dumbarton
oaks
research library and collection
Annual Report
2011–2012
From the Director
Renewing an Ivory Tower
In 2011, the expression “ivory tower” celebrated its centenary: the
phrase first entered English one hundred years ago, to translate the
French tour d’ivoire. The nineteenth-century French man of letters
Charles Sainte-Beuve had used the words in reference to his fellow
poet Alfred de Vigny. Although the phrase has always implied—
usually with more than a hint of criticism—a detachment from
the outside world, it looks ever less applicable to the existences of
those who spend much time around real-life universities. If the
privileged isolation from everyday concerns that the image conjures up was ever to be found readily in academic settings, it has
now disappeared beyond repair. In the job realities of many professors—at least in the humanities—times and places for uninterrupted research and writing are exceedingly rare. Life has become
an ever-turning kaleidoscope of teaching, mentoring, committees, face-to-face meetings, and e-mails. Where does Dumbarton
Oaks belong on the spectrum that leads from reality through the
image—and where should it fit?
From one perspective, probably even the dominant one, the
disappearance of “ivory towers” that never even really existed is
not to be lamented. The term has often carried pejorative connotations, since the world in general tends to emphasize the real
and practical at the expense of the ideal (and idealistic). But from
another vantage point, beautiful havens are needed even more
than was the case once upon a time. Dumbarton Oaks has no
The director’s office in the Main House.
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turrets, but since its foundation one of its major obligations has
been to provide a release from mundane demands and obligations
for individual scholars so that they may complete books or dissertations, while another has been to enable teams of researchers
to come together in peace and to collaborate upon the conception and completion of complex projects. To fulfill these charges,
we have boosted the numbers of scholars we serve, and we have
broadened the definition of scholar to include younger people—
even, during the summers, undergraduate students—who were
formerly excluded. We are not ones to launch a full-scale defense
of the ivory tower, but we have made a greater effort to communicate to a larger public why what we do (and what we enable to be
done) matters.
Nations need the energy and entrepreneurialism of business
and corporations—but they also require the dynamism and creativity of groups and individuals who are not focused first and
foremost upon profit in the next quarter, but who instead serve
society over the long term by eliciting and strengthening skills in
the young, adding to the common stock of cultural knowledge,
and enriching culture through the joys and beauties of discoveries
and recoveries. Within the vast spectrum of education as a whole a
unique niche has been occupied by the ongoing experiment called
the university, which since the Middle Ages has contributed both
stably and ever-changingly to the progress of many nations, the
achievement of countless inventions and insights, and the benefit
of still more individuals.
Universities may not be industries in the customary sense
of the word, and the model of shareholders may be misapplied
in regard to them, but they do answer to as many groups as do
publicly held corporations. The instructors who bonded together
as a guild to found universities in the Middle Ages form one of
the constituencies. Another is the students, whose conception of
learning has never been restricted narrowly to classrooms and
examination booklets. A third is the parents of the students, who
often steer their children toward the universities and who even
more often foot much or all of the bill. A fourth is the alumni,
who have graduated from the universities and who give generously
to enable them to maintain or expand their missions. A subset
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among the loyal alums are donors, even if they have been dead for
decades or centuries: the preservation of their gifts is essential, not
merely because it is right and not merely because it is required by
law (although either of these causes should be sufficient in itself),
but also because it demonstrates to future givers that the spirit of
their gifts will be honored. Can we expect future generosity if we
have not shown respect for its past manifestations? Last but not
least, universities of the not-for-profit kind are beholden to society
as a whole. They are accorded the tax advantages of being charitable organizations because the citizenry and government expect
them to fulfill special roles and to conduct themselves according
to certain principles.
How do those of us in universities and research institutes such
as Dumbarton Oaks demonstrate to all these groups that we are
doing the best jobs possible? Part of the answer lies in self-knowledge, which springs from an awareness of what we have been in
the past, a sensitivity to what we are presently, and a vision of what
we wish to become in the future. If research institutes devoted
to the past lose this diachronic perspective, all else is lost for the
humanities.
Universities and research institutes will not fulfill their distinctive functions if they become no more than the pale imitation
within a non-profit setting of what corporations accomplish. Their
graduates must be able to become skilled, productive, responsible,
and creative workers (and of course, thoughtful citizens)—but universities and the other institutions that revolve in their orbit are not
vocational schools with the sole task of teaching specific skills. Nor
will universities live up to their potential by carrying out research
and development that could just as easily take place in for-profit laboratories. In all realms of learning, whether sciences, social sciences,
or humanities, universities must handle what private businesses
have seldom ever taken upon themselves and what government
agencies may have done in the past but alas no longer do. Often that
means basic research. At the same time, the resources of universities
are far too straitened for them to regard everything that is useless as
being their mission: canny choices must be made.
