Building Bridges, Dissolving Boundaries: Towards a Methodology for the
Ethnographic Study of the Afterlife, Mediumship and Spiritual Beings
Fiona Bowie, Wolfson College, Oxford
Locating the study of the afterlife
The study of death and the afterlife, and our relationship with what are sometimes termed “nonhuman persons”, are matters of central human, as well as academic, interest, but finding the tools
with which to approach such themes is far from straightforward.
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With the exception of
theology, with its starting point in revelation and the assumption of a co-present divine and
natural order, academic discourses are largely secular in orientation. Post-Enlightenment
attitudes to the sciences as the peak of human endeavour, especially when “science” is conceived
rather simplistically in a mechanistic Newtonian manner, can lead to an inherent reductionism
(cf. Martin & Weibe, 2012). When looking at technology, studying economic systems or
devising mathematical formulae, reductionist scientific methodologies and may be necessary and
appropriate, but in the study of religion the decision to ignore, discount or explain (away)
local/native explanations and interpretations, imposes a severe limitation on the possibility of
adequate comprehension. Lee Wilson (2012:43-45) argues for sceptical anthropologists, able to
examine data with an open mind, rather than a sceptical anthropology that automatically
construes all claims and beliefs outside the ethnographer’s frame of reference as axiomatically
flawed, while Gavin Flood (2006:55) reminds us that “secular forms of reasoning about religions
are themselves traditions of inquiry located in specific histories of the West”. This paper
attempts to go beyond the limitations imposed by normative Western academic conventions to
suggest a methodology for the study of the afterlife and related phenomena based on openness
and engagement with “native” attitudes and interpretations.
Flood usefully distinguishes between first order reasoning (the tradition itself), second
order reasoning – reflections upon tradition, and third order discourses, which involve reasoning
about the first two, which are implicitly comparative (2006:55-6). Within anthropology the first
order discourse is represented by the emic (insider) view, and the third order discourse is an etic
or outsider (meta level) perspective. Second order reasoning, reflections upon a tradition, might
well encompass both emic and etic forms of reason – but these are likely to reveal radically
different conceptualisations of the tradition in question. The inherent reductionism of many
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academic discourses is, as Flood (2006:50) has illustrated, rooted in the belief that to explain a
religion is to locate a cause - whether this be in cognition, genetics or socio-political structures
(i.e. forms of eliminative, naturalistic or cultural reductionism). The external account of a
religion produced by a psychologist, sociologist or anthropologist is generally “antithetical to the
internal claims of traditions” (2006:50), although it is the predominant model in both the natural
and social sciences. Flood argues for a model in which the explanation of religion is “the
exposition of a meaning rather than the location of a cause” (ibid.). Meaning is to be found in
contextualisation and demonstration or translation of semantic density. Such an account is both
phenomenological in as much as it wishes to offer “thick description” (to borrow a Geertzian
term), and hermeneutical, in wishing to draw out “the implications of description in theoryinformed, semiotically sophisticated ways” (ibid.). A third-order discourse situates the study
within a Western academic framework, but all to often fails to capture the experience it seeks to
describe in the process. The methodological challenge is to construct a critical space in which
diverse forms of knowledge (that of the informant and that of the anthropologist) give rise to “the
possibility of disclosure, discrepancy and insight generated from juxtaposition and reflection”
(Wilson, 2012:55).
In devising a methodology to study the afterlife and related phenomena we need to reevaluate the relationship between first, second and third order discourses, and to propose a
dialogue that is respectful and tentative, rather than hegemonic and dismissive of ‘the native
point of view’. The methodology I propose is a form of cognitive, empathetic engagement which,
I argue, is particularly well suited to the study of the afterlife and phenomena such as spirit
possession and mediumship, which fall outside a Western scientific hermeneutical paradigm. It
shares characteristics with the dialogical method outlined by Gavin Flood in Beyond
Phenomenology (1999), Geoffrey Samuel’s multimodal framework, which attempts to “make
sense of concepts and modes of operating within traditional societies that have been very hard to
incorporate effectively within Western modes of knowing” (1990:3), and the interpretive
dialectic of Paul Ricoeur (1991) in which validation is not verification or proof, but a nondogmatic, open-ended weighing up probabilities in the light of experience and knowledge of the
world.
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An exploration of the meaning assigned to these three key terms (cognition, empathy,
engagement) and their relevance to a study of the afterlife and related phenomena, is followed by
two case studies, which are used to further elaborate the principles of cognitive, empathetic
engagement. My background is in the anthropology of religion and my particular concerns are
the ethnographic study of the afterlife, mediumship and religious experience, but I argue that the
methodology proposed here has a wider applicability within the study of religion.
Approaches to the study of the afterlife
We need to start by delimiting the field of inquiry. By afterlife I refer to conceptions,
descriptions and analyses of discarnate existence based on the premise that consciousness exists
in an immaterial form, and that some aspect of conscious personhood (soul, spirit, energy)
continues after the death of the physical organism.2 These conscious discarnate entities or
energies are frequently located within a parallel “world”. Descriptions of the whereabouts,
appearance, characteristics and natural laws that govern this unseen territory are culturally
specific, but with certain consistent universal or near universal features (cf. Fontana, 2009; Heath
& Klimo, 2010; Moreman, 2010; Shushan, 2009; Kellehear, 2012; Masumian, 2012). It is not
possible to understand the nature, purpose or emergence of this world without appreciating its
intimate relationship to the world of matter (Lipton, 2009). A study of the afterlife therefore
necessitates seeing life on earth and human history within the context of a cosmic teleology
(Laszlo, 1993).
It might appear that, by definition, such a study is the domain of theology, religious
studies, or myth and literature, but it impinges on a number of academic disciplines that have
complementary and contradictory approaches. If we take spirit possession, ‘obsession’, and
mediumship, for example, these widespread and enduring forms of human experience are based
on the premise that human beings can form direct embodied relationships with discarnate spirits
(Schmidt & Huskinson, 2010; Dawson, 2011). Sociological and structural-functionalist
anthropological studies seek to understand the social correlates of possession behaviour –
whether framed as resistance to oppression, a performance for the attainment of certain material
rewards, the reaction of the weak or deranged to social pressure, or the exploitation of a religious
marketplace in which possession by spirits may be commercially beneficial (Lewis, 1989).
Psychologists and cognitive anthropologists have devised protocols and explanations to
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determine the physiological correlates of phenomena such as trance and spiritual healing
(sometimes based on controlled analogues with human or non-human subjects, rather than
deriving from direct observation in the field) (Bourguignon, 1976; Greenfield, 2008).
Laboratory-based studies of paranormal abilities such as clairvoyance, telepathy, and
mediumship take place in departments of psychology, psychiatry and in medical faculties (Jahn
& Dunne, 2011). Specialist units which have developed primarily, although not exclusively,
from a psychological or medical foundation, painstakingly gather data on phenomena such as
reincarnation, near-death and out-of-body experiences (Radin, 2006). The military and forensic
interest in the purported ability of some individuals to view remote objects, people and places, to
receive pertinent information from discarnate beings, or to “read” information imprinted in
places and objects is also well documented (Ronson, 2004).
