Tunable Luttinger liquid physics in biased bilayer graphene
Matthew Killi,1 Tzu-Chieh Wei,2 Ian Affleck,2, 3 and Arun Paramekanti1, 3
arXiv:1003.0907v2 [cond-mat.str-el] 1 May 2010
2
1
Department of Physics, University of Toronto, Toronto, Ontario, M5S1A7, Canada
Department of Physics and Astronomy, University of British Columbia, Vancouver, BC, Canada V6T1Z1
3
Canadian Institute for Advanced Research, Toronto, Ontario, M5G 1Z8, Canada
(Dated: September 12, 2018)
Electronically gated bilayer graphene behaves as a tunable gap semiconductor under a uniform
interlayer bias Vg . Imposing a spatially varying bias, which changes polarity from −Vg to +Vg ,
leads to one dimensional (1D) chiral modes localized along the domain wall of the bias. Due to the
broad transverse spread of their low-energy wavefunctions, we find that the dominant interaction
between these 1D electrons is the forward scattering part of the Coulomb repulsion. Incorporating
these interactions and the gate voltage dependence of the dispersion and wavefunctions, we find
that these 1D modes behave as a strongly interacting Tomonaga-Luttinger liquid with three distinct
mode velocities and a bias dependent Luttinger parameter, and discuss its experimental signatures.
Graphene has been the focus of intense research in recent years [1] due to the rich physics of its massless Dirac
fermions. Theoretical proposals have shown that spatially modulating an applied gate voltage in monolayer
graphene leads to tunable anisotropic transport properties [2]. For bilayer graphene (BLG), it was experimentally demonstrated that applying an electric field perpendicular to the layers, by sandwiching it between two
gates, induces a gap in its electronic spectrum that is
of the order of the applied interlayer bias [3–6]. Biased
BLG thus behaves as a semiconductor with a tunable
band gap. Such tunability of electronic properties opens
up possibilities for graphene based devices [12].
Recently, Martin, Blanter and Morpurgo [7] have proposed a setup where two neighbouring regions of BLG
are biased with opposite parity, shown schematically in
Fig. (1a). In this geometry, gapless one dimensional
(1D) modes were shown to emerge at the interface where
the bias reverses sign (see also Ref.[8]). These modes
are analogous to domain wall fermions studied in the
context of polyacetylene [9], charge density waves in
graphene [10], and field theories in high-energy physics
[11]. These modes in BLG may also be viewed as switchable nanowires which can be turned on and off using different gate voltages for a given gate configuration.
In this Letter, we study the effects of interactions on
the low-energy modes of a single such wire in the original setup proposed in Ref.[7]. We find that the lowenergy wavefunctions of the 1D modes have a broad
spread in the direction transverse to the interface — this
leads to the dominance of the forward scattering part of
the Coulomb interaction between electrons, in a manner
akin to large radius carbon nanotubes [13]. Within an
abelian bosonization framework, incorporating these forward scattering terms is shown to lead to a strongly interacting Tomonaga-Luttinger liquid [14]. Remarkably, we
find the Luttinger parameter of this liquid is tunable by
adjusting the gate potential. This results from two competing effects: (i) An increased bias causes further confinement of the wavefunctions to the interface, enhancing
the effect of interactions; (ii) An increase in the bias increases the Fermi velocity of the low-energy modes, suppressing the effect of interactions relative to the kinetic
energy. The net result is that the Luttinger parameter
in the total charge channel, Kc+ , can be varied between
0.15-0.2 by increasing the bias over an experimentally accessible range. At the same time the Luttinger parameter
in the transverse charge channel, Kc− ≈ 0.63, is relatively
independent of the bias. We thus show that gated BLG
can realize a tunable Tomonaga-Luttinger liquid. Such
band structure and wavefunction tuning of Luttinger liquids has been suggested in a few other systems recently
— in cold atomic gases [15, 16], in magnetic waveguides
in graphene [17], in carbon nanotubes in crossed electric and magnetic fields [18, 19], and in gated topological
insulators [20]. Such a Luttinger liquid with dominant
forward scattering is also expected to arise at charge density wave (CDW) domain walls in single layer graphene,
where the CDW involves a weak sublattice density modulation induced by an appropriate substrate [10].
