FRANCIS BACON ON THE QUESTION OF KNOWLEDGE
ILGIN AKSOY
109679007
İSTANBUL BİLGİ ÜNİVERSİTESİ
SOSYAL BİLİMLER ENSTİTÜSÜ
FELSEFE VE TOPLUMSAL DÜŞÜNCE YÜKSEK LİSANS
PROGRAMI
FERDA KESKİN
2013
Thesis Abstract
Ilgın Aksoy, “Francis Bacon on the Question of Knowledge”
Francis Bacon stands out as the precursor of modern philosophy and modern
science. His conception of knowledge, his ideas concerning science,
experimentation, induction, methodology, Man’s dominion over Nature have
become idiosyncrasies of what has been known as modern philosophy. This
novel conception of knowledge has brought out an important shift from the
traditional conception of knowledge developed by ancient and medieval
philosophers on one hand, and it led to new epistemological problems in
modern philosophy on the other.
This shift had huge practical and theoretical consequences. In this thesis we
will try to assess the meaning of this shift and its consequences in the light
of Horkheimer’s concepts of ‘Objective Reason’ and ‘Subjective Reason’.
In the meantime, we will refer to Plato and Aristotle to illuminate Bacon’s
disengagement from the philosophical tradition on one hand; and refer to
Locke, Berkeley, Hume and Quine to clarify the problems promulgated from
the Baconian conception of knowledge.
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Tez Özeti
Ilgın Aksoy, “Francis Bacon ve Bilgi Sorunu”
Francis Bacon modern felsefe ve modern bilimin habercisi olarak göze
çarpar. Bacon'ın bilgi tasarımı; bilim, deneycilik, tümevarım, metodoloji,
İnsan'ın Doğa üstündeki tahakkümü hakkındaki fikirleri modern felsefenin
hususi nitelikleri olagelmiştir. Bu yeni bilgi tasarımı, bir yandan antik ve
orta çağ felsefecileri tarafından geliştirilmiş bilgi tasarımından ciddi bir
kopuşa işaret ederken, bir yandan da yeni epistemoloik sorunlara yol
açacaktır.
Bu kopuşun muazzam teorik ve pratik sonuçları olmuştur. Bu tezde
Horkheimer'ın 'Objektif Aklı' ve 'Subjektif Akıl' kavramlarının ışığında bu
kopuşun ve onun sonuçlarının anlamlarını tahlil etmeye çalışacağız. Bu
kopuşu tarihsel olarak aydınlatmak için felsefe geleneğiyle olan ilişkisini
incelemek üzere Platon ve Aristoteles'e başvuruken, Bacon'cı bilgi
tasarımından neşreden sorunları ortaya çıkarmak için Locke, Berkeley,
Hume ve Quine'a başvuracağız.
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To the freedom of Gaia..
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CONTENTS
I. Introduction………………………………………………………….... 1
II. Baconian Design of Science…………………………………………. 5
II.I. Criticisms of Philosophy and Science……………………………….. 6
II.I.I. Errors of Philosophy and Science…………………………………....7
II.I.II. Erroneous Philosophical and Scientific Traditions………………... 18
II.II. Epistemological Assumptions……………………………………….20
II.III. How to Acquire Knowledge………………………………………...30
III. Objective Reason & Subjective Reason…………………………… 41
III.I. Horkheimer’s Conception…………………………………………... 41
III.II. The History of Reason……………………………………………... 50
III.III. The Shift from Objective to Subjective Reason…………………... 68
IV. Baconian Inspirations……………………………………….……….73
IV.I. Empiricist Manifestation of Subjective Reason…………….…….… 73
IV.II. Metaphysical Presuppositions of Empirical Science………………. 81
IV.III. The Prevalence of Modern Science……………………………….. 85
V. Conclusion…………………………………………………………….. 95
Bibliography……………………………………………………………... 99
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I. Introduction
Francis Bacon represents an important moment in history. This is a moment
of an important shift in the conception and function of knowledge. In order
to understand this shift we should compare the Baconian conception of
knowledge with the philosophical and scientific traditions before and after
him; and in order to accomplish this task we must first explicate Bacon's
conception of knowledge. In this thesis, we will study Bacon's conception of
knowledge and the understanding of reason and science immanent to this
conception as portrayed in the Novum Organum (2002).
For Bacon, knowledge has two independent elements, which are experience
and reason. Experience in its simplest form consists of sense-data. Sensedata are private, subjective, contingent and contradictory. However, if
augmented by reason and obtained through systematic experimentation it
becomes public and objective. Reason, on the other hand, is a mental faculty
having formal principles of its own. These principles constitute deduction
on the one hand and induction on the other. There is general consent over
the rules of deduction as collected under syllogistic logic. However, there is
no such consensus over induction. One of the most important aims of the
Novum Organum is to construct such rules, earn experience an empirical
certainty and establish its objectivity, publicity and necessity.
In this framework, Nature stands as an entity outside experience and reason.
It is the condition of possibility of objectivity, publicity and necessity in
experience and can only be reached by the coordinated labour of experience
and reason. That is to say, by collecting the content of knowledge via
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exhaustive experimentation systematized by reason and inferring theories
through regulated induction, the knowledge of Nature can be attained.
Through this labour, the mechanism of Nature can be unravelled.
When evaluated from the point of view of this conception of knowledge, the
scientific or philosophical traditions before Bacon have not even
approximated knowledge. Proto-scientific disciplines lack and have not ever
thought of constructing such a methodology as Bacon does. Instead, they
proceeded through practice, and, therefore, Bacon characterised the
progresses he observed in them as “chance”.
Philosophical tradition, on the other hand, has operated with an
understanding of reason which was in sharp contrast to Bacon's. According
to this understanding, reason is not a private, mental faculty but a structure
inherent in Nature. Theologico-philosophical doctrines tried to achieve this
structure through God's word, while secular philosophical doctrines tried to
achieve it through subjective reason.
These philosophical doctrines are regarded as fabrications of reason by
Bacon. When left to itself, when induction is not limited by rules, reason
may produce many contradictory ideas. The sciences which promulgate
from these doctrines are not verified by empirical data, but rather assimilate
empirical data according to their own. In this sense, philosophical tradition
is speculative and dogmatic according to Bacon.
In contrast to these traditions, Baconian science prescribes a methodology
for experimentation and induction: Elaborate experiments should be devised
and data, which will supply the content of knowledge, should be collected
3
from them, and a mechanism of regulated induction, which supply the form
of knowledge acquisition, should be applied to these data. Eventually, this
knowledge will provide Man's rightful dominion over Nature.
Similar conceptions of knowledge have been conceived since Bacon.
Descartes' Rules for the Direction of the Mind (1954) is an important
instance of the Baconian ideal of prescribing the limits of reason. However,
when examined closely that ideal of devising what can be called
“empirically verified knowledge” turns out to be not-so-reliable.
John Locke, in his An Essay Concerning Human Understanding (1999),
starts with a similar premise as Bacon, namely, on the premise that all
knowledge must be grounded on two valid faculties of the mind: sensation
and reflection. However, if all our knowledge is grounded on these two
mental and subjective faculties, then how can we say that objective
knowledge can be acquired by the mind? This is a problem which cannot be
solved either by Bacon or Locke, and it practically means that no competing
theory can be judged with respect empirical data.
Furthermore, Hume in his An Enquiry Concerning Human Understanding
(1988) later observes that if we confine our knowledge to facts and
inferences made from these facts, then causality, induction and substance, in
other words the most fundamental tools of science become untenable. This
is because we can derive those tools neither from facts nor through
reflecting upon our collection facts. This has become another problem
which cannot be solved by modern philosophy.
So the Baconian conception of a system of empirically verified knowledge
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becomes an inconsistent system. However, this is not to say that it is totally
meaningless. By conceiving knowledge as inductive inference from
experimental data about mechanical Nature, Bacon transforms knowledge to
a shortcut of present practices in society. Of course, that society turns into a
technocracy of scientists and engineers in time. With the claim that science
is politically neutral, supported by the instrumental understanding of reason,
the question of scientific practice is removed from the question of
knowledge. Scientific endeavour is left at the hands of prevalent power
structures and the scientists and engineers operating within those structures.
Lives of people and the future of Nature are concealed behind those
practices which promulgate from those endeavours.
II. Baconian Design of Science
In this chapter we will study Bacon's proclaimed opus for reconstructing
science and knowledge from bottom to top, namely The Great Instauration.
The work is never finished, but it nevertheless gives important insight into
the Baconian design of science and its future inspirations.
The book was planned to consist of six parts:
1. The Divisions of the Sciences.
2. The New Organon; or Directions concerning the Interpretation of Nature.
3. The Phenomena of the Universe; or a Natural and Experimental History
for the foundation of Philosophy.
4. The Ladder of Intellect.
5. The Forerunners; or Anticipations of the New Philosophy.
6. The New Philosophy; or Active Science.
In the Novum Organum, which constitutes the second part of “The Great
Instauration”, Bacon tries to elucidate how science and philosophy current
in his time are misleading for a genuine understanding of Nature, which he
calls "Interpretation of Nature". To illuminate this "Novum Organum" or the
new science, Bacon will first criticize the tradition of science and
philosophy prior to his work, which advances with rush “Anticipations of
Nature”, and then he will explain how instead Novum Organum is possible.
During the course of this thesis, we will see how Bacon disengages from the
tradition before him to re-engage with a new set of assumptions along with
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the problems that arise from them. We will also see that a certain ideology,
which reveals itself even in the title “The Kingdom of Man”, is implied by
and underlies these assumptions. The expression, “The Kingdom of Man”,
implies the underlying agenda of what can be called modern philosophy: to
subordinate Nature to Man's will through science. The claim for truth and
genuine knowledge always finds its justification and its methodology with
respect to this agenda.
We will investigate Bacon's Novum Organum in three episodes: firstly, on
how Bacon distinguishes it from philosophical and scientific tradition by
unravelling his criticisms against them; secondly, on its epistemological (on
how genuine knowledge is possible) assumptions and thirdly on its
methodological (on how can genuine knowledge be acquired) assumptions.
II.I. Criticisms of Philosophy and Science
Bacon's design of a new science always holds hands with a critique of
philosophy and of the old sciences. However, this critique is never directed
to their contents but to their form. That is to say, Bacon does not criticize or
reject any philosophy or science on the ground that they conceive the world
falsely. He does think that they conceive the world falsely, but Bacon's
fundamental criticism is on the methods they use in order to constitute these
conceptions of the world. If the right methods are used, necessarily the right
consequences will come. However, old methods should be fought first and,
in this chapter, we are going to present Bacon's methodological rejection of
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philosophy and science. This rejection includes Plato and Aristotle on the
one hand and early modern scientists such as Paracelsus and Telesio on the
other.1
II.I.I. Errors of Philosophy and Science
Bacon starts his criticisms with an analysis of the errors committed while
constructing false theories. At the basis of these errors stands syllogism.
Bacon observes that philosophy and sciences work with syllogism. However
syllogism, in its nature, is merely formal. Its content comes from already
established axioms, by which Bacon means the basic assumptions of a body
of knowledge conceived as a kind of pyramid where axioms stand at the top.
These axioms are composed of many notions and these axioms and notions
are formed through certain prejudices, or idola in Bacon's terms.
Primarily, Bacon claims that syllogism is inadequate:
1
That this criticism was not unique to Bacon and was idiosyncratic to his era can be seen
in the writings of Johannes Kepler:
[....] there is a sect of philosophers, who (to quote the judgment of Aristotle, unmerited
however, about the doctrine of the Pythagoreans lately revived by Copernicus) do not
start their ratiocinations with sense-perception or accommodate the causes of the things
to experience: but who immediately and as if inspired (by some kind of enthusiasm)
conceive and develop in their heads a certain opinion about the constitution of the
world; once they have embraced it, they stick to it; and they drag in by the hair [things]
which occur and are experienced every day in order to accommodate them to their
axioms. These people want this new star and all others of its kind to descend little by
little from the depths of nature, which, they assert, extend to an infinite altitude, until
according to the laws of optics it becomes very large and attracts the eyes of men; then
it goes back to an infinite altitude and every day [becomes] so much smaller as it moves
higher.
Those who hold this opinion consider that the nature of the skies conforms to the law of
the circle; therefore the descent is bound to engender the opposite ascent, as is the case
with wheels.
But they can easily be refuted; they indulge indeed in their vision, born within them,
with eyes closed, and their ideas and opinions are not received by them [from valid
experience] but produced by themselves. (as cited in Koyré, 1957, p. 59)
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As the sciences in their present state are useless for the discovery of works, so
logic in its present state is useless for the discovery of sciences. (Bacon, 2002,
p.35)
The problem with syllogism, according to Bacon, is that it merely supplies a
form to make valid inferences. But since the basic axioms (that are the
premature assumptions about nature, regulated to a certain extent by the
notions given in language) in sciences are problematic and doubtful, the
middle axioms derived from them using syllogism will be so too. Therefore
if one works with syllogism, one may only derive consequences consistent
with one's basic axioms, but one cannot override them and reach truth:
The syllogism is not applied to the principles of the sciences, and is applied in
vain to the middle axioms, since it is by no means equal to the subtlety of
nature. It therefore compels assent without reference to things. (Bacon, 2002, p.
35)
The basic principles of sciences cannot be founded by syllogism either, for
syllogism cannot give the content of the axioms:
The syllogism is not applied to the principles of the sciences, and is applied in
vain to the middle axioms, since it is by no means equal to the subtlety of
nature. It therefore compels assent without reference to things. (Bacon, 2002, p.
35)
And the basic principles of sciences are wrong, for they are derived from
defectively formed notions through speculation or an alleged intuition about
the world:
The syllogism consists of propositions, propositions consist of words, and
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words are counters for notions. Hence if the notions themselves (this is the basis
of matter) are confused and abstracted from things without care, there is nothing
sound in what is built on them. The only hope is true induction.
There is nothing sound in the notions logic and physics: neither substance, nor
quality, nor action and passion, nor being itself are good notions; much less
heavy, light, dense, rare, wet, dry, generation, corruption, attraction, repulsion,
element, matter, form and so on; all fanciful and ill defined. (Bacon, 2002, p.35)
The reason for these defectively formed notions are, according to Bacon,
based on four kinds of prejudices or idola that condition human
understanding:
The illusions are false notions which have got a hold on men's intellects in the
past and are now profoundly rooted in them, not only block their minds so that
it is difficult for truth to gain access, but even when access has been granted and
allowed, they will once again, in the very renewal of the sciences, offer
resistance and do mischief unless men are forewarned and arm themselves
against them as much as possible.
There are four kinds of illusions which block men's minds. For instructions
sake, we have given them the following names: the first kind are called idols of
the tribe; the second idols of the cave; the third idols of the marketplace; the
fourth idols of the theatre. (Bacon, 2002, p. 40)
The “idols of the tribe” refers to conditions immanent in human nature:
The idols of the tribe are founded in human nature itself and in the very tribe or
race of mankind. (Bacon, 2002, p. 41)
Bacon describes sensualism, dogmatism and speculation as the tendencies in
10
man which distort reality for a genuine understanding of Nature.
By sensualism is meant the reliance on sense data as a tool for acquiring
knowledge. Bacon will criticize this reliance on the ground that genuine
knowledge cannot be derived from senses, since the human faculty of
sensation is a mis-representation of reality; it is not a blank sheet which
passively receives rays from the world, but is like an 'uneven mirror' which
distorts them:
The assertion that the human senses are the measure of things is false; to the
contrary, all perceptions, both of sense and mind, are relative to man, not to the
universe. The human understanding is like an uneven mirror receiving rays
from things and merging its own nature with the nature of things, which thus
distorts and corrupts it. (Bacon, 2002, p. 41)
Dogmatism is a strict ontological commitment to a certain idea. The
peculiarity of a dogma is marked by its un-falsifiability and its power of
generality. What we mean is that a dogma can never be falsified, because
whenever any theory is tested, it is tested along with other theories, which
can be called auxiliary theories. And whenever the theory is falsified the
whole set of auxiliary theories along with the main theory is falsified. Thus,
by making certain modifications on the set of auxiliary theories, one can
save the main theory. This attitude towards dogma is also supported by the
generality it possesses. The solidity of a theory is promoted by the cases it
explains. So if a theory explains a large number of cases and a large number
of other theories can be reduced to it, then it seems to be a pretty strong
theory. But there is no logical necessity as to which cases can a theory be
11
explanatorily related just as there is no logical necessity as to which theories
are to be modified when the set is falsified.
