Bipin Indurkhya
Jagiellonian University
A Cognitive Perspective on Norms
Abstract
Norms are ideals that serve as guiding beacon in many human activities. They are considered to transcend accepted social and cultural
practices, and relect some universal, moral principles. In this chapter, we will show that norms are cognitive constructs by considering
several examples in the domains of language, art and aesthetics, law,
science and mathematics. We will argue that, yes, norms are ideals
that we posit, so in this respect they go beyond current social and cultural values. However, norms are posited using cognitive mechanisms
and are based on our existing knowledge and wisdom. In this sense,
norms are what we, as an individual or as a society, strive for, but they
show the horizon effect in that they recede and transform as we progress towards them, and sometimes this transformation can be radical.
1. Introduction
Plato argued that moral values like justice, and aesthetic values like
beauty, are not a matter of social convention or practical advantage,
but are grounded in objectivity, just like mathematical concepts.1 This
sentiment was echoed relatively recently by M.K. Gandhi: “An error
1
See, for instance, Republic.
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Bipin Indurkhya
does not become truth by reason of multiplied propagation, nor does
truth become error because nobody sees it. Truth stands, even if there
be no public support. It is self sustained.” These objective, mind-independent values or truths are called norms.
Norms play a key role in various human endeavours and institutions. In law, for example, concepts of justice, right and wrong, are considered objective, and not a matter of social acceptance. So even though
slavery was widely practiced and accepted at one time, one argues, it
was morally and objectively wrong. Similar arguments underlie heated
debates on issues such as abortion, gay marriages, and so on.
In language, it has been argued, proper names and natural kinds
point to the essences of their referents, and any descriptions that a
cognitive agent may associate with them are incidental. Scientiic
concepts are even more so: gravity, in this view, is a mind-independent aspect of reality, which was discovered by Newton, as someone
inds a set of lost keys. Mathematical concepts are perhaps extreme
in this regard, for numbers, geometric igures such as triangles, mathematical operations are all considered pure, abstract and mind-independent.
In art, even though one admits of cultural variations, true beauty
is considered to transcend social practices and customs. A mind-independent view of aesthetics can account for cases when previously obscure works come to be highly regarded both by art experts and general public – there aesthetic value is considered to be discovered, like
Newton’s discovery of gravity.
In this chapter, my aim is to critically examine this mind-independent view of norms from a cognitive perspective. I will consider
ive domains: language, art, law, science, and mathematics; and in
each domain I will present a few examples to illustrate how norms
change. Based on these examples, I will argue that norms are cognitive constructs: they have an objective component, but are nonetheless shaped by cognitive interaction initiated by the cognitive agent.
Norms can change as individuals and societies grow and evolve;
moreover, this evolution is non-monotonic in that it allows Kuh-
A Cognitive Perspective on Norms
37
nian revolutions – creative insights often manifest such revolutions.
Though fully acknowledging that norms are not based on accepted
social practices, I will argue that norms are ideals that a society posits for itself as utopian goals to be achieved. However, these ideals
are based on the existing beliefs of the cognitive agents and the society. As the knowledge of the cognitive agents grows, and their society
evolves, these ideals (and, therefore, the norms) also change. In this
regard, I will conclude, norms show the horizon effect.
In the next ive sections, I will analyse examples from the domains of language, art, law, science, and mathematics, in this order.
As the issue of a norm is quite complex in each of these domains, the
discussion here is intended to highlight the cognitive aspects underlying normativity, rather than a deep and thorough discussion of normativity in the respective domains.
2. Normativity in language
Perhaps the most signiicant manifestation of normativity in language
is Kripke’s theory of proper names,2 and Putnam’s theory of natural
kinds.3 In order to illustrate the cognitive aspects of normativity in
language, I will focus on Kripke’s theory in this section.
In Naming and Necessity, Kripke4 argued that proper names are
rigid designators; that is, there is a direct and rigid (across all possible
worlds) association between a proper name and its referent. Any descriptions associated with the name are incidental. Descriptions do not deine the referent, and names are not a label for a cluster of descriptions.
Let us examine what are considered to be the epistemic arguments that Kripke puts forth in support of the rigid designator theory. Kripke notes that descriptions can turn out to be in error. So, for
S. Kripke, Naming and Necessity, Harvard University Press, Cambridge (MA), 1980.
H. Putnam, “The meaning of ‘meaning’”, in idem, Mind, Language and Reality. Philosophical Papers, vol. 2, Cambridge University Press, Cambridge (UK), 1975, pp. 215–272.
4
S. Kripke, Naming and Necessity, op. cit.
2
3
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Bipin Indurkhya
instance, for most people, Kurt Gödel is the person who proved the
incompleteness theorem, so this feature might be taken as the deining description of who Kurt Gödel was. However, it may well turn
out that Kurt Gödel did not prove the incompleteness theorem. In
this case, we would say that we were mistaken in assuming that Kurt
Gödel proved the incompleteness theorem, and not that we have been
using the name Kurt Gödel to refer to the wrong person.
Kripke goes on to argue that even prototypical descriptions associated with a name may turn out to be in error; most of the descriptions associated with the name may turn out to be in error; even all of
descriptions may turn out to be in error. Though one can take this position philosophically, if we consider it from a cognitive point of view,
it raises a serious question: if all the descriptions associated with a
name turn out to be in error, how is the error discovered?
To appreciate this point, let us look at the details of an actual case
of error discovery: Han van Meegeren’s (1889–1947) forgeries of
Johannes Vermeer (1632–1675). In 1930s, van Meegeren painted a
number of works in the style of Vermeer. One of them, Christ with the
Adulteress, was bought by an art dealer in 1942, and eventually sold
to Reichsmarschall Herman Göring for 1.65 million guilders. After
Germany’s surrender in May 1945, van Meegeren was arrested and
charged with being a Nazi collaborator. Facing the bleak prospect of
a long prison sentence, or possibly the death penalty, van Meegeren
confessed to having forged the painting. People did not believe him at
irst – they assumed that he was just saying this to save himself from
the harsh penalty, for art experts had authenticated the so-called Vermeers. To convince them, he painted another ‘Vermeer’ in front of
witnesses. After that, an expert panel concluded that the painting sold
to Göring was not a genuine Vermeer but a forgery.5
E. Dolnick, The Forger's Spell: A True Story of Vermeer, Nazis, and the Greatest Art
Hoax of the Twentieth Century, Harper, New York 2008; J. Lopez, The Man Who Made
Vermeers: Unvarnishing the Legend of Master Forger Han Van Meegeren, Houghton
Miflin Harcourt, New York 2008; E. Morris, “Bamboozling ourselves (Part 1 – Part
7)”, The New York Times, May 27– June 4, 2009. http://opinionator.blogs.nytimes.com/
category/bamboozling-ourselves/ (accessed on Dec. 25, 2011.)