Non-Interacting System. — BLG consists of two
Bernal stacked graphene layers as depicted in Fig. 1b.
We label the carbon atoms in the bilayer by a unit cell
index i, a sub-lattice index s = a, b, and a layer index
ℓ = 1, 2 labelling top and bottom layers respectively. The
distance between neighboring carbon atoms in the same
b
a
VT =V2
VT =V1
b2
y=0
b1
a1
Vg> 0
a2
Vg< 0
VB =V1
VB =V2
(a)
(b)
FIG. 1: (a) Schematic diagram of external gates. VT + VB
controls the bilayer doping while VT − VB controls the gap
via the depicted perpendicular electric field. (b) Structure of
bilayer graphene with a ‘bias kink’ in Vg = VT − VB at y = 0.
2
0.05
Vg=0.02t
Vg=0.02t
Vg=0.08t
Vg=0.08t
ε0
0
π
π
-0.05 -4.3 -4π/3 -4.1
(a)
4.1 4π/3
a2
b1
|φ|
0
0
π
π
4.3
-4.3 -4π/3 -4.1
k
4.1 4π/3
4.3
(b)
FIG. 2: Dispersion about the K-points with (a) Vg = 0.02t
and (b) Vg = 0.08t. Edge-mode bands are indicated by the
labelled arrows and bulk-states by the hatched region.
layer and on the same sublattice is d ≈ 2.46Å, while the
interlayer distance is d⊥ ≈ 3.34Å. The minimal tightbinding model for electrons in BLG consists of a nearestneighbor hopping amplitude t ≈ 3eV within each layer,
and an interlayer hopping amplitude t⊥ ≈ 0.15eV between sites (i, s = a, ℓ = 1) and (i, s = b, ℓ = 2). Henceforth,
we use units where h̄ = t = d = 1, and set i ≡ ma + nb
where a, b are unit vectors depicted in Fig. 1b.
In order to describe the effect
P of theℓ external gates,
we add a potential term, − 21 R,σ(−1) Vg (yn,s,ℓ ) n̂R,σ ,
to the tight-binding Hamiltonian, where n̂R,σ is the electron number operator for spin-σ at the site labeled by the
set of indices R = (m, n, s, ℓ). Here, we have assumed
that the bias Vg (y) depends only on the y-coordinate,
which is determined by (n, s, ℓ), and is m-independent
so that translational symmetry is preserved along a [21].
We assume VT + VB (see Fig. 1) is chosen to fix the bilayer chemical potential at the mid-gap. For later convenience, we set R = (m, r), where r ≡ (n, s, ℓ). For a
general potential profile with Vg (y > 0) = −Vg (y < 0)
and Vg (y → ±∞) = ±Vg , the bulk region far from y = 0
has a gap ∆ ≈ Vg , while the interface has been shown
to support gapless 1D modes [7]. Here, for simplicity, we
assume the gates induce a potential with a step profile
Vg (y) = Vg sign(y), since the dominant effect of a potential can be shown to come from the strength of the bias
and not the details of its spatial profile [22]. This Hamiltonian can be solved by Fourier transforming along the
direction parallel to the interface, with momentum labelled k, and then numerically diagonalizing the matrix
for each k. Our numerical results for various gate biases
that have been shown to be experimentally viable [6],
(see Fig. (2)) show two right (left) movers for each spin
at the K (-K) point, consistent with Ref. [7]. Drawing an
analogy with two leg Hubbard ladders [23–25], we refer
to the high/low energy bands as the π/0-bands.
