James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
In What Sense Can Ayn Jalut be Viewed as a Decisive Engagement?
Prior to the work of Peter Jackson, a scholarly consensus had developed arguing that the
Battle of Ayn Jalut represented a truly decisive event in the history of the Near East. It has
been argued that the Mongol incursion into Syria was a golden opportunity for the Franks to
ally themselves with a powerful entity, seemingly amiable towards those of the Christian
faith, against their age old Saracen foe in the Near East. In not doing so, they brought about
their own downfall just a few decades later.1 In other words, this definitively marked the
beginning of the end for the Franks in the Holy Land. It has also been suggested that the
Mamluk victory at Ayn Jalut signalled the inevitable ascendancy of the Sultanate based in
Cairo and that victory over the previously ‘invincible’ Mongol hordes confirmed the Mamluks
as unquestionable rulers of the region. As such, it has also been argued that their absolute
defeat at the battle brought about an end to their ambitions in the Near East and was critical
in undermining the grand imperial ideology which had contributed to their self-assured
conquests.2 However, such arguments, which often fail to consider the battle in its wider
context, have been challenged by scholars such as Jackson and Amitai-Press. In this paper, I
shall demonstrate the inaccuracy of a number of these theories and consider some more
recent studies on the Battle of The Spring of Goliath.
‘A Lost Opportunity’
Rene Grousset was the chief proponent of the theory of a ‘missed opportunity’ for the Franks and
condemned their decision to afford free passage to the Mamluks past Acre, allowing them to gain an
advantageous position at Ayn Jalut.3 He even framed Hulegu’s expedition in terms of ‘une croisade
nestorienne’. He interpreted the Nestorian beliefs of certain Mongol women of the expedition, as
well as the presence of Nestorian advisors among the Mongol Khans’ inner circles, as conclusive
evidence of the pervasiveness of such beliefs.4 Fundamental to the idea of a potential FrankishMongol alliance are the assumptions that the Mongols were well disposed towards the Latin states,
that the Mongols represented a natural ally against the dominant Muslim powers and that
1
Rene Grousset, Histoire des croisades et du royaume franc de Jerusalem, vol iii (Paris, 1936).
Paul Thorau, ‘The Battle of Ayn Jalut: A Re-examination’, Crusade and Settlement: Papers read at the First
Conference of the Society for the Study of Crusades and the Latin East and presented to R.C. Smail, ed.
Raymond C. Smail and Peter Edbury (Cardiff: University College Cardiff Press, 1985), pp. 236-241; On Mongol
readiness to court the members of other religions see Denise Aigle, ‘The Letters of Eljigidei, Hulegu, and
Abaqa: Mongol Overtures or Christian Ventriloquism’, Inner Asia, 7 (2005), pp. 143-162.
3
Grousset, Histoire des croisades.
4
For the respect shown by the Mongols to Nestorian Christians and the impression this made on the
Franciscan Missionary William of Rubruck see Jackson, Peter and Morgan, David ed. and trans. The Mission of
Friar William of Rubruck: His Journey to the Court of the Great Khan Mongke, 1253-1255 (Cambridge: Hackett,
2009), pp. 121-125.
2
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
cooperation on equal terms was a realistic possibility.5 At their most charitable, scholars have
observed the incapacity of the Franks to ‘discern an objective reality, namely that a Mongol alliance
was theirs for the taking and offered the sole hope of survival’, which some of them state was
understandable in the circumstances.6
There are three important elements to the ‘lost opportunity theory’ which must be considered.
Firstly, Eljigidei’s embassy, received in December 1248 by Louis IX on Cyprus, has been interpreted as
evidence for the receptiveness of the Mongols to offers of an alliance against the Muslim powers of
the Near East. The sentiments of Eljigidei’s letter are more amicable than those seen in the threats
and warnings sent to other European leaders, seen clearly, for example, in Baiju’s ultimatum to
Innocent IV in 1247; ‘…if you wish to keep your land, you must come to us in person and thence go
on to him [the Khan]. If you don’t, we know not what will happen, only God knows’.7 Indeed, these
negotiations aroused great optimism in Western Europe, with writers such as Matthew of Paris
affording them some discussion. However, Jackson emphasizes the observation of Simon of St.
