On a general class of brane-world black holes
K.A. Bronnikov and V.N. Melnikov
VNIIMS, 3-1 M. Ulyanovoy St., Moscow 117313, Russia;
Institute of Gravitation and Cosmology, PFUR, 6 Miklukho-Maklaya St., Moscow 117198, Russia∗
Heinz Dehnen
arXiv:gr-qc/0304068v1 19 Apr 2003
Fachbereich Physik, Universität Konstanz, Postfach M 677 78457 Konstanz, Germany†
We use the general solution to the trace of the 4-dimensional Einstein equations for static, spherically symmetric configurations as a basis for finding a general class of black hole (BH) metrics,
containing one arbitrary function gtt = A(r) which vanishes at some r = rh > 0, the horizon radius.
Under certain reasonable restrictions, BH metrics are found with or without matter and, depending
on the boundary conditions, can be asymptotically flat or have any other prescribed asymptotic. It
is shown that our procedure generically leads to families of globally regular BHs with a Kerr-like
global structure as well as symmetric wormholes. Horizons in space-times with zero scalar curvature
are shown to be either simple or double. The same is generically true for horizons inside a matter
distribution, but in special cases there can be horizons of any order. A few simple examples are
discussed. A natural application of the above results is the brane world concept, in which the trace
of the 4D gravity equations is the only unambiguous equation for the 4D metric, and its solutions
can be continued into the 5D bulk according to the embedding theorems.
PACS numbers: 04.50.+h; 04.70.Bw; 04.20.Gz
I.
INTRODUCTION
The brane world concept, which describes our fourdimensional world as a surface (brane), supporting all
or almost all matter fields and embedded in a higherdimensional space-time (bulk), leads to a great variety of
models both in the cosmological context and in the description of local self-gravitating objects (see, e.g., [1] for
reviews and further references). In particular, black hole
(BH) physics on the brane turns out to be considerably
richer than in general relativity, though only a few special examples of brane-world BHs have been considered in
detail by now [2]–[9] (see also references therein). Thus,
in the spherically symmetric vacuum case, in addition to
Schwarzschild BHs (which lead to a black-string singularity in the bulk [2, 5]), there are BHs non-singular on
the brane [6] and having a pancake-shaped event horizon
in the bulk [8]; some of them have been shown to possess unusual quantum properties potentially observable
on the brane [9].
Most of the results have been obtained in the simplest framework: a single brane in a Z2 -symmetric 5dimensional, asymptotically anti-de Sitter bulk, with
all fields except gravity confined on the brane. It is
the so-called RS2 framework, generalizing the second
model suggested by Randall and Sundrum, with a single Minkowski brane in an anti-de Sitter bulk [10]. Let
us also adhere to this class of models.
The gravitational field on the brane is then described
by the modified Einstein equations derived by Shiromizu,
∗ Electronic
† Electronic
address:
[email protected]
address:
[email protected]
Maeda and Sasaki [11] from 5-dimensional gravity with
the aid of the Gauss and Codazzi equations [28]:
Gνµ = −Λ4 δµν − κ24 Tµν − κ45 Πνµ − Eµν ,
(1)
where Gνµ = Rµν − 21 δµν R is the 4D Einstein tensor, Λ4 is
the 4D cosmological constant expressed in terms of the
5D cosmological constant Λ5 and the brane tension λ:
1
1
(2)
Λ4 = κ25 Λ5 + κ25 λ2 ;
2
6
κ24 = 8πGN = κ45 λ/(6π) is the 4D gravitational constant
(GN is Newton’s constant of gravity); Tµν is the SET of
matter confined on the brane; Πνµ is a tensor quadratic
in Tµν , obtained from matching the 5D metric across the
brane:
Πνµ = 14 Tµα Tαν − 21 T Tµν − 18 δµν Tαβ T αβ − 31 T 2
(3)
where T = Tαα ; lastly, Eµν is the “electric” part of the
5D Weyl tensor projected onto the brane: in proper 5D
coordinates, Eµν = δµA δνC (5) CABCD nB nD where A, B, . . .
are 5D indices and nA is the unit normal to the brane.
By construction, Eµν is traceless, Eµµ = 0 [11].
Other characteristics of Eµν are unknown without specifying the properties of the 5D metric, hence the set of
equations (1) is not closed. In isotropic cosmology this
leads to an additional arbitrary constant in the field equations, connected with the density of “dark radiation” [1].
For static, spherically symmetric systems to be discussed
in the present paper, this freedom is expressed in the existence of one arbitrary function of the radial coordinate.
Despite this arbitrariness, the trace of Eqs. (1) may be
integrated in a general form [12, 13].
Our interest here is in selecting a general class of static,
spherically symmetric BH solutions to Eqs. (1) without
2
specifying Eµν . In particular examples we mostly deal
with asymptotically flat vacuum solutions, such that
Λ4 = Tµν = 0, but the BH construction procedure is
formulated in the general case when both matter and
the cosmological constant are present and the space-time
asymptotic properties are not specified.
