Non/Cognate
Approaches
Relation & Representation
•
Editors
Ivan Mladenov and Aleksandar Feodorov
2019
This book is published as part of the research project “Non/Cognate Approaches
in the Humanities”, realized with the financial support of the Program for
career development of young scientists at the Bulgarian Academy of Sciences
© ИЗДАТЕЛСТВО „ПАРАДИГМА”
ISBN 978-954-326-375-2
CONTENTS
Miihály Szívós
Highlighting the ontological background of the
most important peircean sign classification.
Relationships and representations in semiotic and
philosophical contexts.................................................................. 5
Ivan Mladenov
Before a thought appears
(The notion of the ‘ground’ in peirce’s thought) .........15
Gregory Phipps
Peircean firstness and the poetics of doubt:
Charles peirce’s philosophy of subjectivity and
Emily Dickinson’s “These tested our horizon -.” ..........47
Aleš Vaupotič
Theory of discourse and semiotics:
Foucault, Bakhtin, Peirce ...........................................................67
Sebastian Feil
The power of habit ..........................................................................85
Reni Yankova
Habit change in Charles Peirce’s philosophy:
the unexpected necessity of feeling and
imagination ....................................................................................... 103
Aleksandar Feodorov
The esthetic grounding of Peirce’s philosophy ..........115
Letícia Vitral
Diagrams and the crossroads between
aesthetics and epistemology ................................................. 127
Vasil Penchev
Why anything rather than nothing?
The answer of quantum mechanics ....................................151
Contributors .........................................................................................173
Diagrams and the crossroads
127
LETÍCIA VITRAL
DIAGRAMS AND THE CROSSROADS BETWEEN
AESTHETICS AND EPISTEMOLOGY
Abstract: The philosophical branches of aesthetics and epistemology,
although sharing several problems in common, do not seem to have been
in active dialogue, particularly in what regards the systematic investigation of the mechanisms through which artifacts usually regarded as
sources of aesthetic experience (such as artworks) might be able to derive
knowledge. In this paper, it is going to be presented one possible way to
start approaching such investigation: I believe it is possible to study the
epistemic potential of artworks by approaching artworks as diagrams in
the Peircean sense. It is going to be explored here how (i) diagrams cannot
have the experiences they produce reduced to a fixed and final response,
how (ii) diagrams are constantly shaped by experimental interactions
with an agent and its environment, how (iii) diagrams and the experiences they produce are part of the same process, and how (iv) diagrams
are in a continuum of science and everyday life, by means of modifying
and sharpening perception on general. In order to investigate and illustrate each of these features of diagrams, the artwork “Brillo Boxes” of
Andy Warhol is going to be analyzed regarding its diagrammatic properties. It will be concluded that, by explicitly assuming this diagrammatic
role of artworks we can proceed to investigate how art can be used to
derive knowledge. Only by doing such, we can then advance to develop
a more refined and detailed account of the diagrammatic reasoning process that allows an agent to process the possible knowledge that might be
derived of an artwork as diagram.
Keywords: diagrams, aesthetics, epistemology, Peirce, Warhol
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Introduction 1
Many are the problems shared between what is broadly called
aesthetics and epistemology: matters of fictionality, perception, representation, mediation, abstraction, creativity, imagination, mimesis
and meaning have been constantly discussed throughout the development of Western philosophy. However, aesthetics and epistemology
seemed, so far, not to be in dialogue with each other as much as they
should, especially concerning the systematic investigation of the mechanisms through which artifacts usually regarded as sources of aesthetic
experience (such as artworks) might be able to derive knowledge.
The crossroads between aesthetics and epistemology have to deal
not only with problems of what we know about aesthetic artifacts, but
also with the processes that give us experiential knowledge through
those aesthetic artifacts. In that context, artworks are tools that aid us
in the deriving, denoting or producing of knowledge. As Gaut says, this
discussion, although dating since Plato and Aristotle, is still reverberating in contemporary aesthetics in what he calls “the epistemic question”: “Can art give its audience knowledge?” (Gaut 2003: 436). Some
other questions revolve around this central epistemic one, like: “If art
does give us knowledge, which kind of knowledge is it?”, “Is it knowledge or mere understanding?”, among others. The aim of this paper is
not to provide a clear-cut answer to any of those questions, but to propose a theoretical framework that would allow us to pursue a deeper
investigation of the mechanisms through which art might provide an
agent with knowledge. By regarding artworks as diagrammatic signs,
we would be able to provide a solid basis for the discussion regarding
the questions posited above. In this article I will present some important features of artworks that can be described and understood by
means of Peirce’s concept of diagrams. In order to tackle the questions
raised here, we should first start investigating the ontological features
of artworks as diagrams.
Peircean Semiotics?
Peircean Semiotics is a formal attempt to describe and systematize processes of signification in general. As a general theory, it opens up
to the possibilities of a more integrated and interdisciplinary theory of
1
Acknowledgements: The author would like to acknowledge Pedro Atã, Tálisson
Melo and Dr. Péter Makai for the discussions and the general assistance with this
paper.
