SIMON CANEY
Just Emissions
The overwhelming majority of the world’s climate scientists hold that
the Earth’s climate is changing and, moreover, that these changes are
human-induced. The Intergovernmental Panel on Climate Change
(IPCC) reports that in the period from – to – temperatures are “likely” to rise by between . and .°C and sea levels may rise
by up to cm.1 Since the driver of these climatic changes is the emission
of greenhouse gases, there is a strong imperative to limit the emission
of these gases.
This, however, prompts an important ethical question: How should
the right to emit greenhouse gases be distributed? We need to know who
bears the responsibility to reduce emissions, but to answer this we must
have an account of what constitutes a fair share of greenhouse gas emissions. One useful way of bringing out what is at stake is provided in a
recent article by Myles Allen, David Frame, and their coauthors. They
This article was written while I held an ESRC “Climate Change Leadership Fellowship”
on “Equity and Climate Change.” I am grateful to the ESRC for its support. Earlier versions
of this article have been presented at Bern, Potsdam, Warwick, Pavia, Leeds, Frankfurt,
Princeton, Delft, Bristol, Graz, Uppsala, Cardiff, Wilfred Laurier, Montreal, Utrecht, Edinburgh, and Oxford. I am grateful to those audiences for their questions. I am indebted to
Sune Laegaard, Corinna Mieth, Joseph Mazor, Harald Stelzer, and Andreas Niederberger
(who were commentators on this article at, respectively, Pavia, Frankfurt, Princeton, Graz,
and Frankfurt), to Chris Armstrong for his written comments, and to Derek Bell and Henry
Shue (with whom I have had many instructive discussions on the topics examined in this
article). I am extremely grateful to the Editor and to two anonymous referees for their
comments (and to one referee in particular for his or her great generosity in helping me to
shorten this article.)
. Susan Solomon, Dahe Qin, and Martin Manning, “Technical Summary,” in Climate
Change : The Physical Science Basis: Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel on Climate Change, ed. Susan Solomon,
Dahe Qin, Martin Manning, Melinda Marquis, Kristen Averyt, Melinda M. B. Tignor, Henry
LeRoy Miller, and Zhenlin Chen (Cambridge: Cambridge University Press, ), p. .
© Wiley Periodicals, Inc. Philosophy & Public Affairs , no.
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argue that if humanity emits fewer than one trillion metric tons of carbon
in the period between and , then there is a percent chance of
avoiding dangerous climate change (defined as a °C increase over preindustrial times). They add that approximately half of this figure has
been emitted, so humanity is left with just under half a trillion metric
tons of carbon to emit.2
Whether this is the correct account of the available greenhouse gas
budget will depend on a number of normative and empirical assumptions, such as whether the °C target is an appropriate one and whether
a percent chance of avoiding it is too high a risk. So determining the
precise size of the greenhouse gas budget will be very complex and rest
on ethical assumptions that need defending. The key point, though, is
that there should be a “greenhouse gas budget.” In light of this, my
question here is: Given that there is a fixed limit on the volume of greenhouse gases that may be permissibly emitted, how should rights to emit
greenhouse gases be distributed?3 In what follows, I examine the answer
that is most commonly given by environmental activists and by those
philosophers who have considered the question (section III). I argue that
none of the defenses of this approach succeeds and, moreover, that it is
vulnerable to two powerful objections (sections IV–VII). At the end of the
article, I outline an alternative way of thinking about the distribution of
greenhouse gas emissions (section VIII).
I. EMPIRICAL AND THEORETICAL BACKGROUND
In order to examine the question of how to distribute rights to emit
greenhouse gases, it is essential to make two kinds of preliminary points.
First, it is helpful to put this question into context and to draw attention
to other responsibilities associated with addressing climate change.
Second, it is necessary to introduce two distinctions that will frame
the ensuing discussion.
. Myles R. Allen, David J. Frame, et al., “Warming Caused by Cumulative Carbon
Emissions towards the Trillionth Tonne,” Nature (): –. This explicitly sets
aside other greenhouse gas emissions (p. ).
. Note my focus is on the fair distribution of permits to emit greenhouse gases, rather
than the fair distribution of the actual emission of greenhouse gases. If one allows emissions
trading, as I think one should, then the former is not the same as the latter. See Simon
Caney and Cameron Hepburn, “Emissions Trading: Unethical, Ineffective and Unjust?”
Royal Institute of Philosophy Supplement (): –.
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A. Climatic Responsibilities
I begin first by drawing attention to other climatic responsibilities. The
focus of this article is directly related to one key responsibility, namely,
the responsibility to limit the emission of greenhouse gases. We can,
however, identify at least three distinct kinds of responsibility.
The first is commonly referred to as “Mitigation.” Following the IPCC,
I define this as “an anthropogenic intervention to reduce the anthropogenic forcing of the climate system; it includes strategies to reduce greenhouse gas sources and emissions and enhancing greenhouse gas sinks.”4
Mitigation thus has two parts. The first, the primary focus of this article,
involves limiting the flow of greenhouse gas emissions so that the stock
does not exceed a certain level. However, Mitigation also includes maintaining greenhouse gas sinks (for example, forests), which, in turn,
involves opportunity costs, such as foregoing the benefits derived from
using the wood (for fuel, paper, furniture, or buildings) and using the
land (for farming or building houses), as well as the income that would
have been earned by those uses.
There is a consensus among climate scientists that Mitigation alone is
insufficient. Given the volume of greenhouse gases that have been
emitted, we are already committed to some climate change. In virtue of
this, there is an ethical imperative that we—humanity—take steps necessary to ensure that any climatic changes that occur do not undermine
what people are entitled to do as a matter of justice. In the terminology
employed by climate scientists, “Adaptation” is required. I define
“Adaptation” as follows: where an agent is threatened by a climatic
change, an action counts as Adaptation if it prevents that climatic
change from undermining or restricting that agent’s ability to do what
they are entitled to do. Familiar examples of Adaptation include
building seawalls to protect communities from rising sea levels and
storm surges, or inoculating people against infectious diseases in cases
where climatic changes increase the transmission zone of a given
disease, or designing drainage systems so they can function in the face of
. Martin Parry, Osvaldo Canziani, Jean Palutikof, Paul van der Linden, and Clair
Hanson, eds., “Appendix : Glossary,” in Climate Change : Impacts, Adaptation and
Vulnerability—Contribution of Working Group II to the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change (Cambridge: Cambridge University Press,
), p. .
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increased precipitation. Estimates of the costs of Adaptation vary.
However, to give some sense of the figures involved, we might note that
a report commissioned by the United Nations Framework Convention
on Climate Change (UNFCCC) found that “global investment needs
for adaptation could amount to $–$ billion per annum by , of
which about half would accrue in developing countries.”5
In addition to Mitigation and Adaptation, there is also a need for
“Compensation.” Suppose that there is insufficient Mitigation (that
humanity does not reduce its emissions sufficiently to achieve a safe
concentration level of greenhouse gases in the atmosphere); and
suppose that there is insufficient Adaptation (so that the climatic
changes prevent people from doing that which they are entitled to do). In
such a case, Compensation is required.
My aim, I should stress, is not to provide an exhaustive account of
the responsibilities generated by the prospect of dangerous climate
change.6 It is merely to draw attention to some of the other tasks that
need to be addressed.
B. Methodological Preliminaries
Having described the situation facing humanity, I wish to introduce two
distinctions that will help frame my analysis.
The first distinction is encapsulated in the following question: Should
we consider each of the three kinds of responsibility listed above separately and formulate a principle for each? Or should we consider them as
a total package of responsibilities and then propose a principle governing that total package? Let us call the position that we should treat each
of the responsibilities separately an “Atomist” position and the position
that we should treat them all en masse a “Holist” position. When considering the fair distribution of greenhouse gases, we can thus treat
. Samuel Fankhauser, “The Costs of Adaptation,” WIRES Climate Change
(): –.
. Other responsibilities include funding the development and transfer of clean technology to enable developing countries to develop without triggering dangerous climate
change. Much more controversially, some might argue that an additional responsibility is
the responsibility to employ some kind of geoengineering such as Solar Radiation Management or Carbon Dioxide Removal. For simplicity’s sake (and because my arguments do
not require me to consider these other kinds of responsibilities), I focus solely on the
responsibilities mentioned in the text.
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this in an Atomist fashion or a Holist fashion or according to some
intermediate position (for example, one that treats two climate responsibilities together as a package and a third separately).
Consider now a second question: When allocating climate responsibilities, should we treat them in isolation from considerations about
global and intergenerational justice in general (including issues such as
trade, development, poverty, and health)? Or should we treat the ascription of climate responsibilities in conjunction with considerations about
global and intergenerational justice in general? The first position practices what we might term a “Method of Isolation”: it isolates the responsibilities associated with climate change from a consideration of other
issues (like poverty, trade, and development). A second position practices what we might term a “Method of Integration”: it treats climatic
responsibilities in light of a general account of global justice.7
All accounts of how to distribute emissions rights take a stance, either
explicit or implicit, on the two methodological issues introduced above.
II. THE EQUAL PER CAPITA VIEW
Having drawn attention to these two key methodological issues, we can
now turn to the question of how to distribute emission rights. I shall
begin this normative inquiry by examining a widely held account of the
fair distribution of the right to emit greenhouse gas emissions. Roughly
stated, the account in question holds that a just distribution of the right
. Note that the distinction between Integrationism and Isolationism can be defined
and applied in a number of different ways. In this article, I apply the distinction solely to the
question of how permits to emit greenhouse gases should be distributed. We might,
though, apply this distinction in a more general way that is not tied specifically to the
distribution of emission permits. Someone might argue, for example, that we should
embed discussions of climate justice—including questions such as whether we should
devote resources to eradicating poverty in developing countries (thereby enabling them to
adapt) rather than to mitigating climate change—within a more general account of justice.
As an anonymous referee reminded me, Thomas Schelling has long argued that climatic
harms should be compared with other harms and so is an Integrationist in this more
expansive sense. See Schelling, “Intergenerational and International Discounting,” Risk
Analysis (): –. For a fuller discussion of the different ways one can define and
apply the distinction between Integrationism and Isolationism, see Derek Bell and Simon
Caney, Global Justice and Climate Change (Oxford: Oxford University Press, forthcoming),
chap. . For a similar distinction, see the illuminating discussion in Samuel Scheffler,
Boundaries and Allegiances: Problems of Justice and Responsibility in Liberal Thought
(Oxford: Oxford University Press, ), esp. pp. – and –.
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to emit greenhouse gases is one in which the permits to emit greenhouse
gases are distributed according to a principle of equality. This view is an
Atomist approach, for it applies a principle of justice to the distribution
of greenhouse gases on its own and without considering all the other
climate-related responsibilities. And, it is an Isolationist approach, for it
treats the question of the fair distribution of emissions in isolation from
all other issues in global (or intergenerational) justice. The equal per
capita view is, perhaps, the dominant view among environmental philosophers and activists.8 I argue, however, that it is unpersuasive.
Before we turn to examine the arguments for and against the egalitarian approach to greenhouse gas emissions, it is essential to note that
there is in fact a wide variety of similar but nonidentical views, all of
which can plausibly be said to adopt an egalitarian approach to greenhouse gas emissions. The equal per capita view is, strictly speaking, a
family of related views. Those who subscribe to its key tenet differ on at
least three issues: the scope of the scheme, the nature of the fundamental
rights-bearer, and the attitude to past emissions.
() Consider first differences about the scope of the scheme. We
can distinguish, here, between “global” and “domestic” versions, where
the global version holds that this ideal should be applied across the
whole world, whereas the domestic version applies it within the state.
() Second, among those who subscribe to the global version, there is
disagreement about the nature of the fundamental (or basic) rightsbearer. Who possesses the fundamental (as opposed to derivative) moral
right to emit greenhouse gases?9 Some adopt an individualist position,
. For a critique of the equal per capita view that is different in nature from mine, see
Eric Posner and David Weisbach, Climate Change Justice (Princeton, N.J.: Princeton University Press, ), chap. . I do not find their critique or their proposed alternative
persuasive, but I lack the space to engage in a substantive analysis of their view here.
