Super p -branes
A. Achúcarro, J.M. Evans,
P.K. Townsend and D.L. Wiltshire
Department of Applied Mathematics and Theoretical Physics,
University of Cambridge,
Silver Street, Cambridge CB3 9EW, England.
Abstract
It is shown that the extension of the spacetime supersymmetric GreenSchwarz covariant superstring action to p -dimensional extended objects (p branes) is possible if and only if the on-shell p -dimensional bose and fermi
degrees of freedom are equal. This is further evidence for world-tube supersymmetry in these models. All the p -brane models are related to superstring
actions in d = 3, 4, 6 or 10 dimensions by double dimensional reduction, (which
we generalise to reduction on arbitrary compact spaces), and we also show how
they may be considered as topological defects of supergravity theories.
Phys. Lett. 198B (1987) 441–446.
–2–
The covariant spacetime-supersymmetric action of Green and Schwarz [1] can be generalised [2,3] to an action for a p -dimensional extended object, a “p -brane”, moving in a
d-dimensional, N -extended superspace, at least for certain values of (p,d,N ). The action
is
S=
Z
p+1
d
√
(p − 1) g
1 √ ij a b
gg Ei Ej ηab −
ξ
2
2
1
A
+
ǫi1 i2 ...ip+1 Ei1A1 Ei2A2 . . . Eip+1p+1 BAp+1 ···A2 A1
(p + 1)!
(1)
.
where ξ i (i = 0, 1, . . . , p) are coordinates for the (p + 1)-dimensional “world-tube” with
metric gij , swept out by the (closed) p -brane in the course of its evolution. The Ei A
(A = a, α) are defined by
Ei A = ∂i z M (ξ)EMA ,
(2)
where ∂i ≡ ∂/∂ξ i , z M = (xm , θµ ) are the coordinates of d-dimensional superspace (m =
0, 1, . . . , (d − 1)) and EMA is the supervielbein. The superspace (p + 1)-form
B=
1
E A1 · · · E Ap+1 BAp+1 ···A1
(p + 1)!
(3)
is the potential for a closed (p + 2)-form H = dB. Our metric convention for both (p + 1)
and d dimensions is “mostly plus”, Γa Γb + Γb Γa = 2η ab and g ≡ |det gab |. Our superspace
conventions are those of Howe [4].
As for the superstring action (p = 1), we require of the action (1) that it possess a
certain fermionic gauge invariance. In terms of δz A ≡ δz M EMA the gauge transformation
is
δz a = 0,
Γαβ ≡
α
β
δz α = (11 + Γ)
κβ (ξ),
(4)
α
(−1)(p−1)(p+2)/4 i1 ...ip+1 a1
a
Ei1 · · · Eip+1 p+1 Γa1 ...ap+1 β ,
ǫ
√
(p + 1)! g
where the parameter κβ is a world-tube scalar but spacetime spinor, and Γa1 ...ak is the
α
antisymmetrised product (with “strength one”) of k (spacetime) γ-matrices (Γa ) β . For
p > 1 the equation of motion for gij is
gij = Ei a Ej b ηab .
(5)
(For p = 1 gij is determined only up to an arbitrary scale factor.) Using this equation one
can show that Γ2 = 11, so that
1
2
(11 + Γ) is a projection operator. For this reason only half
–3–
the components of κβ are effective in the gauge transformation (4) which can be used to
gauge away half of the components of θα .
The invariance of the action under the fermionic gauge transformation requires that
the superspace (p + 2)-form H and the superspace torsion 2-form T A satisfy certain constraints [3]. For the supermembrane (p = 2) in (N = 1) 11-dimensional superspace these
constraints are in fact equivalent to the equations of motion of 11-dimensional supergravity [3,5]. Similarly, one can show that the constraints for a 5-brane in an (N = 1)
10-dimensional superspace are equivalent to the equations of motion of (N = 1) 10dimensional supergravity*. In each case the supergravity model has a (p + 1)-th rank
antisymmetric tensor in its spectrum. (For d = 10 the 6th rank tensor is dual to the
2nd rank tensor of the usual formulation of d = 10 supergravity.) This suggests a correspondence between the existence of certain supergravity theories and the existence of a
fermionic gauge invariant super p -brane action. We shall elaborate on this point at the
end of this paper. Our principal result, however, is a classification of those values (p,d,N )
for which the flat superspace fermionic gauge invariant p -brane action exists.
