THE POLITICAL ARCHITECTURE OF FEDERALISM
by Andrew Fraser 1
Anyone who has suffered, in the recent past, from
total
immersion
in
the
cruel
sea
of
mindless
vocationalism
and
hopeless
boredom
which
is
North
American legal education, was bound to seize upon the
emergence of the critical legal studies movement as a
kind of intellectual life-raft. My own first encounter
with the CLS movement came as just such a providential
relief. In the late 1970s, the work of many of the
embryonic group's leading figures seemed to offer a
worthwhile alternative to the Marxist insistence upon
reducing law to the status of a superstructural emanation
of a logic of domination firmly embedded within a selfpropelled capitalist system of needs. The critical legal
scholars'
emphasis
on the
doctrinal incoherence and
institutional indeterminacy of modern legal consciousness
suggested that the forms of the law constituted a source
of domination enjoying at least a "relative autonomy"
from any set of systemic imperatives rooted in the
capitalist mode of production,
per se. Modern legal
consciousness could not, we learned, be understood simply
as the juridical expression of the developmental logic of
the accumulation
process.
The
law,
in other words,
represented something other than a simple instrument of
bourgeois class interests.
The
antinomic
structure
of
modern
legal
consciousness itself subverts every doctrinal effort to
identify the class interests of the bourgeoisie with the
universal interest of the community-at-large. Every legal
doctrine which . aims to give substantive priority to the
essentially private interests rooted in the capitalist
system of needs can be met routinely with a contradictory
set of doctrinal imperatives grounded in the legal image
of the state as a public authority representative of the
people-at-large,
including those who are functionally
superfluous to the process of accumulation. The formally
private status of the system of needs which nourishes the
life of modern civil society can be invoked to resist the
extension of public control over self-interested activity
in the market place. But that doctrinal ploy can be met
in
turn
by
juridical
recognition
of
the
actual
governmental
powers
exercised
by
nominally
private
corporate entities.
The antinomic
opposition
between
legal forms and the political and social realities which
confront modern legal consciousness work, in effect, to
subordinate the logic of capitalist development to the
contradictory imperatives of a doctrinal practice bound
to
acknowledge
the
contingent
validity
of
several
competing modalities of state and private power. From
being
a
merely
superstructural
phenomenon,
the
law
1. School of Law, Macquarie University
becomes
an
independent
source
of
domination
in
its
own
right.
So far,
so good. My own difficulties with the
critical legal studies movement began when I tried to
make sense of its claims regarding the developmental
logic of legal modernity. On the analysis of leading CLS
scholars, legal modernity is an essentially holistic
experience
dominated
by
the
antinomic
structure
of
liberal thought with its fated oppositions between reason
and desire, public and private, objective and subjective,
rules and standards and so on. The doctrinal antinomies
of liberal legalism represent the crystallised essence of
the
illegitimate
hierarchies and
fixed
social roles
guaranteed by a doctrinal practice which claims to have
discovered the natural legal language of democracy or the
market. Law exists, in the eyes of CLS adherents, as a
species of false consciosness
which blocks us
from
exploring the wonders and delights of a post-modern human
experience which could collapse and thereby overcome the
sterile oppositions of liberal legalist thoughtZ
The problem with the CLS vision of emancipation is
the
holistic
account
of
legal
modernity
which
is
identified,
tout court, with liberal legalism. Since
liberal legalism holds up the antinomic and formally
unbridgeable chasm between public and private as the very
essence of legal modernity,
an emancipated post-modern
legal
consciousness
must
collapse
and
overcome
the
fundamental dichotomy between law and politics if it is
to
redeem the
promise
of
a cultural
revolutionary
practice whose "structure denying structures" provide the
best practical
guarantee of
a continual
progression
towards ever-higher forms of social life. The law as
such, understood as a discursive and hermeneutic practice
distinguishable from the ordinary political conflicts
over the terms of our collective existence, can play no
useful role in the struggle to make and unmake society
The whole point of the emancipatory project, as conceived
by the critical legal studies movement, is to empower the
ne\\r social movements whose very existence attests to the
self-transformative and self-ordering potential locked up
within the entrenched power orders dominating the life of
modern civil society. The key which might release the
creative and transformative energy of a free society lies
buried beneath the psychic and institutional structures
of a reified legal consciousness which persists in the
2
The work of Roberto Unger and Duncan Kennedy has been
the seminal influence in shaping the CLS view of legal
modernity. See R. Unger, Knowledge and Politics. New
York,
1975,
and Law in Modern Society: Toward a
Criticism of Social Theory. New York, 1976; also D.
Kennedy,
"Form
and
substance
in private
law
adjudication", (1974) 89 Harvard Law Review 1685 and
"The structure of Blackstone's Commentaries", (1979)
28 Buffalo Law Review 205
futile search
politics
for
the
illusory
boundary
between
law and
Constitutional Modernity and the British Dominions
The rambunctious zeal displayed by critical legal
scholars
in
their
determination
to
dissolve
the
public/private distinction as the reified essence of
legal modernity poses something of a problem for critical
legal
thought
outside
the
United
States
and,
particularly, for those of us attempting to overcome the
intellectual and critical paralysis engendered by daily
contact with the constitutional traditions of the old
British Dominions,
in both Canada and Australia. By
American
standards,
the
theory
and
practice
of
constitutional
discourse
within
the
' Westminster
tradition, as reincarnated in the old settler Dominions,
is distinctly pre-modern in character. The continued
existence of the hereditary Crown formally belies the
liberal legalist separation of private social status from
the right to wield public authority. The conventional
restraints which curb the absolute powers of the Crown in
and out of Parliament are routinely denied recognition in
the formal constitutional doctrines binding on the courts
of the British Dominions. It is, of course, easy to
dismiss the monarchy as a residual and archaic remnant of
a vanished feudalism, but hard to deny the practical,
doctrinal and legitimation problems which result from the
permanent inbuilt contradiction between the monarchical
forms of the Dominion constitutions and the polyarcha1
and corporatist realities of their political and social
life
The ever-present possibility of a rupture in the
accustomed
relationship
between
supposedly
archaic
constitutional
forms
and
the
substantive
normative
requirements of organised civil and political life in a
modern nation-state suffices, in itself, to ensure that
the creation of the Canadian and Australian republics
retains a permanent - if endlessly deferred - place on
3
Peter
Gabel,
"The
phenomenology
of
rightsconsciousness and the pact of the withdrawn selves",
(1984) 62 Texas Law Review 1563; Roberto Unger, "The
Critical Legal Studies Movement", (1983) 96 Harvard
Law Review 561
the agendja
Dominions
of
constitutional
reform
in
the
British
In the United States, by contrast, the fact that the
idea of the republic has: been wholly absorbed into the
jurisprudential language of liberal legalism has led CLS
scholars
to
universalise
what
is,
in
fact,
a
distinctively American experience of legal modernity The
fact that the United States became the "first new nation"
to formally create a government based upon the authority
of the sovereign people-at-large has allowed American
lawyers to treat the republic as an already accomplished
constitutional reality whatever its substantive failures
may have been since its foundation. The historical self
understanding of the American community-at-large, as it
has developed through time, has always been punctuated by
a recurrent and deeply compelling sense of moral and
spiritual declension from the heights of civic virtue
once atttained in the early republic. The CLS version of
American legal history simply registers the seemingly
inevitable corrosion
of republican ideals which once
stood in stark opposition tq. the essential indeterminacy
of liberal legalist thought.
Legal modernism begins with
the recognition that there is no natural or necessary
form of the republic. A recent study of Daniel Webster
has been received by Robert Gordon, a leading figure in
CLS, as
an allegory of the [legal] profession’s decline from
independent public service into .dependence upon factional
patronage. Lawyers not only of Webster’s own generation,
but ever since, have with astonishing frequency described
their own experience of their history and situation as
such
a
declension.
The
persistent
hymn
of
self
congratulation
that
dominates
the
rhetoric
of
the
American bar has always included a strong counter-theme
of jeremiads lamenting the profession's Fall from the
civic virtue of the makers of the Revolution and the
4. Such disjunctive moments in the constitutional history
of the British Dominions have generally been greeted
with the escalation of a nationalist rhetoric which
aims to sever "the Imperial link" in favour of the
principle of popular sovereignty. See e.g. Sol Encel,
Donald Horne & Elaine Thompson (eds).Change the Rules!
Towards
a
Democratic
Constitution.
Harmondsworth,
1977. The book was one of many outraged Australian
responses to the
dismissal of
the Uhitlam Labor
government by the Governor-General, Sir John Kerr
On
the distinction between "law" and "convention", see
A V Dicey, An Introduction to the Study of the Law of
the Constitution. London (many edns)
5 Robert W
Gordon, "Critical Legal Histories", (1984)
36 Stanford Law Review 57, at 114-115.
Constitution into tl^e
mercenary advantage
pursuit
of
private,
factional
and
For the American legal modernist the republic has always
been a faded image only faintly visible in the fossilised
remnants of a false legal consciousness which once took
seriously the fundamental distinction between law and
politics.
The American critical legal studies movement accepts
the
currently
dominant
historiographical
view
of
republicanism as a failed ideology unable to master the
complex conflicts and tensions engendered by political
and economic modernity. In the words of J.G.A. Pocock,
the American Revolution should be interpreted as "the
last great act of the Renaissance" rather than "the first
political act of the revolutionary Enlightenment".
Other
historians have likewise asserted that the ideologically
archaic
provenance
of
"the
American
Revolution
has
severed the United States from its most conspicuous
social analogues around the globe without linking it
usefully
with
the
rest
of
the
world".
For
those
historians this novel emphasis on republicanism as an
essentially
ideological
phenomenon offers
a
possible
explanation as to why American republicanism has never
appeared
as
an
attractive
alternative
either
to
Westminster-style parliamentary government or to Marxist
revolution:
Marx and Marxists came to identify the
imperial ambitions of an American republic pursuing its
"manifest
destiny"
as
the
arch-enemy
of
social
revolution, while only the promise of American affluence
has been exportable to Britain and its self-governing
settler Dominions.0 The assumption
implicit in
this
received account of American republicanism is that the
forms of Westminster constitutionalism are free of the
archaic
ideological
baggage
of
republican
thought,
rendering
them
somehow
better
adapted
to
the
developmental requirements of the modern nation-state
than
the
model
of
republican
government adopted
in
America. That interpretation manages to confuse both the
historical meaning of republicanism and its relation to
the positive achievements of political modernity.
Amidst the prevalent confusion and plurality marking
the current state of historical writing on the early
republic,
one
thing
is
becoming
clear:
American
6
7
8
Robert W. Gordon, "The Devil and Daniel Webster",
(1984) 94 Yale Law Journal 445, at 460.
J.G.A. Pocock, "Virtue and Commerce in the Eighteenth
Century",
(1972)
3
Journal
of
Interdisciplinary
History, at 120.
John M. Murrin, "The Great Inversion, or Court versus
Country: A Comparison of the Revolution Settlements in
England (1688-1721) and America (1776-1816)" in J.G.A.
Pocock (ed ), Three British Revolutions: 1641, 1688.
1776. Princeton, 1980, pP 370-371.
republicanism is best understood, not as a special or
unique sort of political ideology, but as a schema of
civic action which aimed to string up some sort of
practical linkage between the idea of the republic and
the politica^ and doctrinal instruments available for its
realisation.
The
minimum
condition
necessary
to
implement that schema of civic action was the formal
separation of private social status from the right to
exercise political or government authority. Neither the
republican schema of civic action, nor the modern nation
state can now be conceived of apart from the formal
constitutional separation of state and civil society. The
modern political revolution, wrought by those who spoke
in the name of the sovereign people-at-large,
posited
a
collection
of
abstract
[private]
individuals - "citizens” - v/hose collective will was
supposedly represented
by the
abstract
[public]
authority of the new state. The real life of these
individuals,
as
property-owners,
religious
believers, workers, family men and womennetc, was
consigned to the realm of "civil society".
The achievement of those minimum preconditions for
political and constitutional modernity owes much more to
the foundation of the American republic than to the
development of the Imperial British state which has
provided
the
model
for
the style
of
Westminster
constitutionalism practised in the British Dominions
Neither Australian nor Canadian constitutional law can be
absorbed, without remainder, into the holistic image of
an universally
triumphant liberal
legalism.
In both
countries,
formal
constitutional
authority
has
its
genesis, not in the impersonal delegated power of the
people-at-large, but in a continuing personal bond of
allegiance between the Crown and its overseas subjects
Under
this
dispensation,
it
remains impossible
to
conceive a formally binding republican schema of civic
action.
9
To fully establish
the claim herewould require an
excursion into the
historiography of the
American
Revolution which is
beyond the scope of this article
I have undertaken that task in a manuscript now
nearing completion. Much of this article is taken from
the
concluding
chapters
of
that
longer
work,
tentatively entitled, Republicanism Redux? Federalism
and the Constitutional Reformationof the
British
Dominions. A useful introduction to the problems posed
by
the
historiography
of
the
early
American
republicanism can be found in Robert E. Shalhope,
"Republicanism and
Early
American
Historiography",
(1982) 39 William and Mary Quarterly (3rd series) 334.
10
Tom Nairn, The Break-up of Britain: Crisis and Neo
Nationalism . London, 1981, p.16
The
colonial
reproduction
of
Westminster
constitutionalism is due, not to its superior capacity to
meet the multifarious challenges posed by the process of
political and economic modernisation, but to the need to
accomodate
the
supremacy
of
the
Imperial
Crown-in
Parliament to the political exigencies of an overseas
empire exercising dominion over a vast conglomeration of
peoples and cultures. The surrogate Parliaments of the
overseas Dominions seemed to achieve at least a partial
reconciliation of the beloved principle of Imperial unity
under the Crown with colonial demands for responsible
government. There was never any question but that the
forms of Westminster constitutionalism would provide the
ruling model
of responsible
government in Britain's
overseas Dominions. Their adaptation was part and parcel
of
a
continued
and
largely
unchallenged
colonial
allegiance to the Imperial Crown. The Empire, it has been
said, forged in Britain "a state which, although very
'flexible' in certain respects those most noticed and
revered by apologists - is incapable of change at a
deeper level. On that plane, where the modern principle
of nationality really
functions,
it is bound
by a
suffocating paralytic pride in its own power and past
glories".
Doctrinally preserved memories of Empire also remain
a potent influence among the legal custodians of the
Westminster
tradition
in
Canada
and
Australia,
engendering a persistent confusion as to the ultimate
source of constitutional authority in both nations. The
constitutional law of British Dominions still invokes the
ghost of something very much like the idea of Imperial
Federation which inspired turn of the century Tories "at
home" and in Dominions alike. In Upper Canada (now
Ontario) which, during the mid-nineteenth century, had
been
relatively
open
to
American
legal
ideas
and
influences,
the
idea
of
Imperial
unity
provided
a
pov/erful counterwieght to the nascent sense of autonomous
Canadian nationhood. Indeed by the turn of the twentieth
century most Ontarian lawyers had come to believe "that
Canada could become a great nation only within the
British Empire". By then, "the provincial bar quickly was
being transformed into a pill'ar of Empire characterised
by zealous transcription of English legal literature,
mechanical jurisprudence which was embraced on the basis
of its perceived historical necessity, and an apparently
rudderless
'search
for authority'".