Approaches to the afterlife and related phenomena vary within as well as between
disciplines. The culture of most academic discourse draws on Enlightenment themes of
rationalism, materialism and secularism. Matters of truth and the ontological status of the
phenomena described (spirits, paranormal abilities, after death communications, and so on), are
frequently put to one side (bracketed out), or ignored, through an emphasis on physical/biochemical correlates of behaviour rather than meaning and interpretation. This inherent
reductionism can lead to a “schizophrenic” disjunction in which the full range of human
experience fails to find expression. There are, however, a growing number of studies from a
range of disciplines, of varied quality and conviction, that propose more embodied, humanistic or
participatory approach to the subject of the afterlife (taken to include the exposition of ideas,
behaviours and cosmologies that link seen and unseen worlds, and their inhabitants).3 My
approach draws on the strengths of some of these latter studies and overlaps with many of them.
It is flexible enough to lend itself to different methods (ethnographic, textual, literary,
quantitative), subject matter, and disciplinary approaches, according to need, purpose and
context. Cognitive, empathetic engagement does not presuppose any particular belief system or
standpoint, but neither does it preclude them. It recognises the dialogical position of the observer
in the process of acquiring knowledge, whilst retaining a focus of attention on the other. Its
purpose is to elucidate the object of study rather than become an exercise in self-reflection.
Although what I am proposing here is a methodology for studying the afterlife, issues of
epistemology are an implicit concern. How can we know about something as apparently
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ephemeral as consciousness? What constitutes the ethnographic knowledge that we are seeking
to garner? How can we judge the accuracy or authenticity of our data and evaluate our sources?
To deal adequately with these concerns requires a different focus to the present one, but my
response is similar to that of Johannes Fabian in his explorations of ethnographic objectivity
(2001). Knowledge is a not an object but an inter-subjective process of creative engagement
between individuals. It has a time-bound, material element - we co-exist in time and space in our
communicative embodiment. Provocatively, but pertinent to much fieldwork on phenomena such
as spirit possession or mediumship, Fabian suggests that some of our best research is literally
carried out while we are “out of our minds”. He is aware that allowing ourselves to relax our
outer controls and “let ourselves go” can yield some of our most valuable results (2001:31-2).
We might add here two essential elements to good fieldwork that are not considered below,
namely curiosity and courage. Curiosity, to push the boundaries of human knowledge, honesty
and courage to document and then to draw conclusions from this data, whether or not it
transgress the largely materialist Weltanshauung of Western academic culture.
Cognition
The act of knowing or perceiving suggests observation of the givenness or facticity of the world,
but the English word “cognition” also implies learning (L.nōscere). It is an act that involves
observation and interpretation, leading to a tentative and contextual understanding of a process or
object. In order to grasp this process we need to appreciate the tripartite nature of the act. First
we must consider the identity of the knower – the mind or self that engages in the act of
cognition. Secondly there is the object, event or process that the mind seeks to know or grasp,
and thirdly there is the narrative or interpretive stance by which the object of knowledge
becomes known in a particular manner to the knower. The hermeneutical move narrows down
and delimits the perception of what is known. It is understood as this and not that, one thing and
not another. The role of experience is a crucial factor in this process, and I return to it when
dealing with the theme of engagement.
The knower or self is not a disembodied mind (the Cartesian cogito), but an embodied
person situated in the materiality of a body, which in turn in turn exists within an historical,
cultural world. If the mind is not wholly autonomous from the body, neither is it synonymous
with the brain. As Thomas Szasz (2008:581) points out, despite the fact that biologists,
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neuroscientists, neurophilosophers and biological psychiatrists tend to treat the mind “as if it
were the brain, or a function of the brain” it is self-evident “that mind and brain do not name the
same thing”. An anatomist or brain surgeon would never mistake mind (which implies
personhood) for brain (the physical organ). Consciousness is a facet of the mind not the brain. As
numerous well-attested reports from people who have returned to their bodies following the
cessation of brain function attest, some aspects of personality, agency and memory are separable
from the physical body.4 This is not to deny that as embodied creatures our awareness of self, our
consciousness, is inextricably linked to and derived from our experience of being a material
creature in a material environment (cf. Metzinger, 2009; Zeman, 2003). The point at issue is
whether mind or consciousness has an existence beyond the realm of the brain and matter
(Sheldrake, 2012:212-230; Kelly a.o., 2010), or whether our understanding of the nature of
matter itself needs to be reconfigured (Mitchell, 1999; Carpenter 2012).
The socio-historical parameters of embodied existence are formative but not
determinative; the knower retains free will and agency. We can see this dialectic in what Paul
Ricoeur (1992) has termed the idem (physical) and ipse (intentional) aspects of the self. It is our
inhabitation of a physical world and body that gives us a sense of “self-sameness” across both
time and space. “Self-sameness” includes our genetic and cultural inheritance, and provides us
with a sense of rootedness and continuity. If we are not wholly determined by these forces we
must also possess a sense of self that is independent of materiality, creative, able to initiate action
and to narrate a life-world (the ipse identity). As Dauenhauer (2005:8) puts it, the self “inhabits
two irreducible orders of causality”, and any account of action, including an act of cognition,
must accommodate both these aspects of the self. There is a social scientific narrative of the self
that states that in Western thought the self is portrayed and experienced as bounded and
individual, as against a non-Western paradigm of the self as social and “dividual” or multiple
(Strathern, 1990:13). Murray (1993) challenges the view (using David Hume among others), that
the Western view of the self is always individual, showing how in the West, as elsewhere,
notions of the self are often complex, varied and contested. The Western self has in fact been
seen in both essentialist and nominalist terms, and is regarded as both transcendent and
contingent. Whatever the self may be, most if not all of us have experienced it as something
separate from our physical body. Winkelman (2012), Peake (2011), Holden (2012) and others
have pointed out that during out of body or near-death experiences and in lucid dreaming, for
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instance, conscious awareness shifts from the embodied to the disembodied self (or in rare cases
may simultaneously inhabit both).
According to Ricoeur, evidence of the self inhabiting these two orders of causality comes
from attestation rather than empirical verification. Attestation is defined as assurance – belief or
credence – rather than certitude.
Attestation presents itself first... as a kind of belief. But it is not a doxic belief, in the
sense in which doxa (belief) has less standing than episteme (science, or better,
knowledge). Whereas doxic belief is implied in the grammar of “I believe-that”
attestation belongs to the grammar of “I believe-in.” One can call upon no epistemic
instance any greater than that of the belief – or, if one prefers, the credence – that belongs
to the triple dialectic of reflection and anaylsis, of selfhood and sameness, and of self and
other (1992:21).