Bacon observes that such is the case with the dogmatic slumber in
philosophy and sciences in his age:
Once a man’s understanding has settled on something (either because it is an
accepted belief or because it pleases him), it draws everything else also to
support and agree with it. And if it encounters a larger number of more powerful
countervailing examples, it either fails to notice them, or disregards them, or
makes fine distinctions to dismiss and reject them, and all this with much
dangerous prejudice, to preserve the authority of its first conceptions. So when
someone was shown a votive tablet in a temple dedicated, in fulfilment of a
vow, by some men who had escaped the danger of shipwreck, and was pressed
to say whether he would now recognise the divinity of the gods, he made a good
reply when he retorted: ‘Where are the offerings of those who made vows and
perished?’ The same method is found perhaps in every superstition, like
astrology, dreams, omens, divine judgements and so on: people who take
pleasure in such vanities notice the results when they are fulfilled, but ignore
and overlook them when they fail, though they do fail more often than not. This
failing finds its way into the sciences and philosophies in a much more subtle
way, in that once something has been settled, it infects everything else (even
things that are much more certain and powerful), and brings them under its
control. And even apart from the pleasure and vanity we mentioned, it is an
innate and constant mistake in the human understanding to be much more
moved and excited by affirmatives than by negatives, when rightly and properly
it should make itself equally open to both; and in fact, to the contrary, in the
formation of any true axiom, there is superior force in a negative instance.
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(Bacon, 2002, p. 43)
Speculation is the human endeavour to revealing reality through intellect.
Bacon observes that the tendency of man to transgress the limits of
experience estranges him from Nature:
The human understanding from its own peculiar nature willingly supposes a
greater order and regularity in things than it finds, and though there are many
things in nature which are unique and full of disparities, it invents parallels and
correspondences and non-existent connections. Hence those false notions that in
the heavens all things move in perfect circles and the total rejection of spiral
lines and dragons (except in name). Hence the element of fire and its orbit have
been introduced to make a quaternion with the other three elements, which are
accessible to the senses. Also a ratio of ten to one is arbitrarily imposed on the
elements (as they call them), which is the ratio of their respective rarities; and
other such nonsense. This vanity prevails not only in dogmas but also in simple
notions. (Bacon, 2002, p. 42)
The “idols of the cave” (an obvious allusion to Plato's allegory of the cave)
refers to the problems caused by individual peculiarities. Every individual
has a mind of its own, and in its mind distorts reality to a certain extent:
The idols of the cave are the illusions of the individual man. For (apart from the
aberrations of human nature in general) each man has a kind of individual cave
or cavern which fragments and distorts the light of nature. This may happen
either because of the unique and particular nature of each man; or because of his
upbringing and the company he keeps; or because of his reading of books and
the authority of those whom he respects and admires; or because of the different
impressions things make on different minds, preoccupied and prejudiced
13
perhaps, or calm and detached, and so on. The evident consequence is that the
human spirit (in its different dispositions in different men) is variable thing,
quite irregular, almost haphazard. Heraclitus well said that men seek knowledge
in lesser, private worlds, not in the great or common world. (Bacon, 2002, p. 41)
The “idols of the marketplace” refers to the inadequacy of language in
representing Nature. It is a critique of ordinary language. Bacon observes
that the inadequacy in ordinary language is caused by poorly formed
notions:
The illusions which are imposed on the understanding by words are of two
kinds. They are either names of things that do not exist (for as there are things
that lack names because they have not been observed, so there are also names
that lack things because they have been imaginatively assumed), or they are the
names of things which exist but are confused and badly defined, being
abstracted from things rashly and unevenly. Of the former sort are fortune, the
first mover, the orbs of the planets, the element of fire and fictions of that kind,
which owe their origin to false and groundless theories. Idols of this kind are
easily got rid of; they can be eradicated by constantly rejecting and outdating
the theories.
But the other kind of idol is complex and deep-seated, being caused by poor and
unskilful abstraction. For example, let us take a word (‘wet’ if you like) and see
how the things signified by this word go together; it will be found that the word
‘wet’ is simply an undiscriminating token for different actions which have no
constancy or common denominator. For it signifies both what is easily poured
around another object; and what is without its own boundaries and unstable; and
what easily gives way all round; and what easily divides and disperses; and
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what easily combines and comes together; and what easily flows and is set in
motion; and what easily adheres to another body and makes it wet; and what is
easily reduced to a liquid, or liquefies, from a previous solid state. Hence when
it comes to predicating and applying this word, if you take it one way, a flame is
wet; if in another, air is not wet; if in another, a speck of dust is wet; if in
another, glass is wet; it is easily seen that this notion has been rashly abstracted
from water and common and ordinary liquids only, without any proper
verification. (Bacon, 2002, p.48-49)
Instead Bacon suggests "a method and manner for forming notions and
axioms" (Bacon, 2002, p. 48). This attitude is similar to the endeavours of
the twentieth century logical positivists of constructing a "formal language".
Both Bacon and logical positivists tried to construct a language from bottom
up, by fixing every term (whether a word or a proposition) to sense-data.
The “idols of the theatre” addresses philosophy. Bacon compares philosophy
to theatre plays: as plays are fictions that resemble real life, but in a more
eloquent and contemplated manner, so does philosophy resemble the world.
Bacon divides philosophy into three types, which are sophistic, empirical
and superstitious. But the basic problem with the three of them is that they
all jump to conclusions without adequate empirical evidence:
In general, for the content of philosophy, either much is made of little or little is
made of much, so that in both cases philosophy is built upon an excessively
narrow basis of experience and natural history, and bases its statements on
fewer instances than is proper. Philosophers of the rational type are diverted
from experience by the variety of common phenomena, which have not been
certainly understood or carefully examined and considered; they depend for the
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rest on reflection and intellectual exercise.
There are also philosophers of another type who have laboured carefully and
faithfully over a few experiments, and have had the temerity to tease out their
philosophies from them and build them up; the rest they twist to fit that pattern
in wonderful ways.
There is also a third type, who from faith and respect mingle theology and
traditions; some of them have been unfortunately misled by vanity to try to
derive sciences from Spirits and Genii. And so the root of errors and false
philosophy is of three kinds: Sophistic, Empirical and Superstitious. (Bacon,
2002, p. 50)
For the first of these types, namely the Sophistic, Bacon gives Aristotle as
the most obvious example. He claims that Aristotle postulates his axioms
first and then adapts experimental results to his axioms arbitrarily, and he
also adds that these axioms are not for understanding reality as it is but for
explaining phenomena in discourse:
The most obvious example of the first type is Aristotle, who spoils natural
philosophy with his dialectic. [...] He was always more concerned with how one
might explain oneself in replying, and to giving some positive response in
words, than of the internal truth of things; and this shows up best if we compare
his philosophy with other philosophies in repute among the Greeks. [...]
Aristotle’s physics too often sound like mere terms of dialectic, which he
rehashed under a more solemn name in his metaphysics, claiming to be more of
a realist, not a nominalist. And no one should be impressed because in his books
On Animals and in his Problems and other treatises there is often discussion of
experiments. He had in fact made up his mind beforehand, and did not properly
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consult experience as the basis of his decisions and axioms; after making his
decisions arbitrarily, he parades experience around, distorted to suit his
opinions, a captive. (Bacon, 2002, p. 51-52)
Bacon's account of Aristotle indicates the rupture Horkheimer presents
explicitly. For Aristotle, philosophy, empirical sciences and ethics had a
common ground; namely metaphysics. According to Aristotle, metaphysics
as the first philosophy could be established through a certain intuition about
the world. However Bacon excludes this type of knowledge (i.e. a
knowledge that can be reached by a reason immanent to the objective
world) from the realm of knowledge.
Bacon's critique of empirical philosophy is interesting. Almost foreseeing
Hume's argument on the impossibility of validation of inductive arguments,
he claims that since it is not possible to reach any conclusions directly from
experiment, empirical philosophy is dangerous. Hence he will regard
empirical conclusions as fallacious:
The empirical brand of philosophy generates more deformed and freakish
dogmas than the sophistic or rational kind, because it is not founded on the light
of common notions (which though weak and superficial, is somehow universal
and relevant to many things) but on the narrow and unilluminating basis of a
handful of experiments. Such a philosophy seems probable and almost certain
to those who are engaged every day in experiments of this kind and have
corrupted their imagination with them; to others it seems unbelievable and
empty. There is a notable example of this among the chemists and their dogmas;
otherwise it scarcely exists at this time, except perhaps in the philosophy of
Gilbert. However, we should not fail to give a warning about such philosophies.
17
We already conceive and foresee that, if ever men take heed of our advice and
seriously devote themselves to experience (having said goodbye to the sophistic
doctrines), then this philosophy will at last be genuinely dangerous, because of
the mind’s premature and precipitate haste, and its leaping or flying to general
statements and the principles of things; even now we should be facing this
problem. (Bacon, 2002, p. 52)
Finally, in superstitious philosophy, Bacon observes that by canonizing the
defectively formed notions, philosophies put them beyond any analysis or
objective assessment of their value with respect to Nature:
This kind of evil also occurs in parts of other philosophies by the introduction
of abstract forms and final causes and first causes, and by frequent omission of
intermediate causes and so on. We must give the strongest warning here. For the
worst thing is the apotheosis of error; respect for foolish notions has to be
regarded as a disease of the intellect. (Bacon, 2002, p. 53)
The final concept, which deceives Man's understanding of Nature, is the
concept of final cause. Bacon assesses the idea of a final cause to be alien to
Nature itself and that it has been falsely derived from human nature. It has
no use in the effective understanding and manipulation of the world, so it
must be excluded from the realm of knowledge.
It can be seen that in the modern era the idea of a final cause will be totally
excluded from natural philosophy and science. Bacon shows this inclination
with the claim that attributing final causes is only peculiar to human nature
and extending this attribute to the Nature is an error:
[…] final causes, which are plainly derived from the nature of man rather than
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of the universe, and from this origin have wonderfully corrupted philosophy. It
is as much a mark of an inept and superficial thinker to look for a cause in the
most universal cases as not to feel the need of a cause in subordinate and
derivative cases. (Bacon, 2002, p.44)
In another passage Bacon holds that final causes can explain nothing except
human behaviour:
[...] in fact [final cause] actually distorts the sciences except in the case of
human actions. (Bacon, 2002, p. 102)
II.I.II. Erroneous Philosophical and Scientific Traditions
We have noted that Bacon's criticisms are aimed at ancient as well as early
modern philosophical and scientific traditions. All these criticisms arise
from the analyses and assessments of the concepts used in those traditions.
The first of these criticisms is directed at Aristotelian philosophy where a
kind of axiomatic system can be seen. In this structure there are first
principles at the ground of the system and all propositions concerning
Nature are deduced -by means of syllogism- from these principles. First
principles, on the other hand, are reached by means of an insight immanent
to Nature. This capability is contained in human reason and can be enhanced
to the point of understanding the objective reason in Nature since it is a part
of it.
Bacon rejects the possibility of such a capability. According to him, reason
merely consists of a formal capacity, and in the Aristotelian schema, it
19
means that only syllogism is possible within humane intellectual
capabilities, in which case no possible intellectual capability may reach first
principles. Rather, it may merely deduce propositions from them. Bacon
presents Aristotle as the prototype of rationalist philosophers in this sense:
Philosophers of the rational type are diverted from experience by the variety of
common phenomena, which have not been certainly understood or carefully
examined and considered; they depend for the rest on reflection and intellectual
exercise. (Bacon, 2002, p. 51)
Aristotle proposed specific axioms for various scientific disciplines;
however his thought was lacking in that it did not propose a master principle
for the whole body of science. This lack is also effective in the
contemporary science according to Bacon. This master principle in question
here is what can be called methodology. Although sciences had come to
make a certain leap as Bacon admits, this leap seems to be inadequate for
him. Because sciences do not come from systematized investigation, but
from chance and common experience:
[...] the results which have been discovered already are due more to chance and
experience than to sciences; for the sciences we now have are no more than
elegant arrangements of things previously discovered, not methods of discovery
or pointers to new results. (Bacon, 2002, p. 34)
Bacon extends this criticism to alchemy, magic and astrology as well as to
his contemporary scientists such as Gilbert, Paracelsus and Telesio:
Mechanic, mathematician, physician, alchemist and magician do meddle with
nature (for results); but all, as things are, to little effect and with slender
20
success. (Bacon, 2002, p. 34)
This second type of approach to knowledge is what Bacon calls empirical
philosophy. While rationalist philosophy is explicated by an analogy to
spiders, the empirical scientists are explicated by an analogy to ants.
Rationalists, like spiders, spin webs and then make their sense-data comport
to these webs; while empirical scientists merely collect sense-data randomly.
However, the right method is that of the bee. The bee collects its material
selectively and then makes its own product out of these materials:
Those who have treated of the sciences have been either empiricists or
dogmatists. Empiricists, like ants, simply accumulate and use; Rationalists, like
spiders, spin webs from themselves; the way of the bee is in between: it takes
material from the flowers of the garden and the field; but it has the ability to
convert and digest them. (Bacon, 2002, p. 79)
These criticisms against philosophical and scientific traditions promulgate
from a certain analysis of knowledge, and now we will take a look at this
epistemology.
II.II. Epistemological Assumptions
The basic epistemological assumption, which prevails throughout Novum
Organum is that understanding Nature is possible only by collecting facts
and making valid inferences from them:
Man is Nature's agent and interpreter; he does and understands only as much as
he has observed of the order of nature in fact or by inference; he does not know
and cannot do more. (Bacon, 2002, p. 33)
21
Thus, according to Bacon's way, the answer to "what is genuine knowledge"
is basically axioms induced from a collection of facts. There is a two-legged
process of knowledge acquisition: the first leg is the collection of facts, and
the second is the classification of the collected data, inferring from them
axioms and computation of and deduction from those axioms new data.
The former aspect of this process, namely collection of facts, determines the
limits of experience. What Bacon understands from facts are sense-data
augmented by experiment. As we have noted, he criticizes a crude
sensualism. Senses are inconsistent and incomplete; they carry a lot of
contradiction and errors. However, they also possess information about the
structures and processes which engender those alleged contradictions and
errors, which should be revealed through experimentation:
[...] even when the senses do grasp an object, their apprehensions of it are not
always reliable. (Bacon, 2002, p. 18)
[...] we have many ways of scrutinising the information of the senses
themselves. For the senses often deceive, but they also give evidence of their
own errors; however the errors are to hand, the evidence is far to seek. (p. 17)
[...] the subtlety of experiments is far greater than that of the senses themselves
even when assisted by carefully designed instruments; we speak of experiments
which have been devised and applied specifically for the question under
investigation with skill and good technique. (p. 18)
The latter aspect of the process determines the limits of reason, which is
reduced to a role of classification, inference, computation and deduction.
If experience transgresses its limits, it ends up with what may be called
22
mysticism; and if reason transgresses its limits, it ends up with speculation.
However, by staying within their prescribed borders they constitute the body
of science and can reveal the structures and processes which govern Nature.
In order to make reason stay within its borders and supply Man with good
knowledge, science should have a methodology to prescribe rules on reason.
We can summarize Bacon's epistemology thus:
1. There is a strict distinction between experience and reason.
2. Experience is nothing but the totality of sense-data augmented by
experimentation.
3. Reason consists of classification, inference, computation and
deduction of data supplied by experience.
4. Experience and reason together constitute the body of science which
reveals the structures and processes that govern Nature.
5. Science should have a methodology to prescribe rules on reason to
fulfil its functions and hinder it from transgressing them.
Bacon's basic distinction between reason and experience foreshadows David
Hume's distinction between relation of ideas and matters of fact and
Immanuel Kant's distinction between analytic and synthetic judgements. In
order to interrogate what Bacon's epistemology amounts to theoretically, it
would be a fine labour to dive briefly into Hume’s and Kant's work.
For Hume, relations of ideas denote propositions which are grounded in the
pure operations of reason; while matters of fact denote propositions which
are derived from experience:
23
All the objects of human reason or enquiry may naturally be divided into two
kinds, to wit, Relations of Ideas, and Matters of Fact. Of the first kind are the
sciences of Geometry, Algebra, and Arithmetic; and in short, every affirmation,
which is either intuitively or demonstratively certain. [...]
