Social Recognition Assay in the Rat
1
Joanne R. Mathiasen and Amy DiCamillo
1
UNIT 8.5I
1
Cephalon, West Chester, Pennsylvania
ABSTRACT
Neuropsychiatric disorders encompass a broad patient population in a variety of disease
states across all age groups and are often accompanied by deficits in short-term/working
memory. However, most preclinical models that allow for an assessment of cognitive
enhancement do not provide robust behavioral readouts with a level of throughput sufficient to support modern drug discovery efforts. The rat social recognition assay presented
in this unit is one exception that has been increasingly employed to test new chemical
entities for enhancing cognitive activity. The test is simple in design and takes advantage
of the spontaneous behavior of rats to investigate conspecifics. The protocol in this unit
is designed to evaluate the effects of a test substance on the short-term/working memory
of adult male rats employing 30-min or 2-hr pretreatment times. Curr. Protoc. Neurosci.
C 2010 by John Wiley & Sons, Inc.
53:8.5I.1-8.5I.15.
Keywords: memory r cognition r social recognition
INTRODUCTION
Neuropsychiatric disorders encompass a broad patient population in a variety of disease
states across all age groups and are often accompanied by deficits in short-term/working
memory. The prevalence of cognitive deficit has led to a dramatic increase in the number of drug targets being considered for the enhancement of cognitive function. This
presents a particular challenge to preclinical behavioral pharmacology in that most models that allow for an assessment of cognitive enhancement do not provide robust behavioral readouts with a level of throughput sufficient to support modern drug discovery
efforts.
The rat social recognition assay is one exception that has been increasingly employed
to test new chemical entities for cognitive enhancing activity. Social recognition is
simple in design and takes advantage of the spontaneous behavior of rats to investigate
conspecifics. Since this is a spontaneous behavior, no artificial stimulus, food deprivation,
reinforcement, and/or prior training are required. The social recognition assay emerges
from the work of Thor and Holloway (1982), who determined that the social memory of
adult rats (3 to 4 months old) for juvenile rats (1 month old) decreased as the time interval
between presentations of the same juvenile rat was increased. Aged rats (>18 months
old) were found to exhibit clear impairment in the social recognition task compared to
adult rats.
In brief, this protocol is designed to evaluate short-term/working memory of adult male
rats following administration of a test substance by various routes of administration
(intraperitoneal, oral, or subcutaneous), employing either of two pretreatment times
(30 min or 2 hr).
NOTE: All protocols using live animals must first be reviewed and approved by an Institutional Animal, Care and Use Committee (IACUC) or must conform to governmental
regulations regarding the care and use of laboratory animals.
Behavioral
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Current Protocols in Neuroscience 8.5I.1-8.5I.15, October 2010
Published online October 2010 in Wiley Online Library (wileyonlinelibrary.com).
DOI: 10.1002/0471142301.ns0805is53
C 2010 John Wiley & Sons, Inc.
Copyright
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BASIC
PROTOCOL
EVALUATION OF PHARMACOLOGICAL EFFECTS ON SOCIAL
RECOGNITION IN ADULT MALE RATS
This protocol describes an assay that measures the effect of test compounds on the social
recognition memory of an adult male rat for a male juvenile by following a length of
time after an initial exposure. Adult rats are exposed two times for 5 min each to the
same juvenile rat (familiar juvenile) and these trials are designated trial 1 and trial 2.
Social recognition is evaluated behaviorally by timing the adult rat investigation of the
juvenile rat with a stopwatch. The investigative behavior includes sniffing, grooming,
and/or close following of the juvenile rat. Adult interest not directed at the juvenile per
se (e.g., investigating bedding soiled by the juvenile) is not scored. Social recognition
(assumed to be short-term/working memory) of the juvenile is lost as the time interval
between trial 1 and trial 2 is lengthened from 15 min (memory retained) to 2 hr (memory
lost). It is recommended that this time course be established (at least memory at 15 or
30 min and loss of memory at 2 hr) in the laboratory prior to testing compounds (at 2 hr)
for the first time. Improvement of social recognition by a potential promnesic compound
is indicated by a reduction in the investigation duration at the second encounter with
the familiar juvenile 2 hr after the first trial. An important control to allow detection of
non-specific effects of compounds on investigative or social behavior is included in all
studies where a positive compound effect is observed. In contrast to the experiment in
which the adult rat (pretreated with a vehicle or compound) is presented with the same
juvenile rat in trial 1 and trial 2, an adult rat treated with an effective dose of compound
is subsequently exposed to a novel juvenile rat in trial 2. Assuming that the compound
does not have any effects that would disrupt investigation, the investigation time during
trial 2 should be comparable to that measured during trial 1.
Typically, a compound can be tested in this assay using 84 adult rats and 96 juvenile rats
over a 2-week period using 4 working days per week. Usually, five groups are employed,
each consisting of 16 to 18 adult rats used once per test group (vehicle control, three doses
of test compound, and one dose of positive test compound with novel juvenile control). To
reduce the number of juveniles required, juvenile rats can be used repeatedly within the
same week, taking care that the same juveniles are used only once within the same day. A
power analysis, based on the variability observed once the assay is established and the expected effect size, should be used to estimate the sample size required in each laboratory.
