AMISOM (2007-2023) Lessons Learned: A Robust Peace Support Mission
and Human Security
By: Leon Kukkuk, Yared Debebe, and Hiwot Arkiso
Executive Summary
The crisis in Somalia has been so protracted that the African Union
Mission in Somalia (AMISOM) went through several distinct phases. The
mission provides the clearest opportunity to compare responses to conflict
dynamics over time from which important lessons can be learned.
AMISOM originated as an attempt to protect and foster initiatives to
rebuild the state. But from 2011, the African Union (AU) called on the
international community, and in particular the UN, to take the steps to
fully assume its responsibilities towards the Somali people.
By the beginning of 2016 the UNSC also encouraged the United Nations
Assistance Mission in Somalia (UNSOM) to enhance its interaction across
Somali civil society, including women, youth, business and religious
leaders, and to ensure that their views are incorporated in the political
processes. Somalia also moved on to a new phase of state-building and
security sector reform for the Somali National Security Forces (SNSF) to
assume greater responsibility for security.
From 2017 the AU PSC started endorsing recommendations for the
gradual reduction of AMISOM personnel.
The numerous challenges faced by AMISOM resulted in significant
evolution in its mandate, reflecting an increasing understanding of the
challenges faced by civilians. The mandates and the mission adapted to
the conflict as well as to efforts to stabilize the country.
Mandates stressed concerns on violations of human rights, including
extrajudicial killings, violence against women, children and journalists,
arbitrary detention and pervasive sexual violence. The mission established
its own mechanisms to facilitate prevention, protection and mitigation of
these violations. But discussion or consideration for people oriented
security models lagged behind the militarised security response.
Mapping exercises that included an analysis of the motivations behind
various forms of violence could have helped the mission design more
sustainable protection and address the underlying drivers of conflict.
Using a military approach, AMISOM was not able to effectively support
the delivery of the political, economic and social elements required.
Expectations of what AMISOM could have achieved was likely unrealistic
with AMISOM extending itself further than it should have done.
UNSC Resolution 2551 on November 2020 effectively rounded off the
evolution of AMISOM's mandate, recognizing the need for a gradual
transition to a mission that reflects the changing dynamics and priorities
in the country, the African Union Transition Mission in Somalia (ATMIS).
Key Points
1. AMISOM originated as an attempt to protect and foster initiatives
to rebuild the state.
2. An important challenge of the mission was of how to protect
Somali civilians. The mission was not able to help deliver the
political, economic and social elements of the support to Somalia
using a military approach.
3. The
discontinuities between justification for
intervention and
priority tasks outlined in the mandates was never resolved
(Confusion around different demands on a robust peace support
mission,
military
operations
and
the
relative
importance
of
protection of civilians, humanitarian aid, maintaining the rule of
law, and adherence to International Humanitarian Law (IHL)).
4. Implementation
often
focused
on
short-term
responses,
emphasising outputs rather than longer-term outcomes.
Background
AMISOM operated in Somalia for seventeen years in a very dynamic
security and political environment. It was the first, largest and most
deadly African Union led mission and thus provide an important
indicative experience from which important lessons can be learned. The
crisis in Somalia has been so protracted and the AU-led mission has gone
through several very distinct phases that the mission provides the clearest
opportunity to compare responses to conflict dynamics over time.1
This paper aims to focus primarily on the human security related lessons
that emerged from the mission, although the mission never had a
deliberate human security mandate or operational doctrine. It is intended
to compliment a study in Human Security in AU PSOs and broadly follow
the structure of the main report in that study.2 As was the case in the
overall study, this paper discuss Protection of Civilians (PoC), Human
Rights (HR) and International Humanitarian Law (IHL) as proxies for
Human Security.
1
Chronology of UNSC responses to events in Somalia can be found at
[https://bit.ly/47dzrP3]
2
Kukkuk, Leon; Debebe, Yared, Warsame, Fahria & Arkiso, Hiwot, 2024
AMISOM originated as an attempt to protect and foster initiatives to
rebuild the state. This protection was considered necessary because of the
existence of various factions in society that violently opposed these
initiatives and challenged the legitimacy of nascent forms of central state
authority. The United Nations Security Council (UNSC) mandate 1744 of
20 February 2007, establishing the AMISOM mission, stressed the need
for broad-based and representative institutions reached through an allinclusive political process in Somalia. Mandates for the next four years
continued to focus on assisting the Transitional Federal Government (TFG)
in the development of the Somali Police Force and the National Security
Force.
African Union Peace and Security Council (AU PSC) Resolution 203 in
2011
authorized
AMISOM
to
support
state-building
efforts,
good
governance, and building the security institutions.3 AMISOM's mandate
initially focused mainly on peacekeeping and providing support to the
TFG based in Nairobi.4
From 2011, the AU, through the PSC, called on the international
community, and in particular the UN, to take the steps expected to fully
3
This was supported by UNSC Resolution 2036. This resolution highlighted the
importance of capacity-building and political reconciliation.