Diagrams and the crossroads
129
signification. By using this framework to address artworks, we are not
making a tentative effort to couple artworks with epistemic properties
departing from any standard set up by the “inside-the-lab-sciences” 2 .
As a general theory, it means that the underlying properties and mechanisms of both the arts and the “sciences” (as well as any other system concerned with reasoning and communication in general) can be
described and analyzed by the same relational standards.
By calling it a “formal” attempt, it is meant that it deals with the
following question: “in order for something to count as whatever it is,
what sort of features would it have to have, and, given those features,
what are the various ways in which it can be?” (Liszka 1996: 1). So, by
being a formal science, Peircean semiotics deals not only with “what
is”, but also with “what must be” (CP.2.227), opening room for experimentations with hypotheses, conjectures and possibilities in general.
According to him, all thought and reasoning can only happen with and
through signs (CP 1.191, 5.520) and, as such, semiotics is concerned
with the formal conditions not only of “signs,” but also with the formal
conditions of how they ought to be employed, transmitted and developed (Liszka 1996): “Every reasoning consists in interpreting a sign.
For whenever we think, we think in sign. Every action of thought is
either the formation, or the application, or the interpretation of sign,
or else it is some kind of action upon a sign or signs” (MS[R] 654:3).
Therefore, Peircean semiotics is not only about actual communication,
but also about inference and perception; it does not only occur between
two living entities, but also within oneself, or among a general group of
beings; it does not only entail linguistic signification, but non-linguistic
as well. Based on that, “matters of communication, meaning and inference are not just accidentally conjoined in this and that particular subject-matter but can ultimately be understood in terms of the same basic
theoretical relationships” (Ransdell 1977: 157).
Although Peirce does not mention aesthetics 3 when talking about
2
As in the commonsense idea of an isolated and specialized empirical practice of
inquiry.
3 Regarding aesthetics, Peirce never wrote any substantial and systematic works
about the subject. Although Peirce considered “esthetics” one of the normative
sciences (alongside ethics and logic, the latter also known as semiotics), he only provided short descriptions of what the understood as such: “For Normative Science in
general being the science of the laws of conformity of things to ends, esthetics considers those things whose ends are to embody qualities of feeling, ethics those things
whose ends lie in action, and logic those things whose end is to represent something”
(CP 5.129). But, as he also states, in the same passage: “As for esthetics, although the
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logic (since, according to his 1902’s division of the sciences, esthetics [sic]
is a normative science other than logic), he extends the idea of observation and inquiry further to those of science as an essentially technological and instrumental practice and its purposes. For him, science also
concerns everyday experience in general, in terms of representation,
communication and interpretation. In the same way, aesthetic experience is not seen as a compartmentalized experience, distinguished
from “scientific” experience. For pragmatist philosophers, there must
be a necessary continuity “between Art and Science and everyday
experience in terms of their use of intelligent, purposeful behavior and
problem solving” (Shusterman 2013: 99). Thus, both the arts and the
traditional conception of science are forms that go beyond describing
reality and actively engage with it, transforming reality while being
transformed by it. This idea is in opposition to traditional aesthetics
insofar as it regards aesthetic experience as something “disinterested,”
concerned mainly (if not only) with pleasure, emotions, subjective sensuality and immediacy. As the pragmatists see it, aesthetic experience
and perception are not just immediate, but must also assimilate inferential reasoning. Artworks are not objects of disinterested, distanced
and immediate contemplation, but active tools that we use to order and
cope with experience: “The work of esthetic art satisfies many ends,
none of which is laid down in advance. It serves life rather than prescribing a defined and limited mode of living” (Dewey 1987: 140). In
that sense, artworks are not tools created in order to provide humans
only (or mostly) with a specialized kind of experience, namely, the aesthetic experience: “they work to modify and sharpen perception and
communication; they energize and inspire because aesthetic experience
is always spilling over and getting integrated into our other activities,
enhancing and deepening them” (Shusterman 2000: 24). In that sense,
artworks are not passive objects, waiting for an agent to contemplate it,
but active artifacts with epistemic potential: tools that we can use for
inquiry and experimentation.
In light of this, I believe that the Peircean pragmatist approach
might be the most suitable approach that can help us to investigate the
epistemic potential of artworks – in other words, the potential that artworks can have to derive knowledge about itself or/and something else.
In the following sections I am going to explore how Peirce’s concept of
first year of my study of philosophy was devoted to this branch exclusively, yet I have
since then so completely neglected it that I do not feel entitled to have any confident
opinions about it”.
Diagrams and the crossroads
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diagrams might provide us with a very interesting and original conceptual basis for exploring the mechanisms through which art gives us
epistemic experience.
Diagrams within Peircean Semiotics
According to Peirce, diagrams are a specific class of iconic signs:
they represent, by their own means, the interrelated parts that construct the internal structure of their objects, in order to aid and create
potential reasoning:
…a Diagram is an Icon of a set of rationally related objects.