Materials
Adult male Sprague Dawley rats (350 to 450 g; ∼3 months old) and juvenile male
Sprague Dawley rats (75 to 130 g; ∼1 month old) (Charles River Laboratories)
Standard rodent diet (LabDiet 5001, PMI Nutrition International)
Test compounds (see recipes)
Cages (36.8-cm length × 30.5-cm width × 19.1-cm height)
Bedding material (Alpha Dri, Shepherd Specialty Papers)
Empty cages with filtered (microisolator) hardtop covers
Laboratory tape
Low-odor permanent marker (Sharpie Magnum, fine-point, blue or black)
Metric balance accurate to 1 g
Stopwatches with 1-sec precision
3-ml syringes (BD Luer-Lok) and 23-G 3/4 -in. needles (BD PrecisionGlide)
Luer gastric needles (18-G × 2-in.; Popper & Sons)
Social Recognition
Assay in the Rat
Prepare animals
1. House and acclimate adult rats (two per cage) to the facility for 2 weeks and juvenile rats (four per cage) for 1 week. Maintain under standard lighting conditions
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(12-hr light/dark cycle; lights on at 0700) with food and water provided ad libitum
throughout the experiment except during trial 1 and trial 2.
The difference in age/weight of the rats is necessary to avoid aggression between male
subjects.
2. Transfer all rats to a procedure room at least 30 min prior to the start of the experiment
to allow for acclimation to the room. Continue providing free access to food and
water, except during testing (trial 1 and trial 2). To avoid olfactory contact separate
adult rat cages from juvenile cages using a second rack or shelf if possible.
If the cage litter (of either age rat) is very soiled, the strong odor may interfere with the
experiment. It is recommended in this case that the home cage litter be changed and a 2-hr
acclimation period be allowed before the start of the experiment. This can be avoided by
performing routine cage changes 2 days prior to the experiment.
To minimize stress to the animal, choose a quiet procedure room with the same or
lesser-intensity illumination than that used in the holding area, and with temperature
and humidity also similar. It is recognized that illumination levels can significantly affect
the level of social interaction. For example, File (1980) noted increased anxiety-related
behavior with increasing Lux to 300 in a social interaction test. Therefore, care should
be taken to not dramatically change the illumination level from that which is employed
in the holding room. The Guide for the Care and Use of Animals (Institute of Laboratory Animal Resources Commission on Life Sciences National Research Council, 1996;
http://oacu.od.nih.gov/regs/guide/guide.pdf) recommends light level for a cage to be between 130 and 325 Lux to prevent phototoxic retinopathy in sensitive animals.
3. Set up ten individual test boxes with bedding material and microisolator tops at eye
level for viewing by the investigator. Number each box with laboratory tape to match
the adult rat number.
Test boxes can be relatively close to each other on the laboratory bench but should not
be touching.
This assay as described can be run reliably testing ten pairs of animals in the same
experimental period. Initially, the investigator may wish to start with a reduced number
(one to three) of adult/juvenile pairs until comfortable with the assay protocol and timing
considerations.
4. After marking the rat tails for identification with a low-odor permanent marker, weigh
and record this information for all rats (adults and juveniles). Clean the balance
between weighing of the adults and the juveniles so as not to transfer any odors.
Marking the adult and juvenile tail with the same number makes the experiment easier to
track. Keeping record of the weight of the juveniles is useful for interpreting experiments
that may fail and possibly eliminating aggression caused by juveniles that exceed the
correct weight range.
5. Assign rats to treatment groups in a blind fashion (coded) with a fixed rotation (e.g.,
A, B, C, D, etc.) to ensure a distribution of treatments over time.
Treatments should be coded by an independent investigator to avoid bias in evaluating
the behavior.
6. Remove adult rat number 1 from its home cage and place it into test box number 1
for a 30- min acclimation period prior to trial 1. Place the microisolator top on the
test box. Record the time when this acclimation period starts. Test rats 5 min apart;
therefore, 6 min later (to allow time for dosing), place adult rat number 2 into test
box number 2, and so on until six of the adult rats have been placed into the test
boxes. At this time, trial 1 will begin with adult number 1.
Acclimation times >60 min should be avoided as this allows rats to enter into deep sleep
stages that may lead to decreased arousal when confronted by the juvenile.
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Initiate trial 1
7. Introduce juvenile 1 into test box 1 with adult 1. Start the 5-min trial timer. Using
another stopwatch (starting and stopping as necessary), record the time that the
adult spends investigating the juvenile including grooming, sniffing, close following,
pawing, and any close contact using the nose and mouth. Do not include time spent in
investigations not directed at the juvenile (e.g., investigating urine-soaked bedding,
cage surfaces, or fecal boli).
If the adult rat is sleeping and does not immediately arouse from sleep upon placement
of the juvenile into the test box, gently nudge the adult to wake it so that time is not lost
on the 5-min clock and an accurate trial is recorded.
Ideally, a separate stopwatch is used for timing investigatory behaviors in each test cage
(therefore, requiring 11 stopwatches).
8. At the end of trial 1 (after 5 min), remove the juvenile and return it to its home gang
cage. Record the number of seconds for investigation for adult rat 1 in trial 1. If
using a 2-hr pretreatment time, gently administer the coded treatment to adult rat 1
(i.p., s.c., or p.o. in a volume of no more than 10 ml/kg i.p. or p.o. or 5 ml/kg s.c.;
with 3 ml/kg recommended for s.c.) and return the adult rat to its home cage.
Some investigators (Prediger et al., 2005a,b,c) place the juveniles in individual cages
between trial 1 and trial 2. This does not appear to be necessary and using gang cages
conserves space. Choice of s.c. dose volume should be made based on solubility of
compound and a lower volume should be used if possible.
