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opeN
Received: 01 December 2016
Accepted: 07 March 2017
Published: 07 April 2017
origin and spread of human
mitochondrial DNA haplogroup U7
Hovhannes sahakyan1,2,*, Baharak Hooshiar Kashani3,†,*, Rakesh tamang4,
Alena Kushniarevich1,5, Amirtharaj Francis6, Marta D Costa7,8, Ajai Kumar pathak1,9,
Zaruhi Khachatryan2, Indu sharma10, Mannis van oven11, Jüri parik1,9, Hrant Hovhannisyan2,12,
ene Metspalu1,9, erwan pennarun1, Monika Karmin1, erika tamm1,9, Kristiina tambets1,
Ardeshir Bahmanimehr2,‡, tuuli Reisberg1,9, Maere Reidla1,9, Alessandro Achilli3, Anna olivieri3,
Francesca Gandini3,$, Ugo A. perego3, Nadia Al-Zahery3, Massoud Houshmand13,
Mohammad Hossein sanati13, pedro soares8,14, ekta Rai10, Jelena Šarac1,15, tena Šarić1,15,
Varun sharma10, Luisa pereira8,16, Veronica Fernandes7,8,16, Viktor Černý17, shirin Farjadian18,
Deepankar pratap singh6, Hülya Azakli19, Duran Üstek20, Natalia ekomasova
(Trofimova)1,21,22, Ildus Kutuev1,21, sergei Litvinov1,21, Marina Bermisheva21,
elza K. Khusnutdinova21,22, Niraj Rai6, Manvendra singh6, Vijay Kumar singh6, Alla G. Reddy6,
Helle-Viivi tolk1, svjetlana Cvjetan15,23,24, Lovorka Barac Lauc15,25, pavao Rudan15,26,
emmanuel N. Michalodimitrakis27, Nicholas p. Anagnou28,29, Kalliopi I. pappa29,30,
Maria V. Golubenko31, Vladimir orekhov32, svetlana A Borinskaya32, Katrin Kaldma1,#,
Monica A. schauer33, Maya simionescu33, Vladislava Gusar34,§, elena Grechanina34,
periyasamy Govindaraj6, Mikhail Voevoda35,36,37, Larissa Damba35, swarkar sharma10,
Lalji singh6,¶, ornella semino3, Doron M. Behar1,38, Levon Yepiskoposyan2,
Martin B. Richards7,39, Mait Metspalu1, toomas Kivisild1,9,40, Kumarasamy thangaraj6,
phillip endicott41, Gyaneshwer Chaubey1, Antonio torroni3 & Richard Villems1,9,42
1
Evolutionary Biology Group, Estonian Biocentre, Tartu 51010, Estonia. 2Laboratory of ethnogenomics, institute
of Molecular Biology of National Academy of Sciences, Yerevan 0014, Armenia. 3Dipartimento di Biologia e
Biotecnologie “L. Spallanzani”, Università di Pavia, Pavia 27100, Italy. 4Department of Zoology, University of
Calcutta, Kolkata 700 019, India. 5Institute of Genetics and Cytology, National Academy of Sciences, Minsk 220072,
Belarus. 6CSIR-Centre for Cellular and Molecular Biology, Hyderabad 500 007, India. 7faculty of Biological Sciences,
University of Leeds, Leeds LS2 9JT, UK. 8Instituto de Patologia e Imunologia Molecular da Universidade do Porto
(IPATIMUP), Porto 4200-135, Portugal. 9Department of evolutionary Biology, institute of Molecular and cell Biology,
University of Tartu, Tartu 51010, Estonia. 10Human Genetics Research Group, Department of Biotechnology, Shri
Mata Vaishno Devi University, Katra 182320, India. 11Utrecht 3523 GN, The Netherlands. 12Russian-Armenian
University, Yerevan 0051, Armenia. 13Department of Medical Genetics, national institute of Genetic engineering
and Biotechnology, Tehran 14965/161, Iran. 14Departamento de Biologia, cBMA (centro de Biologia Molecular e
Ambiental), Universidade do Minho, Braga 4710-057, Portugal. 15institute for Anthropological Research, Zagreb
10000, Croatia. 16Instituto de Investigação e Inovação em Saúde, Universidade do Porto (i3S), Porto 4200-135,
Portugal. 17Department of Anthropology and Human Genetics, Faculty of Science, Charles University, Prague 12843, Czech Republic. 18Department of Immunology, Allergy Research Center, Shiraz University of Medical Sciences,
Shiraz 71348-45794, Iran. 19Genetic Department, Institute of Experimental Medicine, Istanbul University, Istanbul
33326, Turkey. 20Department of Medical Genetics and REMER, Faculty of Medicine, Medipol University, Istanbul,
34810 Turkey. 21Institute of Biochemistry and Genetics, Ufa Scientific Center of the Russian Academy of Sciences, Ufa
450054, Russia. 22Department of Genetics and Fundamental Medicine of Bashkir State University, Ufa 450076, Russia.