5
A Cognitive Perspective on Norms
39
Even after all this, one Brussels-based art expert disagreed with
the expert panel, and argued (in 1951) that two of the so-called fake
Vermeers were actually genuine. One art collector sued the head of
the expert panel because it had brought down the value of his ‘Vermeers’. Even though the court sided with the expert panel (in 1955),
it was only much later that Pb-210-dating (1967) and gas chromatography (1977) conirmed beyond doubt that those ‘Vermeers’ were forgeries, for the paint pigment used in them did not exist in Vermeer’s
time.
There are two points that I would like to highlight in this story.
One is that even though one can take the normative view that the
works of Vermeer are the works actually painted by him, and any
properties, like the style etc. are incidental, in order to determine
whether a painting is indeed a Vermeer or not, we have to rely on
some other descriptions to access the referent so that its authenticity
(whether it satisies the normativity criteria) can be checked. If some
researcher were trying to establish that Kurt Gödel did not actually
prove the incompleteness theorem, she or he would have to use some
other descriptions to identify the referent of the name Kurt Gödel, and
then establish, using some descriptions again, that this person could
not have or did not prove the incompleteness theorem. So even though
most of the descriptions associated with Kurt Gödel might turn out to
be in error, it is logically impossible to have all the descriptions turn
out to be incorrect, for if that were so, we would have no way of inding this out.
The second instructive point concerning this Vermeer story is
that when new techniques like Pb-210-dating or gas chromatography come into being, new attributes (descriptions) to existing objects
(like the disputed Vermeers) were added. In this process, it is the (previously) existing descriptions of the object that ensure continuity. In
other words, we access the referent through existing descriptions, apply the new technique (or perceptual/cognitive process) on it, and
then enrich the description of the referent based on the observed results. This allows us to say that we have discovered new properties
of the referent.
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Bipin Indurkhya
To sum up this discussion, though we may posit a normative account of meaning, so that a name rigidly points to the same referent
across all possible worlds, the descriptions associated with the name
are not mere spectators. The descriptions provide the only cognitive
mechanism for an agent to access the referent. So, though it quite possible that each available description, no matter how critical or important it may be deemed, can turn out to be in error, it is not possible
(from a cognitive point of view) that all of the descriptions are in error. Notice here that the fact that an object was named such-and-such
in a naming ceremony itself becomes a description. Later, if there is
a dispute whether the object named such-and-such has a certain attribute, we have to access the object via its descriptions related to the
naming ceremony (using historical research.)
Thus, norms in language (at least for proper names) are ideals
that we posit, but those ideals in their true sense are not cognitively
accessible. Because each of the description can be in error, we cannot be sure that the description we used to access the referent is itself
not in error. As we interact with the referent more and more, and our
knowledge about it grows (as was the case with the fake Vermeers),
our normative ideals itself can change.
Similar arguments have been made for the normative status of
natural kind words like water or whale,6 but we will discuss them later
in Section 5 while considering normativity in science.
3. Normativity in art and aesthetics
One of the fake Vermeers by van Meegeren, The Supper at Emmaus,
was praised highly by art experts, and hung in a well-known museum in Rotterdam in the late 1930s. Many people must have passed
through the museum, looked and admired the painting, and had some
6
H. Putnam, “The meaning of ‘meaning’”, op. cit.
A Cognitive Perspective on Norms
41
kind of aesthetic experience. Are there any normative aspects of such
aesthetic experiences?
There are a number of parameters that affect aesthetic experience,
one of which is the context effect. A striking example of this is provided by the case of Joshua Bell, a world-renowned violinist, when he
played six classical pieces in a Metro stop in Washington DC during
rush hour, and hardly anyone stopped by to listen to him; while people pay over $100 a seat to listen to him in a concert hall.7 This illustrates a phenomenon that Nelson Goodman has dubbed When is Art?.8
The same object (or the same performance) can be perceived (aesthetically speaking) quite differently depending on the context. So when
Marcel Duchamp put an upside down urinal in a museum (Fountain,
1917), it served a different purpose, exempliied different attributes,
and evoked a different aesthetic experience, compared to when it is
placed in a men’s toilet. However, for our purpose here, we can ix the
context so that we consider the difference in the aesthetic experiences
of viewing an authentic Vermeer and a fake Vermeer, when both are
hung ceremoniously in an art museum.
Another parameter is the difference between aesthetic value and
artistic value, as articulated by Kulka.9 The artistic value refers to the
appreciation attached to a work of art by the community of art experts
(and people as well), as relected in the awards, monetary value, etc.
7
G. Weingarten, “Pearls before breakfast: Can one of the nation’s great musicians cut
through the fog of a D.C. rush hour? Let’s ind out”, Washington Post, April 8, 2007.
http://www.washingtonpost.com/lifestyle/magazine/pearls-before-breakfast-canone-of-the-nations-great-musicians-cut-through-the-fog-of-a-dc-rush-hour-lets-indout/2014/09/23/8a6d46da-4331-11e4-b47c-f5889e061e5f_story.html (accessed on 30
September, 2014); see also J. Contrera, “Joshua Bell is playing in the Metro again.
This time, maybe you won’t pass it up”, Washington Post, September 23, 2014.
http://www.washingtonpost.com/lifestyle/style/joshua-bell-is-playing-in-the-metroagain-this-time-you-can-plan-to-be-there/2014/09/23/7a699e28-4282-11e4-9a15137aa0153527_story.html (accessed on 30 September, 2014).
8
N. Goodman, Ways of Worldmaking, Hackett, Indianapolis 1978.
9
T. Kulka, “Forgeries and art evaluation: An argument for dualism in aesthetics”, Journal of Aesthetic Evaluation 39(3), 2005, 58–70.
42
Bipin Indurkhya
Though these two values clearly inluence one another, we would like
to focus here on the aesthetic value.
A recent case of art forgeries perhaps best exempliies the problem
of normativity of aesthetic experiences. Wolfgang Beltracchi made a
career in creating fakes purported to be from such well-known artists as Heinrich Campendonk, Max Ernst, and Fernand Léger. When
a long-lost Max Ernst [fake], La Forêt was ‘discovered’, Dorothea
Tanning, the widow of Max Ernst, supposedly exclaimed that it was
the most beautiful picture that her late husband [Max Ernst] had ever
painted. When the scam was exposed and Wolfgang and his wife
Helene were arrested and sentenced to prison, their daughter Franziska remarked, “What [my parents] did was criminal–it’s a fact. But
I think they didn’t really hurt anybody. They took money for pictures
that people wanted. Maybe now they’re not worth anything, but they
still got the picture. I don’t think it’s fair that they went to jail.”10
Franziska’s comments illustrate the view that a painting is essentially you get what you see: the aesthetic experience is the totality of
the visual experience, and nothing more. So, in this view, what is the
difference (aesthetically) between viewing an authentic work and a
fake? For instance, now even average art students can ‘see’ that the
fake Vermeers are of rather poor quality. After the Beltracchi fakes
were revealed, some experts described them as crude fakes. So how
does the aesthetic experience change from one time to another?