9. Continue placing adult rats no. 7, 8, 9, and 10 at 5-min intervals into their test boxes
for acclimation and performing trial 1 with consecutively numbered rats that have
been acclimated as described above.
Initiate trial 2
10. Place adult rat 1 into the same test box 1 without changing the bedding material
90 min following the start of trial 1 for adult rat 1 to re-acclimatize to the test box
(all ten rats will be re-acclimated in the same manner 30 min prior to their trial 2).
If using a 30-min pretreatment time, administer coded treatments at this time when
placing the adults back into their corresponding test boxes for re-acclimation (again,
this will occur for each of the ten rats at 5-min intervals).
Rats are dosed during these two handling times (removal from and return to the test box)
to minimize the interruption of memory consolidation and to avoid creating retrograde
inhibition (Dantzer et al., 1987). Dosing rats and other manipulations can affect memory
(see Robbins and Murphy, 2006). Administration of compound immediately after trial 1
permits a pretreatment time of 2 hr. Administration of compound upon replacement of
adults into test boxes for re-acclimation before trial 2 allows for a 30-min pretreatment
time. The determination of pretreatment time for compounds should be dictated by the
compound pharmacokinetics and the planned route of administration. Compound dosing
is restricted to the times of animal handling when placing into test boxes for acclimation;
it has been demonstrated that there is no effect of the vehicle administration at these times.
Caution in the interpretation of positive results is suggested when choosing pretreatment
times, keeping in mind that a 2-hr pretreatment time will possibly encompass drug effects
on memory consolidation and/or retrieval, and a 30-min pretreatment time prior to trial
2 may be affecting only retrieval and/or late-phase consolidation. An investigator may
want to design experiments utilizing both pretreatment times in independent experiments
to approach these questions regarding the stages of memory: (1) if the pharmacokinetics
of the compound allow, and (2) if this is of interest beyond the simple short-term/working
memory design of this protocol.
Social Recognition
Assay in the Rat
11. After adult rat 1 has been re-acclimated to test box 1 for 30 min (a total of 2 hr
since trial 1); re-introduce juvenile 1 to adult rat 1 for trial 2. Start the timer for
5 min. Again, using another stopwatch, record the investigative behavior. At the end
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of 5 min, remove the juvenile from the test box. Record the number of seconds of
investigation in trial 2 and return adult rat 1 to its home cage.
12. Continue placing adult rats in the corresponding test boxes for re-acclimation and
performing trial 2 for the remaining rats.
Ensure that each adult rat is matched in trial 2 with the same rat used in trial 1 (the
familiar juvenile).
13. Calculate the ratio of investigation duration (RID) of trial 2 (sec)/trial 1 (sec) for
each rat.
There is considerable independent variability in social investigatory behavior with some
rats performing more intense investigatory behaviors than others. The RID provides a
normalization of the performance of each individual for comparison across the group. An
RID of ∼1.0 indicates that the adult investigated the juvenile in trial 2 for approximately
the same duration as trial 1 and suggests a lack of recognition of the juvenile after 2 hr;
an RID <1.0 indicates less investigation on the second trial, suggesting some recognition
of the juvenile after 2 hr.
14. Compare data from the treated groups with data from the control group RID values
after the blind code is broken and all of the data has been collected with proper n
values (n ≈ 16/group; determined by power analysis using experimental variance
and expected effect size). Perform statistical analysis using a one-way analysis of
variance (ANOVA). If supported by the ANOVA, perform a post-hoc test such as the
Dunnett’s test with vehicle set as the control group.
15. After establishing the assay, determine from each laboratory an acceptable criterion
for minimal average RID values for the vehicle-treated group (e.g., 0.80). Data
obtained on test days in which the vehicle-treated RID values fall below this criterion
are not included in the final analysis. It is therefore important that a vehicle-treated
control group be included on each test day. A criterion for acceptable investigation
duration in trial 1 may also be set (e.g., ≥2 min). This insures that the adult rats gain
sufficient exposure to the olfactory “signature” of the juvenile.
16. If a significant treatment effect is observed, the highest efficacious dose of the active
test agent is tested in a separate group of rats with the introduction of a novel juvenile
in trial 2 in the following manner. Using ten adult rats, perform trial 1 according
to steps 2 to 14, with one rat receiving vehicle and nine rats receiving the highest
efficacious dose of compound. In trial 2, the vehicle-treated adult rat and one adult
rat in the treatment group re-investigate their familiar juvenile. The remaining eight
adult rats are exposed to novel juveniles. This is repeated in an additional group of
rats on a second day, producing an n of 16 in a novel juvenile group, and adding two
more rats to the vehicle and high-dose treatment groups.
Additional control groups are included to allow detection of non-specific effects of compounds tested on social behavior. In contrast to an experiment in which the adult rat
(pretreated with a vehicle or compound) is presented with the same juvenile rat on trial
1 and trial 2, an adult rat that received an effective dose of compound is subsequently
exposed to a novel juvenile rat in trial 2. Assuming that the compound does not have any
sedative or stimulating effects, the investigation time during trial 2 should be comparable
to that of trial 1, resulting in a RID close to 1.0.
Novel juveniles should be obtained from different gang cages than those used for familiar
juveniles to avoid any gang cage odor-related artifacts. It is acceptable to re-use juvenile
rats in the same study.
The data analysis for the follow-up test is the same as (included with) the original
test, including the novel juvenile exposed group with the other groups, comparing the
compound-treated plus novel juvenile group in the post-hoc analysis to vehicle-treated
controls with familiar juveniles (see Fig. 8.5I.4).