23
Department of Molecular Biology, Ruđer Bošković Institute, Zagreb 10000, Croatia. 24Mediterranean institute for
Life Sciences, Split 21000, Croatia. 25Croatian Science Foundation, Zagreb 10000, Croatia. 26Anthropological centre
of the Croatian Academy of Sciences and Arts, 10000 Zagreb, Croatia. 27Department of forensic Sciences and
Toxicology, University of Crete, School of Medicine, Heraklion 71110, Greece. 28Laboratory of Biology, University of
Athens, School of Medicine, Athens 115 27, Greece. 29foundation for Biomedical Research of the Academy of Athens
(IIBEAA), Athens 115 27, Greece. 30First Department of Obstetrics and Gynecology, University of Athens, School of
Medicine, Athens 115 27, Greece. 31Research institute of Medical Genetics, tomsk national Research Medical center
of the Russian Academy of Sciences, Tomsk 634050, Russia. 32Vavilov institute of General Genetics, Russian Academy
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of Sciences, Moscow 119333, Russia. 33Institute of Cellular Biology and Pathology “Nicolae Simionescu”, Bucharest
PO Box 35-14, Romania. 34Kharkiv Specialized Medical Genetic Centre (KSMGC), Kharkiv 61022, Ukraine. 35institute
of Internal and Preventive Medicine, SB RAS, Novosibirsk 630089, Russia. 36institute of cytology and Genetics SB
RAS, Novosibirsk 630090, Russia. 37Novosibirsk State University, Novosibirsk 630090, Russia. 38clalit national
Cancer Control and Personalized Medicine Program, Carmel Medical Center, Haifa 3436212, Israel. 39Department of
Biological Sciences, School of Applied Sciences, University of Huddersfield, Huddersfield HD1 3DH, United Kingdom.
40
Department of Archaeology and Anthropology, University of Cambridge, Cambridge CB2 1QH, United Kingdom.
41
Musée de l’Homme, Paris 75116, France. 42Estonian Academy of Sciences, Tallinn 10130, Estonia. †Present
address: Institute for Medical Immunology, Université Libre de Bruxelles, Gosselies B-6041, Belgium. ‡Present
address: Thalassemia and Haemophilia Genetic PND Research Center, Dastgheib Hospital, Shiraz University of
Medical Sciences, Shiraz 71456–83769, Iran. $Present address: Department of Biological Sciences, School of Applied
Sciences, University of Huddersfield, Huddersfield HD1 3DH, United Kingdom. #Present address: Department of
Zoology, Institute of Agricultural and Environmental Sciences, Estonian University of Life Sciences, Tartu 51014,
Estonia. §Present address: Research Center for Obstetrics, Gynecology and Perinatology, Moscow 117997, Russia.
¶
Present address: Genome Foundation, Hyderabad 500 076, India. *These authors contributed equally to this work.