By rationally related, I mean that there is between them, not
merely one of those relations which we know by experience,
but know not how to comprehend, but one of those relations which anybody who reasons at all must have an inward
acquaintance with. This is not a sufficient definition, but just
now I will go no further, except that I will say that the Diagram not only represents the related correlates, but also, and
much more definitely represents the relations between them,
as so many objects of the Icon (NEM 4:316).
Diagrams are able to represent their objects, by means of their
own representational qualities – and this feature is exactly what defines
them as iconic signs: “An Icon is a sign which refers to the Object that
it denotes merely by virtue of characters of its own and which it possesses, just the same, whether any such Object actually exists or not”
(CP 2.247). It means that the object of the iconic sign does not need
to be explicit, recognizable, or even to exist as a phenomenon “in the
wild” in order for the iconic sign to be able to signify it.
Although diagrams are usually understood as mainly two-dimensional visual aids for reasoning, and very often equated with visual
symbolic representation, they are defined by Peirce as any kind of representation that can be sensorially perceived (regardless of it being
visual or not), and that makes abstract properties and relations from
the object accessible in the sign itself, by allowing a very specific kind
of manipulation, namely diagrammatic reasoning. Peirce defines diagrammatic reasoning as follows:
By diagrammatic reasoning, I mean reasoning which constructs a diagram according to a precept expressed in general
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terms, performs experiments upon this diagram, notes their
results, assures itself that similar experiments performed
upon any diagram constructed according to the same precept would have the same results, and expresses this in general terms (NEM 4:47-48).
The role of material diagrams is to “provide sensory stimuli for
cognition” (Kazmierczak 2003, p.186). Here, I defend the claim that artworks can behave as diagrams in the Peircean sense: they can work as
sensorial available signs that embody relations we observe and manipulate. By explicitly regarding artworks as diagrams, we are, in fact, shedding light upon the mechanisms through which this class of material
representations are able to derive knowledge and process information.
Artworks as Diagrams: Arthur Danto and the Brillo Boxes
from Andy Warhol
In 1974, Danto published a highly influential article called “The
Transfiguration of the Commonplace,” whose opening lines already
describe the state-of-the-art of the arts after the avant-garde movements of the turn of the century well (the Dadaist one, in particular):
In the present state of the artworld, it is possible that a painting be exhibited which is merely a square of primed canvas,
or a sculpture shown which consists of a box, of undistinguished carpentry, coated with a banal tan chemtone applied
casually with a roller (Danto 1974: 139).
He proceeds in the same paragraph to claim that some people
accuse such works of being “empty” by comparing them to the masterpieces of the Early Renaissance and Classical Antiquity. But behind
this common lay critique of modern and contemporary art lies an ontological problem: how can “a box, made of undistinguished carpentry,
coated with a banal tan chemtone applied casually with a roller” can
behave as something else then “a box, made of undistinguished carpentry, coated with a banal tan chemtone applied casually with a roller”?
Or, more precisely: how can it behave as art? What are the ontological
distinctions of a thing that can be, at the same time, a regular package
of commodities and a work of art? Where to draw the ontological line
of distinction here if the crude materiality of the thing itself remains
almost the same in both of the cases? These questions were triggered
Diagrams and the crossroads
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in the philosopher’s studies by the contact he had with Andy Warhol’s
1964 installation “Brillo Boxes (Soap Pads)” (Figure 01) in the Staple
Gallery. The installation was made of several visually similar wooden
copies of cardboard boxes of the homonymous soap pads, designed
originally by James Harvey (Figure 02).
Figure 01: “Brillo Boxes (Soap Pads)” by Andy Warhol.
Screenprint and ink on wood. 1964. (Source: https://www.
philamuseum.org/collections/permanent/89204.html)
Figure 02: Brillo soap pads cardboard boxes at a warehouse
in Michigan (right) in the second half of the 2010s. (Source:
https://www.fbem.org/who-we-are/financials-reports/)
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Danto himself described this moment of persistent epiphany
some decades later, bringing to light the necessity of a theory of art
that would allow us to solve or at least properly approach this ontological riddle:
The problem, as I saw it – and still see it – arose for me initially
with Warhol and his Brillo Box, which was perceptually so
like the workaday shipping cartons in which Brillo was transported from factory to warehouse to supermarket that the
question of distinguishing them became acute […]. I mean:
distinguish them not epistemologically but rather ontologically – sooner or later one would discover that one was made
of plywood, the other not. The question was whether the difference between art and reality could consist in such discoverable differences. I thought not, but from the beginning my
strategy was to find how there could be differences that were
not perceptual differences. My thought was that there had to
be a theory of art that could explain the difference. […] My
sense was that there had to be reasons for calling Brillo Box
art” (Danto 2013: 143-144, emphasis added).