. What I am terming the “fundamental rights-holder” should be contrasted with
what we might term “derivative rights-holders.” (My account here is indebted to Joseph
Raz’s discussion of what he terms “core” and “derivative” rights: Raz, The Morality of
Freedom [Oxford: Clarendon Press, ], pp. –. However, my account is different in
some respects from Raz’s account.) As I define the term, X is a fundamental rights-holder
with respect to some domain of action if X has a right in virtue of features of X’s person
(for example, their “interests” on an interest theory of rights) and the nature of the corresponding demands imposed on others. By contrast, X is a derivative rights-holder
with respect to some domain of action if we grant X some right as a means of protecting
some person’s fundamental moral rights. X’s status as a derivative rights-holder is thus
always ultimately grounded with reference to fundamental moral rights.
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holding that each individual is the ultimate rights-holder.10 Others,
however, might take a statist approach and hold that the fundamental
moral rights to emit are possessed by states.11
() Third, those who adhere to the equal per capita view differ in the
extent to which they think that the current and future distribution of
emission rights should take into account past emissions. Speaking very
roughly, and at some simplification, one can identify three schools of
thought. First, there are those who adhere to what we might term a wholly
“history-insensitive” approach. Steve Vanderheiden, for example, argues
that it would be unjust to take past emissions into account when determining the distribution of current and future greenhouse gas emissions.12
A second, history-sensitive approach argues by contrast that current and
future allocations of emission rights should take past emissions into
account, holding that those with a history of higher than equal emissions
should have fewer emissions in the future.13
A third view also adopts a history-sensitive approach but, unlike the
second view, holds that those who have emitted more than equal
amounts of greenhouse gases in the past should, at least for a short
period, continue to have more than equal shares and that we move
toward equality over time.14
I shall pass no comment on any of the three issues identified above.
My aim here is simply to bring out the fact that what I am terming the
“equal per capita” approach is a broad church. It is united in the belief
that the fair share of emission rights should be governed, in some sense,
. Dale Jamieson, “Adaptation, Mitigation, and Justice,” in Perspectives on Climate
Change: Science, Economics, Politics, Ethics, ed. Walter Sinnott-Armstrong and Richard B.
Howarth (Amsterdam: Elsevier, ), p. .
. See Aubrey Meyer, Contraction and Convergence: The Global Solution to Climate
Change (Foxhole, Devon: Green Books, ).
. Steve Vanderheiden, Atmospheric Justice: A Political Theory of Climate Change (New
York: Oxford University Press, ), pp. –. Peter Singer also defends a historyinsensitive view. However, unlike Vanderheiden, his reasoning on this point is entirely
pragmatic. His thought is that setting aside historic emissions would help to secure an
international consensus based on a commitment to equal per capita emissions: Singer,
One World: The Ethics of Globalization (New Haven, Conn.: Yale University Press, ),
pp. –.
. See, e.g., Eric Neumayer, “In Defence of Historical Accountability for Greenhouse
Gas Emissions,” Ecological Economics (): –, esp. p. .
. Meyer, Contraction and Convergence, pp. –.
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by a principle of equality. However, that shared commitment permits
a variety of different positions when it comes to the three issues identified above.
In what follows, I shall criticize the principle at the heart of all of these
versions of the equal per capita view. I should perhaps add that though I
am criticizing the claim that emissions should be distributed in an egalitarian fashion, I am not criticizing equality in itself (either as a global or
as a domestic ideal). In fact, I endorse an egalitarian account of global
and domestic distributive justice. I object here to the application of
equality to this one particular item.
To begin our inquiry, let us first consider what reasons can be
adduced in favor of the equal per capita view.
III. ARGUING FOR THE EQUAL PER CAPITA VIEW
We can distinguish between two kinds of argument for the equal per
capita view. Some appeal to a nonegalitarian theory of distributive
justice and argue that it requires greenhouse gas egalitarianism; others
appeal to an egalitarian theory of distributive justice.15
A. Argument : A Sufficientarian Argument
Let us consider the nonegalitarian route first. I believe that the only
nonegalitarian argument for greenhouse gas egalitarianism that has any
promise at all for defending the equal per capita view starts from the
assumption that justice requires that people attain a certain threshold
standard of living.16 Such a sufficientarian approach would clearly
have implications for the distribution of greenhouse gas emissions.
Persons need fuel to heat themselves and to cook food. They need
to live in houses (which have historically been a high source of
greenhouse gas emissions). They frequently need transportation and to
. See Charles Beitz’s distinction between “direct” and “derivative” reasons for equality in Beitz, “Does Global Inequality Matter?” Metaphilosophy (): ff.
. For an important statement of a sufficientarian approach, see Harry Frankfurt,
“Equality as a Moral Ideal,” Ethics (): –.
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enjoy goods that require transportation. There is no doubt, then, that a
sufficientarian view would have implications for the distribution of
greenhouse gas emissions.17
Would it, however, require equality of emissions rights? The argument
would have to run as follows:
(P)
Justice requires that each person enjoy a certain threshold
standard of living, including (at the very least) that basic
needs are met.
(P) People have equal basic needs in the use of greenhouse gas
emissions.
Therefore,
There should be equal emission rights.
One challenge to this argument would be that the argument is invalid
because even if (P) and (P) were correct, such a sufficientarian position
would tolerate inequalities of any emissions left over once the sufficientarian threshold has been attained.
However, it might be argued in response to this that although this is
true in principle, in practice meeting the sufficiency level would actually
use up all the emissions available, so there would be no remainder that
could be distributed unequally. Whether this is so will depend on whether
a number of different conditions obtain. More precisely, it would depend
on (at least) three variables: (i) how high one sets the “sufficiency” standard, (ii) the extent to which attaining the specified standard of living
requires emitting greenhouse gases (for example, through the use of fossil
fuels rather than other energy sources), and (iii) how much greenhouse
gas emissions may permissibly be emitted before triggering dangerous
climate change. If, for example, one adopts a high sufficientarian standard (variable [i]), and if there are not many appropriate alternative
energy sources (variable [ii]), then it may indeed be true that, given the
amount of greenhouse gases that can be permissibly emitted (variable
[iii]), meeting (P) would use up all the permissible greenhouse gases and
would leave no “extra” which could be distributed unequally.18
. On this, see Henry Shue’s classic article “Subsistence Emissions and Luxury Emissions,” Law and Policy (): –.
. A version of this argument is given in Tim Hayward, “Human Rights versus
Emissions Rights: Climate Justice and the Equitable Distribution of Ecological Space,”
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Whether this combination of circumstances currently applies is hard
to ascertain. However, given current emission levels and the existing
state of non–fossil fuel energy sources, it would seem quite possible that
this combination will come to pass. However, even if we concede this,
the sufficientarian argument for greenhouse gas egalitarianism fails
because (P) is clearly false. People have unequal needs. For example,
some have a greater need for fuel to keep them warm. Some have greater
need for electricity because they require medical equipment. Others
have a greater need for transportation because they are handicapped. If
we recognize this, though, we have no reason to accept (P) and, hence,
no reason to accept this argument’s case for the equal per capita view.19
B. Argument : Standard Egalitarian Arguments
Given the failure of the sufficientarian argument for the equal per capita
view, let us consider arguments that appeal directly to egalitarian theories of justice. Dale Jamieson adopts this kind of approach and grounds
his equal per capita view in a direct appeal to global egalitarian
ideals.20 In a similar vein, Axel Gosseries invokes “cosmopolitan luck
egalitarianism” to defend a version of the equal per capita view.21 Might
Ethics and International Affairs (): , note . Hayward is defending equality
of what he terms “ecological space” (and not equality of greenhouse gas emissions).
However, his argument has the same structure as that in the text. He argues that given our
times of scarcity, attaining a “sufficient” standard of living would in practice require
“equality” of ecological space.
. There are additional reasons for rejecting (P). Suppose, for simplicity’s sake, that
we focus solely on greenhouse gases generated by energy: even if people had equal energy
needs, this would require equal emission rights only if (a) there was equal energy efficiency
from fossil fuels and (b) there were no other energy sources that could be substituted
for fossil fuels. I develop points (a) and (b) and discuss non-energy-related emissions
in section VII.
. Jamieson, “Adaptation, Mitigation, and Justice,” p. .
. Gosseries, “Cosmopolitan Luck Egalitarianism and the Greenhouse Effect,” in
“Global Justice, Global Institutions,” ed. Daniel Weinstock, special issue, Canadian Journal
of Philosophy (): –. Gosseries is aware that luck egalitarians tend to value
equality of the total package of goods rather than one item, but he argues that applying luck
egalitarianism to one specific good like greenhouse gas emissions (what, following Jon
Elster, he terms a “local” approach [pp. –]) can be justified on “methodological” and
practical grounds (p. ). See Elster, Local Justice: How Institutions Allocate Scarce Goods
and Necessary Burdens (New York: Russell Sage Foundation, ). For discussion of Gosseries on this methodological point, see Caney, “Climate Change, Energy Rights, and
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these provide a more compelling argument? In what follows, I shall consider three distinct kinds of egalitarian arguments for the equal per
capita view. None, so I claim, is persuasive.
Let us start by considering the leading orthodox egalitarian theories of
justice, by which I mean the family of egalitarian theories associated with
thinkers like G. A. Cohen and Ronald Dworkin. There is, of course, disagreement between such egalitarian thinkers about what it is that
persons should have equal shares of. Well-known candidates include
equalizing “welfare” or “resources” or “access to advantage” or “opportunity for welfare” or “capability to function.”22 Given this diversity in the
accounts of what should be equalized, I shall simply use the term
“goods” throughout the rest of this article as a placeholder to refer to that
which should be distributed. The question then is: Can any of these
well-known versions of egalitarianism defend the equal per capita view?
Should we accept the following?
E: Justice requires equality of “goods,” which, in turn, requires an
equal per capita distribution of greenhouse emissions.
A moment’s reflection reveals that (regardless of which equalisandum we
accept) none of the standard egalitarian theories would maintain that
greenhouse gases should be distributed on an equal per capita basis.23 For
egalitarians believe that the “total package” of goods should be equal:
Equality,” in The Ethics of Global Climate Change, ed. Denis G. Arnold (Cambridge:
Cambridge University Press, ), pp. ff. Note also that Gosseries allows some deviations
from strict equality (“Cosmopolitan Luck Egalitarianism and the Greenhouse Effect,” pp.
–), but equality nonetheless serves as the fundamental moral baseline governing the
distribution of the right to emit greenhouse gas emissions.
. See Ronald Dworkin, Sovereign Virtue: The Theory and Practice of Equality (Cambridge, Mass.: Harvard University Press, ), pp. – (“welfare”) and pp. –
(“resources”); G. A. Cohen, “On the Currency of Egalitarian Justice,” Ethics (): –
(“access to advantage”); Richard Arneson, “Liberalism, Distributive Subjectivism, and
Equal Opportunity for Welfare,” Philosophy & Public Affairs (): – (“opportunity
for welfare”); and Martha C. Nussbaum, Creating Capabilities: The Human Development
Approach (Cambridge, Mass.: Harvard University Press, ); and Amartya Sen, The Idea of
Justice (London: Allen Lane, ), part (“capabilities”). Another option would be to
equalize Rawlsian “primary goods.” John Rawls, A Theory of Justice, rev. ed. (Oxford: Oxford
University Press, ), pp. –.
. I borrow the term “equalisandum” from Cohen, “On the Currency of Egalitarian
Justice,” p. .
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they do not believe that each item should be equalized.24 Thus, a commitment to egalitarianism entails a commitment to equality of welfare (for
welfarists) or equality of capabilities (for Sen and Nussbaum). If we start
from a commitment to any of these forms of egalitarianism, they do not on
their own give us any reason to adopt an “Isolationist view” and to apply
equality to one specific good. A shortfall in one good—like the capacity to
emit greenhouse gases—can be addressed by a corresponding increase in
other goods. Whatever metric of egalitarian justice one chooses, a commitment to egalitarianism will not in principle entail a commitment to
equality of greenhouse gas emissions.