Correspondence and requests for materials should be addressed to H.S. (email:
[email protected])
Human mitochondrial DNA haplogroup U is among the initial maternal founders in southwest Asia and
europe and one that best indicates matrilineal genetic continuity between late pleistocene huntergatherer groups and present-day populations of europe. While most haplogroup U subclades are
older than 30 thousand years, the comparatively recent coalescence time of the extant variation of
haplogroup U7 (~16–19 thousand years ago) suggests that its current distribution is the consequence
of more recent dispersal events, despite its wide geographical range across europe, the Near east
and South Asia. Here we report 267 new U7 mitogenomes that – analysed alongside 100 published
ones – enable us to discern at least two distinct temporal phases of dispersal, both of which most likely
emanated from the Near East. The earlier one began prior to the Holocene (~11.5 thousand years ago)
towards south Asia, while the later dispersal took place more recently towards Mediterranean europe
during the Neolithic (~8 thousand years ago). These findings imply that the carriers of haplogroup
U7 spread to South Asia and Europe before the suggested Bronze Age expansion of Indo-European
languages from the pontic-Caspian steppe region.
Ancient DNA (aDNA) studies in the last decade or so have substantially broadened our knowledge of prehistoric human demography, revealing major population turnovers in Europe during the Holocene1–3 and the late
Pleistocene4,5. Out of two pan-Eurasian mitochondrial DNA (mtDNA) founder lineages (M and N)6, the majority
of contemporary Europeans and Southwest Asians cluster into macro-haplogroup N (including its major subclade R)7,8. Haplogroup (hg) U – a sub-branch of hg R – shows a wide distribution in both regions. Its Upper
Palaeolithic presence in Europe was initially recognized on the basis of modern-day population data7,9,10, and
confirmed by aDNA studies, which revealed that various subclades of hg U encompassed the vast majority of
European mitogenomes during the Palaeolithic and Mesolithic, and that most of the other (non-U) mtDNA
lineages appeared only later in the Holocene1,2,4,5. On the other hand, phylogeographic surveys of modern mitogenomes of hgs I, W, J and T have identified signals of Late Glacial/postglacial expansions from the Near East to
Europe, thus implying that the presence in Europe of these Near Eastern haplogroups predated the Neolithic11–13,
but these haplogroups have not been detected so far in pre-Neolithic human remains.
Hg U is subdivided into U1, U5, U6, and a fourth subclade, which further divides into U2, U3, U4′9, U7,
and U8 (including hg K). Many of these U subclades display region-specific frequency patterns in present-day
populations: hgs U1 and U3 are largely restricted to the Near East14–16, U4 and U5 to Europe7,9,17,18, U6 to the
circum-Mediterranean region, with a frequency peak in North Africa19–21, while U8 is more prevalent in the Near
East and Europe7,22–25 and U9 is rare with only sporadic occurrences in Arabia, Ethiopia and India26,27. Hg U2
harbours frequency and diversity peaks in South Asia, whereas its subclades U2d and U2e are confined to the
Near East and Europe25,28–30.
Compared to other subclades of hg U, both the phylogenetic structure and the ancestral origin of hg U7 are
rather obscure. This haplogroup is characterized by generally low population frequencies and limited sequence
diversity, despite a geographic distribution ranging from Europe to India14,16,25,27,30–33. Recently, it has been
detected in skeletal remains from Southwest Iran dated ~six thousand years ago (kya)34 as well as in remains from
the Tarim Basin in Northwest China (3.5–4.0 kya)35.
It has been previously shown that low-frequency mitochondrial haplogroups with relict distributions, similar
to hg U7, can be disproportionately informative about ancient human dispersal events36–38. Although, mtDNA
itself, as a single locus, often does not reflect the whole complexity of past demographic processes39–42, detailed
phylogenies and phylogeographic surveys based on a large number of thoroughly collected and sequenced mitogenomes might provide unique insights on gender-specific gene flows, not always obvious from genome-wide
studies, and on contrasting patterns of patri- and matrilineal heritage, as well as reliable time estimates. To evaluate whether high-resolution phylogeographic data from hg U7 could provide new clues on the prehistory and
ancestral origins of the modern-day populations that currently harbour this haplogroup, we first assembled a
large number (1141) of control-region sequences (Supplementary Table S1) and then sequenced 267 U7 mitogenomes from its entire distribution range.