In flat superspace the constraints required for fermionic gauge invariance reduce to
H=h≡
1
ieap eap−1 · · · ea1 dθ̄Γa1 ...ap dθ,
2(p!)
i
A
A
a
T =t ≡
dθ̄Γ dθ, 0 ,
2
(6)
(with analogous expressions for N > 1), where
A
e =
δma (dxm
i m
α
− θ̄Γ dθ), dθ
.
2
(7)
The closure of h is now equivalent to the validity of the identity
dθ̄Γa dθ
dθ̄Γab1 ...bp−1 dθ = 0
(8)
for a commuting spinor dθ. When dθ is a complex (possibly chiral) spinor this identity is
equivalent to
Γa P
(α
(β
Γab1 ...bp−1 P
γ)
δ)
= 0,
(9)
where P is the chirality projection operator in the case of Weyl spinors, and the identity
matrix otherwise. For Weyl spinors the identity (8) is equivalent to (9) only for p odd
* We thank Paul Howe for discussions on this point.
–4–
because for p even the second factor in (8) vanishes by itself, so h ≡ 0. If dθ is Majorana
(or Majorana-Weyl with p odd) then (8) is equivalent to the weaker identity
CΓa P
(αβ
CΓab1 ...bp−1 P
γδ)
= 0,
(10)
except when the second factor of (10) vanishes by itself. (Spinor indices have been lowered
here with the charge conjugation matrix C.) As for extended superspace, one can always
consider an N = 2 Majorana spinor as a complex one. (For N > 2 (8) cannot be satisfied.)
A clue as to when these Γ-matrix identities might be satisfied is provided by supersymmetry. In flat superspace the action (1) is invariant under the transformations
δxm =
i m
ε̄Γ θ,
2
δθ = ε
(11)
for constant anticommuting spinor parameter ε. On fixing the fermionic and
reparametrisation invariances this supersymmetry must be accompanied by a compensating κ-transformation. The action of this combined transformation on the remaining
(p + 1)-dimensional fields has been worked out for the 11-dimensional supermembrane,
where it appears to be that of an N = 8 (rigid) world-tube supersymmetry [6]. If it
is generally true that spacetime supersymmetry and fermionic gauge invariance lead to
world-tube supersymmetry (as is the case for p = 1) then one would expect that, with
(1) regarded as the action of a (p + 1)-dimensional field theory, the number of (on-shell)
bose fields xµ should equal the number of (on-shell) “fermi” fields θα . Although the θα
are anticommuting they are apparently world-tube scalars. They are the components of a
spacetime spinor, however. For flat superspace the equation of motion for θ in the gauge
Γθ = −θ is
(Γi )αβ ∂i θβ + O(θ2 ) = 0,
(12)
where Γi ≡ g ij Ei a Γa satisfies {Γi , Γj } = 2g ij (using gij = Ei a Ej b ηab ). As (p + 1)-
dimensional Γ-matrices the Γi are reducible so that (12) can be interpreted as a number of
(p + 1)-dimensional Dirac equations, and hence the θα as a number of world-tube spinors.
(Effectively, we are now taking the (p + 1)-dimensional Lorentz group to be a diagonal
subgroup of the original Lorentz group and an SO(1, p) subgroup of SO(1, d−1) determined
by the embedding xm (ξ).)
It is easy to count the number of bose and fermi fields for any given (p,d,N ). One
has to take into account the (p + 1) reparametrisations, the fermionic κ-symmetry (which
removes half of the θ’s) and the fact that the θ-equation is first order (which removes half
–5–
p =
1
d =
Table 1.
3
4
5
6
7
8
9
10
11
12
2
3
4
5
6
7
8
9
10
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
/
∨
Equality of number of bosons and fermions of the super p -brane action,
(regarded as a (p + 1)-dimensional field theory) is denoted by a tick. The wavy line
along the diagonal passes through the limiting cases of a p -brane in (p + 1)-dimensional
spacetimes which we ignore in this paper. For p > 1 one must take N = 1 while for
p = 1 one can take N = 2 (type II string) or N = 1 (heterotic string).
again if p ≥ 2). One finds in this way that the boson and fermion fields are equal in number
if and only if
d−p−1=
nmin N
,
4
p≥2
(13a)
where nmin is the dimension of the “minimal” spinor in d-dimensions. This equation is
satisfied only for N = 1 and then only for certain values of p and d. The p = 1 case is
special because the modes can be divided into left-movers and right-movers. If one requires
that the sum of both left- and right-moving bosons and fermions be equal in number then
one again finds eqn. (13a), but now this is satisfied only if N = 2 and then only if d = 3, 4, 6
and 10. If one requires only that the left- (or right-) moving bosons and fermions match
then one finds that
d−2=
nmin N
2
(13b),
which is satisfied for N = 1 (d = 3, 4, 6, 10). This possibility is of course relevant for the
heterotic string. The results for all p ≥ 1 are shown in the table.