This
development
"resonated well with broadly based tendencies in Ontarian
society and was not grounded merely in the internal
proclivities of the Bar". On the contrary, "in this
period Ontarians representative of virtually all walks of
life sought antidotes to the pace and content of latenineteenth-century social change in Britain's venerable
traditions,
a
blend
of
Anglo-Saxon
superiority
and
11
Ibid . . p 44
12
ancient political wisdom"
At about the same time the
Australian federation was founded on what the Australian
judges took to be "the primary legal axiom" that "the
Crown
is
ubiquitous
and
indivisible
in
the
King's
dominions.
Though
the Crown is one and
indivisible
throughout the empire, its legislative, executive and
judicial power is exercisable by different agents in
different localities, or in respect of different purposes
in the same locality, in accordance with the common law,
or the statute law there binding the Crown". It follows
that "the supremacy of the Imperial Parliament as a
matter of constitutional theory and, in a much modified
way,
as
a matter of constitutional practice,
still
remains an important part of our legal system." The
Imperial Statute of Westminster 1931, despite nationalist
protestations
to
the
contrary,
did
not
effect
any
fundamental change in the constitutional supremacy of the
Crown-in-Parliament,
if
only
because
that
supposed
charter of Domonion independence "itself is reliant upon
the power of that Parliament for its operation." Despite
the occasional victory in the numbers game of judicial
review, liberal nationalist lawyers remain hard put to
deny the normative force of the legal commonplace, "basic
to our institutions of government, that those members of
the Commonwealth of Nations continuing under the Crown
are subject to the ultimate legislative authority of the
Queen in Parliament".
That dependence upon a set of allegedly archaic
constitutional forms has left the British Dominions in a
state of seemingly permanent transition from dependent
colonial status to an autonomous nationhood still owing
its highest allegiance to the Crown. The problem is that
no agreement appears to be possible as to whether that
transition has already been effected or. if not, how it
might be completed. Liberal nationalists insist that, in
practice,
whatever be the theoretical explanation, ulitimate
authority in this country lies with the Australian
people and that, subject to the Constitution and to
the State Constitutions which
it protects,
the
Commonwealth
Parliament
possesses
legislative
competence to preclude or exclude from Australia and
from Australian law the direct operation of the
laws, executive actions and judicial decisioyg of
any other country including the United Kingdom.12 * 14
12.
G.
Blaine
Baker,
"The
Reconstruction
of
Upper
Canadian Legal Thought in the Late-Victorian Empire",
(1985) 3 Law and History Review 219 at 287, 275, 281.
13
Amalgamated
Society
of
Engineers
v.
Adelaide
Steamship Company (Engineers' Case) (1920) 28 CLR 129,
at 152; Kirmani v. Captain Cook Cruises
(1985) 59
ALJR 265 at 310 (per Dawson J).
14. Kirmani v Captain Cook Cruises (1985) 59 ALJR 265 at
303 (per Deane J)
In reply, the conservative monarchists need do no
more
than
deny
the
"externality"
of
the
Imperial
Parliament. For their purpose, they need not "deny the
possibilty of the abandonment of the supremacy of that
legislature at some time, but such an occurence would
still involve a basic change in constitutional theory and
practice ^nd
that
change
demonstrably
has
not
yet
occured".
The recent proclamation of the Australia
Act,1986 (U.K.) does not diminish the force of this
argument. That Act, which purports to eliminate the last
vestiges of Imperial legislative, executive and judicial
authority
within
the
Commonwealth
and
States
of
Australia, also declares that it may itself be amended
only in accordance with s,12S of the Commonwealth of
Australia Constitution Act. 1900 (U.K.) or by an Act of
the Commonwealth parliament passed at the request or xv'it’n
the concurrence of all
the State parliaments.
This
section of the Australia Act appears to fly in the face
of the basic principle that no Act of the Imperial
Parliament can bind subsequent Parliaments. But, even
leaving that point aside, the indisputable fact remains
that neither an amendment procured in accordance with
s.128 (whereby proposed amendments must be initiated by
both houses of the Commonwealth Parliament and approved
by a majority of voters in a majority of the States) nor
any ordinary Act of the Commonwealth Parliament can
become law in the absence of royal assent to the proposed
legislation. The Crown remains as the locus of ultimate
constitutional authority in Australia. Given the unitary
and indivisible nature of the Crown, the Imperial Crownin -Parliament must still retain the legislative capacity
to determine the line of succession to the throne.
Liberal
nationalists,
such
as
Professor
Castles
of
Adelaide University,
have suggested
that any future
Imperial legislation altering the line of succession
would, in accordance with the Australia Act. 1986, have
no legal effect in Australia and that the Commonwealth
would therefore be required to adopt its own legislation
governing the succession to the Crown
in
right of
Australia.
This
rather far-fetched
notion
is simply
another manifestation of the "rubber stamp" theory of the
Crown, according to which Australia is, for all practical
purposes, already a republic. Such nationalist conceits
simply ignore the substantive raison d'etre of the Crown
as the literal embodiment of a continuous tradition of
hierocratic rule sanctified by its unbroken roots in the
British constitution. The constitutional power to control
the line of succession to the throne amounts to a
trusteeship
in
perpetuity
over
the
entire
mythic
inheritance and doctrinal inheritance which vested in the
English Crown during its long historical ascent towards
its moments of Imperial grandeur. By its very nature,
that mythic inheritance must remain indivisible. The
mythological aura surrounding the British Crown simply
could not be shared out, severally, among the purely15
15. Ibid. , at 310 (per Dawson J)
hypothetical parvenu Kings (or Queens) of Australia,
Canada and New Zealand. To break up that mythic patrimony
among the erstwhile Dominions of the British Crown would
be to destroy it.
Viewed from a liberal legalist perspective, Britain
and her overseas Dominions continue to lag behind the
American republic in developing the constitutional forms
associated with the sovereign nation-state. In fact,
because of its developmental priority in what might be
called the first wave of republican modernisation, the
"transitional" British state, in particular, "could not
itself
be
'modern*.
Neither
feudal
nor
modern,
it
remained obstinately and successfully intermediate: the
midwife of modern constitutionalism, perhaps as much as a
direct ancestor". According to Tom Nairn, the British
state order "replaced late-feudal monarchy by a rule
which was - as it remains today - patrician as well as
representative.
Because
in
the
original
case
a
spontaneously emergent bourgeois 'civil society' created
the state,
pragmatically,
civil
society
retained an
unusual dominance over the state". In contrast to the
situation in the newly independent American states, the
hegemony of the English patrician elite within both state
and the surrounding bulwarks of civil society has never
really
been
cast
into
doubt.
The
extraordinary
persistence of that patrician hegemony owes much to
England's place in the history of overseas exploration:
"the new English state's ascendancy over its competitors
in colonisation accompanied the crystallisation of its
internal forms". By the late eighteenth century that
patrician hegemony had been institutionalise.cL securely in
the parliamentary guise of "Old Corruption".
Nairn's
work
demonstrates
that
the
forms
of
Westminster constitutionalism developed in Bristain were
quite distinct from "the impersonal delegated apparatus
to be formulated in 19th century constitutionalism"
The
preoccupation of the British state "with overseas and
naval-based
exploitation
required,
above
all,
conservative stability at home. It demanded a reliable,
respectful
hierarchy
of
social
estates,
a
societal
pyramid to act as basis for the operations of the
patrician elite". Having shed its feudal identity and
prerogatives and closely allied itself with an urban
middle class,
that
patrician
elite
"constituted
the
actual personnel and machinery of the English state". The
result was that
"one
part of civil society wholly
dominated 'the state"'. According to Nairn, the price
paid for that continued patrician hegemony has been an
incomplete "modernisation" hostile to "the aggressive
development of industrialism or the general conversion of
society to the latter's values and interests". British
and
social
history
is
replete
with
constitutional
paradox "The pioneer modern liberal-constitutional state16
16. Nairn, supra. n 10, pp.19-20
never itself became modern
Later the idustrialisation
which it produced, equally pioneering in impact, never
made England into a genuinely industrialised society”
The
attractions
of
"groveldom"
to
the
mercantile,
financial
and
professional
elites
in
the
colonies
providing the staple products feeding the industrial
mills and pullulating urban masses of England were never
effectively dispelled either, leaving the Dominions illprepared to resist even the, once despised, hegemonic
embrace of American "open-door imperialism" once the
economic and military sinev/s of the British Empire had
atrophied beyond hope of recovery.
It has often been said that no escape from relative
industrial and political "backwardness" is possible, in
either Britain or the self-governing Dominions, "because
no second revolution of the state has taken place". This
is particularly evident in Britain itself where "the old
patrician
structure
of
England's
political
system,
incapable of such radical action, has also resisted every
effort at serious reform up to the present day".
Elitism
remains "the enduring truth" of a state "where oligarchy
engendered democracy through an organic social strategy
that preserved its own nature )and naturally, deeply
marked and infirmed the 'democracy' which emerged)". The
forms of Westminster constitutionalism therefore marked
the permanent ascendancy of a parliamentary oligarchy
which identified itself with the interests of the nation
as a whole. "In its peculiar, dignified concept the
People are the reliable backbone of the Nation; not the
effective s^rce of its authority, not the real makers of
the state".
That same partician spirit was transported,
along with the convicts, to Botany Bay and, with the
United Empire Loyalists, to various parts of what is now17
17
Ibid., pp. 21-22, 25, 35, 42-44; The word "groveldom"
was coined by the Australian writer Henry Lawson; see
Manning Clark, "The People and the Constitution", in
Encel, et. at. . supra n.4, p.10; On the dependent
mentality
of
Canada's
business
elites,
see
R. T.
Naylor, "The Rise and Fall of the Third Commercial
Empire of the St Lawrence", in Gary Teeple (ed),
Capitalism
and
the
National
Question
in
Canada,
Toronto, 1972; see also Martin J. Wiener, English
Culture and the Decline of the Industrial Spirit.
1850-1961, Cambridge, 1981.
Canada. 1 °° Then or since, conservative lawyers in the
(as
distinct,
perhaps,
from
practising
Dominions
politicians) have never had "to pretend that power comes
from the people". By virtue of its constitutional status
as a self-governing Dominion under the British Crown, the
Australian, like the Canadian, polity can lay claim to ^
"historical legitimacy which America does not have".
The
deeply-rooted
historical
myth
of
the
ancient
constitution enshrined in the common law tradition has
proved to be a powerful antidote to the tumults and
disorders that monarchist lawyers associate \i?ith abstract
American theories of popular sovereignty. According to
the
political
cost
accounting
peculiar
to
that
transplanted patrician ethos, the institutionalisation of
the "colonial cringe" into a permanent legal culture of
dependency was a small price to pay for such a peace of
mind. Indeed, it hardly counted as a cost at all.
In Britain the revolution of the seventeenth century
never managed to establish the constitutional foundations
of republican freedom. Similarly, in the tradition of
Westminster constitutionalism exported to the British
Dominions,
Liberty survives as it historically got its start,
by reason not of broadsweeping, often meaningless
declarations, but interstitially, in the cracks and
holes of coercive armory of the State, such cracks
and holes being discovered by lawyers and declared
by an independent judiciary. Liberty is founded on
black letter law.
The first wave of republican modernisation succeeded only
in
checking
the
absolutist
pretensions
of
personal
kingship. In formal constitutional terms, however, the
Crown remained a metonym for sovereign authority, while,
in substance, patrician social status continued as the
conventional precondition to the exercise of political
power. The constitutional settlement reached in 1683,
moreover,
depended
upon
the
continued
expansion
of
Britain's overseas empire without which the wellsprings18 19 20
18.
For a study of the role played by that patrician
ethos
in
the
emergence
of the
colonial legal
profession in New South Wales, seeJ.R. Forbes, The
Divided Legal Profession in Australia, Sydney, n.d ;
see also Janice Potter, The Liberty we seek: Loyalist
Ideology in
Colonial New York and Massachusetts,
Cambridge, Mass, 1983, and Carl Berger, The Sense of
Power: Studies in the Ideas of Canadian Imperialism,
1867-1914- Toronto, 1970; and David Howes, "Property,
God and Nature
in the Thought of
Sir John Beverly
Robinson, (1985) 30 McGill Lav/ Journal 365.
19.
The
Hon.
Mr
Justice
F.C. Hutley,
"The
Legal
Traditions of Australia as Contrasted with Those of
the United States" (1981) 55 Australian Lav; Journal 63
at 64.
20. Ibid , p 66.
of wealth and0 ^pa tronage nourishing Old Corruption would
soon dry up ^
It
was onlywith the second wave of
modernisation, inaugurated in the anglop’nonic world by
the American Revolution, that "private" social status was
formally dissociated from the right to wield "public"
authority. The struggle for American independence quickly
led to the formal constitution of a sphere of public
authority
ab,o,ve
and
apart
from
all
governmental
In terms of its "modernity" therefore,
institutions.^
the new American constitution represented an important
advance beyond thetransitional forms of
Westminster
constitutionalism established in Britain and exported to
her overseas colonies.
The
American
revolutionary
settlement
was
flawed
by the
failure
to establish
a
nevertheless
doctrinal practice capable of subordinating the "private"
system of need to the constitutional norms of civic
freedom and political equality. The republican meaning of
American constitutionalism was soon dissipated as it was
translated into the language of liberal legalism. Because
of
its
own
developmental
priority
in
the
task
of
constituting the governmental forms of public freedom,
that American inability to embed a republican schema of
civic action in the associational life of civic society
has left the "first new nation" plagued by an apparently
permanent sense of moral and spiritual declension. The
always confused and unstable concept of a republican
community of virtuous citizens "gave way to the image of
a loose association °f individuals each making his own
way in the world".z
No wonder then that the American
republic has become little more than an ideological
residue in
the melting pot of
political and
legal
modernity.
2
Even so, those of us who live on the other side of
constitutional modernity here in the British Dominions,
should
remain
wary of
the
tone
of
ideological
disillusionment which now pervades American historical
writing on the early republic. From our perspective, the
idea of
the
republic
still
remains
an
unfulfilled
aspiration and not simply the dim historical memory of
past ideological deliriums. It may yet fall to us to
launch a
third
wave of
republican modernisation
by
distributing the sovereign authority, now monopolised by
the
Crown-in-Parliament,
among
a
multiplicity
of
corporate
bodies
politic
constituted
within
the
associational life of modern civil society. But before we
can realistically hope to hold out any such republican* 22 23
21
see generally, E.P, Thompson, "Eighteenth Century
English Society: Class Struggle without Class?" (1973)
3 Social History 133.
22.
Gordon
S.
Wood, The
Creation
of
the
American
Republic, 1774-17G7. New York, 1972, esp Chapter IX.
23. John G. Cawelti, Apostles of the Self-Made Han.
Chicago, 1965, p 43.
schema of civic action as a valid political option, we
must come to understand the reasons for its historical
failure in the United States
Until then, it should not
be taken for granted that the apparent contemporary
irrelevance of American republicanism is somehow due to
its distinctively pre-modern and ideological frame of
reference.