As seen qualitatively from the figure, and explicitly in
Fig. (5), the Fermi velocity of the two bands are equal
and they both change significantly with the bias voltage.
Fig. (3) shows the plots of the modulus square of the zeroenergy wavefunctions in the 0-band and π-band at high
and low gate voltage. We see from here that the spread
a2
b1
0
-100
k
a2
b1
2
Vg=0.02t
Vg=0.08t
0
y
a2
100
(a)
-100
b1
0
y
100
(b)
FIG. 3: The modulus square of the zero-energy wavefunction
of (a) the 0-band and (b) the π-band on the dominate sites
a2 and b1 at Vg = 0.02t and Vg = 0.08t (independent of being
a right or left mover).
of the wavefunction transverse to the interface direction
varies significantly. Note that the zero-energy wavefunction of the π-band is related by interchanging the layers
and reflecting about the interface so that wavefunction
leans in to the region of high potential instead. Both,
this fact and the equality of the Fermi velocities of the
0/π
two bands (VF = VF ), are a consequence of the symmetry that relates the two band by an inversion about
the K (-K) point at low energies [7].
Effective 1D Hamiltonian. — To derive the effective
low-energy 1D hamiltonian, we assume a suitable energy
cutoff that is smaller than the bulk gap and focus on those
single particle states that lie within this energy window
and are confined to the 1D interface region. To do this,
we first expandP
the field operators in the complete baα
α
sis, Ψ̂R,σ = √1L k,α eikmd ϕα
k (r) ψ̂kσ , where ϕk (r) is the
wavefunction of the state in band-α with momentum k.
We then restrict the bands to the set α = {0, π} and
consider only momenta in the vicinity of the four Fermi
points, ±kFπ and ±kF0 . An additional simplification is
made by neglecting the small momentum dependence of
α
the wavefunctions since ϕα
α +q (r) ≈ ϕ
±kF
R/L (r) for small
α
momenta q, where ϕR/L(r) is the zero-energy wavefunction at ±kFα . In doing so, the r-dependence of the wavefunction can be separated to yield the low-energy field
operators projected to the 1D subspace via
X
α
irkF
x α
ψ̂rσ (x),
(1)
ϕα
Ψ̂R,σ ≈
r (r) e
r=±,α={0,π}
where r is the label R/L for left/right movers and takes
α
the values +/− in the expression, and ψrσ
(x) are slowly
varying field operators exclusively dependent on the position along the interface (which we now denote by the
continuous variable x = md).
We now rewrite the entire Hamiltonian in terms of operators in the reduced 1D
Psubspace.
P The freeα†part isα simply linearized to give
|q|<Λ
rασ rqVF ψ̂rσ (q)ψ̂rσ (q).
The effective interaction between fermions in the
1D channel is obtained by a straightforward substitution of Eqn. (1) into the Coulomb term,
P P
†
†
1
′
folRR′ ΨR,σ ΨR′ ,σ′ U (R, R )ΨR′ ,σ′ ΨR,σ ,
σσ′
2
3
lowed by a summation over r. This gives rise to various
scattering terms, many of which are rapidly oscillating
and can be dropped. The effective Hamiltonian obtained
contains many terms of the general form
(i)
Vαβγδ X
2
(i)
γ
δ
ψ̂rα†
(x)ψ̂rβ†
′(x)ψ̂r σ ′(x)ψ̂r σ(x).
1σ
4
2σ
3
V(2)0000
V(4)ππππ
V(4)0ππ0
V(1)ππππ
V(2)ππ00
V(4)0π0π
(2)
x
FIG. 4: Examples of various scattering processes.
