The Lax Vowel Subsystem in
Canadian English Revisited*
Rebecca Roeder and Lidia-Gabriela Jarmasz
University of Toronto
This study provides the first wide-scale, apparent time,
instrumental description of the Canadian Shift in mainstream
Toronto English. The Toronto data suggest that the general
pattern of the shift—which affects the front lax vowels /ɪ, ɛ,
æ/—involves simultaneous retraction and lowering. Findings
also indicate that retraction, instead of lowering, has been the
primary direction of more recent change, although little, if
any, change has occurred in the speech of Torontonians since
the WWII era. In light of these findings, a unified account of
the Canadian Shift across speech communities in Canada is
proposed that re-interprets the seemingly disparate results of
previous studies.
1.
Introduction
A number of studies conducted over the last two decades have reported changes in the
pronunciation of the lax front vowels /ɪ, ɛ, æ/, widely referred to as the “Canadian Shift” (e.g., Clarke
et al. 1995), in several communities across Canada. Different studies, however, have found the shift
to be characterized by a different primary direction of movement, namely, lowering or retraction, as
illustrated in Figure 1.
i
u
ɪ
e
ʊ
o
ɛ
ʌ
æ
ɑ/ɔ
Figure 1: Schematized diagram showing the reported trajectories of the vowels involved in the
Canadian Shift
*
We would like to thank Sali Tagliamonte for sharing her data and Manami Hirayama for allowing us access to her
results. We also thank Lizzie DiGiacomo for her help in preparing the sound clips for analysis, and we are grateful
to the Language Variation and Change research group for their helpful comments. This work was funded, in part, by
the Social Sciences and Humanities Research Council of Canada.
Toronto Working Papers in Linguistic (TWPL), Volume 31
© 2009 Rebecca Roeder and Lidia-Gabriela Jarmasz
REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
2
Clarke et al. (1995) were the first to present the movement of the front lax vowels as a
unified phenomenon. Based on impressionistic data, they described the Canadian Shift as a pull
chain-shift triggered by a well-known characteristic of Canadian English, the low back vowel
merger. According to them, as depicted in Figure 2, the shift rests primarily on the lowering of the
vowels: first, (æ) lowers and retracts into the space created by the merger of /ɑ/ and /ɔ/, and then
drags down (ɛ) and (ɪ).
Figure 2: The Canadian Shift as described in Clarke et al. (adapted from 1995: 212)
Following this seminal study — which focused primarily on Southern Ontario —subsequent
studies have confirmed the presence of at least some aspect of the Canadian Shift, usually the
lowering and retraction of (æ), across Canada (Vancouver: Esling & Warkentyne 1993, Hall 2000;
several communities across western Canada: Hirayama 2000; Winnipeg: Hagiwara 2006; rural
Southwestern Ontario: De Decker 2002, Lawrance 2002; Toronto: Hoffman 1998, 1999; Hoffman
and Walker 2006; Montreal: Boberg 2005; St. John’s: D’Arcy 2005, Hollett 2006). Most recently,
instrumental studies in various locales have raised questions about Clarke et al’s conception of the
Canadian Shift, suggesting, in particular, that “lowering of the front lax vowels is a less conspicuous
feature of Canadian dialects than retraction” (Hagiwara 2006: 134). Boberg (2005) found that in
Montreal, while (æ) has indeed lowered and retracted over apparent time, the movement of (ɪ) and (ɛ)
is more of a backing movement, than a downward movement. Likewise, based on a comparison with
Peterson and Barney’s (1952) description of the “General American” dialect, Hagiwara (2006)
concluded from his examination of the vowel system of young native speakers of Winnipeg English
that, in his female speakers alone, (æ) was retracted, but not particularly lowered, and that (ɪ) and (ɛ)
were slightly retracted, if at all shifted. In the Atlas of North American English (henceforth, ANAE),
nevertheless, Labov, Ash and Boberg (2006) noted both retraction and lowering of (ɛ), along with the
usual retraction of (æ), in their apparent-time, cross-Canada study. These findings are summarised in
Table 1.