Federalism and Civic Distribution of Authority
The decline
of
republicanism manifested
itself,
inter alia,
in the doctrinal incapacity of American
lawyers to institutionalise a federal schema of civic
action. The continued allegiance of republican lawyers to
the
inherited
jurisprudential
language
of
absolute
sovereignty, merely inverted in favour of the people, has
allowed the modern American nation-state to represent
itself as a surrogate, agent or trustee for the community
it claims to govern. The history of the republic, one and
indivisible, demonstrates that the monarchical principle
cannot be overturned simply by abolishing the institution
of herditary personal kingship. As things turned out, the
constitution of the American republic left its citizens
with no way to act as republicans in everyday life. The
republican constitution was limited in its application to
the internal political order of a nation-state fashioned
in accordance with the absolutist and unitary logic of
sovereignty. Under conditions of political and economic
modernity,
the
civic
values
of
public
freedom
and
political
equality
could
achieve
only
limited
constitutional recognition so long as the representatives
of the nation were invested with an effective monopoly
over the
exercise of
formal
public or governmental
authority while civil society was brought under the sway
of a vast interlocking corporate apparatus of private
governance. A modernised republican jurisprudence would
necessarily turn,
therefore,
upon
a
strategy
of
institutional
reform which aims to achieve a civic
distribution of authority within the associational life
of modern civil society. Any such strategy msut depend
upon
the critical
and
hermeneutic
possibility
of
articulating a doctrine of civic freedom and political
equality capable, at once, of diluting the sovereign
athority of the modern nation-state and of challenging
the allegedly private apparatus of corporate governance
That
possibility
might
be
realised
in
the
British
Dominions ^hrough
principle.
2
the
doctrinal
medium
of
the
federal
The idea of the republic must remain irrelevant to
the constitutional reformation of the British Dominions
so long as it refers exclusively to a change in the form
of the state marked by the notional elevation of the
people-at-large into the sovereign space once occupied by
the Crown. The modern republic requires a constitutional
jurisprudence grounded in a civic alteration to the
monarchical
logic
of
sovereignty.
In
the
British
Dominions, the only real hope for such a process of
constitutional renewal seems to be in the hermeneutic
linkages which might be established between the classical
republican ideal of a mixed and balanced constitution and
the modern concept of federalism which already accounts
for the bulk of Australian and Canadian constitutional
jurisprudence. Both ideas offer a direct challenge to the
unitary and absolutist logic of sovereignty. Until now
the federal principle has been invoked only in support of
competing claims to jurisdictional competence made on
behalf of the Crown in right of the Dominions or the
respectively.
Enmeshed
within
the
Provinces
jurisprudential language of sovereignty,
the
federal
principle has to do with the right of governments to a
recognised
and
exclusive
zone
of
jurisdictional
competence. It has nothing to do with the right of
citizens
to
participate
in
the
exercise
of
public
authority. But once other historical abd hermeneutic
links become established between the federal principle
and the republican schema of civic action implicit in the
classical
ideal
of
mixed
and
balanced
government,
federalism might become the jurisprudential basis for a
civic
distribution
of
authority
among
the
multiple
affiliations of modern social and political life.
In the eyes of the critical legal studies movement
however, a federal or civic distribution of authority
would represent little more than a doctrinal device
intended to freeze a merely contingent and artifactual
set of crystallised power relations. Legal "modernity
institutes
an
organized
unity
of
thought,
action,
institutions, etc." which Unger has identified with the
antinomic structure of liberal legal consciousness. The
monolithic
and
undifferentiated
hegemony
of
liberal24
24. On the relationship between a post-Marxian critical
theory and
a political
strategy of
institutional
reform, see Jean Cohen, Class and Civil Society; The
Limits of Marxian
Critical Theory,
Oxford,
1983;
recent
events
have
already
given
the
idea
of
federalism a salience on the Canadian Left which it
lacks elsewhere, see, for example, George Woodcock,
Confederation Betrayed: The case Against Trudeau’s
Canada.
Vancouver,
1981,
and
Philip
Resnick,
Federalism and Socialism: A Reconsideration", (1935) 4
Praxis International. No. 4 (January) 400-419.
legalism is granted the capacity to colonise
"and
incorporate all heterogeneous, pre-modern elements into
itself".
Neither the federal principle nor the idea of
the republic retains any meaning apart from that stamped
upon
it
within
the
antinomic
univeerse
of
liberal
thought. No atrategy of institutional reform could ever
hope to exhaust all the possible and desirable forms of
human association consistent with the values of civic
freedom and political equality. The antinomic structure
of modern
legal consciousness can only be overcome
holistically; it cannot become the object of an immanent
critique grounded in an as yet unrealised republican idea
of
reason
encapsulated
in
the
civic
meaning
of
federalism.
The
holistic
transcendence
of
liberal
legalism is said to depend upon the "structure - denying
structures" of a post-modernist consciousness hostile to
any stable practice of authority - civic or otherwise
The antinomies of liberal legalism can only be overcome
through the
passionate embrace
of
the
institutional
inherent
in
the
assertedly
infinite
indeterminacy
plasticity of the human personality.
Having
accepted
the
holistic
account
of
legal
modernity purveyed by the American critical legal studies
movement, even some Canadian legal scholars have become
oblivious to all those aspects of the constitutional
traditions of British Dominions which cannot be traced to
the hegemonic structure of liberal legal consciousness.
Patric Monahan, in particular, has recently concluded
that the constitutional meaning of the federal principle
cannot beunderstood apart
from the
role that it has
played within the doctrinal antinomies of modern liberal
legalism. The jurisprudential significance of the federal
idea has been exhausted by its evident incoherence within
the
constitutional
law
of
British
Dominions.
This
conclusion
rests upon the observation that current
doctrinal
practice
oscillates
helplessly
between
centripetal and
centrifugal
visions
of Canadian and
Australian federalism which must,
however, remain as
unarticulated bachground theories in the resolution of
particular federalism disputes. The essentially unitary
and indivisible
nature of sovereign
authority in the
modern nation-state makes it both practical and logically
impossible
to
conceive Dominion
and
Provincial
jurisdictions as absolute and mutually exclusive zones of
entitlement. For Monahan, it follows that every judicial
attempt to divine the precise tilt of the "federal
balance" in particular cases must "collapse inevitably
into
ad
hoc contingent arguments
about
community
welfare". Since both provincial and federal governments
can
plausibly
assert
the
right
to
intervene
into
practically every area of social life so as to advance
the general welfare, the constitutional adjudicator must,
openly or otherwie, have recourse to considerations of25
25. Joel Whitebook,
(1985) 63 p.158.
"The
Politics of
Redemption",
Telos
public policy in striking a balance between federal and
provincial claims. It is at that point that the competing
background theories of Canadian federalism begin to exert
their covert influences.
The resolution of federalism disputes has become
indistinguishable from the ordinary struggles over the
terms of our collective existence. It follows "that,
within
the
sphere
of
Canadian
federalism,
it
is
impossible to draw any meaningful distinction between
doctrinal
and
political
discourse.
The
choices
confronting the constitutional adjudicator are ultimately
indistinguihable from those of the political actor". The
text of the Dominion Constitution offers no escape from
the
need
to
make
political
choices.
A
catagorical
approach to the constitutional text might assert that the
Dominion power over "trade and commerce" represented a
kind of "watertight compartment" altogether distinct from
Provincial jurisdiction over "property and civil rights".
But in a particular case involving, say, the regulation
of insurance contracts, the categorical approach could be
maintained only by insisting that the insurance business26
26.
Patrick J. Monahan, "At Doctrine's Twilight:
The
Structure
of
Canadian
Federalism",
(1984)
34
University
of Toronto Lav; Journal 47,
at 83-90,
Monahan simply takes it for granted that the forms of
public authority must be shaped by the unitary and
indivisible
logic
of
sovereignty.
In
federalism
disputes, however, that logic leads to a "perfect
impasse" between "the category of state sovereignty"
and the "opposed category of national sovereignty".
The only escape from that impasse requires a shift
towards
a
doctrinal
practice
which
locates
the
effective
political
legitimacy
of
governmental
authority
in the developmental
logic of
collective
welfare.
But to
focus on the collective welfare
functions
of the state as a
source of
political
legitimacy is to deny that federalism disputes involve
juridically cognisable matters of constitutional form.
The resolution of those disputes must, of necessity,
take
place
on
the
substantive
plane
of
actual
political life. American scholars mesmerised by the
monarchical image of the people-at-large have reached
similar conclusions. Frank Michelman, an occasional
ally of the CLS "counter-hegemonic enclave" at Harvard
Law School, for instance, states that "if vox populi
[or, Monahan might add,
the
Crown] is
the only
judicially
cognizable
source
of
a
social-welfare
function, there can be no cognizable answer to the
question of which strain is to prevail when the people
speak, simultaneously but discordantly, through their
state governments and through Congress". See Frank
Michelman,
"States'
Rights
and
States'
Roles:
Permutations of 'Sovereignty' in N a tio n a 1 League of
Cities v. Usery" (1977) 86 Yale Law Journal 1165, at
1194-1195.
"was either ’trade and commerce' o_r 'property and civil
rights'
It could not be both"
In fact, of course, the
regulation of insurance contracts impinges upon both
"trade and commerce" and "property and civil rights". In
practice,
therefore,
the
courts
have
attempted
to
identify those "aspects" of insurance business which fall
under
the
respective
jurisdictions
of
Dominion
and
Provincial governments, an approach which "necessitates a
pragmatic balancing" of competing federal and provincial
interests in the regulation of the insurance industry
Recourse must then be had to one or other "pan-Canadian"
or
"provincialist"
background
theory
of
Canadian
federalism to justify the essentially political value
choice
implicit
in
the
resolution
of
particular
disputes.
For Monahan, federalism must be conceived either in
terms of its genetic origins as a textually prescribed
form of government, in which case constitutional doctrine
is reduced to antinomic incoherence (either "trade and
commerce" o_r "property and civil rights"), or as a set of
telic ideological preferences for one or other of the
competing centripetal and centrifugal versions of the
Canadian nation-state, in which case federalism reveals
its
institutional
indeterminacy.
In
either
case
federalism
disputes
relate
only
to
the
rights
of
constituent units of the federation. Altogether absent
from this anaysis is any sense in which the federal
principle stands for a schema of civic action which could
erode the formally absolute sovereignty of the modern
nation-state or effect a novel civic distribution of
authority within the "private" structures of corporate
governance.
Despite his call
for the
"revision and
correction" of our political and legal life, Monahan
simply takes for granted the monarchical form of the
Dominion constitutions.
So long as the
unitary and
indivisible logic of sovereignty embodied in the image of
the imperial Crown-in-Parlianent remains the point of
departure for
doctrinal
practice,
the
constitutional
meaning of Canadian federalism must be developed through
some
substantive
process
of
political
conflict,
negotiations and compromise. Invoking the CLS ideal of
collective empowerment, Maonahan argues that an unelected
judiciary has no useful role to play in that process of
conflict and decision. By clothing federalism disputes
"in legal garb", judges merely supress "awareness of the
provisional nature of the choices that are actually
made".^
The
developing
structure
of
Canadian
federalism, accordingly, should be determined, not by
legal judgments
resting upon
some purportedly
fixed
normative limit to the powers of the constituent units of* 28
27.
Monahan,
supra
n.26,
pp.48,
57-61;
the
phrase
"watertight compartments" was minted by Lord Atkin in
Attorney-General for Canada v. Attorney-General for
Ontario (Labour Conventions Case) [1937] AC 326 (PC).
28 Monahan, supra n.26, pp 51,92.
the federation but rather by a frankly political process
which settles their actual jurisdictional competence. All
the while, the unspoken assumption that the substantive
political life of the nation will be conducted under the
formal constutional aegis of the Crown remains intact.
Nonsynchronous Contradictions and the Regeneration of the
Republican Tradition
On Monahan's view, constitutional forms which fail
to mirror the substantive realities of modern Canadian
political life are rendered somehow illusory, a mask
donned by the powerful to conceal the fact of their
domination. The contradiction between monarchical forms
and federal substance is merely another instance of the
endless oscillation betwen principle and counterprinciple
characteristic
of
legal
modernity.
The
doctrinal
incoherence
and
institutional
indeterminacy
of
the
federal principle are, therefore, "directly referable to
the structure of liberal democratic thought". J Within
the framework of this argument, the possibility that the
federal idea might possess some formal constitutional
significance outside the paramenters of liberal legalism
cannot even be raised. Any attempt to discover the
"natural legal language" of Canadian federalism is doomed
to failure. Federalism is merely jg^e of the conventional
realities of Canadian politics.
The hope that the
federal principle might crystallise into a fundamental
law of political, association standing in opposition to
the unitary and indivisible logic of sovereignty through
a stable civic distribution of authority flies directly
in the face of the CLS ideal of politics as a process of
collective empowerment aimed at the making and
the29 30
29. Ibid. , p.83.
30. Monahan never explores the possibilities that the
federal principle might crystallise into a fundamental
law of
political
association
enforceable
in
the
courts. It is the monarchical form of the Dominion
constitutions
which
now
precludes
juridical
recognition of the federal principle as a legally
binding constitutional norm. Because the foreground of
doctrinal practice now is occupied exclusively by the
sovereign image of the Imperial Crown-in-Parlianent,
the federal idea must, of necessity, be relegated to
the
shadows.
In the
language
of
Westminster
constitutionalism,
that
background
sons,
where
competing pan-Canadian and provincialist visions of
Canadian federalism vie for dominance, is the realm of
constitutional convention. However binding as a matter
of political practice, conventions cannot be enforced
in courts. Apart from whatever recognition it mioht
claim by reference to some imperative constitutional
text emanating from the Imperial Crown-in-Parliament,
the federal principle remains a natter of convention.
See Reference Re Amendment of the Constitution of
Canada (1982) 125 DLR 3d 1 at 79-107.
unmaking of society. Any stable practice of authority,
guaranteed by law, would, sooner or later, freeze a
merely contingent and provisional political arrangement
into
an
entrenched
power
order
of
illegitimate
hierarchies and fixed social roles.
Monahan contends that there "are no institutional
properties that necessarily or inevitably flow from the
federal principle".
His argument, however, provides no
warrant for the sweeping and unqualified terms in which
that conclusion is phrased. At most, Monahan has shown us
that, so long as it remains ensnared in the liberal
legalist language of sovereignty, the federal idea must
be relegated to the informal arena marked out by the
operating, as distinct from the formal, constitution
What Monahan needs to demonstrate is that the federal
principle,
despite
having
been
granted
formala
constitutional
recognition,
could
never
generate
a
republican mode of civic action within the associational
life of modern civil society. To accept that unexamined
claim is to cede the realm of formal constitutional
discourse to a monarchical principle which embodies the
hierocratic essence of rule from above. The monarchical
logic of sovereignty which is said to be definitive of
the
distinction
between
public
and
private
realms,
remains as an apparently inescapable feature of modern
legal consciousness. At the same time, the Crown locates
its genesis in an archaic myth of the common law. The
fact is that the constitutional discourse of the British
Dominions contains both positive and negative features
which
have
never
been
wholly
absorbed
within
the
assertedly holistic political and intellectual structures
of legal modernity. Those residual elements stand in a
nonsynchronous relation to the modern nation-state. For
just
that
reason,
they
may
provide
the
necessary
doctrinal
foothold
for an
immanent critique of
the
monarchical paradigm. Our problem is one of getting from
here to there. No strategy of institutional reform is
likely to succeed unless it can locate, within the
existing mass of doctrinal materials, the sedimented
remains of earlier republican schemas of civic action
which might still resonate,
however faintly,
in the
present.