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ALTERNATE
PROTOCOL
EVALUATION OF POSITIVE PHARMACOLOGICAL EFFECTS ON SOCIAL
RECOGNITION IN AGED RATS
This protocol describes the measurement of the effects of test compounds on age-related
deficit seen in the social recognition test. Here, the protocol is as described in the Basic
Protocol, but the inter-trial interval is reduced to 30 min. Whereas adult rats retain memory
and recognize familiar juveniles after 30 min, as indicated by a significant reduction in the
ratio of investigation duration (trial 2 (sec)/trial 1 (sec)), aged rats exhibit an impairment
at this time point and will produce a ratio close to 1.0. As with the adult rat protocol,
improvement of this age-related deficit in social recognition memory is indicated by a
reduction in investigation duration of a familiar juvenile during trial 2.
For a standard experiment, the same number of aged rats will be required as used in the
Basic Protocol with the addition of a control group of 16 adult rats (3 to 4 months old).
Additional Materials (also see Basic Protocol)
Male aged, adult, and juvenile rats of the same strain
1. Prepare, treat, and test aged rats using the same procedures described for adult rats
in the Basic Protocol using a 30-min inter-trial interval between trial 1 and trial 2.
Remove the juvenile immediately after trial 1. Treat one group of aged rats and the
adult rats with vehicle only.
The definition of “aged” for rodents based on months differs across all strains (described
in an editorial by Coleman, 2004). Therefore, a recommendation of an age for an aged rat
will depend on the availability of strain and the achievable effect. A reasonable starting
point in social recognition studies would be 16.5 to 19.5 months for Long Evans rats
(Markham and Juraska, 2007) or 12 to 18 months for Wistar rats (Prediger et al., 2005a),
whereas Fox et al. (2005) preferred 24 to 26 month Wistar rats.
Aged male rats are commercially available but may be difficult to find sources for purchase. Retired male breeders are typically used and aged in-house. Matched adults
and juveniles should be obtained from the same source. The National Institute on Aging (in the U.S.) maintains a colony of aged rats for purchase (http://www.nia.nih.gov/
ResearchInformation/ScientificResources/AgedRodentColoniesHandbook/); however the
strain is either Fisher 344 (F344) or Brown Norway (BN).
2. Most often, use a pretreatment time for dosing aged and adult rats in these experiments of 1 hr before trial 1 (equivalent to 90 min before trial 2). Alternatively,
administer the test compound following trial 1, producing a 30-min pretreatment
time.
Unavoidable again are considerations related to the stages of memory with regard to pretreatment times (consolidation, retrieval, and the main effect of short-term/working memory). The most important consideration is to establish a clear deficit in the available aged
rats. In the case of aged rats, due to the shortened inter-trial interval (generally 30 min),
there will not be much opportunity to investigate the stages of memory with pretreatment
times.
3. Do not remove the aged and adult rats from the test box between the trials except to
administer the test compound (for a 30-min pretreatment time).
4. Calculate the ratio of investigation duration (RID) of trial 2 (sec)/trial 1 (sec) for
each rat.
5. Compare data from the treated groups with data from the control group RID values
after all data has been collected using ANOVA and a relevant post-hoc test as
described in the Basic Protocol.
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Assay in the Rat
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REAGENTS AND SOLUTIONS
Use deionized, distilled water in all recipes and protocol steps. For common stock solutions, see
APPENDIX 2A; for suppliers, see SUPPLIERS APPENDIX.
Test compounds
Soluble compounds: Dissolve compounds in distilled water (for oral administration)
or sterile physiological saline (0.9% NaCl; for intraperitoneal, i.p.; or subcutaneous,
s.c. injections).
Insoluble compounds: Dissolve compounds in 0.5% methylcellulose and 0.2%
(w/v) Tween 80 in water (Methocel A15 Premium LV EP, Dow Chemical) for
i.p. or s.c. injections (store up to 3 weeks at 4◦ C); pH 2.0 water may solubilize
insoluble compounds for oral administration, or 50:40:10 Tween 80/PC/PG (Tween
80/propylene carbonate/propylene glycol) can be used for suspensions.
Test compounds should be prepared fresh each day unless stability information is known.
Serial dilutions can be made with solutions; however, compounds resulting in suspensions
should be separately weighed for each dose level administered.
If a new vehicle is to be used, special attention should be paid to vehicle groups to be
assured that there is no vehicle effect.
ABT-239 (4-(2-benzofuran-5-yl) benzonitrile; Cephalon) was suspended in a vehicle composed of 0.5% methylcellulose and (w/v) 0.2% Tween 80 in sterile distilled
water and was administered intraperitoneally (i.p.). A range to include inactive and
active doses spans from 0.003 to 1.0 mg/kg i.p.
Impaired neurotransmitter release appears to be a common thread through the memory
component of various neuropsychiatric disorders. The H3 histamine receptor is considered a novel target for the treatment of cognitive dysfunction, and H3 receptor antagonists
modulate the synthesis and/or release of multiple neurotransmitters that may be important for cognitive aspects of multiple neuropsychiatric diseases (Bacciottini et al., 2001;
Fernandez-Novoa and Cacabelos, 2001). Recent work with H3 receptor antagonists in
social recognition have demonstrated the utility of these agents in rodent models of shortterm/working memory (Fox et al., 2003a,b, 2005; Jia et al., 2006).