We will not discuss the possible bulk properties of models in question and only note that the existence of the
corresponding solutions to the higher-dimensional equations of gravity (in our case, the 5D vacuum Einstein
equations with a cosmological term) is guaranteed by
the Campbell-Magaard type embedding theorems [14].
A recent discussion of these theorems, applied, in particular, to brane world scenarios, and more references can
be found in Ref. [15].
The paper is organized as follows. In Sec. II we present
some common relations and the general solution to the
trace of Eqs. (1), containing an arbitrary generating function A(r).
In Sec. III we analyze the properties of the metric
near a Killing horizon in a static, spherically symmetric space-time described by the general solution. A conclusion of general significance is that a space-time with
R ≡ 0 can only have horizons of orders one (simple,
like Schwarzschild’s) and two (double, as in the extremal
Reissner–Nordström metric) and no higher. This analysis is used for formulation of two BH construction algorithms. It is shown that a generic choice of A(r) leads to
a one-parameter family of solutions which, in a certain
range of the parameter (integration constant) C, unifies
globally regular non-extremal BHs with a Kerr-like causal
structure, extremal BHs and symmetric wormholes. Singular non-extremal BHs can be found outside this range
of C.
Sec. IV contains some simple examples, illustrating different features of the present formalism. Examples 1 and
3 reproduce already known BH solutions from the viewpoint of our algorithms. Example 2 is a BH solution
with zero Schwarzschild mass, illustrating violation of
Thorne’s hoop conjecture possible in a brane world. Example 4 shows that well-behaved special solutions can be
found even for such choices of A(r) that the trace equation (9) has a singular point. Example 5 illustrates the
smoothness properties of some BH metrics at the horizon
in different coordinate frames. Sec. V is a discussion.
We will assume that all relevant functions are analytic
unless otherwise explicitly indicated. The symbol ∼, as
usual, connects quantities of the same order of magnitude
in a certain limit.
II.
where dΩ2 = dθ2 + sin2 θ dφ2 is the linear element on a
unit sphere.
Let us write down the scalar curvature and the
Kretschmann scalar for the metric (4):
2
(1 − B)
r2
Ar Br
A2
2 Ar
Br
Arr
− r2 +
+
+
; (5)
−B
A
2A
2AB
r A
B
R=
K = Rµν ρσ Rρσ µν = 4K12 + 8K22 + 8K32 + 4K42 ,
B 2AArr − A2r
Ar Br
K1 =
,
+
4
A2
AB
B Ar
Br
1−B
K2 =
, (6)
,
K3 =
,
K4 =
2r A
2r
r2
where the subscript r means d/dr. The finiteness of K
is a natural regularity criterion for the geometries to be
discussed since K is a sum of squares of all components
Rµν εσ of the Riemann tensor for the metric (4), therefore K < ∞ is a necessary and sufficient condition for
the finiteness of all algebraic curvature invariants. Meanwhile, K is finite if and only if all Ki defined in (6) are
finite.
If we treat Eqs. (1) as the conventional Einstein equations with an effective SET Tµν eff , i.e., Gνµ = −κ24 Tµν eff ,
eff
then the effective density ρ eff , radial pressure prad
and
eff
tangential pressure p⊥ are expressed in terms of A and
B as follows:
B − 1 Br
+
,
r2
r
B − 1 BAr
eff
Grr = κ24 prad
=
+
,
r2
Ar
A2
B 2Arr
− 2r
Gθθ = Gφφ = κ24 p⊥eff =
4
A
A
Ar Br
2 Ar
Br
.
−
+
+
AB
r A
B
Gtt = −κ24 ρ eff =
The only combination of the Einstein equations (1) in
a brane world written unambiguously without specifying
Eµν , is their trace:
R = 4Λ4 + κ24 Tαα + κ45 Πα
α.
(8)
Assuming that the right-hand side is a known function
of the radial coordinate, i.e., that R = R(r) is known,
Eq. (8) may be written as a linear first-order equation
with respect to f (r) := rB(r) [12, 13]:
A(rAr + 4A)fr + [r(2AArr − A2r ) + 3AAr ]f
= 2A2 [2 − r2 R(r)].
THE GENERAL SOLUTION
(7)
(9)
Its general solution is
The general static, spherically symmetric metric in 4
dimensions in the curvature coordinates has the form
ds2 = A(r)dt2 −
dr2
− r2 dΩ2
B(r)
(4)
f (r) =
2Ae3Γ
(4A + rAr )2
Z
× (4A + rAr )[2 − r2 R(r)]e−3Γ dr
(10)
3
where
Γ(r) =
Z
Ar dr
.
4A + rAr
(11)
Thus, choosing any smooth function A(r), we obtain f (r)
from (10), and, after fixing the integration constant, the
metric is known completely.
If the function R(r) is not specified, Eq. (10) is simply
another form of the trace of the Einstein equations. It
is valid for any static, spherically symmetric metric, at
least in ranges of r where the quantity
A(4A + rAr ) is
√
finite and nonzero and where r = −gθθ is an admissible
coordinate. The latter means, in particular, that Eq. (10)
is applicable to a wormhole metric only on one (but either) side of a wormhole throat (see [12] for details) and
is evidenly invalid for flux-tube metrics, characterized by
gθθ = const.