What is known, the object of attention towards which the mind is directed, may be real (a person
or tree may exist whether or not we are there to observe them or to see it fall), or relational (a
conversation or a ritual in which the observer takes an active or passive role is called into being,
co-created in that moment). Good description, sensitive to the nuances of speech, observant of
material detail, disciplined and reflexive in interpreting sensory messages and context, is highly
prized in ethnographic writing. There is no unsituated knowing, no unmediated “fly-on-the-wall”
objectivity. The knower takes to him or herself an object of knowledge with all the limitations
and inevitable entanglement of selfhood. Even at its most remote and sterile, when studying the
action of electrons in a laboratory for instance, the observer-effect will co-create the event
(Weizmann Institute of Science, 1998). When Edith Turner (1992) took on the role of healer
among the Ndembu in Central Africa, and together with her fellow “doctors” witnessed the
extraction of a troublesome spirit from a sick woman (materialised as a tooth but visible also as a
nebulous gray object) her participation was an integral part of the event described.5
The act of interpretation is necessarily provisional. We seek to comprehend what the
mind has perceived in the light of previous experience, our knowledge of the world, historical
precedents and reading of the context. Our interpretation is open to revision if our experience
subsequently proves it wrong, or an alternative way of making sense of what we have seen and
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heard provides a better fit. If we start our inquiries with a dogmatic disposition, looking for facts
to fit a pre-determined theory, or a sceptical disposition, seeking to disprove or undermine a
theory or an empirical claim, we are closed to the interpretive dialectic between hypothesis and
verification. Ricoeur refers to this open-ended quality of interpretation as “a logic of uncertainty
and qualitative probability” (1991:159).6 We may need to accept that there is more than one
equally good interpretation, and live with the fact that others with alternative explanations and
interpretations have an equal claim to validity. As Dauenhauer, (2005:7) paraphrasing Ricoeur,
puts it, “Throughout the process of guess and validation, there is no definitive outcome. It is
always possible to relate sentences, or actions, to one another in more than one way”. An act of
cognition must also take account of the situatedness of an event in time and space. It will have its
own narrative and context. Interpretation needs to look to causal explanations of its occurrence
as well as interpretations of its meaning. The sociological and hermeneutical are complementary
and both are necessary in order to fully comprehend the object of study; the one is not reducible
to the other.
A cognitive approach to the study of the afterlife or mediumship goes beyond
phenomenology – it considers all the available data without bracketing out areas of experience
that seem awkward, are not scientifically verifiable, which conflict with the world view of the
observer or with the dominant paradigms of the Western academy. Whatever is generated,
performed, imagined and constructed by human beings is the proper object of study (which does
not mean to say that all objects are equally appropriate foci of attention). Such a study has a
dialogical imperative – the observer and observed are conversation partners, whether using
language or engaged in non-verbal communication. Simply being co-present,7 is in itself an
existential act of co-habitation and co-creation.
There is a further step implied in a cognitive approach, which is not to be confused with
the tendency within the cognitive sciences to see culture and mind in terms of the neural circuits
of the brain which, as Clifford Geertz observed (2000: 203), “renders both the question of the
social habitation of thought and that of the personal foundations of significance untouched and
untouchable”. The methodology I propose requires imagination in order to enter into the world
of the other, to “try it on for size”. As far as possible one seeks to interpret the world through the
categories implicit or explicit in the emic model. This act of imagination enables the observer to
deepen their understanding of the life worlds being studied, to see internal connections that
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might otherwise remain obscured. It allows what is seen, heard and explained to take shape in the
mind, and to provide information that is open to validation. When studying spirit possession, for
example, the ethnographer or observer approaches the data “as if” it were “true”. Bubandt
(2009), for instance, treated ancestor spirits in North Maluku as informants. There is also a
tradition in Western Spiritualist healing of speaking to possessing or obsessive spirits (usually
those who have died but who instead of moving on to the spirit world have become trapped, or
have chosen to stay, in the “magnetic aura” of a living person), as if they were discrete
intelligences (Baldwin, 2003; Wickland, 1974). This may prove therapeutically effective, even if
the therapist retains a degree of scepticism as to who or what they are actually addressing (Fiore,
1988). This approach is not in itself new, even if not universally accepted or practiced. EvansPritchard wrote in the 1930s, referring to his study of witchcraft, magic and oracles among the
Azande in Central Africa, that:
You cannot have a remunerative, even intelligent, conversation with people about
something they take as self-evident if you give them the impression that you regard their
belief as an illusion or a delusion. Mutual understanding, and with it sympathy, would
soon be ended, if it ever got started (1976:244).
Evans-Pritchard consulted oracles and accepted Zande explanations of witchcraft as a
normal part of life, saying that while living in that society “in a kind of way I believed them”
(1976:244). The temptation to devalue the semantic density of a phenomenon by recourse to a
single causal explanation is thereby reduced, giving way to a “spiritual science” (Dilthey’s
Geisteswissenschaft) grounded in both the situated historical, cultural context of an individual
life and the imaginative world of interpretation. This is not the same as “going native”, accepting
the world view of the other at face value – an extreme relativism in which human experience of
the world fragments into a thousand irreconcilable pieces. Nor is it compartmentalising data –
keeping it in a part of the mind labelled “untrue but available for observation”. Evans-Pritchard
noted that the ethnographer is destined to live between or in two worlds simultaneously, that of
their own internal view of reality and that of their hosts. In order to reconcile the two “one must
eventually give way, or at any rate partially give way. If one must act as though one believed,
one ends in believing, or half-believing as one acts” (1976:244). Ricoeur’s “logic of uncertainty
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and qualitative probability” involves a narrativity that includes self and other in a single
ontological and hermeneutical framework. The act of interpretation is not deferred as one
becomes absorbed by another mode of understanding and seeing. Having entered the world of
the other the knower returns enriched, engaging not in a hermeneutic of suspicion, but a
hermeneutic of expanded horizons.
It could still be argued that the attempt to make another’s language and epistemological
categories one’s own is merely to replace one view of the world (etic) with another (emic). For
dialogue to take place, however, the knower must retain a sense of self as other than the object of
study. There is no simple or automatic way of making the world of the other transparent, nor is it
desirable to by-pass the process of discrimination (guesswork and validation) of phenomena.
Kirsten Hastrup (1995:149) makes the point, in relation to ethnographic fieldwork, that “local
categories do not exhaust the world, and native voices never tell the full story about the world”
as “for natives, their culture is referentially transparent. It is not ‘seen’ but ‘seen with’”. To
internalise the “native view”, even if this were fully possible, is to fail in the act of provisional
open-ended discrimination that requires closeness, presence and distance, a theme we return to in
our discussion of empathy as methodology.
Empathy
The concept of empathy has a long tradition within the social sciences. Giovanni Battista Vico
(1668-1744), the Renaissance Italian rhetorician, philosopher and father of the social sciences,
recommended approaching historical narratives through an imaginative effort to relive the
experience of others (or as the Native American expression would have, to walk in another’s
moccasins). For Husserl in the Nineteenth Century empathy (Einfürlung) was understood as the
“penetration of the ‘object’ by consciousness; an intuition in which the object is actually reached
and immediately apprehended or possessed by an intentional consciousness” (Flood, 1999:160).
Intuition, which “gives us something of the object itself”, was distinguished from “signifying
acts”, which involve pure thought. The object is represented within consciousness but without, as
Levinas observes, giving us anything of the object itself (Flood, ibid.). Intuition or empathy is
therefore a fuller and richer way of grasping the object than the mere representation of that object
in consciousness. For Husserl, as for Levinas, empathy involves an actual contact with others
and the world. This implies situatedness in time and space. The logic of this proposition, as
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Gavin Flood (1999:168) indicates, is that “If the epistemic subject is situated in a particular,
historical location, in a particular body, then understanding is dialogical and critically
evaluative”.