Nelson Goodman has addressed this issue in an insightful essay
Art and Authenticity.11 His explanation is that our aesthetic perception, individually and also as a social or cultural group, changes as
we interact with more and more artworks. So every time one views
a work of art, their aesthetic criteria (which can be considered akin
to norms) change a little bit. Over time, these little bits can add up to
a big macro shift. Modern art students are exposed to authentic VerJ. Hammer, “The greatest fake-art scam in history?”, Vanity Fair (Art), October 10,
2012. http://www.vanityfair.com/unchanged/2012/10/wolfgang-beltracchi-helene-artscam (accessed on 15 September 2014).
11
N. Goodman, Languages of Art, Bobbs-Merrill, Indianapolis 1968, Chap. III.
10
A Cognitive Perspective on Norms
43
meers and fake Vermeers, and they learn to distinguish their aesthetic
values perceptually (without needing the advanced technology of gas
chromatography), and in this sense we can say that their aesthetic
norms have changed.
Mark Sagoff12 proposed an alternative explanation for why there
might be a difference in the aesthetic experience when viewing an
original as opposed to a fake. He argued that one cannot consider aesthetic experience with an artwork in isolation, but it has to be considered in the context of other related artworks. So (in his view), it
is meaningless to compare the aesthetics of an original with that of a
forgery, as they do not belong to a meaningful semantic class. Even
though this approach is usually contrasted with that of Goodman,13 I
submit that the two approaches are quite consistent. What Goodman
points out is that when the irst fake Vermeer or Max Ernst appears in
the market, it is compared with the existing set of Vermeers and Max
Ernsts. But as the scam is exposed, and more fakes are unmasked, the
class of paintings that the fakes are compared to is changed, thereby
changing their aesthetic experience.
In the search for universal aesthetic norms, it is worth mentioning the proposal of Ramachandran and Hirstein.14 They put forth
eight laws of aesthetic experience that are grounded in our neural
and perceptual processes. For example, one law is that of peak shift,
according to which if certain perceptual attributes (of form, posture,
colour, etc.) are preferable for us (for whatever evolutionary reasons), then to emphasize them further, even to an unrealistic extent,
is more attractive. There is much supporting evidence for this principle from animal research. For instance, Tinbergen15 noted that a
seagull chick pecks at its mother’s beak to get food. Similar to KonM. Sagoff, “The aesthetic status of forgeries”, Journal of Aesthetics and Art Criticism 35 (2), 1976, 169–180.
13
For example, see T. Kulka, “Forgeries and art evaluation...”, op. cit.
14
V. S. Ramachandran, W. Hirstein, “The science of art: A neurological theory of aesthetic experience”, Journal of Consciousness Studies 6 (6–7), 1999, 15–51.
15
N. Tinbergen,Curious Naturalists, Basic Books, New York 1954.
12
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Bipin Indurkhya
rad Lorenz’s famous experiments with goslings that demonstrated
biological imprinting, Tinbergen found that seagull chicks respond
equally well to a brown stick with a red dot at the end. But surprisingly, they found that the chicks respond even more effectively to
a longer brown stick with three red stripes at the end, even though
this does not correspond to any natural stimuli. Ramachandran and
Hirstein use this peak shift principle to explain occurrences of exaggerated female forms found in ancient Indian artwork, in medieval art, in Picasso, and so on.
While acknowledging that there are some neurological factors
that constrain our aesthetic experience, there is much evidence that
higher-level cognitive factors can override these constraints and signiicantly alter our aesthetic experience. In the examples of fake Vermeers and Max Ernsts discussed above, the belief whether one is
looking at an authentic artwork or a fake can affect her or his aesthetic appreciation. Morris,16 echoing the direct reference theory of
Kripke,17 points out that for visual arts, the history of the work is an
essential component of its identity, and thereby affects its aesthetic
potential. But history of an artwork is a matter of our current state of
knowledge, and the background and beliefs of the viewer.
Many studies in different domains support the view that our beliefs and expectations have a remarkable inluence on our perception and behaviour. For example, Lang et al.18 showed that the aggressive behaviour of participants after drinking was affected by
what they thought they were drinking rather that what they actually
drank. Brochet19 found similar effect with wine tasting: the partic16
E. Morris, “More bamboozling”, The New York Times, June 17, 2009. http://opinionator.blogs.nytimes.com/2009/06/17/more-bamboozling/#more-10885 (accessed on
Dec. 25, 2011.)
17
S. Kripke, Naming and Necessity, op. cit.
18
A. R. Lang, D. J. Goeckner, V. J. Adesso, G. A. Marlatt, “Effect of alcohol on aggression in male social drinkers”, Journal of Abnormal Psychology 84 (5), 1975, 508–518.
19
F. Brocher, Tasting: Study of chemical representations of objects in the ield of consciousness, PhD thesis, Faculty of Oenology of Bordeaux, Laboratory of General Oenology 2001.
A Cognitive Perspective on Norms
45
ipants’ perception of taste depended on the bottle from which the
wine was poured, even though it was the same wine.20 All this points
to the fact that our expectations, past experience, and understanding inluences our perception and aesthetic experience. More importantly, as our experience grows, these expectations change and so
do our aesthetic norms.
Martindale21 provides an interesting study on how aesthetic norms
can change over a long period of time. He started by formulating a
framework for creativity in art, according to which societies require
novelty, but in small doses. When a novel style is introduced, artworks in the new style have a high arousal potential. But over time,
due to habituation, novelty wears off, and another shot of novelty is
necessary, which requires that a new style be introduced. He tested his
theory by analysing many genres of art, including British poetry over
a span of 650 years (from 1290 to 1949), and found clear evidence of
cyclical changes in the style.22
To conclude, we see that aesthetic experience is essentially a cognitive process. Though there are some biological constraints, but by
and large cultural and social conventions, background knowledge and
beliefs of the viewer, expectations of the viewer etc. dominate the aesthetic experience related to a particular artwork in a given context.
Moreover, these expectations change over time resulting in a shift of
aesthetic norms.
20
See also R. Goldstein, J. Almenberg, A. Dreber, J. W. Emerson, A. Herschkowitsch,
J. Katz, “Do more expensive wines taste better? Evidence from a large sample of blind
tastings”, Journal of Wine Economics 3 (1), 2008, 1–9; L. Lee, S. Frederick, D. Ariely,
“Try it, you’ll like it – the inluence of expectation, consumption, and revelation on
preferences for beer”, Psychological Science 17 (12), 2006, 1054–1058.