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Figure 1. Schematic Representations of the U7, U7a and U7b Phylogenies. Subclades are represented by
triangles, while single lineages are represented by lines. Subclades and single linage lines are colored according
to their geographic origin, as shown in the map (lower right corner). (A) U7 tree. (B) U7a tree. (C) U7b tree.
KYA – thousand years ago. Map was generated with Surfer program (version 8, Golden Software, Inc., Golden,
CO, USA, https://www.goldensoftware.com/).
Results and Discussion
The maximum-parsimony reconstruction of 367 sequences of hg U7 yielded a tree with a basal hard polytomy
that cannot be resolved (to a dichotomous one) at the level of whole-mtDNA sequence data: we identified eight
independent branches that coalesce at the root of U7 (Fig. 1A and Supplementary Figure S1). Consistent with previous studies, we found that three major branches, U7a–c, capture most (96%) of the U7 mitogenomes. Besides
these three previously known branches, we identified three additional clades, hereby designated as U7d, U7e, and
U7f (Table 1). These were exclusively seen in Iran and the Caucasus. Finally, two mitogenomes – also from Iran
and the Caucasus – did not cluster with any of hgs U7a–f and remained as unlabelled single lineages.
In agreement with previous observations 16, U7c appears to be restricted to South Asia (Fig. 1A and
Supplementary Figure S1). In contrast, U7a is the dominant branch of U7 throughout the Near East and South
Asia with subclades specific to Central Asia (U7a12–15), Mediterranean and Southeast Europe (U7a17 and U7a19;
Figs 1B and 2B, Supplementary Figure S1). U7b exhibits a higher frequency than U7a in Europe with elevated
levels of diversity in the Mediterranean and southeastern regions (Figs 1C and 2C and Supplementary Figure S1).
It is distributed also in the Near East, South and Central Asia.
We estimated a coalescence time for hg U7 at ~15.6–18.6 kya (Table 1), in agreement with previous
maximum-likelihood estimates31. This confirms that U7 is the youngest major clade within the macro-hg U
and the only one with the most recent common ancestor after the Last Glacial Maximum (LGM), presumably
resulting from a severe glacial bottleneck. All other hg U subclades (U1, U2, U3, U4′9, U5, U6, and U8) display
considerably older ages (~30–43 kya)31. This loss of genetic diversity of the ancestral U lineage, which eventually
led to the formation of hg U7 is consistent with the survival of a small number of founders during the LGM; a
pattern similar to that observed for mtDNA hgs N1a3 (previously N1c), N3, W, R2, HV, and within hgs M1 and
U611,16,20,21,43–45.
The hg U7 Bayesian skyline analysis (Fig. 3) shows a clear signal for an overall demographic expansion after
the LGM. U7a drives the early stages of this demographic expansion, whereas the signal for U7b (the predominantly European subclade of hg U7) occurs much later, ~8–5 kya (Table 1 and Fig. 3). The subclades of U7a that
are common in the Near East and South Asia (U7a1, U7a2, U7a3, and U7a10) are characterized by coalescence
dates and a growth phase prior to the Holocene (Supplementary Figure S1 and Supplementary Table S4). Among
those, U7a3 is both the oldest (~19 kya) and most frequent throughout these two areas, whilst U7a1, U7a2 and
U7a10 are older than 12 kya. Clades U7a2, U7a3 and U7a10 have individual components, specific to the Near
East and South Asia, suggesting that U7a was already differentiated in both regions by the end of the Pleistocene.