4
United Nations (UN) Security Council. (2020a). S/RES/1744 (2007) | Security Council.
Un.org. https://main.un.org/securitycouncil/en/s/res/1744-%282007%29
assume its responsibilities towards the Somali people, in line with the
relevant provisions of the UN Charter.5
AMISOM was given the authority to take all necessary measures to
protect civilians and facilitate access to humanitarian aid. From 20102012 AMISOM’s mandate expanded contrary to the initial intention
authorising the mission for only six months. The PSC authorized the
deployment of additional troops.
Al-Shabaab escalated their attacks from 2013 to 2015. The AU PSC
and UNSC responded by consistently prioritizing strengthening AMISOM's
capacity to counter extremism.6 In 2012, the AU PSC again authorized a
significant expansion of troop strength to counter the threat posed by alShabaab.7
On 18 September 2012, after the establishment of the Federal
5
Peace and Security Council of the African Union (AU). (2021). Communiqué of the
293rd Meeting of the Peace and Security Council Held on 13 September 2011,
Addis
Ababa,
Ethiopia.
Africa-Union.org;
African
Union
Commission.
https://papsrepository.africa-union.org/handle/123456789/1119
6
Resolution 2124 of June 2013 authorized the deployment of additional troops and
resources. It also emphasized the importance of building Somali security force capacity
and promoting political reconciliation.
7
AU PSC Resolution 2036, in February 2012
Government of Somalia (FGS), tenuously based in Mogadishu, Resolution
2067
emphasized
that
protecting
and
promoting
human
rights,
investigating breaches of international humanitarian law and bringing
those responsible for such breaches to account will be essential for the
legitimacy of the new Somali authorities.
Very importantly, in 2013 the UNSC encouraged AMISOM to develop an
effective approach to the protection of civilians and was given an explicit
Protection-of-Civilians
(PoC)
mandate.8
There
were
also
persistent
allegations that AMISOM violated the laws of war and was unable to
protect civilians.9 The heavy presence of AU troops brought some stability
but also reignited hostilities, rivalry and retaliatory attacks by militant
groups against potential targets.
By the beginning of 2016 the UNSC also encouraged UNSOM to enhance
its interaction across Somali civil society, including women, youth,
business and religious leaders, and to help ensure that the views of civil
society are incorporated in the various political processes.10 It remained
8
United Nations (UN) Security Council. (2020). S/RES/2093 (2013) | Security Council.
Un.org. https://www.undocs.org/S/RES/2093(2013)
9
UNSOM/OHCHR, 2019 “Protection of Civilians Report Building The Foundation for
Peace, Security and Human Rights in Somalia: 1 January 2017 – 31 December
2019”
https://unsom.unmissions.org/sites/default/files/protection_of_civilians_report.pdf
10
United Nations (UN) Security Council. (2016, March 24). Security Council Authorizes
focused on supporting peace and reconciliation, conflict resolution, the
state formation process, the electoral process, and the promotion and
protection of human rights.11
From 2016 Somalia moved on to a new phase of state-building and
security sector reform. The AU PSC and UNSC responded by supporting
the
Somali
National
Security
Forces
(SNSF)
to
assume
greater
responsibility for security, reinforcing the need for AMISOM to prioritize
capacity-building efforts for the SNSF and highlighting the importance of
coordination between AMISOM and other international partners to
achieve sustainable peace.12
From 2017 the AU PSC started endorsing recommendations for the
gradual reduction of AMISOM personnel and reorganization to support
Mandate Extension for United Nations Assistance Mission in Somalia, Adopting
Resolution 2275 (2016) | Meetings Coverage and Press Releases. Un.org.
https://press.un.org/en/2016/sc12301.doc.htm
11
United Nations Security Council. (2017). Resolution 2358 (2017). https://daccessods.un.org/access.nsf/Get?OpenAgent&DS=S/RES/2358(2017)&Lang=E
12
United Nations (UN) Security Council. (2017). Security Council resolution 2372 (2017)
[on authorization to the Member States of the African Union to maintain the
deployment of the African Union Mission in Somalia (AMISOM) until 31 May
2018]
|
Refworld.
Refworld.
https://www.refworld.org/reference/countryrep/unsc/2017/en/118245#:~:text
=UNHCR-
SNSF.13
By June 2020, UNSC Resolution 2525 underscored the commitment to
supporting Somalia's state-building and stabilization efforts. It reflected a
strategic shift towards a more sustainable and Somali-led security
architecture. AMISOM's mandate expanded from traditional peacekeeping
to include counter-insurgency operations, increased focus civilian
protection, and stronger support for political transition.