2
THE LAX VOWEL SUBSYSTEM IN CANADIAN ENGLISH REVISITED
3
Table 1: Summary of the principal characteristics of the Canadian Shift
(æ)retraction
Clarke et
al. (1995)
Boberg
(2005)
Hagiwara
(2006)
ANAE
(2006)
(æ)lowering
( )retraction
( )lowering
(I)retraction
(I)lowering
( )
( )
( )
All four studies agree on (æ)-retraction, but only two of them report (æ)-lowering. Both (ɛ)retraction and lowering are frequently cited, although not necessarily together. Finally, there is little
agreement as to the occurrence of (ɪ)-retraction, and only one study finds (ɪ)-lowering. It must be
stressed that these discrepancies do not stem solely from a conflict between instrumental and
impressionistic approaches to phonetic variation: no consensus emerges even when we consider only
the three instrumental studies, outlined in bold in Table 1.
The inconsistent descriptions may, however, potentially be explained by the diversity of
communities investigated, ranging from urban centres in Southern and Southwestern Ontario (Clarke
et al. 1995), to Winnipeg (Hagiwara 2006), a mid-sized city, to Montreal (Boberg 2005), whose
anglophone population is a minority, to all of mainland Canada (ANAE). Two scenarios are possible
here. First, in spite of evidence in support of the ongoing homogeneity of mainstream, urban
Canadian English (Scargill 1957; Davison 1987; Chambers 1986, 2006; Labov, Ash and Boberg
2006), the movement of the front lax vowels may reflect independent, though similar, phenomena,
representing regional variation. Alternatively, the differing trajectories may inform us as to the
diffusion of a single set of changes across the country.
The goal of this paper is therefore to provide a benchmark in order to situate the other
studies. We conducted a wide-scale, apparent time instrumental study of the front lax vowel system
of Toronto English. This variety is arguably both the most representative example of mainstream
Canadian English, as well as its most innovative variety, owing to Toronto’s status as the biggest city
in Canada.
The paper is organized as follows. Section 2 outlines the methodology used in our study.
Section 3 reports our results, which we discuss and compare to the earlier studies in Section 4.
3
REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
2.
4
Methodology
We examined the speech of 35 Toronto natives, distributed across age group and sex as
shown in Table 2, with the goal of tracking change over apparent time.
Table 2: Sample design (Total N = 35 speakers)
Age
20-39
Age
40-54
Age
70-85
Men
6
6
4
Women
9
6
4
The data come from the corpus of Toronto English collected by Tagliamonte (2003-2006),
which is compiled of 100 informal sociolinguistic interviews, each lasting about an hour and aimed
at eliciting the most natural speech possible (Labov 1972). The corpus was stratified by age, sex and
neighbourhood1 in the Greater Toronto Area. The speakers were recorded onto standard audio
cassette tape using a Sony ECM T115 clip-on lavalier microphone. The analog recordings were
digitized at a sample rate of 22,050 Hz and 16-bit quantization. A total of 1800 tokens—roughly 50
per speaker—were extracted for analysis. About three-quarters of the tokens contain the target front
lax vowels /ɪ, ɛ, æ/, and the remaining tokens contain the vowels /i, u, ɔ/, allowing for observation of
the relative positions of the target vowels in the overall vowel space.
Using the speech analysis software Praat, broad-band spectrograms were used to take steady
state measurements of first formant (F1) and second formant (F2) values at the approximate midpoint
of each vowel.2 The vowels were then normalized using a Nearey normalization algorithm in Praat.
Statistical significance (p ≤ .05) was determined by two one-way MANOVAs,3 with F1 and F2 for
each of the front lax vowels run as the dependent variable and age group run as the independent
social variable. The linguistic environment was controlled for stress, word type, place of articulation
and manner of articulation. Only content words in which the vowel to be measured was in primary
stress position were included in the analysis. In order to minimize the effects of co-articulation,
vowels in a velar, liquid or glide context, as well as vowels preceding a nasal, were excluded. In
addition, men and women were analyzed separately because the men’s vowel spaces, in general,
proved smaller than the women’s even after normalization.
