SYMPOSIUM
REPUBLICANISM BETWEEN JUSTICE AND DEMOCRACY
THREE COMMENTS ON PHILIP PETTIT’S!
ON THE PEOPLE’S TERMS
BY
JOSÉ LUIS MARTÍ & HUGO SELEME
!
© 2015 – Philosophy and Public Issues (New Series), Vol. 5, No. 2 (2015): 25-42
Luiss University Press
E-ISSN 2240-7987 | P-ISSN 1591-0660
!
[THIS PAGE INTENTIONALLY LEFT BLANK]!
Republicanism Between Justice and Democracy
Three Comments on Philip Pettit’s
On the People’s Terms
José Luis Martí & Hugo Seleme
T
hree years ago, Philip Pettit, quite possibly the most
distinguished advocate of contemporary republicanism,
published On the People’s Terms. A Republican Theory and
Model of Democracy (hereinafter OPT).1 In that book, Pettit spells
out the grounds of a distinctively republican theory of legitimacy
that is eminently democratic. Justice and legitimacy, he argues, are
the two normative domains in which political philosophy is
divided, and both should be governed by the supreme value of
freedom as non-domination. Justice, in short, is the domain that
regulates the horizontal relations among citizens or individuals
living together on equal terms, whereas legitimacy is the domain
that involves the vertical relationship between those citizens and
their governing institutions.
This does not mean, however, that for Pettit both realms are
of equal importance. Political legitimacy, and therefore
democracy, should enjoy some kind of priority over social justice.
If we consider, then, that most of the previous work by Pettit on
republicanism had actually focused on the issue of social justice—
his book Republicanism (hereinafter R)2 above all—the publication
!
1
Philip Pettit, On the People’s Terms. A Republican Theory and Model of Democracy
(Cambridge: Cambridge University Press, 2012). Unless specified otherwise, intext references are to this book.
2 Philip Pettit, Republicanism: A Theory of Freedom and Government (Oxford:
Oxford University Press, 1997).
© 2015 – Philosophy and Public Issues (New Series), Vol. 5, No. 2 (2015): 25-42
Luiss University Press
E-ISSN 2240-7987 | P-ISSN 1591-0660
Philosophy and Public Issues – Republicanism Between Justice and Democracy
of OPT it is to be celebrated, especially along republican lines. In
this sense, the book is not only a step further and a necessary
complement to Pettit’s previous work but also provides the
bones, so to speak, for all that flesh.
OPT, specifically Chapters 3 to 5, constitute the preliminaries
of a republican comprehensive democratic theory and include
valuable insight on a wide range of elements: from the general
legitimacy theory and a sovereignty theory to a constitutional
theory, a political representation theory, a certain political
ontology, a theory on basic rights and liberties, and a political
equality theory, among others. It is safe to say that OPT has
already become one of the most important books in democratic
theory to be published thus far in the 21st century. It will surely
generate profound discussions and controversy in the years to
come. In this brief note we will not systematically discuss the
virtues of Pettit’s theory of democratic legitimacy, nor will we
develop a concrete line of attack. Instead, we will limit ourselves
to sketching out three comments on three different aspects of his
theory that we would like him to develop further or improve on,
the first being the relationship between political legitimacy and
social justice, the second his famous “eyeball test”, and the third
his dual-aspect model of democracy.
I
The Relationship between Political Legitimacy and Social
Justice
Our first comment is basically a quest for clarification and
expansion, and it concerns Pettit’s distinction between political
legitimacy and social justice, or more concretely, his idea that the
former is somehow more important than the latter. Pettit
acknowledges that such an idea is not directly addressed in the
26!
José Luis Martí & Hugo Seleme – Three Comments
book.3 We do not understand why, however, since it strikes us as
being of major interest to his theory. Pettit permanently insists on
the necessity of developing workable, applicable, realistic—
although ideal—theories that can provide us with guidelines for
real political life.4 In real life we are constantly cornered into
making trade-offs between our values and our ideals, so it
becomes crucial to know how to react to a potential conflict
between these two realms of political philosophy. With this in
mind, we would like to invite him to expand the idea a bit more.
