content.
The next day they collected weapons, but they wanted for horses. Two visitors whose servants were driving a herd of horses toward Zhang Fei’s farm provided the solution. This must mean that Heaven is with us,
said Xuande as the three brothers went forth to greet the men, Zhang Shiping and Su Shuang, two wealthy traders from Zhongshan. Every year, they said, they went north to sell horses; but this year they had had to turn back because of the Yellow Scarves. Xuande invited them to the farm, where he set out wine and entertained them before revealing his intention to hunt down the rebels and protect the people. The visitors were delighted to support the cause by supplying the brothers with fifty fine mounts, five hundred ounces of gold and silver, and one thousand jin of wrought iron to manufacture weapons.
After bidding the traders a grateful farewell, Xuande had the finest smith forge for him a pair of matching double-edged swords; for Lord Guan a Green Dragon crescent-moon blade, also known as Frozen Glory, weighing eighty-two jin, and for Zhang Fei, an eighteen-span spear of tempered steel. He also ordered full body armor for each of them.
At the head of five hundred local youths, the brothers presented themselves to Commandant Zou Jing. Jing brought them to Liu Yan, governor of Youzhou, before whom the brothers gave account of themselves. When Xuande mentioned his royal surname, the governor was delighted and acknowledged him as a nephew.
Some days later it was reported that the Yellow Scarves chieftain Cheng Yuanzhi was advancing on Zhuo district with fifty thousand men. The governor had Commandant Zou Jing lead the brothers and their five hundred against the enemy. Eagerly, Xuande took his company to the base of Daxing Mountain where he encountered the rebels, who as always appeared with hair unbound and yellow scarves across their foreheads.
The two forces stood opposed. Xuande rode out, Lord Guan to his left, Zhang Fei to his right. Raising his whip, Xuande cried out, Traitors to the Emperor, surrender now!
Enraged, Cheng Yuanzhi sent his subordinate commander Deng Mao into the field. Zhang Fei sped out, leveled his eighteen-span serpentheaded spear and jabbed his adversary through the chest. Seeing Deng Mao tumble dead from his horse, Yuanzhi cut toward Zhang Fei, slapping his mount and flourishing his blade. Lord Guan swung out his mighty sword and, giving his horse free rein, rushed the foe. Cheng Yuanzhi gulped with fright and, before he could defend himself, was sliced in two with a stroke of Lord Guan’s weapon. A poet of later times praised the two warriors:
Oh, what a day for gallantry unveiled!
One man proved his lance and one his blade.
In maiden trial their martial force was shown.
A thrice-torn land will see them gain renown.
Their leaders slain, the rebels dropped their spears and fled. Xuande pursued, taking more prisoners than could be counted, and the brothers returned triumphant. Governor Liu Yan met them personally and rewarded their soldiers. The next day Liu Yan received an appeal from Governor Gong Jing to relieve the rebel-besieged city of Qingzhou. Xuande volunteered to go there, and Liu Yan ordered Zou Jing to join him and his brothers with five thousand men.
As the rescue force approached Qingzhou, the Yellow Scarves divided their army and tied up the government troops in a tangled struggle. Xuande’s fewer numbers could not prevail, and he had to retreat some thirty li [ten miles] where he pitched camp. They are too many for us. We can win only by surprising them,
Xuande told his brothers. He had Lord Guan and Zhang Fei march off with one thousand men each and conceal themselves along both sides of a hill.
The following day Xuande and Zou Jing advanced noisily but drew back when the enemy gave battle. The rebel horde eagerly pursued, but as they passed the hill the gongs rang out in unison. From left and right, troops poured down as Xuande swung his soldiers around to resume combat. Squeezed between three forces, the rebels broke up and were driven to the very walls of Qingzhou where an armed populace led by Governor Gong Jing met them. After a period of slaughter the Scarves were routed and the siege of Qingzhou was lifted. In later times a poet praised Xuande:
Seasoned plans and master moves; all’s divinely done.
To one mighty dragon two tigers can’t compare.
At his first trial what victories are won!
Poor orphan boy? The realm is his to share.
After the governor had feasted the troops, Commandant Zou Jing wanted to return to Youzhou. But Xuande said, We have word that Imperial Corps Commander Lu Zhi has been battling the rebel chief Zhang Jue at Guangzong. Lu Zhi was once my teacher, and I’d like to help him.
So Zou Jing returned to Youzhou with his men, and Xuande headed for Guangzong, with his brothers and their five hundred men. They entered Lu Zhi’s tent and, after the customary salutations, explained their purpose in coming.