D-Amphetamine
(Sigma-Aldrich) was dissolved in sterile distilled water and also
administered i.p. A range to include inactive and active doses spans from 0.1 to
3.0 mg/kg i.p.
D-Amphetamine
was chosen as a reference compound for two reasons. First, Damphetamine represents a second class of compound (psychostimulants) demonstrating
positive effects on short-term/working memory in a variety of models (Aultman and Moghaddam, 2001; Shoblock et al., 2003; Bizarro et al., 2004). Second, D-amphetamine produces
a clear demonstration of a false-positive effect with the novel juvenile controls (Perio et al.,
1989).
COMMENTARY
Background Information
The original social recognition memory
investigation in rats by Thor and Holloway
(1982) was expanded by Dantzer and coworkers (Dantzer et al., 1987) to demonstrate
that administration of a pharmacological agent
(Arg-vasopressin) following the first presentation of a juvenile to an adult rat would restore
memory of that juvenile rat when presented at
a later trial. The rat social recognition assay has
been increasingly employed to test new chem-
ical entities for cognitive enhancing activity
(Dekeyne et al., 2000; Prediger and Takahashi,
2003, 2005; Van Kampen et al., 2004; Bielsky
et al., 2005; Browman et al., 2005; Cowart
et al., 2005; Prediger et al., 2005a,b,c, 2006;
Mitchell et al., 2006; Bitner et al., 2007; Boess
et al., 2007; Depoortere et al., 2007; Di Cara
et al., 2007; Hollander et al., 2007; Schreiber
et al., 2007).
The social recognition model has been
pharmacologically validated with a clinically
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Assay in the Rat
active compound, donepezil (Aricept; Jia et al.,
2006), suggesting that it may have clinical
translational relevance. In addition, a wide
variety of putative cognitive enhancers have
demonstrated efficacy in this model including other acetylcholinesterase inhibitors (van
Kampen et al., 2004; Jia et al., 2006), H3 histamine receptor antagonists (Prast et al., 1996;
Fox et al., 2003a, 2005; Cowart et al., 2005;
Jia et al., 2006), nicotinic agonists (Perio et al.,
1989), stimulants such as caffeine (Prediger
et al., 2005), amphetamine (Perio et al., 1989),
and a CB1 cannabinoid antagonist (Terranova
et al., 1996).
There are many behavioral assays that utilize rats to assess multiple domains of memory.
The social recognition test is designed to measure short-term/working memory. Short-term
memory refers to the capacity for holding a
small amount of information in the mind in
an active, readily available state for a short
period of time. The rat is a communal animal that relies on group and individual odor
for the determination of threat, communication of food sources, and sexual information
(Galef, 2005). Therefore, a short-term memory for olfactory-based recognition represents
a critical cognitive asset for this species. Deterioration of olfactory perception is among
the most serious problems of the elderly and a
symptom along with the mild cognitive impairment of early Alzheimer’s Disease (Devanand
et al., 2000; Wilson et al., 2007; Djordjevic
et al., 2008). Decline in the olfactory discrimination ability with age has been attributed
to decreases in performance of higher functions in elderly subjects (Kaneda et al., 2000).
Age-related olfactory deficits can be seen in
rodents (Guan and Dluzen, 1994; Terranova
et al., 1994; Roman et al., 1996; Schoenbaum
et al., 2002; Prediger et al., 2005b). However,
these deficits may be dependent on the task
and the stimulus, as olfactory discrimination
learning in aged rats has been shown to remain intact under some conditions (Kraemer
et al., 2004).
The social recognition test in the rat has
the advantage of being relatively quick to perform, can be made relatively high throughput,
and does not rely on artificial stimulus, food
deprivation, reinforcement, or prior training.
However, there are some disadvantages to this
assay, e.g., the adult rats must be ∼400 g, requiring the use of more test compound than
would be needed with other assays that can
be performed in younger animals. The weight
is important in the social recognition test because a large difference in age/weight be-
tween adult and juvenile rats avoids aggressive
behavior, which disrupts accurate trial timing.
However, this need for additional compound is
frequently offset by the finding that many compounds are more potent in the social recognition test than other cognitive assays (e.g.,
histamine H3 receptor antagonists; Fox et al.,
2003a, 2005). This ability of the social recognition test to detect cognitive enhancement at
much lower doses than that observed in other
memory tests may be an indication of the
importance of social recognition memory in
rat cognition.
While most investigators use male rats, it is
important to note that behavioral differences
are reported to exist (Markham and Juraska,
2007) between male and female rats in social recognition memory and this effect may
rely in part on sexually dimorphic neural pathways, including the extrahypothalmic systems
of the neuropeptides arginine-vasopressin and
oxytocin (deVries and Miller, 1998; Ferguson
et al., 2002). Bluthé et al. (1990) found that
female rats (like castrated male rats) investigate juvenile rats less during trial 1 and retain
memory for a longer duration than do adult
male rats.
While it is reported that aged rats investigate juveniles less in trial 1 than adult rats
(Prediger et al., 2006), occasionally, protocols
will be adjusted to allow a 15-min trial 1 for
aged rats (Terranova et al., 1994). This is not
practical when testing in a high-throughput environment, due to the shortened inter-trial interval of 30 min between trial 1 and trial 2. An
additional consideration in testing aged rats is
the pharmacokinetics of the test compound,
possibly requiring up to 2 hr for optimal efficacy in some oral formulations. Many investigators pretreat aged and adult rats prior
to trial 1 with the test compound. While this
should be controlled for in a test with novel
juveniles in trial 2, any effects of the test
compound that might impair the initial investigation of the juvenile in trial 1 cannot be
avoided and may alter interpretation of the
results.