This point needs to be qualified in two ways. First, of course, there are
limits on the extent to which it is appropriate to lower a person’s share of
one good X and increase their enjoyment of another good Y. One might
reasonably suppose that for many goods—like food, health, and sleep, to
name just some—there is a level below which persons cannot fall if they
are to enjoy the other goods. Different goods are not infinitely substitutable. Second, one might also reasonably suppose that the specific combination of different goods should, insofar as it is possible, be sensitive to
people’s choices. With these two points duly noted, the point nonetheless remains that standard egalitarian accounts do not require equality of
greenhouse gas emissions. Subject to the two constraints specified
above, they are compatible with inequalities in greenhouse gas emissions so long as those who have fewer greenhouse gas emission permits
than others have more of other goods, and those who have more emission permits than others have fewer other goods.
Conventional egalitarian theories thus provide us with no reason to
embrace the equal per capita view.
C. Argument : The “Natural Resources” Argument
If we turn now to consider two other egalitarian arguments that have
been made, we can see that they are vulnerable to a similar objection.
. For a fuller analysis, see the incisive discussions by Derek Bell, “Carbon Justice? The
Case against a Universal Right to Equal Carbon Emissions,” in Seeking Environmental
Justice, ed. Sarah Wilks (Amsterdam: Rodolphi, ), pp. –, esp. p. ; and David
Miller, “Global Justice and Climate Change: How Should Responsibilities Be Distributed?”
Tanner Lectures on Human Values, March –, , pp. – <http://www
.tannerlectures.utah.edu/lectures/documents/Miller_.pdf>. See also Caney, “Justice
and the Distribution of Greenhouse Gas Emissions,” Journal of Global Ethics (): .
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Some, for example, appeal to a more restricted egalitarianism and hold
that there should be equality of natural resources. Steve Vanderheiden
argues along these lines in his recent book Atmospheric Justice.25 In particular, he appeals to Charles Beitz’s argument that natural resources are
morally arbitrary and hence that parties in Rawls’s “international” contract (one in which the contracting parties are representatives of states)
would adopt an egalitarian global natural resource principle.26 In doing
so, we might note, he is articulating a view that is also affirmed by many
left-libertarians.27 Vanderheiden’s next claim is to maintain that the
natural resource principle entails that greenhouse gases should be distributed on an equal per capita basis.28 Vanderheiden thus affirms:
E*: Justice requires equality of natural resources, which, in turn,
requires an equal per capita distribution of greenhouse emissions.
Prior to evaluating E*, we should, however, note that sometimes Vanderheiden (and others) adduces a different argument.29
D. Argument : The “Global Natural Resources” Argument
At times Vanderheiden affirms the following:
. Note Vanderheiden allows some legitimate reasons for inequality. Vanderheiden,
Atmospheric Justice, pp. –, –, esp. pp. and . He describes his view as a
“modified equal shares” view and wishes to meet all “subsistence emissions” first before
then equalizing the remainder. Ibid., pp. , –.
. See ibid., pp. –, esp. pp. – and –; and Charles Beitz, Political Theory and
International Relations (Princeton, N.J.: Princeton University Press, ), pp. –.
. For a collection of leading left-libertarian thinkers, see Peter Vallentyne and Hillel
Steiner, eds., Left-Libertarianism and Its Critics: The Contemporary Debate (Basingstoke,
UK: Palgrave Macmillan, ).
. Vanderheiden, Atmospheric Justice, pp. , –, and –.
. One problem with Vanderheiden’s argument that I shall not pursue here is simply
that he assumes, but does not defend, Beitz’s reasoning for a global natural resource
principle. This is particularly problematic because Beitz did not argue that the natural
resource principle should apply in our world. Rather, he argued that there would be a good
case for the natural resource principle in a world without extensive interdependence.
However, if there is extensive global interdependence, then there should be a single original position; and Beitz, following Rawls’s reasoning, maintains that the parties would
choose a global Difference Principle and this does not require a global natural resource
principle. Beitz, Political Theory and International Relations, pp. –. Vanderheiden
cannot therefore simply invoke Beitz’s theory to vindicate a global natural resource principle unless he shows, contra Beitz, that we do not live in a highly globalized world.
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E**: Justice requires equality of the natural resources that are part of
the global commons, which, in turn, requires an equal per capita distribution of greenhouse gas emissions.
He writes that some might criticize E* on the grounds that the natural
resources contained within states are justly owned by the members
of those states.30 He argues, however, that these arguments have
no force against the atmosphere because the latter lies outside the
boundaries of states: the atmosphere is thus a “common global
resource.”31 He then appeals to a more restricted kind of egalitarianism—one that calls for equality of those natural resources that are
“common global resource[s]”—and holds that this revised kind of egalitarianism entails that greenhouse gases should be distributed on an
equal per capita basis.32
The second and third egalitarian arguments define the equalisandum
more restrictively than the first. Nonetheless, a variant of the objection
leveled against the first egalitarian argument applies against both of
these too. Let us consider the “global natural resources” argument
because objections to E** will also tell against E*. Suppose for the sake of
argument that we assume that no natural resources contained within
states may be included within the pot of natural resources to be distributed globally, and that we focus only on goods that are “common global
. Vanderheiden, Atmospheric Justice, pp. –, –, and –.
. Ibid., p. . It is not clear whether Vanderheiden thinks that these arguments
against Beitz’s natural resource principle are persuasive. (In fact, he describes Beitz’s
argument for a natural resource principle as “compelling.” Ibid., p. .) I think that his
aim is rather to avoid this controversy. But this option is not available. The arguments
showing that states have unrestricted ownership of the natural resources in their territory
must either fail or succeed. If the arguments fail, it is incorrect to say that each person is
entitled to an equal per capita share of the atmosphere; Beitz’s natural resources principle
should apply, as Beitz intends it to apply, to all natural resources whether they lie within
or without the confines of the state. Alternatively, the arguments might succeed. However,
for this to be the case, Vanderheiden must supply arguments in their defense (and, even
then, they do not vindicate the equal per capita view for the reason given in the text). One
cannot sidestep the issue and then conclude that the equal per capita emissions view is
correct.
. See also Darrel Moellendorf’s argument that the “equal per capita [view] . . . is a
plausible interpretation of what equality requires with respect to the use of a common
resource to which no one can claim a natural or preexisting individual entitlement.” Moellendorf, “Treaty Norms and Climate Change Mitigation,” Ethics and International Affairs
(): , emphasis added.
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resource[s],” to use Vanderheiden’s phrase.33 Even so, Vanderheiden’s
argument does not ground an equal per capita approach to the atmosphere. It would do so only if the use of the atmosphere were the only
common global resource. This, however, is clearly mistaken. There are
many other natural resources that are plausibly seen as common global
resources.34 These include all of the following:
() The resources of the seabeds: Currently, the United Nations Convention on the Law of the Sea (UNCLOS) grants coastal states rights over the
resources in the seabed within a two hundred nautical mile radius from
their coast (the “Exclusive Economic Zone”) and its share of the “Continental Shelf” (which is up to two hundred nautical miles from the base of
a country’s landmass).35 However, even if we accept this, the remaining
area is rich with mineral resources, such as cobalt, copper, manganese,
and iron.36 It also includes “deep ocean volcanic vents,” commonly
referred to as “black smokers,” which contain highly valued minerals.37 If
. Vanderheiden, Atmospheric Justice, p. . For the record, it is not clear to me why
we should assume that any argument for “conventional property rights” (p. ) would
show that property owners are entitled to exclusive ownership of all the value of the natural
resources contained within states. It seems to me that we are faced with two competing
values. On the one hand, there are the legitimate interests of would-be property owners
and the benefits they would enjoy from ownership (value ). On the other hand, there is
Beitz’s powerful argument that “the natural distribution of resources” is, as he puts it,
quoting Rawls’s famous phrase, “arbitrary from a moral point of view.” Beitz, Political
Theory and International Relations, p. (value ). And this second argument is hard to
dismiss as having no weight. Given this, it is far from clear why the former value (value )
should dominate, and why no weight whatsoever should be attributed to the second (value
). (The same point is made by Henry Sidgwick, who writes that there should be a “compromise” “between the prescriptive rights of the particular State and the general claims of
humanity,” in Sidgwick, The Elements of Politics, th ed. [London: Macmillan, ], chap.
, sec. , p. .) If this is right, then humanity as a whole may have some claim on the
natural resources contained within states. And if this is right, then the global natural
resource principle should include within its remit at least some part of those natural
resources that lie within the borders of states.
. Cf. Bell, who makes the same point in a critique of Lockean arguments for greenhouse gas egalitarianism. Bell, “Carbon Justice?” p. .
. See the United Nations Convention on the Law of the Sea (), parts and .
. See Susan J. Buck, The Global Commons: An Introduction (Washington, D.C.: Island
Press, ), p. and, more generally, pp. –.
. See David Freestone and Salman M. A. Salman, “Ocean and Freshwater Resources,”
in The Oxford Handbook of International Environmental Law, ed. Daniel Bodansky, Jutta
Brunnée, and Ellen Hey (Oxford: Oxford University Press, ), p. .
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we then include resources contained within the Exclusive Economic
Zone and the Continental Shelf, then we should also add considerable
reserves of oil and gas into the global commons.
() The absorptive capacity of the oceans: An additional global resource
arises from the fact that the oceans, like the atmosphere, are able to
absorb some pollution. For this reason the Commission for Global Governance proposed “fees (or auctions of licenses) for maritime dumping
of waste where the level of toxicity does not require outright prohibition.”38 If the oceans are part of a global commons, then any revenue
raised from such schemes should be treated as a commonly held
resource.
() The fish stock: Oceans, of course, contain large numbers of fish
stock that roam the world’s oceans and so can be seen as part of the
global commons.
() The Arctic and Antarctic: These both include natural resources.
Antarctica, for example, contains copper, gold, iron, silver,
and petroleum.39
() Geostationary orbits: Geostationary orbits refer to orbit paths
around the Earth that can be used by satellites. These orbits are essential
for television and weather satellites, and thus constitute another valuable global common resource.40
() The use of the electromagnetic spectrum.41
() The atmosphere’s capacity to absorb CFCs: The atmosphere can
absorb the emission of CFCs (with, of course, an upper limit to ensure
that the ozone layer is not depleted). The capacity of the atmosphere to
absorb a certain amount of CFCs should therefore also count as a global
resource.42
. Commission for Global Governance, Our Global Neighbourhood (Oxford: Oxford
University Press, ), p. .
. See the instructive discussion in Thomas M. Franck, Fairness in International Law
and Institutions (Oxford: Clarendon Press, ), pp. –.
. See Buck, The Global Commons, p. ; cf. pp. ff. and Franck, Fairness in International Law and Institutions, p. . See also the proposal to charge for permits to use
geostationary satellites in Commission for Global Governance, Our Global Neighbourhood,
p. .
. See Commission for Global Governance, Our Global Neighbourhood, p. .
. My list of resources in the global commons is indebted to Susan Buck’s very comprehensive analysis in Buck, The Global Commons. See also Oscar Schachter’s pioneering
work Sharing the World’s Resources (New York: Columbia University Press, ), esp. part .
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Finally,
() The atmosphere’s capacity to absorb greenhouse gas emissions.
The fact that there are so many different goods that can plausibly be said
to be included under the heading of the “global commons” undermines
Vanderheiden’s argument. For one cannot argue, as he seeks to, that
since there should be global equality of commonly owned natural
resources, there should therefore be global equality of greenhouse gas
emissions (item ). Someone who is committed to equality of commonly
held natural resources should embrace a principle granting everyone an
equal share of the total value of all these global resources combined. We
have been given no reason to treat item () on its own.
IV. A GENERAL CHALLENGE TO THE EQUAL PER CAPITA VIEW
None of the four arguments considered—sufficientarianism, standard
egalitarianism, Beitzian natural resource egalitarianism, and modified
natural resource egalitarianism—can ground an equal per capita view.