For a long time now, Pettit has distinguished between two
forms of domination: vertical (or public) and horizontal (or
private).5 In OPT, this distinction has become central because the
absence of either vertical or horizontal domination is equal to
political legitimacy and justice, respectively, the two domains of
political philosophy (24-5).6 In addition, Pettit offers a
characterization of freedom as non-domination in terms of the
absence of control. According to this characterization, an agent is
not dominated by other agents when those other agents have no
power of interference over his or her decisions or when such
power is under his or her command (50).7 In turn, an agent may
!
3
OPT, pp. 24 and 294.
José Luis Martì and Philip Pettit, A Political Philosophy in Public Life. Civic
Republicanism in Zapatero’s Spain (Princeton: Princeton University Press 2011)
chapter 5; hereinafter PPPL
5 The distinction traces back to the Roman distinction between dominium and
imperium (R, p. 36), but it was developed significantly in terms of horizontal
versus vertical domination in another recent book, A Political Philosophy in Public
Life, pp. 52-66.
6 OPT, pp. 24-25; Philip Pettit, Just Freedom. A Moral Compass for a Complex
World (New York: Norton and Co 2014), chap. 4 and 5.
7 This characterization in terms of control was not explicit in his early works,
where non-domination was mostly characterized in terms of the absence of an
arbitrary power of interference (R: Ch. 2, although the idea of control is
occasionally mentioned, e.g. on p. 11). That notion of “arbitrariness”, which
4
27!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
control another agent when he or she holds power of interference
over him or her that is not under his or her control, or when this
power is not under the control of any third agent (171).
In combining these ideas, we can say that vertical domination
(or political illegitimacy) takes place when citizens lack ultimate
control over the power of interference of their government, while
horizontal domination (or social injustice) happens only when
citizens are exposed to the uncontrolled power of interference of
other citizens. Consequently, there are two ways in which the
horizontal domination of citizen A by citizen B can be prevented:
1) placing B’s power of interference over A under A’s control or
2) placing it under the government’s control (C). In the latter
case, political legitimacy may or may not be present, depending
on whether the government’s power of interference is itself under
the ultimate control of the citizens. In any case, no social injustice
will take place.
On two very important pages of the book (24-25; 130-131),
Pettit connects legitimacy and justice in a very particular way,
granting a type of priority or greater importance to the former.
He writes that if a state produces vertical domination and is
therefore illegitimate, it will necessarily result in certain costs in
terms of justice as well. He argues that “where a lack of social
justice alone would make us vulnerable only to our fellow
citizens, a lack of political legitimacy would make us vulnerable
on two fronts […] The reason is easy to see. If we are subject to a
government that can dominate us, as in an illegitimate regime,
then we are going to lack control over changes in that
government’s will towards us and towards those of our kind. But
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
relates to the traditional republican concept arbitrium, was far from clear and
produced some criticism. For that reason, Pettit preferred to avoid it in his
later works (see OPT: 58; or PPPL: 34-38, containing the first central
articulation of the idea of non-domination in terms of control).
28!
José Luis Martí & Hugo Seleme – Three Comments
this lack of political control means that any social controls we
enjoy over changes in the will of our fellow citizens towards us
are also likely to be somewhat precarious. While the law may put
social controls in place, guarding us against private domination,
those safeguards will only be as reliable as the will of the
government that establishes and maintains them. Let legitimacy
fail (…) and we will be vulnerable both in relation to the state and
in relation to our fellow citizens” (24). This is why republicans
should “put a certain premium on the value of legitimacy and on
the democratic control that it requires” (25).
To be sure, Pettit does not believe that there is a conceptual
priority or interdependence between political legitimacy and social
justice. He clearly explains that “Social justice does not entail
political legitimacy, by this account, nor does political legitimacy
entail social justice” (130). However, this does not mean that
these two ideals are completely independent or uncorrelated on
empirical grounds. In effect, “[i]t’s unlikely that people who fared
badly in justice terms could do much about constraining the state
to satisfy legitimacy. And it is unlikely that the unconstrained state
would do much to establish justice amongst its citizenry” (131).
In this passage, Pettit seems to rely on the existence of a certain
mutual empirical correlation between the two ideas based on
probabilities. However, it is precisely because of its “mutual”
nature that such a correlation would be insufficient to establish a
priority of political legitimacy over justice. Thus, the reason for
this greater importance must be found elsewhere.