Matters of fact, which are the second objects of human reason, are not
ascertained in the same manner; nor is our evidence of their truth, however
great, of a like nature with the foregoing. The contrary of every matter of fact is
still possible; because it can never imply a contradiction, and is conceived by
the mind with the same facility and distinctness, as if ever so conformable to
reality. (Hume, 1988, p. 28)
Propositions concerning geometry, algebra and arithmetic, according to
Hume, are demonstrative truths which depend solely on the operations of
reason. However any proposition concerning the world must come either
from sense-data (i.e. impressions) or some material provided by sense-data
(i.e. ideas or thoughts):
[...] our thought [...] is really confined within very narrow limits, and that all
this creative power of the mind amounts to no more than the faculty of
compounding, transposing, augmenting, or diminishing the materials afforded
us by the senses and experience (Hume, 1988 p. 21)
In Hume's conception, reason has the mere function of relating the most
abstract features of experience and making necessary inferences on the one
hand and augmenting on the material supplied by sense-data on the other.
That is to say, reason is reduced to a merely formal function in the process
of acquiring knowledge; it has no potential of ascertaining the content of
truth, but only of augmenting the content supplied by experience.
24
Kant defines analytic and synthetic judgements in a similar vein:
[…] there is [...] a distinction between [judgments] according to their content,
by dint of which they are either merely explicative and add nothing to the
content of the cognition, or amplicative and augment the given cognition; the
first may be called analytic judgments, the second synthetic. (Kant, 2004, p. 16)
In all judgments in which the relation of a subject to the predicate is thought
[...], this relation is possible in two different ways. Either the predicate B
belongs to the subject A as something that is (covertly) contained in this concept
A; or B lies entirely outside the concept A, though to be sure it stands in
connection with it. In the first case I call judgment analytic, in the second
synthetic. (Kant, 1998, p. 130)
Analytic judgements, according to this conception, depend solely on the
linguistic and logical operations of reason. "All bodies are extended" is an
analytic judgement. I have to know merely the meaning of "body" and
"extension" in order to assess the truth of this judgement; the rest depends
on the logical principle of identity.
Synthetic judgements, on the other hand, are empirical judgements. "All
bodies are heavy" is a synthetic judgement; I have to relate two distinct
concepts to assess the truth of this judgement. According to Kant, we have
to distinguish two types of synthetic judgements: a priori and a posteriori.
Kant uses the concepts of a priori and a posteriori in a novel sense. A priori
means before experience and denotes truths which can be known without
appealing to experience, while a posteriori means after experience and
denotes truths which can be known by appealing to experience. The first
25
type possesses a universal and necessary truth, while the second type is
private and contingent.
Now analytic judgements are obviously a priori. "All bodies are extended",
when analysed, is a judgement similar to A is A and A is A is a universal and
necessary truth. It can never be given in possible experience, yet it
maintains a rule for any reasoning. It is devoid of any content, but any
content may fit into it affirmatively or negatively. In this sense, it is pure
form.
Likewise, synthetic judgements of the kind "Every alteration has its cause"
are universal and necessary truths. They cannot be given in possible
experience, yet they maintain the rules for all possible experience. They
determine the limits of possible experience. They are devoid of content, but
consist in pure form. These are called synthetic a priori judgements.
Synthetic judgements of the kind "All bag are heavy", on the other hand, are
contingent truths. These are synthetic a posteriori judgements. They are
given in experience, but conditioned by synthetic a priori judgements; their
limits are determined by them.
In order for me to have synthetic a priori judgements, Kant continues, there
must be certain faculties in my mind which makes them possible. These are:
Intuition and Understanding which successively provide the forms of space
and time and the categories.
I know objects in space and time a posteriori, however I know space and
time themselves a priori. Space and time are conditions of possibility of
26
experience, for they are universal and necessary and any sense-data is given
to me in the forms of space and time.
Likewise, I know the objects of causal relations for instance, a posteriori;
however I know causality itself as a category a priori. The pure concept of
causality is universal and necessary and I can understand any experience in
the form of causality.
By denouncing the limits of legitimate knowledge as experience and the
limits of experience as the forms supplied by reason, Kant shuts the door for
any search of truth other than "scientific method". Therefore the pure
concepts of reason may merely apply to experience and its application to
anything independent of experience is illicit:
[...] the pure concepts of the understanding can never be of transcendental, but
always only of empirical use, and that the principles of pure understanding can
be related to objects of the senses only in relation to the general conditions of a
possible experience, but never to things in general. (Kant, 1998, p. 345)
We have noted that Hume confined knowledge to experience augmented by
reason and experience to the totality of sense-data. In a similar vein with
Kant, but with more rage, he commits any claim of knowledge which
transgress these borders to flames:
If we take in our hand any volume; of divinity or school metaphysics, for
instance; let us ask, does it contain any abstract reasoning concerning quantity
or number? No. Does it contain any experimental reasoning concerning matter
of fact and existence? No. Commit it then to the flames: For it can contain
nothing but sophistry and illusion. (Hume, 1988, p. 149)
27
Also in Bacon's criticisms of philosophy we have seen that the transgression
of experience as sense-data augmented by experiment and reason's functions
as categorization, inference, computation and deduction is regarded as a
scientific heresy.
This tendency we see with these three philosophers of denying reason's
capability of conceiving an objective content or denying it as a delusion or
disease or madness3 is actually an idiosyncrasy of modern philosophy. It
excludes any search for truth other than "scientific method" from the field of
knowledge although this search has been an integral part of philosophy until
then. Philosophy always had a function of a search for some truth which
cannot be given in possible experience but which can be reached by an
intellectual transcendence of experience into the immanent reason of
Nature. Now, however, with Bacon and later in Hume and Kant, we see that
this possibility is abandoned.
Horkheimer wrote extensively on this rupture. He observes that reason used
to connote an objective principle in reality, while according to the approach
presented by Bacon reason is merely a formal faculty of the mind:
This view [objective reason] asserted the existence of reason as a force not only
in the individual mind but also in the objective world – in relations among
human beings and between social classes, in social institutions, and in nature
and its manifestations. (Horkheimer, 2004, p. 4)
3
This attitude can be explicitly observed in Hume:
"The utmost we say of [ideas], even when they operate with greatest vigour, is, that they
represent their object in so lively a manner, that we could almost say we feel or see it:
But, except the mind be disordered by disease or madness, they never can arrive at such
a pitch of vivacity, as to render these perceptions altogether undistinguishable." (Hume,
1988, p. 20)
28
Although philosophy had a purpose of revealing this reason inherent in
reality, with Bacon and his approach to philosophy, we see that this purpose
is lost and even considered as a kind of heresy.
Instead, what we see with Bacon is a reason that has been reduced to a role
of categorization, inference, computation and deduction of experimental
work. As something completely alien to an objective understanding of
reason, this is more or less what is going to be understood by science in
modern philosophy:
The philosophical systems of objective reason implied the conviction that an
all-embracing or fundamental structure of being could be discovered and a
conception of human destination derived from it. They understood science,
when worthy of this name, as an implementation of such reflection or
speculation. They were opposed to any epistemology that would reduce the
objective basis of our insight to a chaos of uncoordinated data, and identify our
scientific work as the mere organization, classification, or computation of such
data. (Horkheimer, 2004, p. 9)
However when reason is reduced to such a formal role, Bacon's schema of
inferring from sense-data to the hidden structures and processes which
govern them becomes problematic. This problem is explicated by Hume.
We have treated of Hume's distinction between relation of ideas and matters
of fact and stated that relation of ideas determine the truth of propositions
concerning arithmetic, geometry, algebra or in other words the most abstract
concepts of the mind. Matters of fact, on the other hand, determine the truth
of propositions concerning what happens in this world.
29
Hence, if we think about a proposition such as "from any point to any point
a straight line can be drawn"; its truth can be assessed through relations of
ideas. If we think about a proposition such as "this road is a straight line", I
have to appeal to my impressions about the object in question to assess its
truth.
When it comes to a proposition such as "if you walk this road you will reach
Edinburgh", though I have to appeal to my impressions about the object, I
cannot assess its truth by merely doing this. Since the fact that walking on
the road and finally reaching Edinburgh are given as impressions to me, that
walking on the road causes reaching Edinburgh is not given in my
experience:
Let an object be presented to a man of ever so strong natural reason and
abilities; if that object be entirely new to him, he will not be able, by the most
accurate examination of its sensible qualities, to discover any of its causes or
effects. (Hume, 1988, p. 30)
Its truth can neither be assessed by relation of ideas, since the idea of
reaching Edinburgh does not consist in the idea of walking this road. It
would not be possible to derive where a certain road leads up to through
merely analysing their ideas:
When we reason a priori, and consider merely any object or cause, as it appears
to the mind, independent of all observation, it never could suggest to us the
notion of any distinct object, such as its effect; much less, show us the
inseparable and inviolable connexion between them. (Hume, 1988, p. 33)
And if assessing the truth of such a particular case as "if you walk this road
30
you will reach Edinburgh ", then it seems to be much harder to reach hidden
processes or structures or universal laws such as "an object at rest remains at
rest unless acted upon by a force". For in this case from particular matters of
facts we leap to universal propositions. However, these universal
propositions can never be given in experience and again cannot be derived
from relation of ideas.
Then Bacon's claim for revealing the hidden processes and structures which
govern Nature through collecting facts and for making inferences from
those facts are at risk. No certain knowledge of those processes and
structures as claimed by Bacon can be assessed within such an
epistemology.
Although epistemologically Bacon's schema is contradictory and incapable
of revealing the alleged hidden processes and structures in Nature, it is
always supported by the pragmatical ideal of "Man's dominion over
Nature". The core of this epistemology, namely its methodology, thus stands
firm and finds its justification with respect to such an ambition.
Manipulating the world is the aim of this methodology, and truth and utility
even become the same thing:
Truth therefore and utility are here the very same things, and works themselves
are of greater value as pledges of truth than as contributing to the comforts of
life. (Bacon, 1905, p. 298)
Therefore, in the next chapter, we will investigate this methodology and the
kind of practice it imposes on this world.
31
II.III. How to Acquire Knowledge
Bacon's most significant emphasis is that science, as a whole, must possess
some master principles which regulate the roles of reason and experience.4
It should hinder them from transgressing their legitimate borders. After
these borders are determined for sure, the whole body of knowledge from
the most basic terms in language to the most fundamental axioms of all
sciences will be reconstructed:
We need a thread to guide our steps; and the whole road, right from the first
perceptions of sense, has to be made with a sure method. (Bacon, 2002, p. 10)
Bacon's methodology derives from this design of knowledge and prescribes
an exhaustive experimentation, which will be called "experimentalism" by
Horkheimer5. This attitude, which can be called the “ideal of science”,
assumes that by augmenting senses with organized experimentation and
constraining the work of intellect to inducing theories from experimentation
and reorganizing experimentation according to these theories, genuine
structures which regulate phenomena can be revealed:
[Our method] is to establish degrees of certainty, to preserve sensation by
putting a kind of restraint on it, but to reject in general the work of the mind that
4
5
Approximately eight years after Novum Organum was published, Descartes started
working on his Rules for the Direction of the Mind, in which he tried to prescribe the
rules for legitimate method for acquiring knowledge in much the same sense with
Bacon:
Rule IV
We need a method if we are to investigate the truth of things.
Rule V
The whole method consists entirely in the ordering and arranging of the objects on
which we must concentrate our mind's eye if we are to discover some truth. We shall be
following this method exactly if we first reduce complicated and obscure propositions
step by step to simpler ones, and then, starting with the intuition of the simplest ones of
all, try to ascend through the same steps to a knowledge of all the rest. (Descartes, 1954)
"Francis Bacon, the great precursor of experimentalism" (Horkheimer, 2004, p. 34)
32
follows sensation, and rather to open and construct a new and certain road for
the mind from the actual perception of the senses. (Bacon, 2002, p. 28)
To establish such a method, one must “elicit axioms from sense and
particulars rising in a gradual and unbroken ascent to arrive at last at the
most general axioms” (Bacon, 2002, p. 36). This schematization denotes an
inductivist methodology. Bacon holds inductivism as the only possible path
to truth, while claiming that no truth can possibly come out of devising the
first principles primarily and then making deductions from them.
Instead, Bacon devises a pyramidal schema for ascending from senses and
particulars (which constitutes the base of the pyramid) to linguistic terms,
then to theories concerning specific areas of Nature, and finally to universal
axioms concerning hidden processes and structures which stand at the top of
the pyramid and constant for all phenomena concerning Nature.
So the first step to the new science should be reconstructing linguistic terms
purely out of experience and denying all given notions:
There is no one yet found of such constancy and intellectual rigour that he has
deliberately set himself to do completely without common theories and
common notions, and apply afresh to particulars a scoured and level intellect.
And thus the human reason which we now have is a heap of jumble built up
from many beliefs and many stray events as well as from childish notions which
we absorbed in our earliest years. (Bacon, 2002, p. 79)
This ideal of constructing concepts and axioms of sciences is familiar to us
from positivism. Bacon suggests that science should collect its observation
data systematically, reconstruct its linguistic terms in a precise manner, and
33
should derive its theories from these terms in a valid form. In this sense, it
can be said that he is the predecessor of logical positivism of the twentieth
century.
In order to accomplish this task we need new methods of experimentation
and induction, for current methods of experimentation and induction at hand
are polluted by common sense:
Thus we must seek to acquire a greater stock of experiments, and experiments
of a different kind than we have yet done; and we must also introduce a quite
different method, order and process of connecting and advancing experience.
For casual experience which follows only itself (as we said above) is merely
groping in the dark, and rather bemuses men than informs them. But when
experience shall proceed by sure rules, serially and continuously, something
better may be expected from the sciences. (Bacon, 2002, p. 81)
Designating this method will be Bacon's main challenge from this point on:
In forming an axiom we need to work out a different form of induction from the
one now in use; not only to demonstrate and prove so-called principles, but also
lesser and intermediate axioms, in fact all axioms. For the induction which
proceeds by simple enumeration is a childish thing, its conclusions are
precarious, and it is exposed to the danger of the contrary instance; it normally
bases its judgement on fewer instances than is appropriate, and merely on
available instances. (Bacon, 2002, p. 83)
Thus true induction should not make inferences out of a number of observed
instances no matter how large that number is, but it should rather make
experiments in order to reveal every possibility for a nature to be separated
34
out:
But the induction which will be useful for the discovery and proof of sciences
and arts should separate out a nature, by appropriate rejections and exclusions;
and then, after as many negatives as are required, conclude on the affirmatives.
(Bacon, 2002, p. 84)
Bacon is also the inventor of the concept “crucial experiment” for the
axioms formed by this kind of induction with a view to check if an axiom
does or does not transgress the observations for the given nature:
In forming axioms by this kind of induction we need also to conduct an
examination and trial as to whether the axiom being formed is only fitted and
made to the measure of the particulars from which it is drawn, or whether it has
a larger or wider scope. If it is larger and wider in scope, we must see whether,
like a kind of surety, it gives confirmation of its scope and breadth by pointing
to new particulars; so that we do not just stick to things that are known, nor on
the other hand extend our reach too far and grasp at abstract forms and shadows,
not at solid things clearly defined in the material. (Bacon, 2002, p. 84)
In order to achieve this, an adequate natural and experimental history first
must be established and Bacon will give the prescriptions for establishing
this history:
First we must compile a good, adequate natural and experimental history. This
is the foundation of the matter. We must not invent or imagine what nature does
or suffers; we must discover it.
A natural and experimental history is so diverse and disconnected that it
confounds and confuses the understanding unless it is stopped short, and
35
presented in an appropriate order. So tables must be drawn up and a
coordination of instances made, in such a way and with such organisation that
the mind may be able to act upon them. (Bacon, 2002, p. 109)
We see that the first step to true induction for Bacon is an organized
collection of data. But, of course, it is not possible to derive axioms merely
by organizing data. Thus a certain method must be used for derivation from
these data:
Even with these, the mind, left to itself and moving of its own accord, is
incompetent and unequal to the formation of axioms unless it is governed and
directed. And therefore, in the third place, a true and proper induction must be
supplied, which is the very key of interpretation. (Bacon, 2002, p. 109)
Bacon says that the first step of induction, namely the experimental and
natural history should be a presentation to the intellect concerning all known
instances about a certain nature.
For establishing natural and experimental history, Bacon lists three steps.
The first step is the table of existence and presence. Here, all the cases
where the chosen concept is existent and present are listed. Bacon
exemplifies this with the concept of heat and lists the situations where heat
occurs.