For a given SET Tµν , the dependence R(r) is not always known, but in the vacuum case Tµν = 0, so that
R(r) = 4Λ4 , the solution to the Einstein equations can
always be written in the form (10) under the above evident restrictions.
III.
BLACK HOLE CONSTRUCTION
A.
Conditions at horizons
du2
− r2 (u)dΩ2 ,
A(u)
(12)
where the variables are connected with those in Eq. (4)
as follows:
2
dr
= B(r). (13)
A(u) = A(r), r(u) = r, A(u)
du
The reason for using this coordinate is that, in a close
neighbourhood of a horizon (a sphere where gtt = 0),
it varies like manifestly well-behaved Kruskal-like coordinates used for an analytic continuation of the metric
[16, 17]. Using this coordinate, one can “cross the horizons” preserving the formally static expression for the
metric. Both A and r must be smooth functions of u
near the horizon u = h, so that
A(u) ∼ (u − h)k ,
f (r) ∼ B(r) ∼ (r − rh )(k+2s−2)/s
as u → h.
(15)
On the other hand, substituting A = A(u) ∼ (r −
rh )k/s into the solution (10) and assuming that the quantity Q(r) = 2 − r2 R(r) is finite at r = rh (which is generically the case), it is easy to obtain that near rh
h
i
f (r) ∼ B(r) ∼ (r − rh )2−k/s (r − rh )k/s + C . (16)
where C is an integration constant and C = 0 corresponds to the case when integration in (10) is performed
from rh to r. Comparing the exponents in (15) and (16),
we see that
• in case C = 0: k = 2, s is not restricted;
Before singling out BH solutions on the basis of
Eq. (10), let us first formulate the conditions under which
the generating function A(r) leads to a metric with a
Killing horizon. The latter is a surface where a timelike or spacelike Killing vector becomes null. To describe
Killing horizons (to be called horizons for short) in spherically symmetric space-times, it is helpful to use the socalled quasiglobal coordinate u specified by the condition
gtt guu = −1. The metric (4) is then rewritten in the form
ds2 = A(u)dt2 −
number s = 1, 2, . . . characterizes the possible behaviour
of r(u); rh > 0 is the horizon radius. (We leave aside
possible horizons of infinite radius which can in principle appear as well [16].) Generically but not necessarily
one has s = 1. When s = 1 (i.e., dr/du is finite at the
horizon), the coordinate r can be used for continuing the
metric through the horizon on equal grounds with u. The
continuation will be analytic if both A(u) and r(u) are
analytic at u = h.
Assuming (14) and directly employing the relations
(13), we find that
r(u) ≈ rh + const · (u − h)s , (14)
where k = 1, 2, . . . is the order of the horizon (the horizon is simple if k = 1, double if k = 2, etc.) while the
• in case C 6= 0: k = 1, s is not restricted.
Thus, to obtain a solution with a horizon at r = rh ,
we should take A(r) behaving as (r − rh )k/s with k = 1
or 2 and s ∈ N.
An important point is that, under the condition
R(rh ) 6= 2/rh2 , a horizon can be either simple (k = 1)
or double (k = 2); horizons of higher orders k do not appear. This is true, in particular, for all static, spherically
symmetric metrics with R = 0.
Let us now look what changes when the function 2 −
r2 R(r) vanishes at r = rh . One can write
Q(r) := 2 − r2 R(r) ∼ (r − rh )p ,
p = 0, 1, 2, . . . , near r = rh ,
(17)
preserving the assumptions (14). So p = 0 corresponds to
the above generic case Q(rh ) 6= 0 and p > 0 means that
Q(r) has a zero of order p. Then the expression (15) for
f (r) remains the same but (16) must be replaced with
h
i
f (r) ∼ B(r) ∼ (r − rh )2−k/s (r − rh )k/s+p + C (18)
Consequently, in case C 6= 0 the metric behaves as before,
whereas for C = 0 we obtain near r = rh
A(r) ∼ (r − rh )p+2/s ,
A(u) ∼ (u − h)ps+2 ,
B(r) ∼ (r − rh )p+2 ,
that is, a horizon of order ps + 2.
(19)
4
Now, assuming A = 0 at r = rh > 0, one can rewrite
Eq. (10) in the form
2Ae3Γ
f (r) ≡ rB(r) =
(4A + rAr )2
(Z
r
×
rh
2
(4A + rAr )[2 − r R(r)]e
−3Γ
)
dr + C . (20)
The above analysis shows that this relation leads to a
metric with a horizon at r = rh in two cases:
(i) A ∼ (r−rh )1/s , as r → rh , s ∈ N. Then Eq. (20) leads
to a metric with a simple horizon in case C 6= 0 and
a metric with a horizon of order 2+ps in case C = 0.