Lu Zhi rejoiced at the arrival of this relief and took the brothers under his command. At this time Zhang Jue’s one hundred and fifty thousand and Lu Zhi’s fifty thousand were deadlocked at Guangzong. We have them contained here,
Lu Zhi said to Xuande, but over in Yingchuan, Zhang Jue’s two brothers, Zhang Liang and Zhang Bao, are holding out against our generals Huangfu Song and Zhu Jun. Let me add one thousand to your company. Then go and investigate the situation there and fix the time to sweep the rebels out.
On Lu Zhi’s order, Xuande rode through the night to Yingchuan.
Meanwhile, checked by Huangfu Song and Zhu Jun, the Yingchuan rebels had retreated to Changshe, where they hastily built a campsite near a field. If they’re by a field,
General Huangfu Song said to Zhu Jun, we should attack with fire.
They ordered each soldier to lie in wait with unlit torches of straw. That night the wind rose. After the second watch the government soldiers burned the camp. Huangfu Song and Zhu Jun attacked the rebels’ stockade as flames stretched skyward. Without saddling their horses or buckling their armor, the rebels fled panic-stricken in every direction. The slaughter continued until morning.
Zhang Liang and Zhang Bao were in full flight when their fire-decimated forces were intercepted by a contingent of men with red flags flying. The leader of this new unit flashed into sight—tall, narrow-eyed, with a long beard. This man’s rank was cavalry commander. His surname was Cao; his given name, Cao; his style, Mengde. Cao Cao’s father, Cao Song, was originally not a Cao but a Xiahou. However, as the adopted son of the eunuch Cao Teng he assumed the surname Cao. Cao Song was Cao Cao’s natural father. In addition, Cao Cao had the childhood nickname Ah Man and another given name, Jili.
As a youth Cao had loved the hunt and delighted in song and dance. He was a boy with ingenious ideas for any situation, a regular storehouse of schemes and machinations. Once Cao’s uncle, outraged by his nephew’s wild antics, complained to Cao’s father, who in turn reproached Cao. The next time the boy saw his uncle, he dropped to the ground and pretended to have a fit. The terrified uncle fetched the father, who rushed to his son’s side only to find him perfectly sound. Your uncle told me you’d had a fit,
said Song. Has it passed?
Nothing of the sort ever happened,
responded Cao. My uncle accuses me of everything because I have lost favor with him.
The father believed the son and thereafter ignored the uncle’s complaints, leaving Cao free to indulge his whims.
At about that time a man called Qiao Xuan said to Cao, The empire is near ruin and can be saved only by a man capable of dominating the age. You could be the one.
On another occasion He Yu of Nanyang said of Cao Cao, The house of Han is going to fail. Yet I feel certain this is the man to steady the realm.
In Runan a man named Xu Shao, known for his insight into human character, refused to give Cao a reading. But pressed repeatedly, the man finally spoke: You could be an able statesman in a time of peace or a treacherous villain in a time of chaos.
This prediction pleased Cao immensely.
At twenty, Cao received his district’s recommendation for filial devotion and personal integrity, and this led to his initial appointment to the palace. Later, he was given command of security in the northern half of the district where the capital, Luoyang, was located. On assuming office he had a dozen decorated cudgels placed at the four gates of the city. They were to be a sign that any violator of the laws, however high or mighty, would be punished. One night the uncle of the eunuch Jian Shuo was seen going through the streets carrying a broadsword. Cao, making his nightly rounds, apprehended him and had one of the bludgeons applied. Thereafter no one dared to break the laws, and Cao Cao’s prestige increased. Later he was made magistrate of Dunqiu.
During the Yellow Scarves uprisings the court elevated Cao to the rank of cavalry commander, and it was in this capacity that he led five thousand mounted warriors and foot soldiers to the Yingchuan district. He encountered the routed troops of Zhang Liang and Zhang Bao and cut off their retreat. In the ensuing fray his men took ten thousand heads as well as flags, banners, gongs, drums, and horses in large numbers. Zhang Liang and Zhang Bao, however, managed to escape after a desperate struggle. Cao presented himself to Huangfu Song and Zhu Jun, the imperial field generals, and then went after the two rebel leaders.
• • •
Meanwhile Xuande and his brothers neared Yingchuan, hurrying toward the roar of battle and the glowing night horizon. They reached the scene only to find the rebels already scattered. Xuande presented himself to Huangfu Song and Zhu Jun and explained why Lu Zhi had sent him. Zhang Jue’s two brothers are done for by now,
said Huangfu Song. They’ll be taking refuge with Jue at Guangzong. That’s where you are needed.