Johannes Fabian (1983) coined the term “coevalness” as a way of expressing the
intersubjective nature the ethnographic encounter. Knowledge cannot be abstracted from the time
and place of its production, and it is intersubjective communication that can form the basis of an
objective comprehension of the data. In critiquing the colonialist empiricism of much Nineteenth
and early Twentieth Century anthropology, Fabian challenged objectivist gaze and production of
abstracted data, which served to fix its objects in a decontextualised ethnographic present,
While empathy was not an explicit part of the anthropological repertoire for most
Twentieth Century fieldworkers it has a long history within client-centred therapies. KossChioino (2006:51) cites Bohart and Grenberg (1997:5), for whom empathy includes making a
deep, sustained psychological contact with another in their uniqueness, followed by an
immersion in the experience of the other, and thirdly a “resonant grasping” of the client’s
experience in order to help create new – presumably more wholesome or appropriate –
meanings. Other psychiatrists and psychotherapists speak of the need for an empathetic
attunement to the inner life of the client, or regard empathy as a mechanism to “co-create a web
of meanings that weave the fabric of a new relational experience”. Within social psychology
empathy is referred to as “social insight”, “interpersonal sensitivity” or “interpersonal judgment”
(Koss-Chioiono, 2006:51-52). In the field of spiritual healing empathy is taken much further,
without the same concern for maintaining discrete boundaries between client and therapist. KossChioiono (ibid.47) argues that a core feature in the process of spiritual healing is the notion of
the wounded healer, and the healer’s capacity for radical empathy with the client or patient. This
is a spiritually transformative process for the healer as well as the client, leading to “dramatic
changes in the world and self-views, purposes, religious beliefs, attitudes or behaviour... often
linked to discrete experiences” (Katz, 2004:1, cited in Koss-Chioino, 2006:47).
Where the healing process involves the incorporation of spirits the spirit-other is becomes
literally embodied in the healer (cf. Wickland, 1974). In her study of spiritual healing in South
America, Koss-Chioino (2006:50) observed that: “Spirit work is based on the emergence of an
intersubjective space where individual differences are melded into one field of feeling and
experience shared by healer and sufferer”, and that in Spiritism “intersubjectivity is essential to
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making a diagnosis that describes the spirits and the reasons they have for causing distress in the
sufferer”.
As a methodology for studying the afterlife I am not necessarily suggesting the radical
empathy of the healer-medium or shaman who takes the invading spirit into his or her body, or
undertakes a perilous spiritual journey to recapture a lost soul. The ability to “feel with” another
and the natural sympathy one has for others will vary according to personality, circumstance,
opportunity and inclination. Fortunately we do not need to like someone in order to empathise
with him or her or with their position. Through an act of imagination we can put ourselves in
their place and suppose or intuit how the world might look and feel to that person. There is an
ascetic of “putting oneself aside”, “making oneself at one” with the other that can be practiced
irrespective of personal likes or dislikes, judgments as to character or degrees of compatibility or
friendship. In suspending judgement and allowing space for the other to be, we have the capacity
to enter into a dialogue that both respects difference and values mutuality. We simultaneously
maintain and cross the boundary that for Bakhtin (1986:214-5) both marks difference and
connects people and cultures.
Judith Okely draws on the literary concept of disponibilité, from the surrealist André
Breton (1937:41), to describe an empathetic anthropological practice. The concept is “linked to
wandering without express and pre-formulated aims…. also, although not exclusively, associated
with love” (Okely, 2012:54). Okely’s understanding of ethnography links empathy and
engagement. It demands a willingness to enter into relationship with others and an attitude of
being available to them. Rather than working to a pre-determined plan, disponibilité also implies
being ready to expect the unexpected, whether in encounters with persons, objects or events. The
ethnographer needs to remain attentive to that moment when a fortuitous encounter allows the
seeker to go beyond his or her presumptions (to paraphrase Okely, 2012:55). The key ideas here
that Okely derives from Breton, which are relevant to the study of topics as central, controversial
and ephemeral as the afterlife, mediumship, spirit possession and anomalous phenomena, are
receptivity, openness, attentiveness and the ability to go beyond (dépasser) one’s presumptions.
Engagement
Engagement invites the ethnographer to bring the mind, body, intelligence, experience, energy,
sensibilities and will to bear. What this means in context will depend on the specificity of each
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case. As a methodology it mandates at least some degree of participation – a recognition of coevalness in shared space and time and willingness to enter into a dialogue. The fieldworker or
scholar is not the distant, “objective”, emotionless reporter of external “facts”, but is asked to
make him or herself available, vulnerable and flexible (Breton’s disponibilité). It demands being
ready to step outside one’s comfort zone and to learn from life and from situations. This is no
less true when studying the past or the printed word. The text can reach out across time and enter
into a profound dialogue with the reader. As Vico (1968) suggested, we can imaginatively
engage with the life-worlds of people who lived in the past – not with abstract time periods or
representative vignettes, but open to real lives and events that continue to echo in the present.
The writer Victoria Hislop (2009), when researching her novel about the Spanish Civil War,
found that the atmosphere of Granada (the “vibes” as she put it) enabled her to enter
imaginatively into the lives of those who had lived through that time in that place, and to
reproduce stories that unwittingly bore a close resemblance to actual lives.8 We have to allow
the serendipitous into our practice. As Judith Okely notes, “anthropologists cannot dictate those
who might become their closest associates… Subterranean factors draw us to some individuals
and them to us” (2012:55). The same could be said of subject matter. If we embark on the
journey with a pre-determined route map we may fail to engage with the landscape, and its
features and inhabitants, and reach our destination little wiser than when we set off.
Within anthropology, the ideal of long-term engagement with a particular people has
been a standard method of understanding the other since it was practiced and preached by
Bronislaw Malinowski during and in the years following the First World War.9 That the
fieldworker is generally an observer and not a tourist, friend or native is often apparent in the
photographic record, with the anthropologist in the midst of village life earnestly writing in a
notebook, filming a dance, or sitting in a corner tapping into a laptop computer. The degree of
participation appropriate or possible will be contingent on many factors – age, gender, status,
inclination, particular relationships and interests. When studying spiritual healing, for instance,
the fieldworker will have to decide whether to position him or herself outside the main area of
action as curious interlocutor, observer and recorder of events, as a client or as apprentice healer.
The somatic knowledge to be gained from each will be very different, each with its particular
advantages and disadvantages. Any mode of participation positions the fieldworker and in so
doing excludes alternative choices and narratives. Participation is not in itself a guarantee of
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depth or insight, but it enables a form of knowing that is both somatic and intellectual. It carries
opportunities for later recall and evocation that are not available in non-participatory modes of
practice (Okely, 1992).