We have also seen, moreover, that many of these arguments fall prey
to a common problem: they fail to establish that greenhouse gas emissions should be governed by their own distributive principle. To use the
terminology I introduced above, they are unable to show why we should
adopt the Method of Isolation, and have a principle of distributive justice
that applies solely to the emission of greenhouse gas emissions. Reflection on this suggests a general problem with the equal per capita view.
We might state it thus:
First General Challenge: If distributive justice is concerned with the
fair share of a “total package” of goods, then we have no reason to
endorse a principle that applies solely to one particular item, such as
greenhouse gas emissions. If this is right then (subject to the two
qualifications introduced in section II.B), it does not make sense to
refer to the fair distribution of greenhouse gases.
In the next two sections, I examine several responses to this General
Challenge, each of which seeks to show that it does make sense to construct a principle of distributive justice that applies to greenhouse gases
considered in isolation from other advantages and disadvantages.
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V. RESPONSE 1—AN APPEAL TO EXCEPTIONS
One response might proceed as follows: “The arguments presented so
far, and the General Challenge, assume that principles of justice
apply to the total collection of burdens and benefits. However, it is
well recognized that there are cases where we do think that some
goods should be governed by their own specific principle.” To put
it in more formal terms, the critic is rejecting the following analysis
of distributive justice:
Model I: Theories of distributive justice are concerned with the fair
distribution of an overall package of goods (the wholly Integrationist
Approach).
Instead, the critic argues, we should accept the following:
Model II: Theories of distributive justice generally comprise:
(a) principles that apply to a total package of goods (an Integrationist component), but
(b) in some well-recognized cases, principles can apply to
some specific goods or bads considered in isolation (an
Isolationist component).
A version of Model II was once defended by the Nobel Laureate
James Tobin. In his suggestive article “On Limiting the Domain of
Inequality,” he defends what he calls “specific egalitarianism,” where
this maintains that in some cases principles of equality should apply to
some specific goods.43
Suppose then, that, for the sake of argument, one accepts Model II.
Even if we do so, I think it provides no support for the equal per capita
view or the Isolationist approach to greenhouse gases on which it
depends.44 Let us consider the kinds of exceptions to Integrationism that
. See James Tobin, “On Limiting the Domain of Inequality,” Journal of Law and
Economics (): –, at p. .
. Some may think Model II is obviously superior to Model I and that the latter should
be rejected. This may be too hasty a verdict. One’s position on both theses depends in part
on the level of abstraction at which one is operating. Someone may, for example, adopt
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(b) would support. Within Tobin’s work, one can find three different
kinds of reason for distributing some specific goods according to their
own distributive principle.
A. The “Equal Rights” Argument
One kind of case where we practice a Method of Isolation and apply a
principle of justice to one specific good is the ascription of fundamental
civil and political rights. When thinking about certain rights—such as the
right to free speech or the right to freedom of conscience—we do not
think in an Integrationist fashion. We think, for example, that it is impermissible that one citizen might have fewer rights to vote than a fellow
citizen, even if the former has more of other goods (such as more
money).45 Rights, on this view, are a nonsubstitutable good and should
therefore be treated in Isolation. They express our equal moral dignity
and, as such, cannot be traded off against other goods.
what could be termed a “two-level” view. This makes two claims. (i) At the most fundamental level, justice requires the fair distribution of a value (for example, welfare) according to a single principle. However, (ii) the fair distribution of this basic value (in this case,
welfare) may require that some particular resources and opportunities that contribute to
welfare should be distributed in very specific ways. The second claim maintains that there
are certain resources or opportunities of which it is the case that unless one distributes
them in particular ways, the ultimate fundamental value cannot be attained.
To make this more concrete, imagine a theory that is, at the fundamental level, committed to maximinning welfare. Now suppose, as seems reasonable to suppose, that for
people to enjoy the level of welfare required by the principle of maximinning welfare, it
must be the case that everyone enjoys what Rawls terms “the social bases of self-respect.”
Rawls, Justice as Fairness: A Restatement, ed. Erin Kelly (Cambridge, Mass.: Harvard University Press, ), p. . And suppose, finally, that to provide the social bases of selfrespect for all requires that civil and political rights be distributed equally. In such a case,
it is true both (a) that at the most fundamental level justice requires distributing a good
according to a single principle (in line with Model I) and yet, (b) at a more concrete level,
to honor this fundamental principle in fact requires treating some different particular
goods according to different particular principles (in line with Model II). I am grateful to
Nils Holtug for instructive discussion.
. Tobin reasons in this way about the right to vote. Tobin, “On Limiting the Domain
of Inequality,” pp. and . He also gives other examples where one might think
that everyone has an equal entitlement to some specific good (such as the right to have
children) or should be subject to the same responsibility (such as conscription). Ibid.,
pp. and –.
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However, I can see no reason why this kind of argument would
support greenhouse gas egalitarianism. Persons’ civil rights and the
right to vote have an important symbolic and expressive status: they
are taken to constitute persons’ equal status as citizens. This is why it is
wrong to distribute these unequally. However, while these rights have a
special symbolic significance, many other goods (being able to go on
holiday, buy meals in high-quality restaurants, afford a larger house) do
not, and the ability to emit greenhouse gas emissions surely falls into
this second category.
B. The “Paternalist” Argument
Consider now a second rationale for “specific egalitarianism.” Tobin
argues that in some cases we adopt a specific egalitarian approach for
“paternalist” reasons.46 He reasons as follows: there are some cases
where we think that it is important not simply that people have a fair
total package of goods but also that they have certain particular goods.
However, we cannot trust each person to ensure that they have enough
of these particular goods. If we did trust them, then we could distribute
them with a fair total package of goods, but if we do not think they would
choose wisely and if we think it is essential to have a certain amount of a
good X, then justice requires treating this particular good, X, in isolation.
Tobin illustrates his argument with the example of food stamps.47
If it is important that everyone have enough food, then rather than
simply distribute money, which would enable them to buy food (but
also other things instead), one might distribute some resources in
an “in-kind” form.
C. The “Unreliable Trustee” Argument
Prior to evaluating the relevance of this consideration, we should,
however, note an ambiguity in Tobin’s discussion. Under the heading of
“paternalism,” he discusses another kind of case which is not accurately
described as paternalism but could nonetheless provide a ground for
. See ibid., p. .
. Ibid., pp. –.
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treating some goods on their own and in Isolation.48 The case he raises is
as follows: Suppose that some agents act as “trustees” for the rights and
interests of others. States, for example, could be said to act as trustees for
their citizens or subjects, and parents are often required to act as trustees
for their children. Now, in any system that distributes resources to trustees with the aim that they administer the resources to those in their care,
one might wish to take steps to ensure that the trustee really does serve
the interests of those in their care and does not simply abuse their position.49 With this in mind, one might then adopt a “specific egalitarian”
approach. To give the example of parents: rather than simply giving
money to the parents, one might give vouchers that can only be spent on
children in certain specified ways.50 Thus, where one has a system of
trustees who might not discharge their duties appropriately, one has
reason to distribute certain specific goods separately and on their own.
Do either the “paternalist” or the “unreliable trustee” arguments
support treating the distribution of permits to emit greenhouse gases in
isolation? I do not think so.
The paternalist argument faces a number of formidable problems.
First, of course, is the question of why we should adopt a paternalist
position with respect to greenhouse gas emissions. Second, even if one
wished to adopt a paternalist position, surely one’s concern would be to
ensure that people enjoy a certain level of energy, for example, but this is
not the same as ensuring a certain level of greenhouse gas emissions. One
could distribute energy in an “in-kind” form without distributing greenhouse gas emissions. One might, for example, distribute solar panels to
some or assist the construction of a hydroelectric dam or help build wind
. Ibid., p. .
. See Shue’s defense of an emissions regime in which some of the legal rights to emit
greenhouse gases are inalienable for precisely this reason: Henry Shue, “Climate,” in A
Companion to Environmental Philosophy, ed. Dale Jamieson (Oxford: Blackwell, ), pp.
–; and Shue, “Subsistence Emissions and Luxury Emissions,” p. . Note: Shue does
not appeal to this consideration to argue that greenhouse gases are subject to their own
specific principle of distributive justice.
. Tobin thus defends allocating nontradable food rations to families on the grounds
that “no family should bargain away its children’s vitamins even if the parents want to do
so.” Tobin, “On Limiting the Domain of Inequality,” p. . See also his discussion of
educational vouchers in ibid., p. .
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farms. So we have no reason to single out greenhouse gases for special
treatment. (This point is developed more fully in section VII.)51
Note, too, that the last point also undermines any attempt to
apply the unreliable trustee argument to show that greenhouse gas
emissions should be distributed according to their own specific
principle. Distributing energy sources in an “in-kind” way to avoid
abuse by unreliable trustees does not require distributing emission
rights on their own.
More importantly, the “unreliable trustee” argument is best understood as an argument about effective policy design rather than an
argument about the nature of justice. While it might be a good idea
when designing and implementing policy instruments to treat some
goods in isolation—to prevent abuse by improperly motivated trustees—this is not the right kind of argument to show that, at the level of
fundamental moral theory, some goods are governed by their own specific principle of justice. Someone who adheres to an Integrationist
theory of justice can, for example, also employ the sort of “in-kind”
policy instrument that Tobin has in mind. Distributing goods in the
form of vouchers is a technique for increasing the probability that
goods get to be enjoyed by the intended beneficiaries: it is not a philosophical thesis to the effect that some goods should be governed by
their own specific distributive principle.
I have considered three possible reasons for treating some goods in
isolation: “equal rights,” “paternalism,” and “unreliable trustees.” None
of them gives us reason to devise a specific principle of justice for the
emission of greenhouse gases. A commitment to Model II, thus, does not
undermine my contention that there is no reason to treat greenhouse
gases in isolation.
. This is an extremely important point. See the illuminating analysis in Henry Shue,
“Avoidable Necessity: Global Warming, International Fairness, and Alternative Energy,” in
Theory and Practice: NOMOS XXXVII, ed. Ian Shapiro and Judith Wagner deCew (New York:
New York University Press, ), esp. pp. , , –, and . Shue brings out the way
in which access to fossil fuels is “necessary” for many if they are to enjoy a decent standard
of living, but also that this is so only given that modern societies have chosen to adopt
fossil-fuel-intensive forms of energy and have not invested in other kinds of energy (and so
is “avoidable”). This argument is also developed in Hayward, “Human Rights versus Emissions Rights,” esp. pp. and –.
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VI. RESPONSE 2—FROM PRACTICALITY TO ISOLATION?
Let us consider now a second attempt to rebut the First General
Challenge. Some may dispute it, not by defending some alternative
conception of justice (like Model II), but rather by invoking some
wholly pragmatic reasons for dealing with greenhouse gas emissions
on their own.52 These, they might argue, justify the Isolationism
on which the equal per capita view depends. Consider in this light
two pragmatic arguments.
A. The “Intractability” Argument
First, it might be argued that there is so much disagreement about
what constitutes global justice that considering greenhouse gas emissions in conjunction with debates about fair trade, development,
poverty, and so on would result in an impasse. There is very deep disagreement about these other matters. So to hold that the distribution of
greenhouse gases should be considered in light of a general theory of
global distributive justice, it might be argued, would preclude getting
anything done. It would be a recipe for deadlock. For this reason we
should treat climatic responsibilities in general (and greenhouse gases
in particular) in Isolation.53
Of course, one response to this would be simply to say that my argument is a claim about what is, in principle, a fair distribution of rights to
emit greenhouse gases, and that when understood as such, the realworld considerations about whether such an approach would hinder
agreement or not are just not germane. Seen from this vantage point, all
that the Intractability Argument can show, at most, is not that distributive justice is not Integrationist in nature, but rather that it can be counterproductive to act on the basis that it is Integrationist.
. In a longer draft of this article, I consider a further (principled) response to the First
General Challenge that argues that, contra to both Models I and II, distributive justice
comprises a plurality of separate principles, each of which applies to a specific domain of
human life. I argue that even this view (inspired by the work of Michael Walzer) would not
support treating greenhouse gases in isolation. The longer draft is available from the author.