Central Asia has four regionally specific clades (U7a12–15), whilst U7a11 is shared with South Asia (Fig. 1B
and Supplementary Figure S1). U7 is distributed unevenly in Central Asia; it is most frequent in its southern
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Age Estimates (kya)
Clade
U7
U7a
U7b
Defining Mutations
T152C, T980C, C3741T, C5360T,
C8137T, C8684T, C10142T, T13500C,
G14569A, A16309G, A16318t
C151T
T10084C
Geographic
Region
Rho Complete
Rho Synonymous
BEAST,
Corrected
All together
18.6 (13.6–23.7)
15.6 (11.0–20.3)
17.3 (13.6–21.3)
Near East
—
—
15.4 (11.9–19.3)
15.6 (12.2–19.7)
South Asia
—
—
Europe
—
—
13.2 (9.3–13.2)
Central Asia
—
—
16.3 (11.2–22.8)
All together
18.7 (14.9–22.7)
19.2 (11.4–26.9)
18.2 (14.2–23.2)
Near East
—
—
15.3 (11.5–19.3)
South Asia
—
—
17.0 (12.6–21.9)
Europe
—
—
17.1 (11.0–23.9)
17.3 (12.0–24.1)
Central Asia
—
—
All together
10.0 (7.3–12.7)
6.7 (3.7–9.8)
10.1 (7.3–13.1)
Near East
—
—
11.6 (8.2–15.5)
South Asia
—
—
10.9 (7.1–15.5)
Europe
—
—
9.6 (6.3–13.3)
U7c
C14131T
South Asia
5.9 (2.8 to 9.1)
7.2 (1.0 to 13.3)
—
U7d
T11365C, C16150T
Near East
7.9 (1.7 to 14.4)
7.9 (−2.9 to 18.7)
—
U7e
G1709A
Near East
2.1 (−1.0 to 5.2)
1.6 (−1.5 to 4.7)
—
U7f
G13368A, G16390A
Near East
9.7 (2.9 to 16.8)
5.3 (−2.5 to 13.0)
—
Table 1. Age Estimates, Defining Mutations, and Distribution Ranges of Haplogroup U7 and Its
Subclades. Mutations were scored relative to the root of haplogroup U. Coalescence times were estimated with
three methods – ρ whole-mtDNA clock, ρ synonymous clock, and Bayesian estimation. They are expressed in
thousand years ago. 95% confidence intervals for ρ-based estimates as well as 95% HPD intervals for BEAST
estimates are given in parentheses. For U7, U7a, and U7b Bayesian analyses were carried out also with regionspecific sequences.
areas adjacent to the Near East and South Asia (Fig. 2), with Afghanistan forming a “buffer zone”. Despite this
geographical proximity, there are very few instances of shared lineages among the three regions, which, combined
with the early coalescence date for U7a12 (~12 kya) (Supplementary Table S4), is consistent with a regional differentiation prior to the Holocene.
In contrast to U7a, U7b shows signs of a significantly (t-test p < 0.001) later expansion and is characterized
by low frequencies in the Near East, South Asia, and Central Asia, while it has a higher frequency in Europe
(Table 1, Supplementary Tables S3 and S4). This differentiation is also reflected in the number of U7b subclades that are restricted to Europe – four out of nine subclades identified in the current phylogeny (Fig. 1C and
Supplementary Figure S1). In addition, many single lineages (eight out of eighteen) in U7b are from Europe. The
major sub-branches of U7b are characterized by star-like radiations and growth ~8–5 kya (Fig. 3). Subclades
U7b1c and U7b1d, which are exclusive to Europe, expanded ~5 kya (Supplementary Figure S1). Hence, we consider this time as a minimum age for the presence of U7b in Europe. Taking into account the U7b coalescence age
in Europe (Table 1), we think that U7b may have appeared there between 5 and 10 kya. This timeframe overlaps
significantly with the time of the Neolithic demographic transition in Europe.
Expansions within this timeframe are also observed for the European-specific clades U7a17 and U7a19,
whose distributions are centred on Mediterranean and Southeast Europe, along one of the preferred routes for
the initial dispersal of farming46–49. Elevated frequencies in the Mediterranean area are also witnessed for many
subsets of U7b (Fig. 2C), and the age of U7b in Europe (5–10 kya) is incompatible with its presence there prior
to the Holocene. To date, aDNA studies have not found any example of U7 in either Neolithic or pre-Neolithic
contexts1,4,5,50–58. In contrast, other clades of hg U were common during the postglacial re-expansion period,
including U8a, which is extremely rare today24. However, the number of analysed ancient samples from the
Mediterranean area, where U7b has elevated frequencies today, is still rather small.