1
The subset of speakers analyzed for the present study come from two neighbourhoods in the city of Toronto—the
Annex and Scarborough. Neighbourhood was not found to be a significant factor, however, and is therefore not
discussed further here.
2
Although this technique is standard current practice in sociophonetic research on dialect variation and change,
limitations do exist to this type of approach. For further discussion see Bladon and Lindblom 1981, Bladon 1982,
Harrington and Cassidy 1994.
3
For each speaker, mean F1 and F2 for each vowel was used to calculate statistical significance across groups.
4
THE LAX VOWEL SUBSYSTEM IN CANADIAN ENGLISH REVISITED
3.
5
Results
Overall findings reveal little change over time in either men’s or women’s speech. In fact,
statistical results comparing speakers aged 20-39 to those aged 40-54 showed no statistical
differences in F1 or F2 for any of the three target vowels (see appendix A for mean formant values
by age group). This lack of any evidence of change in speakers under 55 indicates that the Canadian
Shift has not been active in Toronto since the WWII era. Table 3 provides results for a comparison of
speakers over age 70 (born between 1915 and 1930) and under age 55 (born between 1950 and
1985), exposing the last stages of the Canadian Shift in Toronto speech.
Table 3: Multivariate analysis of variance (MANOVA) results for F1 and F2 of (ɪ),(ɛ), and (æ) in
participants over 70 as compared to participants under 55. Statistically significant results are shown
in bold.
Measure
F-ratio
Significance
(p value)
MEN
F1 (ɪ)
.8
(.385)
F1 (ɛ)
F1 (æ)
F2 (ɪ)
3.1
(.101)
4
.133
(.066)
(.721)
F2 (ɛ)
F2 (æ)
WOMEN
F1 (ɪ)
5.3
.037
21.5
<.001
.59
(.455)
F1 (ɛ)
F1 (æ)
F2 (ɪ)
3.3
(.089)
.63
.63
(.44)
(.439)
F2 (ɛ)
F2 (æ)
5.1
.039
8.1
.011
Although earlier change may have occurred, pronunciation of the vowel /ɪ/ shows stability
across age groups. If we assume the apparent time hypothesis, which states that individuals do not
significantly alter their speech after childhood, this result suggests that virtually no movement has
occurred in the pronunciation of this vowel since the before the early 20th century.
Change is apparent in the pronunciation of both /æ/ and /ɛ/ between the oldest speakers and
all others. People under 55 years of age are more retracted in their pronunciation of /æ/ and /ɛ/ than
people over 70. Figures 3a and 3b illustrate these results by showing mean formant values for the
front lax vowels across all three age groups, within the context of the larger vowel space.
5
REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
6
/i/
/u/
/ɪ/
/ɛ/
/ɔ/
/æ/
Figure 3a: Vowel chart of normalized F1 and F2 means of six vowels for 19 Toronto women across
three age groups (YW = women aged 25-39; MW = women aged 40-55; OW = women aged 70-85)
/i/
/u/
/ɪ/
/ɛ/
/ɔ/
/æ/
Figure 3b: Vowel chart of normalized F1 and F2 means of six vowels for 16 Toronto men across
three age groups (YM = men aged 25-39; MM = men aged 40-55; OM = men aged 70-85)
The most striking element of these vowel charts is the centralized location of the target
vowels in all three age groups, indicating that variable (ɪ, ɛ, æ) were already well retracted in the
speech of native Torontonians by the 1910’s, when the oldest speakers were born.4 The three vowels
are stacked up in the middle of the vowel space, quite far back from the front periphery. The lack of
more aggressive retraction over apparent time between the two younger generations indicates that the
4
As it is unrelated to the Canadian Shift, the obvious /u/-fronting that is occurring in this dialect will not be
discussed here, although it provides clear evidence of additional ongoing change in the Toronto English vowel
system.
6
THE LAX VOWEL SUBSYSTEM IN CANADIAN ENGLISH REVISITED
7
primary movement of these vowels occurred a while ago and has begun to stabilize, as mentioned
above.