As Pettit says in the relevant passage on page 24, quoted
above, the reason for such priority is the lack of robustness on
the part of institutional safeguards that are illegitimate, that is,
those that escape our control. We are horizontally free only when
our fellow citizens lack an uncontrolled power of interference. To
make this possible, adequate and robust institutional safeguards
29!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
must be in place. If such safeguards escape our ultimate control,
they would become precarious and be as reliable as “the will of
the government that establishes and maintains them” (24).
If we interpret robustness as a synonym for reliability and an
antonym for precariousness, any case of political illegitimacy (the
absence of ultimate citizen control and therefore also reliable
safeguards), by definition, would amount to a case of social
injustice. This would certainly establish a priority of political
legitimacy over justice, but such a priority would be far too
strong. It would be conceptual, and contradictory to other claims
made by Pettit since political illegitimacy would then entail social
injustice. On the contrary, if robustness and reliability are two
different aspects of the institutional safeguards of freedom, a
benevolent despot could establish adequate and robust safeguards
preventing social injustice, as Pettit admits, even if they are
empirically unstable since they would only be as reliable as the
will of said despot. However, in that case unstability and unreliability
would simply be empirical properties of illegitimate safeguards
that would lead us again to the kind of mutual empirical
correlation between legitimacy and justice which, as we saw,
appears to be insufficient to ground any superior importance of
one over the other.
II
The Eyeball Test
Freedom as non-domination comes in degrees because of the
variance in protection provided by institutional safeguards. To
determine the minimum level of protection required by an
uncontrolled power of interference so that an individual can
enjoy freedom or non-domination, Pettit uses what he calls the
“eyeball test”. This test consists of determining whether people
30!
José Luis Martí & Hugo Seleme – Three Comments
can enjoy a level of protection in their options to the extent that
it allows them to “look others in the eye without reason for the
fear or deference that a power of interference might inspire; they
can walk tall and assume the public status, objective and
subjective, of being equal in this regard with the best” (84).8
The eyeball test is conceived as a proxy, a part of the “guiding
heuristic” of the liber or the freeperson (82ff).9 It constitutes “a
good index of whether the guards against private domination are
adequate” (124). It therefore plays a central role in Pettit’s theory,
putting “the ideal of republican justice within feasible reach (…),
not mandating impossible levels of personal assurance or material
equality”.10 It should also be practically useful to make concrete
judgments about institutional design or policy analysis, as Pettit
shows occasionally in the book (85, 98, 105).
The eyeball test is neutral to psychological variations across
persons. Some citizens are, in effect, more timid than others, and
they might have greater difficulty in looking the other in the eye.
Of course this does not mean that these individuals are less free
than their fellow citizens. Pettit explicitly argues that “[t]he eyeball
test does not require that people should be able to look one
another in the eye, regardless of their personal lack of nerve. It
requires that they have this capacity in the absence of what would
count, even by the most demanding standards of their society, as
mere timidity or cowardice” (84). The problem is that in order for
!
8 The eyeball test has gained importance during the evolution of Pettit’s work.
In most of his previous works, he used the idea of being able to “look others
squarely in the eye” basically as a metaphor or a symbolic example, but he had
never referred to it as “a test” (see for instance R: viii, 5, 71, 87, 133, 166, 268,
and 273). In PPPL he begins to call it the “eyeball test”, although it still plays a
peripheral role in that work; in OPT it is finally given a central status.
9 OPT, pp. 82ff; see also Philip Pettit, Just Freedom, pp. xxvi and 98-100
10 Philip Pettit, Just Freedom, pp. 100; see also Just Freedom, pp. xxvi, 98-100, 142,
181, and 216
31!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
the eyeball test to be neutral to the morally irrelevant factor of
variance in personal character traits, Pettit makes this test
culturally sensitive, and this might leave his conception of
freedom as non-domination open to an objection not unlike the
one he directs against the competing notions of freedom as nonfrustration and freedom as non-interference.