Key knowledgeable informants spoken to over the last six years of the
mission, consisting of senior officers, UN and AU officials, and Somalis
identify a number of factors, affecting the TCCs to varying degrees, that
threatened AMISOM’s ability to achieve the objectives of its mandate:
1. AU troops do not have a relationship with the local population.
2. They do not speak the language and they do not know the
culture of people on whose behalf they are acting.
3. They are not trusted within the community,
4. They rely on the use of force which is often counter-productive.
5. Their presence precludes the possibility of mutual dialogue
13
The phased reduction was suggested in AU PSC Resolution 242 of 2017. This started
the gradual drawdown of troop levels and the transfer of security responsibilities
to Somali forces. UNSC Resolution 2431 on July 2018 supported this process.
between the Somali government and their rival militant groups.
UNSC Resolution 2551 on November 2020 effectively rounded off the
evolution of AMISOM's mandate. The Resolution recognized the need for a
gradual transition from AMISOM to a reconfigured international support
mechanism that reflects the changing dynamics and priorities in the
country. It called for the establishment of a successor mission to AMISOM,
the African Union Transition Mission in Somalia (ATMIS), mandated to
providing support to the SNSF that is better aligned with the country's
evolving security needs and changing political context.
The original approach was that AMISOM will provide security until the
Somali National Army (SNA) was able to address the threat from alShabaab themselves. The mission was then to scale back geographically
and become a Quick Reaction Force (QRF) of sorts, providing rapid surge
capabilities for Somali security actors. Al-Shabaab responded to this by
demonstrating that if AMISOM can fall victim to their attacks, then the
Somali National Army (SNA) can too. Al-Shabaab was especially effective
in this tactic from 2013-2015. Although their effectiveness declined
subsequently, the mission was never able to comprehensively reduce the
risk posed by this group. In addition, developing the SNA as an effective
fighting
force
was
slow.
The
Ethiopian,
Djiboutian
and
Kenyan
contingents supported, trained and equipped militias in their sectors. It
may have been militarily convenient but the political repercussions was
unpredictable.
Dynamics Impacting the Mission: Mandates, Politics, Implementation,
Civil Society and Local Actors
A. On Mandates
The numerous challenges faced by AMISOM resulted in significant
evolution in the mandate of the mission, influenced by both the AU PSC
and the UNSC. The mandates and the resulting mission response adapted
to the dynamics of the conflict as well as to efforts to stabilize the
country by both the UN and a diverse range of actors from the
international community.
An examination of the distinct mandates provides useful insights into the
mission’s difficulties.14 Resolution 1897 of November 2009 emphasized
the need for AMISOM to ensure the safety of civilians. This resulted in
AMISOM to adopting a more forceful and robust approach to civilian
14
A more detailed insight can be found here: Kukkuk, Leon, (yet to be published), Special
Peace And Security Report: The Evolution of Concepts
and Language in UNSC
Mandates in typical AU Led Peace support Operations and AU PSC Communiques, Volume
I Issue _, Institute for Peace and Security Studies
protection. Subsequent mandate renewals reinforced this approach.
The mandates circumscribed the scope of the mission’s responsibilities and
tasks with regard to civilian protection. Confusion often arose around
various responsibilities of the mission and how and by whom they should
be implemented. Mandates used the language of protection of civilians,
humanitarian aid, maintaining the rule of law, and adherence to
International Humanitarian Law. It was not often clear, from the
mandates alone, if the mission obligations ended with upholding IHL. In
practice the TCCs quickly discovered that they cannot effectively fight,
much less defeat, al-Shabaab without the support and protection of the
population. Extending mission responsibility to proactive protection
activities, much closer aligned to the concept of human security, emerged
as a key operational imperative and essential to mission effectiveness.15
The mission struggled to convert intentions into a relevant operational
approach. Failure started at the mandate level - in approach, in
assumptions, in language used, in implementing mandated instructions
into operational practice.
On 18 September 2012, after the establishment of the Federal
Government of Somalia (FGS), tenuously based in Mogadishu, Resolution
15
Interviews with
Documents
key informants, 2016-2023 and AMISOM
reports
and Key
2067 for the first time, emphasized that protecting and promoting
human rights, investigating breaches of international humanitarian law
and recognising that bringing those responsible for such breaches to
account will be essential for the legitimacy of the new Somali authorities.