Xuande accepted the order and led his men back. En route they came upon some soldiers escorting a cage-cart holding none other than Lu Zhi as prisoner. Amazed to find under arrest the commander whom he so recently had been serving, Xuande dismounted and asked what was the matter. I had Zhang Jue surrounded and nearly defeated,
Lu Zhi explained, when he prevented our victory by some kind of magic. The court sent the eunuch Zuo Feng from the Inner Bureau to investigate. He was only looking to get paid off, but I told him that with supplies exhausted we had nothing to spare for the imperial envoy. My refusal only angered him. He bore the grudge back to court and reported that I was weakening morale by keeping on the defensive and not engaging the enemy. The court sent Imperial Corps Commander Dong Zhuo to relieve me and return me to the capital to face charges.
Outraged by this treatment of Xuande’s former teacher, Zhang Fei moved to cut down the guard and rescue the prisoner. But Xuande checked him. The court will see to it that justice is done
he said. Better not act rashly.
They let the escort pass. With Lu Zhi arrested and replaced,
said Lord Guan, we have nowhere to go but back to Zhuo district.
Xuande agreed and began marching north. But on the next day they heard a great tumult beyond a hill. Xuande and his brothers climbed to high ground. A beaten Han army came into their view. Behind it, hill and dale swarmed with Yellow Scarves bearing banners that read Heavenly Commander.
Zhang Jue himself!
cried Xuande. Let’s attack at once.
The three brothers swung their men into fighting position just as Zhang Jue was beating down the forces of Dong Zhuo, Lu Zhi’s replacement as Imperial Corps commander. Carried by their momentum, the rebels drove hard until they ran up against the brothers. A murderous clash followed. Jue’s men were thrown into confusion and had to retreat more than fifty li. The brothers rescued Dong Zhuo and saw him back to his camp. Zhuo inquired what offices they held but, upon learning that they were commoners without position, disdainfully refused to acknowledge their service. The three started to leave the camp with Zhang Fei grumbling, Is that how the wretch treats us for risking our lives to save him? Then I’ll have another kind of satisfaction!
Bent on revenge, Zhang Fei turned and stamped back toward Dong Zhuo’s headquarters, a sword in his hand. It was a case where, indeed:
Status is what counts and always has!
Who needs to honor heroes without rank?
Oh, let me have a Zhang Fei straight and true,
Who’ll pay out every ingrate what he’s due.
Did Zhang Fei kill the Imperial Corps commander?
Read on.
CHAPTER 2
Zhang Fei Whips the Government Inspector; Imperial In-Law He Jin Plots Against the Eunuchs
Governor of Hedong Dong Zhuo (styled Zhongying), a native of Lintao in Longxi in the far northwest, was a man to whom arrogance came naturally. His rude treatment of Xuande had provoked Zhang Fei to turn back and seek satisfaction, but Xuande and Lord Guan warned their brother, He holds the court’s mandate. You cannot take the law into your own hands.
If we don’t do away with the wretch,
Fei retorted, we’ll be taking orders from him—the last thing I could stand. You two stay if you like. I’m leaving.
We three, sworn to live and die as one,
said Xuande, must not part. We’ll go elsewhere.
We’re all going, then?
responded Zhang Fei. That’s some consolation.
Riding all night, the three warriors reached the camp of Zhu Jun, the Imperial Corps commander, who welcomed them heartily and united their forces with his own. Together they advanced against the second rebel brother, Zhang Bao. (The third brother, Zhang Liang, was battling Cao Cao and Huangfu Song at Quyang at the time.) Zhang Bao had command of eighty or ninety thousand troops camped behind a mountain. Zhu Jun sent Xuande forward, and Zhang Bao dispatched his lieutenant Gao Sheng to taunt the government forces. Xuande waved Zhang Fei into combat, and he charged and ran Gao Sheng through after a few brief clashes. Sheng toppled from his horse as Xuande signaled his men to advance.
Zhang Bao, on horseback, unbound his hair and, sword in hand, began to work a magic formula. As throngs of Xuande’s soldiers charged, a thunderstorm started to gather, and a black mist surrounded what seemed like an army of warriors in the sky. When the apparition plunged toward them, the men were thrown into confusion. Xuande hurried back to camp to report the defeat. They were using shamanic tricks,
said Zhu Jun. Tomorrow we will slaughter a pig, a goat, and a dog and throw down on the rebels a mixture of the animals’ blood, entrails, and excrement.
Xuande placed Lord Guan and Zhang Fei, each with a thousand men, in ambush high on a slope of the hill, ready to hurl down the abominable preparation when Zhang Bao’s troops passed.