Although the only statistically significant trend is retraction, Figure 3 also reveals that a
combination of lowering and retraction has occurred in (æ) and (ɛ), supporting the possibility of a
unified synthesis of previous research findings that found predominantly one or the other direction of
change. The difference between the oldest speakers and the others for the F1 of (æ) is, in fact,
marginally significant in the men’s speech (p = .066, F = 4). For both (æ) and (ɛ), in the speech of
both men and women, the height trajectory between age groups is in the direction we expect, with
younger speakers being both more retracted and more lowered. It is also clear that, for these two
vowels, the middle aged and youngest speakers (triangles and squares, respectively) have very close
means, but the oldest speakers (circles) stand apart. This observation illustrates the MANOVA result
that no significant change has occurred in the speech of Torontonians born since WWII, and also
indicates that (æ) and (ɛ) shifted position simultaneously in the past. This simultaneous movement,
together with the observation that (ɪ) shows no change across generations, brings into question the
theory that the Canadian Shift is a chain shift, with (æ) as the catalyst. If this theory were correct, it
would be expected that (æ) would stop moving first, then (ɛ), and finally (ɪ). Just the opposite appears
to be true, however. Variable (ɪ) has not moved at all over the last 85 years, whereas (æ) is the only
one of the three vowels that still shows significant change in both dimensions over apparent time. We
propose an alternative interpretation of the shift in Section 4.
Figures 4 and 5, which show formant measurements by individual speaker for (æ), reinforce
that change in F2 across generations has been larger and more consistent than change in F1.
a.
b.
1915-1930
1950-1965
1965-1985
1915-1930
1950-1965
1965-1985
Figure 4: Normalized mean F1 and F2 by individual for 16 male participants (squares = speakers
age 25-39; triangles = speakers age 40-55; circles = speakers age 70-85)
7
REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
a.
8
b.
1915-1930
1950-1965
1965-1985
1915-1930
1950-1965
1965-1985
Figure 5: Normalized mean F1 and F2 by individual for 19 female participants (squares = speakers
age 25-39; triangles = speakers age 40-55; circles = speakers age 70-85)
In Figures 4 and 5, speakers are arranged by age, with the oldest on the left and the youngest
on the right, allowing for a rough visual image from left to right of change over apparent time. Birth
year range is given below each group. As in Figure 3, speakers aged 20-39 are represented with
squares; speakers aged 40-54 are represented with triangles; and speakers aged 70-85 are represented
with circles. The lower a point is, the more shifted that speaker is for that particular vowel. Figure 4a,
which shows the mean F1 of (æ) for each of the 16 men in the study, indicates a definite tendency
towards lowering over time. The majority of speakers under age 55 have a fairly low pronunciation
for this vowel, displaying an average F1 of 750 Hz or higher. In contrast, all of the speakers over age
70 have an F1 for (æ) that is below 750 Hz. But there is also considerable variation in mean F1
between speakers, including overlap even between the oldest group and the youngest group. In
contrast, mean F2 values for men over 70 and men under 40 make up two non-intersecting groups.
All of the youngest men are more retracted than any of the oldest men, and only one middle-aged
man lags behind. Results for the women, shown in Figure 5, are similar to those of the men, with no
trend visible in the F1 measurements and a clear diachronic trend towards retraction of (æ) visible in
the F2 means.
In summary, the Toronto findings indicate that the Canadian Shift was completed in Toronto
by the 1950’s, with retraction being a stronger directional shift than lowering, although both appear
to have occurred simultaneously. In addition, our observations do not support the conclusion that the
Canadian Shift is a chain shift. These results are discussed further in the next section.
8
THE LAX VOWEL SUBSYSTEM IN CANADIAN ENGLISH REVISITED
4.
9
Discussion and conclusion
We suggest that, rather than participating in a chain shift, the front lax vowels have simply
been redistributed within the reconfigured vowel space resulting from the low back vowel merger. 5
Figure 6 illustrates this hypothesis.
a.
b.
i
u
I
i
u
I
ɛ
æ
ɛ
ɔ
ɑ/ɔ
æ
ɑ
c.
d.
i
u
I
ɛ
i
ɑ/ɔ
u
I
ɛ
æ
ɑ/ɔ
æ
Figure 6: Redistribution of the front lax vowels in a reconfigured vowel space.