In the same book of 2013, he brings one more problem to the
table. In 1990, after Warhol’s death, the Swedish curator Pontus Hulten
ordered 105 copies of the “Brillo Boxes” to be made: not only were the
so-called “Stockholm-type” pieces fake, their certificate of authenticity
was also counterfeited – although both were visually similar to Warhol’s
originals. So, here we have three different tokens (a commercial package
of commodities, an artwork, a forgery) from the same type (Brillo soap
pads’ boxes), each of them deriving different meaning from the same,
visually similar material basis. Danto tried to solve this conundrum by
claiming that such a thing is only possible because artworks are their own
embodied meaning (which, in turn, must be different from the embodied meaning of a package of commodities and from that of a forgery):
In a crude way, my definition had two main components in it:
something is a work of art when it has a meaning – is about
something – and when that meaning is embodied in the work
– which usually means: is embodied in the object in which
the work of art materially consists. My theory, in brief, is that
works of art are embodied meanings. (Danto 2013: 149)
Diagrams and the crossroads
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However, for Danto, this “embodied meaning” is something that
the artist’s intention is responsible for. He argues that it is the indexical
intention of the artist that transfigures a regular box of cleaning pads
into an artwork: “the transfiguration of the everyday occurs because
the artist’s intention makes a Brillo Box art, and the lack thereof prevents a Brillo carton of becoming art” (Snyder 2010: 148). Although we
believe that what causes this ontological distinction among materially
similar things is, indeed, some sort of “embodied meaning,” we do not
share his idea that it lies solely in the artist’s intention. We believe it to
lie in the diagrammatic features of an artwork that involve not only the
creation of the artwork as a diagram, but also in the manipulation of the
artwork as a diagram. In order to understand the mechanisms through
which we can derive this special kind of meaning from an artwork, we
must first defend the thesis that artworks can behave as diagrams, and
further establish the conditions and consequences of addressing them
as such. In the following sections, I am going to investigate Peirce’s
concept of diagrams as epistemic signs from which an agent is able to
derive knowledge. I do so by exemplifying each of these claims with
comments about Warhol’s Brillo Boxes problem.
Diagrams Cannot Have the Experiences they Produce
Reduced to a Single, Fixed, Final Response
Let’s start by analyzing the relational structure of a diagram as
Peirce envisions it. Diagrams are a class of iconic signs that signify
the interrelated parts which construct the internal structure of their
objects by means of their own qualities in order to afford potential necessary 4 reasoning. To talk about a diagram’s potential to derive different meanings, we must take a closer look at the logical relations found
in a diagram. More specifically, at how the symbol-type-token relation
is structured. A diagram general type is only communicated through
particular tokens, and the process of precisive abstraction 5 is what
allows agents to “rule out” the manipulation some features of the type,
4
Necessary reasoning is that which “the condition of the universe as a whole, or
any particular part of it, is rendered, both as to its existence and quality, inevitable.
[Necessary reasoning is] Opposed to both freedom and chance, but especially, in its
strictly philosophical use, to chance […] or contingency” (DPP 2:143).
5 This kind of diagrammatic manipulation assumes that some information from
the diagrammatic representation is absent, leaving it out of account in favor of other
information that can be found in the same diagrammatic representation. It is a way
to reduce sensory information in order to identify relationships at different levels in
the diagrammatic representation in a clearer way.
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and turn something general (type) into a particular (token), which the
agent further manipulates according to the habits embodied on each
token. The concept of habit within Peircean semiotics can be defined
as “a general rule operative within the organism” (MS [W] 397), that
“causes actions to be directed toward ends” (MS [W] 354). It is a pattern
of constraints that guides the manipulation of something by an agent,
either consciously or unconsciously (Anderson 2016: 2), under a set of
certain circumstances. Since a manipulation based on habits is always
inscribed in a context, the response of this manipulation might vary –
and several tokens can be derived from a type.
This “context-based” property is not singular to diagrams. As it
is clear along Peirce’s whole speculative grammar, 6 signs can have a
specific set of characteristics only in relation to something else: “icon”
and, consequently, “diagram” are not essential properties of a sign, but
dynamic and relational categories. However, with diagrams, we have
the process of deriving habits of manipulation from a type in order to
perceive it as a token as its foundational operational feature: by manipulating a diagram, we are able to contemplate its epistemic potential.
With regard to a first sign-object-interpretant triad, the diagram-type
is the interpretant of series of discrete, indeterminate and finite symbolic signs: habits. But, this general type can only be accessed through
its instantiation in particular tokens: “A Diagram, in my sense, is in the
first place a Token, or singular Object used as a Sign; for it is essential
that it should be capable of being perceived and observed” (NEM 4:315316n1). These tokens participate in a second triadic sign-object-interpretant relation. In this second triad, the sign is the token, composed
of specific features of the type, related to the symbolic habits that produced these features. When manipulating a token “X”, we perform the
rules contained in the symbolic habit “X” that generated the features in
the type from with the token “X” was derived. This symbol-type-token
structure can be visualized as such (figure 03):
6
Speculative grammar is one of the three branches of semiotics, alongside general
logic and methodeutic. The task of speculative grammar is “to ascertain what must
be true of the representamen [aka sign] used by every scientific intelligence in order
that they may embody any meaning” (CP 2.229). It is the branch responsible for
describing the basic components and aspects of a sign as well as to classify them.