Resolutions gradually evolved to specifically emphasising protecting the
human rights of vulnerable groups. Emphases came to be placed on the
importance of UNSOM adhering to the Secretary-General’s Human
Rights and Due Diligence Policy (HRDDP), introduced in 2013, and the
United Nations Zero-Tolerance Policy on Sexual Exploitation and Abuse.16
HRDDP provided a more structured approach to assess and mitigate
human rights risks associated with mission activities, ensuring that its
actions and military operations do not harm civilians.17
Successive resolutions continously stressed concerns on unabated violations
16
Resolution 2102 on 02 May 2013. AMISOM’s initial mandating process was event
driven rather than context-driven. AMISOM has had to become a ‘party to the conflict’ in
order to protect Somalia’s transitional federal institutions (TFIs) in a high-threat
environment. The mission conducts active counter-insurgency and counter-terrorism
operations. AMISOM’s logistical support, provided by the UN, was designed for traditional
peacekeeping operations and thus has not been a perfect fit for the mission’s needs
(Wondemagegnehu & Kebede, 2017).
17
AMISOM reports 2013-2022
of human rights, including extrajudicial killings, violence against women,
children and journalists, arbitrary detention and pervasive sexual violence
in Somalia, including in camps for internally displaced persons (IDPs),
and underscoring the need to end impunity, uphold human rights and to
hold accountable those who commit such crimes.18
The international community quickly recognized the imperative of
prioritizing civilian protection in the mission. A number of statements
from the UNSC and AU-PSC urged AMISOM to do what it can to track
and reduce civilian harm, including from its own activities.
B. Political Responsibilities
In 2012, Foreign Policy in Focus observed that the international
community, led by the UN, is the architect of convoluted and short-lived
political agreements, that is not only confusing the Somali people but is
18
United Nations (UN) Security Council. (2020b). S/RES/2124 (2013) | Security Council.
Un.org. https://main.un.org/securitycouncil/en/s/res/2124-%282013%29
United Nations (UN) Security Council. (2020a). S/RES/2093 (2013) | Security Council.
Un.org. https://www.undocs.org/S/RES/2093(2013)
United Nations Security Council. (2017). Resolution 2358 (2017). https://daccessods.un.org/access.nsf/Get?OpenAgent&DS=S/RES/2358(2017)&Lang=E
also baffling international experts monitoring the Somali case.19
AMISOM faced substantial difficulty in implementing civilian protection
initiatives due to mixed messaging and inconsistent communication
between the mission in Mogadishu and the AU in Addis Ababa. Mixed
messages
ranged
from
operational
requirements
to
strategic
considerations. This resulted in confusion, blurred lines of responsibility,
and divergent views on how to effectively protect civilians.20
To make matters worse, in September 2014 a major controversy
erupted
when
AMISOM’s
reputation
was
badly
damaged
by
the
publication of a Human Rights Watch report alleging that personnel had
sexually exploited and abused local civilians and had been doing so for
some time with impunity.21 Abuse and widespread local perceptions that
such abuse are continuous hampered AMISOMs ability to build a strong
relationship
with
the
local
population.
After
initially
denying
the
allegations, the AU and AMISOM investigated. The report of the
19
Foreign Policy in Focus 20 February 2012
20
Williams Paul, 2018
21
HRW, 2014 The Power These Men Have Over Us: Sexual Exploitation and Abuse by
African
Union
Forces
in
Somalia,
September
https://www.hrw.org/report/2014/09/08/power-these-men-have-overus/sexual-exploitation-and-abuse-african-union-forces
2014
investigation was never publicly released. Instead, the AU issued a press
release summarizing the principal findings and recommendations. The
press release suggested that AMISOM’s Conduct and Discipline Office must
monitor all reported cases of Sexual Exploitation and Abuse (SEA) and
that the AU Commission should establish an Office of Internal Oversight
Services to investigate such issues.22
In addition to encouraging and pressing government authorities to
actively engage in civilian protection efforts, the mission established its
own mechanisms to facilitate prevention, protection and mitigation of
human rights violations. The number of allegations of SEA did decline
over time, due to remedial actions. There were criticisms regarding the
slow progress in enforcing a "zero tolerance" policy and introducing visible
accountability measures for TCCs.
AMISOM had already proposed a Civilian Casualty Tracking, Analysis, and
Response Cell (CCTARC), receiving support from the UNSC in Resolution
2036 in February 2012. This initiative was intended to monitor, analyse,
and
address
civilian
casualties
during
military
operations.
The
establishment of CCTARC was considered essential for improving the
22
Williams, Paul D. & Hashi, Abdirashid, 2016, Exit Strategy Challenges for the AU
Mission in Somalia, Heritage Institute, February 2016
safety of civilians.23
The UNSC would repeatedly express concern about AMISOM's delay in
establishing CCTARC, underlining the increasing importance placed on
addressing issues related to sexual violence and encouraging accountability
within the mission.24
Along with this, the Concept of Operations (ConOps) and the Rules of
Engagement (RoE), establishing the parameters of military actions, also
evolved to respond to a more robust civilian protection mandate.