21
C. Martindale, The Clockwork Muse: The Predictability of Artistic Change, Basic
Books, New York 1990, Chap. 4.
22
See also R. K. Sawyer, Explaining Creativity: The Science of Human Innovation,
Oxford University Press, Oxford (UK) 2006, Chap. 9.
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Bipin Indurkhya
4. Normativity in law
The extent to which law is normative is a somewhat controversial issue.23 On one extreme there are natural law thinkers who conlate legal norms with moral norms. Legal positivists, on the other hand, consider legal norms to be distinct from moral norms. Sidestepping this
debate, in this section I would like to present a few examples of how
legal norms change.
Consider a very basic legal concept, that of personhood. The Fifth
Amendment to the US Constitution states: “No person shall be held
to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury…”24
Now who qualiies to be a ‘person’? The amendment was ratiied
in 1791, when slavery was an accepted practice. Slaves were regarded
as property, so they clearly were not ‘persons.’ For instance, in the
case of Dred Scott v. Sandford [60 U.S. 393 (1857)], the US Supreme
court ruled that slaves, including those freed by their masters, were
not US citizens and could not sue in federal court.
Another twenty-two years later, there was another case before the
courts: Standing Bear vs. General Crook [United States ex rel. Standing Bear v. Crook, 25 F.Cas. 695 (C.C.D.Neb. 1879) (No. 14,891)].
Standing Bear was a Ponca Native American chief. When Europeans
were settling in America, Native Americans were forcibly resettled
into reservations, and were prohibited from venturing out. Standing
Bear, with a group of followers left the reservation to bury his eldest
son. Brigadier General George Crook was sent to arrest the Poncas
and bring them back to the reservation. General Crook, however, was
sympathetic to the plight of Native Americans, and encouraged them
to seek legal redress.
23
See for a recent discussion: T. Spaak, “Kelsen and Hart on the Normativity of Law”,
in Perspectives on Jurisprudence: Essays in Honour of Jes Bjarup, P. Wahlgren (ed.)
pp. 397–414. Available at SSRN: http://ssrn.com/abstract=922755.
24
Emphasise added. As we are interested in the concept of person, we can skip the rest
of the text.
A Cognitive Perspective on Norms
47
During the trial, the main issue was whether a Native American is
a person, so that the Fifth Amendment and habeas corpus can be applied to them. The District Attorney relied on the Dred Scott decision
to argue that Native Americans, because they were not US citizens,
cannot ile a writ of habeas corpus. The lawyers for the Poncas argued
that citizenship is not an issue but personhood. In a very digniied and
moving short speech, after the closing arguments had ended, Standing Bear said (through an interpreter), “That hand is not the color of
yours, but if I pierce it, I shall feel pain. If you pierce your hand, you
also feel pain. The blood that will low from mine will be of the same
color as yours. I am a man. The same God made us both.”
In his decision, Judge Dundy used Webster’s deinition of ‘person’ and issued an order releasing the Poncas. In summarizing his decision, he wrote, “an Indian is a PERSON within the meaning of the
laws of the United States, and has therefore the right to sue out a writ
of habeas corpus in a federal court.”25
We can also see the evolution of the legal concept of personhood
in two other strands. One concerns voting rights in the US. Though
there were some variations among different states, initially the voting rights were extended only to white males who owned property
and paid taxes. Slowly, it was relaxed so that all white males were eligible. The 15th Amendment in 1870 gave the voting rights to black
males, but the women had to wait until 1920 (19th Amendment). In
1971, the 26th Amendment lowered the voting age to 18 (from 21),
which was largely due to the social pressure from the Vietnam war: it
seemed anomalous that people in the age group 18–21 were required
to serve in the military and could die for their country, but were not
eligible to vote for their government representative.
The other strand related to personhood concerns abortion laws.
Almost everyone can agree on two extremes: before an egg is ferti-
25
J. Starita, “The Case of Standing Bear: Establishing personhood under the law”,
Court Review: The Journal of the American Judges Association, Vol. 45, Paper 287,
2009, 4–11, http://digitalcommons.unl.edu/ajacourtreview/287.
48
Bipin Indurkhya
lised, there is no person and no rights, but when the baby is born, the
baby has certain rights (well, perhaps not the voting rights). Now if
we look the foetal development: at about four weeks the fertilised cell
implants itself in the uterus; heart, brain, spinal cord begin to form at
week 5; around week 6 spinal cord connects to the brain and the heart
starts to pump, facial features begin to appear; in week 7 baby’s head
develops; in week 8 eyes become visible; toes form in week 9; neck
developed in week 10; genitals develop in week 11; and ingernails
start to develop in week 12; and so on. The point is that the development of foetus from the conception to the birth is a gradual process.
However, as long as the baby is inside the womb, there is a potential
conlict between the rights of the mother and the rights of the foetus.
Abortion laws are aimed to address this issue. In the US, for instance,
Roe v Wade is considered a landmark ruling drawing a line at the 1st
trimester (so 12 weeks), which seems quite arbitrary. The complexity of this issue is evident in that this is still a very emotional and disturbing topic for many people, violent debate rages on, and a social
and legal solution that will satisfy everyone does not seem to be in
sight. A very thorough and thought-provoking discussion is provided
in Ford.26 Interestingly, he argues that personhood (or soul) appears
after 14 days, which is based on the criteria that identical twinning is
not possible after that.
Let us look at another example from Australian law, which concerns whether Aborigines had sovereignty and land rights. Until recently, the indigenous people of Australia had few if any proprietary
rights in Australian land. When one considers that the Australian indigenous people had settled the land some 40,000 years prior to the
English invasion, this seems unfair; and even more so when one considers that under English law the aborigines should have been granted
limited sovereignty over Australia. At the time of the settlement of
Australia, English law drew the distinction between lands that were
N. Ford, When Did I Begin?: Conception of the Human Individual in History, Philosophy and Science, Cambridge University Press, Cambridge (UK) 1991.
26
A Cognitive Perspective on Norms
49
colonised where there was an existing population of people, and lands
that were settled where there were no people. Where the land was
colonised, the indigenous laws of the people remained, but where the
land was empty – in Latin terra nullius – English law landed at the
same moment as the irst foot of the British seafarers. Under British colonial rule, Australia was held to be terra nullius at the time
of white settlement. This was nothing more than a patent iction, as
the evidence of its falsity – the native people, their settlements, their
tools, their culture – was present everywhere. Nonetheless the iction
remained and it was held that the only property laws in Australia were
those stemming from the introduction of the white rule; laws which
were less than generous in their grant of land to the Aborigines.