Diagrams and the crossroads
137
Figure 03: The skeleton of the semiotic relation symbol-type-token in a
diagram. On the left are the S-O-I relations, in which all the signs are
symbols that represent habits of something. All these symbols have the
same diagram-type as a general interpretant. The dotted arrows represent
the manipulation of the diagram-type by means of each of the habits that
produced the type. The manipulation of features of a diagram-type together
constrained by a specific set of habits, produces the respective diagram-tokens,
represented on the bottom of the image, as signs in a new S-O-I relation.
Furthermore, diagrams are signs of possibility (icons), which
means that they do not need an existing object for the diagram-tokens to signify – the only necessary condition is that the object of the
diagram-token should be logically possible. But not necessarily existentially possible “in the wild”. This feature of diagrams is of extreme
importance for its capacity to hold an epistemic potential: it allows
agents to physically manipulate, observe, make claims, reason, create
and test hypotheses about, potentially, everything that can be diagrammatically represented – including boxes of Brillo soap pads.
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In the case of the example given in section 4, we can see how the
same general type (transportation boxes of Brillo soap pads) can generate different tokens (an artwork, a package of commodities and an
artwork’s forgery) according to the habits it derives from. The relationship of symbol-type-token in this example would look something like
this (Figure 04):
Figure 04: The skeleton of the symbol-type-token relationship in the
case of Brillo soap pad boxes as a diagrammatic structure.
This relationship is what explains an artwork’s ability to arise
from a very “mundane” or general materiality that in any other context of manipulation wouldn’t be manipulated as an artwork. When
approaching an artwork as a diagram, we must be aware not only of the
general type from which the particular token is derived, but also of the
habits that are employed in the process of manipulating that token. In
the case of the Brillo boxes, although in all of the three diagram-tokens
we have almost the same material features, each one of them embodies
a different set of habits – which, consequently, leaves them to produce
different interpretants, from which different meaning can be derived.
Diagrams and the crossroads
139
Diagrams as Artifacts That Are Constantly Shaped by Experimental Interactions With a Manipulative Agent and its Environment
According to Stjernfelt, one of the distinguishing features of diagrams in the “Iconic Sign” category is its experimental value: “As soon
as an icon is contemplated as a whole consisting of interrelated parts
whose relations are subject to experimental change, we are operating on
a diagram” (Stjernfelt 2007: 92, emphasis added). This is a very important property that highlights diagrams as signs of possible relations that
are revealed to an agent, when experimented upon. Another important
aspect is the fact that Peircean semiotics only considers something a
sign in actu, which means: for something to behave as a sign, it has to
be manipulated as such a sign. This idea extends itself to all the categories in his speculative grammar, including diagrams. Diagrams are
only perceived as such, when engaged in an active experimental interaction, namely diagrammatic reasoning, with an agent.
Besides, in order for a diagram to be engaged in such an active
experimental interaction with an agent, it also has to be spatiotemporally instantiated in a token, since “there is no cognitive ability without
a corresponding object 7” (Hoffmann 2011, p.19). This spatiotemporal
instantiation is, nevertheless, not a stable point, nor a substance, but a
process 8 , since an environment of manipulation has a dynamic character – which means, it changes and transforms itself over time. This
environment can be understood as “the locus in which habits become
available for semiosis” (Atã and Queiroz 2016: 116) 9. As such, the habits of an artwork are usually available in a different environment of
manipulation, under a different set of conditions, then those of a package of commodities, for example. And, as these environments and conditions are always in constant change, the habits that can be derived in
one environment also change in accordance with the conditions and
the environment itself.
Let us look at our example of the Brillo soap cleaning pads’ boxes.
The “carton boxes for transporting Brillo soap pads” tokens of the general type “boxes of brillo soap pads” were designed, as said in section 4,
7
Object, here, is in the sense of “artifact”, and not as one of the parts of a Sign-Object-Interpretant triad.
8 “Process”, here is approached as a category of metaphysical understanding (see
Rescher 2000 for more details).
9 This notion of “environment of manipulation” is derived from “cognitive niche”.
See Atã and Queiroz 2016 for a more extended account on the matter.
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by James Harvey, an abstract expressionist artist, who worked as a freelancer designer. When describing the response of the audience to Harvey’s design through Warhol’s tokens of the boxes, Danto says:
Harvey’s work was appropriated by Warhol, along with the
works of various other package designers in the 1964 exhibition at the Stable Gallerythe Kellogg’s Cornflakes carton, the
Del Monte Peach Half carton, the Heinz Tomato Juice carton,
etc. But the only box that is generally remembered is Brillo
Box—it was the star of the show and is almost as much Warhol’s attribute as is the Campbell’s Soup label (Danto 2013: 147).