As Ernst Bloch has reminded us, "not all people
exist in the same Now. They do so only externally, by
virtue of the fact that they may all be seen today
But
that does not mean that they are living at the same time
with others". Some people "carry earlier things with
them" into the experience of political and economic
modernity. From a republican perspective, one of those
negative residual elements is the hereditary monarchy
constituted within the British Dominions. The monarchy is
no mere archaic remnant devoid of contemporary political
significance. Through the nonsynchronous remainder of the
31
Monahan, supra n.26, pp.51,92.
Crown, "Times older than the present
continue to effect
older strata"
The "social imaginary" embodied in the
hereditary monarchy makes it "easy^to return or dream
one's way back to older times". “ Defenders of the
monarchy within the British Dominions have been sensitive
to that nonsynchronous dimension of its being. For them,
the image of authority incarnated in the image of the
monarch "makes the difference between a parched and wellwatered life and it denotes the difference between the
prosaic and poetic vision". The Queen, it is said, cannot
rule in her Dominions "except by her implicit moral
link her and us to
authority and by royalsymbols which
the archetypes of a hundred generations. By contrast an
elected president can rule only by fact of his own
qualities and the fickle adulation of the electorate.
Constitutional
Monarchy
may
outlast
even
fools
and
rascals by sheer antiquity, experience and savoir-faire.
It is capable of evolutionary adjustment. A republic is
too often hobbled by some superstitiously adored mode of
constitution which reprasents the petrified dreams of a
single generation ...".
Many of the older strata (e.g.
native-born Canadians and Australians of British stock,
particularly Anglican communicants, British migrants, the
military past and present, judges and lawyers, a good
many farmers, and so on) within the British Dominions
embody, within themselves, the recognition that the past
lives on in the present. The "linear progress-conscious"
minds of those attracted to the critical legal studies
movement, by
contrast, "are wont to
consider relevant
only that kind of historical consciousness that helps us
build an allegedly new world". Modernist lawyers are
unalterably convinced that the social revolution of the
present "cannot draw its poetry from the past, but
only
from the future". Like a great many progressivists before
them, CLS adherents seem "interested in developing a
solely for
the
instrumental
historical consciousness
purpose
of
arming
themselves
for
evolutionary
or
revolutionary change".
But that instrumental approach
to the past is unable to grasp the monarchy as anything
more
than
another
ideological
residue
which,
once
detached from the historical mystifications surrounding
it, can be safely deconstructed into its harmlessly
synchronic and merely formal elements.
But if the
sovereign will
32.
hallmark of the modern nation-state is a
vested in the community-at-large,
the* 33 34
Ernest Bloch, "Nonsynchronism and the Obligation to
its Dialectics", New German Critique 11 (Spring 1977),
p 22.
33
Ronald
Conway,
"The
Problem
of
Leadership
in
Australia ... Measures or Men", in Geoffrey Dutton
(ed ), Republican Australia?. Melbourne, 1977, p.87.
34 Christian
Lenhardt,
"Anamnestic
Solidarity:
The
Proletariat and its Manes". (1975) 25 Telos. pp 141,
147
The
reference
to the poetry of
the
future
originated with Marx
constitutional order of the British Dominions must stand
outside the practical holism implicit in the CLS version
of legal modernisation
Sovereignty within the British
Dominions has its formal genesis,
not just in the
substantive power of the nation, but also in the will of
the
Imperial
Crown-in-Parliamen t
whose
authority
is
steeped in the archaic myth of the common law. That
formally
transcendent
image
of
authority
remains
relatively independent in the Now in which most of us
live, governed by a system of needs immanent within the
present
life
of
the
nation.
The
defenders
of
the
monarchy,
therefore,
claim
that
it
can
accomodate
"leadership styles... bound
up with
the
principle of
honouring something at a higher level than our own
contemporary ambitions".
A narrative account of the genesis of formal
constitutional authority in either Canada or Australia
does not fit neatly into the developmental logic of the
modern nation-state. Authority in the British Dominions
"is based on powers which have been legitimate for mearly
a thousand years, and therefore it is not necessary... to
appeal to God or the people or to any other source. The
law is there and has always been there, and its origins
are based in the powers of^^he British Parliament, going
back
to
ancient
times".
The
monarchy
remains
a
heterogeneous element
which continues
to resist
the
homogenisation of political power which took place in the
newly-independent
United
States
as
the
traditional
concept of representation associated with the classical
ideal of
a mixed and
balanced constitution finally
collapsed.
Under
the
new American dispensation,
all
governmental officials - presidents, legislators, and
judges - were considered to be equally representatives of
the people. The classical emphasis on the heterogeneous
and diverse capacities of the One, the Few and the Many
disappeared to be replaced by a functional division and
synchronous balance
response to periodic expressions
of the popular will.
The
nonsynchronous
contradiction
between
the
hereditary monarchy in the British Dominions and the
developmental logic of the modern nation-state could
still become the negative pole in opposition to which the
positive elements of a residual republican tradition
could
them^lves
"occupy
and
rebaptise
the
living
Yesterday".
The republican memory of modes of civic
action which once challenged the hierocratic principle of
rule from above could still breathe new life into the
federal principle. If that possibility is to be realised,
"it becomes imperative", as Christian Lenhardt argued
several
years
ago,
"to
reflect
upon
the
power
of
remembrance, which is the power of the historical being* 36 37
35. Conway, supra n.33, p 87; Hutley, supra n 19, p 64.
36 See generally, Wood, supra n.22.
37 Bloch, supra n.32, p 27.
called man
Perhaps the task of the historian is not to
provide us with ammunition and lessons to learn but
simply - or rather not so simply - to lend an ear to the
plaintive voices" of our defeated republican ancestors,
"thus creating a basis for anamnestic solidarity with
them" so that t|gy> too, may continue, through us, to
live in the Now. ° Faced with the heterogeneous ordering
and unifying image of the classical One as the sole
embodiment of legitimate authority, her subjects in the
British Dominions might yet be moved to reconstitute the
civic role of the Many in the multiple affiliations of a
modern system of needs currently managed, ostensibly for
our benefit, by the now largely faceless Few. A legal
hermeneutics capable of recovering the classical image of
the mixed and balanced government persisting through time
could help us to carry those earlier things into the here
and now Without those organised remembrances we must be
swept
along
by
the
technicist
dream
of
a
fully
synchronous state of abundance, pow'er and prosperity in
which citizens share in the collective power to make and
unmake society but not in the motives which guide their
action A stable practice of authority, be it monarchical
or republican, pushed those of us living in the Now from
behind, as it were, augmenting our power of action by
providing us with reasons for,,0both acting and obeying
those who exercise its mandate. '
For Monahan, however, Yesterday is dead meat. The
past cannot , or cannot be allowed to, define the ends of
collective life in the Now. It has become axiomatic, in
modernist circles, that the formal genetic legitimacy of
either monarchical
authority or a federal principle
rooted in
the binding power of mutual promise and
covenant has been overridden by the telec logic of
development which dominates the substantive political
life of the modern corporate welfare state. In Monahan's
view, there is no conceivable principle of authority that
could provide us with binding reasons for acting or,
indeed, for obeying. All forms of institutional life are,
inescapably, contingent and conditional. The plasticity
of institutional life makes it impossible, according to
Monahan,
to
regard
any
"particular
institutional
configuration as the natural or inescapable expression
for the underlying diversity in Canadian society." For
Monahan, the function of the federal society is to give
institutional expression to the sociological diversity of
Canadian life. Politics has to do with the making and* 39
38. Lenhardt, supra n.34, p.141.
39
Cf R. Jeffrey Lustig, Corporate Liberalism: The
Origins of Modern American Political Theory, 1390
1920,
(Berkeley,1982),
pp.227-245.
Lustig's
work
should be required reading in every course on American
legal realism. Unfortunately, so far as I can tell, it
appears to have been all but ignored by CLS scholars
who trace their intellectual ancestry to that realist
tradition
unmaking of society and federal institutions must
judged according to how a^quately they reflect
underlying social diversity".
"be
the
Monahan asserts that to conceive federalism as a
generative
principle
of
authority
would
be
to
"misconceive the
proper end
of
political activity"
Political
life
need
not
rest
upon
a
principle
of
authority at all. We do not, indeed, cannot, inhabit a
normative universe
or
nomos
in
which
the
ends
of
authority are linked, through the medium of a narrative
discourse, to its origins. Political life, he claims, is
"a journey without a destination...The journey is the
destination". Lacking any shared narrative in which the
meaning of
their own lives and life stories might be
located, the citizens of Monahan's federal polity could
achieve
political
visibility
only
if
"institutional
arrangements...adequate expression to the cleavages
in the polity".
Federalism, in Monahan's hands, becomes
simply a means of encapsulating the heterogeneity of
modern civil society within the representative mechanisms
of the modern nation-state and, indeed, of collapsing the
very distinction between state and society.
To
conceive
federalism,
in
this
way,
as
an
expression of sociological diversity, is to dissolve both
private and public realms into the holistic modernist
ideal of a fully socialised mankind. But, contrary to
Monahan, it is not the role of the political realm to
give
institutional
expression
to
regional,
ethnic,
cultural and functional diversity. The ancient civic
ideal of politics rests upon the juridical recognition of
a common world shared among all members of the body
politic
who,
nevertheless,
retain
their
private
identities and
interests.
According
to Arendt,
"the
political world arises directly out of acting together,
'the sharing of word and deeds'" and could not survive
but for the stabilising protection of,„the wall erected
around it by the authority of the law.
The role of the
public realm is to create an authoritative representation
of unity out of the heterogeneous fabric of private
interests by
recognising
that
equality
as
well
as40 41 42
40.
Monahan, supra n.26, pp.96-99; On the distinction
between a genetic legitimacy focused on the origins of
political authority
in social
contract,
conquest,
divine right or ancient custom, and the telic power
oriented towards the collective welfare functions of
the state, see Leonard Krieger, An Essay on the Theory
of Enlightened Despotism, Chicago, 1975; see also Dick
Howard's useful review of Krieger's work in (1977) 33
Telos 219-229.
41. Monahan, supra n.26, pp.97-98; cf. Robert Cover,
"Nomos and Narrative", (1983) 97 Harvard Law Review 4
at 4-10.
42. Hannah Arendt, The Human Condition, Chicago, 1958,
p 198
"
diversity is an essential condition of human plurality
Far from creating unity out of diversity, Monahan's
"federal society" would solve the political problem posed
by civil discordance and social heterogeneity by endowing
every significant pocket of religious, cultural, ethnic,
or regional diversity with just that degree of self
governance necessary to maintain its functional integrity
and cultural identity within horizontal and vertical
mosaics generated by the developing systems of needs. The
federal principle, in Monahan's interpretation, becomes
synonomous with the informal representative constitution
of the modern nation-state.
The most obvious consequence of this strategy is to
erode the commonality of the public world. No longer
would the diverse elements of a heterogeneous civil
society confront each other as equals within each of the
constituent units of the federal society. Politics would
be displaced
from the internal constitution of
the
federal
units
by
the
developmental
logic
of
socialisation.
The
result
would
be
a
kind
of
multicultural tribalism in which
social or cultural
groups such as the Dene, Inuit, Quebecois and even the
Gay Nation would emerge as constituent units of the
Canadian federation enjoying a standing equal to that of
the
provinces
insofar
as
they
come
to
represent;
sociologically
distinct
communities
of
interest.4j
Precisely because no doctrinal form could ever hope to
exhaust the ceaseless dynamic flux and unpredictable
which
endlessly
reshapes
the
informal
heterogeneity
constitution of modern social life, the federal principle
would
amount
to
little
more
than
a
set
of
relay
mechanisms through which the shifting currents of social
power flow into the political reservoir of the sovereign
will.
.
•
Monahan's image of the federal society is focused
exclusively on the circuitry of social power, not on the
genesis of
political authority.
The aim is not to
distribute authority among
a stable network of civil
bodies politic endowed ^th the attributes of legality,
plurality and publicity. ' Nor would the authority of the
federated units arise out of the experience of mutual
covenants and promises among a diversity of competing
interests. The CLS ideal of collective empowerment, to
which Monahan
subscribes,
rejects
the
authority
of
covenant insofar as it appeals "to ostensibly
pre
existing subjective interests as governing norms". The
governing
norms
of
the
federal
society
would
flow* 44
43
The
cultural
nationalist
premises
implicit
in
Monahan's prescriptive account of a Canadian "federal
society" occupy centre stage in Susan Crean and Marcel
Rioux, Two Nations: An essay on the culture and
politics of Canada and Quebec in a world of American
pre-eminence, Toronto, 1983
44. Cf. Cohen, supra n 24, p 225
directly from a vision of legal practice which appeals
instead to
the
"ideal
of nonhierarchical community"
pulling us into in the future. The creation of such
"nonhierachical
communities
of
interest"
need
not,
therefore, entail the constitution of a stable public
sphere of speech and action, possessed of an intrinsic
value of its own b^y. virtue of its genesis in the binding
power of covenant.
Monahan explicitly rejects the suggestion that the
of a
federal
polity should
be
constituent elements
conceived as "partially self-contained entities, valued
for their own sake and possessed of their own life and
interests". Lawyers in Monahan's federal society would be
loath to recognise the boundaries, purposes or internal
constitutions of the civil body politic whenever they
might be said to conflict with the holistic ideal of
nonhierarchical community. Their novel and "politicised"
vision of legal practice would not be "designed to serve
their
clients'
pre-existing
interests,
but
to
reconstitute them as a community
defined
by common
interests". The critical lawyer would act as "counsel to
the situation" by fusing the private and "subjective"
interests
of
individual
clients
together
with
the
"objective" norms of the public world into a socialised
and nonhierarchical "community of interests" which "is
something
to ^be
created
in
the
course
of
But
where
no
such
substantive
representation".
"community of interests" seems possible, formal authority
must inevitably reassert itself as the transcendent image
of sovereignty monopolising the coercive apparatus of
public force.
Even in Monahan's federal society, it seems, the
formal capacity to serve as an autonomous locus of public
authority must remain vested exclusively in the Crown.
The point of Monahan's "federalism", after all, is not to
newly
authoritative
hierarchies
in
the
constitute
associational
life
of modern
civil
society,
thereby
diluting the sovereignty of the Crown, but rather, to
provide
an
adaptive
or
feedback
mechanism
whereby
constitutional norms can be readily adjusted to the
developmental
imperatives
of
the
system
of
needs
animating the life of the coramunity-at-large. Only in
that way could the monarchical forms of the Canadian
be
accomodated
to
Monahan's
telic
constitution
preoccupation with the collective welfare as realised
through the progression towards those higher forms of
social life which will dissolve the antinomic opposition
between self and other into the ideal of nonhierarchical
community.46
45.