Quentin that Eljigidei’s real aim was to draw the crusader army away from Syria and thereby sap the
strength of both the Crusader and Egyptian armies in preparation for the next wave of the westward
Mongol advance.8 Such aims are described by Ibn-Wasil, who states that the Mongols sought to cut
off Egyptian assistance to the Franks, and Rashid al-Din, who states, although in highly poetic terms,
that Baiju was commanded by Hulegu to ‘advance as far as the coasts of the sea, and wrest those
countries from the hands of the children of France and England’.9. Denise Aigle has noted the
conformity of Guyuk’s letter to the general rules of construction for Mongol letters with references
to God and the Great Khan, the concept of power as viewed by the Mongols and their divine
mandate to rule over the earth; ‘It is clear that this theocratic conception of the world order could
not readily be understood by the Latin West, especially when coming from a pagan Prince’.10 Guyuk
is referred to as rex terrae whilst Louis is referred to as rex magnificus, indicating how Guyuk
acknowledged the king’s power but ultimately viewed himself as superior to him. This relative
amicability of the Mongol embassy on Cyprus was later overstated by Armenian sources with highly
propagandistic agendas, as will be discussed shortly.
Claude Cahen, La Syrie du Nord a l’epoque des Croisades et de la principaute franque d’Antioche (Paris, 1940),
p. 708; Runciman, Crusades, iii, 311; Jean Richard, Le Royaume latin de Jerusalem (Paris, 1953), pp. 308-9
‘immense erreur’ also La Papaute et les Missions d’Orient au Moyen Age (Rome, 1977, Collection de l’Ecole
Francaise de Rome, 33), p. 100 assumes Mongol intentions in Syria are less imperial than in eastern Europe.
6
Peter Jackson, ‘The Crisis in the Holy Land in 1260’, The English Historical Review, 95 (1980), p. 483.
7
Cited by John Saunders, The History of the Mongol Conquests (Pennsylvania: University of Pennsylvania Press,
2001), p. 96.
8
Jackson, ‘The Crisis in the Holy Land’, p. 483.
9
Ibid, p. 496.
10
Aigle, ‘The Letters of Eljigidei, Hulegu, and Abaqa’, p. 147.
5
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
The second element in the ‘missed opportunity theory’ is the negotiations between the Mongols and
the West in the years after the Battle of Ayn Jalut. It was long believed that Urban IV’s letter to
Hulegu dated from 1260, the battle taking place this very year. However, Richard has shown how
both the Mongol mission and Urban’s response can be dated no earlier than 1263.11 Urban’s letter is
significant in that it expresses great pleasure at Hulegu’s proclaimed intent to return Jerusalem and
the holy places into Christian hands, though the Pope laments the inability of western Christendom
to send aid. This does not wholly undermine the possibility of Mongol openness to a Christian
alliance in 1260. However, the outbreak of war within the Mongol Empire in 1261 and the alliance
made between the Mamluks and the Islamic Golden Horde, led by Hulegu’s enemy Berke Khan,
meant that there would have been an enhanced readiness to court the Franks and receive aid in a
war on two fronts. Indeed, the need to play down claims to world domination and negotiate with
outside powers on more equal terms, and in particular to court the powers of western Europe, are
symptoms of the dissolution of the Mongol Empire, discussed at length in another excellent paper by
Jackson.12 Even so, the dating of Urban’s letter renders such considerations invalid.
The final element in this theory is the nature of the sources dating from later periods which describe
the events culminating in the Battle of Ayn Jalut. The La Flor de Estoires de la Terre d’Orient (1307) of
the Armenian Het’um of Gorigos, a major piece of political propaganda masquerading as an
objective historical survey of the East, was central for Grousset in formulating his ideas. Het’um’s
aim was to persuade the powers of the west to launch an expedition to the east against the
Mamluks who threatened his own homeland with aid from both the Armenians and the Mongols of
Iran. He laments how the Christians had already missed a valuable opportunity for co-operation
when Hulegu had stated his intention to restore the Holy Land to Christian hands once he had
defeated the Muslims. When he departed for the quriltai on hearing of his brother’s death, he
ordered that ‘all the lands which had belonged to the Christians should be returned to them’. It was
even the case that Kitbogha ‘was labouring to recover the Holy Land when the Devil sowed a great
discord between him and the Christians of Sidon’. Het’um cites the disappearance of Mongol ‘good
will’ as being purely the work of the Franks themselves in engaging in this skirmish outside Sidon,
since which ‘the Tartars have ceased to trust the Christians of Syria and the Christians the Tartars’.