(ii) A ∼ (r − rh )2/s as r → rh , s odd. Then (20) leads
to a metric with a horizon of order 2 + ps in case
C = 0.
Here, as before, the parameter p characterizes the behaviour of Q(r) according to Eq. (17).
Item (ii) does not include solutions with C 6= 0. The
point is that in case A ∼ (r − rh )2 , C 6= 0, the metric
is singular at r = rh , as is confirmed by calculating the
Kretschmann scalar (6): its constituent K2 blows up at
r → rh . For odd numbers s > 1, the corresponding metric with A ∼ (r − rh )2/s , C 6= 0 has a finite Kretschmann
scalar but loses analyticity at r = rh and therefore cannot
be analytically continued through this sphere. Indeed, in
this case r − rh ∼ (u − h)s/(ps+2) , where the exponent is
a fraction for any odd s and p = 0, 1, 2, . . .. The metric is
thus only continuous (C 0 -smooth) at u = h in case p > 0
and C (s−1)/2 -smooth in case p = 0.
previous subsection. The difference is really essential:
there are metrics which behave non-analytically in terms
of r at r = r(h) = rh but analytically in terms of u at
u = h (see variants s > 1 in Sec. III and Example 5 in
the next section).
The analyticity requirement rejects possible cases of
restricted smoothness (see the end of Sec. III A). It is
not only a matter of simplicity: in our view, if we are
dealing with a field configuration, its non-analyticity at a
certain surface must have a physical reason, e.g., a phase
transition, and it seems too artificial, a kind of perfect
fine tuning, to assume that the phase transition occurs
precisely at a horizon.
We do not require r(umax ) = ∞ since we do not want
to rule out metrics with cosmological horizons like the
Schwarzschild-de Sitter space-time where an R region is
situated between a BH horizon and a cosmological horizon. We, however, adopt the requirement r(umax ) > rh
to exclude configurations with only cosmological horizons.
Let us return to the solution (10), or (20). Due to
its generality, it certainly describes all BH metrics, at
least piecewise. We can, however, formulate explicit requirements to the generating function A(r) under which
Eq. (10) leads algorithmically to a BH metric. Namely,
let there be a range
R[r] : rmax > r > rh ,
rh > 0,
(21)
in which the r.h.s. of Eq. (9) is positive:
Q(r) = 2 − r2 R(r) > 0.
(22)
Then the above items (i) and (ii) lead to the following
BH construction algorithms.
B.
Definition and algorithms
We have been so far discussing local conditions at possible Killing horizons. Let us now turn to space-time
properties at large and try to select BH metrics. We
shall not need a general rigorous definition of a BH [18]
which in turn needs such notions as strong asymptotic
predictability, trapped regions etc. The following working definition will be appropriate for our purposes.
Definition. The metric (12) is said to describe a black
hole if (a) the functions A(u) and r(u) are analytic in the
range R[u] : h ≤ u < umax where umax may be finite or
infinite; (b) r(u) > 0 in R[u], and r(umax ) > r(h) = rh ;
(c) A(u) > 0 at u > h, and A(h) ∼ (u − h)k , k ∈ N as
r → rh .
Item (c) means that u > h is a static region (R region)
of a static, spherically symmetric space-time while the
sphere u = h, a boundary of this region, is a Killing horizon of a certain order k. So, in usual terms, our working
definition describes the domain of outer communication
of a BH, and u = h is its event horizon.
The definition uses the u coordinate rather than r, due
to its advantage in horizon description, discussed in the
(BH1). Specify a function A(r), positive and analytical
in R[r], in such a way that g(r) = 4A + rAr > 0 in R[r]
and A ∼ (r−rh )1/s , s ∈ N, as r → rh . Then the functions
A(r) and B(r) given by Eq. (20) with C ≥ 0 determine
a black hole metric (4) with a horizon at r = rh . The
horizon is simple if C > 0; in case C = 0 it is of the order
2 + ps if Q(r) behaves according to Eq. (17).
(BH2). Specify a function A(r), positive and analytical
in R[r], in such a way that g(r) = 4A + rAr > 0 in
R[r] and A ∼ (r − rh )2/s as r → rh , s being an odd
positive integer. Then the functions A(r) and B(r) given
by Eq. (20) with C = 0 determine a black hole metric
(4) with a horizon at r = rh of the order 2 + ps if Q(r)
behaves according to Eq. (17).
Both algorithms (BH1) and (BH2) lead to double horizons in case C = 0 if Q(rh ) > 0.
To obtain asymptotically flat BHs, one should assume rmax = ∞ and restrict the choice of A(r) to
functions compatible with asymptotic flatness. Properly
choosing the time scale, we can require a Schwarzschild
behaviour of A: A = 1 − 2m/r + o(1/r) as r → ∞, where
m is the Schwarzschild mass. Eq. (20) then leads to the
5
proper behaviour of B(r), i.e., B → 1 as r → ∞, provided
the curvature R decays quickly enough: R(r) = o(r−3 )
as r → ∞.