Engagement implies commitment rather than participation per se. It is an ethical as well
as a methodological stance. Engagement with another is never value free and we cannot escape
the fact that all action is consequential. Respect for the freedom of others and the intention to
allow their personhood expression is a basic tenet of engagement. Where this conflicts with other
rights or universal laws, Ricoeur recommends resort to “practical wisdom” in order to reconcile
opposing claims. “Practical wisdom consists in inventing conduct that will best satisfy the
exception required by solicitude, by betraying the rule [of universal law] to the smallest extent
possible” (1992:269). He gives the example of a dying patient unaware of their situation. Should
one tell them the truth of their condition as of right, and risk exacerbating their suffering, or
withhold that information in the hope of avoiding suffering, but at the expense of ignorance? In
this instance Ricoeur recommends a meditation on the meaning of suffering, which might reach
the conclusion that suffering is not necessarily to be avoided, indeed is part of life and cannot be
circumvented. While exercising due compassion for those who are “morally or physically too
weak to hear the truth” (ibid.), it is also possible that “telling the truth may become the
opportunity for the exchange of giving and receiving under the sign of death accepted”
(1992:269-70). Ricoeur makes another interesting ethical statement – claiming that moral
decision-making is, or should be of communal concern.10 This is not to deny responsibility and
agency to individuals, but to recognize of our shared existence. It is not the ethics of the mob that
we seek to endorse, but that derived from “the council of men and women reputed to be the most
competent and wisest” (ibid.272). Practical wisdom is summed up by Ricoeur as a critical
solicitude in the realm of interpersonal relations.
Another aspect of engagement is friendship. Taking inspiration once more from
Ricoeur’s studies in Oneself as Another, Gavin Flood (1999:213) states that: “There must be
mutuality in the fieldwork encounter that entails not only the recognition of the nonsubstituability of self and other, perhaps divided by wholly contrasting narratives, but also entails
reversibility in the recognition that ‘you’ are an ‘I’”. While friendship cannot be forced (and in
some circumstances will be seen as neither desirable nor sought after), it is often a result of the
fieldwork encounter, despite the fact that, as Flood observes, it “is often written out of
14
ethnographies in the interests of a notional objectivity” (ibid.). Fieldwork is the encounter of
different narratives and creation through coevalness of a shared narrative. As such friendship
often “facilitates understanding in the fieldwork encounter and is a positive force rather than an
impediment to objectivity” (ibid.). Okely makes a similar point when she argues that
participation in the field does not “contaminate” objectivity. Rather, total immersion opens the
way to bodily knowledge that “confronts the misconceptions and limitations of verbal
knowledge” (2012:77-8). We are challenged to build bridges between mind and body,
intellectual knowing and embodied engagement.
The final aspect of engagement that calls for our attention is the role of experience. As
psychiatrist and regression therapist Brian Weiss (2000:8) has observed, “Our beliefs can be
altered by the power and immediacy of personal experience. You can begin to understand
something when you experience its essence. Your belief becomes a knowing.” This need not be
first-hand experience, although this is invariably the most powerful mnemonic. If the self and
other are not substitutable, it matters that it is one person and not another who undertakes a
study, engages in fieldwork, reads a text, and sets off on an intellectual journey. We return to
Gadamer’s (1989) description of human experience as consisting of both the “objective
necessity” of the natural world, and the inner experience with its “sovereignty of the will”, and
the necessary dialectic between them. Two individuals experiencing the same event or reading
the same text share an experience of the world, but bring very different inner resources to bear.
The process of guesswork and validation, testing against previous experience, and the exercise of
moral and intellectual faculties, will result in a situated, uniquely individual outcome – true for
that person, but never identical with the truth of another, however closely related and
complementary these truths may be.
Cognitive, empathetic engagement in practice
There are numerous excellent examples of anthropologists and others who have approached
phenomena, broadly related to the study of the afterlife and the world of mediums, spirits and
other discarnate beings, in an open-minded, empathetic manner (cf. Gaffin 2012). I do not want
here to rehearse the case for an anti-reductionist, some might say supernaturalist, position. Such
a case can certainly be made on solid scientific, methodological principles (Tart, 2009). Here,
however, I prefer to look at some case studies in which elements of cognitive, empathetic
15
engagement have been employed in order to assess the impact and empirical utility of the
methodology outlined above.
1.
Spirit Possession
My first examples concern spirit possession, which serve to illustrate the role of personal
experience in the interpretive act. Nils Bubandt, in his study of spirits and politics in North
Maluku, eastern Indonesia, makes a persuasive case for treating spirits as if they were
methodologically, if not ontologically, real. He resists explaining spirit possession as a
phenomenon, and the possessing spirits’ discourse, in terms of the socio-historical, political
context of North Maluku, stating in reverse that contemporary politics needs to be understood in
the light of the (methodological) reality of spirits. Budandt (2009:296), argues that “spirits, when
observed and engaged during possession rituals, are key informants who can be engaged,
interviewed and analysed very much like the conventional key informant technique suggests”.
The ethnographer needs to exercise “the same kind of methodological caution, ethical
circumspection and critical distance” (2009:299) as one would with any other informant in the
field. The justification for this move, in terms of the quality of the ethnographic description and
anthropological analysis, is that for the people of North Maluku (including those who are
internationally cosmopolitan, with impeccable Western educational credentials) the opinion of
ancestor spirits is a crucial aspect of a political discourse in which they are both instruments and
actors. Bubandt suggests that:
when political power is worked out through a constant engagement with the spirits this
has important consequences for the ontology of conducting (and language-games for
talking about) politics and political agency. The spirits are not merely incidental to or
products of politics in such an political ontology. Rather, the spirits are constitutive actors
within this kind of spiritual politics (2009:312).
Budandt did not learn to incorporate spirits but he was present when the spirits spoke
through others, and was urged to converse with them. Of this encounter he writes, “I certainly
felt that I had encountered more people and more potential informants than there were physical
bodies present in the room that afternoon in 2003” (2009:297). This experience raised the
16
general problematic of the assumption of “one-body-one-informant”, as Bubandt (following
Schutz, 1974) puts it, “[w]e all arguably live intersubjective lives in a reality of multiple orders,
in which we all have shifting expressions of self” (2009:297). Bubandt also draws our attention
to Katherine Ewing’s observation that while we may have an over-arching sense of the self
(Ricoeur’s idem identity or “self-sameness”), “multiple and conflicting projections of the self
may coexist within an overarching sense of the self that people around the world struggle to
maintain against the exigencies of life” (Bubandt, 2009:297). Ewing’s suggestion is to locate
these multiple forms of self-representation within a broader socio-political context, and the task
for the ethnographer is to attend to “how such multiple self-representations are organized,
contextualized, and negotiated in dialogue” (Ewing, 1990:274, in Bubandt, 2009:297).
If we seek to apply a methodology of cognitive, empathetic engagement to our subject
matter, the data we have to work with will be influenced by the level of our engagement, which
in turn affects our personal experience. Nils Bubandt remained methodologically agnostic as to
the ontological reality of the spirits with whom he conversed. The experience of anthropologists
who have moved closer to the centre of the action takes on a qualitatively different feel. Their
analysis will reflect this deeper engagement with the spirits. Paul Stoller (1984, 1987) entered the
world of Songhay sorcery in Niger by becoming apprenticed to a sorcerer. He experienced in his
own body the effects of sorcery, felt its power and was terrified by its ontological reality –
ultimately fleeing Niger for the safety of the USA. Jeanne Favret-Saada, studying witchcraft in
Normandy, France, in the 1970s, was drawn into the discourse of witchcraft when she suffered a
series of misfortunes, interpreted as a deflected sorcery attack, and became an apprentice “dewitcher”. Unlike Paul Stoller, Favret-Saada did not conclude that witches really existed – she did
not believe that neighbours were casting spells on one another, but she was clear that the
discourse of witchcraft was real, and had profound effects on people’s lives. Favret-Saada’s
engagement with witchcraft in the bocage (“hedge country”) of Normandy, with its initial
somatic imperative – a mode of experience that opened the door to the otherwise hidden world coloured her interpretive endeavours, resulting in a sensitive and complex account of the
phenomenon of witchcraft, psychic attack and spiritual protection.