Het’um’s aim of emphasizing intrinsic Mongol goodwill to Christians is further pursued in his account
of the journey of the Armenian King Het’um I to the Mongol capital at Qaraqorum in 1254, where he
made seven requests and all were granted. One of these was the baptism of himself and his people
and another was the wresting of the Holy Land from Muslim powers and its return to Christian
Richard, ‘Le debut des relations entre la Papaute et les Mongols de Perse’, Journal Asiatique, ccxxxvii (1949),
p. 294.
12
Peter Jackson, ‘The Dissolution of the Mongol Empire’, Central Asiatic Journal, 32 (1978), pp. 186-243.
11
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
hands. With none of this being documented in the contemporary Armenian historian Kirakos of
Gantsag’s writings, it must be discarded as propagandistic fantasy. As Jackson comments, ‘He is
trying…to lay a ghost’.13 Such bias is also evident in other Armenian and Frankish sources. For
example, the Gestes des Chiprois claims that Kit-buqa was accompanied into Damascus by both King
Het’um and Bohemond VI of Antioch, with Bohemond converting a mosque into a church and
desecrating numerous Muslim places of worship. His acceptance of Mongol overlordship is certain
and his entry into Damascus alongside King Het’um is probable. However, the claims of Bohemond
laying waste to mosques in Damascus are undermined by the absence of such observations from
Baybars’ biography (a work which would have grasped with both hands the chance to vilify a
Frankish enemy of the mujahideen Baybars). A contemporary of Het’um, Grigor of Akner even
describes how Hulegu entered Jerusalem and prostrated himself before the Church of the Holy
Sepulchre. This can only be considered as further Armenian exaggeration.
As Jackson succinctly comments, contemporary Frankish sources ‘give absolutely no indication that
the Mongols were prepared to act as the Heaven-sent auxiliaries against Islam that they were to
have become half a century later’.14 The Mongols were seen as hostile, and Gui de Bainsville,
Preceptor of the Temple, saw them as constituting no lesser a threat to Christendom in Outremer
than to Islam and even predicted the annihilation of the Latin states. Such a view was widely held
and ‘nothing, in all this time [prior to Ayn Jalut], had indicated that the newcomers might serve as
deliverers or allies’.15 Thomas Agni di Lentino, Papal Legate and Bishop of Bethlehem perhaps best
reflects contemporary Frankish fear and trepidation concerning the incoming Mongols;
‘See, then, if the name of the Tartars is in keeping with their actions, or because they send
you down to Hell, or because they are in total agreement with Hell’s accomplices, or else if it
is derived from the Greek word tartasin meaning shake with horror and fear. Without doubt
they are horrible and fearsome’16
Whilst the absence of any sort of amicable overtures towards the Franks from the Mongols is clear,
the influence of other factors in motivating the crusaders’ desire to remain neutral in the MamlukMongol conflict must be considered. Simple geopolitics dictated that the Franks needed to be wary
of declaring themselves as Mongol sympathisers at an early stage. Cairo lay a mere 600km away
from Acre whilst Tabriz, the Mongol centre of operations in Iran, was over three times that distance
Jackson, ‘The Crisis in the Holy Land’, p. 486.
Ibid, p. 487.
15
Ibid, p. 490.
16
Malcolm Barber and Keith Bate, ed. and trans. Letters from the East: Crusaders, Pilgrims and Settlers in the
th
th
12 -13 Centuries (London: Ashgate, 2013), p. 155.