The reduction in frequency of U7 in Europe from south to north is mirrored by the main components of hg K
(a sister clade of U8b1). These have also been argued to have arrived into Europe during the early Neolithic from
the Near East2,59–61, and display a clear northward frequency cline23,62. According to aDNA evidence, Neolithic
populations in Europe display a distinct mtDNA lineage make-up, argued to be derived from Near Eastern sou
rces1,5,50–52,55–58,63. This early colonisation was probably followed by a complex process of assimilation of autochthonous hunter-gatherer diversity, seen most clearly in the autosomes. Notably, the distribution of nuclear genetic
variants from Neolithic migrants among modern-day European populations3,55,64–71 resembles the phylogeography of hg U7 in Europe today.
Another major episode of gene flow affecting the European gene pool appears to have occurred during the Late
Neolithic and Early Bronze Age, from a source in the Pontic-Caspian Steppe region north of the Caucasus3,54,66,72.
It has been suggested that this migration resulted in a further substantial shift in the genetic profile of Europeans
and was a major vehicle for the movement of Indo-European languages to Europe3,72, and likely also to South
Asia54. Interestingly, the autosomal genetic component in Europeans considered to derive from the Steppe is
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Figure 2. Spatial Frequency Distribution Maps of Haplogroups U7, U7a and U7b. Dots indicate the
geographical locations of the surveyed populations. Population frequencies (%) correspond to those listed in
Supplementary Table S3. Note the different frequency scales used in different maps. Maps were generated with
Surfer program (version 8, Golden Software, Inc., Golden, CO, USA, https://www.goldensoftware.com/).
almost fixed in two pre-Neolithic ancient genomes from the South Caucasus. This component is distributed eastwards towards South Asia as well54, where it mimics the distribution of U7 (Pearson’s r = 0.65, p = 0.01). Our time
estimates for the expansion and differentiation of hg U7 in the Near East, Central Asia, South Asia, and Europe,
however, predate these putative late Neolithic-early Bronze Age migrations and thereby rule them out as a major
vehicle for the spread of U7 to Europe and South Asia. In this respect, it is also noteworthy that Yamnaya herders
of the Steppe so far analysed (n = 43) show no traces of U73,55,72,73 – and U7 is rarely found in this region today
(Fig. 2).
The expansion time of hg U7 in the Near East, Central Asia and South Asia is more consistent with autosomal
multi-locus estimates for the genetic separation of these regions during the Terminal Pleistocene74, suggesting
a common demographic process, whose origin was unclear previously. Here, we show that the frequency and
distribution of U7b lineages indicate an origin of this clade in the Near East, whilst for U7a these statistics cannot
differentiate between South Asia and the Near East (including the Caucasus) as a possible homeland. Within the
Near East hg U7 is most frequent and diverse in Iran, whilst in South Asia its frequency and diversity peaks are
in the Indus Valley region (Fig. 2 and Supplementary Figure S1). The demographic histories of the Near East and
South Asia show marked differences during the LGM with the latter being less affected75. This is consistent with
the long-term high effective population size and deep structure of autochthonous mtDNA haplogroups in South
Asia76–78, in striking contrast to the severe population reduction affecting hg U7 during the last glacial period.
Conversely, hg U2 in South Asia dates to more than 35 kya31, indicating its presence prior to the LGM. Moreover,
other haploid (Y chromosomal hg J2)79 and diploid80,81 genetic markers provide support for a post-glacial dispersal from the Near East to South Asia before the Bronze Age. Interestingly, recent aDNA studies have revealed a
significant shared ancestry between Neolithic populations from the Zagros Mountains in Iran and contemporary
populations from South Asia, suggesting eastward migration of people from that region to South Asia already at
least in the Neolithic timeframe34,82.