The original cases – created during the 1800s in an era of laissez
faire capitalism and blatant racism – set the precedent to limit aboriginal holdings of land, except as a consequence of the English property
law. Subsequent cases merely adopted the principle that Australia was
‘empty land’ even though the iction was always obvious. This illustrates what in psychology is called einstellung effect:27 when people
are used to solving problems in a certain way, they continue to use
the same schema without exploring alternate possibilities that may be
more eficient (or, as in this case, more fair.) It is inconceivable that
no judge in these cases – whether at trial or during any of the numerous appeals that they entailed – never perceived the term ‘empty land’
to be at odds with their eventual decision to uphold the white rule.
However, as with Standing Bear vs. General Cook, one court inally reconsidered the whole doctrine. This happened in the case of
Mabo v Queensland (No.2). [(1992) 175 CLR 1]. In Mabo, the Australian High Court held that previous decisions – holding that Australia was terra nullius at settlement – were wrong at law. This is an
interesting decision in that the court did not decide to change the law
to accommodate modern developments, in the way we see this done
27
A. S. Luchins, “Mechanisation in problem solving: the effect of Einstellung”, Psychological Monographs 54 (Whole No. 248), 1942.
50
Bipin Indurkhya
in ields as diverse as homicide (including a new defence for ‘battered
wives’) or tax (making modern-day tax evasion illegal) or discrimination law (adding age or sexual-preference as grounds for anti-discrimination suits). Instead, the court went back to the basic terra nullius formulation at the time of white settlement, and concluded that
the previous courts were wrong according to the law at the time. Notwithstanding prior cases to this effect, the High Court said that Australia could not have been an empty land at settlement, since the Aboriginal presence meant that, according to the law of the time, it was a
colonised country. Aboriginal law had thus remained in force for the
200 years that the white courts had declared that it never existed. This
is a remarkable example of a norm shift, though similar processes occur all the time as judges adapt laws to social needs.28
As a inal example, I would like to present a case discussed by
Susan Haack.29 She examines a 1927 US Supreme Court ruling on
Buck v. Bell, where the court argued that Carrie Buck’s constitutional
rights would not be violated if the State of Virginia were to sterilize
her against her will under the state’s eugenics law. According to the
law, the State of Virginia could sterilize the Epileptic and the Feeble
Minded. The justiication for the law was that this was in the interest
of the larger society.
In writing the majority opinion, Justice Oliver Wendell Holmes,
Jr. compared this case to that of vaccinating individuals, even against
their will, because it is in the larger interest of the society and the risk
to the individual is miniscule. In her detailed analysis of Holmes’s
background and earlier legal and philosophical writings, Haack argues that the decision took into account the prevailing scientiic view
at that time, namely that feeble-mindedness is hereditary. It is only
later, when the horrors of the widespread application of eugenics un28
See also D. Hunter, B. Indurkhya, “‘Don’t Think, but Look’ A Gestalt Interactionist
Approach to Legal Thinking”, Proceedings of the Workshop on Advances in Analogy
Research, Soia, Bulgaria, 1999, 345–353.
29
S. Haack, “Pragmatism, law, and morality: The lessons of Buck v. Bell”, European
Journal of Pragmatism and American Philosophy III, 2, 2011, 65–87.
A Cognitive Perspective on Norms
51
der the Nazi regime were experienced, courts became more cautious.
For instance, in 1942, in Skinner v. Oklahoma, the Supreme Court
decided on the constitutional status of an Oklahoma legislation that
allowed the state to sterilize a person who committed three felonies
involving ‘moral turpitude.’ In rendering the decision, Justice Douglas wrote, “The power to sterilize, if exercised, may have subtle, far
reaching and devastating effects. In evil or reckless hands it can cause
races or types which are inimical to the dominant group to wither and
disappear.”30
To conclude, we see that even though law tends to be conservative in the sense that legal concepts are regarded with stability –
their interpretations are not changed so lightly, and they are considered to transcend existing social practices; nonetheless, legal concepts
also evolve as our scientiic knowledge progresses and social norms
change. We can see this process clearly in the current legal wrangling
concerning gay marriages.
5. Normativity in science
It is dificult to dispute that scientiic concepts change and evolve
over time. As early as 1866, Charles Sanders Pierce quipped, “Perception is the possibility of acquiring information, meaning more;
now a word may learn. How much more the word electricity means
now than it meant in the days of Franklin; how much more the term
planet means now than it did in the time [of] Hipparchus. These
words have acquired information; just as a man’s thought does by
further perception.”31
The issue we would like to focus on here is whether there is a normative component (ontologically speaking) to scientiic concepts. For
S. Haack, “Pragmatism, law, and morality...”, op. cit., p. 83.
C. S. Peirce, Collected Papers, Vol. 7: Science and Philosophy, A. W. Burks (ed.),
Harvard University Press, Cambridge (MA) 1958–66, par. 587.
30
31
52
Bipin Indurkhya
instance, at about the same time that Saul Kripke was arguing for his
direct reference theory of proper names, Hilary Putnam32 argued that
natural kind terms like ‘tiger’ and ‘water’ have a mind-independent
ontology. So, for example, ‘water’ refers to this substance here, and
is it is connected to all other such substances by virtue of its essence
(or chemistry), even though we may not yet know all aspects of this
essence. Putnam argued that this view is necessary to maintain our intuition that we discover the chemical structure of water, and not that
we posit a new substance that includes chemical structure as one of
its attributes.
Notwithstanding such arguments, I would like to present here
some examples to illustrate the cognitive aspects of this normativity.
There are interesting historical accounts of how and when whales were
classiied as mammals,33 and how Pluto was declassiied as a planet.34
They reveal how our concepts of mammals and planets evolved over
the years and generations as our scientiic knowledge grew. But for
our discussion here, let us consider the concept of vacuum.
In 1643, when Torricelli illed a tube, closed at one end, with mercury, and inverted it into a tub illed with mercury, he found that the
mercury in the tube did not all fall out. The mercury level dropped
somewhat, but then the remaining column of mercury stayed suspended inside the tube. There was a wide-ranging debate among the
scientists and philosophers of those days about an explanation of this
phenomenon, and on the nature of the empty space between the top
of the tube and the level of mercury. There were vacuists who posited that there was vacuum in this space, and there were plenists, who
claimed that the idea of vacuum is simply logically inconsistent with
that of space, and were seeking alternate explanations.
H. Putnam, “The meaning of ‘meaning’”, op. cit.
A. Romero, “When Whales Became Mammals: The Scientiic Journey of Cetaceans
From Fish to Mammals in the History of Science”, in New Approaches to the Study of
Marine Mammals, A. Romero and E.O. Keith (eds.), InTech, Rijeka (Croatia) 2012,
pp. 3–30.