He then asserts that the reason why Harvey’s box was “the star of
the show” lies in the fact that it already had representational features
that triggered an aesthetic response in the audience:
And this is because of its aesthetic excellence. Its red, white,
and blue design was a knockout. As a piece of visual rhetoric,
it celebrated its content, namely Brillo, as a household product used for shining aluminum. The box was about Brillo,
and the aesthetics of the box was calculated to dispose viewers favorably toward Brillo. Warhol, however, gets no credit
for the aesthetics for which Harvey was responsible. That is
the aesthetics of the box, but whether or not that aesthetics is
part of Warhol’s work is another question altogether (Danto
2013: 147-148).
So, a question arises: if the “aesthetic excellence” was already
present in the carton transportation box tokens, why haven’t they been
regarded as artworks until Warhol appropriated them? According to
our approach of artworks as diagrams, the answer is pretty straightforward: because they haven’t been manipulated as such, in an environment that would allow agents to manipulate them as such, by accessing
the habits of an artwork. By putting a Brillo box inside the closed space
of a museum or a gallery, we diagrammatically relate the boxes to the set
of habits of that kind of space (even if somebody disagrees that the Brillo
boxes belong to that space – this person is disagreeing upon the habits
that are being presented, therefore stating at least the existence of such
habits for such a kind of space). This established relation between the
artifact and its environment constrain agents to manipulate the boxes
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141
as artifacts that also belong to the class of artifacts they are sharing the
space with – since this is one of the main habits of an art museum or an
art gallery: a place where artworks are displayed. But the simple display
of something inside an art museum or gallery per se, does not automatically make something an artwork: this is where the experimental character of the manipulation of diagrams comes to the spotlight.
Diagram Tokens and the Experiences They Produce Are
Parts of the Same Process
To understand the nature of diagrammatic experimentation, we
must first provide the context of Peirce´s ideas of scientific investigation and scientific methods. Peircean semiotics is, according to Pietarinen (2006: 377), “the art of reasoning and the theory of self-controlled,
deliberate thought” where signs are understood as means of reasoning. Within this context, the scientific method, according to Peirce, is a
process of continuous creation and experimentation upon hypotheses.
According to him, “a hypothesis on which no verifiable predictions can
be based should never be accepted” (CP 5.599), for it wouldn’t be possible to perform any kind of experimental tests upon it. When explaining
the Peircean method of experimental investigation, Hookway (2002,
p.181) says that “we advance towards the truth by a carefully monitored sequence of interactions with the objects and the events that we
investigate, acting upon them and observing the consequences of our
actions.” Crucially, for Peirce, in tune with the Pragmatic Maxim 10, the
result of the experimentation is not the establishment of a theory that
is “confirmed” by the method, but the method itself. We do not settle
beliefs and reach truth by collecting theories and positive results, but
by continuously experimenting and performing actions on the signs we
are investigating. Scientific progress, according to Peirce, is an ongoing process of creating hypotheses, followed by experimental tests
upon them – regardless of the results being positive or negative to the
expected outcome derived from the hypothesis.
In the same way, for Dewey – the most prominent pragmatist aesthetician – the value of art lies in that it does not rely on artworks as
10
In 1878, Peirce published a paper named “How to Make our Ideas Clear,” in which
he presents for the first time the “Pragmatic Maxim,” also known as “the principle of
Peirce”: “Consider what effects, which might conceivably have practical bearings, we
conceive the object of our conception to have. Then, our conception of those effects
is the whole of our conception of the object” (EP1: 132). In other words: we consider something to be, what we experiment upon and observe as the effects of this
“something.”
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merely artifactual entities “that conventional dogma identifies and then
fetishizes as art” (Shusterman 2000, p.22). He claims that art would be a
procedural development of an activity, with a highly experimental character, that not only creates such artifacts, but also makes them available
for interpretation and processes of signification in general: “He therefore
distinguished between the physical ‘art product’ that, once created, can
exist ‘apart from human experience’ and ‘the actual work of art’ [which] is
what the product does with and in experience” (Shusterman 2000, p.22).
Art, thus, is neither just a collection of artifacts, nor any sort of essential
substance or feature shared among those artifacts: Art is, according to
Dewey, “a quality of experience”. So, “Art” is not a static thing nor a static
quality, but a whole process that can be subjected to failure and, as seen
in the previous section, involves at least (i) an artifactual diagram token,
(ii) and agent manipulating it, (iii) an environment of manipulation, and
(iv) a set of habits and conventions that are subject to regular change during time. So, we can notice that Peirce’s concept of the scientific method
is very similar to Dewey’s concept of Art: not as a means to an end, but
as an experience, a process that develops and changes not only itself, but
also everything that is also involved in it. However, Peirce makes it clear
that Science is the active pursuit of truth or, in other words, the process
of fixation of belief. Could this statement be extended to the idea of Art?
If yes, how would truth manifest itself in the realm of art?