The second step is the table of divergence. This is where one lists the
instances where the absence of the chosen concept is observed. Bacon
exemplifies this with observations of situations where heat is absent.
The third step is the table of degrees or table of comparison. Here one lists
the observations of the chosen concept from lesser to greater and the
36
situations where it increases or decreases. Bacon exemplifies this with heat
gain and loss.
After these three tables are established, Bacon starts implementing his
method of induction on these organized data:
After the presentation has been made, induction itself has to be put to work. For
in addition to the presentation of each and every instance, we have to discover
which nature appears constantly with a given nature or not, which grows with it
or decreases with it; and which is a limitation (as we said above) of a more
general nature. (Bacon, 2002, p. 126)
Bacon defines the task of induction as “to discover which nature appears
constantly with a given nature or not, which grows with it or decreases with
it; and which is a limitation (as we said above) of a more general nature”
(Bacon, 2002, p. 126). To maintain this task, induction should produce
propositions. But Bacon is aware that it is impossible to posit a proposition
merely from collected data, however organized this data is. Bacon names
this kind of derivation from data “affirmation” and claims that it is just
speculation:
If the mind attempts to do this affirmatively from the beginning (as it always
does if left to itself), fancies will arise and conjectures and poorly defined
notions and axioms needing daily correction, unless one chooses (in the manner
of the Schoolmen) to defend the indefensible. (Bacon, 2002, p. 126)
Instead, Bacon claims Man can only reach truth by continuous negation:
[Man] may proceed at first only through negatives and, after making every kind
of exclusion, may arrive at affirmatives only at the end. (Bacon, 2002, p.127)
37
So the first step in deriving axioms from organized data is rejecting the
situations in which the chosen concept is not related:
The first task of true induction is the rejection or exclusion of singular natures
which are not found in an instance in which the given nature is present; or
which are found in an instance where the given nature is missing; or are found
to increase in an instance where the given nature decreases; or to decrease when
the given nature increases. (Bacon, 2002, p. 127)
Thus what Bacon means is that, as the first step of true induction, one
should continuously reject all conjectures which contradict with observation
data.
True induction starts, according to Bacon, with negating certain
propositions, but it does not stop there. It stops when a proposition is
affirmed as an axiom. Then after rejecting false propositions, one must try to
reach a true proposition about the chosen concept. This first affirmative
proposition is called the first harvest or preliminary interpretation.
Next, before reaching the final axioms, Bacon speaks of seven tools: first,
privileged instances; second, supports for induction; third, the refinement of
induction; fourth, the adaptation of the investigation to the nature of the
subject; fifth, natures which are privileged so far as investigation is
concerned, or which inquiries we should make first and which ones later;
sixth, the limits of investigation, or a summary of all natures universally;
seventh, deduction to practice, or how it relates to man; eighth, preparations
for investigation; and finally the ascending and descending scale of axioms.
(Bacon, 2002, p. 136)
38
After counting twenty-seven kinds of privileged instances, we come to the
end of Novum Organum. As we have noted above the book is never
completed, so we have no idea of what Bacon was to suggest as the ultimate
method of induction. But we still have some important remarks about
Bacon's methodology.
First of all, we can see that following his epistemological distinction
between experiential and inferential knowledge, he makes a strict
methodological distinction between observation and theory. He regards
observation data as if they can be collected without any preliminary theory,
and he does not describe how those observation data will be collected but
just treats them as given.
Secondly, using these observational data scientific language should be
disambiguated such that every linguistic term should be precise and carry
reference to observation.
Thirdly, from those precise terms the axioms of science should be
established by a certain method of induction.
Finally, he observes a progress in science with respect to approximation to
truth and by truth Bacon understands what is real, where what is real is of
utility to Man. This is obvious in Bacon's analysis of signs of true
knowledge.
Firstly he speaks of the products of a body of knowledge. By “products” he
means the practical outcomes:
None of the signs is more certain or more worth noticing than that from
39
products. For the discovery of products and results is like a warranty or
guarantee of the truth of a philosophy. From these Greek philosophies and the
specialised sciences derived from them, hardly a single experience can be cited
after the passage of so many years which tends to ease and improve the human
condition... (Bacon, 2002, p.60)
The second sign for true knowledge Bacon proposes is progress. By
progress, he understands a certain growth of knowledge through experience.
In this respect, he regards philosophical and scientific knowledge that have
been established thus far as not progressing, since they are not submitted to
the test of experience. They are posited in some place and time and never
put through any experiment at all or very little. Mechanical arts, on the other
hand, are progressing according to Bacon, because, unlike discursive
knowledge, the knowledge of arts always exists in the world of practice.
And, therefore, they are always tested in practice and progress in a
pragmatic sense:
Signs should also be gathered from the growth and progress of philosophies and
sciences. Those that are founded in nature grow and increase; those founded in
opinion change but do not grow. Hence if those doctrines were not completely
uprooted like a plant, but were connected to the womb of nature and nourished
by her, what we see has been happening now for two thousand years would not
have happened: the sciences stand still in their own footsteps and remain in
practically the same state; they have made no notable progress; in fact they
reached their peak in their earliest author, and have been on the decline ever
since. We see the opposite evolution in the mechanical arts, which are founded
in nature and the light of experience; as long as they are in fashion, they
40
constantly quicken and grow as if filled with spirit; at first crude, then adequate,
later refined, and always progressing. (Bacon, 2002, p. 61)
These two signs of true knowledge give us evidence for Bacon's pragmatic
orientation. Also, while explaining the causes of sciences' lack of progress,
Bacon points that they do not aim at producing discoveries.
[...] it is not possible to get around a racecourse properly if the finishing line is
not properly set and fixed. The true and legitimate goal of the sciences is to
endow human life with new discoveries and resources. (Bacon, 2002, p. 66)
Bacon proclaims scientific method, as we have summarized, is the only
legitimate method for attaining knowledge; although this claim for
legitimacy, as argued by Hume, is in question. However, this method, by
reducing reason to a mere role of classification, inference, deduction and
computation, reduces science itself to a mere tool of whatever end is
designed for it. This end is defined as "dominion of Man over Nature" by
Bacon and with the conception of an experimentalist methodology, this
dominion unfolds as an exhaustive utilization of Nature for alleged human
well-being.
By imposing scientific method as the only legitimate path to knowledge,
Baconian philosophy and its reminiscents exclude the search for a reason
immanent in this world as the ground from which science and ethics can
promulgate together as well as proto-scientific practices which were in
reconciliation with Nature such as magic, witchery, astrology, alchemy and
so on.
41
III. Objective Reason & Subjective Reason
In this chapter, we will comment on the Baconian rupture with the
philosophical tradition. In this respect, Horkheimer's concepts of objective
reason and subjective reason will be our main guides. We will dwell upon
the meaning of the shift between these two different attitudes toward reason,
and upon the theoretical and practical implications of them. Then we will
see historically how this change has occurred, and we will try to penetrate
into the course of this change. Finally, we will articulate Bacon's role within
this narration of history.
III.I. Horkheimer's Conception
Horkheimer detects that the rupture in modern philosophy is caused by a
change in the understanding and practice of reason. This change is
elucidated by Horkheimer through his distinction between objective reason
and subjective reason. Here, subjective reason denotes merely a mental
faculty while objective reason denotes a potency present in the objective
world. Subjective reason is interested in adapting means to ends, that is to
say, in dwelling upon how or by what methods a certain end can be
accomplished. When encountered with a certain situation, subjective reason
tries to solve it within given present conditions and purposes without
dwelling upon the conditions and purposes themselves. And when it dwells
upon itself, subjective reason is interested in determining the true form of
thinking mechanism. It can be seen that this dwelling upon method is aimed
42
at coming up with an ultimate form which can be admitted for every sort of
subject universally.
Thus reason in this sense is always related to the form of the thinking
mechanism rather than the content. It never examines the conditions of a
situation, neither the prevalent values one is born into nor the purposes at
which means are aimed. Therefore subjective reason is deficient of
producing objective values or purposes by itself and of conceiving a
transformation in the prevalent values or purposes:
[...] the force that ultimately makes reasonable actions possible is the faculty of
classification, inference, and deduction, no matter what the specific content—
the abstract functioning of the thinking mechanism. This type of reason may be
called subjective reason. It is essentially concerned with means and ends, with
the adequacy of procedures for purposes more or less taken for granted and
supposedly self-explanatory. It attaches little importance to the question whether
the purposes as such are reasonable. If it concerns itself at all with ends, it takes
for granted that they too are reasonable in the subjective sense, i.e. that they
serve the subject's interest in relation to self-preservation [...] The idea that an
aim can be reasonable for its own sake—on the basis of virtues that insight
reveals it to have in itself—without reference to some kind of subjective gain or
advantage, is utterly alien to subjective reason [...] (Horkheimer, 2004, p. 3)
In opposition to this conception, there is objective reason, which is
conceived as a potency in the objective world. This conception understands
reason as a whole with its form and content, and therefore it admits reason's
ability to reveal the meaning and purpose within the objective world:
This view [objective reason] asserted the existence of reason as a force not only
43
in the individual mind but also in the objective world—in relations among
human beings and between social classes, in social institutions, and in nature
and its manifestations. Great philosophical systems, such as those of Plato and
Aristotle, scholasticism, and German idealism were founded on an objective
theory of reason. It aimed at evolving a comprehensive system, or hierarchy, of
all beings, including man and his aims. The degree of reasonableness of a man's
life could be determined according to its harmony with this totality. Its objective
structure, and not just man and his purposes, was to be the measuring rod for
individual thoughts and actions. This concept of reason never precluded
subjective reason, but regarded the latter as only a partial, limited expression of
a universal rationality from which criteria for all things and beings were
derived. The emphasis was on ends rather than on means. The supreme
endeavor of this kind of thinking was to reconcile the objective order of the
'reasonable' as philosophy conceived it, with human existence, including selfinterest and self-preservation. [...] The theory of objective reason did not focus
on the co-ordination of behavior and aim, but on concepts—however
mythological they sound to us today—on the idea of the greatest good, on the
problem of human destiny, and on the way of realization of ultimate goals.
(Horkheimer, 2004, p. 4)
There is a huge difference in the implications and practices which
promulgate from these two different conceptions of reason. From the point
of view of subjective reason, reason is a faculty peculiar to human mind,
and the world is a 'chaos of uncoordinated data' (Horkheimer, 2004, p. 9). It
is the subject which imposes regularity to these uncoordinated data through
reason. Therefore reason, in this conception, is reduced to a mere role of
regulating sense-data. This regulation is what is understood by 'theory' in the
44
modern sense. In this sense, theory is merely a tool for practice. It is a
shortcut for manuals of existing practices. Horkheimer stresses this
understanding of theory in his essay “Traditional and Critical Theory”:
Theory is stored up knowledge, put in a form that makes it useful for the closest
possible description of facts. Poincaré compares science to a library that must
ceaselessly expand. Experimental physics is the librarian who takes care of
acquisitions, that is, enriches knowledge by supplying new material.
Mathematical physics—the theory of natural science in the strictest sense—
keeps the catalogue; without the catalogue one would have no access to the
library's rich contents. "That is the role of mathematical physics. It must direct
generalisation, so as to increase what I have called just now the output of
science." (Horkheimer, 1986, p. 188)
‘Theory’ has a certain rigid form in the modern sense, which can be traced
back to Francis Bacon's conception of knowledge. In this form, we have, on
one hand, sense-data and, on the other, propositions about a subject. These
propositions are linked to each other in such a way that as a whole they
should be consistent with the sense-data:
Theory for most researchers is the sum-total of propositions about a subject, the
propositions being so linked with each other that a few are basic and the rest
derive from these. The smaller the number of primary principles in comparison
with the derivations, the more perfect the theory. The real validity of the theory
depends on the derived propositions being consonant with the actual facts. If
experience and theory contradict each other, one of the two must be reexamined. Either the scientist has failed to observe correctly or something is
wrong with the principles of the theory. In relation to facts, therefore, a theory
always remains a hypothesis. One must be ready to change it if its weaknesses
45
begin to show as one works through the material. (Horkheimer, 1986, p. 188)
In this conception, it can be seen that the idea that scientific knowledge is an
objective knowledge acquired by sense-data is undermined, since, although
theory is limited by sense-data, it is not necessitated by them. This is
because scientist has a collection of sense-data on one hand and can
conceive a variety of theories which are all in accordance with those sensedata on the other. In other words, sense-data supplies the necessary
conditions for theory, but not the sufficient conditions. Quine acknowledges
in 'Two Dogmas of Empiricism' that the limit set by sense-data cannot
determine the theory, but that the theory may merely be under-determined
by sense-data. One cannot derive a theory merely from sense-data, but one
should always improvise on the data:
The totality of our so-called knowledge or beliefs, from the most casual matters
of geography and history to the profoundest laws of atomic physics or even of
pure mathematics and logic, is a man-made fabric which impinges on
experience only along the edges. Or, to change the figure, total science is like a
field of force whose boundary conditions are experience. (Quine, 1961, p. 42)
Therefore there is always a gap between sense-data and theory. There is no
necessary path from sense-data to theory as Bacon or positivism have
conceived there to be. One should make a leap from sense-data to theory,
and this leap is determined by the practices one has maintained and the
purposes those practices serve within this world. Theory becomes the tool
for retaining and improving those practices by storing Man's knowledge in
an augmented form:
What scientists in various fields regard as the essence of theory thus
46
corresponds, in fact, to the immediate tasks they set for themselves. The
manipulation of physical nature and of specific economic and social
mechanisms demand alike the amassing of a body of knowledge such as is
supplied in an ordered set of hypotheses. (Horkheimer, 1986, p. 194)
In the final analysis, theory helps calculating probabilities in order to adjust
means to given ends:
Ultimately subjective reason proves to be the ability to calculate probabilities
and thereby to co-ordinate the right means with a given end. (Horkheimer,
2004, p. 4)
Since these ends cannot be determined objectively, they can be related to
nothing but the subject, whether that subject is the individual or the society.
Thus theory in the modern sense becomes a servant for the prevalent values
of society:
these functions [discernment and reflection] certainly contribute to the coordination of means and ends, which is, after all, the social concern of science
and, in a way, the raison d'être of theory in the social process of production.
(Horkheimer, 2004, p. 5)
In this conception reason can serve any purpose, because reason possesses
no ability to determine purposes, but only the ability to regulate sense-data
in an order which calculates probabilities and thereby coordinates means
and ends. It can be said that according to the subjective conception, reason
can serve any practice without an examination into whether that certain
practice is good or bad. Subjective reason is made unable to pass any
judgement on human behaviour:
According to such theories, thought serves any particular endeavor, good or
47
bad. It is a tool of all actions of society, but it must not try to set the patterns of
social and individual life, which are assumed to be set by other forces. In lay
discussion as well as in scientific, reason has come to be commonly regarded as
an intellectual faculty of co-ordination, the efficiency of which can be increased
by methodical use and by the removal of any non-intellectual factors, such as
conscious or unconscious emotions. Reason has never really directed social
reality, but now reason has been so thoroughly purged of any specific trend or
preference that it has finally renounced even the task of passing judgment on
man's actions and way of life. (Horkheimer, 2004, p. 7)
With this reduction of reason to a mere role of regulation, any question
concerning ethics is pulled outside the field of reason:
If the subjectivist view holds true, thinking cannot be of any help in determining
the desirability of any goal in itself. The acceptability of ideals, the criteria for
our actions and beliefs, the leading principles of ethics and politics, all our
ultimate decisions are made to depend upon factors other than reason. They are
supposed to be matters of choice and predilection, and it has become
meaningless to speak of truth in making practical, moral, or esthetic decisions.
(Horkheimer, 2004, p. 6)
The Kantian distinction between pure and practical reason for instance,
promulgates from such a divided conception of the world according to
which scientific and ethical knowledge indicate different realms.
However, reason in the objective sense used to connote more than the mere
regulation of sense-data by calculating probabilities in order to coordinate
means and ends. This is not to say that this regulating, formal and subjective
aspect of reason was denied, but reason meant more than that. In the
objective conception, reason was conceived as a tool for determining ends.