34
D. A. Weintraub, Is Pluto a Planet? A Historical Journey through the Solar System,
Princeton University Press, Princeton (NJ) 2008.
32
33
A Cognitive Perspective on Norms
53
To explore these ideas, Robert Boyle in England devised an air
pump and, what some consider to have been the irst physics experiments, conducted a number of tests to check out various hypotheses.
For instance, in one experiment, he immersed the Torricelli apparatus in
a big chamber, and sucked the air out of the chamber using his air pump.
He found that the mercury level in the tube falls rapidly but does not
quite reach the level in the tub. Several of his contemporaries, including
well-known natural philosopher Thomas Hobbes, refused to accept the
results of these experiments or their interpretations. Hobbes, for example, raised doubts about the working of the pump itself, and questioned
if the air is indeed being sucked out. He also made several methodological arguments against Boyle’s experimental set up.35
The arguments raised against the notion of vacuum were quite interesting. Linus, for instance, argued that because we can see through
this space, it could not be vacuum. This was based on the assumption that no visible species can proceed from or through vacuum. (It
is interesting to note that this conception of vacuum is similar to our
modern concept of a black hole.) He also used another experiment to
counter Boyle’s theory. If you close the upper opening of the Torricelli tube with your inger, you can feel a downward suction when the
experiment is performed. Linus argued that this contradicts Boyle’s
explanation that the mercury is being pushed up the tube by the pressure of external air. He posited a substance, which he called funiculus, in the Torricellian space that holds the column of mercury in position, and pulls our inger down.
This brief discussion shows that the concept of vacuum is cognitively constructed based on experimental observations and available
theories and models that explain those observations. We cannot see it,
but can only perceive its manifestation indirectly: mediated by some
theoretical model.
35
See for an excellent account of Boyle-Hobbes debate: S. Shapin, S. Schaffer, Leviathan and the Air Pump: Hobbes, Boyle and the Experimental Life, Princeton University
Press, Princeton (NJ) 1985/2011.
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Bipin Indurkhya
Let us consider a related example where the referent turned out
to be non-existent: namely that of aether. Sir Isaac Newton, while
formulating his gravitation theory, felt that there has to be some medium through which gravitational ields can travel and distant objects
can interact, so he posited aether, which permeates all space.36 Later
on, when Huygens proposed the wave theory of light, he required a
medium for the light waves to travel (as longitudinal waves), and so
aether was conveniently adapted. It was only in 1887, when Albert
A. Michelson and Edward W. Morley performed their famous experiment in Cleveland, Ohio, that raised serious doubts about the existence of aether. It is interesting to note that Michelson was a strong
proponent of the aether theory, and continued to look for the evidence
supporting it with another colleague Dayton Miller.37
These examples illustrate that the referents of the scientiic concepts are not something that are sitting in the external world waiting for
us to discover their essences. We access the referents through our cognitive models or theories, which dictate what aspects of these referents we
observe, what possible actions we can take on them, and what are the
possible outcomes.38 All scientiic discussion assumes some norms, for
norms dictate the methodology that is acceptable. However, this methodology evolves, and changes drastically from time to time.
To illustrate this point, consider Francesco Sizzi’s argument
against Galileo discovery of satellites of Jupiter. “There are seven
windows in the head, two nostrils, two eyes, two ears, and a mouth;
so in the heavens there are two favourable stars, two unpropitious,
two luminaries, and Mercury alone undecided and indifferent. From
which and many other similar phenomena of nature, such as the seven
metals, etc., which it were tedious to enumerate, we gather that the
L. Rosenfeld, “Newton’s views on aether and gravitation”, Archive for History of
Exact Sciences 6 (1), 1969, 29–37.
37
See G. Johnson, The Ten Most Beautiful Experiments, Vintage, London 2009 Chap. 8.
38
See also S. Hawking, L. Mlodinow, The Grand Design, Bentam Books, New York
2010, Chap. 3; B. Indurkhya, “Rationality and reasoning with metaphors”, New Ideas
in Psychology 25, 2007, 16–36; B. Indurkhya, “Thought experiments, models, and the
heuristic power of metaphors in science”, to appear.
36
A Cognitive Perspective on Norms
55
number of planets is necessarily seven.”39 Nowadays we consider this
argument quite irrational, and almost humorous, but Francesco Sizzi
was a respected astronomer of his time: he was credited with discovering the annual movement of sunspots. Moreover, he was not alone
in expressing these sentiments, for another well-respected scientist
of that time, Francis Bacon, who also had a great regard for empirical observations, made very similar arguments. This shows that Sizzi
and Bacon were working with a different set of norms. For them, God
made the universe in harmony, and there are some universal laws
about it. In particular, human design relects cosmos design, so from
the seven windows of the head we may infer seven planets.40 Another
example is provided by Einstein, who initially rejected quantum mechanics, famously quipping, “God doesn’t play dice with the world.”
It was inconceivable, given his normative view of physics, that nature
would determine the outcome of the events randomly.
To sum up, we see that scientiic norms are not a rigid set of
standards laid out once and for all. On the contrary, they are constantly being redeined as our scientiic knowledge grows and new
methodologies evolve. To be sure, these norms transcend the existing
scientiic practices, so one appeals to these norms (as Hobbes, Linus,
Sizzi and Bacon did) to support or critic particular scientiic claims,
but as these claims are accepted (or rejected), the norms themselves
change as a result of this debate.
6. Normativity in mathematics
In a best-seller science iction novel Contact by Carl Sagan (1985), alien
intelligence hides meaningful messages in the expansion of π, the transcendental number that is the ratio of the circumference of a circle to its
39
Quoted in J. L. Christian, Philosophy: An Introduction to the Art of Wondering (11th
ed.) Cengage Learning 2011, p. 570.
40
See also F. Leavitt, An Even Greater Scandal: I’m a Liar but You’re a Bigger One,
Strategic Book Publishing, Houston 2012.
56
Bipin Indurkhya
diameter. The premise of this plot element is that the number π is mindindependent, so any intelligence, no matter what form it takes, will be
able to ind this pattern and decode the message. This, in essence, exempliies the normativity of mathematics. Numbers, mathematical operations, mathematical theorems etc. are all considered by many to refer
to mind-independent, Platonic, ideal forms. However, in this section, I
would like to present some examples to suggest otherwise.