Figure 6a represents a hypothetical pre-merger vowel trapezoid, with (ɑ) occupying the low
back corner, and (ɔ) in mid back position. The merger, depicted in Figure 6b, results in a single mid-low - vowel in the low back quadrant of the vowel trapezoid. The loss of this distinction
therefore opens up the area formerly occupied by (ɑ) at the bottom of the vowel trapezoid,
subsequently creating more space in both the height and front-back dimensions, as illustrated in
Figure 6c. Since there is more space on both dimensions, the front lax vowels (ɪ, ɛ, æ) are free to
both retract and lower, as shown in Figure 6d. We thus put forward that lowering may be a natural
consequence and companion of retraction, given the shape of the vowel trapezoid (see Roeder,
forthcoming, for a more detailed explanation of the theoretical underpinnings of the movement of lax
vowels).
To conclude, let us return to the question of whether the Canadian Shift betrays Canada’s
reputation as a homogeneous dialect area. Recall that virtually every study of the front lax vowels in
Canadian English reports a different trajectory. Can these findings be reconciled in light of the
situation in Toronto? The Canadian Shift is no longer active in Toronto, and has not been for the past
60 years. In Montreal, however, all three vowels are still retracting, and in fact, Boberg (2005)
reports that F2 is only significantly different between the baby boomers and the speakers born after
5
See Hagiwara (2006) for a similar interpretation of the Canadian Shift.
9
REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
10
1965, indicating that the shift really only took off once it was over in Toronto. In Winnipeg, the only
other single mainland urban centre studied instrumentally, female speakers currently show retraction
of (æ) and incipient retraction of (ɪ) and (ɛ) (Hagiwara 2006). This community therefore lags still
further. The timeline in Figure 7 summarises the years in which the Shift was active in these three
communities (the black band represents Toronto, the solid grey band, Montreal, and the striped pale
grey band, Winnipeg).
Toronto
Montreal
1950
Winnipeg
2000
Figure 7: Suggested timeline of transmission of Canadian Shift during the second half of the 20th
century
The chronological progression of the shift mirrors the relationship between the communities
in terms of their relative size. Toronto, where it came to completion first, is not only Canada’s largest
city, but also its economic and cultural centre. Montreal, where the shift has been active throughout
the latter half of the 20th century, is the second largest city in Canada, although its native
Anglophone population is isolated from English Canada. Perhaps more relevant still, its influence
was in decline by 1950, while Toronto’s hegemony had been consolidated. Finally, Winnipeg, where
the change is apparently incipient, is a substantially smaller city. If we assume, along with Clarke et
al. (1995), that lax vowel shifting started in Toronto, then this pattern of diffusion fits the cascade
model (Callary 1975, Trudgill 1974), according to which a change spreads from the largest city, to
the next largest, and so forth.
We conclude, therefore, that the regional implementations of the Canadian Shift can be
integrated into one model of change which features a combination of lowering and retraction. This
synthesis of all studies therefore supports the hypothesis that Canadian English is homogeneous, with
innovations radiating out of major urban centres.
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REBECCA ROEDER AND LIDIA-GABRIELA JARMASZ
12
Appendix A. Normalized means and standard deviations for (ɪ, ɛ, æ)
F1 (ɪ)
Stan. dev.
F2 (ɪ)
Stan. dev.
F1 (ɛ)
Stan. dev.
F2 (ɛ)
Stan. dev.
F1 (æ)
Stan. dev.
F2 (æ)
Stan. dev.
M(20-39)
507
M(40-54)
496
M(70-85)
485
W(20-39)
557
W(40-54)
526
W(70-85)
525
28
1772
42
1789
17
1803
51
1925
40
1951
33
1978
99
662
116
643
112
603
68
713
103
741
142
680
20
1563
20
1637
25
1719
44
1737
40
1764
41
1857
89
772
95
748
60
687
47
856
51
832
171
819
45
1510
83
1535
61
1735
59
1626
62
1592
75
1752
85
76
85
75
91
113
12