13
14
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
from the largest city of the Crusader States. The proximity of the Mamluk Sultanate, as well as its
intrinsic instability, when weighed against the proverbial invincibility of the Mongol forces meant
that it would have been unwise for the Franks to commit to either side. Indeed, contemporary
accounts of the negotiations held at Acre between Qutuz and the Franks reveal this desire on the
part of the latter to remain neutral in the conflict. Frankish sources state that Qutuz both requested
passage through crusader territory and appealed for military aid against the Mongols. On the other
hand, Muslim sources state that an offer of alliance was extended by the Franks but Qutuz rejected
it, stating that if a single Frankish soldier followed as hostile, he would return and massacre the
inhabitants of Acre. Jackson has concluded that it may be said for certain that Qutuz remained at
Acre for three days, during which time he was furnished with provisions. He states that, ‘the total
silence of almost all the early Muslim writers, and the laconic account of Ibn ‘Abd al-Zahir, who was
among the party that actually entered Acre, suggest, in fact, that it was the sultan who first
requested the Franks’ assistance and that they refused, while agreeing to remain neutral’.17 The
insistence of the Muslim writers on Qutuz’s primacy in the negotiations is a reflection of their desire
to present him as the saviour of Islam and as the legitimate claimant to the Sultanate, standing as
dominant against his Frankish neighbours.
Further considerations prevented the Franks from offering terms of alliance to the Mongols. The
ongoing War of St Sabas had divided the merchants and nobility, as well as the military orders. This
resulted in an even greater dearth of manpower than usual from the Crusader States in an hour of
great need, as well as in the degradation of many fortifications. The infighting of the merchants and
the decision taken by many to return to their home cities also resulted in an absence of ready cash
with which to hire mercenaries or placate a threatening enemy. The decision to assist either the
Mongols or the Mamluks would have cost Frankish lives, with the victors potentially capitalising on
the subsequently weakened Crusader States. Co-operation with the Mongols would also have
attracted vehement condemnation from fellow Christians in the East. As has been seen, reports back
to Western Europe from a number of authorities recorded their disquiet over the approach of the
deceitful Mongols. Bohemond VI of Antioch, who submitted to Mongol overlordship in early 1260,
had received great scorn from the Patriarch of Jerusalem and, as a result of the reinstatement of the
Greek Patriarch in Antioch (by Mongol orders), received a sentence of excommunication. Thus, the
Frankish decision to adopt a policy of tertius gaudens and remain neutral in a conflict between their
time-honoured enemy and a still largely unknown pagan entity was mindful and astute. It is only
Baybars’ subsequent violent usurpation of Qutuz and rapid ascendancy and the Mongol absence
17
Jackson, ‘The Crisis in the Holy Land’, p. 503.
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
from Syria for two decades which have allowed Grousset et al. to condemn the Franks as passive and
short-sighted. None of this could have possibly been foreseen in March 1260.
Another factor which may have come into play when the Franks were considering how to negotiate
with Qutuz at Acre was the positive estimation of their strength by the Mongols, something of which
they were well aware. Zakariyya al-Qazwini, a cosmographer writing in Hulegu’s Iran, wrote;
‘The land of the Franks: a great country and a vast realm in the territory of the Christians…
They have a mighty king, and their numbers and armed forces are plentiful. Their king has
two or three cities on the sea coast on this side, in the midst of Muslim territory, and he
defends them from that direction. Every time the Muslims send someone there to conquer
them, he sends someone to defend them from the other side. His armies are strong and
powerful, and do not in any way feign flight in battle, but prefer death.’18
This contains elements of truth, such as the bravery in battle of the Frankish knights and the fact
that armies were indeed sent to defend Frankish Outremer, namely in the form of Crusades.