Before delving into a couple of detailed examples, I would like to
mention a few general works that address the cognitive aspects underlying mathematics. A well-known algebraist and one of the founders of
category theory, Saunders Mac Lane, has analyzed different branches
of mathematics, like geometry, algebra, topology to show how they
evolved from human activities and the needs related to those activities:
I assert that subjects of Mathematics are extracted from the environment; that is, from activities, phenomena, or science – and that they
are then later applied to that – or other – environments. Thus number theory is ‘extracted’ from the activity of counting, and geometry
is extracted from motion and shaping. The exact mechanism of this
‘extraction’ has not been described in detail here; it will clearly vary
considerably from case to case. I have deliberately chosen this work
‘extraction’ to be close to the more familiar word ‘abstraction’ – and
with the intent that the Mathematical subject resulting from an extraction is indeed abstract. Mathematics is not ‘about’ human activity,
phenomena, or science. It is about the extractions and formalization
of ideas – and their manifold consequences.41
Lakoff and Núñez42 take on the audacious task of explaining the
Euler’s equation: eiπ = -1. They quote a Harvard University Mathematics professor who tells his freshman students that he can show how to
S. Mac Lane, Mathematics: Form and Function, Springer, Berlin 1986, p. 418, emphasis autor’s.
42
G. Lakoff, R. E. Núñez, Where Mathematics Comes from: How the Embodied Mind
Brings Mathematics Into Being, Basic Books, New York 2000.
41
A Cognitive Perspective on Norms
57
derive the equation, but not what it means. Lakoff and Núñez take us
on a journey where they explain logarithms, what is e, what is i, what
is π, what it means to multiply i with π, and what it means to raise e
to the power of this product, and why, at the end of it, we get a concrete number -1.
Another interesting work is by the neuroscientist Stanislas
Dehaene,43 which focuses on the neurocognitive basis of numbers
and arithmetic. He takes us on a fascinating tour detailing research on
the number cognition in animals, babies, prodigies, people with brain
damage, and so on, to conclude:
The evolution of mathematics is a fact. Science historians have recorded
its slow rise, through trial and error, to greater eficiency. It may not be
necessary, then, to postulate that the universe was designed to conform
to mathematical laws. Isn’t it rather our mathematical laws, and the organizing principles of our brain before them, that were selected according to how closely they it the structure of the universe?44
Now let us look at two examples in some detail. The irst one is
about the concept of ininity. Wallace45 provides a good overview of
the history of ininity, and here we will focus only on one aspect of it,
namely the cardinality or the size of ininite sets. Intuitively, for inite
sets, a set A is bigger than another set B, if A has more elements than
B. This is the traditional way in which Euclid, and later Galileo, characterized cardinality of sets. According to this view, the whole cannot
be of the same size (or same cardinality) as a part of it.
However, for ininite sets, this creates a paradox. The set of even
numbers is clearly a proper subset of natural numbers, so is a part of
it, but both are ininite. Do they have the same cardinality? Or, is the
S. Dehaene, The Number Sense: How the Mind Creates Mathematics. Revised, Expanded Edition, Oxford University Press, Oxford (UK) 2011.
44
Ibidem, p. 232.
45
D. F. Wallace, Everything and More: A Compact History of Ininity, W.W. Norton,
New York 2010.
43
58
Bipin Indurkhya
set of natural numbers bigger than the set of even numbers? This issue becomes even more complex when we consider rational numbers,
for they are dense. In other words, between any two rational numbers, no matter how close, there is another rational number. If we apply this rule recursively, we can get ininitely many rational numbers
between any two rational numbers, no matter how close together. So,
intuitively, it seems obvious that there ought to be more rational numbers than natural numbers.
In the later half of the 19th century, Richard Dedekind and Georg
Cantor worked out a technique for assigning cardinality to ininite
sets. Dedekind’s idea was to take the intuition from the inite sets: if a
set A can be mapped in a one-to-one fashion into another set B, then
A’s cardinality is smaller than or equal to B’s. And then if B can also
be mapped in a one-to-one fashion into A, then B’s cardinality will
be smaller than or equal to B’s. So if both conditions are satisied, the
sets A and B are deemed to have the same cardinality.
This works quite well for inite sets, but an advantage of deining it
like this is that it can now be applied to ininite sets. So, for example, if
we consider the set of natural numbers N, and the set of even numbers
E, we can have a one-to-one mapping from E to N by mapping every
even number to itself, and a one-to-one mapping from N to E by mapping every number n to 2*n. Ergo, E and N have the same cardinality.
Using this technique, Georg Cantor produced two surprising theorems: 1) rational numbers have the same cardinality as natural numbers, and 2) real numbers are more numerous (have a higher cardinality) than natural numbers. Now, even a high-school student can
understand these proofs. However, at the time they were proposed, it
was considered a radical idea. Many leading mathematicians at that
time refused to accept this formalization of cardinality and its implications for ininite sets.46
See E. T. Bell, Men of Mathematics, Simon & Schuster, New York 1937; N. Calkin,
H. Wilf, “Recounting the rationals”, American Mathematical Monthly 107 (4), 2000,
360–363; J. W. Dauben, Georg Cantor: His Mathematics and Philosophy of the Ininite,
Princeton University Press, Princeton (NJ) 1979.
46
A Cognitive Perspective on Norms
59
Cantor’s intuition was that there is only one level of ininity. (Perhaps he equated the one ininity with one God.) So he was quite excited when he was able to show that rational numbers, which are
dense, have the same cardinality as natural numbers. Invigorated by
his success, Cantor tried to show that real numbers are countable as
well. Instead, what he found was a way to show that real numbers cannot be put in a one-to-one correspondence with natural numbers. In
particular, what he found was that if you assume any way to put real
numbers into a one-to-one correspondence with natural numbers, then
you can always come up with a real number that is not included in this
enumeration. The details of Cantor’s original proof, which he spelled
out in a letter to Dedekind, can be found in Dauben.47
The second example is from Imre Lakatos,48 who championed the
view that mathematics is a dynamic process in which we actively construct ontology of the mathematical objects as much as discovering
their properties via lemmas and theorems. This essay is set as a classroom discussion with a teacher and a few pupils. We start with Euler’s
theorem concerning polyhedra, namely V – E + F = 2, where V is the
number of vertices, E is the number of edges and F is the number of
faces. First, the students verify the conjecture with some examples,
and then construct a formal proof. The proof is construction-based: it
requires cutting and deforming the polyhedra. But they go carefully
through each step of the proof, examining alternatives and questions
if they can indeed do the required cutting and stretching. Then, they
try to construct counter examples to refute the proof. Lakatos distinguishes between local and global counter examples: local ones question some speciic step in the proof, but the global ones try to refute
the main conjecture. For example, in the case of Euler’s theorem, a
cube with a cube-shaped hole inside it refutes the theorem.
J. W. Dauben, Georg Cantor..., op. cit., pp. 50–54.
I. Lakatos, Proofs and Refutations: The Logic of Mathematical Discovery, J. Worrall, & E. Zahar (eds.), Cambridge University Press, Cambridge (UK) 1976.