Within Dumbarton Oaks, careful stewardship of resources
has always been the norm rather than the exception. Because we
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flourish mainly thanks to the largess of donors who have expected
us to employ their generosity wisely and effectively, the institute
has developed and maintained a culture in which every expense
has been examined closely and in which leanness has prevailed, so
that administration does not come at the cost of execution. I am
grateful to our Finance team for helping us, over the years, construct and abide by a sound budget.
Hard work comes easily when people are passionate about
what they do, and such passion radiates from every staff member
and fellow of Dumbarton Oaks. When hard work, passion, and
creativity coincide, the results can be spectacular. With such
colleagues, a director is in the happy position of having to exert
only the slightest direction in order to achieve very good results.
Rehearsing the accomplishments and innovations of the past year
would require much more space than the scope of an annual report
would allow, and the retrospection would diminish the time available for looking forward. Still, it would be sad not to take pleasure
in a few of the major achievements of 2011–2012, and rude not to
express appreciation for them, since they required great teamwork
from many individuals.
Like hundreds of thousands (if not millions) of past visitors,
I marvel at the beauty of the Dumbarton Oaks Gardens, where
the historic fabric of the various distinctive “rooms,” so carefully
conceived and laid out more than a half century ago, is punctiliously maintained, but where new initiatives in ironwork, masonry,
and other media are constantly bringing discreet renewal and
improvement. Our gardeners have responsibility for the largest,
most visible, and most visited stretches of our property.
This past year witnessed, on the heels of our first-ever art
installation by Charles Symonds (in the gardens, library, and
museum) and our inaugural garden installation by Patrick
Dougherty in the Ellipse, our second garden installation on the
Arbor Terrace. The artists Andy Cao and Xavier Perrot, helped by
a team of volunteers, used wire mesh studded with thousands of
dangling Swarovski crystals to create a scintillating cloud hovering over the dark mirror of a pool. The beauty of this construction, particularly as the midmorning and midafternoon light
is refracted by the crystals swaying in the breeze, has attracted
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considerable attention from the media and has delighted visitors of
all ages. For imagining and arranging the installation, thanks go to
John Beardsley, our director of Garden and Landscape Studies. For
supporting the experiment, Gail Griffin and our gardening staff
also deserve appreciation. Such cooperation between our areas of
scholarly study and the other departments within our institution
is essential to our achieving our potential. Interdepartmental collaboration has become one of our distinguishing features.
I derive equal satisfaction from the capital projects, such as
the waterproofing of the Main House. This undertaking followed
the renovation of the townhouse known as The Oaks, which since
its acquisition has been remarkably useful for its meeting space
and housing, but which has become an even more coveted asset
with the adjustments to its architecture, such as the enclosing of
its seminar room. Many other improvements take subtler forms.
In the last two years, the campus has had, for the first time in its
history, comprehensive wayfaring and signage. In one sense the
many unobtrusive signs, already taken for granted, are a tiny step,
almost unworthy of attention; in another sense, they mark great
and long-overdue progress in rendering our sixteen and a quarter
acres more easily navigable by those new to them and in signaling
that we are one campus, even though we may be scattered across
different edifices.
On the inside, the buildings of Dumbarton Oaks have been
hives of activity. As I sit at the keyboard, I realize with a start that
our museum has nearly entered into double digits in the number
of temporary exhibitions it has mounted since it reopened in the
spring of 2008. Alongside the exhibitions, the museum has initiated and participated in all sorts of events, ranging from symposia
through workshops, study days, and colloquia to lectures, which
have promoted both our own holdings and our fields of studies.
Perhaps less ostentatiously, the museum has embraced an ever
greater number of class visits from both Harvard University and
DC-area universities.
The official name of this institution is Dumbarton Oaks
Research Library and Collection. Besides the museum, the other
major part of the equation that makes us a research institute is
obviously our library. Over the past year, it has served ever more
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readers, thanks to thriving programs for residential fellows, nonresidential stipend-holders, visiting students, and other appropriate users. Pausing for a moment to think of our key constituency,
the fellows who rely on the library to conduct their research, is
a reminder that the fellowship program has been moving from
strength to strength. (We owe special thanks to Kathleen Lane,
now at the American Institute of Architects, for many enhancements of the programs and policies.) While serving an ever
growing number of readers, our librarians find time for creative
research and knowledge-sharing: many short-term exhibitions
have graced the display cases in the library and outside the Rare
Book Room, and are recorded in blogs and online exhibits.