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Figure 3. Bayesian Skyline Plots of Haplogroups U7, U7a and U7b. The solid line is the median estimate,
while dashed lines show the 95% highest posterior density (HPD) limits. Means (filled circles) and HPD
intervals (pipes) for coalescence times are provided in the figure with corresponding colors. Ne: effective
population size.
In conclusion, the Near East is the most likely ancestral homeland of U7. Our analyses reveal two temporally
and geographically distinct signals of U7 expansion that disseminated from this region. The first signal dates
shortly after the LGM and this dispersal is responsible for the spread of U7 towards South and Central Asia prior
to the Holocene, while the more recent expansion explains its spread in Mediterranean Europe most probably
during the early Holocene. These dispersals of hg U7 towards South Asia and Europe preclude any major association of U7 with the putative Bronze Age expansion of the Indo-European language family to these regions.
Materials and Methods
The sampling encompassed the Near East, South Asia, Europe and Central Asia (Supplementary Table S2). For the
purposes of this study, both Near East and Southwest Asia refer to the territory that includes the Levant, Anatolia,
Caucasus, Iraq, Iran, Arabia, and Lower Egypt. U7 samples were selected from mtDNA databases of the research
groups involved in this study. Blood specimens were collected from healthy unrelated adult individuals whose
matrilineal ancestors for at least two generations belonged to the populations reported here. Informed consent
was obtained from all participants in the study. All experimental procedures were carried out in accordance with
the approved guidelines by the Research Ethics Committee of the University of Tartu and the Ethic Committee for
Clinical Experimentation of the University of Pavia. All experimental protocols were approved by the Research
Ethics Committee of the University of Tartu (252/M-17) and the Ethic Committee for Clinical Experimentation of
the University of Pavia (Board minutes of the October 5, 2010). The mitogenome sequencing was carried out following published protocols83,84. Mutations were scored relative to the Reconstructed Sapiens Reference Sequence
(RSRS)31 and the Revised Cambridge Reference Sequence (rCRS)85,86. For these tasks as well as for sequence
alignments the following software packages were used – ChromasPro (Technelysium Pty Ltd, South Brisbane
QLD 4101, Australia), mtDNACommunity31, and BioEdit87. A maximum-parsimony tree was constructed using a
total of 367 hg U7 mitogenomes (267 new from this study and 100 from the literature), guided by published principles88 (Supplementary Figure S1 and Supplementary Table S2). In addition, the control region and/or phylogenetically informative markers from the coding region were sequenced for 229 samples (Supplementary Table S1).
This, together with the re-constructed high-resolution phylogeny, has allowed us to assign into major branches
almost 85% of all U7 samples available from the literature and our collection (Supplementary Table S1). Spatial
frequency maps were generated with Surfer program (version 8, Golden Software, Inc., Golden, CO, USA), following the Kriging algorithm (input data is represented in Supplementary Table S3). Coalescence times were
calculated using the rho (ρ) statistic89 and standard deviations90. Genetic distances were calculated with both the
complete and synonymous clock models and converted into years using the published calculator91. We used this
mutation rate and the calculator because of the evidence of nonlinearity in human mtDNA mutation rate, and the
necessity for correction of time estimates for purifying selection91,92. Coalescence time estimates were also computed with the Bayesian MCMC approach implemented in the BEAST v1.7.5 suite of software93, using five partitions of the mtDNA genome: control region, tRNA plus rRNA regions, first, second, and third positions of codons
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in the protein coding regions. Good convergence was achieved by applying the HKY94 and strict clock models95;
hence all Bayesian analyses in this study were carried out using these models. A Bayesian skyline model was used
as the tree model96. An average value (1.6865E-8 substitutions/site/year) of two published whole-mtDNA mutation rates (1.665E-8 and 1.708E-8)91 was used as a prior in the analyses. Some of the BEAST runs were carried
out in the CIPRES public resource97. Bayesian skyline analyses were carried out with Tracer software v1.6. As the
BEAST v1.7.5 software assumes a linear mutation rate, we corrected time estimates obtained from BEAST v1.7.5
analyses as well as for the Bayesian skyline plots by the published formula91. Updated skyline plots were generated
using the R software (the R project) with the basic packages.