Eventually civilian protection extended beyond physical safety to also
cover a broader spectrum of needs and rights. The mission began to
develop a more nuanced understanding of the relationship between
security,
PoC,
RoL,
humanitarian
assistance,
and
development
in
contributing to the overall well-being of civilians in conflict zones that
goes beyond mere physical protection.25
The importance of accountability in its civilian protection efforts became
to be recognised but accountability mechanisms and reporting in fostering
trust between the mission and the local population lagged behind.26 The
reporting of progress or setbacks subsequently recorded shows a degree of
23
Kukkuk and Debebe, 2024
24
Ibid & Kukkuk, Debebe, Warsame and Arkiso, 2024
25
Abdulahi, 2020
26
Li, 2019 & Kukkuk and Debebe, 2024
polemics that one would not expect in an optimally functioning mission
with proper investigation and reporting mechanisms. The most complete
attempts are two reports by Human Rights and Protection Group (HRPG)
of UNSOM in December 2017 and December 2019.27
The first of the reports observes that the findings and analysis are a first
attempt to quantify civilian casualties (civilians killed and injured in the
context of the armed conflict). It notes limited accountability for civilian
casualties, as investigations into such incidents and prosecutions of
individuals responsible for violations resulting in civilian casualties are rare.
Nevertheless the UNSG’s 2023 report on the financing of AU PSOs
indicates that missions such as AMISOM tend to use more force and,
therefore, have more civilian causalities. A lot more need to be done to
make future missions more responsive to civilian protection.
Williams noted in 2013 that AMISOM and its partners cannot protect
all Somalia’s civilians from everything. PoC must “not be seen as a
substitute for political engagement to resolve the war.” It was initially a
war fighting mission and it continually faced challenges of transcending
this obligation in terms of concretely making a contribution to resolving
the political and economic elements of the support to Somalia, tasks
largely entrusted to UNSOM.
27
Kukkuk, Debebe, Warsame and Arkiso, 2024
C. Implementation
AMISOM had a contradictory relationship with the challenge as to how to
protect Somali civilians, especially during military operations. The mission
struggled with the insurmountable difficulty of accurately verifying the
types of civilian harm in a complex environment. The variety of different
perpetrators were hard to identify. Al-Shabaab adopted a range of
tactics that were designed to increase the harm to civilians during
AMISOM operations.28 The mission was presented as a brutal occupying
force in Mogadishu and accused of harming civilians. This was through
indiscriminate fire policies, targeting of civilians mistaken for enemy
fighters and also by failing to protect civilians from al-Shabaab snipers
and attacks.29
Using a military approach, AMISOM was not able to effectively support
the UN and other agencies, which have shared some of the responsibilities
for the delivery of the political, economic and social elements that
Somalia required for recovery from fragility. It is not what the military is
designed, trained and equipped for. AMISOM needed to concentrate on
tackling insecurity and instability only where it could do so effectively. It
frequently overstretched itself trying to fix too many problems at once.30
28
Williams Paul, 2013
29
ibid
30 Interviews with AMISOM officials, 2016-2023
In the minds of Somalis there developed a sense that peace-building is by
and large driven by outside rather than Somali interests.31 Feedback
from a cross-section of face-to-face interviews in Somalia in 2023 found
that (most) civilians do not know and understand the role of AMISOM.
The manner in which AMISOM is perceived by citizens varies fairly widely
and within different segments of society such as civilians, government
officials, young people and women and men, although there is overlap
and convergence on many matters. Even if there is recognition that the
intervention did manage to contain violence to some degree, citizens can
be highly sceptical and even hostile to the actions taken for their
protection. People in positions of power tend to be more sympathetic to
the mission. There is a widespread perception that AMISOM was only
interested in engaging with powerful people and powerful institutions. In
fact, a common response was that AMISOM is of no benefit to ordinary
Somalis.32
Looking at the Somalia context in 2000s and the establishment of
AMISOM, the Somali public were not consulted before the deployment of
mission. There was also no credible, representative body or government
that allowed it. It was by and large an outside imposition.
31 Menkhaus, Ken, 2011, Background Case Study - Somalia And The Horn Of Africa,
World Development Report 2011
32 Kukkuk, Debebe, Warsame and Arkiso, 2024
AMISOM eventually adopted a gender-responsive approach to civilian
protection. The integration of a gender perspective in its operations
helped to align protection measures to the diverse needs of the population,
particularly considering the prevalence of sexual and gender-based
violence.33
In order to reduce civilian casualties, the mission, very early on (2009),
started to issue advance warnings for planned offensives, introduced new
targeting procedures, and conducted After-Action Reviews to learn from
incidents and improve future operations:34
The Indirect Fire Policy (IDF) developed by AMISOM is perhaps the most
far reaching PoC policy introduced by the mission. It aimed to minimize
civilian harm by limiting the use of artillery and indiscriminate small
arms fire in areas where civilians could be at risk, especially in urban and
residential environments. This policy had a three-step approach: avoid,
attribute, and amend. The "avoid" step emphasized minimizing indirect
fire unless necessary for achieving a clear military objective or for self-
33
United
Nations
Security
Council.