The next day, with banners waving and drums rolling, Zhang Bao arrived in force. Xuande rode out to face him. As the soldiers prepared to engage in battle, Bao used his powers and a storm sprang up as before. Sand and stones went flying, and a murky mist packed with men and horses began to descend from the sky. Xuande wheeled and fled, drawing Bao in pursuit past the hill. At the given signal Lord Guan and Zhang Fei dumped their concoction over the enemy. In front of everyone’s eyes, the storm died away, and the mist dissolved as paper men and straw horses tumbled from the sky every which way. Sand and stone lay still. Seeing his craft undone, Bao retreated quickly, but Lord Guan came forth on his left and Zhang Fei on his right, while Xuande and Zhu Jun raced up behind. Between these converging forces the rebels were crushed.
Xuande spotted Bao’s General of the Earth
banner some distance away and gave chase. Bao rode frantically for the brush, but Xuande shot an arrow through his left arm. The wounded rebel sought shelter in the city of Yang, to which Zhu Jun at once lay siege. Zhu Jun also sent for news of Huangfu Song’s battle with Zhang Bao’s brother, Liang, and received the following message:
Huangfu Song won a great victory, and the court used him to replace the oft-defeated Dong Zhuo. Song arrived to find the chief rebel, Jue, dead, and Liang, who had taken over his command, locked in battle with our units. Song won seven battles in sucession; he killed Liang at Quyang. Then they opened up Jue’s coffin, mutilated the corpse and impaled his head, which they later sent to the capital. The surviving rebels gave themselves up, and the court rewarded Song with the title of general of Chariots and Cavalry and appointed him protector of Jizhou. Song then petitioned the Emperor, stating that Lu Zhi’s conduct was meritorious, not blame-worthy, and the court restored his former office. Cao Cao’s service, too, was recognized, and he was awarded a fief at Jinan. When I left, they were about to return to the capital in triumph before assuming their new posts.
This was heartening news to Zhu Jun, and he pressed the siege harder. The rebels’ position became critical. Finally, Zhang Bao was slain by Yan Zheng, one of his own commanders, who then surrendered with his leader’s head. The battie won, Zhu Jun pacified several neighboring districts and reported to the throne.
• • •
Meanwhile, three other rebel leaders—Zhao Hong, Han Zhong, and Sun Zhong—had gathered tens of thousands of followers to avenge their fallen master, Zhang Jue, by new acts of plunder and destruction. The court summoned Zhu Jun to punish them with his victorious units. Bearing the imperial command, Zhu Jun advanced on the rebel-held city of Wancheng. Zhao Hong sent Han Zhong to engage Zhu Jun’s army. Zhu Jun ordered Xuande and his brothers to attack the southwest corner of the city wall. Han Zhong rushed to its defense with seasoned troops. Zhu Jun personally led two thousand hardened cavalrymen directly to the northeast corner. Fearful of losing the city, the rebels quickly withdrew from their southwest position. Xuande beset their rear, and the horde, badly defeated, fled into the city. Zhu Jun responded by dividing his force and surrounding Wancheng. The city was short of food, and Han Zhong offered to surrender. But Zhu Jun refused his offer.
Xuande argued for accepting: Gao Zu, founder of the Han, won the empire because he knew how to invite surrender and how to receive it. Why refuse their offer, my lord?
That was then,
Zhu Jun replied. Now is now. Before Han, the empire was convulsed with uprisings against Qin, and there was no established sovereign for the people to acknowledge. To welcome submission and reward allegiance was no doubt the way to attract adherents. But this land of ours enjoys unity today. It is only the Yellow Scarves who have resorted to arms. If we accept their surrender, how will we encourage loyal and decent men? If we allow those who pillage at will when they win to give themselves up when they lose, we give an incentive to subversion. A rather poor idea, I’d say.
You are right,
Xuande conceded, to deny an appeal from these criminals. And yet, trapped like this in an iron grip, they can only fight to the last. Myriad single-minded men cannot be withstood, let alone desperadoes several times that number. We could pull back from the southeast and concentrate on the north-west. The rebels will flee the city; and having lost their taste for combat, they can be quickly captured.
Zhu Jun acted on Xuande’s suggestion, and the rebel Han Zhong, as expected, led his soldiers in headlong flight from Wancheng. Zhu Jun, joined by Xuande and his two brothers, attacked them in full force. Han Zhong was killed with an arrow shot. The survivors scattered. But as the government forces were mopping up, the battle took another turn. Zhao Hong and Sun Zhong arrived and engaged Jun, who retreated before this unexpected show of strength. The Yellow Scarves retook Wancheng.
Zhu Jun removed ten li and was preparing to counterattack when he saw a mass of soldiers coming from the east. At their head was a man of broad forehead and wide face, with a body powerful as a tiger’s and a torso thick as a bear’s. This man from Fuchun in the imperial district of Wu was surnamed Sun. His given name was Jian; his style Wentai; he was descended from the famous strategist Sunzi.