(i)
Here, Vαβγδ ≡ Vαβγδ (r1 kFα − r4 kFδ ) is the Fourier component of the effective 1D potential
X
(i)
∗
′
δ
γ
β∗ ′
Ṽαβγδ (x−x′ ) = U(R, R′ )ϕα
r1 (r)ϕr2 (r )ϕr3(r )ϕr4(r).
r,r′
The effective interaction Hamiltonian contains all terms
of the form in Eqn. (2) that have a combination of R/L
and band indices that conserve (crystal) momentum. The
index i classifies the scattering processes using standard
g-ology notation [23–28] (see Fig. (4)): i = 1 refers
to backscattering, i = 2 to forward-scattering involving both right and left movers, and i = 4 to forwardscattering involving only right or only left movers. The
number of distinct processes is greatly reduced by the
fact that all interband scattering terms with parallel spin
merely renormalize the coefficients of a corresponding intraband term with parallel spin.
This Hamiltonian is qualitatively similar to that obtained for Hubbard ladders [23–25] with two significant
differences. First, both the wavefunctions and VF are
sensitive to changes in the applied gate bias. The modified wavefunctions alter the distance dependence of the
effective Coulomb interaction, while the change in VF adjusts the relative interaction strength parameterized by
the fine-structure constant α → α VcF . Second, we note
that the long-range nature of the Coulomb interactions,
together with the large spread of the low-energy wavefunctions, causes the small momentum forward scattering processes to dominate. This is reminiscent of large radius single wall carbon nanotubes, where the extension of
the wavefunctions around the tube radius suppresses the
bare backscattering [13]. We have checked that the bare
values of these backscattering and interband scattering
terms are very small, consistent with this argument. For
(1)
(2)
(4)
(2)
instance, V0000 /V0000 ∼ 10−3 and V0π0π /V0000 ∼ 10−2 at
Vg = 0.02t, so that such processes are expected to be
important only at very low energy and temperature. We
therefore first focus on the forward scattering processes.
Bosonization. — Using the standard abelian bosonization procedure [14], we introduce the bosonic field φ̂ασ (x)
and the phase θ̂ασ (x) whose spatial derivative ∂x θ̂ασ =
Π̂ασ is conjugate to φ̂ασ (x). Fermion operators can be
α
represented in terms of these boson fields via ψ̂rσ
(x) ∼
i(r φ̂ασ (x)−θ̂ασ (x))
e
. It is a simple matter to rewrite the
density-density interactions in the boson representation
by means of the relations ∂x φ̂ασ = −π (ρ̂Rασ + ρ̂Lασ ) and
∂x θ̂ασ = π (ρ̂Rασ − ρ̂Lασ ). In addition, the symmetry
between the bands allows us to lighten our notation by
(4)
(2)
(4)
(2)
defining VA ≡ Vαααα = Vαααα and VB ≡ Vαᾱᾱα = Vαᾱᾱα .
This leads to the Hamiltonian,
Z
1
H1 =
dx(∂x Φ)T û · K̂ −1 (∂x Φ) + (∂x Θ)T û · K̂(∂x Θ),
2π
(3)
with
û · K̂ −1
gA
VF
g
B
= VF 1 +
2π gA
gB
gB
gA
gB
gA
û · K̂ = VF 1.
gA
gB
gA
gB
gB
gA
gB
gA
(4)
(5)
Here gA/B ≡ (2VA/B )/VF , and Φ = (φ0↑ , φπ↑ , φ0↓ , φπ↓ )T
with a similar definition for Θ.
This Hamiltonian is diagonal in the total/transverse
basis defined via φν± = φν0 ± φνπ , where ν labels the
spin (s) or charge (c) sector and φc(s)α = φα↑ ± φα↓ .
In this basis, the spin and charge sectors decouple. The
spin modes are unaffected by interactions, the Luttinger
parameters Ks± = 1 and the velocities us± = VF . The
charge modes have renormalized velocities and nontrivial
Luttinger parameters, given by
1
uc± = VF (1 + yc± ) 2
Kc± = (1 + yc± )
− 21
,
(6)
(7)
where yc± = 2(VA ±VB )/πVF . At the Gaussian level, the
only effect of the interactions is thus to strongly modify Kc± , uc± . Fig.(5) shows these parameters plotted for
various gate voltages. As seen from the figure, Kc+ can
be tuned significantly by the external bias; by contrast,
Kc− ≈ 0.63 (not shown) is relatively bias independent.