Located physically within the library but administratively
autonomous, the Image Collections and Fieldwork Archives
(ICFA) has made ever stronger progress in inventorying its vast
holdings, an undertaking that is the indispensable prerequisite
to the digitization that we hope soon to push forward on a major
scale. In all quarters of our institution, we take very seriously our
fiduciary responsibilities in preserving the objects that have been
entrusted to us. In keeping with this awareness of our duties, the
ICFA has devoted considerable efforts to assessing the hundreds
of thousands of photographs, film, and negatives in its possession
that require special efforts in preservation.
The publications department at Dumbarton Oaks plays a
central role in making available to a greater world the results of
scholarly investigation in our three chief areas of scholarship,
namely, Byzantine Studies, Pre-Columbian Studies, and Garden
and Landscape Studies. It has also set the stage for two volumes
that appeared in the Dumbarton Oaks Medieval Humanities. This
new series complements our books in Byzantine Studies, strictly
defined. It fosters scholarship that connects the Byzantine and
medieval humanities, by focusing on the Eastern Mediterranean
during the Byzantine era through the prism of non-Greek texts.
Not produced by our own publications department but bearing our institutional name is the new series of bilingual volumes,
the Dumbarton Oaks Medieval Library, published by Harvard
University Press. It amazes me to realize that nearly twenty volumes have come into print in this series. Our first Greek volumes
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flank those that have appeared with Medieval Latin and Old
English texts, all in the en face format so that readers with no
command or only limited knowledge of the original medieval languages will be enticed to read. These books spread awareness of
our institutional name while simultaneously supporting a broad
appreciation of Byzantine and medieval cultures: this is part of
our mission, even as inscribed in stone outside our main entrance.
For all my pleasure in cradling copies of the Dumbarton Oaks
Medieval Library in my hands, for all my appreciation for the
visual and tactile beauty of the bronzed gold dust jackets and the
thick paper, I am equally delighted by the digitization initiatives
we have underway. These projects involve almost every department at Dumbarton Oaks. The Oral History project (whose aim
is to collect, transcribe, and digitize interviews relating to the past
of Dumbarton Oaks and of the institutes and societies with which
it was closely allied in its early decades) has begun to shed unexpected light on all aspects of our institutional life. The project to
edit and annotate the correspondence between Mildred Barnes
Bliss and Royall Tyler, which has emanated from the Archives,
will illuminate the acquisition of many objects in our collections.
But the project has other rewards: it serendipitously casts light,
for instance, on life in the 1920s and beyond, captivating historians and non-historians alike in ways we cannot begin to predict.
The endeavor to digitize and index the garden correspondence of
Mildred Bliss has been proceeding apace in the library and Rare
Books Collection. The library has also pressed onward in the construction of a database for our large collection of medieval and
early modern manuscripts on microfilm. While making materials available online, we have executed our work with a care and
have framed its scope with a judiciousness that should stand us in
good stead for many years to come. Indeed, we received powerful
votes of confidence for our ability and willingness to host valuable resources of information, both digital and material, when
we were entrusted with the Maya Vase Database and the Moche
Archive. Joanne Pillsbury (now associate director of scholarly
programs at the Getty Research Institute) is no longer director of
Pre-Columbian Studies, but these archives and other initiatives
remain among the testimonials to her endeavors.
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To this point I have been talking mainly about management,
but the time has come to turn to leadership. In seeking to guide
us, I have attempted to formulate an overarching vision and goals
of my own, but to elicit them from what Dumbarton Oaks has
been traditionally. I have also had to exercise judgment, since
even if each of us performs at the highest possible level, we cannot
do everything. An institution of our size must shape its vision
carefully.
Where do I hope to take us? One of my consistent goals has
been to strengthen our three areas of studies, namely, Byzantine,
Pre-Columbian, and Garden and Landscape Studies, by supplementing them with interdisciplinary collaborations in adjacent
fields. Dumbarton Oaks has the resources to accomplish much on
its own, but we will not realize our full potential alone. For instance,
we are blessed in being affiliated with Harvard University, largely
because of the people—the human resources—upon whose experience and talents we may draw. I have as an objective to ally us
as closely as I can to faculty, students, and staff at Harvard whose
skills and work would benefit from contact with us and vice versa.