William H. Simon, "Visions of Practice in Legal
Thought", (1984) 36 Stanford Law Review 469, at 485
46 Monahan, supra n.24, p 225.
The hierocratic principle embodied in the person of
the monarch thus
stands revealed to critical legal
thought
as
just
another
"artificial”
legal
device
reflecting the "holistic unity of opposites"
rooted in
the structure of modern legal consciousness. The false
consciousness of an objective, public unity confronts the
equally
false
consciousness
of
subjective,
private
interests. Both mask the reality of domination inherent
in
the
experience
of
hierarchy.
For
CLS
scholars,
hierarchy itself, in all its forms, has become the enemy
of human freedom; not just as it is reflected in the
monarchical image of the state, but in every facet of
modern social existence. For them the choice we face is
not between monarchical and republican forms of civil and
political authority. Rather, they conceive their task as
building
"structures
that
will
facilitate
good
and
prevent bad fusion". Because, "the theory goes", we are
"constantly torn between our need for others and our fear
of them,...law is one of the cultural devices we invent
in order to establish terms upon which we can fuse with
others withipgt crushing our identities, on freedom, even
our lives". ° Hierarchy, the domination of self by others
superior in rank, power or status, is, by definition,
"bad fusion". Conversely, a nonhierarchical community of
interest is an obvious mainfestation of "good fusion".
Insofar as the existence of political authority implies
an assertedly natural hierarchy of ranks and values, it
stands
opposed
to
the
CLS
ideal
of
collective
expowerment. But, as Martin Jay remarks, while
de-naturalising consciousness of the subjective
origins of the social world may be a necessary
moment in the struggle to change society, it is not
a sufficient one. Indeed, paradoxically, by assuming
that
public
institutions
are
merely
"cultural
conventions" that can be changed by exposing their
artificiality, we may blind ourselves to the deeper
more varied sources that generated them and the
still potent functions that they now serve.
Not
all
hierarchies,
in
other
words,
can
’pg
conflated "into variations on the theme of domination".*
49 48
In a political world apparently incapable of defining any
authoritative set
of common purposes grounded
in a
coherent doctrine of the good and just life, the central
problem of modernity is to create an institutional medium
wherein
novel
forms
of
civic
authority
might
be
constituted. By institutionalising a stable practice of
civic authority, we might open the way to new forms of
doctrinal practice
capable of mediating between
the
heirocratic essence of rule from above, as manifested in
47
Martin
Jay,
"Hierarchy and
the Humanities:
The
Radical Implications of a Conservative Idea", (1985)
62 Telos. p.141.
48. Gordon, "Critical Legal Histories", supra n.5, p.114.
49. Jay, supra n.47, pp 140-142.
*
the otherwise monarchical logic of sovereignty, and the
essence
of
the
rule
from
below,
as
democratic
encapsulated in the no less monarchical image of the
disembodied people-at-large standing outside the formal
institutions of government.
Endowed with a full measure of that civic authority,
the civil bodies politic of a federal polity could work
to bring the diversity of persons gathered together in
the plurality of civil institutions into direct contact
with
the
common
goods
institutionalised
within
a
community of political equals enjoying the mutual respect
that
flov/s
from
the experience
of
dialogue among
competing interests.
To constitute public spaces of
appearance within
the corporate structures of modern
give a new practical
meaning to the
social life could
experience
of
republican
citizenship.
Given
a
multiplicity
of
corporate
institutions,
juridically
recognised as civil bodies politic, an essentially public
conception of corporate purposes might then begin to
emerge alongside the assembly of private interests which
gave birth to the association.
The republican idea of
the corporation as a civil body politic could be held up
as a model towards which concrete institutional reform
could aspire in the here and now.
The object of
republican jurisprudence would be to constitute corporate
public spheres wherein members of bodies corporate could
confront each other, not merely as personifications of
their respective capital investments,
but as natural
persons
entitled,
prima
facie,
to
an-, equality
of
political rights within the corporation.
Within those
"little republics", a plurality of views could claim a
voice in defining and maintaining the political identity
of the corporate association.
Within the political realm constituted by the free
interaction among a plurality of equals, a measure of
agreement would have to be reached on what to do, even if
no consensus were possible as to why it should be done
The articulation of corporate purposes would necessarily
involve
a
process
of
establishing
new
hierarchical
The pursuit of those purposes, as well as
evaluations.
their definition, would call upon a diverse range of
talents, capacities and interests.
Sooner or later, the
practice of corporate authority would require normative
distinctions of rank and quality within the associated
membership of the civil body politic.
Having determined
what is to be done, some agreement must be reached as to
who
should
do
it.
Any
such
judgment
necessarily
constitutes a hierarchy defined in terms of its fidelity
to institutional goals.
The resultant civic distribution
of authority within the civil body politic should enhance
the capacity of members to act in common.
Once the body
50. Cf
Taylor v
Griswold (1834) 2 Green Rep
(NJ) 223
at pp 229,237;
discussed
in Andrew Fraser,
"The
Corporation as a Body Politic", (1983) 57, Telos
corporate acquires the common power of action housed
within a
stable,
wordly
structure endowed with
the
attributes of legality, plurality and publicity, the idea
of the public interest might become something more than
an ideological abstraction routinely or cynically invoked
to justify yet another despotic extension of state or
corporate power.
The public interest, or res publica,
could then come to reside in a cumulatively binding sense
of ; purpose
lodged
in
the
federally
articulated
relationship which links the particular institutional
telos of a given civil body politic to the goals and
normative requirements of the state and the community at
large
The
sovereign capacity
to institutionalise a
binding
and
authoritative
definition
of
the
public
interest or the collective welfare would no longer be
vested exclusively in the Crown-in-Parliament.
Monahan, of course, would be the last person to deny
that the rise of the modern corporate welfare state makes
nonsense of the claim that effective public power resides
exclusively in the formal constitutional structure of the
sovereign nation-state.
But the historical shift towards
political steering mechanisms that erode the practical
significance of the distinction between state and civil
society has not altogether destroyed the jurisprudential
need to grasp the genesis of the distinction between
private and public realms.
In the republican civil body
politic,
the
distinction
is
central
to
the
very
definition of the corporate entity as an association
uniting di.verse individuals as political equals in a
common enterprise distinguishable, in principle, from the
private stake retained by each member.
The public
interests of the membership, and the private interests of
each shareholder, could both be guaranteed, in part, by a
revitalised doctrine of ultra vires which recognises the
political character of the modern corporation.
The aim of the federal polity, therefore, is not to
represent sociological diversity but to transcend it
through the political act of constituting common worlds
within the multiplicity of public spaces of appearance
open to a republican citizenry.
The res publica coudl
thereby
incorporate
within
itself
a
stable
and
normatively binding balance of diverse and sometimes
antagonistic interests which lie "between people and
therefore can relate and bind them together".J
The
fact of societal diversity represents the starting point,
not the goal, of a political life grounded in the binding
power of mutual promises and covenants.
That power, if
given the force of law, could implant a generative
principle of authority \^ithin the institutional life of
civil society.
Each civil body politic would be free to
develop hierarchies of rank and quality to the extent
that its own practice of authority remained consistent
with the fundamental norms of civic freedom and political
51. Arendt, supra n 42, p.182.
equality
Within a
republican polity,
governmental
authority would become the product, not just the formal
precondition, of ordinary civil life.
Of Law and the River
The
contemporary
incoherence
of
Westminster
constitutionalism
offers
little
hope
that
doctrinal
practice might come to be informed and guided by a canon
of institutional design uniting the constitutional form
and political substance of the res publica in modern
civil and political life.
To raise such hopes, critical
constitutional scholarship in the British Dominions must
not only expose the doctrinal antinomies of Westminster
constitutionalism; it must, more importantly in the long
run,
also
recover the
republican
language of civic
freedom so as to give it a modern
jurisprudential
expression in the institutional life of civil society
To accomplish that task, the theory and practice of
constitutional scholarship within the modern law school
must be reconceived.
No longer can those who study and
teach constitutional lav; imagine that their task is akin
to training a cub pilot to chart a course along the
Mississippi or some other known and navigable legal
waterway.
To adopt that perspective is to be accused of
nihilism whenever we find ourselves teaching cub lawyers
that
every
branch
of
the
doctrinal
stream
leads
everywhere and nowhere at once.
The constitutional law of freedom cannot be renewed
until those who teach and write about constitutional
jurisprudence in the British Dominions themselves come to
challenge the representation of the sovereign will as the
sole and master architect of political order, whether
that claim is asserted in the name of the Crown or of the
people-at-large.
Only then can we cease to think of the
law as a current of power emanating from a single radiant
source.
Understood instead as an enduring product of
human artifice, the law could become a vital element in
the
institutional
design of a federal
polity which
grounds sovereignty in the associational life of modern
civil society.
This implies the reversal of the liberal
paradigm in which the associational life of civil society
is grounded in rights emanating from a sovereign will.
In circumstances of deepening social and economic crisis,
constitutional scholarship can no longer continue to
alternately mask or bewail the incoherence of the liberal
jurisprudential paradigm.
Constitutional scholars must
begin to make certain critical choices and decisions as
to the nature and reason for being of traditions of
constitutional discourse threatened with total eclipse by
the
impending
confrontation
between
the
opposed
mytho/logics of state and antistate.
The debate
now raging in American
law schools
between "true professionals" and the "legal nilihists" of
the critical legal studies movement simply demonstrates
that the monarchical essence of the sovereign Crown-in
Parliament was
sufficiently
resilient
to
undergo
a
transubstantiation into the spectral presence of the
disembodied people-at-large.
The constitution of the
American
Republic
did
not,
as
things
turned
out,
represent an altogether revolutionary or unique departure
from
the
hierocratic
paradigm
of
Westminster
constitutionalism.
Even the vanguard elements of the
emergent
liberal
legalist
tradition
carried
earlier
things with them into their own Now.
The now obvious
contradiction between the forms of republican and federal
government and the monarchical substance of the Union,
one and indivisible, encapsulates the antinomic confusion
into which American constitutional theory and practice
have
been
plunged.
American
constitutional
jurisprudence,
no
less
than
that
of
the
British
Dominions, must speak in the monarchical language of ius
et dominium.
The language of civic virtue has long been
lost to the foremost practitioners of liberal legalism.
The master image of the unitary and indivisible republic
has reduced the principles of federalism and citizenship
alike to
secondary and derivative expressions
of a
sovereign will.
The formal sovereignty of the American
people has been permanently delegated to its agents and
trustees under the Constitution.
The people-at-large
reigns but does not rule.
As in the British Dominions,
the American citizen is a member of the body politic only
by virtue of the unifying and ordering presence of the
sovereign nation-state.
Citizenship establishes a legal
between
that
state
and
the
individual
relationship
members of civil society; it does not entail a special
mode of civil interaction among citizens themselves.
Constitutional discourse remians firmly focused on the
competing modalities of state activity thrown up by the
perpetual oscillation
between genetic
legitimacy
and
telic power.
So long as Anglo-American constitutional
scholarship
remains
ensnared
within
the
doctrinal
antinomies
of
Westminster
constitutionalism
and
its
ostensibly republican offspring, there is little hope
that we might develop principles of institutional design
open to the forms and substance of public freedom.
In
both America and the British Dominions, the exclusive
focus of constitutional doctrine on the internal poltical
order of the state relegates the institutional order of
civil society
to the
increasingly
fictive realm of
private law.
Isolated from institutional practices incorporated
into
the
everyday
life
of
a
republican
citizenry,
constitutional theory inevitably lapses into incoherence.
The endless vacillation between genetic and telic modes
of legitimating state acitivity means that neither the
internal
political
order
of
the
state
nor
the
associational life of civil society can crystallise into
a stable constitutional form whose substantive normative
52
Cf
Krieger, supra n 40
requirements
can
be
given
a
binding
and
coherent
doctrinal expression
The recurrent choices between
parliamentary,
polyarchal,
corporatist
or
despotic
steering mechanisms reflect an essential indeterminacy in
the
existing
constitutional
order.
Under
these
circumstances, the search for principles of political
architecture which might be employed in the construction
of stable worldly structures housing a free citizenry has
come to seem altogether misguided and quixotic.
Orthodox legal
scholarship and
its contemporary
antagonists in the critical legal studies movement now
find common ground in the shared assumption that the task
of the law teacher can best be understood by drawing an
analogy, not to the work of the political architect whose
task it is to fabricate worldly institutions enduring
through time, but rather to the role played by the master
pilot in Mark Twain's Life on the Mississippi.
CLS
lawyers are interested in the stable worldly structures
of
the
body
politic
only
insofar
as
they
can
be
deconstructed so as to liberate the transformative flow
of
social energy generated
by
"good
fusion".
The
riverine
metaphor,
suggested
by
Paul
Carrington,
a
liberal critic of CLS, rests upon the image of the lax; as
a complex, twisted and shifting network of waterways
which creates the need for pilots competent to guide the
trade, commerce and intercourse of the nation past its
sometimes hidden snags and sudden dangers.
The pilot
knows nothing and cares less about other rivers or even
his own as it was in its geological Yesterday; his
concern is with the channels the Mississippi has carved
out in the here and now and those which might be opened
up in the future.
Without that focus on synchronic
contingencies, the pilot's judgment could be fatally
impaired.
"Lawyers", accordi-ng to Carrington,
"need
judgment as much as pilots.
Somewhat different judgment
to be sure: our medium is words, not water, and the
forces that influence the meaning of language are social
and political, not natural.
But our work, like that of
pilots, requires effective use of intuition going beyond
technical knowledge; those who use intuition need to know
its limits.
Thus lawyers, like pilots, must always be
distrustful of themselves, on guard against the risk of
mistaking their own political or social preferences for
those of the law".
Those who teach cub lawyers, like
those who train cub pilots, must strive to inculcate in
their pupils an intuitive love and respect for the river,
its power and its majesty.
The reality of the law,
however, cannot be grasped "like the 'tangible, ... wet
experience' refreshing the pilot's conviction that his
knowledge pertains to reality in nature.
The law, in
contrast, is a mere hope that people who apply the lash
of power will seek to obey the law's command".
For
Carrington, it follows that those who train young lawyers
are
under
a
clear
professional
obligation
not
to
undermine their belief in the idea of law
Without that
belief cub lawyers will be stripped of both courage and
competence.
It is the cub pilot's acquired love of the
river that provides the courage necessary to trust our
own intuitive grasp of the way forward through the
dangers and swirling currents which resist our every
effort.
Similarly, lawyers "lacking confidence that
legal principles actually influence the exercise of power
have no professional tools with which to do their work.
In due course, they must abandon whatever professionalism
they have, to choose between simple neglect of their work
or the application of common cunning, such
techniques as
bribery and intimidation in all their many forms".
As we have seen, however, it is no easy matter to
engender belief in the doctrinal and practical coherence
of Westminster constitutionalism.
We can, of course,
like Carrington's master pilot simply take the source of
either
the
river,
or
of
legal
authority
itself,
altogether for granted, concentrating on the immediate
task of moving passengers and goods along the known and
navigable portions of the legal channels open to us.