48
In other words, reason was able to put the practices present in a certain
society into examination, criticize them and finally judge them, and it was
able to conceive and propose different practices which are good in
themselves. Reason possessed those abilities because it was conceived as
being capable of determining ends:
When the idea of reason was conceived, it was intended to achieve more than
the mere regulation of the relation between means and ends: it was regarded as
the instrument for understanding the ends, for determining them. (Horkheimer,
2004, p. 7)
The objective attitude posits that reason is immanent to the objective world,
and that this reason, which belongs to the objective world, can be penetrated
through reflection:
The term objective reason thus on the one hand denotes as its essence a
structure inherent in reality that by itself calls for a specific mode of behavior in
each specific case, be it a practical or a theoretical attitude. [...] On the other
hand, the term objective reason may also designate this very effort and ability to
reflect such an objective order. (Horkheimer, 2004, p. 8)
In the objective conception of reason, scientific and ethical knowledge
belonged to the same world. There was one sole ground on which scientific
and ethical knowledge were grounded.
The objective attitude is in a strict opposition to the subjective one on the
grounds pointed out above. The objective attitude would never agree to the
reduction of reason to a mere function of regulation of sense-data by
calculating probabilities in order to coordinate means and ends. The
objective attitude conceives its basic propositions through speculation,
49
which is based on an insight into the objective world. Both the scientific
theories, which coordinate means and ends, and ethical judgements, which
determine the ends to pursue, are derived from these basic propositions
supplied by objective reason. Thus, for objective reason, there is one sole
ground from which science and ethics can be derived.
This implication is diametrically opposed to the subjectivist view that only
regulation of sense-data (i.e. science in the subjective sense) falls into the
field of reason, and that ethical judgements cannot be passed by reason:
The philosophical systems of objective reason implied the conviction that an
all-embracing or fundamental structure of being could be discovered and a
conception of human destination derived from it. They understood science,
when worthy of this name, as an implementation of such reflection or
speculation. They were opposed to any epistemology that would reduce the
objective basis of our insight to a chaos of uncoordinated data, and identify our
scientific work as the mere organization, classification, or computation of such
data. (Horkheimer, 2004, p. 9)
Therefore the subjective attitude leaves the field of ethics to established
morality. From the point of subjective reason, it is impossible to make any
comments on the field of ethics in an objective way. Subjective attitude
overcomes this problem by separating the world into two distinct parts: the
world of facts and the world of values. In this two-worldly conception, the
rules are set differently. The standards for science, which subjective reason
has set, cannot be applied to the ethical field, for the ethical field there must
be other standards. In the subjective attitude, these standards are determined
by completely different rules or they are totally left to the morality prevalent
50
in the society:
The latter activities, in which subjective reason tends to see the main function of
science, are in the light of the classical systems of objective reason subordinate
to speculation. Objective reason aspires to replace traditional religion with
methodical philosophical thought and insight and thus to become a source of
tradition all by itself. Its attack on mythology is perhaps more serious than that
of subjective reason, which, abstract and formalistic as it conceives itself to be,
is inclined to abandon the fight with religion by setting up two different
brackets, one for science and philosophy, and one for institutionalized
mythology, thus recognizing both of them. For the philosophy of objective
reason there is no such way out. Since it holds to the concept of objective truth,
it must take a positive or a negative stand with regard to the content of
established religion. Therefore the critique of social beliefs in the name of
objective reason is much more portentous— although it is sometimes less direct
and aggressive—than that put forward in the name of subjective reason.
(Horkheimer, 2004, p. 9)
III.II. The History of Reason
The objective attitude was once the dominant force in philosophy. But,
somehow, reason has destroyed its own objective content and became a
mere tool of Man's will and ambitions for domination. However, this
process did not happen just at once: subjective reason gradually became
more and more distinct and, in the end, it has dominated the field, and the
search for an objective reason is almost lost today:
The relation between these two concepts of reason is not merely one of
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opposition. Historically, both the subjective and the objective aspect of reason
have been present from the outset, and the predominance of the former over the
latter was achieved in the course of a long process. Reason in its proper sense of
logos, or ratio, has always been essentially related to the subject, his faculty of
thinking. [...] The present crisis of reason consists fundamentally in the fact that
at a certain point thinking either became incapable of conceiving such
objectivity at all or began to negate it as a delusion. This process was gradually
extended to include the objective content of every rational concept. In the end,
no particular reality can seem reasonable per se; all the basic concepts, emptied
of their content, have come to be only formal shells. As reason is subjectivized,
it also becomes formalized. (Horkheimer, 2004, p. 6)
As we have noted, this subjectivization and formalization of reason ends up
in the ejection of the question of purpose and ethics in general from the field
of reason. Nonetheless, we have also noted that the objective attitude
collects all knowledge -including ethical knowledge- under reason.
Consequently, objective reason can criticize all kinds of tradition with
respect to truth. However, subjective reason can merely criticize traditional
values or practices in society with respect to individual/social preferences or
scepticism. In most cases, these two different types of criticisms are
interrelated, for in most cases the subjectivist criticism starts with a doubt
about the basic principles of traditional values and then ends up with an
assertion of the relativity of those values.
The traces of this strife between Objective Reason and Subjective Reason
can be followed in Plato’s Socratic dialogues. In this regard, “doxa” (δοξά)
52
would provide a remarkable concept. It can be said that “doxa” corresponds
to any knowledge claim which emerges out of the relation between this
world and language. In this sense, it is obvious that “doxa” has a much
broader connotation than its conventional translations of “opinion” or
“belief”. It extends from individual or social ethical or political knowledge
claims to religious, metaphysical or scientific ones. Socrates, in most of the
dialogues, reveals these inconsistencies and incompleteness of doxological
knowledge claims, thus showing the inadequacy of the idea of
reconstructing the world in language.
In the dialogue with Theaetetus, Socrates unfolds this inadequacy against
three accounts of doxological knowledge put forward by him; namely that
“[...] a man who knows something perceives what he knows, and the way it
appears at present, at any rate, is that knowledge is simply perception”
(Plato, 1997, p. 168), “[...] true judgment [is] knowledge” (p. 207) and
“[knowledge] is true judgment with an account” (p. 223). Consequently, all
three accounts end up with contradictory results, revealing the futility of a
search for knowledge in doxa and that any knowledge thus established
would be inconsistent and incomplete.
The inadequacy of doxological knowledge later reveals itself in the futile
efforts of verificationism and confirmationism of twentieth century logical
positivism. Popper's falsificationism emerges, in some sense, as an
admission of this inadequacy.
The sublime goal, which disappoints the futile efforts of verificationism and
confirmationism, and which will be later replaced by probabilism and
53
falsificationism, is the idea of certainty. The prescience that such a certain
knowledge cannot be achieved on the level of doxological knowledge in
Socratic dialogues is obvious. What then is doxological knowledge?
In the dialogue with Meno, Socrates demonstrates that there is practically
and beneficially no difference between doxa and episteme (ἐπιστάμε):
Socrates: But that one cannot guide correctly if one does not have knowledge;
to this our agreement is likely to be incorrect.—How do you mean?
Socrates: I will tell you. A man who knew the way to Larissa, or anywhere else
you like, and went there and guided others would surely lead them well and
correctly?—Certainly.
Socrates: What if someone had had a correct opinion as to which was the way
but had not gone there nor indeed had knowledge of it, would he not also lead
correctly?—Certainly.
Socrates: And as long as he has the right opinion about that of which the other
has knowledge, he will not be a worse guide than the one who knows, as he has
a true opinion, though not knowledge.—In no way worse.
Socrates: So true opinion is in no way a worse guide to correct action than
knowledge. It is this that we omitted in our investigation of the nature of virtue,
when we said that only knowledge can lead to correct action, for true opinion
can do so also.—So it seems.
Socrates: So correct opinion is no less useful than knowledge?
[…]
Socrates: Well then, is it not correct that when true opinion guides the course of
every action, it does no worse than knowledge?—I think you are right in this
too.
Socrates: Correct opinion is then neither inferior to knowledge nor less useful in
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directing actions, nor is the man who has it less so than he who has
knowledge.—That is so.
Socrates: And we agreed that the good man is beneficent.—Yes.
Socrates: Since then it is not only through knowledge but also through right
opinion that men are good, and beneficial to their cities when they are, and neither
knowledge nor true opinion come to men by nature but are acquired—or do you
think either of these comes by nature?—I do not think so.
(Plato, 1997, p. 895-896)
What comes up here is that doxological knowledge is sufficient for
manipulating sense-perception, in other words, for determining the
adequacy of means to ends. In this sense, doxological knowledge is a good
instrumental knowledge.
The conspicuous character of sense-perception as mental and private entities
is profoundly important in such a conception. Doxa becomes a claim of
knowledge, to the extent that sense-perceptions are transferred to that which
is public, i.e. language. The faculty of reason is what turns private senseperceptions into judgements in language. Through language, senseperceptions, which seem to be disconnected when left to themselves and
denominated as “manifold” by Kant (1781/1998), are bound with
judgements. Reason has a formal function within this conception and
undertakes the task of transferring sense-perceptions into judgements in
language.
This function of reason is elaborated by the sophists in the Socratic
dialogues. Theaetetus presents one of Protagoras' claims for the definition of
knowledge, namely, that knowledge is equivalent to private sense-
55
perceptions:
Theaetetus: Well, Socrates, after such encouragement from you, it would hardly
be decent for anyone not to try his hardest to say what he has in him. Very well
then. It seems to me that a man who knows something perceives what he knows,
and the way it appears at present, at any rate, is that knowledge is simply
perception.
Socrates: There's a good frank answer, my son. That's the way to speak one's
mind. But come now, let us look at this thing together, and see whether what we
have here is really fertile or a mere wind-egg. You hold that knowledge is
perception?
Theaetetus: Yes.
Socrates: But look here, this is no ordinary account of knowledge you've come
out with: it's what Protagoras used to maintain. He said the very same thing,
only he put it in rather a different way. For he says, you know, that 'Man is the
measure of all things: of the things which are, that they are, and of the things
which are not, that they are not.' You have read this, of course?
Theaetetus: Yes, often.
Socrates: Then you know that he puts it something like this, that as each thing
appears to me, so it is for me, and as it appears to you, so it is for you—you and
I each being a man?
Theaetetus: Yes, that is what he says.
(Plato, 1997, p. 168-169)
It is obvious from this presentation that some kind of subjectivist
epistemology has been held by Protagoras, and the role of reason in such a
conception would obviously be merely the correlation between senseperceptions and judgements.
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Also in Euthydemus, Plato presents an argument ascribed to Protagoras, that
“saying something false is impossible”:
So that if he speaks this thing, he speaks no other one of things that are except
the very one he speaks?
Of course, said Ctesippus.
And the thing he speaks is one of those that are, distinct from the rest?
Certainly.
Then the person speaking that thing speaks what is, he said.
Yes.
But surely the person who speaks what is and things that are speaks the truth—
so that Dionysodorus, if he speaks things that are, speaks the truth and tells no
lies about you.
Yes, said Ctesippus, but a person who speaks these things, Euthydemus, does
not speak things that are.
And Euthydemus said, But the things' that are not surely do not exist, do they?
No, they do not exist.
Then there is nowhere that the things that are not are?
Nowhere.
Then there is no possibility that any person whatsoever could do anything to the
things that are not so as to make them be when they are nowhere?
It seems unlikely to me, said Ctesippus.
Well then, when the orators speak to the people, do they do nothing?
No, they do something, he said.
Then if they do something, they also make something?
Yes.
Speaking, then, is doing and making?
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He agreed.
Then nobody speaks things that are not, since he would then be making
something, and you have admitted that no one is capable of making something
that is not. So according to your own statement, nobody tells lies; but if
Dionysodorus really does speak, he speaks the truth and things that are.
(Plato, 1997, p. 721)
In such a conception, the notions of truth and falsehood are ridiculed, and no
kind of objective reality can be thought at all. Still, one can hold on to the
instrumental aspect of doxological knowledge.
Thus, as far as the adequacy of means and ends (i.e. manipulating senseperceptions) are concerned, doxological knowledge is on a par with the
knowledge of the real. However, the sophistic claim of knowledge violates
that character of doxological knowledge as instrumental knowledge in the
sense that Socrates gives for the etymological definition of “doxa” in
Cratylus: “the pursuit (dioxis) the soul engages in when it hunts for the
knowledge of how things are” (Plato, 1997, p. 137). This is because the
emphasis here is on the verb “are”, although the sophistic knowledge claims
are inclined to the verb “ought.” By means of this leap from “what is” to
“what ought to be”, sophists justify themselves as preachers of ‘arête’
(ἀρετή). What can arise from this leap, in the context of ethics, is merely a
relativism which affirms the prevalent values in the society. Particularly in
the thought of Protagoras, as portrayed by Plato, we see this tendency.
Following the claim that what he teaches “is sound deliberation, both in
domestic matters—how best to manage one's household, and in public
affairs—how to realize one's maximum potential for success in political
58
debate and action" (Plato, 1997, p. 755), Protagoras presents an account of
human civilizations through the myth of Prometheus and Epimetheus,
justifying the prevalent values and conditions in his society with respect to
protection of the self-preservation of humankind. Therefore according to
this account, preservation of the prevalent social order is the goal of arete:
They [humankind] did indeed try to band together and survive by founding
cities. The outcome when they did so was that they wronged each other, because
they did not possess the art of politics, and so they would scatter and again be
destroyed. Zeus was afraid that our whole race might be wiped out, so he sent
Hermes to bring justice and a sense of shame to humans, so that there would be
order within cities and bonds of friendship to unite them. Hermes asked Zeus
how he should distribute shame and justice to humans. 'Should I distribute them
as the other arts were? This is how the others were distributed: one person
practicing the art of medicine suffices for many ordinary people; and so forth
with the other practitioners. Should I establish justice and shame among humans
in this way, or distribute it to all?' 'To all,' said Zeus, 'and let all have a share.
For cities would never come to be if only a few possessed these, as is the case
with the other arts. And establish this law as coming from me: Death to him
who cannot partake of shame and justice, for he is a pestilence to the city.'
(Plato, 1997, p. 757-758)
However, in Apology Socrates insists that all values in the society, all that
every human being is born into, should be put into examination:
[...] if I say that it is the greatest good for a man to discuss virtue every day and
those other things about which you hear me conversing and testing myself and
others, for the unexamined life is not worth living for men, you will believe me
even less. (Plato, 1997, p. 33)
59
From the doxological level, the ethical consequences that can arise from
such an examination is either sophistic relativism or sceptical doubt; and
Socratic examination reveals how this sophistic relativism disguises the
ideological conservatism and how it is subordinated to personal interests.
Later on in the Apology, Socrates exhibits a position opposed to sophistic
relativism and ideological conservatism:
Now I want to prophesy to those who convicted me, for I am at the point when
men prophesy most, when they are about to die. I say gentlemen, to those who
voted to kill me, that vengeance will come upon you immediately after my
death, a vengeance much harder to bear than that which you took in killing me.
You did this in the belief that you would avoid giving an account of your life,
but I maintain that quite the opposite will happen to you. There will be more
people to test you, whom I now held back, but you did not notice it. They will
be more difficult to deal with as they will be younger and you will resent them
more. You are wrong if you believe that by killing people you will prevent
anyone from reproaching you for not living in the right way. To escape such
tests is neither possible nor good, but it is best and easiest not to discredit others
but to prepare oneself to be as good as possible. With this prophecy to you who
convicted me, I part from you. (Plato, 1997, p. 35)
Sophistic relativism can said to be the primordial epiphany of subjective
reason in the sense explained by Horkheimer. Along with the prevalent
values of his society, Socrates turned his back to sophism too, and put it into
criticism:
Socrates died because he subjected the most sacred and most familiar ideas of
his community and his country to the critique of the daimonion, or dialectical
thought, as Plato called it. In doing so, he fought against both ideologic
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conservatism and relativism masked as progressiveness but actually
subordinated to personal and professional interests. In other words, he fought
against the subjective, formalistic reason advocated by the other Sophists. He
undermined the sacred tradition of Greece, the Athenian way of life, thus
preparing the soil for radically different forms of individual and social life.
(Horkheimer, 2004, p.8)
Nevertheless, Socrates is not a sceptic either. He stands as a preacher of the
epiphany of objective reason. The Socratic conception of knowledge and the
position of reason in this conception becomes manifest in the concepts of
‘episteme’ and ‘aletheia’ (ἀλήθεια).
Socrates defines “episteme” in Republic V as “by its nature set over what is,
to know it as it is” (Plato, 1997, p. 1104). In other words, it can be said that
episteme is to know reality as it is. Obviously, episteme -when defined as
such- cannot be derived from sense-perception or linguistic investigation;
i.e. within the doxological level. For we have seen how Socrates exposes the
mediated and inconsistent character of doxological knowledge.