This means thinking first and foremost about our fields of study,
but it also requires creative programming to draw fresh talent
in areas related to our own traditional strengths. Over the past
few years we have had ever more frequent class visits, both from
Cambridge and from the Washington area, and we look forward
to even more. Likewise, we have had growing numbers of interns
who have helped in Byzantine Studies, the gardens, the Image
Collection and Fieldwork Archive, the museum, oral history, and
Pre-Columbian Studies. We established the Tyler Fellowships, to
help support students in Byzantine and Pre-Columbian Studies
(as well as in their penumbras); the second year of these non-residential fellowships, just now underway, permits the fellows to contribute to the work of Dumbarton Oaks in various projects. Here is
not the place to list all the faculty, librarians, curators, and administrators we have hosted from Cambridge—but those connections
have been strengthened whenever they have seemed appropriate to
the humanistic missions of Dumbarton Oaks.
The relatively new and expanding internship program has
also strengthened our ties to the university, while bringing to
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Dumbarton Oaks the energy and enthusiasm of a group that has
traditionally been absent from our community: undergraduates and graduate students in the earlier stages of their academic
career. As one of our founders emphasized already in the middle
of the last century, education extends far beyond courses, examinations, and extended writing of theses or dissertations. An
argument could be framed that extracurricular activities have
been overemphasized at the collegiate level for more than twenty
years, with unsurprisingly adverse consequences for the purely
academic side of things. To redress this shortcoming in a small
but deeply meaningful way, Dumbarton Oaks offers options for
what could be considered research-related extracurriculars. By
devising internships imaginatively, we benefit from the energies
of best and the brightest while also showing off and sharing our
own strengths. For young people the opportunity to engage with
specialists in museums, libraries, archives, publications, and gardens can be eye-opening and invigorating. By experiencing from
within the highest-level workings of a research institute, these
students are helped to reaffirm and, yes, to transform themselves.
They are allowed the space in which to be eager: that is, after all,
what the word student means.
Beyond Harvard, we aim to collaborate with other institutes in the United States and abroad. In 2010–2011 we cosponsored events with the Italian cultural institute as well as with the
Mexican and Honduran embassies. The culmination came in a
full day devoted to Cyprus, the result of a happy conjunction with
the Cypriot Embassy. Such jointly sponsored lectures and study
days help us to attract audiences we would not have reached otherwise, and they build relationships that I hope will serve not only
Dumbarton Oaks but scholarship in general. In however modest
a way, the results can even contribute to better international relations. Laying the groundwork for shared activities is time-consuming, but well worth the effort.
What lies ahead for Dumbarton Oaks? Thanks to the rapid
clip of technological change, no humanities research institute can
afford to behave in the manner that pseudo-science ascribes to the
ostrich. With our heads held high and our eyes wide open—looking straight ahead at the present but with both the past and the
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future in our peripheral vision—we must demonstrate the very
special things we can accomplish by amalgamating the traditions
of high-level scholarship with our ongoing commitment to digital initiatives. We take enormous satisfaction in the conversion of
our website to the content management system Plone, which facilitates the ever freer incorporation of digital content. Our facilities
department is committed to making available more and more of
our Computerized Maintenance Management System (CMMS),
which includes an events manager to help us to coordinate and
communicate better about the many services we provide in connection with events. Our museum, library, and ICFA have been
ambitious and creative in hosting online exhibitions. Like a very
vigorous plant species (not an invasive weed, I hope!) Dumbarton
Oaks has pervaded the blogosphere, thanks to the ICFA, library,
oral history project, gardens, and areas of studies. Our many
events, scholarly initiatives, exhibits, and publications are disseminated to a growing and diverse audience through our new,
monthly electronic newsletter (The Oaks News). The talent and
passion of our staff and interns are remarkable, in bringing knowledge of history and appreciation of beauty to the world at large.
By reaching out to a broader audience for both our traditional
media and the new ones, we can present the best face of higher
education in North America. Yet our vision is global: owing to the
variety and nature of our fields, we can bring together the brightest
people from around the world as both fellows and staff, and motivate them to work together to achieve the best new results—ones
that will serve as models for researchers, librarians, and archivists
elsewhere. For such strides to be taken at the staff level, we must
maintain clarity about the reporting structures in our ten departments while simultaneously fostering (in both managers and the
staff members they oversee) a ready embrace of a sensible interdepartmentalism, which is in this case really just the organizational
expression of interdisciplinarity.