However, the reality of the crusader manpower in the Near East was that the only permanent
military forces residing there were the Knights of the Temple and the Hospital, with their sergeants,
city garrisons and turcopoles regiments providing some reinforcement. ‘Plentiful’ the armies of the
West may have been, but large scale crusades were few and far between. Nevertheless, the Franks
clearly held a formidable reputation in the Mongol psyche. When Friar Ascelin was received by Baiju
in the late 1240s;
‘…they kept asking the Friars, cautiously and with much concern, whether the Franks had yet
crossed the sea to Syria. For they had heard from their traders, they said, that many Franks
were shortly crossing the sea to Syria… And they dread and fear them, according to the
testimony of the Georgians and Armenians, above all other men in the world.’19
The Mongols were aware of the phenomenon of the crusade and the bravery of western knights in
close combat and, regardless of the meagre Frankish Syrian garrison, feared that the Franks might be
an unconquerable foe. From the missions of the 1240s, rulers in the west were aware of this and in
the 1250s, Charles of Anjou stated that ‘if they [the Tartars] meet with resistance on the part of the
Latins, we believe that the more they fear they will find, the sooner they will sheathe their
bloodstained swords’.20 Jackson has stated that the Frankish leaders truly believed that ‘the Mongols
Cited by Jackson, ‘Crisis in the Holy Land’, p. 496
Cited by Ibid, p. 497.
20
Cited by Ibid, p. 505.
18
19
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
stood in such awe of Frankish power that a crusade would induce them to retreat’.21 If the Mongols
truly feared the Franks, they could simply be used to wipe out the Mamluks and help to maintain the
Crusader States, with advantageous terms being negotiated afterwards.
Professional Mamluks and a Depleted Mongol Force
It has also been argued that the Battle of Ayn Jalut represents a watershed moment in marking the
end of Mongol military dominance in the Near East; the previously unbeatable steppe hordes had
been defeated in open battle. John Masson Smith Jr. has argued that, although the Mongols were
certainly at a disadvantage due to their reliance on horses and methods of nomadism in the
unfavourable climates of Syria and Palestine, the Mamluks must be praised for their superior skill at
arms and excellent leadership. Similarly, Reuven Amitai-Preiss has praised Qutuz and Baybars for
their decisive leadership and bravery at a key moment in the battle. On the other hand, Schutz has
criticized Smith for his ‘microscopic’ treatment of the Battle of Ayn Jalut as well as for his focus on
the ‘material’ components of the conflict. Schutz, alongside others, has argued that the Mongol loss
at Ayn Jalut was founded in the unusually small size of their forces and the logistical problems which
they faced in leading a vast nomadic army through the territories of Syria and Palestine. The most
influential factor in determining the Mongol defeat lies in the absence of the majority of the army
which had originally entered Syria in 1259. Put simply, the Mamluk army faced but a fraction of
Hulegu’s invasion force.
In early 1260, Hulegu was informed of Mongke Khan’s death during the previous year. Apart from his
obligation to immediately attend a quriltai in order that a new Khan might be elected, tension had
grown between Hulegu and his brother Arigh Boke, leader of the Golden Horde. Mongke’s death
resulted in Arigh Boke putting forward his claims to the Khanate, making it all the more urgent that
Hulegu return to Qaraqorum to support his brother Qubilai. Their strong fraternal links are
emphasized by Rashid al-Din. The problem of logistics has also been put forward by a number of
scholars as a reason for Hulegu’s departure from Syria with much of his army. David Morgan has
drawn parallels with the Mongol advance into Hungary, which Denis Sinor has explained was
severely hampered by a lack of open pasture suitable for nomadism and an absence of open plains
suited to cavalry warfare.22 If Hungary was disadvantageous to the Mongol way of life, Syria was
even more so. Morgan cites a number of contemporary sources as evidence for the logistical
problems with which the Mongols were confronted. In 1262, Hulegu quite plainly explained to Louis
IX that his decision to withdraw from Syria was founded on the lack of pasture for his forces.
21
22
Cited by Jackson, ‘Crisis in the Holy Land’, p. 506.
Denis Sinor, ‘The Mongols in the West’, Journal of Asian History, 33 (1999), pp. 1-44.