(2015).
Resolution
2232
(2015).
https://digitallibrary.un.org/record/798098/files/S_RES_2232%282015%29EN.pdf?ln=en
34
Williams, P. D. 2009, AMISOM's Five Challenges. Commentary. Center for Strategic
and International Studies https://www.csis.org/analysis/amisoms-five-challenges
defence, considering the potential impact on civilians.35
AMISOM also introduced “No Fire Zones” in the vicinity of critical civilian
infrastructure, such as hospitals, schools, residential areas, markets,
religious sites, and IDP camps.
Despite these measures, civilian casualties persisted due to retaliatory or
indiscriminate fire from AMISOM troops. Continued use of mortars in
urban areas not infrequently landed in civilian areas, resulting in
property
damage
and
even
civilian
casualties.36
Challenges
in
accountability and enforcing compliance with the indirect fire policy
persisted throughout the mission. Traffic accidents, caused by AMISOM
vehicles travelling at high speeds through urban areas also harmed
35
International Committee of the Red Cross, 2016, Minimizing civilian harm in
populated areas: Lessons from examining ISAF and AMISOM policies. International
Review of the Red Cross, 98(902), https://internationalreview.icrc.org/articles/minimizing-civilian-harm-populated-areas-lessonsexamining-isaf-and-amisom-policies
36
Shahow, A. A. 2024 Before Leaving Somalia, African Union Should Provide
Compensation for Civilian Harm. Just Security, 28 February
2024 https://www.justsecurity.org/92822/before-leaving-somalia-africanunion-should-provide-compensation-for-civilian-harm/
civilians.37
The impact of civilian casualties was not only a public relations problem
with Somalis but also with the international community. It also had a
negative impact on operational efficiency and legitimacy. The broader
perception
of
AMISOM's
role
in
Somalia,
and
the
increasing
understanding that Somali civilian participation is essential for its efforts
to establish security and facilitate political reconciliation, suffered.38 The
full impact of the IDF policy on harm reduction is debated. The lack of
effective implementation risked alienation from the very communities it
was meant to protect.39 The policy likely led to some changes in
AMISOM's practices but, its full implementation was negatively affected
by the complex conflict environment in the country.40
The Civil Affairs unit worked to complement military operations in
support of the FGS efforts to extend State authority by facilitating
community confidence-building measures. The Unit implemented Quick
37
Ibid
38
Ibid
39
Ibid
40
Rupesinghe, N. 2019, The Civilian Casualty Tracking Analysis and Response Cell in the
African Union Mission in Somalia: an emerging best practice for AU peace support
operations?. NUPI Policy Brief.
Impact Projects (QIPs), with a particular focus on health, water,
infrastructure and education.41 The effect of these initiatives were not
systematically recorded and there is no monitoring or evaluation reports
from which conclusions can be derived.42 It may mean that many of the
initiatives outlined above focused on short-term responses, emphasising
outputs rather than longer-term outcomes. There was considerable
pressure
to show positive
results, both for
accountability and
to
demonstrate contributions made by international donors.
The scope of civilian protection started to include preventive and pro41
In terms of including the Somali civil society, the Civil Affairs component has facilitated
sensitizing members of civil society on FGS policies regarding Vision 2016. From 18 to 21
August 2014, the FGS and AMISOM organized a conference in Kigali aimed at identifying
the role of civil society organizations in supporting inclusive political dialogue and
initiating processes of social reconciliation to restore trust between communities. The
participants agreed to create a Somalia Civil Society Consortium to work with the FGS to
implement Vision 2016. The Civil Affairs unit working with the Ministry of Youth and
Sports, developed programmes aimed at engaging the Somalis youths in dialogue,
reconciliation, security and development (AU PSC 462nd Meeting 16 October 2014
Report).
42
AMISOM Public Information Unit. (2019). THE REVIVAL (pp. 1–44). https://amisomau.org/wp-content/uploads/2020/06/Amisom-Magazine-Issue-29.pdf
active measures, that involved identifying and mitigating risks to civilians
before they escalate, also recognising that robust AU led missions need to
address the multidimensional challenges faced by civilians in conflict zones
in a similar way as is beginning to be recognised in UN led peacekeeping
missions.43 The importance of community engagement and collaboration
with local actors in enhancing civilian protection efforts acknowledged the
agency of local communities in their own safety and aspirations, involved
as active participants in decision-making.44
D. Civil Society and Local Actors
Civil society can do advocating on behalf of local populations; highlighting
situations of injustice, corruption and human rights violations; providing
early
warnings;
preventing
emerging
violence;
and
serving
as
an
information conduit for local communities when public communications
infrastructure is destroyed or disrupted.