One can notice that both algorithms use the r coordinate whereas the BH definition uses u. A transition to u
is accomplished with Eq. (13). The conditions of (BH1)
and (BH2) guarantee that B > 0 at r > rh , therefore,
choosing dr/du > 0 in (13), we evidently satisfy the BH
definition.
The condition (22) can be weakened: what actually
must be required is that the integral in (20) should remain positive in R[r].
Another condition of both algorithms, g(r) = 4A +
rAr > 0 in R[r], allows one to avoid a singular point
of Eq. (9), where the coefficient of the derivative fr vanishes. This coefficient also vanishes at horizons, which
have been already discussed. The points where A 6= 0
but g = 0, if any, also deserve special attention. Though,
the equality g = 0 itself has no evident geometric (and
hence physical) meaning, it only represents some technical difficulty in our description with the aid of Eq. (9).
Points where g = 0 are avoided by most of asymptotically flat BH metrics. Indeed, in this case g ≥ 0 at the
horizon and g = 4 at infinity; the condition g(r) > 0
means that r4 A is a strictly increasing function of r,
which is the case, e.g., for all functions A(r) monotonically growing from 0 at the horizon to 1 at infinity.
However, one can easily verify that such points inevitably appear in other important situations, e.g., between a regular centre and a cosmological horizon or between two simple horizons.
It can be shown that if the choice of the generating
function A(r) leads to g(r) with a simple zero at some
r = rs ∈ R[r], then there is a unique nonzero value of the
constant C (namely, when integration in Eq. (10) starts
from rs ) making it possible to avoid a singularity of the
metric at r = rs . So Algorithm (BH1) survives, but it
now gives a single solution with a horizon instead of a
family parametrized by C (see Example 4 in Sec. IV).
Algorithm (BH2) requires C = 0 and therefore does not
work.
C.
Generic behaviour of the solutions: wormholes
and regular BHs
Let us discuss the properties of the metric in the
generic situation that leads to a BH according to Algorithm (BH1): let A(r) be a well-behaved positive function
at r > rh and have a simple zero at r = rh , and let also
Q(rh ) > 0. Then, in a small neighbourhood of r = rh ,
one can write
A(r) = A1 (r − rh ) + o(r−rh ),
B(r) = B1 C (r − rh ) + B2 (r−rh )2 + o (r−rh )2 (, 23)
with fixed positive constants A1 , B1 and B2 . The integration constant C is a family parameter, and C = 0 is
its critical value at which the solution drastically changes
its properties.
If C < 0, B turns to zero at r = rmin = rh +
|C|B1 /B2 > rh . (Here, |C| should be small enough for
the solution to remain in a range where Eq. (23) is still
approximately valid.) One obtains B(r) ≈ B2 (r−rh )(r−
rmin ), so that B(r) has a simple zero at r = rmin , whereas
A(rmin ) > 0. Such a behaviour of the metric functions
corresponds to a symmetric wormhole throat at r = rmin
[12]. The substitution r = rmin + x2 , x ∈ R, makes the
metric (4) regular at r = rmin (x = 0), and all metric coefficients are even functions of x. Thus our solution does
not reach the anticipated horizon r = rh and describes a
symmetric wormhole.
In case C = 0, as already described, we obtain a double horizon at r = rh , and the geometry is smoothly
continued to smaller r, where the further properties of
the metric depend on the specific choice of A(r).
If C > 0, then B > 0 at r > rh , turns to zero at the
horizon r = rh and again turns to zero in the T region
at r = rmin = rh − C B1 /B2 < rh . This, as before,
bounds the range of r from below in a way similar to a
wormhole throat. The coordinate singularity at r = r0
is again removed by the transformation r = rmin + x2 ,
but now x is a temporal coordinate in a T region, where
the metric (4) describes a Kantowski-Sachs cosmology
with two scale factors r(x) and A(r(x)) and the R × S2
topology of spatial sections. Hence, x = 0 is the time
instant at which r(x) experiences a bounce. It can be
roughly said that the wormhole throat, having moved
into a T region, becomes a bouncing time instant of the
scale factor r in a Kantowski-Sachs cosmology.
Assuming asymptotic flatness at large r, one can use
the standard methodology to obtain the corresponding Carter-Penrose diagram describing the global causal
structure: it coincides with that of the Kerr or KerrNewman non-extremal BH [18] (but without a ring singularity) and contains an infinite sequence of R and T
regions.
By continuity, this behaviour is preserved in a finite
range of C values (see Examples 1 and 2 in the next
section). We conclude that each generic choice of A(r)
with a simple zero at r = rh leads to a family of solutions
unifying symmetric wormholes(C < 0), extremal BHs
(C = 0) and regular non-extremal BHs (C > 0), see
Fig. 1.
IV.
EXAMPLES
Example 1: A(r) = 1 − 2m/r, m = const > 0.