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
Concerning the earlier Mongol advance on Aleppo in 1244, Bar Hebraeus described how the Mongol
army halted because ‘the horses of the army…were smitten in their legs by the dryness of the
ground and the heat’. Morgan also cites the different topography which the Mongols encountered in
their invasion of China. Huge walled cities and endless rice paddy fields and waterways, wholly
unsuited to the Mongol art of war, led to the subjugation of China taking seventy years. The
potential eruption of civil war with the Golden Horde and a dearth of pasture for horses meant that
Hulegu could only leave some of his force in Syria to defend his conquests, keep an eye on the
Frankish coastline and attempt to reduce the Assassin fortresses of northern Syria; we are told all of
this by sources close to the Mongols. This meant that a force of around 60,000 Mongols (six tumen
under six chief commanders) was reduced to one of 10,000; one tumen under Kitbogha. This force
was not intended to lead an assault on Egypt and did not expect to face the full might of the
Mamluks. Hulegu assured al-Nasir Yusuf of Aleppo that he would return to conquer Egypt in full
force, at which point he would appoint him ruler of Syria.23
On the Mamluk side, Smith has calculated the Egyptian forces as having amounted to around 12,000.
He cites Poliak and Ayalon in showing the nominal forces of the Mamluks to have been 24,000
horsemen based on 24 military districts, each supplying 1,000. In addition, defeated contingents of
the Khwarazmians, Ayyubids and Kurds took refuge in Mamluk Egypt. Smith states that, in the
fashion of Saladin, Qutuz must have left around half his forces in Egypt to guard against a crusade
and any Bedouin raids. Al-Maqrizi describes how some were unwilling to march against the
Mongols. Therefore, the 12,000 man strong army fielded by Saladin in the previous century was
likely to have been emulated by Qutuz in his march to Palestine. Gibb has stated that, for Saladin, it
was the largest he could field practically in a long distance march and sustained campaign, revealing
how logistical considerations hampered the Mamluk side too.24 Thus, the Mamluk and Mongol
forces at Ayn Jalut were probably similar in size, with the Egyptians perhaps possessing a slight
advantage.
Smith has emphasized the need to reject the legendary greatness of the Mongol steeds and stated
that the ‘long, rapid march’ and ‘almost incredible journeys’, as recounted by some scholars, are
simply speculative of the small steppe ponies.25 John of Plano Carpini advised against pursuing the
Mongols, ‘so as not to tire the horses, for we [the crusaders] have not the great quantity which they
All cited by David Morgan, ‘The Mongols in Syria, 1260-1300’, Crusade and Settlement: Papers read at the
First Conference of the Society for the Study of Crusades and the Latin East and presented to R.C. Smail, ed.
Raymond C. Smail and Peter Edbury (Cardiff: University College Cardiff Press, 1985), pp. 232-3.
24
Hamilton Gibb, ‘The Armies of Saladin’, Saladin: Studies in Islamic History (Beirut: Arab Institute for Research
and Publishing, 1974), pp. 310-11.
25
Owen Lattimore, ‘Chinggis Khan and the Mongol Conquests’, Scientific American, 8 (1963), p. 66; Henry
Martin, The Rise of Chingis Khan and His Conquest of North China (Baltimore: Johns Hopkins, 1950), p. 18.
23
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
have’.26 Indeed, Mongols were often ordered to take up to six horses with them on campaign,
allowing them to travel quickly and to efficiently carry out their charge, shoot and turn tactics on the
battlefield. Smith argues that such a great quantity of horses and missiles made up for a lack of
genuine weapon quality, armour and lack of heavy charger horses. Furthermore, the Mamluks were
all professional warriors, chosen for their physical excellence and rigorously trained. Whilst the
Mongols were certainly not untrained, as seen in both Juwaini’s and William of Rubruck’s accounts
of the Mongol hunt, they were not the professional and consistently regimented fighting force which
the Mamluks constituted. So, at Ayn Jalut, with the usual Mongol advantage of numbers being
negated, ‘excellent amateurs’ faced ‘fine professionals’ in equal numbers; for Smith, the result was
predictable.27 He maintains that, in a stationary shootout and relatively straightforward head-tohead confrontation, the Mongols could not hope to match the Mamluk skill with the bow.