AMISOM worked closely with humanitarian agencies to facilitate the
delivery of essential services to conflict-affected populations. Coordinating
with NGOs and UN agencies to address the humanitarian needs of
civilians expanded over time to include access to healthcare, education,
43
Schroeder & Nemat, 2021
44
Abdi, 2016
and livelihood support.45
Within
the
mission,
engagements
were
conducted
to
foster
the
involvement of the community or the public to work with the police in
the fight against crime and respond to persistent asymmetric attacks in
Mogadishu and other areas.
Local actors can also help enable positive local conditions conducive to
peace talks, support political mediation processes as a neutral monitor
and/or actor representing civilians impacted by the conflict, and hold the
main parties to the conflict accountable.46
But an “[a]ble, accountable, affordable and acceptable” security force
envisioned by the London Security Pact 2017, is still long way off.47
Despite the billions of dollars spent on training and equipping tens of
45
AMISOM Public Information Unit. (2019). THE REVIVAL (pp. 1–44). https://amisomau.org/wp-content/uploads/2020/06/Amisom-Magazine-Issue-29.pdf
46
United Nations Departments of Peacekeeping Operations. (2016). Engagement With
Civil
Society
In
UN
Peacekeeping:
From
Policy
To
Practice
United.
https://peacekeeping.un.org/sites/default/files/engagement_with_civil_society_in_un
_peacekeeping-web.pdf
47
Williams , P. D., & Hashi, A. (2016, February 28). Exit Strategy Challenges for the AU
Mission in Somalia. Heritage Institute. https://heritageinstitute.org/exit-strategychallenges-for-the-au-mission-in-somalia/
thousands of military to liberate Somalia from al-Shabaab, stabilize the
country and enforce of rule of law, the country’s security forces remain
perpetually weak, deeply fractured and increasingly politicized. The
situation is worsened by irreconcilable differences among Somalia’s
political elite. They lack common ground on the outstanding state
building issues. Regime security is prioritized over national security. A
corruptive governance culture remain entrenched. Persistent financial
crisis is another major impediment inhibiting the security sector’s ability
to recruit, train and equip officers.48
The weakness of the FGS leaves Somali society to find non-state solutions
for their security and thus not have ownership of the state-building
process. Civil society is a potential force to compel the government to
negotiate in good faith with al-Shabaab and other spoilers such as
warlords and criminal elements and ensure the best use of the support
they receive.
Civil society has the potential to play an important role during every
stage of conflict given that they often live alongside local armed actors,
understand the local political, social and historical context, and tend to
enjoy a degree of legitimacy among local populations. Civil society has
demonstrated that citizens are not just victims of armed violence, or
48
Ibid
passive bystanders to human atrocities, or spoilers to peace processes.
Local actors can be peace makers, conflict resolution mediators and
community developers. But their efforts explicitly aimed at supporting
AMISOM in wider political processes are poorly documented.
Clans keep their militias back in order to have a bargaining chip or the
option of violence if the political dispensation does not go their way.49
This highlights the stark need for a grass-roots political reconciliation
process to bring ordinary Somalis into the process. There were sporadic
initiatives by AMISOM to support mediation at local level, but a lack of
systematic reporting and monitoring leaves some doubt as to how much
was put into effect.
For example, on 08 March 2017, AMISOM News reported that a threeday “workshop trained a core group of twenty one Somali leaders
representing the country’s diverse background in peace mediation and
negotiation with a pledge to “think nationally and act locally.”50
49
Interviews with Somali politicians and military officers, 2016 -2023. Interviews with
Ethiopian and Ugandan military officers 2016 -2023
50
Peace Support Operations Division Peace and Security Department African Union
Commission. (2017). Report on the Ten-Year AMISOM Lessons Learned
Conference. https://www.peaceau.org/uploads/ll-eng-1.pdf
The training consisted of mediation and negotiations, dialogue, creating
inclusivity,
root
causes
of
conflicts,
decision-making
criteria,
and
strategies in handling conflicts. A number of the trainers was to be
chosen as trainers of trainers (ToT), to be facilitators of subsequent
trainings arranged at community or regional levels.51 But that is as far as
initiatives tend to go.
Conclusion
AMISOM's civilian protection mandate did evolve significantly over the
lifespan of the mission, reflecting an increasing and more nuanced
understanding of the challenges faced by civilians.
In view of high expectations, as expressed by the main stakeholders, what
AMISOM could ultimately have achieved was likely unrealistic, different
from the mandate and by many indicators resulted in AMISOM
extending itself even further than it should have done.
A careful review of UNSC mandates, demonstrate that human security
language is not yet part of mandate language and mandates never
incorporate these concepts directly. Rather, they typically allocate related
responsibilities such as human rights (HR), Protection of Civilians (PoC)
(especially of vulnerable groups), vulnerability, (humanitarian aid (HA)) to
51
Ibid
the national government, even in instances where no such government
exists, or where it exists in name only.52
Somalia’s security challenges are related to governance. AMISOM cannot
fix this and should not have been expected to fix political problems. As
long as Somalia’s political elites cannot agree on how to build a genuinely
national set of security forces or deliver basic services to their population,
especially in areas under their control, AMISOM was not in a position to
fully complete its mandated tasks.