Critical Parameters and
Troubleshooting
Experimental environment
Acclimation time to the facility for all adult
rats should be 2 weeks. Cage litter for the
adults should also be changed 2 days prior
to experiments. If this is not possible, cages
can be changed on the day of the experiment,
and a 2-hr re-acclimation time allowed before
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the adult rats are moved into the procedure
room. During an experiment, in trial 1 or trial
2, attention should be paid to any situation
where an adult rat is obsessively distracted by
some real or imagined object or spot in the test
box that is distracting from the juvenile, and
this observation recorded. In rare instances, an
RID will be considered an outlier by Grubb’s
test or by exceeding 2 standard deviations from
the mean, and these recorded observations will
be helpful in interpreting these outliers. While
low, quiet, constant noise is not a distraction, a
loud sudden noise can startle rats and be considered a stress. Due to the short timing in this
test, any startle or distraction to the rat during the test trials will cause erratic results and
increase variability.
In the original work by Thor and Holloway
(1982), the social recognition test was performed during the dark phase under a dim
red light. Subsequent to this, many investigators performed experiments either during the
dark phase or using an inverse light-dark cycle (Perio et al., 1989) still under a red light.
Testing during the dark phase under a dim red
light requires either light-reversed rats or lightreversed investigators. To keep the procedure
simple, it has been found that this precaution
is not necessary and the social recognition test
can be performed in the light phase under normal laboratory lighting conditions (Hliňák and
Krejci, 1995; Prast et al., 1996; Fox et al.,
2003a,b; Cowart et al., 2005; Fox et al., 2005;
Prediger et al., 2006; Markham and Juraska,
2007).
There is no clear agreement in the literature as to an optimal strain of rats to use for
the social recognition assay, with previous reports including studies with Long Evans rats
introduce
adult
remove
introduce juvenile
juvenile (adult)
acclimation
T1
(Thor and Holloway, 1982; Taylor et al., 1999),
Wistar rats (Dantzer et al., 1987; Perio et al.,
1989; Terranova et al., 1996; Letty et al., 1997;
Millan et al., 2004; van Kampen et al., 2004;
Prediger et al., 2005a,b,c), and Sprague Dawley rats (Prast et al., 1996; Fox et al., 2003a,
2005; Cowart et al., 2005; Browman et al.,
2005). The lack of an obvious benefit of one
strain over another in this assay may be because the behavioral response is mainly an
olfactory-based recognition rather than visual,
as it is in the novel object discrimination test
for which a strain with better vision (e.g., Long
Evans) might be more appropriate (Prusky
et al., 2002).
In optimizing the social recognition assay
for drug discovery, it is critical to strike an
effective balance between maintaining assay
throughput and robust behavior. The timing
of the various steps in the social recognition
protocol (Fig. 8.5I.1) can significantly alter
experimental outcome. The duration of acclimation to the test cage is one such variable
since the initial period the adult rat spends
investigating new surroundings might detract
from interest in investigating a juvenile in the
test cage. Likewise, if the adult rat is left to
acclimate for longer periods of time, it will
tend to fall asleep, especially when the testing is during the light phase. If the time is of
a sufficiently long duration to enter into deep
sleep, it may be more difficult to arouse the
rat when the juvenile is placed in the test box
for either trial 1 or trial 2. Some investigators perform the social recognition test in the
adult rat home cage, obviating the need for
test cage acclimation. This requires individual
housing and may not be practical due to space
considerations.
re-introduce re-introduce end
adult
juvenile observation
ITI
T2
(acclimation)
Figure 8.5I.1 Social recognition assay timeline. Adult rat is introduced to test cage for acclimation
period (30 min) prior to juvenile rat introduction. Trial 1 (T1) proceeds for 5 min. Adult and juvenile
rats are removed. Following an inter-trial interval (ITI; 120 min for drug testing), the adult rat is
re-acclimated to the test cage (30 min) and the juvenile rat is placed in the test cage for trial 2
(5 min). This ends the assay.
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A
Investigation duration (sec)
225
trial 1
trial 2
200
175
*
150
125
100
75
50
25
0
30-min ITI
120-min ITI
B
1.00
RID
0.75
*
0.50
0.25
0.00
30-min ITI
120-min ITI
Figure 8.5I.2 Time course for the social recognition model. (A) Mean (± SEM) amount of time
(sec) an adult rat spends investigating the same juvenile rat during a 5-min trial 1 (open bars) and
trial 2 (dark bars) separated by either a 30- or 120-min inter-trial interval (ITI). In trials separated
by a 30-min ITI, but not by a 120-min ITI, adult rats spent significantly less time exploring the
familiar juvenile rat relative to trial 1 (*p <0.01 versus trial 1, paired t-test, n = 8/group). (B) Mean
(± SEM) ratio of investigation duration during trial 2 and trial 1 (RID; in seconds) was calculated
from the data in A. The adult rats retain memory for familiar juvenile rats following a 30-min ITI
(RID, 0.70) but not following a 120-min ITI (RID close to unity at 0.94; *p <0.02; 30 min versus
120-min ITI, Student’s t-test).
Social Recognition
Assay in the Rat
The acclimation time may affect subsequent RID points; therefore, keeping all acclimation times consistent is very important.