Whilst all of this may be true, the fact remains that the Mongol force was not fit for the purpose of a
large open battle against an army as large as that assembled under Qutuz. Amitai-Preiss has further
proposed that the Mongols had received faulty intelligence from Syrian informants concerning the
size of the Mamluk force. Taking this into account, it is unlikely that the Mongols would have sought
a confrontation with the Mamluks had they known the true size of the Mamluk army which
approached Syria. Both the logistical demands of maintaining a large army of cavalry with numerous
steeds in the field and the superiority of Mamluk weaponry would have caused hesitancy in the
minds of the Mongol garrison in Syria. With the addition of at least some of the 50,000 troops which
Hulegu withdrew from Syria, it is hard to see how the Mamluks would have succeeded in defeating
the Mongols. In the event of the battle, the Mamluks were also assisted by the defection of AlAshraf Musa of Homs, whose forces largely made up the left of the Mongol formation. Furthermore,
although the desire on the part of the Mamluk writers to depict Qutuz as a fearless mujahideen must
be taken into account, it seems that the Mamluk general committed his forces to a full frontal
assault at the perfect moment in the battle. Much in the fashion of Richard Coeur de Lion at Arsuf,
Qutuz identified a ‘do or die’ opportunity and led the charge. Full engagement at close quarters was
keenly avoided by the Mongols in favour of their ‘provoke and ambush’ tactics. The Battle of Ayn
Jalut certainly highlighted this Achilles’ heel in the Mongol art of war.
The fact that Ayn Jalut was not decisive in the sense of establishing absolute Mamluk military
superiority over the Mongols is evident in the confrontations of the following decades. In 1299, the
Ilkhan Ghazan led an invasion of Syria and met a Mamluk force at Homs. The Mongols outnumbered
Cited by Morgan, ‘The Mongols in Syria’, p. 233.
John Masson Smith Jr, ‘Ayn Jalut: Mamluk Success or Mongol Failure?’, Harvard Journal of Asiatic Studies, 44
(1984) , p. 326.
26
27
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
the Mamluks, and even when the Mongols were in disarray, their vast numbers allowed them to
achieve victory. Militarily, Ayn Jalut was ‘decisive’ in the sense that the Mongol army was almost
totally defeated and pursued from the battlefield. However, whenever the Mongols were able to
muster a full strength invasion force, they were nigh-unbeatable in the field.
The Mongol Advance Halted?
It might be assumed that the crushing Mongol defeat at Ayn Jalut categorically ended western
Mongol expansion as well as overarching imperial sentiments. However, as has already been
discussed, internal strife within the Mongol Empire and the subsequent lack of direction and
manpower to commit to a westward advance were more important than the outcome of this one
battle. As Morgan has stated, it did mark the immediate end to Mongol dominance in the region but
the following decades would show how Ayn Jalut did not ‘in any real sense halt the Mongol
advance’.28
Similarly, it might be posited that the defeat at Ayn Jalut was detrimental to the Mongol psyche and
to their self-assured sense of invincibility. How could such a defeat befall the descendants of
Chinggis Khan, whose mandate it was to rule the entire world? In reality, the Mongols never had
such doubts and writers such as Rashid al-Din do not reflect on the Battle of Ayn Jalut in much detail,
further demonstrating the peripheral place of the incident in the Mongol psyche. Even with the
internal division in the Mongol Empire, the Mongol imperial ideology persisted. In 1269, Abaqa
wrote to Baibars;
‘When the King Abaqa set out from the East, he conquered all the world. Whoever opposed
him was killed. If you go up to the sky or down into the ground, you will not be saved from
us. The best policy is that you will make peace between us. You are a Mamluk who was
bought in Siwas. How do you rebel against the kings of the earth?’29
Such self-assuredness is further demonstrated in that Mongol coinage continued to bear the
inscriptions ‘Lord of the World’ and ‘Ruler of the Necks of the Nations’. Amitai-Preiss has contended
that this ‘vestigial expansionist ideology’ and a desire for revenge after the losses at Ayn Jalut and
Homs in 1260, combined to maintain the imperial dream of expansion into Syria and Egypt.30 The
continued existence of a Mamluk state which openly rejected the Ilkhan right to rule was an affront
to the Mongols which could not be tolerated. Further fuelling the desire to expand westward was
28
David Morgan, The Mongols (Oxford: Blackwell, 1990), p. 138.
Cited by Reuven Amitai-Preiss, Mongols and Mamluks: the Mamluk-Ilkhanid War, 1260-1281 (Cambridge:
Cambridge University Press, 1995), p. 231.