To discuss these questions, let´s return to Peirce´s pragmatic
maxim. This passage, which establishes the basis for Peirce´s whole system of philosophy, posits that for an agent to assert meaning to something, there must be a set of conditional connections between this
something and the meanings it might generate. But, these conditional
connections are not a closed set of connections, but a necessary and conceivable set of real 11 connections. According to Hoffmann:
That is, in any experiment we presuppose a “reality” independent of our opinions about it, and, in addition to this, we
presuppose also that this reality should become “visible” in
the relations between defined starting conditions and observable consequences. That exactly is the situation of applying
the Pragmatic Maxim (Hoffman 2004: 296).
We are only able to speculate the meaning of something, when
11
See Hoffmann 2004 for a discussion of Peirce’s realism in relation to his Pragmatic Maxim.
Diagrams and the crossroads
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we presuppose the existence of habits between the something and its
set of possible meanings. By bringing this idea together with our symbol-type-token discussion on the section 4.1, we can propose the following conjecture: “A set of necessary and conceivable connections
between something and the meanings that can be derived from it” can
be understood as “a set of necessary and conceivable relational habits
between a type and the tokens that can be derived from it”. Further, if
we consider that these habits are responsible for constraining certain
kinds of manipulation upon a type – so that we derive a token from it
– we can approach these habits as the realities that assure the truth of
a proposition, such as, for example Danto’s proposition that “the Brillo
boxes by Andy Warhol are artworks because they have some sort of
embodied meaning.” According to Peirce’s approach to what is “real”
(as in our example, the reality of an artwork), it is:
that which, sooner or later, information and reasoning would
finally result in, and which is therefore independent of the
vagaries of me and you. Thus, the very origin of the conception of reality shows that this conception essentially involves
the notion of a COMMUNITY, without definite limits, and
capable of a definite increase of knowledge (CP 5.311).
Therefore, regardless of what are the contemporary standards of
what the reality of an artwork might be – since there is no such a thing
as “forever real” (Hoffmann 2004: 297) that cannot be experimented
upon without the possibility of failure – we can only define something
as an artwork if it is inscribed in a process of diagrammatic manipulation constrained by the habits of that reality. An artwork has to be
experimentally manipulated as diagram, and, depending on the result
of the manipulation, one can then start regarding that artifact as an
artwork or not (or even be unsure whether it is an artwork or not). Of
course, by being an experimental interaction, it cannot avoid failure,
and agents can be misguided on their manipulation in several ways:
for example, in typical “contemporary art pranks,” in which a thing
is placed in the floor of a museum and starts to attract people around
it as if it was an artwork – or also in the case of forgeries, such as the
“Stockholm-type boxes.” In the case of Warhol’s Brillo Boxes, we can
see that the “aesthetic excellence” of the boxes was already present in
the design of the “package of commodities” token of the boxes. But only
from the moment that this aesthetic excellence was manipulated while
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constrained by the habits of an artwork, it was able to be revealed to the
agents of the manipulation as the aesthetic excellence of an artwork.
Before this habit-oriented manipulation, this aesthetic excellence of an
artwork was only a possibility, a conceivable feature of the boxes – only
able to asserted as true, after the manipulation constrained by the habits of an artwork took place.
Diagram Tokens as Artifacts in a Continuum with Science and Everyday Life, Modifying and Sharpening Perception
in General
According to Stjernfelt, the main strength of Peirce’s concept of
diagrams lies in the broad spectrum of phenomena and theories that it
covers (2007: 107). And this feature is directly related to Peirce’s division of the sciences (figure 05):
Figure 05: Peirce’s architectonic division of the sciences
(as in Liszka 1996 and De Waal 2001).
Mathematics is the foundational science for Peirce, from which all
the others (including logic) are derived. In his hierarchy of the sciences,
mathematics is the only one that does not rely on any other science. As
he explains the relationship between mathematics and logics: “It does
not seem to me that mathematics depends in any way upon logic. It
reasons, of course. But if the mathematician ever hesitates or errs in his
Diagrams and the crossroads
145
reasoning, logic cannot come to his aid (…). Indeed, all formal logic is
merely mathematics applied to logic” (CP 4.228). Mathematics, for him,
is a self-correcting science that deals with acts of necessary reasoning
embedded in practice, which is up for failure or not (i.e. is pre-logical)
and is grounded in principles that precede any “analysis of conceptually represented knowledge” (i.e. is pre-philosophical) (Hull 1994: 274).
But, how does mathematics relate to diagrams? For Peirce, all diagrammatic reasoning is mathematical reasoning. And this is because both
of them really on conditions of necessity. As such, diagrams are the
fundamental kind of sign not only for Peirce’s epistemology, but for his
whole system of sciences: since a diagram is used to derive meaning
from something, diagrams help us to construct the concept of the same
thing, whatever it may be. Without having diagrams to reason upon, we
are unable to perform necessary reasoning at all. This idea of reasoning
and thought as praxis and performance also finds its place in contemporary aesthetics, as in Mersch’s “Epistemologies of Aesthetics” (2015).