But
what happens when even the master pilots begin to lose
confidence in their ability to find a path of coherence
through the doctrinal maze of the law?
Those who wish to
persevere in the established routines of pilot education
when almost everyone appears to be lost - even those who
claim to be able to find their way - are bound to provoke
ridicule, resentment and resistance.
Throughout the
common
law
world
bitter
conflict
and
mutual
incomprehension have soured relationships between those
"true professionals", who desperately need to deny the
fact
of
doctrinal
incoherence
or
institutional
indeterminacy, and the so-called "legal nihilists", who
loudly proclaim "the
twilight of
doctrine" and
its
imminent descent into darkness and utter confusion.
By posing the issue as a contest between "true
professionals"
and
"legal
nihilists",
Carrington
fundamentally misreads the contemporary crisis of legal
and, in particular, constitutional scholarship which has
been revealed in the emergence of the critical legal
studies movement.
In their attitude towards the practice
of law, those associated with the critical legal studies
movement seem anything but nihilistic.
Many, in fact,
appear moved by an obvious faith in the redemptive
potential inherent in a radical legal practice.
As
Robert Gordon observes, one could hardly imagine "a more
strikingly
implausible
proposition"
than
Carrington's
claim that "left—wing lax; teaching (assuming for the
moment that that is x;hat 'nihilism' means) leads to
corrupt practice".
The real problem with both the
orthodox and the critical positions is that neither calls
into question a shared bedrock assumption that
the
function of the lax; school is to train cub lawyers in the
practical skills of navigating the known and existing
53
Paul D Carrington, "Of Law and the River",
Journal of Legal Education 222 at pp.226-27.
(1984) 34
waterways whose source can be taken as an ideological
given.
The only real point of contention between the two
camps appears to involve the eagerness and impatience
with which the critical legal scholars have abandoned the
known routes and techniques of doctrinal navigation to
open up hitherto unexplored branches and tributaries of a
reified legal praxis to new kinds of legal traffic.
In
the wake of that expanded traffic, the critical legal
scholars hope to find a substantial erosion of the
boundaries^between law and the surrounding political
landscape.
For Gordon, the fact that the boundaries between law
and politics have begun to dissolve hardly diminishes the
importance of teaching law students the craft of legal
practice.
Indeed, if the law can be used openly "to help
promote major political change", the practice of law may
assume a social creativity that it has hitherto lacked.
Lav/ students w ill succumb to a timid careerism and
professional apathy, Gordon claims,
only if the lav;
schools fail to "offer substantive visions of how lawyers
can act to make this a better society".
The nihilism of
the critical legal studies movement extends, not to the
practice
of
law,
but
towards
legal
scholarship,
considered as an activity worthwhile and important in its
own right,
whether or not it contributes to "basic
political, economic and ethical arguments about what
lawyers ^d legal systems can and should be doing" in the
present.
This all-absorbing preoccupation, shared by
Gordon and Carrington with the contemporary professional
practice of law pushes into the shadov/s what one might
otherwise think to be the obvious and primary concern of
the law school:
that is, of course, the question of what
legal scholars can and should be doing in an era of
jurisprudential confusion and intellectual crisis.
It is difficult to see how legal scholars can offer
their students "substantive visions of how lawyers can
act to make this a better society" without themselves
being forced to abandon the practice of legal scholarship
in
favour
of professional practice as a barrister,
solicitor or judge.
The dispute between Carrington and
Gordon concerns alternative modes of legal practice, not
of legal scholarhsip.
Each seeks to arm his own cub
pilots
with
the
knowledge
and
professional
skills
necessary
to
serve
their respective segments of an
increasingly heterogeneous legal labour market.
The
54
"Letter from Robert W. Gordon to Paul D. Carrington",
(1985) 35 Journal
of Legal Education
1
at 3-5;
elsewhere Gordon declares that "law schools (like any
other professional schools) ought to be ... teaching a
theoretically informed, critically reflective set of
approaches to professional practice tasks".
See,
Introduction to Symposium on the Corporate Law Firm",
(1985) 37 Stanford Law Review 271 at 272.
55 . Gordon, "Letter", supra n.57, pp.7-9.
contest is between those who invoke the established
canons of legal professionalism - in particular, the
fundamental belief
that the text
matters - as the
touchstone of coherence and intellectual integrity, and
those
who
assert
a
pluralist
vision
of
legal
professionalism which seizes upon the fact of doctrinal
indeterminacy as the occasion for "practical suggestions
for experimentally realising competing visions of the
good".
This dispute is not about legal scholarship at all
except insofar as it mirrors the helpless oscillation of
modern legal thought between the polarities of genetic
and telic legitimacy. For Carrington, the legal order is
legitimate because of what it is; for Gordon, legitimacy
depends upon what it does.
While Carrington emphasises
the traditional authority of the text whose legitimacy
can be taken as given, Gordon insists that the effective
and committed lawyer must move beyond the quest for the
formal genesis of authority to examine and evaluate the
uses to which it has been put.
By multiplying the uses
of the law for groups previously excluded or under
represented in the legal process, legal professionals
can, in Gordon’s view, help to realise the conditions of
the experimental life.
While Carrington advises the law
schools to limit the range of intellectual choices open
to cub law'yers, Gordon urges us to keep our intellectual
options open.
But the crisis of contemporary legal scholarship
cannot be resolved either by limiting the intellectual
and corporate freedom of legal scholars, or through the
pluralist strategy of defining our freedom of choice "not
as the freedom to choose one course of action over
another, but as the freedom to choose everything at
once"
If the deepening incoherence of liberal legalism
opens up new possibilities of intellectual choice and
decision for the academic legal community generally, as
well as for particular law schools, these choices, once
made,
must
carry
with
them
certain
determinate
institutional consequences.
As Christopher Lasch has
remarked, "Unless the idea of choice carries with it the
possibility of making a difference, of changing the
course of events, of setting in motion a chain of events
that may prove irreversible, it negates the freedom it
claims to applaud".
What we need as legal scholars is
not "a whole bunch of different and competing visions" o£
legal practice each of which has "something to offer"."37
What we need, both as legal scholars and as citizens
within legal orders which aspire to the
values of
constitutional freedom, is the institutional capacity to
56. Ibid., p.9.
57. Christopher Lasch, The Minimal Self: Psychic Survival
in Troubled Times, London, 1985, p. 3 8 ; c f, Gordon,
"Letter" supra n.54
generate
good.
common »
rather
than
competing,
visions
of
the
The search for principles of political architecture
and
institutional
design
capable
of
housing
some
particular substantive vision of the good
is bound,
sooner or later, to lead us away from an exclusive, or
perhaps
even
primary
concern
with
the
description,
evaluation and reform of current legal practice.
Once
that happens, we will cease to think of ourselves as
The skills of
somehow akin to Twain's master pilot.
pilotage may come to seem less important to us than the
architectural skills of homo faber.
Precisely because it
is a product of human artifice, the law of a republican
polity helps to fabricate a common world of man made
objects whose durable structure amounts to an end in
itself.
Certainly,
those structures are more
than
instrumental devices which alternately dam up or release
the flow of energy generated by "good fusion".
Once we
come
to
understand
ourselves
as
scholars
bound
by
tradition or, better still, by a sense of anamnestic
solidarity
to
preserve a constitutionalist canon of
political architecture, we can begin to explore other
legal and political cultures with a viei^ to the discovery
or rediscovery of principles of institutional design
aiming at the constitution of free public spaces within
which
determinate
institutional
choices
and
binding
commitments can and must be made by a virtuous citizenry
exercising a developed faculty of prudential judgment.
Should any particular community of legal scholars
come to conceive its role in those terms, it may find
itself replicating ir^gSome degree the experience of the
medieval law schools.
The early European law schools,
after all, were interested hardly at all in current legal
practice, much of which seemed less legal than merely
incoherent and
irrational.
Instead,
legal
scholars
rummaged through the dusty attics and mouldering archives
of a vanished legal civilisation in search of a style of
political
architecture
that
could
accommodate
and
rationalise the dual sovereignty of church and state.
Whatever one may think of the institutional structures
constructed by those medieval legal architects, it is
hard to deny that their achievements rested upon their
corporate capacity
to make
determinate
institutional
choices regarding the goods which can and should be
realised through the practice of legal scholarship.
The
worth of those goods did not rest upon their immediate
relevance to the description, evaluation and reform of
current legal practice.
Nor did the worth of legal
scholarship depend upon the willingness of law teachers
to
offer
substantive
visions
of
how
professional
advocates could act to make the medieval world a better
58. Harold J
Berman, Law and Revolution: The Formation
of the Western Legal Tradition, Cambridge, Hass • t
1983, esp pp.120-164
place
Legal scholarship may, indeed, make the world a
better place, but only if it comes to define its own role
and
special
corporate
responsibilities
in
terms
of
institutional purposes recognisably distinct from the
norms governing the ordinary practice of law.
The British Dominions as Bodies Politic
Perhaps nowhere has constitutional scholarship more
clearly lost its way and sense of institutional purpose
than in the British Dominions.
Hardly anyone appears to
believe any longer (if anyone ever did) in the coherence
of constitutional doctrine, while even fewer would be
prepared to offer any
substantive vision of how a
constitutional lawyer in the British Dominions could act
so as to make the world a better place.
Constitutional
scholarship mostly catalogues the deepening confusion
generated
by
each
new
judicial
effort
to
achieve
doctrinal
consistency
in
an
antinomic
universe
of
irreconcilable polarities.
In these circumstances, words
are apt to lose their meaning and a critical theory
focused exclusively upon the doctrinal antinomies of
current doctrinal practice will be powerless to recover
principles of institutional fabrication which may once
have had the capacity to infuse the public language of
the
law
with
determinate
normative
content.
The
structure
of
political
obligation
explicated
within
constitutional discourse must be supported by a set of
more or less stable institutional practices.
A critical canon of political design setting itself
in opposition to monarchical orthodoxy would aim to
discover ways
and means
of preserving
institutional
spaces open to a civic distribution of authority and
capable of resisting the vicissitudes of fortune, the
wasting effect of time and the demoralising experience of
corruption.
Federalism, citizenship and the civil body
politic are all key terms in the language appropriate to
a republican schema of civil interaction.
Encased within
the antinomic
language of
liberal constitutionalism,
those ideas have lost their capacity to generate a
binding and effective institutional n omo s
vithin civil
or political society.
Overwhelmed by the essential
indeterminacy and insecurity of contemporary social and
political life, we have all but lost faith in our
capacity to construct stable wordly structures capable of
housing the common power of action embodied in a virtuous
citizenry.
It
may
be,
however,
that
the
creative
potential
of
modern
social
movements
could
find
institutional
expression
through
a
critical
legal
hermeneutic which points us towards an alternative path
of constitutional development even as it exposes the
antinomic
incoherence
afflicting
Westminster
constitutionalism throughout the British Dominions.
That
outcome would require a deep sense of commitment to
constitutional values whose genesis has already become an
impenetrable
and
irrelevant
mystery
to
those
who
celebrate
the
infinite
plasticity
of
a
modernist
consciousness liberated from the constraints of time and
tradition.
The flight from commitment to any particular set of
institutional choices so characteristic of modern social
life finds expression not only in the "minimal self"
characteristic of the "culture of narcissism", but also
in the demise of the doctrine of ultra vires in the realm
of
constitutional
and
corporate
law.
All
these
developments proclaim
the essential
indeterminacy
of
human and corporate purposes.
The experimental life
reigns
supreme
practically
everywhere
in
already
modernist culture.
Left unchallenged,
the modernist
ideal of permanent cultural revolution within a pure
social space of autonomous self-constituted groups must
force us to abandon the republican concept of the civil
body politic as a durable common world which takes on a
life and a value of its own.
To preserve the memory and
reconstitute the life of the civil body politic, we will
need
the
hermeneutic
and
critical
skills
of
constitutional scholars seeking to adapt the political
architecture of the classical polis to existing doctrinal
materials and the ^gstitutional realities of modern and
modern social life. J
A critical legal theory in the British Dominions
needs to recognise, not only the incoherence of current
doctrinal practice, but also the alternative paths of
constitutional development lying dormant in the residual
remnants of classical political language still embedded
in the traditions of Westminster constitutionalism.
The
federal principle, in particular, continues to resonate,
if only weakly, within the constitutional law of the
British Dominions; what we lack and urgently require is a
doctrinal
practice
that
would
allow
federalism
to
crystallise
into
a
binding
and
fundamental
law
of
political association
capable of
application to the
"private" apparatus of corporate government.
As things
stand
now,
courts
in
the
British
Dominions
regard
themselves as bound to notice "the federal balance" as a
insofar as it affects the
constitutional norm only
exercise of State and federal powers, and even then only
when
the
relevant
constitutional
text
manifests,
expressly or impliedly, such an intention.
This is true
even of those judges ostensibly most committed to the
defence of the federal principle.
In the words of Gibbs
J, "The ordinary principles of statutory construction do
not preclude the making of implications when these are
59
Cf. C.Fred Alford, "The 'Iron Law of Oligarchy' in
the Athenian Polis ... and Today", (1985) 18 Canadian
Journal of Political Science 245; see also Charles N.
Anderson, "Political Design and the Representation of
Interests"
in
Philippe
C.
Schmitter
and
Gerhard
Lehmbruch
(eds),
Trends____ Toward____ Corporatist
Intermediation, Beverly Hills, 1979, pp 271-298
necessary to give effect to the wish of the Australia
people to join in a federal union and the purpose of the
and not r^
Constitution was to establish a federal,
unitary system for the government of Australia ..."ou
There are two unspoken corollaries of this proposition:
first, the federal principle has no legal status apart
from imperative constitutional text; and, second, that
the
federal principle has to do with the internal
political
order
of
the
state
rather
than
having
application as well to the institutional life of civil
society.
Both assumptions have worked to hollow out the
civic significance of the federal principle, thus robbing
it of its capacity to serve as the normative foundation
of
legally
determinate
institutional
choices
in
a
republican polity.
Federalism,
according to the reading adopted by
Gibbs, demands a judicial recognition that the framers of
the Constitution "conceived the states as bodies politic
whose existence and ^rjature are independent of the powers
allocated to them".
What is at stake in federalism
disputes, in other words, is the existence of the "States
as such".
The "States as such" appear in what seemed to
be a determinate institutional form,
i.e.
the "body
politic".
What, then is a body politic?
The phrase
itself reflected the English reception of a classical
traditional political theory which sought to understand
the distinctive nature of political experience.
That
classical tradition was deeply influenced by Aristotle’s
definition of the polis as an "association of persons
formed with a view to some good purpose".
It followed
that the classical body politic had to be designed so as
to give normative and institutional effect to a doctrine
of
the
good
and
just
life.
Politics
"was
the
continuation of ethics ...
the ethical character of
action was not separable from custom and law".
Politics
was therefore "always directed towards the cultivation
and formation of character; it proceeded pedagogically
and not technically".