Moreover, it is also recommended that the
stopwatch be started only once the adult rat
(if sleeping) is aroused (eyes opened, head
raised) to avoid errors in timing if the adult is
not alert when the juvenile is placed in the test
cage.
In addition to the aforementioned acclimation time, the amount of time allowed for investigation could theoretically impact on the
salience of the juvenile presentation. For example, an adult allowed to investigate until it
accumulates 3 min of investigation (flexible
trial) time may spend a significantly longer
time interacting with the juvenile than an adult
limited to a 5-min fixed trial. Previous studies have reported the use of either a fixed
or flexible trial duration without clear indica-
tions of one method being superior (Thor and
Holloway, 1982).
Anticipated Results
Baseline behavior
During acclimation to the test box, adult
male rats will spend ∼15 min exploring the
test box and then settle down to rest or sleep.
For trial 1, when the juvenile is placed in the
test box, adult males will then spend ∼2 to
3 min intermittently investigating the juvenile
over the 5-min trial. This does not increase if
left together in the cage for a longer period of
time, and eventually, the adult male and juvenile will go to sleep. In studies where the home
cage of the adult male was used as the test box,
the investigation times are much shorter, closer
to 60 sec. During re-acclimation to the test box
30 min prior to trial 2, the adult rat generally
8.5I.10
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Current Protocols in Neuroscience
1.0
0.9
*
RID
0.8
0.7
0.6
0.5
familiar
novel
Figure 8.5I.3 Ratio of investigation duration (RID; mean ± SEM) for a 30-min inter-trial interval.
Adult rats were presented with either a familiar juvenile (open bar) or novel juvenile (dark bar) rat
on trial 2. Adult rats remained in the test cage between both trials. Adult rats spend significantly
less time investigating the familiar juvenile rat than a novel juvenile rat (*p <0.001, Student t-test;
n = 14/group).
spends less time exploring the surroundings,
however this has not been timed. When the
familiar juvenile is presented at trial 2 two hr
later for 5 min, the adult does not recognize
the juvenile and investigates the juvenile for
approximately the same amount of time as in
trial 1 producing a ratio of investigation (RID)
close to 1.0. Most often, the RID values of
vehicle-treated rats will be ≤1.0, but not <0.8.
If an adult rat is presented with a familiar juvenile 30 min later in trial 2, the RID value will
be much lower than 1.0, closer to 0.6. Figure
8.5I.2 illustrates this inter-trial interval effect
(30 and 120 min) on the duration of social investigation by adult male rats. Robust memory
retention at the 30-min inter-trial interval and
the lack of memory retention at the 120-min
inter-trial interval is observed. With additional
studies at the 30-min inter-trial interval and a
novel juvenile rat presented instead of a familiar rat during trial 2 (Fig. 8.5I.3), it is further
demonstrated that the decrease in investigation
time of the familiar juvenile rats by the adult
rat was in fact due to memory retention and not
caused by fatigue or boredom. This approach
has been used for interpretation of treatment
effects showing that decreased investigation
times were specific and indicated enhancement of short-term/working memory (Dantzer
et al., 1987). Other approaches to control for
false-positive results have also been reported.
For example, Engelmann et al. (1995) reported
on using two juvenile rats (one familiar and
one novel) at trial 2 while Fox et al. (2005) introduced the novel juvenile immediately after
the end of trial 2. Although such approaches
could produce similar distinction and confirm
memory, they also introduced additional experimental variables that need to be specifically addressed.
Effects of test compounds
An amnesic effect of scopolamine (typical
dose of 0.25 to 1.25 mg/kg i.p. 30 min prior
to trial 2; and using a 30-min inter-trial interval) is often used to induce a deficit and
to demonstrate a pro-cholinergic effect of test
compounds (Perio et al., 1989; Terranova et al.,
1996; Schreiber et al., 2007; Depoortere et al.,
2007; Millan et al., 2007). While this experimental design is not described in detail in
this protocol, this can be easily incorporated
by establishing a dose-response relationship
for scopolamine or any other pharmacological
agent (e.g., phencyclidine, MK-801).
Promnesic effects of test compounds in the
rat social recognition test are evaluated at trial
2, 120 min after trial 1, when the adult rat has
no memory for the familiar juvenile rat (see
Fig. 8.5I.2). Vehicle-treated rats in trial 2 do
not recognize the familiar juveniles, and spend
approximately as much investigatory time in
trial 2 as they did in trial 1. However, adult
rats treated with a cognitively enhancing compound (promnesic agent) do recognize the juvenile rat as familiar and show a significant
reduction in investigation duration in trial 2
(RID <1.0). Figure 8.5I.4 shows an example
of data obtained with a cognitively enhancing
compound, ABT-239, which is a histamine H3
receptor antagonist (Fox et al., 2003a), across
a wide dose range that agrees with previously
reported data. After establishing that the dose
of 1.0 mg/kg was efficacious, a group of adult
Behavioral
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1.1
1.0
RID
0.9
*
0.8
*
*
0.7
*
0.6
0.5
vehicle 0.003
0.01
0.03
0.1
0.3
1.0 1.0+novel
ABT-239 (mg/kg 120 min, i.p.)