Years before, when Sun Jian was seventeen, he and his father watched a dozen pirates seize a merchant’s goods and divide the spoils on the shore of the Qiantang River. Jian said to his father, Let’s take them prisoner.
Sword bared, Jian leaped ashore and confronted the thieves, gesturing left and right as if signaling his followers. Fooled into thinking government troops were nearby, the thieves left their loot and fled, except for one whom Jian killed. This is how he made a name for himself in the region and was recommended for the post of commandant.
Some time after Sun Jian’s appointment, one Xu Chang of Kuaiji revolted, titling himself the Sun Emperor and mobilizing tens of thousands of men. Jian and a district commanding officer recruited a thousand fighters and rallied the province’s districts. Together they destroyed the rebels and killed Xu Chang and his son Shao. The imperial inspector of the province, Zang Min, reported Sun Jian’s achievements to the Emperor, and Jian was promoted to deputy magistrate of Yandu, Xuyi, and Xiapi.
In response to the risings of the Yellow Scarves, Sun Jian gathered young men from his village, as well as many traders and experienced soldiers from the area of the Huai and Si rivers—some fifteen hundred in all—and went to aid the embattled Zhu Jun at Wancheng. Thus reinforced, Zhu Jun ordered Jian to attack the south gate and Xuande to attack the north. Zhu Jun himself lay siege on the west, giving the rebels a way out only on the east. Sun Jian was the first to gain the city wall, where he cut down twenty men and threw the rebels into confusion. Zhao Hong brandished his lance and made for Sun Jian, but Jian flung himself on his attacker, wrested away the lance, and ran him through. Then, taking Hong’s horse, he charged the swarming rebels and slew many. Sun Zhong and his rebel force tried to break through the north gate, only to encounter Xuande, before whom Zhong fled in panic. Xuande felled him with a single arrow. Zhu Jun’s main force then set upon the rebels from behind. Tens of thousands were beheaded, and untold numbers gave themselves up. Throughout the Nanyang area more than ten imperial districts were pacified.
Zhu Jun returned in triumph to the capital, where he was raised to the rank of general of Chariots and Cavalry and appointed governor of Henan. As governor, he reported to the throne the merits of Sun Jian and Xuande. Profiting from his connections, Jian obtained a post as an auxiliary district commanding officer and went at once to assume his new office. Only Xuande was left waiting many days, receiving no word of an appointment.
• • •
Disheartened, the three brothers were walking in the capital when they came upon the carriage of the courtier Zhang Jun. Xuande presented himself and gave a brief account of his victories. Zhang Jun was surprised that the court had neglected such a man, and at his next audience with the Emperor said, Sale of office and rank by the Ten Eunuchs is the fundamental cause of the recent uprisings. They have appointed only their own and punished only their enemies, and have thrown the realm into chaos in the process. For peace to prevail, it would behoove Your Majesty to execute the Ten, hang their severed heads outside the south gate of the capital, and proclaim to all the empire that hereafter merit will be well rewarded.
The eunuchs counterattacked, accusing Zhang Jun of lese majesty. The Emperor resolved the dispute by ordering his guards to expel Zhang Jun from court.
The eunuchs continued discussing the matter: This complaint,
they agreed, must have come from some deserving warriors who were passed over. It might be useful to have the central office review some of the lesser ones for appointment. We will have time enough to deal with them afterwards.
And so Xuande was appointed judicial officer of Anxi county in the Zhongshan jurisdiction of Dingzhou imperial district, with orders to depart on a specified date. Xuande disbanded his troops and set out with his brothers and some two dozen followers. In Anxi he avoided all injury to the interests of the local people, and civic morality improved within a month. While in office Xuande shared bed and board with his brothers, and they stood beside him throughout long public sessions.
In a few months’ time, however, the court decreed a purge of leading officials whose posts had been awarded in recognition of military service, a measure Xuande suspected would lead to his removal. Just then a district inspector came to Anxi, one of the counties under his jurisdiction. Xuande received the official outside the city with full honors. But the inspector remained mounted, reciprocating Xuande’s salutation with a faint flick of his whip. Zhang Fei and Lord Guan seethed with resentment. At the posthouse the inspector seated himself upon a raised platform and faced south like an emperor holding court, while Xuande stood respectfully at the foot of the platform. After an extended wait the official spoke: Tell me about your background, Officer Liu.
I am a descendant of Prince Jing of Zhongshan,
replied Xuande. I began campaigning against the Yellow Scarves in Zhuo county and have destroyed many of them, achieving some slight merit in over thirty engagements, some small, some large. As a result, I was appointed to this post.