In Mersch’s view, in tune with our claims in the previous sections, “art
(…) unveils its own phenomena through the process of exploring them”
(Mersch 2015: 35).
However, the relationship between Art and Science has been a
troubled one, especially regarding the hierarchy of the sciences. One
common critique among those who try to defend or at least understand
artistic practices as research practice is that what happens the most is
the “coupling [of] art with epistemic power, whose standards are set
by the sciences, rather than [the] defining [of] independent standards
for art. This is perhaps the most usual and widespread art research discourse” (Mersch 2015: 38). The Peircean position on the matter (that of
mathematics being the foundational science) rules out both the first as
well as the second “discourses” mentioned by Mersch. Since the practice of necessary reasoning is foundational for all sciences, one does not
simply couple art with “in-the-lab science” reasoning standards – and
this is not a case of setting independent reasoning standards for art,
either: both “science” and art have the same basis for practical experimentation and necessary reasoning – that of mathematics:
That is, wherever necessary reasoning occurs, a mathematical structure lies behind. Mathematics ceases to be a special science, close to or even part of the natural sciences
– mathematics rather becomes first science, turns up everywhere, only most often not identified as such because of the
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simplicity of the math used in most everyday reasoning. In
the special sciences, necessary, that is, mathematical reasoning belongs to their conceptual, metaphysical basis. (Stjernfelt 2007:296)
Of course, art can also provide its agents with experiences other
than those of epistemic nature, such as aesthetic experience – although
it can also be argued that even in the case of “unmotivated” aesthetical contemplation, we are reasoning with icons and imagining diagrammatic relations (Stjernfelt 2007, Pietarinen & Bellucci 2016). But,
by approaching artworks as diagrams, we extend the idea of observation and inquiry not only to science as an essentially technological and
instrumental practice and its purposes – but to everyday experience in
general, in terms of representation, communication and interpretation.
As Kieran puts it, “when engaging with art works we entertain imaginings about make-believe worlds. The artistic techniques and conventions deployed prompt particular imaginings and thereby shape our
responses” (Kieran 2011, p.376). By manipulating the boxes of Brillo
pads through constraints set by the habits of an artwork, we were able to
derive meaning from the boxes themselves as a sign (that would arguably not be derived by a manipulation of the same boxes, but constrained
by other habits, such as those of a package of commodities or a forgery),
and also from what an artwork, and what the habits of an artwork are.
Final comments and further developments
In this paper I presented a possible way to open up the discussion
regarding the epistemic potential of artworks by approaching them as
diagrams in the Peircean sense. I believe that this is the first step for a
more ambitious project: to study the mechanisms through which artworks can derive knowledge by serving as sensory stimuli for diagrammatic reasoning processes. I discussed the following diagrammatic
features of artworks by analyzing Warhol’s Brillo boxes as example of a
diagram-token, whose manipulation is constrained by the habits of an
artwork. I analyzed here:
• how artworks do not have the experiences they produce
reduced to a single, fixed, final response;
• how artworks are constantly shaped by dynamic interactions with the agents that manipulate them, as well as with
the environment in which they are to be manipulated;
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• how artworks hold relations with their manipulative agents
and environments, in such a way that the artworks and the
experience they produce are, in fact, the same process; and
• how artworks are not involved in a compartmentalized, immediate, disinterested and distanced kind of experience, but in
a continuum with science and everyday life, by modifying
and sharpening perception and communication in general.
Although the Brillo Boxes example is an example of contemporary art, I believe them to be a very good sample for the discussion
regarding the ontological and epistemological boundaries of art in relation to the experience artworks might afford us. It also highlights how
the change in the habits of something is not an instant transformation. It is an ongoing process that involves several steps of manipulation and experimentation, open to failure and doubt, as well as to a
strong resistance of more conservative views on the matter. This process of diagrammatic experimentation potentially leads to a reconfiguration of the habits and the own ontological categories to which each
token belongs, as well as to the discovery of new habits and ontological
categories – or even of new tokens. The diagrammatic experimentation
of artistic artifacts modifies our perceptions of their meaning-making
process as a whole, allowing us to redesign and redefine our general
behavior, our expectations and our engagement with such artifacts and
their habits and environments.
By considering artworks as diagrams, we are able to see them
as tokens that can be addressed as tools for deriving knowledge either
about itself or about something else. “Knowledge” here is understood
as a non-foundational property that “one might even go so far as to say
that there are as many kinds of valid knowledge as there are conclusions
wherein distinctive operations have been employed to solve problems
set by antecedently experienced situations” (Dewey 1984: 157). Only by
explicitly assuming this diagrammatic role of artworks can we proceed
to investigate how art can be used to derive knowledge. The next step of
this investigation should be directed to further analysis of examples of
artworks, in a more refined and detailed account of the diagrammatic
reasoning process that allows an agent to process the possible knowledge that might be derived of a diagram.
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