To descend to a more grittily practical level, we have also been
attending to the basic business of ensuring proper maintenance
of our facilities and proper planning for our future, over the next
ten years and beyond. In keeping with this timeframe, in the fall
of 2010 Dumbarton Oaks received approval from the District of
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Columbia for its ten-year campus plan. The plan foresees no major
changes in the number of staff members and fellows: we remain
well below the thresholds we have been permitted under previous
campus plans, and we still have more than a half acre per fellow,
which as campus plans go in Washington (or almost anywhere
else) is extraordinary.
But we are changing. Dumbarton Oaks has almost completed
the approvals process necessary to renovate and expand a building
only a short distance away, at 1700 Wisconsin Avenue. This project, to be completed in time for occupancy in the academic year
2014–2015, will allow us to replace La Quercia, our existing apartment building on 30th Street. At present we must house fellows in
quarters that stand a half mile away, are increasingly difficult to
maintain, and lack flexibility: sometimes they are too small, sometimes too large, and only fortuitously just right. The new building will enable us to accommodate our fellows in better space and
to cope better with the fluctuations in family size that occur from
year to year in our cohorts of fellows. Although being situated at
the corner of Wisconsin and R Street will bring the disadvantage
of noise, it will have many more advantages. Families will enjoy
proximity to the Georgetown Public Library, to the supermarket, to convenient bus service, and to our gardens. In terms of the
socializing that can enhance the intellectual benefits of a year here,
fellows will have the boon of closeness to Dumbarton Oaks, with
a traffic pattern that will increase the likelihood of interaction
among fellows, senior fellows, other short-term visitors, and staff.
Our migration will be of benefit the fellowship programs not
only in terms of greater proximity but also in terms of spirit, since
we will bring our gardens to 1700 Wisconsin while integrating the
building into the Dumbarton Oaks aesthetic. With trees, plantings, a green roof, and sustainable design, what emerges will be a
credit to the neighborhood in which we are rooted as well as to our
architecture and gardens. Equally important, 1700 Wisconsin will
serve the cause of both advanced research and general culture. The
present three areas of studies, as they have been strictly and conventionally defined, will not be expanded. But it will be possible,
within a genuine residential community, to create synergies and
catalyze intersections as never before.
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Using the word community of course brings to mind particular faces. At the risk of concluding on a melancholic note, this
is a moment when the name of our recently deceased director of
finances calls out to be acknowledged. In the last annual report
her loss was too recent and raw for me to mention. After three
decades of service to Dumbarton Oaks, Marlene Chazan is not
with us today physically, but she is in spirit. In heart and mind she
stood fully behind most of what I have delineated in this report,
most particularly the transformation of 1700 Wisconsin. At one
crucial juncture she urged us, in her economical but highly effective fashion, not to be constrained but to think big—not to shoehorn too many people into too small a space, but to pursue options
for judicious expansion of the building. She would be happy to see
where we are headed.
Dumbarton Oaks has become what it is—and here I mean not
funds or buildings but spirit—thanks to the efforts of the dozens
in our community to support the best in our ambitions and to help
us work together to our collective advantage. We will not forget
Marlene, just as we will not shed our appreciation for all the others
who have moved on from us in recent years, since we task ourselves in special and quiet ways with being a shrine to memory.
The humanities are supposed to be humane, and they rest on the
bedrock of respect for the past. We must not lose these features.
At the same time, we are a vigorous organism that not only tolerates but even embraces change, as not only fellows and scholars
but also staff members come and go. Saying goodbye to friends
is hard, but the loss is offset by the joys of new colleagues, with
new talents, new perspectives, and new energies. The Director’s
Office has an entirely different staff from two years ago. To give
only a token list of those who have come, we have a new Director
of Finances (Mary Beth Tsikalas), a new Human Resources representative (Pallavi Jain), a new Executive Director (Yota Batsaki), a
new Executive Assistant (Francisco López), and a new Director of
Pre-Columbian Studies (Colin McEwan). But in fact the term new
is absurdly inapplicable to most of the individuals I just identified,
since many of them have been working so hard and so long that
they may be thinking already of retirement—but the work is what
justifies the adjective, since they have been renewing Dumbarton
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Oaks exactly as is needed for a legacy institution. And so we look
back with love and appreciation even as we peer forward with
hope, while progressing as swiftly as we can into a future that we
shape to the best of our abilities.
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