. For a clear statement of this argument, see Lukas Meyer and Dominic Roser, “Distributive Justice and Climate Change: The Allocation of Emission Rights,” Analyse und
Kritik (): . For a related though distinct point, see also Gosseries, “Cosmopolitan
Luck Egalitarianism,” p. .
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I think that this response is correct. However, I wish to go further and
to dispute the assumption that avoiding deadlock requires us to embrace
an Isolationist approach. This assumption is questionable for two
reasons. To see the first, it is helpful to distinguish between a Maximal
and a Minimal theory of global justice.54 A person’s Maximal theory of
global distributive justice, as I am defining it, is their account of the
perfect ideal. A Minimal theory of global distributive justice, by contrast,
seeks to identify what is absolutely essential. Their moral minimum
specifies a moral redline that simply may not be crossed. To give an
example, someone might endorse an egalitarian conception of global
distributive justice as a Maximal ideal. However, they might also think
that for both principled reasons (others reasonably disagree with their
account of Maximal justice and it is wrong to impose it on them) and
pragmatic reasons (it is unlikely that they can succeed in realizing their
ideal in the near future), they have reason to identify a Minimal conception of global justice where this specifies a moral minimum that may
never be compromised.
Now with this in mind, one might respond to the Intractability Argument that it may give climate negotiators reason not to invoke their
Maximal accounts of global distributive justice. If they seek to realize
their Maximal ideals of global distributive justice, then this is likely to
result in deadlock. This, however, does not give us reason to embrace
Isolationism and eschew Integrationism, for one may examine the distribution of greenhouse gas emissions in conjunction with more
Minimal accounts of global justice, and these are much more conducive
to reaching international agreement. An Integrationist approach is not,
then, in itself prone to generating irresolvable disagreement, and by
pursuing a more Minimal ideal of justice, one can address the concern
raised by the objection.
A second serious problem with the Intractability Argument is that
pursuing a wholly Isolationist approach is also extremely likely to
generate intractable disputes. Developing countries, in particular the
so-called BASIC bloc (which comprises Brazil, South Africa, India, and
China), are deeply opposed to an Isolationist approach. They argue that
an equitable distribution of greenhouse gas emissions must take into
. For a related but slightly different usage of these terms, see Rainer Forst, “Towards
a Critical Theory of Transnational Justice,” Metaphilosophy (): –.
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account different countries’ needs. This is reflected in the United
Nations Framework Convention on Climate Change, which refers in its
Preamble to “taking into full account the legitimate priority needs of
developing countries for the achievement of sustained economic growth
and the eradication of poverty.”55 These commitments have all been
reiterated in all subsequent Conference of the Parties negotiations.56 To
pursue a wholly Isolationist method would thus run contrary to the
UNFCCC and would not secure the agreement of developing countries.
China’s position is of especial importance here. China has made clear
that its priority is to meet its development needs.57 This would not
matter if China’s participation in a climate agreement were not essential,
but China is now the world’s largest emitter and is responsible for
percent of global CO emissions per annum.58 An Isolationist approach
is thus likely to result in either deadlock (for China will not agree to
emissions reductions) or an ineffective deal that does not include the
world’s largest emitter.
My conclusion is fully in line with the literature on negotiation analysis, where it is widely recognized by leading experts in the field, such as
Scott Barrett, Howard Raiffa, and James K. Sebenius, that focusing on
one issue in isolation can be a recipe for deadlock, and that “linkages”
can facilitate agreement.59 Moreover, linking environmental issues with
. United Nations Framework Convention on Climate Change (), Preamble; cf.
Article . <http://unfccc.int/resource/docs/convkp/conveng.pdf>.
. See, e.g., the agreement at the COP negotiations, which affirms a commitment
to “equitable access to sustainable development” in “I. A shared vision for long-term
cooperative action” of “Decision /CP.. Outcome of the work of the Ad Hoc Working
Group on Long-term Cooperative Action under the Convention,” in Report of the
Conference of the Parties on its seventeenth session, held in Durban from November to
December , FCCC/CP///Add. <http://unfccc.int/resource/docs//cop/eng/
a.pdf>.
. See Paul G. Harris, “China and Climate Change: From Copenhagen to Cancun,”
Environmental Law Reporter, News and Analysis (): –.
. See Netherlands Environmental Assessment Agency, “Global CO Emissions:
Increase Continued in ” (published in ) <http://www.pbl.nl/en/publications/
/GlobalCOemissionsthrough>.
. See Scott Barrett, Environment and Statecraft: The Strategy of Environmental
Treaty-Making (Oxford: Oxford University Press, ), chaps. and ; Howard Raiffa, The
Art and Science of Negotiation: How to Resolve Conflicts and Get the Best out of Bargaining
(Cambridge, Mass.: Harvard University Press, ), pp. , , and –; and the very
influential treatment in James K. Sebenius, “Negotiation Arithmetic: Adding and Subtracting Issues and Parties,” International Organization (): esp. –.
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other issues is a common practice in negotiations for environmental
treaties. To take the case of the treaties preventing the destruction of the
ozone layer, Richard Benedick argues that agreement was possible only
because the parties linked the distribution of CFCs with two other
“goods” (the transfer of substitute technologies and financial assistance
to developing countries) and with one “bad” (the threat of trade restrictions).60 In addition to this, the importance of “linkages” in furthering
climate policy has also been acknowledged in the political science literature on climate negotiations.61
I am not claiming either that linkages always facilitate agreement
(they do not) or that they always serve the cause of justice (again, they
do not). I am, though, arguing that isolating the distribution of greenhouse gas emissions from other issues does not necessarily facilitate
agreement and will, in fact, prevent an international climate agreement
that reduces emissions because at least one major player (China and
perhaps also India) will not reduce emissions unless its developmental
imperatives are borne in mind. The first pragmatic defense of
Isolationism therefore fails.
B. The “Impotence” Argument
Let us turn therefore to a second pragmatic argument. It might be argued
that it is best to treat greenhouse gas distributions in isolation from other
considerations (like poverty or trade) because this best corresponds to
the current institutional division of labor at the global level. Currently,
decision making for various issues is dispersed. Thus, there are the meetings of the Conference of the Parties (COP), which are designed to reach
global climate agreements; there is the World Trade Organization to
address global trade; there is the International Labor Organization
to address issues surrounding labor rights; there is the United Nations to
. See Richard Elliot Benedick, Ozone Diplomacy: New Directions in Safeguarding the
Planet, enlarged ed. (Cambridge, Mass.: Harvard University Press, ), pp. , , –,
–, –, –.
. See Harro van Asselt, Joyeeta Gupta, and Frank Biermann, “Advancing the Climate
Agenda: Exploiting Material and Institutional Linkages to Develop a Menu of Policy
Options,” Review of European Community & International Environmental Law ():
–; and Onno Kuik, Jeroen Aerts, Frans Berkhout, Frank Bierman, Jos Bruggink, Joyeeta
Gupta, and Richard S. J. Tol, “Post- Climate Policy Dilemmas: A Review of Proposals,”
Climate Policy (): –.
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deal with issues of violent conflict; and so on. It might be argued that
COP negotiators, on their own, are not able to address other issues and
so should focus solely on securing a fair share of climatic responsibilities.
There are three problems with this argument. First, on an empirical
level, the statement that all that is up for discussion at climate negotiations are emissions rights is false. For example, COP meetings also
distribute money. At the most recent COP negotiations, developed countries pledged $ billion per annum.62 In addition to this, a staple
feature of climate negotiations is a commitment to transferring clean
technology, the rationale for this being, in part, to enable development
in ways that minimize the emission of greenhouse gases.63 Related to
this, the Clean Development Mechanism (CDM) further illustrates the
way in which the distribution of “emission rights” has become intertwined with the distribution of other goods (like capital and finances),
for the CDM enables Annex I countries to gain emissions credits (permits
to emit greenhouse gases) by transferring resources and technology that
reduce emissions in developing countries below what they would have
otherwise emitted (that is, below a “Business as Usual” baseline). The
CDM thus allows some to purchase emissions permits for the exchange
of other goods (like money and capital).64 To push this point one step
further, one might argue that if what is distributed at climate negotiations are permits to emit greenhouse gases, which can be bought and
sold for money, then the COP negotiations are, in effect, simply distributing money.65 For all these reasons, then, the supposition that climate
negotiators are only able to affect the distribution of greenhouse gas
emissions is inaccurate.
. Preamble to the section on “Longterm Finance” in “Decision /CP..”
. See, e.g., Article .(c), Article ., and Article . of the UNFCCC () <http://
unfccc.int/resource/docs/convkp/conveng.pdf>; Article .(a)(iv), Article (c), and Article
.(b) of the Kyoto Protocol () <http://unfccc.int/resource/docs/convkp/kpeng.pdf>;
and Section V, “Technology Development and Transfer,” of “Decision /CP.,” which was
agreed on at the COP negotiations.
. Another climate policy instrument that equates emissions with money is the UN’s
Reducing Emissions from Deforestation and Forest Degradation. See <http://www.unredd.org/>.
. John Broome and Andrew Williams both, independently, pointed out to me that if
the entire “greenhouse gas budget” were distributed in the form of tradable permits to emit
greenhouse gases, then this alone would be sufficient to undermine Isolationism. Such a
scheme would in effect be distributing money, but if what is being distributed is money,
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Second, even if it were true that climate negotiators were only able to
distribute one good (permits to emit greenhouse gases), this is insufficient to vindicate Isolationism. Suppose we assume for the sake of argument that climate negotiators lack the power to affect the distribution of
other goods. This alone would not prevent them from taking the distribution of other goods into account when deciding how to distribute emission permits, and this is all that is necessary to open up the possibility of
their acting in an Integrationist manner. Climate negotiators can, for
example, allocate a large share to the extremely disadvantaged on the
grounds that they can sell some of these and then use the money generated to meet health or educational needs. It is thus perfectly possible for
negotiators to distribute emission rights in an Integrationist fashion
(bearing in mind whether it impedes or helps realize the eradication of
poverty, say, or more generally whether it helps realize the Millennium
Development Goals). In short: it is a fallacy to assume that just because
() an agent A is only able to affect the distribution of one particular good,
then (), A is unable to distribute that good in ways that take into account
the distribution of other goods.
Finally, even if this argument did apply at the global level, it has very
little force when we consider the domestic policy of states. Since there is
no analogous fragmentation of different policy-making processes within
states, governments can, at the domestic level, make decisions about the
fair distribution of greenhouse gas emissions in conjunction with decisions about poverty, education, health, and so on.
None of the pragmatic responses to the First General Challenge
succeeds.
then there is no reason to distribute these permits according to their own sui generis
criterion: their distribution should simply be a function of the principle that one thinks
should govern the distribution of all money. I think that this is right and provides an
additional reason to reject Isolationism. However, its key premise (that all rights to emit
should be tradable) is a contentious one, and many criticisms have been made of emissions
trading schemes (including some drawing on the arguments made by Tobin that have been
discussed in this article). My view is that these objections to emissions trading are unpersuasive, but I do not have the space to defend that here. See Caney and Hepburn, “Emissions Trading.” My verdict, then, is that this provides an additional reason as to why
Isolationism is misplaced that can complement the ones I present in the text.
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VII. A SECOND GENERAL CHALLENGE—PUTTING EMISSIONS IN THEIR PLACE
Thus far we have reached two conclusions. First, there is no good argument for the equal per capita view (section III). Second, and more radically, what I have termed the First General Challenge reveals that there is
no good reason to adopt a Method of Isolation for greenhouse gas emissions (sections IV–VI). I now wish to introduce a Second General Challenge to the equal per capita view, and indeed to any view that treats
greenhouse gases in isolation.