30
Ibid, p. 233.
29
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
the fact that the Ilkhans of Persia could not realistically advance in any other direction. Uneasy
treaties were maintained with Mongol neighbours to the north and east, whilst southern advances
into India had revealed a climate and topography even less hospitable through which to lead an
invasion than that of Syria.
Interestingly, Charles Halperin has noted how earlier decisions made by the Mongols concerning the
displacement of the Kipchak peoples of the northern steppes eventually proved decisive in
determining the outcome of the Battle of Ayn Jalut. Both Qutuz and Baybars were Kipchaks
themselves, with the former being a refugee from Khwarazm. Amitai-Preiss has noted how Baybars’
later successes were dependent on the influx of Mamluks from territory under the control of the
Golden Horde (enemies of the Persian Ilkhans). Prior to Ayn Jalut, when the Mongols had defeated
the Kipchaqs, Nuwairi relates how many of them were sold to the Ayyubid rulers of Syria where they
were given lofty military positions, whilst others were taken to Cairo and trained as part of the
Mamluk forces. It is therefore ironic how the mass displacement of the Kipchak people by the
Mongols helped to create the professional army which would defeat them at Ayn Jalut and frustrate
their attempts to conquer Syria throughout the following decades. Furthermore, Halperin
demonstrates how the Mongol insistence upon the Kipchaks being their own slaves combined with
the compliance of the Golden Horde in supplying Mamluk manpower served to inflame the MamlukIlkhan conflict; the Mongols encountering a heavily Kipchak Mamluk power ‘must have been…[like]
waving multiple red flags at an already enraged bull’.31 Indeed, the Ilkhan Abaqa’s threat to Baybars
seen above evidences what he sees as an affront in the defiance of a mere Kipchak slave; ‘You are a
Mamluk who was bought in Siwas. How do you rebel against the kings of the earth?’
Conclusion
Representing the first major defeat of the Mongols in the near east, Grousset et al. were able to
present the Battle of Ayn Jalut as the destruction of the myth of Mongol invincibility and as the
halting of the Mongol advance; a truly decisive engagement in the history of the Near East.
However, it is clear that Ayn Jalut’s importance has been overstated in these aspects. Hulegu had led
a devastating decade long campaign through Persia, during which he had taken a number of
previously unassailable Assassin strongholds and sacked Baghdad, the most important city in the
Islamic world. This was accomplished in the space of just two weeks, which was an incredible and
ruthless feat. The logistical problems which confronted the nomadic Mongols upon their arrival in
Syria have been explored in detail and, with fraternal obligations also influencing his decision,
Charles Halperin, ‘The Kipchak Connection: The Ilkhans, the Mamluks and Ayn Jalut’, Bulletin of the School of
Oriental and African Studies, University of London, 63 (2000), p. 241.
31
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
Hulegu made a sound decision to leave a garrison force of just one tumen to guard his conquests. A
militarily impotent Frankish coastline, three clients states (the Kingdom of Armenia, the Principality
of Antioch and the Sultanate of Rum) and a chronically unstable Sultanate in Cairo presented no
obvious threats to Mongol rule.
Smith’s study offers a valuable insight into the strengths and weaknesses of both sides, making it
clear that with numbers being equal, the highly regimented and professionalised Mamluks would
come out on top. Some ideological factors can also be considered as giving the Mamluks the edge
they needed over the Mongols. The Mamluks had no choice but to win at Ayn Jalut; a defeat would
surely have resulted in a relentless pursuit by the Mongols and the loss of most of their manpower.
Having mustered the full might of Egypt, as well as refugees from Khawarazm and Syria, and
invoking the cause of holy war, a loss for Qutuz would have been truly devastating for not only the
Mamluk psyche, but for the Islamic world. If Qutuz and the Mamluks had not succeeded at Ayn Jalut,
who would have stood as a mujihadeen, capable of liberating the Muslims of Iran and avenging the
sack of Baghdad? With such an outcome, Ayn Jalut would have been decisive indeed.
James Corbyn, Royal Holloway University of London – Crusader Studies MA – 2015
Supervisor: Dr. Jonathan Phillips
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