Isn’t your claim of imperial ancestry a lie?
roared the inspector. Like those phony reports of your ‘achievements’? I have here in hand the court’s decree purging such undeserving officials and corrupt officers as you.
Xuande could only back away, humbly voicing his agreement. Yes, sir. Yes, sir,
he said and returned to the yamen to consult with another officer. The inspector is creating a scene,
the latter suggested, only because he wants a bribe.
But I have never taken advantage of the people here,
Xuande argued, and have acquired nothing of value to give him.
The following day the inspector sent for this county officer and pressured him into accusing Officer Liu of abusing the people. Every time Xuande tried to see the inspector to justify himself, guards turned him away.
After comforting himself with a few cups of wine, Zhang Fei rode by the posthouse. At the door he saw dozens of elderly folk weeping and wailing. When Zhang Fei asked the reason, they said, The inspector is forcing the county officer to make statements that will enable him to get rid of our Lord Liu. We have come to plead for him but cannot get inside. The guards beat us back for our pains.
Zhang Fei’s eyes widened with anger. Jaw set, he slid from his saddle and went straight to the posthouse, broke through the guard, and dashed to the rear. He saw the inspector holding formal session and the county officer, bound, on the ground. Plague to the people,
thundered Zhang Fei, do you know me?
Before the inspector could open his mouth, Zhang Fei had him by the hair, dragged him to the front of the posthouse, and tied him to the hitching post. Then with some light switches stripped from a nearby willow, he whipped the inspector across the legs so soundly that a dozen of the switches split.
Xuande, having been kept from the inspector’s presence, could not tell what was going on. Then he heard the commotion outside the posthouse and was told, Commander Zhang Fei is beating the life out of somebody there.
Xuande found out who the victim was and, aghast, went to demand an explanation of Zhang Fei. This enemy of the people should be beaten to death,
his brother said, and the sooner the better.
But the inspector pleaded, Let me live, my good lord,
and Xuande, a kindhearted sort when all was said and done, shouted to Zhang Fei to desist.
At this moment Lord Guan turned up. Brother,
he said, your great service has been ill rewarded with this miserable post. Add to that this inspector’s insults. Does a phoenix belong in a briar patch? Let’s kill him, resign the office, and go home to plan for a better day.
At these words Xuande took his seal and cord of office and hung them on the inspector’s neck, saying, For the harm you’ve caused the people we should have your life. However, we shall spare you. You may take these back, and I shall take my leave.
The inspector returned to Dingzhou and reported the incident to the governor, who in turn notified higher central and regional authorities in order to have the brothers arrested. But the wanted men found refuge in Daizhou with Liu Hui, who hid them in his home in consideration of Xuande’s imperial lineage.
• • •
Meanwhile, at the court the Ten Eunuchs were using their great power to do away with anyone who went against them. Zhao Zhong and Zhang Rang demanded payment of gold and silk from all who had won distinction fighting the Yellow Scarves, and removed from office those who would not pay. In consequence, commanders Huangfu Song and Zhu Jun were deprived of office. The Emperor added the rank of general of Chariots and Cavalry to Zhao Zhong’s other honors and awarded lordships to Zhang Rang and twelve others.
Administration worsened and the people grumbled. Ou Xing staged an uprising in Changsha. In Yuyang, Zhang Ju and Zhang Chun rebelled, Zhang Ju claiming to be emperor and Zhang Chun his marshal. The court was swamped with emergency appeals from every quarter of the land, but the Ten blithely filed them away and never informed the throne.
One day the Emperor and the Ten were feasting in the rear garden when Liu Tao, a court counselor, came before the sovereign and began weeping passionately. The Emperor requested an explanation, and Liu Tao replied, With the empire in peril, how can Your Majesty continue feasting with these capons?
Why, our nation is as peaceful as ever,
the Emperor said. What ‘peril’ do you have in mind?
Bandits and rebels rise everywhere,
responded Liu Tao, plundering province and district—all because of the sale of office and the abuse of the people by the Ten Eunuchs, who have wronged and deceived Your Majesty. All upright men have fled your service. Disaster looms.
At this indictment, the Ten threw down their caps and prostrated themselves. If Counselor Liu Tao cannot tolerate us,
they cried, we are done for. We beg only our lives and your permission to return to our farms. Everything we own will be donated to the army.
Then they wept freely. The Emperor turned on the court counselor. You,
he said, have your attendants. Should I not have mine?
He ordered the guards to march Liu Tao out and behead him. I care not for my life,
cried Tao, but how my heart aches for the empire of Han—on the verge of extinction after four hundred years!
The guards had removed him and were about to execute him when a high official checked them with a shout: Stay your hand until I make my plea!