The quality of the mission was affected by an inability of international
support to address the root causes of the conflict. Discussion or
consideration for people oriented security models - delivery of services
and delivery of justice - lagged behind the militarised security response.
While all stakeholders, including the UN, AU, TCCs, and the Somali
government, shared a common understanding of countering al-Shabaab's
vision, the political commitment to this fight varied. The mission endured,
partly because ownership of the TCCs were high, because they all have a
stake of some sort in Somalia.53
The implementation of the AU’s Protection of Civilians (PoC) strategies
was not based on a close alignment between military operations, and
52
Kukkuk (yet to be published)
53
This is security interests around the Horn of Africa and the Gulf of Aden and arguably
business interests in Somalia developed by powerful military figures from the TCCs
political, humanitarian and stabilisation priorities that should follow.
Balancing the demands of power sharing with the needs for reconciliation
proved to be an unsolvable obstacle in Somalia. It is a problem that was
never resolved and remains an problematic to the present day. The
consideration of state building, not only as is, partially at least, imposed
top-down through the mandate, and implemented through a process
that is focused on institution building and enhancing the security sector,
but also bottom-up within the context of human security, as an organic
or felt need by citizens, for many years may have overcome this
constraint.
When military, civilian and political personnel are all involved in planning
and strategy development, they can ensure that Human Security and
political strategies are working toward a common goal. But an underresourced force that struggles to protect itself is hardly in a position to
pro-actively protect civilians.
The Somali community, exhausted after more than thirty years of
instability should be taken seriously about building peace and security.
Civil society organisations should support efforts to build a well-trained
security sector and facilitate initiatives to revitalize the economy. Delays
do not lie only with shortcomings in the type and scale of support
provided by the international community. It also lies with a lack of
seriousness on the part of the FGS.
Overall, AMISOM introduced a number of positive actions, over and above
reacting to civilian harm and incidences of sexual abuse, including
awareness campaigns, trainings, information sharing, policy guidance,
and establishing reporting mechanisms.54 It is the improvement in these
initiatives, along with systemic support and development of relevant
institutional structures that will allow these actions to form the
foundation of a human security approach in PSOs.
Lessons Learned
The discontinuities (inability to adequately incorporate a sufficiently
nuanced understanding of the dynamics of fragility and its variations
into policies or practice) between justification for intervention and
priority tasks outlined in the mandates developed by the UNSC and
the AU-PSC was never resolved.
54
Mapping exercises that included an analysis of the motivations behind
Williams, P. D. 2018; Lessons Learned from Somalia: AMISOM and Contemporary
Peace Enforcement. Council on Foreign Relations, 19 July 2018.
https://www.cfr.org/blog/lessons-learned-somalia-amisom-and-contemporarypeace-enforcement
&key interviews with AMISOM officials and Somalis, 2016-2023
various forms of violence could have helped the mission design more
sustainable protection and address the underlying drivers of conflict.
There
was
no mechanism
to
develop,
improve,
and
adapt
a
conceptual and political framework that was reflective and responsive
to the reality in Somalia taking into account the shifting nature of
the political processes that impact on governance and security.
The international intervention (military and civilian) contribution to
the
development
governance
of
system
a
in
comprehensive
Somalia
and
remains
sustainable
poorly
security
reported
and
inadequately understood.
No mechanism for government and civil society organisations to proactively inform mandate making was developed or emerged from
implementation of the mandate.
There was little urgency to highlight the need for full support and
long-term
commitment
from
the
international
community
in
evidence-based support to the threat posed by al-Shabaab.
The sense of ownership of governance responsibilities by the FGS was
a complex issue that was never answered or fully understood by the
mission.
Conditions never allowed a scale up of political and technical support
to the AU in its peacebuilding, reconstruction and development
efforts across all relevant activities and engagements.
AMISOM struggled to address the most important mid- to long-term
fundamentals of security governance, generating knowledge and
experience as to how sustainable and comprehensive security can be
achieved.
AMISOM is a good example of a process where legitimacy and
authority may be contested but is nevertheless a process that most
stakeholders are willing to support even though they may not agree
with it, in the hope that it at least moves the country a few small
steps out of its difficulties.
Somalis increasingly relied upon and supported foreign intervention
to restore and maintain stability.
Functional, if sometimes sporadic, peace and state-building emerged
from below– rather than being imposed through a top-down
process – and have taken place in the absence of a central monopoly
of violence.
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Peace And Security Council 1068th Meeting 08 March 2022
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