Figure 8.5I.4 Effects of histamine H3 receptor antagonist ABT-239 on short-term memory in the
social recognition test at a 120-min ITI. RID refers to ratio of investigation duration [trial 2 (sec)/trial
1 (sec)]; lower ratios indicate improved short-term memory. RID were calculated for each dose
(doses on abscissa) of the test compound (see Fig. 8.5I.2 for more details). Lower ratios reflect
improved short-term memory. Adult rats were administered the test compounds immediately after
the end of a 5-min trial 1, resulting in a 120-min pretreatment time before trial 2. Separate groups
of control rats treated with ABT-239 (1.0 mg/kg) and then exposed to a novel juvenile rat in trial
2 (1.0 + novel, respectively) were not significantly different from vehicle-treated rats (*p <0.005
versus vehicle, ANOVA, Dunnett’s post hoc; n = 10–29/group).
1.00
0.75
RID
*
0.50
0.25
*
0.00
vehicle 0.001
0.1
familiar
1.0
3.0
*
vehicle
1.0
3.0
novel
Figure 8.5I.5 D-Amphetamine in the social recognition test at a 120-min ITI. RID refers to ratio of
investigation duration [trial 2 (sec)/trial 1 (sec)]; lower ratios indicate improved short-term/working
memory. Drug pretreatment time was 30 min prior to trial 2. D-Amphetamine was effective in
decreasing RID at 1.0 and 3.0 mg/kg i.p. As a control for any nonspecific effects of the compound,
separate groups of control rats received vehicle, 1.0 or 3.0 mg/kg D-amphetamine and then were
exposed to a novel juvenile rat in trial 2 (novel). These groups were not significantly different
from vehicle-treated rats except with 3.0 mg/kg D-amphetamine. This demonstrates that for Damphetamine, a cognitively enhancing effect can be seen at 1.0 mg/kg; however, the effects at
3.0 mg/kg are not consistent with memory enhancement and illustrate a false-positive effect at
this dose. The horizontal line is for orientation purposes relative to previous figures, which have
an origin point on the ordinate at 0.5 RID (*p <0.05 versus vehicle ANOVA, Dunnett’s post hoc;
n = 12–39/group.)
Social Recognition
Assay in the Rat
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rats given 1.0 mg/kg of test compound (ABT239) was presented with novel juveniles in trial
2 (1.0 + novel) to test for effects of the test
compound not related to cognition (such as
sedation, stimulation, or undesirable alternative behavioral effects) that would interfere
with the assay and produce a false-positive
effect. The importance of these control
groups is demonstrated in Figure 8.5I.5. DAmphetamine is shown to produce a cognitively enhancing result at a dose of 1.0 mg/kg
when the novel juvenile control group is evaluated; yet at 3.0 mg/kg, which also looks to
be cognitively enhancing, tests with the novel
juvenile reveal that this dose (3.0 mg/kg) is a
false-positive result. The novel juveniles tested
with the dose of 3.0 mg/kg D-amphetamine
were also affected, with RID values significantly different from vehicle-treated controls.
Time Considerations
ory using a clinically relevant task. Psychopharmacology 153:353-364.
Bacciottini, L., Passani, M.B., Mannaioni, P.F.,
and Blandina, P. 2001. Interactions between
histaminergic and cholinergic systems in learning and memory. Behav. Brain Res. 124:183194.
Bielsky, I.F., Hu, S.B., Ren, X., Terwilliger, E.F.,
and Young, L.J. 2005. The V1a vasopressin receptor is necessary and sufficient for normal
social recognition: A gene replacement study.
Neuron 47:503-513.
Bitner, R.S., Bunnelle, W.H., Anderson, D.J.,
Briggs, C.A., Buccafusco, J., Curzon, P.,
Decker, M.W., Frost, J.M., Gronlien, J.H.,
Gubbins, E., Li, J., Malysz, J., Markosyan,
S., Marsh, K., Meyer, M.D., Nikkel, A.L.,
Radek, R.J., Robb, H.M., Timmermann, D.,
Sullivan, J.P., and Gopalakrishnan, M. 2007.
Broad-spectrum efficacy across cognitive domains by alpha7 nicotinic acetylcholine receptor
agonism correlates with activation of ERK1/2
and CREB phosphorylation pathways. J. Neurosci. 27:10578-10587.
A standard experiment using adult rats and
juveniles (five groups of adults with n = 16
and testing ten adult/juvenile pairs per day)
would start first with four groups of vehicle
and three doses of test compound for 64 adult
rats. This would be ∼7 test days. It is possible
to test twelve rat pairs per day depending on
space constraints and investigator fatigue. An
additional 2 working days would be required
for testing novel juveniles if a positive effect
was seen with a dose of test compound, equaling a total of 9 working days or ∼2 weeks.
The adult rats require 2 weeks of acclimation
to the facility prior to testing.
For each test day, from acclimation time to
the procedure room through the last rat in trial
2 and clean up, allow at least 5 hr to test ten
adult rats. The test can be broken up into two
sets of five rats; however, balance the coded
treatment groups such that one group is not
tested solely in the morning or afternoon.
The trials are timed at 5 min; therefore, set
each adult rat trial to be 5 min apart. This
does not allow for any time in between rats
for dosing, recording trial times, or removing
juveniles and adults; therefore, 6 or 7 min between trials should be plenty of time for this,
especially with the 120-min inter-trial interval.
With experimental designs utilizing a 30-min
inter-trial interval, consider breaking up the
group of rats into smaller quantities for testing
at one interval, e.g., four to five at a time.
Bizarro, L., Patel, S., Murtagh, C., and Stolerman,
I.P. 2004. Differential effects of psychomotor stimulants on attentional performance in
rats: Nicotine, amphetamine, caffeine and
methylphenidate. Behav. Pharmacol. 15:195206.
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Behavioral
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