Observe that for those special cases where we know that the super p -brane action
exists the number of bose and fermi fields is indeed equal. The 3-brane in d = 6 was
discussed in [2], for example, and the existence of a closed 7-form in d = 10 superspace
(which guarantees the existence of a 5-brane action in d = 10) is known from studies of
–6–
off-shell d = 10 supergravity [7]. Moreover, for the supermembrane (p = 2) it has been
shown [6] (using Fierz identities) that the Γ-matrix identities necessary for the closure of
h hold for d = 4, 5, 7 and 11.
These observations led to the conjecture [6] that the super p -brane action exists if and
only if the bose and fermi degrees of freedom match. (We exclude here the degenerate case
of a p -brane in d = p + 1 dimensions.) We shall now show that this conjecture is correct.
We will first show that closure of h implies equality of the number of bosons and fermions.
We define a spinor Ψ, symmetric matrices Σ, Σ̃ satisfying
Σ̃a Σb + Σ̃b Σa = 2η ab ,
(14)
and a matrix X such that (8) can be rewritten as
ΨT Σa ΨΨT XΣab1 ...bp−1 Ψ = 0.
(15)
If dθ is a complex spinor Σ, Σ̃, Ψ and X are defined by
a
Σ =
(Γa P)T
0
Γa P
0
and
X=
a
,
Σ̃ =
11
0
0
11
,
Γa P
0
(Γa P)T
0 −11
11 0
0
,
,
Ψ=
−11
0
0
11
,
Pdθ
T
(Pdθ)
0 11
,
11 0
(16)
for p = 1 mod 4, p = 2 mod 4, p = 3 mod 4 and p = 4 mod 4 respectively. Once again P
is a chirality projection operator if dθ is a Weyl spinor and the identity matrix otherwise.
If dθ is Majorana (or Majorana-Weyl) we define
Σa = CΓa P,
Σ̃a = PΓa C −1 ,
Ψ = dθ
and X = 11.
(17)
Since we have doubled the dimension for the case of the complex spinor, we can always
move to a real basis by a similarity transformation. Eqn. (15) is therefore equivalent to
Σa
Contracting (18) with Σ̃b
γδ
(αβ
XΣab1 ...bp−1
γδ)
= 0.
(18)
one obtains
nmin XΣbb1 ...bp−1
αβ
+ 4 XΣab1 ...bp−1 Σ̃b Σa
+ Tr Σ̃b XΣab1 ...bp−1
(αβ)
Σa
(αβ)
(19)
= 0.
–7–
For 1 < p < d − 1 the last term vanishes and using (14) and the symmetry of the second
term we obtain
[nmin − 4(d − p − 1)] XΣab1 ...bp−1
(αβ)
=0
(20)
and so
d − p − 1 = nmin /4
(21a)
as required. If p = 1 the first and last terms contribute equally to give
d − 2 = nmin /2.
(21b)
Thus the Γ-matrix identity relevant to the closure of the (p + 2)-form h can hold only
in the finite number of cases given in the table. To show that it does hold in all these
cases we use “double dimensional reduction”. The idea is to take spacetime to be the
product of (d − 1)-dimensional Minkoswki space and a circle, to wrap the p -brane around
the circle and then discard masssive modes. Because the p -brane can still contract freely
in the remaining p − 1 spatial directions to zero p -volume, the lowest energy classical
configuration is still zero, and in fact the action reduces to that of a (p − 1)-brane in (d − 1)
dimensions. In [5] this was applied to the d = 11 supermembrane action of [3] to derive
the type IIa superstring action in a background supergravity field, but it is of general
applicability. In fact, by inspection of the table one sees that all super p -brane actions
lie on one of four sequences in which each member of a sequence is related to the next by
double dimensional reduction. The four sequences start at (p = 2, d = 4, N = 1), (p = 3,
d = 6, N = 1), (p = 5, d = 10, N = 1) and (p = 2, d = 11, N = 1), and terminate at the
four superstring actions in d = 3, 4, 6, 10. Since we know of the existence of super p -brane
actions at the higher-dimensional end of each sequence the existence of all the others is
guaranteed.