According to Pettit’s presentation, the Hobbesian notion of
freedom as non-frustration establishes that being free simply
consists of doing anything one desires without experiencing
interference from others. One way of reaching freedom, then,
would be to simply remove any and all wishes that cannot be
satisfied due to third-party interference, thus avoiding frustration.
This, according to Berlin, would be counterintuitive.11 Pettit
subscribes to this argument and extends it to show that freedom
as non-interference defended by Berlin, that is, being free consists
only of not experiencing interference, suffers from a similar
problem: one can become free simply by ingratiating one’s self
with whomever has the power of interference so that he or she
will behave in a friendly manner and not exercise the power he or
she wields by not interfering in one’s course of action. Indeed,
few of us would claim that a subject in this situation is free. To be
free is to be protected from the interference of a third party,
whether they are friendly or we ingratiate ourselves with them, or
not.
The problem Pettit finds in these two competing views of
freedom—freedom as non-frustration and freedom as noninterference—is that they are sensitive to morally irrelevant
factors: the actual desires that either the subject or a third party
may have. They lead us to morally spurious ways of obtaining
!
11
Isaiah Berlin, Four Essays on Liberty, (Oxford: Oxford University Press, 1969);
Philip Pettit, “The Instability of Freedom as Noninterference: The Case of
Isaiah Berlin”, Ethics, 121, 2011, p. 699; OPT, pp. 28-36.
32!
José Luis Martí & Hugo Seleme – Three Comments
freedom by extinguishing the desire of doing what we are
prevented from doing, or by ingratiating ourselves with those
who have the power of interference. The “eyeball test” has made
Pettit’s conception of freedom as non-domination sensitive to
morally irrelevant factors as well: it is sensitive to the actual
beliefs and cultural standards that prevail in the society the
subject is a part of, or, more precisely, it is sensitive to contingent
social standards of shyness and cowardice. Such sensitivity
produces, once again, a spurious way of gaining freedom.
Imagine two societies, S1 and S2, with similar laws and
institutional safeguards, similar socio-economic conditions of
development, similar distribution of wealth, similar educative
levels, and so forth. They are equal in all that is primarily relevant
in terms of social justice and political legitimacy. But these two
societies differ in their cultural standards of shyness and
cowardice. S1 has much higher levels of shyness in the sense that
only very extreme pathological cases of shyness are considered as
such. S2, in contrast, shows much lower levels of shyness. Now
imagine an individual who is shy enough to meet the lower limits
of shyness in S2, that is, she is considered a shy person in that
society. She is not however shy enough to meet the shyness levels
of S1 and is not considered a shy person in that society. Now
imagine that this person, who travels often from S1 to S2, has
difficulty looking others squarely in the eye in both countries.
While this person would count as shy in S2, she would
nevertheless pass the eyeball test there, and would be considered
free regardless of her difficulty in looking others in the eye. As
soon as she lands in S1, however, the fact that she is unable to
look others in the eye as a person not considered to be shy would
entail a failure in the test, and it would therefore mean that she is
being dominated. Given that the institutional safeguards and the
socio-economic conditions in S1 and S2 are the same, no one
could say that this individual is free in S2 and dominated in S1 at
33!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
the same time. She could gain freedom just by moving to S2 from
S1, even when all the relevant factors providing non-domination
measured by the eyeball test are exactly the same in each society,
a solution that represents a rather spurious way of obtaining
freedom.
III
The Dual-Aspect Model of Democracy
Pettit’s republican theory of democratic legitimacy establishes
that a state is legitimate only if its citizens are able to exert
influence on their government’s decisions and actions, and if such
influence imposes a welcome direction. For that to be possible,
citizens must retain ultimate control over their political
institutions and decisions. This control must be individualized,
unconditioned, and efficacious.12 According to Pettit, the only
institutional design that makes this kind of control possible is,
roughly speaking, a responsively representative, deliberative,
contestatory democracy operating under a mixed constitution.
But how citizens must exercise such influence and impose
direction?
Pettit responds to this in chapter 5. He begins by presenting
and discussing two “familiar” democratic models of popular
influence and direction: one is the intentional model, according to
which the people should be able to intentionally impose the
!