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Acknowledgements
We thank all the DNA donors who participated in this study. This study was supported by Estonian Institutional
Research grant IUT24–1 (to H.S., E.M., M.R., M.M., T.K., and R.V.); ERC Starting Investigator grant (FP7 261213) (to T.K.); EU European Regional Development Fund through the Centre of Excellence in Genomics
to Estonian Biocentre; Estonian Research Council grant PUT1339 (to A.K.), PUT1217 (to Kr.T.) and PUT766
(to G.C.); the University of Pavia strategic theme “Towards a governance model for international migration: an
interdisciplinary and diachronic perspective” (MIGRAT-IN-G); the Italian Ministry of Education, University
and Research: Futuro in Ricerca 2012 (RBFR126B8I) (to A.A. and A.O.) and Progetti Ricerca Interesse
Nazionale 2012 (to A.A., O.S., and A.T.); the Council of Scientific and Industrial Research, Government of India
(GENESIS: BSC0121) and (BSC 0118) (to Ku.T.); S.S. and E.R. acknowledge the support of National geographic
Society through Genographic Project Research Grant (6–13). R.T. and A.K.P. were supported by the European
Social Fund’s Doctoral Studies and Internationalisation Programme DoRa. M.B.R. received support from the
Leverhulme Trust’s Doctoral Scholarship programme, and F.G. from the University of Huddersfield’s University
Research Fund and Research Excellent Staff Scheme. P.S. was supported by the FCT Investigator Programme
(IF/01641/2013).
Author Contributions
Study design: H.S., B.H.K., G.C., A.T. and R.V. Frequency data: H.S., B.H.K., R.T, A.K., A.K.P., E.M., E.P., E.T.,
Kr.T., M.R., J.S., T.S., N.E., I.K., D.M.B., P.E., G.C. Sequencing: H.S., B.H.K., R.T, A.K., A.F., M.D.C., A.K.P., I.S.,
J.P., E.M., E.P., M.K., E.T., Kr.T., T.R., M.R., F.G., P.S., E.R., J.S., T.S., V.S., L.P., V.F., D.P.S., H.A., D.U., N.E., I.K.,
M.B., N.R., M.Sg., V.K.S., A.G.R., M.V.G., V.O., K.K., M.A.S., S.S., L.S., D.M.B., M.B.R., M.M., Ku.T., P.E., G.C.
Data analyses and interpretation: H.S., B.H.K., A.K., Z.K., M.v.O., H.H., A.A., A.O., P.S., O.S., L.Y., M.M., T.K.,
P.E., G.C., A.T. and R.V. Provided samples: H.S., B.H.K., A.K., A.K.P., Z.K., J.P., E.M., E.P., Kr.T., A.B., M.R., U.A.P.,
N.A.Z., M.H., M.H.S., J.S., T.S., V.C., S.F., N.E., I.K., S.L., M.B., E.K.K., A.G.R., H.V.T, S.C., L.B.L., P.R., E.N.M.,
N.P.A., K.I.P., M.V.G., S.A.B., M.A.S., M.Sm., V.G., E.G., P.G., M.V., L.D., O.S., D.M.B., L.Y., P.E., G.C. Wrote
manuscript: H.S., B.H.K., A.K., M.B.R., M.M., T.K., P.E., G.C., A.T. and R.V. with inputs from all co-authors. H.S.
and B.H.K. contributed equally to this work.
Additional Information
Accession codes: The previously unreported 267 mitogenome sequences have been deposited in GenBank
(http://www.ncbi.nlm.nih.gov/genbank/) under accession numbers KY824818-KY825084.
Supplementary information accompanies this paper at http://www.nature.com/srep
Competing Interests: The authors declare no competing financial interests.
How to cite this article: Sahakyan, H. et al. Origin and spread of human mitochondrial DNA haplogroup U7.
Sci. Rep. 7, 46044; doi: 10.1038/srep46044 (2017).
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