To introduce this second challenge, it is necessary to introduce a
distinction between two kinds of substitutability, what I shall term “Wide
Substitutability” and “Narrow Substitutability.” Wide Substitutability
occurs when one substitutes one kind of good with another quite different kind of good without detriment to that person because their overall
share of goods remains just.66 To illustrate this concept, suppose that one
uses a resourcist metric. Suppose, moreover, that one thinks that
persons are entitled to a certain level of resources. And suppose, finally,
that there are two different types of resources. From the point of view of
realizing this ideal of distributive justice, it may be the case that the loss
of one kind of resource can be made up by the provision of another, quite
different kind of resource.67 Where this occurs, one can say that the
different kinds of resources can, in these cases, be substituted in a wide
sense. See Figure for a diagrammatic representation of this.
Now the First General Challenge that I raised in section IV, and
defended against two challenges, appeals to the concept of Wide
Substitutability, for it exploits the possibility of some having fewer
permits to emit greenhouse gases so long as they have a correspondingly
greater share of other goods.
Consider now what I shall term “Narrow Substitutability.” X and Y
are substitutes in the narrow sense when X and Y both possess the same
kind of properties: for example, they produce the same specific kind of
. Recall that I use the term “goods” to refer to “that which people should have fair
shares of.” It may be “resources” or “capabilities” and so on, depending on what metric of
justice we adopt.
. Though see the two provisos introduced in section III.B, which stipulate that (i) for
some goods there are minimum thresholds below which one should not fall if one is to
enjoy a decent life and that (ii) we should strive to make the combination of goods as
responsive as possible to people’s choices.
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resources
P1
P2
P3
persons
Figure 1.
Note: The lined space indicates the amount of one “resource,” for example,
the volume of greenhouse gases one is entitled to emit (or sell to others).
The blank space indicates the amount of a second “resource” (or set of
“resources”). Note that nothing depends on my employing a resourcist
account of the goods to be distributed here. The point could be illustrated
using other metrics, such as, say, welfarism or the capabilities approach or
some other account of what I am terming the “goods” that are the subject of
an account of distributive justice.
benefit (and have the same kinds of disadvantages) and thus can be used
interchangeably to achieve that benefit.68 We often think of substitutability in this narrow sense. For example, we may treat traveling by equally
cheap, equally comfortable, equally frequent bus and train transportation as kinds of Narrow Substitutability.69
. This approach is close to Kelvin Lancaster’s seminal analysis in “A New Approach
to Consumer Theory,” Journal of Political Economy (): –, esp. pp. –.
. My distinction here is indebted to both Robert Goodin’s analysis of “compensation” and the account of “substitutability” given by John O’Neill, Alan Holland, and Andrew
Light. Goodin distinguishes between what he terms “means replacing” and “endsdisplacing” compensation. He writes of “means replacing” compensation that “the idea
here is to provide people with equivalent means for pursuing the same ends”: Goodin,
“Theories of Compensation,” Oxford Journal of Legal Studies (): . In the case of
“ends-displacing compensation,” by contrast, “the idea here is to compensate people, not
by helping them pursue the same ends in some other ways, but rather by helping them to
pursue some other ends in a way that leaves them subjectively as well off overall as they
would have been had they not suffered the loss at all”: ibid. A similar distinction is invoked
by O’Neill, Holland, and Light, who distinguish between “technical substitutability” and
“economic substitutability,” using the former to refer to Goodin’s “means replacing” compensation and the latter to refer to Goodin’s “ends-displacing” compensation: Goodin,
Environmental Values (London: Routledge, ), pp. ff.
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I have introduced the concept of Narrow Substitutability to address a
potential limitation in my defense of the First General Challenge.
Someone might argue that there are limits to the extent to which we can
substitute (in a wide sense) rights to emit greenhouse gases. As I
observed, for many goods (sleep, food, water) there is a lower limit (the
Sufficiency Constraint) beneath which we cannot function. Hence,
though we can substitute different goods for one another, that does not
apply below a certain threshold. Drawing on this, someone might argue
that this applies to rights to emit greenhouse gases, because these are
necessary for certain essential activities like cooking, heating, agriculture, and protection against the elements.
In what follows, I want to address this, and to present a Second General
Challenge to the equal per capita view and the Isolationist assumptions
on which it depends. This challenge can be stated as follows:
Second General Challenge: The equal per capita view’s focus on distributing permits to emit greenhouse gases is inappropriate because
these permits are substitutable in a narrow sense. The specific goods
that are associated with permits to emit greenhouse gases can be
provided in other ways. Since this is so, it is a mistake to claim that
there is a principle of justice governing the distribution of rights to
emit greenhouse gases (including a principle stipulating a threshold
level of emissions that each person needs).70
My distinction between Wide and Narrow Substitutability broadly corresponds to the
ends-displacing/economic versus means replacing/technical distinction. However, there
is one crucial difference—namely, that Wide Substitutability is not necessarily defined in
welfarist terms (unlike the concepts of “ends-displacing compensation” and “economic
substitutability,” which are framed in explicitly welfarist terms). By contrast with them,
Wide Substitutability is not committed to any particular metric of justice. It just refers to
cases where one person’s lack of one kind of “good” is made up by the provision of another
kind of “good” so that they are equally well off however we define “well off” and the “goods”
employed to make such an assessment. See note 24.
. Tim Hayward makes a similar point in his instructive discussion of subsistence
emissions, writing that “it is the ends of subsistence that are significant for human rights,
not the emissions rights that may contingently (but not always necessarily or without
qualification) be a suitable means for promoting those rights.” Hayward, “Human Rights
versus Emissions Rights,” p. . Hayward provides a powerful statement of a broadly
Integrationist approach as I am defining that term (esp. pp. , , –, and –).
He affirms a right to “secure access to the means of a decent life” (p. : cf. pp. , –)
and then argues that emissions matter only insofar as they further that right (compatible
with honoring other rights) (p. ).
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To illustrate my claim and to advance my Second General Challenge,
consider now three ways in which greenhouse gases are substitutable in
a narrow sense.
() Energy Efficiency: The first appeals to improvements in energy efficiency. We value having the ability to emit greenhouse gases, in part,
because they enable us to engage in energy-intensive activities. Now
suppose that A and B have unequal emission rights. A can emit, say,
metric ton of carbon dioxide equivalent whereas B can emit only .
metric tons. Suppose further that the state can improve B’s energy efficiency such that B could get the same amount of energy with his allocation of . metric tons as he could if he had metric ton of carbon
While I agree with the general thrust of Hayward’s analysis, I disagree with several
aspects he is keen to emphasize. First, I am unconvinced by his suggestion that we should
distribute equal “ecological space” (p. : cf. pp. –), where that is defined as “the
planet’s aggregate natural resources and environmental services that are available on a
sustainable basis for human use” (p. ). Hayward is in effect committed to “equality of
external natural resources.” As such, his own focus on “ecological space” as an equalisandum (pp. –) jars with his view that what really matters is that persons have the equal
opportunity to live “a decent life.” Two people may enjoy equal ecological space (that is,
equal “natural resources and environmental services”) but an unequal opportunity to lead
“a decent life” (because, say, one is more talented at using natural resources or because one
suffers from worse health). Put otherwise: anyone committed to equalizing the opportunity
to lead a decent life would not seek to equalize command over external natural resources,
given that other factors (like talents and whether someone has greater needs) also play a
significant role. Hayward’s view is vulnerable to the objections of Dworkinian resourcists
(who would include natural talents in the metric of justice; Dworkin, Sovereign Virtue,
chap. ), and to the objections of those who reject any kind of resourcism and favor “access
to advantage” (Cohen, “On the Currency of Egalitarian Justice”) or “capability to function”
(Sen, The Idea of Justice, part ; and Nussbaum, Creating Capabilities). For similar criticisms of the proposal to use “ecological space” as a metric of justice, see the excellent
discussion in Ed Page, “Intergenerational Justice of What: Welfare, Resources or Capabilities?” Environmental Politics (): .
Second, and more generally, whereas Hayward endorses a particular distribuendum,
my Second General Challenge, as I stress below (note ), is not dependent on any particular account of what should be distributed.
Thirdly, I do not share his hostility to the concept of a right to emit (pp. –, –).
To give an example, Hayward maintains that “any right to emissions cannot be supported
by appeal to any human rights grounds comparable to those of the right to an adequate
environment. There is no human right to pollute” (p. ). This seems to me implausible.
Dangerous climate change matters, in part, because it harms vital interests in life, health,
and subsistence. But protecting these very interests can also, in some circumstances,
require rights to emit. The right to emit can therefore “be supported by appeal to . . .
human rights grounds comparable to those of the right to an adequate environment.”
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dioxide equivalent. Now if one is a greenhouse gas egalitarian, one would
have to conclude that this is unfair. But this, it seems to me, is very odd.
To all intents and purposes, B is now as well off as A: B has exactly the
same opportunities as A does (and that B himself would have if he had
had an increase in emissions but no increase in energy efficiency). What
this reveals is that we care, in this instance, about specific goods (such as
energy), and the possession of greenhouse gas permits has value only
insofar as it promotes those specific goods.71
() Alternative Energy Sources: This conclusion receives further
support if we turn to a second consideration. As noted above, rights to
emit greenhouse gases are useful, to a large extent, because they permit
the use of fossil fuels to produce energy. However, there are, of course,
other energy sources. These include solar thermal energy, solar photovoltaics, tidal, wave, hydroelectricity, wind, geothermal, biofuels, and
nuclear energy. Even if these cannot currently replace fossil fuels
entirely, they can play a significant role, and this is all that is needed for
my argument. To give an example, biodiesel (a fuel that can be made
from palm oil, soybean, rapeseed oil, and jatropha) and bioethanol (a
fuel that can be made from maize/corn, sugar beet, and sugar cane) can
be mixed with diesel and petrol, respectively, up to a percent concentration without necessitating any change to a car’s engine and without
any loss.72 Or to give a second example, new buildings can be constructed that harness thermal energy and therefore consume only half as
much gas for low-temperature heating as older housing stock.73 The fact
that it is possible to provide alternative energy sources thus entails that
people need not have equal emissions if those who have fewer greenhouse gas emissions can have correspondingly more of another comparable energy source.74
. For an example of the kinds of reductions in emissions that can be realized through
greater energy efficiency, see The King Review of Low-Carbon Cars Part I: The Potential
for CO Reduction (London: HM Treasury, ), esp. chap. <http://webarchive
.nationalarchives.gov.uk/+/http://www.hm-treasury.gov.uk/d/pbr_csr_king.pdf>.
. Richard Brittaine and NeBambi Lutaladio, “Jatropha: A Smallholder Bioenergy
Crop: The Potential for Pro-Poor Development,” Integrated Crop Management (Rome:
Food and Agriculture Organization of the United Nations, ), vol. , p. .
. See Godfrey Boyle, ed., Renewable Energy: Power for a Sustainable Future, nd ed.
(Oxford: Oxford University Press in association with the Open University, ), p. .
. On this, see the excellent discussion of the contingent nature of our dependence
on fossil fuels for energy in Shue, “Avoidable Necessity,” esp. pp. , , –, and
. The upshot of this is that there is an imperative to develop and transfer clean
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() Alternative Agricultural Practices: Consider now agricultural use.
This is responsible for about – percent of global anthropogenic
greenhouse gas emissions.75 The four main sources of agricultural emissions are nitrous oxide (NO) from the use of fertilizers, methane (CH)
from enteric fermentation, methane produced during the cultivation of
rice, and methane and nitrous oxide from manure.76
In each case, it is possible to continue to produce the same specific
goods (such as the cultivation of crops and the production of meat and
other animal products) but with reduced greenhouse gas emissions. For
example, a more efficient use of fertilizers can “decrease NO while
maintaining yields.”77 Second, it is possible to reduce CH emissions
from livestock by improving animal feed and altering it to prevent
methanogenesis, and to capture CH to produce electricity and heat.78
Third, it is possible to reduce N and CO emissions resulting from rice
production by using additives, and to reduce the CH emissions resulting
from rice production by having better drainage and by using fertilizers
that impede methanogenesis.79
The key point that these three ways bring out is that greenhouse gas
emissions are to some extent substitutable in the narrow sense. Other
actions—such as increasing energy efficiency or providing other comparable energy sources or reforming existing agricultural practices—make
technology and non–fossil fuel energy sources. See further Henry Shue, “Responsibility to
Future Generations and the Technological Transition,” in Perspectives on Climate Change:
Science, Economics, Politics, Ethics, ed. Walter Sinnott-Armstrong and Richard B. Howarth
(Amsterdam: Elsevier, ), pp. –.