The practice of the political
virtues
required
a
special
kind
of
prudential
understanding
capable
of
matching
up
the
goals
of
political activity with the ^operties and materials of
existing institutional life. ~
The body politic, in
other words, was an institutional space opened up to a
distinctive schema of civil interaction grounded in the
norma of civic freedom and political equality.
As such,
the political realm incorporated and belonged to the
whole body of its associated members.
It was in short, a
public space of appearance which might come
to be
60.
Victoria v. Commonwealth (Pay Roll Tax Case) (1971)
122 CLR 353 at 417.
61. Melbourne Corporation v. The Commonwealth (State
Banking Case) ( 1947) 74 CLR 31 at' 81-32 (per Dixon J).
62 Jurgen Habermas, Theory and Practice (London, 1974),
p. 42.
reconstituted in the civil corporation, as well as in the
formal representative constitution of the state.
In the common law of the New England colonies, the
civil body politic founded upon the binding force of
mutual covenant generated a common power of action in its
members.
The character-forming power of praxis rested,
as in the classical doctrine of politics, upon a special
sort of prudential understanding capable of providing a
concrete guide to action.
The capacity of practical
philosophy is what Aristotle called phronesis.
That
phronetic capacity presupposed "a community in which
there
is
a
living,
shared
acceptance
of
ethical
principles and norms".
But, as Karey Harrison has
pointed out, the circumstances of political and economic
modernity
make it impossible to assume "(because by and
large it is not true) that there is a shared acceptance
of norms and principles".
It follows that the conditions
for
phronesis
are
no
longer
present.
Rational
disagreement over norms and values is an endemic and
probably ineradicable feature of modern political and
social life.
The
existence of
such disagreements,
however, does not necessaily preclude the possibility of
It remains possible, as Harrison
consensual action.
suggests, "to distinguish between modern communities in
which dialogue requires the practice of hermeneutics from
the sort of communities Aristotle wrote about in which
dialogue required the practice of phronesis".
People may
come to understand each other and agree upon a common
course of action even Lxu the absence of a community of
shared norms and values.0
In the modern world where the preconditions for
phronesis are absent, only a critical legal hermeneutics
could
forge
effective
institutional
links
between
political and social praxis and some more or less stable
doctrine of the good and just life.
It is precisely the
incommensurability
of
rival
theories
and
normative
orientations
that makes hermeneutics
necessary:
"The
problem of hermeneutics is how can a text communicate
with us when shared pre-understandings, prejudices and
traditions
cannot
be
assumed".
The
practice
of
hermeneutics makes it possible for us to understand rival
63.
On the civil body politic in colonial New England,
see Hannah Arendt, On Revolution. Harraondsworth, 1979,
pp.141-178; also Joan C. Williams, "T h e Invention of
the Municipal Corporation: A Case Study in Legal
Change", (1985) 34 American University Law Review 369
at 409-420.
The disintegration of the civil body
politic
is
analysed in
my
Republicanism
Redux?
Federalism and the Constitutional Reformation of the
British Dominions (forthcoming).
On the relationship
between
hermeneutics
and
phronesis,
see
Karey
Harrison,
"Review
of
Richard
Bernstein,
Beyond
Objectivism and Relativism: Science, Hermeneutics and
Praxis". Oxford, 1983, in (1985) 63 Telos pp. 225,227.
theories
Without that hermeneutic understanding of
rival theories, it becomes impossible to undertake a
rational comparative evaluation of competing normative
orientations.
But given an adequate hermeneutic grasp of
competing principles, it becomes "possible for people to
agree onrwhat
should be done without necessarily agreeing
O LJ.. .
on why .
In the context of Westminster constitutionalism, a
hermeneutic approach to the idea of federalism might
allow
both
conservative
monarchists
and
radical
republicans to agree on the need to preserve the identity
of the states as bodies politic even when no consensus
could be reached as to why the autonomous political
identity
of
the
States
deserves
constitutional
protection.
Such an agreement would go some distance
towards a recognition that the substantive realities of
federalism can
and
should
crystallise
into
binding
norms.
The
possibility
of
such
a
constitutional
consensus might actually be enhanced by the present
inability of
monarchist judges to explain,
even to
themselves, just why federalism matters.
A republican
legal hermeneutic could link the federal principle to the
ideal of mixed and balanced government once believed to
be definitive of the ancient British constitution.
The
way might then be open to extend constitutional discourse
deeper
into
the
informal
federal ,structure
of
the
In that way,
contemporary corporate welfare state.
the application of the text of the existing Dominion
constitutions to ourselves through the practice of legal
hermeneutics could become "analogous to the relationship
Aristotle describes between phronesis and praxis".
A
critical
legal
hermeneutic,
centred
on
the
principle of federalism and the idea of the body politic,
need not presuppose an already achieved condition of
universal political equality and civic freedom throughout
the associational life of modern civil society.
All that
is required is the practical possibility of dialogue
between rival monarchist and republican constitutional
theories.
Indeed, a commitment on all sides to an open
hermeneutic
discourse
could,
in
itself,
lay
the
foundation for the eventual crystallisation of those
civic values into law.
As Harrison argues, "it is when
individuals try to act together, in circumstances where
the means of coercion are absent and cannot be admitted,
that they discover the need to treat others as equals if
they are to gain their cooperation.
It is the necessity
of acting together with others without
the use of
coercion
that
engenders
the
respect
presupposed
by
dialogue.
When there is an absence of shared norms
guiding action, hermeneutical discourse is required to
64. Harrison, supra n.63, pp.225-226.
65 Cf
A.S. Miller, The Modern Corporate State: Private
Government and the American Constitution, Westport,
Conn., 1976, pp.200-209
produce sufficient understanding for agreement to be
reached on
what should be done (althoughparticipants
need not necessarily agree on why it should be done).
Hermeneutical discourse can lead to understanding of
another with an incommensurable framework".
No coherent understanding of the republican meaning
of federalism is possible so long as constitutional
discourse within
the
British
Dominions
locates
the
meaning of
the States as bodies politic
exclusively
within
the
established
canons
of
statutory
interpretation.
Up
to
the
present,
constitutional
discourse in Canada and Australia has simply ignored,
repressed,
ordenied
the
existence
of
rival
understandings of the federal polity grounded in the
texts
of
republican
political
theory
or
in
the
The
institutional architecture of the classical polis.
inevitable result of that hermeneutic closure has been to
impoverish constitutional discourse within the British
Dominions thereby reducing, and perhaps destroying, its
capacity to overcome either the antinomic incoherence of
doctrinal
practice
or
the
absolutist
potentialities
latent within the monarchical principle.
Detached from an hermeneutic encounter with the
classical doctrine of politics, the concept of the State
as
body
politic
soon reduces itself
to
doctrinal
incoherence and institutional indeterminacy.
According
to
Dixon
J
of
the
High
Court
of
Australia,
the
constitutional identity of the States as bodies politic
arises "not from the character of the powers retained by
the ...
states but from their position as separate
governments^ in
the
system
exercising
independent
functions".
The States do not incorporate the whole
body of citizens exercising a common power of action.
The bodies politic of the British Dominions have their
formal genesis and being only in the corporate identity
of the Crown and its agents.
The problem then is to
determine the essential functions entrusted to the States
as agents of the Crown, (or in the American context as
trustees for the people-at-large).
Within a doctrinal
universe ridden by the cross-cutting antinomic structures
of legal form and political substance, each of which
rotates in
turn around
the competing polarities of
genetic legitimacy and telic politics, the attempt to
define those essential functions is bound to collapse
into a structured incoherence responsive only to the
magnetic attraction of the dominant political schema
guiding the exercise of the power.
Every attempt to
assert that this or that State function is essential to
its function as a body politic is routinely met with the
essentially unanswerable proposition that "There is no
universal
or even
general
opinion to what are the
66
67
Harrison, supra n 63, p.227
Melbourne Corporation v. The Commonwealth
Banking Case) (1947) 74 CLR 31 at S2-S3.
(State
essential filiations, capacities, powers or activity of
the States".00
The choice as to which of several
existing or potential functions are essential to the
operation of the State as a separate government is
essentially arbitrary,
depending essentially upon its
relation to the particular modalities of state power
currently favoured or tolerated by judicial opinion.
Once again we must either deny our freedom to choose or
choose only to be anything at all: "Who knows what the
people we r^Lght be tomorrow would imagine for their own
tomorrows?"
Still less can we predict what the judges
we might
have
tomorrow will
choose
for
their
oivn
tomorrows.
The Institutional Properties of a Republican Polity
In the face of this radical indcterminancy, we now
need more than anything else a constitutional doctrine
capable of generating binding principles of institutional
choice and authoritative decision-making.
The first step
in the growth of such a doctrine might endeavour to
identify the institutional properties of a republican
polity, if only because the classical tradition has
identified the body politic as an arena of public choices
which take the form of obligations binding upon all its
members and their dependents.
At this stage in the
development of our historiographical and jurisprudential
understanding of the republican tradition, it is both
difficult and unwise to be particularly dogmatic in one’s
efforts to specify just what those properties might be.
But some tentative efforts can be made to establish the
practical possibility of a modernised republican "idea of
reason".
It may well turn out to be the case that a
republican
schema
of
civil
interaction
has
little
relevance
to
the
contradictory
and
conflict-ridden
experience of political modernity, but a lingering sense
of solidarity and respect for our republican ancestors
alone
might
compel
us
to
at
least
explore
the
jurisprudential possibilities which might open up by
incorporating the civic ideal of a federal polity into a
revised and enlarged doctrinal practice.
Only those who
have abandoned all hope of our realising any substantive
vision of how legal scholars might act to make the world
a better place could rest content with current efforts to
consign the classical republican ideal of the federal
polity to the dust-bin of pre-modernity.
6 8.
South Australia v. The Commonwealth (First Uniform
Tax Case) (1942) 65 CLR 373 at 423 (per Latham CJ);
The same antinomic confusion surrounds the concept of
the "States
as
such" in American
constitutional
jurisprudence, see National League of Cities v. Usery,
426 US
83,
overruled in Garcia
v.
San
Antonio
Metropolitan Transit Authority, 53 USLU 4135.
69
Clare Dalton,
"Review of David Kairys (ed.) The
Politics of Law", (1983) 6 Harvard VJomen’s Law Journal
229 at 241-43.
What follows represents an early and necessarily
tentative attempt to specify the institutional properties
which the political architecture of federalism would seek
to build into the stable worldly structures housing the
republican polity.
The object of this institutional
design Lis
to reconcile
the generative principle of
authority animating the body politic with the fundamental
norms of civic freedom and political equality which serve
to guarantee the constitutional liberty and institutional
autonomy of civil society.
3y positing the independent existence of state and
civil
society
as
the
complementary
polarities
of
constitutional doctrine, a republican jurisprudence would
recognise each as the
simultaneous precondition and
The task of delineating the
consequence of the other.
boundaries between their respective spheres would fall to
a developed faculty of prudential judgment which unites
the nomos generated within the institutional form of the
civil body politic with the substantive values guaranteed
by a universaliStic legal order embracing both state and
civil
society.
The
constitutional
effect
of
the
republican civic ethos is to embed the historically
developed system of needs in a binding and authoritative
web of publicly articulated values.
The legal process
within
a
republican
polity
would
seek
to
generate
substantive values mediating between the res publica and
the system of private needs animating the life of modern
civil societies.
The mediating function of the lav;
depends upon the existence of institutional forms which
straddle the boundary between state and civil society.
Unlike either the family or the state, the civil body
politic is neither wholly private nor wholly public.
The
civil body politic is, in fact, a direct outgrowth of the
republican principle of mixed and balanced government.
As such it stands in opposition to the homogenisation of
political power attendant upon both the abstract and
disembodied logic of popular sovereignty and the vision
of a "non-hierarchical community of interests".
The political authority vested in the civil body
politic should reflect the heterogeneity and diversity
characteristic of modern civil society while it provides,
as well,
the
institutional means
to transcend
that
heterogeneity in the constitution of a common world of
speech and action within, and between, the constituent
units of a federal polity.
The practice of republican
citizenship in the public spheres constituted within the
civil
bodies
politic
of
a
federal
polity
can
be
understood as a "form of socially established cooperative
human activity through which the goods internal to that
activity are realised in the course of trying to achieve
those standards of excellence which are appropriate to,
and partially definitive of, that form of activity".
The
practice of republican citizenship within ordinary civil
institutions may still contain the power to engender a
binding and authoritative doctrine of the good and just
life
The
goods
sought
in
the
pursuit
of
the
institutional tel os of any given civil body politic could
only be achieved if new practitioners of the prudential
art of citizenship subordinate themselves "to the best
standard so far achieved", and that entails subordination
"within the practice in [their] relationship to other
practitioners".
Those
who
cultivate
virtues
appropriate to the practice of citizenship will have
thereby selected themselves as paragons of institutional
authority in the eyes of their fellow citizens.
The cultivation and preservation of the virtues
appropriate to the practice of republican citizenship
demands careful and close attention to the institutional
properties of the civil body politic.
Those virtues will
be "fostered by certain types of social institutions and
endangered by others".
The sort of institutional milieu
conducive to the development of a republican virtue is
one which sustains the individual within "an historically
extended, socially embodied argum^t ... about the goods
which constitute that tradition"
of practices.
To
extend the practice of citizenship into the realm of
civil society requires, at a minimum, that civil bodies
politic be endowed with the attributes of legality,
plurality
and
publicity.
Only
by
giving
legal
recognition to the substantive political role of the
civil corporation can the modern system of needs to
embedded in an institutional nomos which subordinates the
impersonal
market-oriented
imperatives
of
economic
efficiency and private profitability to forms of acti^j}
rooted in a narrative sense of history and destiny. “
It is only within the free space opened up by the
constitution of a public sphere within the ordinary civil
corporation that the continuous argument over the binding
telos of
institutional life can be conducted among
members of a civil body politic confronting each other as
a natural persons, as distinct from mere personifications
of their capital investment.
The argument over the ends
or purposes appropriate to any institutional practice of
authority will be inextricably bound up with the genesis
of the civil body politic in a federal compact, binding
upon both its members and the larger polity.
Unless the
federal
principle
does
come
to
be
constitutionally
anchored in the plural institutions of civil life, there
can be little prospect that the modern system of needs
can be subordinated to a binding and authoritative civic
ethos.
But a republican jurisprudence must be concerned,
not just with the forms of public authority, but also to
guarantee the
autonomy of
private and
social
life.
Unless civil
society
comes to be recognised as an
70.
Alastair MacIntyre, After Virtue: A
Theory, Notre Dame, 1981, pp.175-178.
71 Ibid. . pp 182,206-207
72. Cf. Cover, supra n.41.
Study
in
Moral
independent focus of constitutional doctrine there seems
little likelihood that the recurrent political option of
a redemptive and enlightened despotism can
long be
shelved should the promise of abundance implicit in the
developmental logic of the modern nation state fail
temporarily or disappear altogether.
The absolutist
potential inherent in the prerogative power may still
find its formal consitutional genesis and warrant in the
common lav/.
The sovereign right to legislate to deprive
the subject of his life, liberty or property has been
before and may yet again be placed within the more or
less
unconditioned
and
absolutist
scope
of
the
prerogative power.