12
It is individualized if all citizens can gain access to the system of control
under equal conditions and the direction in which influence is exercised is
equally acceptable to all. It is unconditioned when the influence each citizen is
able to exert does not depend on another’s will. Lastly, it is efficacious when it
is effective enough to impose a direction upon collective decisions, but when a
decision is contrary to the citizen’s wishes, he or she sees it merely as a matter
of tough luck, and not as the imposition of someone else’s will (166-179).
34!
José Luis Martí & Hugo Seleme – Three Comments
direction they actually find most adequate to protect the public
interest after careful consideration (243-247); the other is the
non-intentional model of the invisible hand, according to which
the citizens should be able to impose a direction unintentionally,
just by aggregating their personal interests and private preferences
(248-251).
Pettit rejects both models. The intentional model is
problematic because it relies on a high degree of civic virtue on
behalf of the citizens and their representatives, who must all be
committed to the common good when contributing to the public
decisions instead of trying to advance their own private interests.
But this required virtue would be, according to Pettit,
“unmotivated”, since “[t]here need not be any elements of
personal interest or spontaneous commitment to support it”
(246). Therefore, we cannot take it for granted either: “such
virtue is not an assured commodity and a system that requires it is
not guaranteed to be sustainable” (246).
The non-intentional model does not presuppose any civic
virtue in the citizens or their representatives. It proposes to see
the democratic system as a huge mechanism of invisible hand
through which a collective equilibrium protecting public interest
will emerge from the aggregation of citizens’ private preferences
or interests. The public interest is thus equated with satisfaction
with the preferences of the greatest number of members of the
society. The electoral system would theoretically provide adequate
incentives for representatives seeking election to contribute to
such a level of satisfaction. However, this model is objectionable:
if both citizens and their representatives are simply self-interested
actors maximizing their private interests, nothing would prevent
them from trying to “form coalitions to impose their particular
sectional interests in a way that is unresponsive to minority
interests within the society” (250).
35!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
In contrast with these two familiar models, Pettit has built up a
third, hybrid model supposedly combining the attractive elements
of the previous two models while removing their perils and
deficiencies. It is what he calls the “dual-aspect model of
democracy”. This intermediate model subscribes to the view of
public interest presupposed by the intentional model, thus
requiring some degree of civic virtue, but it does not rely on the
purely virtuous intentional actions and decisions of the people. It
shares with the non-intentional model the view of democracy as
an invisible-hand mechanism (276). Citizens are supposed to
participate politically in a complex process of multiple
contestations and deliberation, and do so motivated by personal
interests—for instance, the interest in not being deprived of their
freedom. Such complex processes, supposedly governed by social
deliberative norms, will however result in adequate guidelines for
policy-making processes. Thus, the system must “ensure that the
policies and processes of government conform to popular,
equally acceptable norms. But it need not be manifest to
members of the group–that is, it need not be a matter of
common belief amongst them–that they can achieve that
aggregative, cumulative result” (277). It must also do this while
economizing on virtue and using a more realistic design than that
of the intentional model (247).
The dual-aspect model is named after the fact that it relies on
the juxtaposition of two different levels of democratic process: on
the one hand, a sort of fast democracy that requires “the shorthaul, highly charged process of campaign and election, proposal
and counter-proposal, debate division and contestation”, and on
the other, a somewhat slower type of democracy functioning by
means of a “long-haul process, as silently as gravity, whereby
participants are wittingly or unwittingly led to establish only such
policies and processes as conform to the norms of argument and
association that prevail amongst them” (270).
36!
José Luis Martí & Hugo Seleme – Three Comments
Pettit’s presentation of the dual-aspect model of democracy in
Chapter 5 contains many interesting points that we unfortunately
cannot address here, such as his distinction between the
constituting and the constituted peoples meant to dissolve one of
the classic paradoxes of democratic constitutionalism. However,
we must note that OPT provides only the preliminaries of a
democratic theory and not a fully articulated account. Pettit leaves
out many crucial issues, particularly issues of institutional design.