How then episteme, in its strict sense, can be grasped? In the Phaedo,
Socrates asks the same question in just the way we have formulated:
Then what about the actual acquiring of knowledge? Is the body an obstacle
when one associates with it in the search for knowledge? I mean, for example,
do men find any truth [aletheia] in sight or hearing, or are not even the poets
forever telling us that we do not see or hear anything accurately, and surely if
those two physical senses are not clear or precise, our other senses can hardly be
accurate, as they are all inferior to these. Do you not think so?
I certainly do, he said.
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When then, he asked, does the soul grasp the truth? For whenever it attempts to
examine anything with the body, it is clearly deceived by it.
True.
(Plato, 1997, p. 56)
Before searching an answer for this question, we should investigate the
concept of ‘aletheia’. Heidegger defines ‘aletheia’ as “that which is
unconcealed, that which gets discovered or uncovered” (Heidegger, 1962, p.
57). In this sense ‘aletheia’ differs from the concept of ‘truth’ in the
doxological sense, for it is a value which can neither be attributed to the
relation of correspondence between representation and reality nor to the
functionality of the representation. Aletheia is the revelation of reality
towards the subject. Obviously, this revelation cannot occur through the
mediation of doxological knowledge as portrayed by Socrates. It can only
come through reason:
Is it not in reasoning if anywhere that any reality becomes clear to the soul?
Yes.
And indeed the soul reasons best when none of these senses troubles it, neither
hearing nor sight, nor pain nor pleasure, but when it is most by itself, taking
leave of the body and as far as possible having no contact or association with it
in its search for reality.
That is so.
And it is then that the soul of the philosopher most disdains the body, flees from
it and seeks to be by itself?
It appears so.
(Plato, 1997, p. 56-57)
Reason, in this conception, is a part of reality and thus the possibility of an
62
insight into reality. Through this insight one can disclose the real and know
“what is, as it is”; that is to say, through this insight one can acquire
episteme. The knowledge of the Just, the Beautiful and the Good as they are
in the objective world also come along with this knowledge:
What about the following, Simmias? Do we say that there is such a thing as the
Just itself, or not?
We do say so, by Zeus.
And the Beautiful, and the Good?
Of course.
And have you ever seen any of these things with your eyes?
In no way, he said.
Or have you ever grasped them with any of your bodily senses? I am speaking
of all things such as Bigness, Health, Strength and, in a word, the reality of all
other things, that which each of them essentially is. Is what is most true in them
contemplated through the body, or is this the position: whoever of us prepares
himself best and most accurately to grasp that thing itself which he is
investigating will come closest to the knowledge of it?
Obviously.
Then he will do this most perfectly who approaches the object with thought
alone, without associating any sight with his thought, or dragging in any sense
perception with his reasoning, but who, using pure thought alone, tries to track
down each reality pure and by itself, freeing himself as far as possible from eyes
and ears, and in a word, from the whole body, because the body confuses the
soul and does not allow it to acquire truth and wisdom whenever it is associated
with it. Will not that man reach reality, Simmias, if anyone does?
What you say, said Simmias, is indeed true.
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(Plato, 1997, p. 57)
When the Just, the Beautiful and the Good as they are in the objective world
are contemplated through reason, one will harmonize one’s actions with
them. When episteme is thus acquired, there is no way for man to ignore its
consequences. This attitude can be seen in Socrates' argument against
akrasia (ἀκρασία). Akrasia means acting against one's knowledge. In the
Protagoras, Socrates claims such an act is impossible:
Now, no one goes willingly toward the bad or what he believes to be bad;
neither is it in human nature, so it seems, to want to go toward what one
believes to be bad instead of to the good. And when he is forced to choose
between one of two bad things, no one will choose the greater if he is able to
choose the lesser. (Plato, 1997, p. 787)
One would not touch fire willingly, because of the knowledge that the tactile
contact of human body with fire is not good for the body. However, one can
be deceived if fire is concealed to one's sense-perceptions, or the knowledge
that the tactile contact of human body with fire is not good for the body is
concealed through some deficiencies of the mind. Then it can be said that
akrasia occurs within the doxological level, because of its incomplete and
inconsistent character. But actually this is not akrasia, since there is no
knowledge in the sense of episteme, because if one acquires episteme, one
will necessarily act according to it.
Thus, as Horkheimer notices, Socratic conceptions of knowledge and the
function of reason within that conception envisions a holistic portrait of the
world where all knowledge -including ethics- in the sense of “episteme” is
immanent to the objective world:
64
Socrates held that reason, conceived as universal insight, should determine
beliefs, regulate relations between man and man, and between man and nature.
(Horkheimer, 2004, p. 8)
In Aristotle's philosophy too one can see the manifestation of objective
reason. According to Aristotle, first philosophy, or metaphysics, was the
ground for both scientific and ethical knowledge.
Episteme in Aristotle's sense covers metaphysics along with empirical
sciences. Episteme should explain the facts in the world with respect to
causal relations. That is to say, it should explain what is superficial by what
is more fundamental.
However this explanation is not a mere valid syllogistic deduction. There is
more to an epistemic explanation than syllogism, though it includes
syllogism. Aristotle calls this kind of explanation demonstration. A
demonstration should provide understanding by drawing its conclusions
from its premises. So Aristotle says in the Posterior Analytics:
We think we understand a thing simpliciter (and not in the sophistic fashion
accidentally) whenever we think we are aware both that the explanation because
of which the object is is its explanation, and that it is not possible for this to be
otherwise. It is clear, then, that to understand is something of this sort; for both
those who do not understand and those who do understand—the former think
they are themselves in such a state, and those who do understand actually are.
Hence that of which there is understanding simpliciter cannot be otherwise. [...]
If, then, understanding is as we posited, it is necessary for demonstrative
understanding in particular to depend on things which are true and primitive and
65
immediate and more familiar than and prior to and explanatory of the
conclusion (for in this way the principles will also be appropriate to what is
being proved). For there will be deduction even without these conditions, but
there will not be demonstration; for it will not produce understanding.
(Aristotle, 1991, p. 3-4)
Hence Aristotle's epistemology requires demonstration from more
fundamental premises to more superficial conclusions. Then how should the
demonstration begin? It seems as if there can be two answers: We can either
advance from the superficial to more fundamental and from more
fundamental to more and more fundamental endlessly, or demonstrate one
of our fundamental premises with a superficial one circularly:
For the one party, supposing that one cannot understand in another way, claim
that we are led back ad infinitum on the grounds that we would not understand
what is posterior because of what is prior if there are no primitives; and they
argue correctly, for it is impossible to go through infinitely many things. And if
it comes to a stop and there are principles, they say that these are unknowable
since there is no demonstration of them, which alone they say is understanding;
but if one cannot know the primitives, neither can what depends on them be
understood simpliciter or properly, but only on the supposition that they are the
case.
The other party agrees about understanding; for it, they say, occurs only through
demonstration. But they argue that nothing prevents there being demonstration
of everything; for it is possible for the demonstration to come about in a circle
and reciprocally. (Aristotle, 1991, p. 5-6)
Aristotle asserts here that the most fundamental first principles from which
the
whole
demonstration
derives
are
indemonstrable
yet
known
66
immediately:
But we say that neither is all understanding demonstrative, but in the case of the
immediates it is non-demonstrable—and that this is necessary is evident; for if
it is necessary to understand the things which are prior and on which the
demonstration depends, and it comes to a stop at some time, it is necessary for
these immediates to be non-demonstrable. So as to that we argue thus; and we
also say that there is not only understanding but also some principle of
understanding by which we become familiar with the definitions. (Aristotle,
1991, p. 6)
The way to attain this immediate knowledge of the first principles is
elucidated by Aristotle in detail in the Posterior Analytics. Basically what he
describes is a kind of immediate intellectual apprehension of the first
principles.
We have already noted that empirical sciences are also demonstrated by
these first principles. This demonstration is made possible by Aristotle's four
causes:
material cause, "In one way, then, that out of which a thing comes to
be and which persists, is called a cause, e.g. the bronze of the statue,
the silver of the bowl, and the genera of which the bronze and the
silver are species." (Aristotle, 1991, p. 23);
formal cause, "In another way, the form or the archetype, i.e. the
definition of the essence, and its genera, are called causes (e.g. of the
octave the relation of 2:1, and generally number), and the parts in the
definition." (Aristotle, 1991, p. 23);
efficient cause, "Again, the primary source of the change or rest; e.g.
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the man who deliberated is a cause, the father is cause of the child,
and generally what makes of what is made and what changes of what
is changed." (Aristotle, 1991, p. 23);
final cause, "Again, in the sense of end or that for the sake of which
a thing is done, e.g. health is the cause of walking about. (‘Why is he
walking about?’ We say: ‘To be healthy’, and, having said that, we
think we have assigned the cause.) (Aristotle, 1991, p. 23)
The same is true also of all the intermediate steps which are brought about
through the action of something else as means towards the end, e.g.
reduction of flesh, purging, drugs, or surgical instruments are means towards
health. All these things are for the sake of the end, though they differ from
one another in that some are activities, others instruments." (Aristotle, 1991,
p. 23).
These four causes are the necessary and sufficient conditions of any
scientific explanation. However the last of them, namely the final cause,
also extends to ethical practices. Final cause, in Aristotle's sense, signifies
more than the purposeful acts of an intentional agent; it is neither a trait
peculiar to human beings, nor a trait of a transcendent being which designs
this world. Aristotle's final cause is immanent to this world.
Thus, in this conception, the final cause or the purpose of human life is not a
subjective choice, but one immanent to this world and therefore has an
objective reality. Aristotle calls this final cause of human life eudaimonia,
which can be realized by actualizing our human capacities. Eudaimonia can
be understood with respect to ergon, that is human function. Just like any
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object in the world, human beings have a function peculiar to its own and it
is acting with respect to the rational principle:
[Eudaimonia], then, is something complete and self-sufficient, and is the end of
action. [...]
Presumably, however, to say that [eudaimonia] is the chief good seems a
platitude, and a clearer account of what it is is still desired. This might perhaps
be given, if we could first ascertain the function of man. For just as for a fluteplayer, a sculptor, or any artist, and, in general, for all things that have a
function or activity, the good and the ‘well’ is thought to reside in the function,
so would it seem to be for man, if he has a function. Have the carpenter, then,
and the tanner certain functions or activities, and has man none? Is he naturally
functionless? Or as eye, hand, foot, and in general each of the parts evidently
has a function, may one lay it down that man similarly has a function apart from
all these? What then can this be? Life seems to be common even to plants, but
we are seeking what is peculiar to man. Let us exclude, therefore, the life of
nutrition and growth. Next there would be a life of perception, but it also seems
to be common even to the horse, the ox, and every animal. There remains, then,
an active life of the element that has a rational principle [...] (Aristotle, 1991, p.
9)
For Aristotle, then, both empirical sciences and ethics derive from one soul
ground, that is from first philosophy, which is acquired and implemented
through a reason immanent to the objective world.
III.III. The Shift from Objective to Subjective Reason
Various and sophisticated epiphanies of objective reason have been
69
manifested since Plato and Aristotle. From the Stoic identification of God
with logos, which is an objective reason immanent to this world6, to
Spinoza's God or Nature (Deus, sive Natura), from which everything in this
world necessarily follows (1996), many can be counted amongst them.
However, in an era, which is characterized by industrialization and
colonization, we see the rise of subjective reason. Within this era,
philosophy becomes more and more entangled with technological science
and more and more contemptuous of the idea of the possibility of a reason
immanent to the objective world and a capacity of a human intuition
towards it.
Francis Bacon stands out as one of the touchstones of this process, both in
terms of his conception of a formalized subjective reason and his criticisms
of the pursuits of objective reason, but before all, because of his
subordination of philosophy to the endeavours of the domination of Nature
by Man and consequently to the modern purposes of industrialization and
colonization.
With Bacon we see the denial of reason's objective content and this denial
also serves the subordination of philosophy. This denial becomes clear in his
criticism of scientific and philosophical traditions before him.
For the scientific tradition, Bacon’s criticisms are mainly methodological:
As the sciences in their present state are useless for the discovery of works, so
logic in its present state is useless for the discovery of sciences.
6
They hold that there are two principles in the universe, the active principle and the
passive. The passive principle, then, is a substance without quality, i.e. matter, whereas
the active is the reason inherent in this substance, that is God. [...]
God is one and the same with Reason, Fate, and Zeus. (Diogenes Laertius, 1925, p.134)
70
Current logic is good for establishing and fixing errors (which are themselves
based on common notions) rather than for inquiring into truth; hence it is not
useful, it is positively harmful. (Bacon, 2002, p.35)
There are, and can be, only two ways to investigate and discover the truth. The
one leaps from sense and particulars to the most general axioms, and from these
principles and their settled truth, determines and discovers intermediate axioms;
this is the current way. The other elicits axioms from sense and particulars,
rising in a gradual and unbroken ascent to arrive at last at the most general
axioms; this is the true way, but it has not been tried. (p. 36)
Methodology is the formal shell of all sciences. It is assumed that
methodology can discover the true form of all sciences, no matter what the
specific content is. The discussion on methodology is the discussion on “the
abstract functioning of the thinking mechanism” (Horkheimer, 2004, p.3).
The discussion on methodology is the discussion on the true form of reason.
Thus, methodology is the concern of subjective reason.
Especially, the whole second book of Novum Organum is reserved to the
discussion on method. In the first chapter, we have seen how Bacon tries to
establish a universal method for all sciences, and calls it interpretation of
nature. This attitude is reminiscent of many other philosophers after Bacon
starting from René Descartes’ Rules for the Direction of the Mind to the
positivist philosophers of the twentieth century.
This attitude is idiosyncratic to the subjective conception of reason
according to Horkheimer. Since subjective reason is interested in the
adequacy of means to ends and in the abstract principles for manipulating
this world, what is important for it becomes the form; and the form with
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whatever content can be designed according to pre-established goals. In
Bacon’s case this form is called method. In his discussion of methodology,
one can easily notice the emphasis Bacon puts on the inadequacy of the
current science for Man’s domination over Nature.
We can see how Bacon exemplifies Horkheimer’s case by drawing the
discussion of science to a formal discussion. However, in Socrates, we have
seen how Nature is understood through an insight which belongs to a reason
inherent in the objective world. Science, in this conception, promulgates
from this total understanding of Nature. By reducing the discussion of
science to a mere formal problem, Bacon's criticism targets this total
understanding of Nature and renders it impossible, for science now has an
autonomy for deriving propositions out of sense-data without needing any
pre-scientific outlook of the world.
Bacon's criticism of philosophical tradition always targets the objective
content of reason. This is obvious in the critique of the idols of the theatre,
and in the critique of Aristotle.
He criticizes the philosophical tradition in general on the ground that its
basic assumptions are not based upon detailed experimentation, but rather
upon meditation or reflection or contemplation, in other words upon the
endeavours of the intellect to determine its own content. We have seen that
Horkheimer testifies that the belief in this power of intellect is a part of the
conception of a reason which is inherent in this world, is what distinguishes
objective and subjective reason. By making a strict distinction between the
mind and the world, and denying that the mind can have an insight into the
72
objective world, and criticizing the philosophical tradition on the ground
that it searches truth in vain by relying merely on the power of intellect
Bacon shows his position for sure:
The cause and root of nearly all the deficiencies of the sciences is just this: that
while we mistakenly admire and praise the powers of the human mind, we do
not seek its true supports.