The assembly saw that it was Minister of the Interior Chen Dan, coming directly into the palace to place his objections before the Emperor. What fault of Counselor Liu’s deserves such punishment?
he asked. He slanders our close attendants,
said the Emperor, and sullies our person.
These eunuchs whom you honor like parents,
said the minister, the people would eat alive if they could. They are raised to lordships without the least merit—to say nothing of the traitors among them like Feng Xu, who colluded with the Yellow Scarves. If Your Majesty will not consider this, the sacred shrines of the royal house could fall at any moment.
The Emperor said, Feng Xu’s role in the rebellion was never proven. As for the Ten Eunuchs, do you mean to tell me there isn’t a single one who is loyal?
Chen Dan emphasized his protest by striking his head against the steps below the throne. The indignant Emperor had him dragged off and thrown into prison beside Liu Tao. That night the eunuchs had the two officials murdered. Then they forged an official decree making Sun Jian governor of Changsha with a commission to put down the rebellion of Ou Xing. Within fifty days Sun Jian reported victory and the Jiangxia region was secured.
A decree enfeoffed Sun Jian as lord of Wucheng and made Liu Yu protector of Youzhou. Liu Yu launched a campaign against Zhang Ju and Zhang Chun in Yuyang; and Liu Hui of Daizhou wrote the new protector recommending Xuande, whom he had sheltered. Liu Yu was delighted and appointed Xuande district commander. Xuande took the battle straight to the bandits’ lair. In several days’ hard fighting Xuande beat down the impetuous spirit of the rebels, who then turned upon Zhang Chun, their violent and autocratic leader. He was killed by one of his own chieftains, who brought Chun’s head to the government authorities and surrendered with his soldiers. Zhang Ju, his position collapsing, hanged himself. Now Yuyang, too, was fully pacified.
Protector Liu Yu reported Xuande’s great service to the court. Not only was he forgiven for having flogged the inspector, but he was promoted to deputy magistrate of Xiami and made judicial officer of Gaotang. Gongsun Zan added his praise of Xuande’s former service; on his recommendation Xuande was made an auxiliary corps commanding officer and assigned to Pingyuan county as magistrate. At Pingyuan, Xuande had considerable resources and manpower at his disposal and was able to reestablish the atmosphere of former days. Liu Yu, for his great service in quelling the bandits, was made grand commandant.
• • •
In the fourth month of the sixth year of the Zhong Ping reign [A.D. 189], Emperor Ling fell gravely ill and called for Regent He Jin to make plans for the succession. He Jin was from a butcher’s family and had attained his powerful position only through the influence of his younger sister, Lady He, a royal concubine who on giving birth to a son, Bian, had become Empress He. Emperor Ling had a second favorite, Beauty Wang. Lady Wang too bore a son, and Empress He out of jealousy poisoned her. The child, Xie, was raised in the palace of the Emperor’s mother, Dong.
Queen Mother Dong was the wife of Liu Chang, lord of Jiedu precinct. Because Huan, the previous emperor, had had no male issue, Liu Chang’s son was made heir apparent and became Emperor Ling upon the death of Huan. When Ling succeeded to the throne, his mother was taken into the palace and honored as queen mother. In the matter of Ling’s heir apparent, Queen Mother Dong urged the Emperor to name Xie, son of the murdered concubine Wang, over Bian, son of Empress He. The Emperor himself was disposed to make this change as he was partial to Prince Xie.
As Emperor Ling’s end drew near, the eunuch Jian Shuo advised him, If it is Your Majesty’s wish that Prince Xie, not Prince Bian, follow you on the throne, first get rid of Regent He Jin, Bian’s uncle, to forestall countermeasures.
Emperor Ling took his advice and commanded He Jin to appear. He Jin arrived at the palace gate but there was warned by the commanding officer, Pan Yin, not to enter because Jian Shuo meant to kill him. He Jin fled to his quarters and summoned the ministers and high officials to consider executing all the eunuchs. To this drastic step one man rose to object. The influence of the eunuchs,
he argued, goes back to the reigns of emperors Chong and Zhi [A.D. 145–47]. Now they have overrun the court. How can we kill each and every one of them? If discovered, we will be killed and our clans exterminated. Pray consider this thoroughly.
Regent-Marshal He Jin regarded the man. It was Cao Cao, commandant for Military Standards. What do you junior officers know of court matters?
said Jin, turning disdainfully to Cao. The problem was still under discussion when Commanding Officer Pan Yin brought the news of the Emperor’s demise. Jian Shuo and the eunuchs,
he informed He Jin, plan to keep the death secret. They have forged a decree summoning you to the palace and expect to have their way by eliminating you before declaring Prince Xie emperor.