Observable consequences. — The strong interactions
in the charge channel lead to three different velocities for
the spin (VF ) and charge (uc± ) modes in the Luttinger
liquid. Mapping out these dispersing modes, as has been
done in semiconductor heterostructures [29], appears to
be challenging in the biased BLG system. A more accessible signature of the Luttinger liquid physics is the energy
dependence of the single particle density of states (DOS).
We expect n(ǫ) ∼ ǫα , with α > 0. Such a suppression
of the DOS is expected to lead to a tunneling conductance G ∼ T α (for voltages eV ≪ kB T ) or a nonlinear
4
0.2
0.8
uc-
0.18
Kc+
0.6
uc+
Kc+
VF
0.02 0.04 0.06 0.08
Vg
0.140
scanning tunneling spectroscopy would then be useful to
uncover the underlying Luttinger liquid physics [31].
2
0.16
0.4
0.20
3
velocity
velocity
1
0.02 0.04 0.06 0.08 1
Vg
FIG. 5: Fermi velocity VF and mode velocities uc± in the
charge sector (in units of td), and the Luttinger parameter of
total charge sector as a function of Vg . We assume a screening
length of 1000d ≈ 0.3µm for the Coulomb interaction and a
short distance cutoff of 0.5d.
differential conductance dI/dV ∼ V α (for eV ≫ kB T ).
−1
−1
We find αbulk = 18 (Kc+ + Kc+
+ Kc− + Kc−
− 4)
−1
−1
1
and αedge = 4 (Kc+ + Kc− − 2), so that bias dependent tunneling exponents are expected to be observed.
Various charge density, spin density and superconducting pair correlators are expected to show power-law decays in this intermediate energy Luttinger liquid regime.
We find that charge and spin density wave operators
at 2kF0 and 2kFπ are most strongly enhanced by interactions in this regime, decaying along the interface as
|x − x′ |−(2+Kc++Kc−)/2 , with the precise lattice scale modulation pattern in (n, s, ℓ) being determined by the prefactors set by the wavefunctions ϕα
R/L (r) from Eq.(1).
Modulations at kF0 ±kFπ are subdominant.
Discussion. — We have shown that BLG in a suitable gate geometry can realize a tunable Luttinger liquid with four gapless modes. This is expected to break
down once backscattering and interband scattering terms
become important; since the bare values of these interactions are small and that they are all marginal, and
thus flow slowly, there is an intermediate energy window
where the physics discussed above should be observable.
At very low energy (or temperature), however, we expect that such processes will gap out all sectors except
the c+ channel, which should still exhibit Luttinger liquid physics. Turning to the effect of additional interlayer
hopping terms (γ3 ) between the a2 and b1 sites, we have
checked that this renders VF0 6= VFπ . This asymmetry
is small for moderate bias voltages; further, interband
scattering tends to equalize the velocities [25, 27] so that
small velocity asymmetries are expected to be unimportant. We have assumed that the Fermi level is tuned, via
VT + VB , to be precisely in the middle of the gap - small
deviations which tend to slightly dope the interface states
while leaving the bulk gap intact will not qualitatively alter the physics discussed here. While the ‘domain wall’
modes discussed here are topologically protected [7] independent of the precise bias profile transverse to the wire,
disorder along the wire direction will lead to backscattering. Backscattering is somewhat mitigated by the wavefunction spread, but we expect it will lead to insulating behavior at very low energy [30]. Fourier transform
We acknowledge useful discussions with K. Burch, P.
Chudzinski, C. N. Lau, and D. Podolsky. This work was
supported by NSERC of Canada (MK,TCW,IA,AP), MITACS (TCW), the Sloan Foundation (AP), and an Ontario ERA (AP).
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