He does not take sides, for instance, with respect to concrete
systems of political representation, namely, the Westminster
system versus that of Washington. He does not favor any
concrete electoral system or any concrete regulation of political
parties or campaign donations. Nor does he take sides in
questions regarding how rigid a constitution should be or what
form of judicial review is best. Furthermore, he does not tell us if
the dual-aspect model of democracy would favor the use of wide
and efficacious mechanisms of participatory democracy, such as
popular initiatives, citizen assemblies, referenda, and so forth, and
if so, what conditions such mechanisms would be subject to. The
book fails to provide concrete examples of how the dual-aspect
model of democracy could be institutionalized.13
Such limitations make it difficult to compare the dual-aspect
model with its two main counterparts. However, as part of this
comment we would like to outline one general objection to his
model in order to provide him with the opportunity to clarify
some aspects of it. Pettit advocates a hybrid model of democracy
by proposing to combine certain aspects of each model. In doing
!
13
The exception is the story Pettit tells, following the works of Oliver
MacDonagh, about early nineteenth-century England (OPT, pp. 270-274). This
historical example is however of little help in understanding the kind of
democratic reform that Pettit might be willing to support in today’s
democracy.
37!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
so, he attempts to extract the best of two possible worlds while
avoiding their respective shortcomings. However, like in other
endeavors of this kind, Pettit’s third way might easily fall under
crossfire from both trenches. Does the dual-aspect model really
overcome the difficulties he identifies in the other two models?
Does it succeed in adequately differentiating itself from the
others? We have our doubts, as we explain below. We will then
end this piece by providing an alternative interpretation that may
address our questions.
Pettit’s main objection to the non-intentional model of
democracy is the possible danger of an abuse of power by those
in government or by tyrannical majorities inclined to rule for their
own benefit. Is the dual-aspect model immune to this peril? How
can it be secured against political representative abuse of power,
especially if no requirement is made to display any type of civic
virtue or commitment to the common good? The short answer is
that the people, on one hand, must be able to contest the
decisions and policies adopted by their representatives through
some sort of short-haul, fast democratic process, and on the
other hand they must retain ultimate control to impose influence
and direction through a long-haul process. Would this not mean,
then, that the people themselves would be strictly required to
display civic virtue?
Let us provide a concrete example. Imagine a large majority of
the population in a country defends same-sex marriage, a position
that is in conflict with the existing law of that country. Imagine
now that the main political institutions of that country support
the existing law and reject the idea of recognizing same-sex
marriage. This may happen when such institutions are countermajoritarian—in the Supreme Court, for example—and differ
ideologically from the majority of the population, or because
majoritarian electoral institutions are strongly lobbied by more
38!
José Luis Martí & Hugo Seleme – Three Comments
conservative minorities. At some point, the majority in favor of
same-sex marriage may not only be discontent with the existing
law, but also outraged by how little influence they have on the
government despite representing the majority opinion. Pettit’s
republican democratic theory, in our view, should give these
people ultimate control of the situation, thus granting them the
capacity to impose explicitly and intentionally the direction of
their political institutions. The best way to do this may not be
granting the power to overturn Supreme Court decisions, but
rather allowing them to amend the constitution as long as an
adequate process is in place to do so. In any case, a sustained
majority must ultimately be able to impose their views on such
laws. Any other system would not be democratic or legitimate.
Of course, one problem is that the reverse situation may
occur. How can we be sure that a sustained majority, having
ultimate control and therefore being able to impose their
direction on the state, will not use such power to impose the
unjust idea of prohibiting same-sex marriage, or even worse, the
idea that certain racial minorities should be “tolerated” as “equal”
as long as they are segregated? Pettit’s short answer to this is that
we should rely on the effectiveness of an invisible-hand
mechanism made up of a complex, deliberative, and contestatory
process of popular decision-making. But could this really take
place without any requirement for civic virtue?
Pettit himself raises this question. In effect, he admits that his
model requires a certain degree of civic virtue. It contains “an
optimistic vision of how things can transpire” and “it will only
materialize under quite demanding conditions” (279). The people
must remain active, highly-committed, and vigilant with respect
to what their representatives do and be prepared to participate in
such contestatory processes. Citizens must show some
commitment to the rules of acceptability that the deliberative
39!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
regulation of public business requires, they must be willing to
seek out equally acceptable norms that are oriented to living
together on equal terms, and they must show a “commitment to
seeking solidarity in collective decision-making”. They must also
display some virtues of civility and be “willing to think from the
point of view of the group as a whole” (259). Finally, they should
be committed to norms of equality of influence, mutual respect,
liberty, and independence, among others. (262-3).