47
48
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Bipin Indurkhya
Lakatos then discusses two mechanisms that are used to ix such
problems. One is monster barring, which works by redeining the concepts (polyhedra in this case) so as to exclude the counter example (the
monster). The other is weakening the theorem, so that the counter example is included. As we apply these two mechanisms, we partly change
the ontology of the mathematical concepts, and partly discover new relationships among them. Donald Knuth49 also captured this kind of dynamic interaction very elegantly in a monograph on surreal numbers.
We can see the evidence of Lakatosian mechanisms in science as
well. For example, Pluto’s status as a planet became questionable because a number of bodies of similar size were identiied in the same region of the solar system. It seems that Pluto was one of a cluster of bodies constituting the Kuiper belt. This situation is very similar to what
Lakatos discusses in Proofs and Refutations. Because of this discovery,
astronomers felt a need to deine the concept of planet formally, and
these new deinitions excluded Pluto from the planet category.
These examples provide a glimpse of the cognitive processes underlying mathematical norms. I would like to close this section with
a long quote from Jean Piaget, who has also emphasized biological
and cognitive underpinning in science and mathematics.50 The quote
is from a short monograph based on the lectures he gave at Columbia University in 1968:
It is agreed that logical and mathematical structures are abstract,
whereas physical knowledge - the knowledge based on experience
in general - is concrete. But let us ask what logical and mathematical
knowledge is abstracted from. There are two possibilities. The irst is
that, when we act upon an object, our knowledge is derived from the
object itself. This is the point of view of empiricism in general, and
it is valid in the case of experimental or empirical knowledge for the
49
D. Knuth, Surreal Numbers: How Two Ex-Students Turned on to Pure Mathematics
and Found Total Happiness, Addison Wesley, Reading (Mass.) 1974.
50
J. Piaget, Biology and Knowledge, B. Walsh (trans.), University of Chicago Press,
Chicago 1971.
A Cognitive Perspective on Norms
most part. But there is a second possibility: when we are acting upon
an object, we can also take into account the action itself, or operation if you will, since the transformation can be carried out mentally.
In this hypothesis the abstraction is drawn not from the object that is
acted upon, but from the action itself. It seems to me that this is the
basis of logical and mathematical abstraction.
In cases involving the physical world the abstraction is abstraction
from the objects themselves. A child, for instance, can heft objects in
his hands and realize that they have different weights - that usually
big things weigh more than little ones, but that sometimes little things
weigh more than big ones. All this he inds out experientially, and his
knowledge is abstracted from the objects themselves. But I should
like to give an example, just as primitive as that one, in which knowledge is abstracted from actions, from the coordination of actions, and
not from objects. This example, one we have studied quite thoroughly
with many children, was irst suggested to me by a mathematician
friend who quoted it as the point of departure of his interest in mathematics. When he was a small child, he was counting pebbles one day;
he lined them up in a row, counted them from left to right, and got ten.
Then, just for fun, he counted them from right to left to see what number he would get, and was astonished that he got ten again. He put the
pebbles in a circle and counted them, and once again there were ten.
He went around the circle in the other way and got ten again. And no
matter how he put the pebbles down, when he counted them, the number came to ten. He discovered here what is known in mathematics as
commutativity, that is, the sum is independent of the order. But how
did he discover this? Is this commutativity a property of the pebbles?
It is true that the pebbles, as it were, let him arrange them in various
ways; he could not have done the same thing with drops of water. So
in this sense there was a physical aspect to his knowledge. But the order was not in the pebbles; it was he, the subject, who put the pebbles
in a line and then in a circle. Moreover, the sum was not in the pebbles themselves; it was he who united them. The knowledge that this
future mathematician discovered that day was drawn, then, not from
61
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Bipin Indurkhya
the physical properties of the pebbles, but from the actions that he carried out on the pebbles. This knowledge is what I call logical mathematical knowledge and not physical knowledge.
The irst type of abstraction from objects I shall refer to as simple abstraction, but the second type I shall call relective abstraction, using
this term in a double sense.51
This articulates the position that mathematical objects and theorems reveal as much about our cognitive operations as about the external world. The implication of this view for norms is that even mathematical norms are not mind-independent as they are purported to be,
but are actively constructed by the cognitive agent.
7. Conclusions
In the course of the previous ive sections, we have looked at several
examples that illustrate cognitive aspects of norms in the domains of
language, art, law, science and mathematics. When we consider these
historical examples, some may take a view that, ok, now we know
that those theories, models and their underlying norms were wrong,
but we have better theories now. We know vacuum exists but aether
does not; we know eugenics is a bad social policy; we know there are
eight planets in our solar system (after Pluto was plutoed out); and
so on. But such a view misses the whole point. Hobbes and his colleagues also were sure that vacuum was impossible. Michelson was
sure that aether had to be there. Justice Holmes was sure that eugenics is justiied in the interest of the society for feeble-minded people.
Sizzi and Bacon were sure that there could not possibly be an eighth
planet. What we know now, and what we feel sure about now, can
change, and can change drastically in the future.
J. Piaget, Genetic Epistemology, E. Duckworth (trans.), W.W. Norton, New York
1971, pp. 15–17.
51
A Cognitive Perspective on Norms
63
This can be illustrated by another comment by Francesco Sizzi.
Later on, as a part of the same argument against the discovery of Jupiter’s moon by Galileo, he argued: “Furthermore, the [alleged] satellites [of Jupiter] are invisible to the naked eye and therefore can
have no inluence on the earth, and therefore would be useless, and
therefore do not exist.”52 Analogous arguments are made by many respected philosophers these days in arguing why empirical data from
brain-imaging studies is irrelevant for understanding emotions, free
will, consciousness, and so on.
We did not discuss norms in ethics and morality directly here, but
I would like to note that views presented here resonate with the treatment of moral norms articulated by Jesse Prinz:
I will argue that morality derives from us. The good is that which we
regard as good. The obligatory is that which we regard as obligatory.
The ‘we’ here refers to the person making a moral claim and the cultural group with which that individual afiliates. If the good is that
which we regard as good, then we can igure out what our obligations
are by iguring what our moral beliefs commit us to. Figuring out what
we believe about morality is a descriptive task par excellence, and one
that can be fruitfully pursued empirically. Thus, normative ethics can
be approached as a social science.53
To conclude, we claim that norms are ideals that a cognitive
agent (or a society) strives for. But they are based on its current understanding of itself and the world. As the agent (and the society)
evolves, norms are also revised. Norms stay at a distance, so they go
beyond the current landscape of social and cultural conventions, but
they show the horizon effect: they recede and change as we approach
them, sometimes radically.
Quoted in Quoted in J. L. Christian, Philosophy..., op. cit., p. 570.
J. J. Prinz, The Emotional Construction of Morals, Oxford University Press, Oxford
(UK) 2007, p. 1.
52
53