. Pete Smith and Daniel Martino, “Agriculture,” in Climate Change : Mitigation
of Climate Change—Contribution of Working Group III to the Fourth Assessment Report of
the Intergovernmental Panel on Climate Change, ed. Bert Metz, Ogunlade Davidson, Peter
Bosch, Rutu Dave, and Leo Meyer (Cambridge: Cambridge University Press, ), p. .
. Benjamin J. DeAngelo, Francisco C. de la Chesnaye, Robert H. Beach, Allan
Sommer, and Brian C. Murray, “Methane and Nitrous Oxide Mitigation in Agriculture,” in
“Multi-Greenhouse Gas Mitigation and Climate Policy,” special issue, Energy Journal
(): –, esp. p. .
. DeAngelo et al., “Methane and Nitrous Oxide Mitigation in Agriculture,” p. : cf.
also pp. –.
. See Claudia Kemfert and Wolf-Peter Schill, “Methane Mitigation,” in Smart Solutions to Climate Change: Comparing Costs and Benefits, ed. Bjørn Lomborg (Cambridge:
Cambridge University Press, ), p. , cf. pp. –; and DeAngelo et al., “Methane and
Nitrous Oxide Mitigation in Agriculture,” pp. –, .
. See Kemfert and Schill, “Methane Mitigation,” p. ; and DeAngelo et al., “Methane
and Nitrous Oxide Mitigation in Agriculture,” p. .
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it possible to replace some practices that result in greenhouse gas emissions without forfeiting the associated benefits. If this is right, then,
insofar as we think that distributive justice should be concerned with the
specific goods associated with greenhouse gas emissions, then, whatever
metric of goods (and bads) we are employing, we should focus directly on
the fair treatment of those specific goods (and be concerned with greenhouse gas emissions only to the extent that they, like other phenomena,
are associated with those goods).80
At this point I should, however, introduce a complication. A critic
might point out that in some cases two goods may not be perfect (narrow)
substitutes. Consider, for example, non–fossil fuel energy sources. The
alternative energy sources might not be perfect substitutes because ()
their supply is unreliable for physical reasons (for example, wind) or for
geopolitical reasons (for example, one country is dependent on supplies
from an unpredictable country), or () they are more expensive to the
consumer, or () the proposed substitute has undesirable side effects on
others that fossil fuels do not have (for example, involuntary displacement arising from constructing dams, or hazards associated with nuclear
waste, or aesthetic concerns with wind farms). We may wonder, then,
whether my three initiatives are really cases of Narrow Substitutability.
To address this point, it is helpful to note that the three types of
substitution I described above can be put into four different categories.
First, there are some cases where the proposed alternative has malign
effects associated with it which are so serious that the alternative
simply should not be adopted. Some might argue that nuclear energy
falls into this first category, given the problems associated with the
disposal of waste.
Second, though, there are cases where the three initiatives introduced
above can act as perfect (narrow) substitutes. For example, the
. The italicized passage bears noting. The Second General Challenge does not, I
believe, rest on any particular metric of justice. It just insists that where X has some very
specific advantages and Y those very same advantages, then X and Y should be treated
together—regardless of the account of “advantages” one employs (resourcist, capabilities,
and so on). The Second General Challenge can, for example, be advanced by resourcists.
Consider, for example, “health” (which Dworkin treats as a resource; Sovereign Virtue,
p. ). From a resourcist point of view, my Second General Challenge holds that it is a
mistake to treat ways of providing health that involve emissions in isolation; rather, we
should treat ways of promoting health that involve greenhouse gas emissions together with
ways that do not.
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energy-efficient building design scheme reported above does not have
any undesirable features that render it less attractive than current less
energy-efficient housing. In addition to this, while some biofuels have
malign effects on others (such as competing with food crops or increasing greenhouse gas emissions), not all do.81
Third, some of the alternatives proposed above are actually superior
to the existing use of greenhouse gas permits. Such alternatives are,
therefore, not cases of Narrow Substitutability, for that would imply that
consumers would be indifferent between them and the existing technology, whereas in fact they have reason to prefer the alternative. One
example of this is increased energy efficiency in cars. For some car
drivers, the savings from reduced fuel consumption will outweigh the
initial extra cost in the purchase of the vehicle.82 Other examples are
given by the World Bank, which notes that many ways of reducing emissions from agriculture will in fact also enhance productivity and produce
side benefits (such as bioenergy).83
Finally, there are cases where an alternative energy source has some
disadvantage for the consumer of energy, but where this can be compensated for in such a way that the user regards a fossil fuel form of
energy, on the one hand, and the “alternative-plus-compensation,” on
the other hand, as substitutes. This kind of case takes us out of the realm
of pure Narrow Substitutability toward a continuum where substitutions
can occur that combine aspects of both Narrow and Wide Substitutability. They include an aspect of Narrow Substitutability because they offer
a good that is similar in kind to the goods that greenhouse gas permits
bring. However, because the substitution is imperfect (it does not
provide exactly the same goods), a kind of Wide Substitutability is also
included (in the form, say, of extra permits or financial compensation) to
make up for the imperfection of the alternative energy source.84
. For further details, see the Nuffield Council on Bioethics, Biofuels: Ethical Issues
(London: Nuffield Council on Bioethics, ).
. The King Review of Low-Carbon Cars Part I, p. .
. World Bank, World Development Report : Agriculture for Development (Washington, D.C.: World Bank, ), p. .
. For a related point, see Jonathan Wolff’s argument that Goodin’s distinction between
“means replacing” and “ends-displacing” compensation is too rigid: Wolff, “Addressing
Disadvantage and the Human Good,” Journal of Applied Philosophy (): .
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The key point nonetheless remains: permits to emit greenhouse gas
emissions can in many cases be substituted in a (perfect) narrow sense (as
well as sometimes being substitutes in the third and fourth categories
described in the last two paragraphs). For these reasons, then, the Second
General Challenge holds: it is inappropriate to focus on greenhouse gas
emissions when there are (narrow) substitutes for these emissions.85
VIII. A NEW START
This article has so far focused solely on criticizing one leading approach
to distributing greenhouse gas emissions.86 In this section, I build
on some of the preceding arguments to outline and motivate support
for a different way of approaching the issue. My proposal consists
of five claims.
A. Step : The Normative Starting Point
The first claim is as follows:
Step : To analyze what would be a fair distribution of greenhouse
gases, one has to start with one’s account of distributive justice where
that includes:
(a) principles governing what is owed to all persons as well as to
fellow citizens (principles of global justice),
(b) principles governing the treatment of persons’ contemporaries
and the treatment of future generations (intergenerational
justice), and
(c) principles governing the rights and responsibilities that persons
inherit as a result of wrongdoing in the past (historic injustice).87
. One implication of this is that it is a mistake to criticize the equal per capita view on
the grounds that it is unfair to those with greater needs: it depends on whether they have
access to narrow substitutes.
. In a longer version of this article, I present a Third General Challenge, which objects
to the Atomist assumptions on which the equal per capita view depends.
. Note: the persons affirmed in Step could include nonhuman animals. I am not
committed to this, but, in line with my aim to set out a method and not to specify any
particular substantive conclusions, Step should be interpreted to allow this possibility.
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Step , I believe, follows from a number of the arguments that have been
adduced above. In particular, if it is inappropriate to treat greenhouse
gases in isolation from other issues of justice (as was argued in sections
IV–VI), and if, moreover, the emission of greenhouse gases has value only
insofar as it enables people to enjoy their legitimate entitlements (as was
argued in section VII), then it follows that an analysis of the fair distribution of greenhouse gas emissions must be grounded in an understanding of what persons (current and future, within one’s state and
across the world) are entitled to do. To consider what would be a fair
distribution of greenhouse gases, one must then start with an account of
what persons are entitled to as a matter of justice, and work back from
that to deduce what share of emissions they are entitled to.
Note, however, that Step does not require that we employ what I
termed a Maximal account of justice. Following on from the pragmatic
considerations discussed in section VI, one might quite reasonably
endorse Step and use a Minimal account of justice. Some might be wary
of invoking a Maximal theory of justice (which applies to all persons
throughout the world, including current and future people) on the
grounds that (i) our understanding of global and intergenerational
justice is currently highly underdeveloped (moral uncertainty), or that
(ii) there is such profound disagreement that it seems unlikely we can
reach a reasoned consensus any time soon (the need to respect reasonable disagreement), or that (iii) proposed Maximal accounts are not
likely to be realized in practice because of political opposition (political
feasibility). A more Minimal approach can sidestep, or at least minimize,
these three concerns and there is thus some reason to employ a Minimal
account of justice when applying Step .
In what follows I shall not, however, argue for any particular view.88
My aim is to provide an account of how one might best think of the
appropriate distribution of greenhouse gas emissions, rather than to give
a specific answer to that question. I shall outline the method by which
one can work out what would constitute a fair share of emissions and
shall not advance any specific substantive answer. In order to illustrate
the method, however, I shall assume a view that holds that (global and
. For my own view, see Justice beyond Borders: A Global Political Theory (Oxford:
Oxford University Press, ).
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intergenerational) distributive justice requires that the basic needs of all
persons current and future and throughout the world are met.
B. Step : The Sustainability Condition
Having outlined the first step, we may turn now to the second
step. This states:
Step : One must assess whether the account of distributive justice
affirmed in Step makes demands on the natural world that can
in fact be met.
Step arises because there is a two-way relationship between, on the one
hand, the realization of any given account of distributive justice and, on
the other hand, the state of the natural world. More precisely, it arises
because of two phenomena: namely, (A) that the realization of any proposed scheme of distributive justice is likely to have a marked effect on the
natural world (what we might call “the environmental impact claim”),
and (B) that the state of the natural world is likely to have an effect on the
extent to which one can realize any given scheme of distributive justice
(what we might call “the environmental preconditions claim”).
Consider (A) first. Realizing proposed schemes of distributive justice
has environmental impacts for several different reasons. In the first
place, (i) principles of distributive justice standardly require, or permit,
the utilization of natural resources. Some of these natural resources
(including, for example, oil and petroleum, natural gas, uranium, and
coal) are nonrenewable and, as such, are finite. Thus, the use by some
now affects whether others now and in the future can also use this
resource. Note, moreover, (ii) that this problem arises not simply
because of nonrenewable resources. It also applies to resources that are
renewable but that take time to be renewed. In such cases, the heavy use
by some over an extended period of time might have the consequence
that some future people will be unable to use these resources because
the time necessary for renewal has not elapsed. Think here of forests and
the time needed for new trees to grow. Or consider fertile land that is
used year after year rather than allowed to rest fallow so that it may
recover. Finally, note (iii) that human activities may also create environmental hazards. For example, pollution may lead to ocean acidification;
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changing land use may lead to biodiversity loss, which in turn may
compromise some vital human interests such as health; emitting
CFCs may erode the ozone layer and thus increase the incidence of
cancer; the use of fertilizer to meet agricultural needs may result in
nitrogen and phosphorus entering the water supply and harmfully
affecting people and animals who use that water. The realization of
any proposed scheme of distributive justice specifying what rights
people have over natural resources and what they are entitled to do
(such as use rare minerals, drive, fly, use pollutants, build on land,
engage in deforestation, and increase agricultural yield) is thus likely to
have environmental impacts.
Consider now (B). (B) draws our attention to the fact that the realization of principles of justice frequently requires that the natural world
contains certain natural resources to which people can have access
(phenomena [i] and [ii] above), and that it does not contain certain
hazards (phenomena [iii] above). To give some examples: any account
of the human right to health will require a low level of pollution (to
avoid threats stemming from respiratory problems), a safe and stable
ozone layer (to avoid cancer from ultraviolet sunlight), a stable climate
(because of the way that climate change leads to heat stress and the
spread of some diseases), and the protection of biodiversity (which
is a source of many medicines). In addition to this, any account of distributive justice that is concerned with the prevention of malnutrition
will be concerned to prevent the onset of dangerous climate change,
for this jeopardizes access to food and water. Or to give another
example: where a theory of justice insists that all persons—present
and future—must enjoy a given standard of living, S, and where,
moreover, S can be realized only by using a given nonrenewable
resource R (for example, fossil fuels), we need to know whether there
are sufficient amounts of R to meet the postulated principles of
intragenerational and intergenerational justice, S. In short: principles
of justice have environmental preconditions.