As a republican theory, it is indeed not surprising that Pettit’s
model relies on significant degrees of civic virtue, both on behalf
of the representatives and the people. As we saw, however, such a
model attempts to economize in virtue (247). In Pettit’s view, this
might constitute its main advantage or improvement over the
intentional model. While the latter requires unrealistic doses of
civic virtue, with a generalized commitment to the common good
and an active disposition to participate politically, without which
the model would fail, the dual-aspect model would be much less
demanding. The difference, apparently, would be in the degree of
civic virtue. But is this difference so great? We wonder if the
reason Pettit finds a significant contrast between these two
models derives from his particular interpretation of the
intentional model, which he seems to conceive as the imposition
of virtue on all agents involved in an all-or-nothing process. In
other words, he appears to assume that unless all agents display
all required virtues entirely, the system as a whole would fail.
Should we interpret the model in such a restrictive way? Why not
see it, instead, as a regulative ideal, making it compatible with
Pettit’s own model?
Imagine once again two societies, S3 and S4, with exactly the
same constitutional and institutional systems, the same laws, and
the same socio-economic conditions. Imagine both societies
display the minimum level of civic virtue both in their citizens
40!
José Luis Martí & Hugo Seleme – Three Comments
and their representatives as required in the dual-aspect model.
Both societies would therefore rank as sufficiently democratic and
politically legitimate, according to Pettit’s view. However, let S3
now improve its levels of civic virtue by adopting a special
education program. In theory, both representatives and citizens
should become more committed to the common good and less
selfish and strategic, adopting social norms of equal respect,
solidarity, freedom, and so forth. S3 citizens would also become
more interested in politics and more personally involved in
vigilance and contestation. Both societies would remain identical
in terms of their respective institutions and economic conditions,
but S3 would be much more virtuous than S4, and therefore
much less inclined to support openly unjust policies such as
segregation. Could we then say that S3 is more legitimate than S4?
S4 may be sufficiently legitimate, but we might also recognize that
S3 is even more so.
Pettit’s dual-aspect model, in our opinion, should recognize
this. This is in fact what follows from his characterization of
political legitimacy as an ideal. Ideal (or perfect) legitimacy may be
impossible to attain in real life. Fortunately, we are able to
determine a threshold for a sufficient level of legitimacy that can
distinguish between legitimate and illegitimate states. This
threshold may be identified through a “tough-luck” test. The idea
of a minimum threshold is nonetheless compatible with
recognizing differences among states that are situated above it.
The mere fact that one state is situated above the threshold does
not mean, however, that they have nothing to improve on.14
!
14
Sweden and Spain may well be both sufficiently democratic, but Sweden is
quite possibly a greater democracy than Spain. All things being equal, the
difference may be found in the levels of civic virtue. Even if Spain continues to
be above the minimum threshold, it may still need to improve in order to
41!
Philosophy and Public Issues – Republicanism Between Justice and Democracy
In conclusion, if we interpret the intentional model as a
regulative ideal, it does not differ much from the dual-aspect
model of democracy. Indeed, these two theories could be seen as
complementary, with the latter establishing the threshold required
to recognize sufficient political legitimacy, and the former
identifying the ideal to which we should nevertheless ascribe. We
cannot help asking, would this make Pettit’s theory more robust
yet equally realistic?15
Pompeu Fabra University
&
National University of Córdoba
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
match Sweden, and what is more, Sweden might legitimately try to improve
itself in this aspect even more.
15 José Luis Martí is Associate Professor of Law at Pompeu Fabra University in
Barcelona (Spain). Hugo Seleme is Professor of Law at the National University
of Córdoba (Argentina). We want to thank Sabina Vöss for revising and
editing the English of this note.
42!
If you need to cite this article, please use the following format:
Martí, José Luis, & Selme, Hugo, “Three Comments on Philip Pettit’s On the People’s
Terms,” Philosophy and Public Issues (New Series), Vol. 5, No. 2 (2015), 25-42, edited
by S. Maffettone, G. Pellegrino and M. Bocchiola