The subtlety of nature far surpasses the subtlety of sense and intellect, so that
men’s fine meditations, speculations and endless discussions are quite insane,
except that there is no one who notices. (Bacon, 2002, p. 34)
We have already commented on how the idea of purpose is lost with the
dismissal of the objective content of reason. With the subjectivization of
reason, the ends of any endeavour in this world are reduced to Man’s
arbitrary will. It is possible to observe this loss in Bacon’s critique of final
causes:
The human understanding is ceaselessly active, and cannot stop or rest, and
seeks to go further; but in vain. Therefore it is unthinkable that there is some
boundary or farthest point of the world; it always appears, almost by necessity,
that there is something beyond. Again it cannot be conceived how eternity has
come down to this day; since the distinction which is commonly
accepted that there is an infinity of the past and an infinity of the future can no
way stand, because it would follow that there is one infinity which is greater
than another infinity, and that infinity is being consumed and tends towards the
finite. There is a similar subtlety about ever divisible lines, from thought’s lack
of restraint. This indiscipline of the mind works with greater damage on the
discovery of causes: for though the most universal things in nature must be
brute facts, which are just as they are found, and are not themselves truly
73
causable, the human understanding, not knowing how to rest, still seeks things
better known. And then as it strives to go further, it falls back on things that are
more familiar, namely final causes, which are plainly derived from the nature of
man rather than of the universe, and from this origin have wonderfully
corrupted philosophy. It is as much a mark of an inept and superficial thinker to
look for a cause in the most universal cases as not to feel the need of a cause in
subordinate and derivative cases. (Bacon, 2002, p. 44)
74
IV. Baconian Inspirations
In this chapter, we will dwell upon the inextricable problems implied by
Baconian epistemology and its practical consequences. We will argue that
such an epistemology may lead up to nothing but instrumentalism as
Horkheimer puts it. In order to demonstrate our argument, we should
present first, the impossibility of deriving theories from facts; secondly, that
the empiricist argument which regards objective reason as dogmatism,
speculation or mysticism on the ground that it presupposes a metaphysics
which cannot be verified by facts, can also be applied to empiricism and
science; thirdly, that as a claim of knowledge which cannot be verified by
facts, science cannot be judged or understood realistically, but only
instrumentally; and finally, that such a conception of science debases it to a
tool for prevalent power structures and ideologies by reducing its role to
formal functions of calculation, computation, inference and deduction.
IV.I. Empiricist Manifestation of Subjective Reason
We have elucidated in the first chapter that the most fundamental maxim of
Bacon is that knowledge should be derived from a collection of facts and
established through an exhaustive experimentation, and we have seen that
following his fundamental maxim Bacon has compelled a methodology on
science. This methodology has been interpreted in various fashions. Gillies
(1993) regards Bacon as an inductivist:
Bacon was not content with urging that more scientific research should be
75
carried out. He proposed a method which, if followed, would in his view result
in an expansion of our knowledge of the natural world. Some of the precise
details of Bacon's method – for example, his Tables and Arrangements of
Instances – are no longer of great interest. However, his general approach still
has supporters today. It is this general approach which I will call inductivism.
(p. 5)
Popper (1992) is also amongst the ones who alluded to Bacon as a pioneer
of inductivism:
[...] Bacon’s induction: too suggestive of his industrious gathering of the
‘countless grapes, ripe and in season’, from which he expected the wine of
science to flow: of his myth of a scientific method that starts from observation
and experiment and then proceeds to theories. (This legendary method, by the
way, still inspires some of the newer sciences which try to practice it because of
the prevalent belief that it is the method of experimental physics.) (p. 279)
Urbach (1982), on the other hand, depicts Bacon as a precursor to Popper's
falsificationism:
I shall however try to show that Bacon's ideal science would proceed by
conjectures and attempted refutation and the conjectures may or may not
correspond with the truth. Empirical support for a conjecture is obtained not
through just any prediction of the theory but only by the confirmation of its
improbable predictions. And explanations for phenomena must not be ad hoc
but should survive independent tests. (p. 113-114)
Hacking (1983) emphasizes that it is not possible to label Bacon either as an
inductivist or as a deductivist:
[Bacon] saw that observation of nature teaches less than experiment. ('The
secrets of nature reveal themselves more readily under the vexation of art than
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when they go their own way.') He was something of a pragmatist. (' Truth
therefore and utility are here the very same things, 'and works themselves are of
greater value as pledges of truth than as contributing to the comforts of life. ')
He told us to experiment in order to ' shake out the folds of nature '. We must '
twist the lion's tail ' . He quotes no sage more than Solomon: ' The glory of God
is to conceal a thing; the glory of the king is to search it out.' He taught that in
the true meaning of this proverb, every inquirer is king. [...]
Bacon, being a philosopher of experiment, does not fit well into the simple
dichotomies of inductivism and deductivism. He sought to explore nature, for
good or ill. 'No one should be disheartened or confounded if the experiments
which he tries do not answer his expectation. For although a successful
experiment be more agreeable, yet an unsuccessful one is often times more
instructive.' Thus Bacon already knew the value of learning by refutation. He
sees that the new science will be an alliance of experimental and theoretical
skills. (p. 246-247)
Although there exists a variety of contradicting interpretations of Bacon's
methodology, at the bottom of all of them lies the fundamental maxim of
Bacon which has been the ground of seventeenth and eighteenth century
empiricism along with later endeavours of rationalizing science. Now let us
examine whether Bacon's maxim of deriving knowledge from a collection
of facts is possible by unravelling its implications in empiricism and
endeavours of rationalizing science.
Commencing from a very similar maxim with Bacon, Locke, in his Essay
Concerning Human Understanding (1999), claimed that all ideas and
knowledge come only from sensation and reflection which constitute the
whole experience. The distinction is similar to Bacon's distinction of facts
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and inference, Hume's distinction of matters of fact and relation of ideas,
and Kant's distinction of analytic and synthetic judgements.
Sensation gives us information about the external world, while reflection
gives insight into the operations of our own mind. All ideas are products of
these two faculties and are rather simple or complex. Simple ideas are given
by sensation and the human mind is completely passive in receiving them.
By combining these simple ideas in various ways human mind comes up
with complex ideas.
Locke claims that some of these ideas belong to objects themselves (such as
existence in space), while others are peculiar to our minds though they are
caused by the objects themselves (such as colour, smell, taste).
However, if all our ideas and knowledge are grounded in the subjective
faculties of sensation and reflection how can we say that some of them
belong to the objects themselves? If this is the case, then we are trapped in
our own minds, and there is no way out.
Berkeley in his A Treatise Concerning the Principles of Human Knowledge
formulates this question thus:
It is indeed widely believed that all perceptible objects— houses, mountains,
rivers, and so on— really exist independently of being perceived by the
understanding. But however widely and confidently this belief may be held,
anyone who has the courage to challenge it will—if I’m not mistaken—see that
it involves an obvious contradiction. For what are houses, mountains, rivers etc.
but things we perceive by sense? And what do we perceive besides our own
ideas or sensations? And isn’t it plainly contradictory that these, either singly or
in combination, should exist unperceived? (Berkeley, 2007, p. 12)
78
Russell (1999) will later summarize this problem as follows:
The problem we have to consider is this: Granted that we are certain of our own
sense-data, have we any reason for regarding them as signs of the existence of
something else, which we can call the physical object? When we have
enumerated all the sense-data which we should naturally regard as connected
with the table, have we said all there is to say about the table, or is there still
something else--something not a sense-datum, something which persists when
we go out of the room? Common sense unhesitatingly answers that there is.
What can be bought and sold and pushed about and have a cloth laid on it, and
so on, cannot be a mere collection of sense-data. If the cloth completely hides
the table, we shall derive no sense-data from the table, and therefore, if the table
were merely sense-data, it would have ceased to exist, and the cloth would be
suspended in empty air, resting, by a miracle, in the place where the table
formerly was. (p. 11)
Accordingly, following Bacon's maxim if we suppose that the only way to
attain knowledge is by making derivations from facts, then we end up with
the epistemological problem that we cannot talk about an inter-subjective
reality, and practically this is to say that when two (or more) different
theories are derived from the same collection of facts we cannot decide
which one is true. We cannot evaluate which theory is the correct
representation of reality merely with respect to facts.
Furthermore, later with Hume, we will see that if we confine our knowledge
to facts and inferences made from these facts7 then causality, induction and
substance, in other words the most fundamental tools of science become
7
For the assessment of Hume's concepts of matters of fact and relation of
ideas see p. 22-23
79
unattainable. Since we cannot derive those neither from facts nor through
reflecting upon our collection facts:
The contrary of every matter of fact is still possible; because it can never imply
a contradiction, and is conceived by the mind with the same facility and
distinctness, as if ever so conformable to reality. That the sun will not rise tomorrow is no less intelligible a proposition, and implies no more contradiction,
than the affirmation, that it will rise. We should in vain, therefore, attempt to
demonstrate its falsehood. Were it demonstratively false, it would imply a
contradiction, and could never be distinctly conceived by the mind. (Hume,
1988, p. 18)
[...] every effect is a distinct event from its cause. It could not, therefore, be
discovered in the cause, and the first invention or conception of it, à priori, must
be entirely arbitrary. (p. 21)
Thus Bacon's maxim of deriving knowledge from a collection of facts
renders itself impossible; for, as we see implicitly in Locke and explicitly in
Hume, there is no necessary derivation from facts to theories, it is not
possible to attain necessary causal connections between facts, it is not
possible to derive universal and necessary propositions from a limited
collection of facts. Consequently, it can be said that there is a gap between
facts and theories as conceived by Baconian empiricism. Henri Poincaré
observes this gap between theory and fact:
[...] science [...] will always be incomplete [...] As long as the mind is distinct
from its object it will not be able to know it perfectly, since it will never see it
except from the outside. (as cited in Horkheimer, 1986, p. 37)
The main problem of twentieth century philosophy of science was to
reconcile facts with theories in order to close this gap. Logical positivists
80
tried in vain to discover a criterion for a necessary inference from facts to
theories (Carnap, 1947).
Others, such as Bertrand Russell, realizing the vanity of these endeavours
appealed to probabilism emphasizing its use. According to Russell, although
there is neither a criterion of a necessary inference from facts to theories nor
to verify theories by facts, there is a uniformity in Nature and it is possible
to capture this uniformity with theory:
We know that all these rather crude expectations of uniformity are liable to be
misleading. The man who has fed the chicken every day throughout its life at
last wrings its neck instead, showing that more refined views as to the
uniformity of nature would have been useful to the chicken. (Russell, 1999, p.
43)
It must be conceded, to begin with, that the fact that two things have been found
often together and never apart does not, by itself, suffice to prove
demonstratively that they will be found together in the next case we examine.
The most we can hope is that the oftener things are found together, the more
probable it becomes that they will be found together another time, and that, if
they have been found together often enough, the probability will amount almost
to certainty. It can never quite reach certainty, because we know that in spite of
frequent repetitions there sometimes is a failure at the last, as in the case of the
chicken whose neck is wrung. Thus probability is all we ought to seek. (p. 45)
However, probabilism is not adequate for satisfying empiricist ideals of
rationalizing science. Popper agrees with Russell that there can be no
criterion of inferring or verifying theories from facts, but he cannot be
content with the uncertainty of probabilism. So he comes up with
falsificationism according to which scientific theories cannot be confirmed
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but only rejected. That is to say, we cannot establish a theory's truth neither
through inference nor factual data, yet we can establish its falsity if its
consequences contradicts the latter (Popper, 2002).
Popper's idea is similar to Bacon's idea of crucial experiment for sure8. This
concept envisaged that there can be such experiments which can decide
between challenging theories, that is to say, experiments which can falsify
one theory while confirming the other. However Pierre Duhem, in his The
Aim and Structure of Physical Theory (1991) shows that such an
experimentation is impossible.
According to Duhem's thesis, whenever a scientific theory T is tested it will
need to be augmented by a set of auxiliary assumptions {T1, T2, T3...},
such as theories about the techniques for conducting experiments or for the
use of instruments. So whenever a scientific theory is tested, it is tested
along with a set of assumptions and if the theory gets falsified this actually
means that its set of assumptions is falsified. One can save the theory T by
making a modification in T1 or T2 or T3 etc. Where in this set will the
scientist make a modification is an ad hoc choice. Therefore no crucial
experiment can possibly falsify one theory as Bacon or Popper conceived to
be.
This situation can be illustrated in the discovery of Neptune. The orbit of
planet Uranus did not cope with the calculations of Newtonian physics.
However Newtonian scientists did not give up on Newtonian theory though
according to Bacon's conception of crucial experiment they should have.
8
For the assessment of Bacon's concept of crucial experiment see p. 34-35
82
Instead they made a modification in the assumptions concerning the number
of planets and posited that there is an unobserved planet which caused the
apparent defection in the motion of Uranus. Thus, instead of making a
modification in the theory, they made a modification in the observation
which led to the discovery of a new planet, Neptune.
Later, Willard Van Orman Quine in the Two Dogmas of Empiricism (1961)
demonstrates that this problem is also valid for auxiliary assumptions
concerning arithmetic, geometry, logic and metaphysics. This means that
there is a set of assumptions operating under every scientific theory, and this
set includes metaphysical assumptions too. These metaphysical assumptions
cannot be derived from or verified by factual evidence; however the whole
system of physical, arithmetical, geometrical, logical and metaphysical
theories make sense of facts.
Hence, Bacon's critique against objective reason that it presupposes a
metaphysics which cannot be derived from or verified by factual evidence
can also be held against his own theory of science as well as science itself.
IV.II. Metaphysical Presuppositions of Empirical Science
In the Two Dogmas of Empiricism Quine analyses two assumptions of
empiricism which lack empirical justifications: (i) the presupposition of a
distinction between analytic-synthetic propositions (or the distinction
between fact and inference as conceived by Bacon) and (ii) the
presupposition that “each statement, taken in isolation from its fellows, can
admit of confirmation or infirmation at all” (Quine, 1961, p. 41).
83
The distinction between analytic-synthetic propositions is grounded in each
case on notions (e.g. Synonymy, interchangeability, semantical rules) as
ambiguous as the notions of analytic and synthetic themselves. The
verifiability principle, on the other hand, seems to save this problem by
appealing to statement synonymy, which says that "statements are
synonymous if and only if they are alike in point of method of empirical
confirmation or infirmation" (p. 37). This is to say that if two different
propositions restrict us at making the exact same observations for their
confirmation, then they are synonymous and if a statement is synonymous
with a logically true statement then it is analytic. However, we have to
presuppose that statements can be confirmed or infirmed by sense-data to
accept this definition of analyticity:
So, if the verification theory can be accepted as an adequate account of
statement synonymy, the notion of analyticity is saved after all. However, let us
reflect. Statement synonymy is said to be likeness of method of empirical
confirmation or infirmation. Just what are these methods which are to be
compared for likeness? What, in other words, is the nature of the relation
between a statement and the experiences which contribute to or detract from its
confirmation? (p. 38)
Quine recognizes that our statements are never put into an examination as
single entities. As a collective endeavour science is dependent upon
language and experience for sure; yet it is impossible to trace the linguistic
component and experiential component in particular propositions:
My present suggestion is that it is nonsense, to speak of a linguistic component
and a factual component in the truth of any individual statement. Taken
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collectively, science has its double dependence upon language and experience;
but this duality is not significantly traceable into the statements of science taken
one by one. (p. 42)
Then when a scientific theory is put into examination not the theory itself
but the whole assumptions in our knowledge, including mathematical and
logical assumptions, enter into the examination:
The totality of our so-called knowledge or beliefs, from the most casual matters
of geography and history to the profoundest laws of atomic physics or even of
pure mathematics and logic, is a man-made fabric which impinges on
experience only along the edges. Or, to change the figure, total science is like a
field of force whose boundary conditions are experience. A conflict with
experience at the periphery occasions readjustments in the interior of the field.
Truth values have to be redistributed over some of our statements. Reevaluation of some statements entails re-evaluation of others, because of their
logical interconnections -- the logical laws being in turn simply certain further
statements of the system, certain further elements of the field. Having reevaluated one statement we must re-evaluate some others, whether they be
statements logically connected with the first or whether they be the statements
of logical connections themselves. But the total field is so undetermined by its
boundary conditions, experience, that there is much latitude of choice as to what
statements to re-evaluate in the light of any single contrary experience. No
particular experiences are linked with any particular statements in the interior of
the field, except indirectly through considerations of equilibrium affecting the
field as a whole. (p. 42)
Quine's diagnosis is a huge impact on the Baconian empiricist critique
directed at objective reason regarding it dogmatism or speculation. For it
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shows that the argument that objective reason is grounded on dogmatic
assumptions which cannot be derived from or verified by factual evidence is
also valid for empiricism itself. In this sense, empiricism is grounded on
such dogmatic assumptions as an alleged distinction between analytic and
synthetic judgements, the presumed givenness of facts and that facts can
confirm or reject propositions.