Now given (A) and (B), it follows that the practices permitted by one
component of a proposed theory of justice (for example, its account of
what those currently alive are entitled to do) may have environmental
effects which entail that another component of that theory (most notably
its account of what those currently alive owe to future generations)
simply cannot be attained. Where a theory has this character, it fails what
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I have termed the “sustainability condition.”89 What we need is an
account of justice that does not have environmental impacts that undercut its ability to realize its own principles.90
Where an account of distributive justice offered in Step is incompatible with the “sustainability constraint” affirmed by Step , then we are
required to reexamine the claims made in Step and to make adjustments to its component parts (including its account of entitlements for
contemporaries and future people) until it is sustainable. This may, for
example, involve rethinking one’s initial account of how much one generation owes to its successors. Or it may involve revising one’s initial
account of what is owed to contemporaries. Of course it may involve
revising both. This process must proceed until we have an account of
global and intergenerational justice that we think is normatively compelling and that can be attained given the state of the natural world.91
C. Step : The Greenhouse Gas Implications
Once we have a theory of distributive justice that is compatible with the
“sustainability condition” as specified in Step , our third task is to ascertain what implications these principles of distributive justice have for the
distribution of greenhouse gases. As was argued above, from the point of
view of a theory of justice, greenhouse gas emissions have significance
only insofar as they further, or are otherwise entailed by, people’s legitimate entitlements. The distribution of greenhouse gases must then be
determined by our understanding of people’s entitlements. We must
hold in our mind’s eye our account of a just and sustainable society (as
determined by Steps and ) and then work back and ascertain what
distribution of greenhouse gas emissions is entailed by this account.
. Note that assessing whether a given theory of distributive justice fails the “sustainability condition” requires an analysis of the extent to which the loss of some natural
capital can be compensated for by the provision of increased wealth or capital. For further
discussion of these issues, see Andrew Dobson, Justice and the Environment: Conceptions
of Environmental Sustainability and Dimensions of Social Justice (Oxford: Oxford University Press, ).
. See, in this context, Johan Rockström et al., “Planetary Boundaries: Exploring the
Safe Operating Space for Humanity,” Ecology and Society , article <http://www
.ecologyandsociety.org/vol/iss/art/>.
. I conceive of this process of revising the separate parts until the parts cohere in a
plausible way as proceeding along similar lines to Rawls’s notion of “reflective equilibrium.” Rawls, A Theory of Justice, pp. –.
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To see how this would work, consider the account of justice that I
mentioned that I would use to illustrate my method. This, recall, stipulates that the basic needs of all persons (current and future) must be met.
What Step involves is working back from each basic need to determine
what greenhouse gas distribution is needed to meet this.
Suppose, for example, that we are committed to meeting health needs
and subsistence needs.
(a) Consider the need for food first. Satisfying people’s need for food
requires a great deal of energy, and this may involve the use of fossil
fuels. As a recent report on Energy and the Millennium Development
Goals records, “energy in the form of heat is required to cook percent
of the basic staple foods that form the basis of human nutrition. Most
cooked food also requires water, which must be pumped and transported. Growing food crops also requires energy inputs for planting,
irrigation, harvesting, and post-harvest processing.”92 Energy is also
needed for the transportation and refrigeration of food. In addition to
this, as we saw above, the use of fertilizer releases greenhouse gases (CO,
NO, and CH) and livestock release CH. Thus, the production and cultivation of food, its transportation, its storage, and the preparation of
food all (normally) involve the emission of greenhouse gases. One can
thus work back from people’s entitlement to food and derive an account
of the greenhouse gas emissions needed to achieve this entitlement.
(b) Consider now health needs. The same process can be applied
there. For people to enjoy a minimally acceptable standard of healthcare
provision, it is necessary to employ a considerable amount of electricity,
and this too (generally) involves fossil fuels and thus greenhouse gas
emissions. Meeting health needs may have implications for the emission
of greenhouse gases in a number of different ways. For example:
Health care infrastructure even in the smallest clinics and health
centers relies on refrigeration for vaccines and sterilization. Illumination for patient care after dark, for operating theaters, and for public
safety surrounding hospitals increases the health systems’ ability to
. Vijay Modi, Susan McDade, Dominique Lallement, and Jamal Saghir, Energy and
the Millennium Development Goals (New York: Energy Sector Management Assistance
Programme, United Nations Development Programme, UN Millennium Project, and
World Bank, ), p. .
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serve poor populations. Improved lighting and hygiene from clean
water would help reduce women’s mortality rate at childbirth.
Modern fuels and/or electricity are essential for these functions. Electricity is essential for many medical instruments, illumination,
medical record keeping, communications facilities for reporting
medically significant events, and medical training.93
Thus, from an understanding of what people’s health needs are, one can
derive an account of how energy should be distributed.
This process can be reiterated for other key needs, such as housing,
heating, and education. By identifying persons’ entitlements and
then their implications for the use of greenhouse gas emissions, one
can then derive an account of how greenhouse gas emissions
should be distributed.94
D. Step : The (Narrow) Substitutability Proviso
Step can, however, only be endorsed in a provisional sense. For when
applying the method outlined above, one must be careful not simply to
move from the fact that an activity requires energy, for example, to the
conclusion that it must require fossil fuels. As I stressed in my discussion
of “Narrow Substitutability” in section VII, energy needs can, in some
circumstances, be met in other ways. An account of people’s energy needs
thus does not straightforwardly entail any specific allocation of greenhouse gas emissions. Realizing people’s entitlements may then, in
practice, be compatible with a variety of different distributions of
. Ibid., p. . See also the discussion of the th and th Millennium Development
Goals (respectively, maternal health and disease) on p. .
. For an excellent example of the kind of analysis called for by Step , see Narasimha
D. Rao and Paul Baer, “ ‘Decent Living’ Emissions: A Conceptual Framework,” Sustainability (): –. See, more generally, the “Greenhouse Development Rights” approach
pioneered by Paul Baer, Tom Athanasiou, Sivan Kartha, and Eric Kemp-Benedict. See their
The Greenhouse Development Rights Framework: The Right to Development in a Climate
Constrained World, rev. nd ed. (Berlin: Heinrich Böll Foundation, Christian Aid,
EcoEquity, and the Stockholm Environment Institute, ). For a similar approach that is
explicitly integrationist, see also John Eyckmans and Erik Schokkaert, “An ‘Ideal’ Normative Theory for Greenhouse Negotiations,” Ethical Perspectives (): –.
The Greenhouse Development Rights approach is compatible with the first three steps
of my approach. However, it does not recognize the importance of narrow substitutability
(Step of my account) and thus does not adhere to Step either.
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greenhouse gas emissions, depending on what other energy sources
are employed.
This gives the approach I am canvassing two related virtues. First,
since meeting people’s energy (and agricultural) needs can be done in
more than one way, it offers those who are responsible for providing
energy (and food) more freedom than do alternative approaches such as
the equal per capita approach. It grants the relevant parties more leeway
in how to discharge their duty. Second, and related to this, its flexible
character increases its political feasibility. It may, for example, allow
some to have higher emissions than would otherwise be the case, if they
generate high amounts of clean technology for others and enable others
to boost their energy efficiency. This renders it more politically realistic.
Isolationist approaches, by contrast, introduce a rigidity into any distributive framework, for they insist that the distribution of greenhouse
gas emissions must take a certain specific shape; and that makes them
inherently less flexible and less feasible.
E. Step : Indeterminacy and the Role of Institutions
In the previous step, I noted the advantages of the fact that people’s
needs for energy and agriculture can be realized in a variety of different
ways and not just in ways that require, say, fossil fuels or high-emitting
agricultural practices. This diversity has, however, another implication,
namely, that there needs to be a political process (at different levels of
governance) in which the participants can select from the various different combinations available and agree among themselves precisely how
people’s entitlements are secured.95 That is, there must be political fora
where the participants decide whether particular people’s needs for
energy are to be provided for by fossil fuels or hydroelectric or solar
energy or by some other energy sources. The only way to move from the
multiple possible combinations that are thrown up by Step to any
specific outcomes is to have political processes in which the relevant
parties decide what particular combination of natural resources will be
employed in order to realize people’s entitlements (as determined by
Steps and ).
. For an instructive discussion of the role institutions can play in addressing indeterminacy, see Allen Buchanan, Justice, Legitimacy, and Self-Determination: Moral Foundations for International Law (Oxford: Oxford University Press, ), pp. ff.
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This completes my outline. The account here does, of course, need to
be developed further. Most obviously, the claims in Steps and need to
be given substantive content.96 As I have stressed above, however, my
aim here is to set out the methodology. My claim is that following the
above five-step process would enable us to determine what would be a
fair distribution of greenhouse gas emissions. The key is not to treat
greenhouse gases in isolation, but rather to locate them in a more
general theory of justice. Only in that way do we put greenhouse gas
emissions in their rightful place. The fair distribution of greenhouse
gases is, we might say, epiphenomenal. There is a fair distribution of
burdens and benefits more generally; satisfying this will bring in its wake
a certain distribution of greenhouse gas emissions.
IX. CONCLUSION
This article has covered a considerable amount of ground, so it may
be helpful to sum up. I have argued, first, that, contrary to the claims
of many, we have no reason to accept the claim that greenhouse gas
. One important substantive question is how questions of reproductive justice would
be included within this account. The number of people there will be will greatly affect what
is ecologically sustainable; so to apply my account, we must address issues of demographic
change and population policy.
I have addressed this elsewhere: “Tolstoy’s Question” (unpublished Oxford Amnesty
Lecture ). In brief, my response is this: Future population size is not fixed and will be
affected by the policies adopted by current and future generations, including not just their
civil rights to reproduce but also the level of access to affordable contraception, the educational and employment opportunities for women, and the level of development, all of
which affect demographic change. Given this, my approach entails that when ascribing
entitlements to people in Step (including those rights that affect future population size
and profile), we must ensure that they do not result in population growth that, when
combined with other factors, violates the sustainability condition (Step ) and thereby
undercuts the realization of justice. Realizing a scheme of justice that will result in continued dramatic population growth will put pressure on the future realization of justice.
However, the italicized passage above is important: what is ecologically sustainable
depends not simply on (i) population size, but also on (ii) what principle of intergenerational justice we affirm, (iii) the extent to which it is possible for technological innovation
to enable people to mitigate the environmental degradation they cause and to adapt to a
degraded world, (iv) how much people in fact invest in any such technological innovation,
and (v) how much current generations consume. From this, it should be clear that my
account does not stipulate any particular optimum population: it permits different
population sizes, depending on how much people consume and how much they invest in
technological innovation and diffusion. I am grateful to an anonymous referee for pressing
me on this issue.
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emissions should be distributed on an equal per capita basis. None of the
four arguments considered supports this conclusion (section III).
Whether we conceive of justice along the lines canvassed by Model I or
Model II, neither of these approaches would support the equal per capita
view or the Isolationist approach to greenhouse gas emissions on which
it depends (sections IV–VII). My critique of the equal per capita view is
thus not dependent on any one particular theory of justice; rather, it is
robust across a wide variety of different theories of justice.
Second, I have argued, more generally, that the equal per capita view
is vulnerable to two General Challenges. If correct, these challenges
undermine not only the equal per capita view, but any approach
that treats the distribution of rights to emit in isolation from other
issues of justice.
Finally, I have outlined an alternative way of thinking about greenhouse gas emissions (section VIII). I have not provided a substantive
answer to the question posed at the start, but, building on my criticisms of the equal per capita view, I have outlined the method by
which one can ascertain what would constitute a fair distribution of
greenhouse gas emissions.