A paradigmatic case of experiential engagement with spirit possession is Edith Turner’s
(1992) account of participation in an Ndembu healing ritual in central Africa. Edith Turner had
witnessed the Ihamba (“tooth”) ritual in the 1950s when conducting fieldwork with her husband,
17
Victor Turner. In 1985, however, she was not an observer but close to the centre of the action as
one of a team of five doctors seeking to draw an invasive spirit from Meru, a sick woman.
Whereas on earlier occasions the Turners had been aware of the collective release at the climax
of the ritual, they had not “seen” anything themselves. This time was different, and Turner saw
and felt the spirit’s release from the sick woman, and its subsequent capture by Singleton, the
leading healer, at the critical moment of the ritual. Healing for the Ndembu is a collective act, not
a transaction between doctor and patient alone but a purgation and renewal of community
relations:
Then, when the psychosocial body was ready for some unseen triggering – even perhaps
including that of the white stranger’s frustration and tears – all of a sudden the soul of the
whole group was delivered from its oppression, and the patient’s brain, negated by trance,
allowed her body to open and provide the outlet for the spirit to escape – that opaque
mass of plasma – into the air, to be stuffed into the homey hunting-flavored mongoose
skin pouch” (1992:165).
This event was a conversion, a break-through experience for Turner. She could not deny this
time what she, the Western outsider, as well as the Ndembu, actually saw – the spirit come out of
the sick woman. As Turner wrote later, this event gave her a sense of absolute certainty that
deeply affected the rest of her life: “Because of that event I can stand firm, and often feel truly
happy, without a care” (2006:173). It was not seeing Meru healed of a troublesome, nagging
spirit, in an African village on a November day in 1985 that produced this life-changing effect.
For Turner the event was apodictic, an existential moment in which the ontological reality of
spirits appeared as fact. A (re)conversion to Christianity had not brought about that certainty, but
the insight gained when she saw the Ihamba was carried into Turner’s expansive Christian faith
and practice, as well as all her subsequent anthropological work.
This fine example of cognitive, empathetic engagement led Turner to particular insights
regarding the relationship between spirit and matter in African healing. In a discussion of LéviStrauss’s (1980) tale of Quesalid, the Kwakiutl shaman from Canada’s North West coast, Turner
finds striking parallels with her Ndembu experience. Quesalid was taught to hide a tuft down his
cheek, which in the course of healing would be produced as evidence of a foreign object
18
removed from a patient. Regarding this sleight of hand as trickery, as Western observers have
invariably done also, Quesalid was surprised to find that his patients nevertheless recovered.
Lévi-Strauss’s perceptive observation was that “the coherence of the psychic universe, [is] itself
a projection of the social universe” (1980:446, cited in Turner, 1992:165). Quesalid became a
great shaman because the techniques he had been taught worked. The tufts concealed in his
cheek were not substitutes for an imaginary, absent spirit, but objects designed to call-out and
house the spirit, giving it material form, capturing its essence. Just as many Christians believe
that the Eucharistic bread and wine actually become (house) the body and blood of Christ –
drawn down by the words of the priest during the act of consecration, so the white enamel
ihamba tooth, or Quesalid’s tuft, become the vehicles for a psycho-spiritual presence, no less real
because seen only by a few, on rare occasions, in its material or semi-material form.
What these examples share is a close engagement with the people and events being
studied; willingness to accommodate a world view that incorporates witches, psychic attack and
communication between seen and unseen worlds, and the ability to use this perspective as part of
the ethnographer’s interpretive apparatus. The resulting ethnographies allow the reader to
experience something of these worlds vicariously through the lens of the ethnographer’s firsthand account, and to engage with these worlds through an encounter with the “other”. Rather
than stressing the distance between “their false” and “our correct” beliefs, the reader is given the
opportunity to enter into other worlds and encounter their inhabitants as equals (cf. EvansPritchard, 1976:240-254).
2. Reincarnation
The second theme I have chosen to illustrate ways in which a methodology that incorporates
aspects of cognitive, empathetic engagement can produce new insights and further elucidate
empirical data is reincarnation. The cases related here show how cognitive engagement with the
data and openness to emic interpretations facilitates links between seemingly disparate
phenomena. This in turn enhances access to specific cultural interpretations of reality and areas
of cross-cultural continuity. As Winkelman (2012:200) states:
This engagement with the possibilities provided by the “other” may be an essential aspect
of engaging with these experiences of alternative realities. The mental framework
19
provided by belief and expectation is not merely some self-delusional abandonment of an
appropriately empirical or skeptical attitude, but rather a preparation of the mental fields
that can enable the manifestation of certain phenomena - much as a magnetic field
produced by a magnet provides the organizing framework for the spatial distribution of
the affected metal filings.
Although it is a truism that we filter experience of the other through the lens of our own cultural
understanding, this does not mean that our view of others is necessarily fixed. Indeed, there
would be little point in undertaking ethnographic work, entering physically and imaginatively
into alternative cultures and ways of viewing the world, if we are not open to learn from them
and to change. In my case the new organising framework Winkelman refers to above took shape
over a number of years as a result of comparative data that led me to re-evaluate not so much the
internal logic of the phenomenon of reincarnation, as its ontological status – not something
ethnographers are normally encouraged to consider, but central to those concerned and to an
interpretation of the data nonetheless.
When carrying out doctoral fieldwork among the Bangwa of South West Cameroon in
the 1980s I recorded accounts of individuals being regarded as “single twins”, that is, two people
who had been part of a friendship group in the spirit world of unborn children who had chosen to
be born at the same time to different mothers. Single twins, like more conventional twins born to
the same mother in a multiple birth, are considered especially vulnerable by the Bangwa. If one
of the pair dies they might try to tempt the remaining infant to return with them to the carefree
land of their playmates, mindless of the grief caused to their grieving parents (Brain 1969;
Bowie, 1985). Bangwa cultural explanations of childbirth, loss and spiritual geographies show
somewhat surprising continuities with accounts of Interlife journeys recorded by American
clinical hypnotherapist Michael Newton (1994, 2004, 2008), despite cultural differences, such as
the Bangwa’s telluric notion of the spirit realm as opposed to one located in the sky or “higher
planes”. Newton’s therapeutic practice strayed accidentally into clients’ recall of apparent past
lives and periods between lives, or life-between-life (cf. Weiss, 1988). The published results are
fascinating and suggestive for their internal consistency and for their many points of contact with
other cultures and historical periods. The Bangwa world of spirit children, seen within this
context, appears less as rather exotic beliefs rooted in an African world-view, than another
20
instance of a well-rehearsed pattern, familiar from many varied sources, including Theosophical
writings, data from mediums and clairvoyants, and accounts of near-death experiences. The
comparative ethnographic picture that emerges involves the idea that people do not progress
through their lives or cycle of lives alone, but with a group of friends or “soul group” with whom
they often choose to reincarnate in order to provide support, and to learn certain pre-determined
lessons designed for spiritual growth (Schwartz, 2007). The notion of a carefree childhood realm
in which those who die young are given the time and nurture they need to grow and mature
before returning, often to the same family, appears in Western as well as non-Western sources, as
efeng, for example, among the Bangwa, as Summerland or Devachan in Theosophical writings
(Besant, 2006), as a dedicated area of the astral world in which children are looked after in some
channelled writings (Sandys & Lehmann, nd:5; Taylor, 1999:102).