For this Schwarzschild form of A(r), the solution (10)
in the vacuum case R ≡ 0 can be written as
f (r) =
(r − 2m)(r − r0 )
,
r − 3m/2
(24)
6
❅
❅
❅
❅
❅
❅
❅
❅
R
❅
❅
❅
❅
(a): C < 0
❅
R❅
❅
❅
❅
R ❅
❅
R❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅ T
❅
❅
❅
R ❅
R❅
❅
❅
❅
T ❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
❅
(b): C = 0
(c): C > 0
FIG. 1: Carter-Penrose diagrams for a generic family of
asymptotically flat solutions: (a) a symmetric wormhole, (b)
an extremal BH in case there is a singularity inside the inner
R region, and (c) a regular BH. Diagrams (b) and (c) can be
infinitely continued upward and downward. The letters R and
T mark static (R) and cosmological (T) regions, respectively.
Spatial infinity (r = ∞) is shown by double lines, horizons
(r = rh ) by single thin lines and the singularity in (b) by a
thick line. Dashed lines show the wormhole throat in diagram
(a) and the bouncing time instants in diagram (c).
where r0 is an integration constant. The metric takes the
form
2m
ds2 = 1 −
dt2
r
1 − 3m/(2r)
−
dr2 − r2 dΩ2 . (25)
(1 − 2m/r)(1 − r0 /r)
The Schwarzschild metric is restored in the special case
r0 = 3m/2. The metric (25) was obtained by Casadio,
Fabbri and Mazzacurati [6] in search for new brane-world
black holes and by Germani and Maartens [7] as a possible external metric of a homogeneous star on the brane.
Without repeating their more detailed descriptions, we
will outline the main points in our notations.
BH metrics appear according to Algorithm (BH1),
where C = 0 corresponds to r0 = 2m and C > 0 to
r0 < 2m. In case r0 > 2m, the metric (25) describes a
symmetric traversable wormhole [12].
In case r0 = 2m we have a double horizon at r =
2m: near r = 2m, the coordinate r is connected with
the quasiglobal coordinate u by r − 2m ∼ (u − uh )2 ,
uh being the value of u at the horizon, and A(u) ∼ (u −
uh )2 . The Carter-Penrose diagram coincides with that of
the extremal Reissner–Nordström metric [Fig. 1(b)] with
the only difference that the timelike curvature singularity
occurs at r = 3m/2 instead of r = 0.
In case r0 < 2m, as in the Schwarzschild metric,
r = 2m is a simple horizon, and, as described in
Ref. [6], the space-time structure depends on the sign
of η = r0 − 3m/2. If η < 0, the structure is that of
a Schwarzschild black hole, but the spacelike curvature
singularity is located at r = 3m/2 instead of r = 0. If
η > 0, the solution describes a nonsingular black hole
with a wormhole throat at r = r0 inside the horizon, or,
more precisely, it is the minimum value of r at which the
model bounces. The corresponding global structure [6] is
the same as that of a non-extremal Kerr BH [Fig. 1(c)].
Thus the metric properties in the whole range r0 >
3m/2 of the integration constant r0 entirely conform to
the description in Sec. III C for both positive and negative
C.
The components of the effective SET (7) have the form
m(2r0 − 3m)
,
r2 (2r − 3m)2
2r0 − 3m
=− 2
,
r (2r − 3m)
(r − m)(2r0 − 3m)
.
=
r2 (2r − 3m)2
κ24 ρ eff =
eff
κ24 prad
κ24 p⊥eff
(26)
Example 2: A(r) = 1 − h2 /r 2 , h = const > 0.
This form of A(r) represents a metric with zero
Schwarzschild mass.
BH solutions are easily obtained: Eq. (20) with R ≡ 0
now gives
C −h
h2
. (27)
1+ √
f (r) = rB(r) = r 1 − 2
r
2r2 − h2
In accord with (BH1), the sphere r = h is a simple horizon if C > 0 and a double horizon if C = 0.
In case C < 0, B(r) has a simple zero at r = rth > h
given by
2
2rth
= h2 + (h − C)2 ,
(28)
which is a symmetric wormhole throat [12].
In case C = 0, r = h is a double horizon, and
the Carter–Penrose diagram coincides with that of the
extremal Reissner–Nordström metric [Fig. 1(b)], but a
timelike
singularity due to B → ∞ takes place at r =
√
h/ 2.
In case 0 < C < h, inside the simple horizon r = h,
the function B(r) turns to zero√at r = rth given by (28),
which is now between h and h/ 2, and we obtain a Kerrlike regular BH structure with an infinite sequence of R
and T regions [Fig. 1(c)]. We see that the description
of Sec. III C is valid in the whole range C < h of the
integration constant C.
The value C = h leads to the simplest metric with A =
B = 1 − h2 /r2 , which may be identified as the Reissner–
Nordström metric with zero mass and pure imaginary
charge. The space-time causal structure is Schwarzschild,
with a horizon at r = h and a singularity at r = 0. Lastly,
in case C > h the causal structure is again Schwarzschild
√
but the singularity due to B → ∞ occurs at r = h/ 2.
7
This example is of certain interest in connection with
Thorne’s “hoop conjecture”, claiming that a BH horizon
forms when and only when a mass M gets concentrated in
a region whose circumference in every direction is smaller
than 4πGM , G being Newton’s constant of gravity [19].