Likewise science, as conceived by Bacon, is grounded on certain dogmatic
assumptions; the epistemology it presupposes is dogmatic, its methodology
is dogmatic and its ontology is dogmatic. Thus the Baconian criticism
against the old science and philosophy, that they do not derive their theories
from facts, but rather accommodates facts to theory, is also valid for
Baconian epistemology and science. Epistemologically there is no
difference between magic, metaphysics or science as pointed out by Quine:
Physical objects are conceptually imported into the situation as convenient
intermediaries -- not by definition in terms of experience, but simply as
irreducible posits comparable, epistemologically, to the gods of Homer. [...] in
point of epistemological footing the physical objects and the gods differ only in
degree and not in kind. Both sorts of entities enter our conception only as
cultural posits. The myth of physical objects is epistemologically superior to
most in that it has proved more efficacious than other myths as a device for
working a manageable structure into the flux of experience. (p. 44)
If epistemologically magic, metaphysics or science are on a par with each
other, by what virtue modern science has come to prevail over the others?
This is the question we are going to try to answer in the next chapter.
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IV.III. The Prevalence of Modern Science
Greek cosmology (with the
exceptions of Herakleides
and Aristarchus) conceived
Earth to be at the centre of
the universe9. The
immobile Earth is
surrounded by nine
concentric, transparent
spheres, each having a
greater radius from centre
to periphery. Each sphere
carries a planet and revolve
Fig. 1: Classical Geocentric System
around the Earth as their centre. (See Fig. 1)
However there was a disability of this cosmology. It could not account for
two different phenomena: first the stations and retrogressions of the planets,
and secondly the variations in the size and brightness of them.
Eudoxus resolved the first of these problems by assigning a unique
movement to each sphere. Although in an imprecise attitude, Eudoxus'
astronomy could now account for the movements of each planet. However,
it was still incapable of explaining the second of these phenomena, for, if
the planets move on spheres with Earth at their centre, how can their
distance from it can change? And if their distance do not change, how can
9
For a detailed investigation of the history of astronomy see Koestler, 1959.
87
the variations in their size and brightness come to be?
These problems were to be solved by Ptolemaic astronomy, which
introduced three important concepts to Eudoxus' astronomy: deferent,
epicycle and equant. The orbits of planets around the Earth in Eudoxus'
astronomy are now called deferent and centred in the mid-point between
Earth and the equant. The circular orbit of planets embedded in deferent,
centred on a point in the deferent is called epicycle.
Fig. 2: Ptolemaic System
Ptolemaic astronomy accounts for both the stations and retrogressions of
planets and the variations in their sizes and brightness. It explains both of
these phenomena with the help of epicyclic motion. As the planet starts its
motion from point A to point B (See Fig. 2), an observer from the Earth sees
it as moving from east to west as its size and brightness increases. However,
from the point B to point C the observer sees the planet as moving from
West to East while getting bigger and brighter. As it moves on, the stations
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and retrogressions along with the variations in size and brightness continue
uniformly.
When Copernicus came up with his heliocentric system, the Ptolemaic
system was still more successful in explaining the heavens then the
Copernican system although it was deficient of accounting for certain
phenomena. Its deficiencies could have been sorted out by making certain
modifications in the system, as Ptolemy has done to Eudoxus' system.
However, this did not happen. Instead, despite the apparent contradictions of
heliocentric system with common sense observations,10 the heliocentric
system surpassed the geocentric.
This surpassing, which has been called the Copernican Revolution, was a
process of modifying the whole body of what has been known as natural
science. Copernican theory did not account for the motion of celestial
objects, so Kepler revised it with his three laws. Copernican theory was
contradicting with the common sensical observations of the dynamics in this
world (those used by Aristotelians to refute the motion of the Earth), so
Galileo augmented it with a relativistic physical theory.
The classical geocentric system was not in accordance with facts; however,
it was augmented by modifications in its auxiliary assumptions up to
Ptolemy to the point that it was able to account for facts. Likewise, the
heliocentric system was not able to account for facts; again, it was
augmented by modifications in its auxiliary assumptions to end up with
10
The two most popular examples of these are:
i. If Earth is moving then this motion would have caused parallax of stars, however no
such phenomena was observed until the nineteenth century.
ii. If Earth is moving then the objects on the Earth should have fall behind. This idea
was going to change with Galileo's basic principle of relativity.
89
Newtonian physics.
The point is, none of these theories were verified by or put into crucial
experiments as Bacon or Baconian philosophers of science have prescribed.
The very ideas of geocentrism or heliocentrism did not arise from facts or
got promoted by facts. Heliocentric system obviously did not surpass the
geocentric one due to factual evidences. Rather, the so-called Copernican
revolution was a battle between prevalent powers using rhetoric,
propaganda and above all the changing practices in the society. The final
product of this process was Newtonian physics, which covered up the whole
modifications made by Copernicus, Kepler and Galileo in three simple,
mathematical laws.
How did modern science prevail after a process initiated by the Copernican
revolution? How did it become the ultimate answer for questions concerning
Nature if not by virtue of its objective truth provided by factual evidence?
The answer to these questions are to be found in modern science's abilities
of collection, classification, inference and deduction. Empiricist
epistemology maximizes these abilities by reducing the legitimate method
of attaining knowledge to these faculties, by continuously attacking and
finally abandoning a reason immanent to Nature with ethical and political
implications. This conception provides modern science an autonomy with
respect to religions and philosophies of objective reason.
Modern science, according to this conception, can merely reconcile facts
with theories continuously modifying auxiliary assumptions or observation
results. Therefore it cannot claim for an epistemological objectivity and
90
prominence over other claims of knowledge, but only for a practical one.
'Theory' is the key concept for this practical prominence of modern science.
On the one hand stands observation and experimentation, on the other,
stands the process of theorizing. Experimentation is carried out in order to
reveal how some practices can be executed or enhanced. In this sense,
experiment is never objective, but preconditioned with the aims, ideas and
language of the experimenter. Poincaré stresses this aspect of experiment:
It is often said that experiments should be made without preconceived ideas.
That is impossible. Not only would it make every experiment fruitless, but even
if we wished to do so, it could not be done. Every man has his own conception
of the world, and this he cannot so easily lay aside. We must, for example, use
language, and our language is necessarily steeped in preconceived ideas.
(Poincaré, 1905, p. 143)
Poincaré compares science to a library which expands eternally with the
collection of facts. The experimental physicist is the librarian who makes
the purchases; while the Mathematical supplies the catalogue through which
one can search through the collection easily. Theory is the catalogue in this
analogy:
I may be permitted to compare science to a library which must go on increasing
indefinitely; the librarian has limited funds for his purchases, and he must,
therefore, strain every nerve not to waste them. Experimental physics has to
make the purchases, and experimental physics alone can enrich the library. As
for mathematical physics, her duty is to draw up the catalogue. If the catalogue
is well done the library is none the richer for it ; but the reader will be enabled
to utilise its riches; and also by showing the librarian the gaps in his collection,
91
it will help him to make a judicious use of his funds, which is all the more
important, inasmuch as those funds are entirely inadequate. That is the role of
mathematical physics. It must direct generalisation, so as to increase what I
called just now the output of science. (Poincaré, 1905, p. 144-145)
Thus, by categorizing and inferring through the data acquired by
experimentation, theory becomes the shortcut for how some work will be
carried out. The Engineer is the executer of theory, who deduces and
computes his actions for how a certain work will be executed from theory. If
we carry Poincaré's analogy further, the engineer is the reader in the library
who acts according to what he reads.
As Horkheimer observes, theory becomes the tool for accomplishing tasks
that are established in the scientific society. It becomes the tool for
manipulating Nature according to Man's subjective aims:
What scientists in various fields regard as the essence of theory thus
corresponds, in fact, to the immediate tasks they set for themselves. The
manipulation of physical nature and of specific economic and social
mechanisms demand alike the amassing of a body of knowledge such as is
supplied in an ordered set of hypotheses. (Horkheimer, 1986, p. 194)
Consequently, within empiricist epistemology, science can merely calculate
probabilities in order to adjust means according to ends:
Ultimately subjective reason proves to be the ability to calculate probabilities
and thereby to co-ordinate the right means with a given end. (Horkheimer, 2004,
p. 4)
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III.IV. The Meaning of Modern Science
The experiments carried out by experimental physicist are determined with
respect to certain concerns. They execute certain experiments rather than
others. As Poincaré points out, the experimental physicist has limited funds;
so he cannot just experiment anything, he should rather design his
experiments selectively. This selection is of course not dependent on the
subjective preferences of the experimental physicist; it is a social process
primarily determined by the prevalent powers in the society.
Experiments are carried out in order to reveal or discover some fact. This
revelation or discovery of facts are pursued not for their own sakes, but
rather for the sake of executing or enhancing some practice. Therefore
experimentation and observation is always part of a greater project and is
determined by the interests of the funders of a project. Galileo's project was
funded by the rising bourgeois family, the Medicis; Kepler was first the
assistant of the aristocrat Tyco Brahe and then the imperial mathematician to
Holy Roman Empire.
As empiricist epistemology commends, science should make inferences
from these data from experimentation and observation. Although there are
disputes over how the question of how this inference is possible, even the
loosest of empiricist programmes tries to rationalize the inference or at least
the justification processes from sense data to theory. However as we have
argued so far, there can be no possible rational inference or justification
process from sense data to theory.
So, what remains at hand is the instrumental aspect of theory. In this sense,
93
theories are shortcuts to collections of sense data. They are shortcuts which
relate and supply the engineer with the information of how to manipulate
some phenomena in this world.
Science is above all an instrument for manipulating Nature according to preestablished aims of prevalent power relations in a society. It is one amongst
other means of production. Empiricist epistemology misses this aspect of
science says Horkheimer:
The positivists seem to forget that natural science as they conceive it is above
all an auxiliary means of production, one element among many in the social
process. Hence, it is impossible to determine a priori what role science plays in
the actual advancement or retrogression of society. Its effect in this respect is as
positive or negative as is the function it assumes in the general trend of the
economic process. (Horkheimer, 2004, p. 41)
Empiricist epistemology applauds science as the paramount of progress by
regarding every other understanding of Nature as subordinate to itself; thus
canonizing it and concealing its deficiency of developing an understanding
immanent to this world and its mere character of instrumentality. Empiricist
glorification of science, in the final analysis, a glorification of technology
and the ideology which grounds it: Man's dominion over Nature. Engineer is
the practitioner of technology; the executioner of modern science. And
therefore, the manipulator of Nature according to the interests of prevalent
powers in his society as Horkheimer expresses precisely:
Positivist philosophy, which regards the tool 'science' as the automatic
champion of progress, is as fallacious as other glorifications of technology.
Economic technocracy expects everything from the emancipation of the
94
material means of production. Plato wanted to make philosophers the masters;
the technocrats want to make engineers the board of directors of society.
Positivism is philosophical technocracy. It specifies as the prerequisite for
membership in the councils of society an exclusive faith in mathematics. Plato,
a eulogist of mathematics, conceived of rulers as administrative experts,
engineers of the abstract. Similarly, the positivists consider engineers to be
philosophers of the concrete, since they apply science, of which philosophy—in
so far as it is tolerated at all—is merely a derivative. Despite all their
differences, both Plato and the positivists think that the way to save humanity is
to subject it to the rules and methods of scientific reasoning. The positivists,
however, adapt philosophy to science, i.e., to the requirements of practice
instead of adapting practice to philosophy. For them thought, in the very act of
functioning as ancilla administrationis, becomes the rector mundi. (Horkheimer,
2004, p. 41)
Modern science is just a tool of practice among others. It is a way of
understanding the world. However, it is a dominating and exhaustive one
due to its systematic experimentation, observation and categorization,
computation skills. These skills are expanded to their ultimate forms in
science; while reason is reduced to them; and as reason is reduced to some
skill it becomes an instrument; and as far as reason is an instrument, it is an
instrument of prevalent powers in the society. Also as it is reduced to some
skills, it becomes incapable of understanding Nature in itself. With its
instrumentality of prevalent powers and incapability of understanding
Nature in itself, science becomes a very dangerous tool of dominating and
exhausting the world we live in.
Empiricist epistemology, by ignoring this character of modern science and by
95
canonizing it as the champion of progress, repudiates other forms of understanding
the world. However, these were in use before modern science was and they
presented a much deeper understanding of the world.
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V. Conclusion
Today, if we ask any scientist or engineer what science is, we will get the
answer that it is the knowledge of Nature. And if we examine a bit more
what that means, we will see that science is understood as a knowledge
independent of and neutral to the forms of relating to this world and
practices in this world. The independence and neutrality of this knowledge
is justified by the claim that it is grounded on objective empirical data and
necessary inferences made from them.
The malices which have developed from science and technology, on the
other hand, will not be regarded as an essential problem with science and
technology, but with the power holders which use and manipulate them
according to their will.
In order to liberate science and technology from those power holders, the
argument will follow, science and technology should have autonomy over
its studies and practices. With this autonomy, scientists and engineers should
implement science and technology towards the well-being of humanity.
In the last analysis, this idea will end up in a projection of a regime which is
independent of and neutral to the forms of relating to this world; a regime
governed by scientific technocrats. It will even be argued that in such a
government, power will not be held by the technocrats, the actual persons,
but by science itself. The governors stand as the executives of science, and
they stand there merely because they possess its knowledge.
This is more or less how Bacon outlines a vision of a group of elites
governing according to scientific rationality in the New Atlantis (1998); and
97
this idea is justified by Bacon in the Novum Organum (2002), by its claim
that scientific knowledge is the representation of Nature acquired through
empirical data obtained from systematized experimentation and mechanized
inductive inference made from them.
However, the ground of this Baconian claim that scientific knowledge is
empirically verified knowledge is substantially problematic and its
consequences are extremely dangerous. We have explicated the problems
depicted by Locke, Berkeley, Hume and Quine and how these problems
have turned out to be inextricable problems about the alleged empirical
verifiability of scientific knowledge.
Along with the problems depicted by Locke, Berkeley, Hume and Quine the
de facto existence of different and challenging scientific claims diminish the
claim that scientific knowledge is empirically verified knowledge. If that
were so, there would not be Aristotelian physics, Newtonian physics and
Einsteinian physics denoting the same objects but connoting contradicting
theories.
On the contrary, as Horkheimer points out, scientific knowledge
promulgates from the form of relating to this world and practices in this
world. It is immanent to the certain form it is a part of; it is shaped within
that form and developed to sustain that form. Its purposes are determined by
the power structures of that form. Aristotelian physics promulgates from an
understanding which strives to understand the purposes of this world in
itself. Newtonian physics is immanent to a world where massive buildings
are erecting and satellites are sent to the Earth's orbit. However, in a world
98
where nano-technology is the pre-eminent form of relation, Newtonian
physics is useless.
Nevertheless, claiming that science is independent of and neutral to forms of
relating to this world and practices in this world means nothing but
concealing its relations to this world, its pragmatics, its politics, which ends
up in securing scientific knowledge's position as an instrument for prevalent
power structures.
Taking Newtonian physics, for instance, as the true representation of this
world or as the objective and empirically verified knowledge of Nature or as
the universal and necessary condition of our experience means canonizing it
along with the whole form of relations and practices which allows that
knowledge. That canonizing is actually an imposition of certain forms of
relations and practices.
Science today is not produced independently or neutrally. Academia is
subordinate to corporate interests and to the will of centralized governments.
What is going to be studied, what is going to be researched, what practices
to be enhanced in the academies are determined by fundings of corporations
and governments. The scientific knowledge produced thus is nothing but
shortcuts for those practices.
However, academia and the scientific knowledge it produces preponderated
over other forms of relations and practices. Bacon and the Baconian
discourse operated for justifying this preponderance. They annihilated
witchery, occultism, alchemy, voodoo and other forms of knowledge using
discourse, propaganda and sheer violence.
99
Let us close our words about the imposition of scientific knowledge with the
words of Paul Feyerabend:
[...] I want to make two points: first, that science can stand on its own feet and
does not need any help from rationalists, secular humanists, Marxists and
similar religious movements; and, secondly, that non-scientific cultures,
procedures and assumptions can also stand on their own feet and should be
allowed to do so, if this is the wish of their representatives. Science must be
protected from ideologies; and societies, especially democratic societies, must
be protected from science. This does not mean that scientists cannot profit from
a philosophical education and that humanity has not and never will profit from
the sciences. However, the profits should not be imposed; they should be
examined and freely accepted by the parties of the exchange. In a democracy
scientific institutions, research programmes, and suggestions must therefore be
subjected to public control, there must be a separation of state and science just
as there is a separation between state and religious institutions, and science
should be taught as one view among many and not as the one and only road to
truth and reality. There is nothing in the nature of science that excludes such
institutional arrangements or shows that they are liable to lead to disaster.
(1993, p. vii)
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