Reading similar accounts from so many disparate sources led me to question my initial
assumption that Bangwa descriptions of the world of spirit children were an essentially
“imaginary” cultural artefact. I am open to the possibility that a predisposition to religiosity or
certain forms spiritual experience may be epiphenomena of chemical or electrical activity in
certain regions of the brain, although such explanations are by no means clear-cut (cf. van
Lommel, 2012; Beauregard, 2012). When it comes to the actual content of the experience or
religious narrative, brain chemistry is inadequate as an explanation. How, for instance, would
shared neurological functioning gives rise to the idea, shared across many cultures and historical
periods, that those who die as children continue to mature in the spirit world, or that human
beings belong to a “soul group” that persists across and between lives? Culturally functionalist
explanations, while often enlightening, similarly fail to account satisfactorily for continuities
across disparate times and cultures (cf. Daniels, 1974). This does not make such notions
objectively veridical or testable, but it is a fact that they reappear in individual and cultural
narratives time and time again.
Antonia Mills (1994) describes a similar shift in perspective in relation to tales of
reincarnation among some of the native peoples of British Columbia. Being neither interested in
nor open to the idea of reincarnation, she initially failed initially to listen to the stories she heard,
or to recognise the role played by reincarnation in local conceptions of personality. It was the
experience of working with Dr Ian Stevenson, founder of the Division of Perceptual Studies at
the University of Virginia, which led Mills to re-evaluate her own field material. Stevenson
21
undertook years of painstaking research in many parts of the world on children who claimed to
remember past lives.11 The predominant interpretation among anthropologists and other Western
scholars tends towards the social construction hypothesis. It is assumed, without compelling
evidence, that cultural notions of personality, reincarnation, personhood and the afterlife are
sufficient to account for examples encountered in the field of people who claim to remember past
lives. Stevenson and his colleagues collected well in excess of 2,500 cases of children who were
identified, and identified themselves, as another pre-deceased named individual. Stevenson’s
data indicates that where it occurs, the conviction of having lived before in another personality
expresses itself very early, generally as soon as the child learns to talk, but fades away by about
the ages of seven or eight.12
Mills (1994:259-261) outlines several limitations of the social construction hypothesis as
an adequate explanation of (all) occurrences in which a child believes that they have lived
before. (1) If information relating to a past-life is gleaned from cues picked up from adults,
consciously or unconsciously, one might expect these to increase rather than decrease with age
as the child becomes more adroit at picking up pertinent information relating to the deceased. (2)
If reincarnation is socially accepted and normative, and sometimes represented culturally in
naming practices, one might expect a higher percentage of children to relate to a named forebear.
(3) Birthmarks and birth defects sometimes bear a striking resemblance to injuries, defects or
blemishes acquired by the previous personality. It is not just on children that such marks are
sometime apparent. An English psychiatrist and Senior NHS Consultant, Arthur Guirdham
(1974), came to the conclusion that he belonged to a group of people who in a previous twelfth
century life had been Cathars in the Languedoc region of Southern France. The “evidence” for
this claim was derived from numerous sources, including dreams, visions, clairaudience,
synchronous coincidence and archival research, all presented in a somewhat quizzical down-toearth manner. One of the several factors that helped Guirdham identify one individual with her
previous personality was the presence of unexplained marks on her side that resembled burns
corresponding to a particular instance in which, as a persecuted Cathar, she had been struck with
a burning torch (cf. Stevenson, 1997). When their psychic channels and memories were
becoming more active, members of Guirdham’s group also appeared to take on aspects of the
personality, pre-occupations, skills and ailments of their twelfth-century counterparts. It should
22
be noted, however, that in a review of this case by the writer Ian Wilson, Guirdham was
unwilling or unable to supply any firm, independent corroboration of his accounts (1981:36-46).
The cases of supposed reincarnation studied by Mills, Stevenson and others are not taken
as proof (verification) that the phenomenon is real, nor that the stories recounted are
straightforward accurate accounts with ontological veracity. In many instances, however,
reincarnation appears to be the best explanation of the data, and on rational grounds (assessing
the evidence and looking for validation) must be admitted as a possibility. If reincarnation is
provisionally accepted, this would indicate that “personality may be more than the product of
socialization of an individual with a particular genetic makeup” (Mills, 1994:265). The
suggestion from some of Stevenson’s cases that children may choose their parents is also echoed
in subsequent studies in different contexts (Tomlinson, 2005:125-6).
Margaret Mead (1963) suggested that societies select for particular temperaments. Mills
(again supported by more recent studies) goes further than this, proposing that:
One implication of the reincarnation hypothesis is that the diversity of human
temperament within and between different cultures may in part result from the interplay
between socialization in past and present lives in which the previous lives remain largely
inaccessible to conscious memory. The individual subconscious might then contain not
only the parts of the current life that the individual has consciously or subconsciously
suppressed but memories both good and bad from previous lives which manifest for most
people only occasionally in déjà vu experiences, or when seeming to recognize people or
places seen for the first time, or inexplicable philias, phobias and interests (1994:266).
Whereas the personal, paradigmatic experiences of Edith Turner and Paul Stoller grew out of
particular participatory events, it is equally the case that cognitive, empathetic engagement may
lead, as with Antonia Mills, to an accumulation of data that is tested over time and which is
continually cross-referenced and revised in the context of comparative cases and new
information. Lee Wilson’s proposal for a sceptical anthropology (2012:45) implies the rejection
of a stance of automatic incredulity towards the claims of others. In these examples adopting a
cognitive openness to accounts of reincarnation enables the researcher to incorporate new data
into a dynamic evaluative framework. The goal is not to prove a particular point but to use the
23
best available data in order to gain a deeper or richer understanding of ways in which we
experience and express our humanity, and understand our place in the world.
Conclusion
One might draw the conclusion from these two examples (spirit possession and reincarnation),
that belief in the ontological reality of spirits or an afterlife is being privileged, and is
hermeneutically superior to agnosticism, or to attestation of their methodological but not
ontological reality. Applying a methodology of cognitive, empathetic engagement does not,
however, predicate such a view. The ethnographer seeks to enter into a dialogue with his or her
subject, aware of the possible multiplicity of identities of both self and other, in order to
construct what can never be a definitive description or interpretation of reality. New data will
present itself, new possibilities of verification, deeper levels of self-awareness and intuitive
perception – which in turn will be challenged by alternative descriptions and interpretations. As
the title of David Young and Jean-Guy Goulet’s (1994) collection of essays suggests, being
changed may well be part of this dialectic, as many investigators have documented.