Nakamura et al. [20] recently found an example of a
cylindrical (i.e., infinitely long) matter distribution on
the brane able to form a horizon and thus violating the
hoop conjecture. The present example of a zero mass BH
shows that, in the brane-world context, a BH may exist
(at least as a solution to the gravitational equations on
the brane) without matter and without mass, solely as a
tidal effect from the bulk gravity. The effective SET is
in this case certainly quite exotic from the viewpoint of
the conventional energy conditions:
h2 (C − h)(3r2 − h2 )
h2
,
−
r4
r4 (2r2 − h2 )3/2
h2
(C − h)(r2 + h2 )
= 4 + 4 2
,
r
r (2r − h2 )1/2
h2
(C − h)(r4 + 2h2 r2 − h4 )
=− 4 −
. (29)
r
r4 (2r2 − h2 )3/2
κ24 ρ eff = −
eff
κ24 prad
κ24 p⊥ eff
In the simplest case C = h it has the “anti-Reissner–
Nordström” form, ∝ r−4 diag(−1, −1, 1, 1).
Example 3: A(r) = (1 − 2m/r)2 , m = const > 0.
For this extremal Reissner–Nordström form of A(r),
the solution (10) with R ≡ 0 and the metric can be written as
mr0
(r − r0 )(r − r1 )
,
r1 :=
, (30)
r
r0 − m
2
2m
dt2
ds2 = 1 −
r
−1
−1
r1
r0
1−
dr2 − r2 dΩ2 . (31)
− 1−
r
r
f (r) =
The form of A(r) fits to Algorithm (BH2), and accordingly we obtain a BH solution in the only case
r0 = r1 = 2m, i.e., when the integration in Eq. (20) is
conducted from rh = 2m, so that C = 0. It is the extremal Reissner–Nordström metric, and accordingly the
effective SET is Tµν eff ∝ r−4 diag(1, 1, −1, −1).
Other values of r0 lead either to wormholes (the throat
is located at r = r0 if r0 > 2m or at r = r1 > 2m in
case 2m > r0 > m), or to a naked singularity located at
r = 2m (when r0 < m) as is confirmed by calculating the
Kretschmann scalar — see more detail in Ref. [12].
Example 4: A(r) = 1 − r 2 /a2 , a = const > 0.
The above examples described vacuum asymptotically
flat BHs. Now, choosing the de Sitter form of A(r), we
will write the solution (10) for a vacuum configuration
with a cosmological term, so that R = 4Λ4 = 12/a2, in
the region r < a. We obtain
r2
K
f (r) = rB(r) = 1 − 2 r +
, (32)
a
(2a2 − 3r2 )3/2
where K is an integration constant such that K = 0
corresponds
to integration in Eq. (10) from r = rs =
p
a 2/3 to r. The value r = rs is the one where g(r) =
4A+rAr vanishes. In full agreement with the description
in Sec. III B, B(r) tends to infinity as r → rs unless K =
0, and thus the only well-behaved solution is de Sitter,
with A = B = 1 − r2 /a2 . This example illustrates what
happens when Eq. (9) has a singular point g = 0 in the
range of interest.
Example 5: A(r) = (1 − 2m/r)1/s , m = const > 0, s ∈ N
We here try to give an example of a metric behaving
non-analytically at r = rh in terms of r but analytically in terms of the quasiglobal coordinate u defined by
gtt guu = −1, see Sec. III A. A certain difficulty is that the
solution (10) for this choice of A(u), even in the simplest
case R = 0, is expressed with the aid of the hypergeometric function, which can hardly be a very clear illustration.
We therefore simply take the following “artificial” example of an asymptotically flat metric (4):
1/s
−2+1/s
2m
2m
2
2
ds = 1 −
dt − 1 −
dr2 − r2 dΩ2 ,
r
r
(33)
as suggested by Eq. (15) for any positive integer s in the
case of a simple horizon, and transform it to a coordinate
which behaves like u near rh = 2m, namely, put 1 −
2m/r = xs (we do not directly use the transformation
(13) since u(r) then looks too cumbersome.) The metric
takes the form
ds2 = xdt2 −
4m2 s2
4m2
dx2 −
dΩ2 .
s
4
x(1 − x )
(1 − xs )2
(34)
Its asymptotic flatness at x = 1 is not so evident, but
evident is the behaviour at x = 0 as expected at a simple
horizon. In case s = 1 it is the Schwarzschild metric. For
s > 1 it is not a vacuum solution to Eq. (9); the effective
SET is easily found according to Eqs. (7), it decays at
large r as r−4 , in particular, its trace is κ−2
times the
4
scalar curvature
1−1/s
2m
2
2
[2m − s(r + 2m)].
R= 2 + 3 1−
r
r s
r
The same substitution 1 − 2m/r = xs applied to the
metric
2/s
−2
2m
2m
dt2 − 1 −
dr2 − r2 dΩ2 (35)
ds2 = 1 −
r
r
with m > 0 and s ∈ N reveals a double horizon at r =
2m.