It is true that since the seventeenth
century, the power to alter or amend the ordinary law of
the land has been generally confined to the Crown-in
Parliament.
But, even at its best, the constitutional
monopoly of the formal political authority vested in the
Crown-in-Parliament condemns the mass of the population
subject to its will throughout the British Dominions to
an everlasting political passivity and constitutional
impotence.
It remains a constitutional impossibility for
the Governor of a Province or Dominion to surrender to
the
people
the
prerogative
power
of
assenting
to
legislation to alter or repeal the ordinary law- of the
land.
The sovereign image of the Crown remains firmly in
place
as
the
foundation
principle
of
Westminster
The Privy Council has ruled in Re
constitutionalism.
Initiative and Referendum Act that a Canadian Provincial
legislature could not validly enact a law which makes
"general provision for plebiscites or referenda that are
legislatively
self-executing"
even
in
matters
of
Provincial jurisdiction.
The British Constitution, upon
an analogy to which the Provincial constitutions are
founded, does not permit "the abrogation of any power
which the Crown possesses through a person who directly
represents it".
Plebiscites and referenda are therefore
of no more than advisory significance in the Canadian
Provinces (and, presumably, the Australian States, as
well).
The execution of the legislative change envisaged
by any given referendum proposal "wrould be entirely at
the discretion of the provincial legislature, requiring
the normal passage of a statute through the Legislature
followed by Royal Assent g^Lyen by the Lieutenant-Governor
on behalf of the Crown" ^
Meanwhile, Parliament may
legislate
to
relinquish
voluntarily
its
powers
and
privileges with respect to law-making.
Statutes akin to
the Canadian War Measures Act routinely provide that
whenever the Governor-General in Council declares the
existence of a state of emergency, the Crown may resume
its absolute prerogative power to legislate free of
restraint by the ordinary law of the land.
73
Re Initiative and Referendum Act [1919] AC 935; also,
John D.
Whyte and William R
Lederman,
Canadian
Constitutional Law, second edn, Toronto, 1977, p.1-27
The obvious effect of such emergency legislation is
to transform the Crown from a limited to an absolute
monarchy which "does not require the c^isent of any other
human agent in making public policy".
Under ordinary
circumstances, that absolute authority is simply vested
in the unitary and sovereign will of the Brown-in
Parliament.
The unity and indivisibility of the Crown
itself provides the original soruce and model for that
absolute and sovereign legislative will.
The formal
constitutional privileges now enjoyed by the Dominion
Parliaments represent historic encroachments upon the
juridical
terrain
of
sovereignty
once
occupied
exclusively by the royal prerogative, through the grace
of God and the ancient authority of the common law.
The
absolute law-making power of the Crown-in-Parliament is
derived
and
inconceivable
apart
from
the
continued
existence of the prerogative or reserved powers vested in
the Crown as the final guarantee for the essential unity
and indivisibility of the sovereign will.
In the realm
of constitutional and political theory, as Foucault once
remarked, the King’s head has yet to be cut off./~'
The problem is to constitute a political realm freed
from the mytho/logic of an absolute sovereignty embedded
in the developmental dynamics of the modern nation-state.
The
internal
contradictions
of
Westminster
constitutionalism offer little hope of a resolution of
the rationality and legitimation crises surfacing in
modern industrial societies whenever and wherever the
liberal model of development fails to deliver on its
promise of social cohesion and material abundance for
all
The modernist and telic view of politics which
finds expression in the work of the critical legal
studies
movement
seeks
to mediate
the
endlessly
proliferating contradictions of modern liberal social
development in a manner that serves only to make the
problem more complex.
It is becoming clear that "the
state itself will be a less and less suitable framework
for the resolution of the problems" of "dispossession,
displacement
and
marginalisation"
characteristic
of
modern
Western
societies divided
between
the
"functionally
significant"
and
the
"functionally
superfluous".
What we require is a new nomo/log>£1C of~
authority rooted in "practical arrangement:
in
ich
sovereignty
erodes,
new
functional
arrangements
and
jurisdictions become more possible, and states become
more like political parties". °
rpiThe federal principle
anfi
n nr
might
serve
to
mediate
the
74
Julian H. Franklin,
"Jean Bodin and the End of
Medieval Constitutionalism", in Horst Denzer (ed.)
Jean Bodin. Munich, 1973, p.151.
75. Michel Foucault, Power/Knowledge: Selected Interviews
and Other Writings, 1972-1977. New York, 1980, p.121.
76 David E Apter, "The New Mytho/Logics and the Spectre
of Superfluous Man", (1985) 52 Social Research. No. 2,
p 305
between state and civil society, not developmentally as
in the liberal and redemptive paradigms of state action,
but in accordance with the logic of a constitutionalism
rooted
in
an
historical
experience
of
sustained
commitment to the norms of civic freedom and political
equality in the multiple and cross-cutting allegiances of
modern social life.
A republican jurisprudence would
institutionalise the nomological, as distinct from the
sociological, diversity of a federal polity.
No such
doctrinal or institutional development is possible so
long as judges and lawyers remain bound to the irrational
raytho/logic of a unitary and indivisible sovereign will
as
the
only
hermeneutic
truth
open
to
them
in
circumstances of deepending social disintegration.
Monahan demonstrates that a federal principle armed
with nothing more than a statutory warrant for its
existence will produce a helpless oscillation between the
opposing poles of centrifugal and centripetal political
and
social
pressures,
while
judicial review remains
little more than an elaborate attempt to avoid the open
expression of political preferences by taking refuge in
the supposedly objective text of the Constitution.
Since
the idea of federalism does not now appear to prescribe
any particular set of institutional properties, judges
will continue to believe that it is illegitimate to make
decisions based, openly at least, upon a preference for
some particular substantive values.
By disclaiming all
responsibility for the substantive consequences of their
decisions they will remain faithful to the judicial
traditions of the limited monarchy.
Responsibility for
the welfare of the realm belongs, exclusively it seems,
to
the
Crown-in-Parliament.
Even
conservative
monarchists who locate liberty in the interstices of the
black-letter law must find themselves alone, armed only
with the hermeneutic skills of the common lawyer, in the
face of the awesome might of a single, indivisible and
ubiquitous sovereign will,
embodied in the Crown-in
Parliament in right either of the States or of the
Commonwealth.
In
such
circumstances,
the
crackpot
political realism of our times will inevitably counsel a
retreat
into
the
forms
of
political
piety
and
subservience to authority historically associated with
Westminster constitutionalism.
It
has
become
commonplace
among
liberal
constitutional
scholars
to
accept
as
axiomatic
the
proposition that the British Dominions are, in substance,
modern liberal democratic states.
On that assumption, it
must follow that the monarchical form of the Constitution
must be regarded as "largely a facade, a relic of
medieval reality, maintained in this more populist age
because it is a convenient facade".
Monarchy, as a
political-constitutional structure is thus reduced to a
"sentimental
conservatism"
of
little
practical
significance because the "formal legal rules to which the
courts
..
have adhered are very much qualified by
conventions wh^h determine how the legal powers are to
be exercised".
The master rnetonym of the Crown-in
Parliament is employed to hold the elements of law- and
convention in some sort of stable and harmonious balance
with
the
opposed
polarities
of
genetic
and
telic
legitimacy.
The problem is that the constitutionalist
image of balance and harmony remains haunted, even in
this "populist age" by both the authoritarian spectre of
the Crown-out-of-Parliament and by the perhaps even more
terrifying image of the people-at-large moved by the
potentially totalitarian politics of redemption.
Time
and again legal scholars are driven to acknowledge the
existence of an irreducible core of prerogative power
whose absolutist potential lies apparently beyond the
reach of constitutional law.
It is an open question, for
example, whether s.2 of the Commonwealth of Australia
Constitution Act recognises that the Queen may by letters
patent assign "further powers and functions" to the
Governor-General in addition to his duty, under s.61, to
execute and maintain-,^ this Constitution" and "the laws of
the
Commonwealth". °
The
extra-constitutional
provenance of the revolutionary power of an aroused and
politically alienated population is even less open to
doubt in the light of twentieth century experience.
Having acknowledged the extra-consitutional nature of the
prerogative
power
of
the
Crown-out-of-Parliament,
attempts are sometimes made to present those "residuary
powers"
as a necessary, even desirable, attribute of an
Executive power, exercised on substantial behalf of the
community-at-large.
According to this mode of legal
apologetics, it is possible to identify those areas of
government activity where "it seems desirable that the
Executive should be able to act in the way it considers
The assumption is, once again, that such
appropriate".
exceptional
departures
pose
no
real
threat
to
the
property and liberty interests of the individual since
each British Dominion is, aftw^r all, "a democratic system
subject
to the rule of law"
It cannot, however, be
taken
for granted
that the
informal conventions of
representative democracy will be capable of sustaining
institutional practices consistent with the norms of
civic freedom and political equality.
It
is that residual theoretical and textual space
opened up by the inherently ambiguous prerogative power
that provides the breeding ground for the genetic myths
of monarchical authority.
the constitutional law of the
British Dominions literally "embodies", in Apter's words,
"a retrievable mythic inheritance, the memory of its
remarkable
and
logic—defying
previous
episodes
of
77. J. Fajgenbaum and P. Hanks, Australian Constitutional
Law, second edn, Sydney, I960, pp.339-340.
78 Ibid. . p.355.
79. J. Goldring, "The Impact of Statutes on the Royal
Prerogative", (1974) 48 Australian Law Journal 434 at
441_42.
overcoming which serve as a sediment deposited on the
present, a layering and
an endowment"
The hierocratic
principle embedded in the mytho/logic of the British
Crown constitutes not just an interpretative field; it
also establishes a system of obligation.
The nostalgia
evoked by "the recollection of previous sacrifice helps
define the . . . obligation" owed to sovereign authority in
the present crisis of overcoming.
The resulting theory
of the prerogative power is embedded
in the mythic
representation
of
the
state.
The
mytho/logic
of
sovereignty may, in times of disjunctive crisis, come to
define its own negative pole in the sullen rebelliousness
of the marginalised and dispossessed elements of the
population while prov^ing "a method and an instruction
for transcending it". °
The mytho/logical propensities
of an "auto-legimating" state are subject now only to the
relatively feeble constraints imposed by the conventions
of
a
polyarchal
political
system
already
heavily
mortgaged to the corporatist institutions of a private
enterprise system which, in turn, controls the means of
fostering life and redeeming the promise of abundance
held out by the politically mediated system of needs.
Should
the
rout inised
processes
of
consensus
formation and dispute resolution fail to generate the
promised life of peace and abundance,
the
task of
overcoming the intractable and deepening antinomies of
modern
civil
and
political
life
may
fall
to
the
redemptive politics of
a social movement hostile or
indifferent to the republican separation of law and
politics
upon
which
the
positive
achievements
of
If not, the nation may turn, instead,
modernity depend.
to a solitary "king of
the Revolution", on the classic
Bonapartist model, who combines the ancient image of
monarchical authority with the total is'ing logic of an
absolute
poi^er
released
from
all
conventional
and
corporate restraints by the plebiscitary will of the
people-at-large,
as
mediated
through
the
singular
Redeemer's own
"mentalrepresentation
of the
social
sphere".
Neither modern social movements, nor those who
rally in defence of the sovereign capacity to impose
social order from above, seem disposed t.o fabricate civil
bodies politic capable of housing the gathered social
power of a free citizenry in stable worldly structures
which outlive their makers.
In either case, power drifts
"toward pure democracy only the better to appropriate",
80. Apter, supra n.76, p.279; The Falklands War has left
us with a valuable case study of the modern retrieval
of the mythic inheritance available to Britain and its
self-governing Dominions, see Anthony Barnett, "Iron
Brittania", (1982) 134 New Left Review
albeit at different levels, "the absolutist tradition".w
Left to itself, a recharged myth of sovereign authority
seems bound both to produce, and to feed upon its own
antithesis
in
the
form
of
an
equally
absolutist
mytho/logic of the antistate,
itself drawing on
the
millenialist hopes thrown up by the failed disjunctive
moments of the past.
The deepening secular crisis of
late
industrial
society
demands
instead
a
critical
jurisprudential
strategy
capable
of
arresting
that
destructive oscillation between myth and counter-myth.
Once it
has been institutionalised as the normative
foundation of the constitutional and legal order, and
anchored
in
a
political
culture which
takes
the
monarchical form
for granted, the hierocratic principle
takes on a life of its own.
Its constant, brooding
and
remarkable mutability must
subvert
the
ubiquity
intellectual or practical possibility of designing an
institutional
milieu
within
the
British
Dominions
thelanguage of civic virtue and political
receptive to
freedom.
To conceive of the Crown,
in or out of
Parliament, as the source of legal authority is to
preserve a normative universe which permanently distorts
the meaning of key republican ideas, most notably the
principle of federalism, while deflecting the possibility
of their institutionalisation in everyday civil life.
Only by recovering the original meaning of those ideas
and by developing a jurisprudential language
togive
institutional effect to their civic significance can we
exploit the window of vulnerability which has opened up
The legal
in the citadel of liberal jurisprudence.
language of sovereignty and rights seems to have become
infected
with
a
deepening
and
potentially
fatal
incoherence.
Standing at the intersection between the
crisis of liberal legalism and the recent revolution in
the historiography of American republicanism, we nay now
be able
to glimpse the outlines of an
alternative
republican n o mo s
in which
the
substantive normative
of
a federal
polity
might
receive
requirements
institutional expression in a distinctive mode of civil
interaction.
The
only
other
apparent
alternative
to
the
disintegrating doctrinal fabric of liberal jurisprudence,
the critical legal studies movement, has so far offered
nothing more than the irrationalist ideal of structuredenying structures which celebrate - and, indeed, make
compulsory - the infinite plasticity of human nature and
associational life.
To hold up the ideal of a stable and
81
Francois Furet, Interpreting the French Revolution.
Cambridge,
1981,
pp.78,63;
cf.
Sheldon
Uolin,
"Postmodern Politics and the Absence of Myth", (1985)
52 Social Research, No.
2;
Ferenc Feher & Agnes
Heller, "From Red to Green", (1934) 59 Telos; Ferenc
Feher, "Paradigms in Radical Politics",
(1985) 63
Telos; also Whitebook, supra n.25
coherent
noraos
as the
formal basis
for the
civil
constitution of a federal polity is, for contemporary
critical legal scholars, to sanction the crystallisation
of an entrenched power order of illegitimate hierarchies
and fixed social roles.
It is true that to speak in the
language of civic virtue is to prescribe the limits and
boundaries of the common and private domains which we
inhabit within the institutional matrices of state and
civil society.
But, contrary to Monahan and Unger, it
seems clear that doctrinal incoherence and institutional
indeterminacy in the pursuit of freedom is no virtue
Conversely, the search for a republican principle of
authority capable of fusing doctrinal form and normative
substance, while preserving the autonomy of state and
civil society,
is no vice.
Indeed,
the future of
constitutional freedom may depend upon our personal will
and political capacity to continue that quest for the
institutional preconditions of the good and just life
Having
tried,
and repeatedly
failed,
to privatise,
socialise or nationalise the modern corporation, we may
yet find the constitutional means to civilise it.