Double dimensional reduction also provides a means for understanding the necessity
of having equal numbers of bosons and fermions on the world-tube. Given a p -brane in d
dimensions, which we shall call a (p, d)-brane, we obtain a (p − 1, d − 1)-brane by double
dimensional reduction. This may be one with extended (N > 1) spacetime supersymmetry,
but it can always be truncated to one with minimal supersymmetry (or the least value
of N consistent with the non-vanishing of h). If h is a closed form in an N -extended
superspace, then it will also be closed in the (N − 1)-extended subsuperspace; one has to
check that it does not vanish. Therefore, if we know of the non-existence of a (p, d)-brane
(with minimal spacetime supersymmetry) we can deduce the non-existence of (p+k, d+k)branes (with arbitrarily extended spacetime supersymmetry), for the existence of the latter
–8–
would (by double dimensional reduction and subsequent truncation) imply the existence
of the former. For example, by showing that the Γ-matrix identity (10) fails for a 6-brane
in eleven dimensions we establish that it fails for all (p, d) = (6 + k, 11 + k).
As a check on these results we have verified by computer, for p ≤ d − 2, d ≤ 12, that
h is closed if and only if the (p + 1)-dimensional boson and fermion degrees of freedom are
equal.
This is strong evidence for the conjecture that spacetime supersymmetry and fermionic
gauge invariance always implies world-tube supersymmetry. If true, one would expect the
cancellation of vacuum energies found for the 11-dimensional supermembrane [8] to persist
for all super p -branes.
Perhaps the most interesting case after the 11-dimensional supermembrane is the
10-dimensional super 5-brane because of the chirality of N = 1 d = 10 supergravity
and, presumably, of the 6-dimensional world-tube supersymmetric action that results from
fixing the fermionic gauge invariance. In order to obtain the action for a superstring one
would have to double dimensionally reduce it by four dimensions to d = 6. So far this
process has been applied only for flat extra dimensions, i.e. tori. However, we know that
any solution of the (N = 1) 10-dimensional supergravity equations is a background that
allows the existence of the 5-brane action. In particular, one could take the solution for
which the 10-dimensional spacetime is a product of a 6-dimensional Minkowski space and
a compact 4-dimensional Ricci flat space such as K3 [9]. This particular space has the
advantage of preserving chirality on reduction to d = 6 [10]. There is a generalisation of
double dimensional reduction that might allow us to take advantage of this possiblity. One
simply identifies the “extra” dimensions of spacetime with the “extra” dimensions of the
p -brane, equating both the coordinates, (ξ ı̄ , ı̄ = 2, 3, 4, 5 and xm̄ , m̄ = 6, 7, 8, 9), and the
metrics, (gı̄̄ and gm̄n̄ ), i.e. the 5-brane world-tube is taken to be a product of K3 with a
world-sheet swept out by a string moving in the remaining six dimensions. To illustrate
why this works consider the equation
g ij ∂i (∂j xm ) − Γij k ∂k xm + ∂i xp ∂j xq Γpqm = 0
(22)
for the bosonic p -brane in an arbitrary background metric gmn , (which follows from the
action (1) with θ = 0 and H = 0). We assume that gij is given by ∂i xm ∂j xn gmn , (i.e. we
use the gij equation as a constraint here). With the ansatz
gmn =
gm̂n̂
0
0
gm̄n̄
(23)
–9–
where gm̄n̄ is the metric for a compact n-dimensional space (n ≤ p), the m = m̂ part of
the equation clearly reduces to that of a (p − n)-brane, while the m = m̄ part is satisfied
because ∂i ∂j xm̄ = 0 (by hypothesis) and the connection terms cancel. This generalisation
of double dimensional reduction is analogous to certain compactifications of σ-models
coupled to supergravity [11]. The extension to the supersymmetric case will be discussed
elsewhere.
Finally, we return to the question of the relationship between super p -branes and
supergravity theories alluded to earlier. By inspection one can verify that for each super
p -brane there is a supergravity multiplet (possibly reducible) containing a (p + 1)-form
gauge field B with a (p + 2)-form field strength F = dB. In the simplest cases the field
equation for B is
dF̃ = 0,
(24)
where F̃ is the (d − p − 2)-form dual to F . Therefore locally F̃ = dA for some (d − p − 3)R
form A. If A exists globally then the integral F̃ over any (d − p − 2)-cycle vanishes.