The group had not yet reached a decision when the court’s messenger came commanding He Jin’s immediate appearance to resolve all pending issues.
Today before all else we must rectify the succession,
cried Cao Cao. Then we can take care of the traitors.
Who will join me,
asked He Jin, in supporting the legitimate heir, Prince Bian, and bringing the traitors to justice?
Give me five thousand crack troops,
one official spoke up, and I will march into the palace, enthrone the rightful emperor, destroy the eunuchs, and purge the court, thus restoring peace in the land.
He Jin eyed the speaker. It was Yuan Shao (styled Benchu), son of former Minister of the Interior Yuan Feng, nephew of Yuan Wei; at the time Shao was commander of the Capital Districts. He Jin, gratified by the offer, assigned five thousand of his Royal Guard to Yuan Shao’s command.
Yuan Shao girded himself for battle. With He Jin in the lead, He Yu, Xun You, Zheng Tai, and some thirty other high officials filed into the palace. There before the coffin of Emperor Ling they placed He Jin’s nephew, Prince Bian, on the throne as Ling’s successor, Emperor Shao. When shouts of allegiance from the assembled officials died down, Yuan Shao entered the palace to arrest Jian Shuo. Jian Shuo fled to the royal garden and hid himself, but Guo Sheng, one of the Ten, found and killed him, and the Palace Guard, which Jian Shuo had commanded, all surrendered. Yuan Shao said to He Jin, These eunuchs have organized their own gang. But today the tide runs with us. Let’s kill every last one.
Zhang Rang and his group of Ten Eunuchs, realizing that their end was near, rushed to see the Empress He, sister of Regent-Marshal He Jin. Jian Shuo and Jian Shuo alone,
they assured her, tried to kill your brother the regent. Not one of us was involved. But Yuan Shao has won the regent over and is bent on doing away with all of us. Have pity, Your Majesty.
Empress He, whose son, Bian, had just been enthroned, said, Have no fear. I shall protect you.
She ordered He Jin before her and spoke to him privately: You and I are humbly born and could not enjoy the wealth and status we have today except for Zhang Rang and the Ten. Jian Shuo has paid for his crime. Don’t listen to those who want to kill them all.
Thus admonished, He Jin came out and addressed the assembly: Jian Shuo tried to murder me. Now he is dead, and his clan will be destroyed. There is no need to punish the rest.
If we don’t root them out for good,
objected Yuan Shao, we will pay with our lives.
The decision is made,
He Jin insisted. Let no more be said.
With that the assembly retired. The following day Empress He ordered He Jin to supervise the work of the Imperial Secretariat, which issues decrees, and the regent-marshal’s associates were granted official positions.
Now the rival empress, Dong (mother of the late Emperor Ling and guardian of Prince Xie), summoned Zhang Rang of the Ten Eunuchs. I was the one,
she told him, who first helped Empress He. Now her son reigns over all officialdom, inside and outside the court. Her power is great. What are we to do?
Your Majesty,
replied Rang, control the courts from behind the scene; preside over administration; have the imperial son, Xie, enfeoffed as a prince; have high office conferred on your brother, the imperial uncle; see that he gets real military power; use us in important ways, and we can aim higher soon enough.
Immensely pleased with this advice, Empress Dong held court the following day and issued a decree naming Xie as prince of Chenliu and Imperial Uncle Dong Chong as general of the Flying Cavalry. Zhang Rang and the eunuchs were again permitted to participate in court affairs.
Empress He, seeing her rival gather power, arranged a banquet in the palace for her. When the company was well warmed with wine, Empress He lifted her cup and kneeled respectfully as she addressed Empress Dong: We two women should not concern ourselves with court affairs. In the founding reign of this dynasty Empress Lü wielded great power. But in the end her clan, one thousand strong, was extinguished. You and I should seclude ourselves in the palace and leave court business to the great ministers and elder statesmen. The ruling house will benefit. I hope you will give this your consideration.
To this challenge Empress Dong rose angrily. Your jealousy drove you to poison Beauty Wang,
she accused. Now you have the temerity to say any damned thing you please because your son rules and your brother is in power. But without lifting a finger I can have the general of the Flying Cavalry cut off He Jin’s head.
I spoke in good faith,
responded Empress He hotly. What gives you the right to lash out at me?
A lot you know,
retorted Empress Dong, you offspring of butchers and wine merchants!
The two queens quarreled back and forth until Zhang Rang persuaded them to return to their chambers. That night Empress He summoned her brother and described to him the scene at the banquet.
Regent He Jin then met with the three elder lords (grand commandant, minister of the interior, minister of works).