8
V.
CONCLUDING REMARKS
Using the trace of the 4D Einstein equations, written as
a linear first-order ordinary differential equation and integrated, we have formulated some general requirements
to the (arbitrary) generating function A(r) ≡ gtt which
are sufficient for obtaining static, spherically symmetric
BH metrics — see Algorithms (BH1) and (BH2). The
latter may be asymptotically flat or have any other large
r behaviour.
We have seen that, under some natural restrictions,
BH metrics are easily constructed in vacuum or in the
presence of matter for which the dependence R(r) may be
specified. Though, not every kind of matter distribution
admits a horizon inside it. No horizon can appear, e.g.,
in a perfect fluid with the equation of state ρ = np, n ∈
N: the conservation law then implies ρ = ρ0 A−(n+1)/2 ,
ρ0 = const, so that ρ → ∞ as A → 0. More generally,
at a horizon, the effective SET (7) should satisfy the
eff
condition ρ eff + prad
= 0. Indeed, one can write in terms
of the metric (12):
Gtt − Guu = 2
A d2 r
eff
= −κ24 (ρ eff + prad
)
r du2
(36)
eff
[recall that A(u) = A(r)], which leads to ρ eff + prad
=0
at regular points where A = 0.
The same quantity is negative at wormhole throats (it
is the well-known violation of the null energy condition
[21]) but is positive at bounces in T regions. Eq. (36)
shows that this property is quite general: at a minimum
eff
of r, where d2 r/du2 > 0, one has ρ eff + prad
< 0 if A > 0
eff
eff
(a throat) and ρ + prad > 0 if A < 0 (a bounce).
A feature of utmost interest is the generic appearance
of families of solutions which unify symmetric wormholes
and globally regular BHs with a bounce of r in the T
region and a Kerr-like global structure. The two qualitatively different branches of any such family are separated
by an extremal BH solution.
Certain care should be taken about possible zeros (r =
rs ) of the function g(r) = 4A + rAr which is a coefficient
of the derivative fr in Eq. (9). We have shown that even
if the choice of A(r) leads to g(r) = 0 at some r, a wellbehaved solution can generically be obtained.
The whole consideration is quite general and may find
application in general relativity (where our effective SET
Tµν eff is simply the matter SET including a possible cosmological term) and alternative theories of gravity that
use modified Einstein equations. As usual, for a particu-
[1] V.A. Rubakov, “Large and infinite extra dimensions”,
Phys. Usp. 44, 871 (2001); hep-ph/0104152;
R. Maartens, “Geometry and dynamics of the brane
world”, gr-qc/0101059;
D. Langlois, “Gravitation and cosmology in a brane universe”, gr-qc/0207047;
lar kind of matter, the theory will give one more independent equation for the two metric functions to be found,
A(r) and B(r) in our notation, and the set of equations
will be determined.
The most natural application of these results is, however, the brane world concept where the trace of the Einstein equations is the only equation of 4D gravity which
can be written unambiguously using only 4D quantities.
Being a single equation for the two unknown functions
A(r) and B(r), it leads to a variety of BH as well as
wormhole solutions. This ambiguity reflects the ambiguity of brane embedding into the bulk, which manifests
itself in Eqs. (1) in the arbitrariness of Eµν . Moreover, as
remarked in Ref. [12], the tensor Eµν , due to its geometric origin, need not respect the usual energy conditions,
and the appearance of wormhole solutions in its presence
looks quite natural.
The above arbitrariness exists even in the simplest
brane world models of RS2 type [10], possessing a single
extra dimension, Z2 symmetry with respect to the brane
and no matter in the bulk, to say nothing of more complex models. The latter may include scalar fields in the
bulk [4, 22], multiple (at least two) branes [23, 24], more
than one extra dimension [25], timelike extra dimensions,
lacking Z2 symmetry, a 4D curvature term [26] etc; see
further references in the cited papers and the reviews [1].
To improve the predictive power of brane world scenarios,
it seems necessary to remove the “redundant freedom”,
applying reasonable physical requirements such as regularity and stability to complete multidimensional models.
Much work in this direction has already been done.
Different methods of solving the bulk gravity equations
for given brane configurations have been developed [3,
8, 13, 27], and the bulk properties of some particular
brane-world BHs have been studied [2–5, 8] as well as
their possible quantum properties [9]. It appears to be
a necessary, though difficult, task to extend the study to
more general BH configurations.
Acknowledgments
The authors acknowledge partial financial support
from DFG project 436/RUS 113/678/3-1 and also (KB
and VM) from RFBR Grant 01-0217312a. KB and VM
are thankful to the colleagues from the University of Konstanz for kind hospitality.
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The sign conventions are as follows: the metric signature
(+ − − −); the curvature tensor Rσ µρν = ∂ν Γσµρ − . . ., so
that, e.g., the Ricci scalar R > 0 for de Sitter space-time,
and the stress-energy tensor (SET) such that Ttt is the
energy density.