However, if F̃ is not an exact form this integral may not vanish, indicating the presence of
a topological defect of dimension p. At long wavelengths one expects this defect to behave
like a super p -brane, the coordinates z M being the Goldstone bosons/fermions of partially
broken translational and supersymmetry invariance [2]. In this limit the super p -brane
would appear as a δ-function source for the gauge potential B through the coupling
Z
dp+1 ξ ǫi1 ...ip+1 ∂i1 xm1 · · · ∂ip+1 xmp+1 Bm1 ···mp+1 ,
(25)
which is in fact contained in the curved space Wess-Zumino term of the action (1).
As an example consider the supermembrane in d = 4 and suppose the membrane lies
in the x, y-plane at z = 0, i.e. a static configuration of infinite extent. It acts as a source
for the gauge field Bmnp , for which the kinetic Lagrangian is
1
Fmnpq F mnpq ,
2.4!
(26)
with field equation ∂ m Fmnpq = 0 and solution Fmnpq = ǫmnpq × const. However, when one
includes the membrane as a source the value of the constant differs for z positive and z
negative, i.e. the membrane is a domain wall separating regions of differing vacua, as has
been discussed previously [12]. The antisymmetric tensor field Bmnp has no propagating
modes in d = 4 and so can be considered as a special type of auxiliary field. As such it
appears in one version of the minimal d = 4 supergravity multiplet [13].
– 10 –
As another example, consider a super 3-brane in d = 6 lying in the x1 , x2 , x3 -plane.
It acts as a source for a 4-form potential B with 5-form field strength F and 1-form dual
F̃ (1) . Spatial infinity is (x4 )2 + (x5 )2 = R2 for R → ∞, i.e. S 1 , and because of the 3-brane
one has
Z
F̃ (1) 6= 0.
S1
(27)
Again, the antisymmetric tensor B appears as part of a (reducible) d = 6 supergravity
multiplet (with bosonic field content gmn , Bmn , φ). These examples do not show, of course,
that the supergravity theories actually allow non-singular p -brane solutions (although the
gauge theory model of [2] does have such a solution), but they show how such solutions
can be interpreted as topological defects. (It is likely that one would have to add higher
order “R2 ” terms to the action in order to construct them.)
With this in mind, one can consider as topological defects the super p -branes of the
other two sequences in the table, namely those which contain the d = 10 5-brane and the
d = 11 membrane, for which the dual field strength F̃ is a 3-form and 7-form respectively.
In the absence of Yang-Mills fields (and for constant dilaton field) the field equation in the
former case is dF̃ (3) = 0 and the presence of the 5-brane (for d = 10) is signalled by the
non-vanishing of
Z
F̃ (3)
(28)
S3
for some S 3 encircling the defect. In the latter case the field equation is dF̃ (7) = F ∧ F or
d(F̃ (7) − B ∧ F ) = 0, so that the membrane (for d = 11) is signalled by the non-vanishing
of
Z
S7
F̃
(7)
−B∧F
(29)
for some S 7 encircling the defect. (A similar modification is required in (28) in the presence
of Yang-Mills fields.) It is interesting to observe that the four sequences of super p -branes
correspond to defects that are signalled by the non-vanishing of an integral of a closed
form over S 0 , S 1 , S 3 or S 7 , the parallelizable spheres.
This fact reinforces the idea of a connection with the composition-division algebras IR,
/ , IH and O
/ . Such a connection has been established for the superstring in d = 3, 4, 6 and
C
10, where the identity (10) (or (9) as applicable) can be understood in terms of the four,
degree three, Jordan algebras [14], or in terms of “triality” properties of the transverse
Lorentz group [15]. As we have shown here, each of the superstring actions is itself one in
– 11 –
a series of super p -brane actions, each of which can be thought of as a (p + 1)-dimensional
field theory with (1 + 1), (2 + 2), (4 + 4) or (8 + 8) bose + fermi fields.
Acknowledgements
We thank E. Bergshoeff, M. Duff, J. Gates, N. Manton, H. Osborn, C. Pope, E.
Sezgin and K. Stelle for helpful dicussions. A.A. thanks the Department of Education of
the Basque Government for financial support. D.L.W. was supported by an Isaac Newton
Studentship and J.M.E. by the S.E.R.C.
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