There are numerous cultural, religiously informed anxieties that introduce a fear of death
– that the incorrect performance of rituals will deny one the status of an ancestor, or that failure
to confess and repent of one’s sins will consign the soul to an eternity in hell, for example. It is a
feature of more direct, unmediated experiences that fear of death diminishes (Fox, 2003:279288). The sense of being alone in the world, separated from those who have died, is often
replaced by a sense of connection (van Lommel, 2010:208-9). Paul Ricoeur (2006:132), paying
homage to Saint Augustine in Book 10 of his Confessions, observes, we do not enter the field of
history “with the single hypothesis of the polarity between individual memory and collective
memory”, that is, alone against the world or in the face of history, but with those who love us.
They may not approve of our actions, but in the equality and mutuality of esteem that Ricoeur
termed “attestation”, they approve of our existence, as we in turn affirm theirs. Brian Weiss’s
contact with “Catherine” and the “Masters” who purportedly spoke through her, convinced
Weiss that “when we reawaken the knowledge that we are all spiritual beings, our values shift
and we can finally become happy and peaceful” (2000:112). Tim Ingold makes a strong case for
“studies that are with people rather than of them” (2011:226). A dialogical approach to studying
the afterlife in which we seek to engage intelligently, empathetically and respectfully with others
24
may not lead to profound and life-changing insights, but it does have the potential to enlarge our
understanding of what it means to be an embodied, material human being. One cannot participate
in another culture or engage with a set of ideas as if they were somehow separate from the
observer – we now know that this is true even of inanimate laboratory specimens or quantum
particles (Rosenblum and Kuttner 2007). As Evans-Pritchard noted, the ethnographer is often
(always?) subtly transformed by the people they are making a study of:
I learnt from African “primitives” much more than they learnt from me, much that I was
never taught at school, something more of courage, endurance, patience, resignation, and
forebearance that I had not great understanding of before. Just to give one example: I
would say that I learnt more about the nature of God and our human predicament from
the Nuer than I ever learnt at home (1976:245).
What is key, however, is not the moral, emotional or intellectual transformation of the
anthropologist, but our ability to understand, describe and interpret (translate) the world of the
people or phenomena we are studying. It is my contention that without utilising the tools of
cognitive, empathetic engagement our ability to do justice to subjects as central but contentious
as death, afterlife beliefs, mediumship, and spirit possession is inevitably diminished. Employing
this methodology, on the other hand, has the potential to illuminate an integral, if often ignored
or derided, area of human religious and cultural experience.
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Notes
1 Hans-Georg Gadamer (1989) pointed to the necessity of establishing a methodology for the
human sciences that takes account of our responses both to the natural world of “objective
necessity” and the inner world of our personhood in which we have the capacity to “subject
everything to thinking”. It is this inner world in which we form our conscience, that gives us our
36
autonomy and agency as human beings, although always in a dialectical relationship with the
inescapable physicality of our bodily material existence.
2 The ethnographer or scholar undertaking a study of the afterlife need not accept these
propositions as “true”; I am here outlining the parameters of the field of inquiry. Although this is
not the place to go into a history of ideas concerning survival of consciousness, the debate
between those who understand consciousness as a component of the physical body, and those
who see the body as a vehicle for consciousness, has a long pedigree in Western thought (cf.
Hyslop [1913] 2012, Krippner and Friedman, 2010).
3 For an example of the former approach see, for instance, Greenfield (1998) which attempts to
fit rich ethnographic data on Brazilian Spiritist healing into a framework termed ‘cultural
biology’. Some of the problems of an inherent reductionism are discussed in Turner (1993) and
Winkelman (2012). Authors who have come closer to validating emic categories, and have
examined the difficulties many Western scholars have in taking them seriously, include Samuel
(1993), Hutton (2001), Campbell (1989), Gottlieb (2004) and Turner (1996). The ethnographic
complexity of mind-body relations, and the importance in some contexts of relations with spirits
and ancestors in understanding illness, for instance, is clearly illustrated by Scheper-Hughes and
Lock (1987:21).
4 Several studies of patients who have suffered a cardiac arrest while in hospital indicate that the
nearer someone comes to clinical death, the more likely they are to have a near-death or
temporary-death experience, that is, conscious (accurate and verifiable) recall of events that took
place when they were registering no brain activity (Fenwick & Fenwick, 2008:206-212; Carter,
2010). These clinical studies are supported by a wealth of anecdotal evidence. Physical
mediumship is another area said to offer a challenge to a materialist interpretation of
consciousness. See, for instance, Grant and Jane Solomon’s (1999) account of the results of the
Scole Experimental Group researches into physical mediumship in the 1990s.
5 Participation in the lives of those studied has a long history within anthropology,
from Malinowski and Radcliffe-Brown in the early decades of the Twentieth Century onwards.
For an excellent account of the place of participant-observation as a key methodological
component of anthropological knowledge see Okely (2012). There is also a tradition of using
one’s own experience as fieldwork data and as an interpretive tool. See, for instance, the very
different ways this can be done in Ingold (2011:220-226), who argues that to merely observe and
37
not to participate is to take the life out of anthropology, by Jakobsen (1999), who analyses her
own experience of taking part in shamanic workshops to link into the experience of others, and
the literature on shamanism, and Renato Rosaldo (1993), who uses his own grief at his wife’s
death to understand the violent anger of Ilongot headhunters in the Philippines.
6 From “The Model of the Text: Meaningful Action Considered as Text” in From Text to
Action, cited in Dauenhauer (2005:7).
7 Co-presence could include a text and its reader as well as face-to-face contact.
8 Victoria Hislop, The Return (2009). Interview with Razia Iqbal, 1st May 2010
(http://bbc.co.uk/i/s8k10/)
9 Malinowski’s enforced residence on the Trobriand Islands during the War, was due to his
status as an “enemy alien” (a Pole working in Australia, but carrying out fieldwork in the
Oceanic Trobriand Islands off the coast of Papua New Guinea). As many fieldworkers have done
since, he made the best of his situation and demonstrated in his subsequent writings the benefits
of long-term engagement with one’s informants, learning their language, taking part in their
ceremonies and daily activities and getting to know them as individual people rather than
exemplars of a primitive way of life. The result was a classic series of monographs on Trobriand
life that formed the basis for a more engaged anthropological practice. See, for instance,
Malinowski 1922 and1929.
10 I would distinguish between ethics, as a system of norms and ideas, and morality, as a
personal ethical code, relating to the development of an individual conscience. While notions of
morality may vary from one person to another they will also invariably position themselves in
relation to wider ethical systems, positively and negatively.
11 Stevenson and colleagues at the University of Virginia Division of Perceptual Studies have
published numerous books and articles detailing this work over several decades. For a good
summary of his work, see Stevenson 1987, 1997, 2001.
12 This is consistent with Theosophical and other accounts of pre-birth memories and the
relationship between the spirit and body. The spirit of a child in utero is said to roam fairly
freely, although maintaining contact with the body. It is certainly aware of events and people,
including their thoughts and emotions that occur outside the mother’s body – and in certain
circumstances may be able to recall verifiable information that could not possibly have been
available to the foetus. The relationship between the spirit and body becomes more stable at
38
birth, when amnesia concerning the spirit’s true identity sets in. In many cases, however, this
amnesia is not complete, and fades gradually, usually diapering altogether around the age of
eight (Newton, 2008:381-394).
39