Main Models of Concerti Grossi of
the Early 18th Century
Carmel Abramovitch
THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE
REQUIREMENTS FOR THE MASTER'S DEGREE
University of Haifa
Faculty of Humanities
Department of Music
November, 2021
Main Models of Concerti Grossi of
the Early 18th Century
By: Carmel Abramovitch
Supervised by: Prof. Oded Zehavi
Dr. Alon Schab
THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE
REQUIREMENTS FOR THE MASTER'S DEGREE
University of Haifa
Faculty of Humanities
Department of Music
November, 2021
Approved by: _____________________________ Date:______________________
Supervisor
Approved by: _____________________________ Date:______________________
Supervisor
Approved by: _____________________________ Date:______________________
(Chairperson of Master’s Committee)
I
Contents
Abstract .................................................................................................................................... III
List of Figures .......................................................................................................................... IV
List of Tables ......................................................................................................................... VII
Preface........................................................................................................................................ 1
1. Background of Concerto and Concerto Grosso ...................................................................... 2
1.a Concerti until Corelli .................................................................................................. 2
1.b The role of Corelli in Concerti Grossi ........................................................................ 9
2. Analysis: Models and Variants............................................................................................. 14
2.a Corelli – Concerti Grossi, Op.6 ..................................................................................... 14
2.a.i Structure and Form ................................................................................................. 14
2.a.ii Instrumentation – Amplified Trio Sonata .............................................................. 18
2.a.iii Textures and Dialogue .......................................................................................... 21
Conclusions .................................................................................................................... 25
2.b Vivaldi – L'estro Armónico, Op.3 ................................................................................. 25
2.b.i Structure and Form ................................................................................................. 26
2.b.ii Innovations in Ritornello form .............................................................................. 27
2.b.iii Instrumentation – orchestrating texture ................................................................ 31
2.b.iv Sound and effects – Beyond Texture .................................................................... 35
Conclusions .................................................................................................................... 36
2.c Handel – Concerti Grossi, Op.3 and Op.6 ..................................................................... 37
2.c.i Structure, Form, and Diversity in Style .................................................................. 38
2.c.ii Instrumentation with woodwinds........................................................................... 43
Conclusions .................................................................................................................... 47
2.d Bach’s Brandenburg Concerti ....................................................................................... 47
2.d.i The Concerti as a Unified Set ................................................................................. 48
2.d.ii Ensemble Concerti – Nos.1 and 6 ......................................................................... 49
2.d.iii Concerti Grossi – Nos.2 and 5 .............................................................................. 53
2.d.iv Middle-Ground – Nos.3 and 4 .............................................................................. 57
2.d.v Modulations in the ritornelli .................................................................................. 59
Conclusions .................................................................................................................... 61
3. Manifestation of Concerto Grosso in later times .................................................................. 62
3.a After Handel, Before Bloch ........................................................................................... 62
3.b Resurrection of the Genre .............................................................................................. 72
4. Conclusions – Devising the Models, Collecting the Tools................................................... 79
Carmel Abramoitch – Concerto Grosso con duoi Violini e Viola da Gamba o Violoncello
di Concertino obligati e duoi altri Violini, Viola, e Basso di Concerto Grosso con flauto e hautboy
opzionali ............................................................................................................................................ 80
References ................................................................................................................................ 81
Scores ....................................................................................................................................... 83
II
Main Models of Concerti Grossi of the early 1700s
Carmel Abramovitch
Abstract
The purpose of this study is first and foremost to grant a composer the proper
tools in order to write a Concerto Grosso, focusing on the models of the first half of the
1700s. Because there is ambiguity to the term, it seemed there was a need to define
what a Concerto Grosso is. The research will address the difference between concertos
for multiple soloists, small groups, and between groups – with or without a ripieno, all
attributed to the "Grosso” genre, and define various models. To this end, and to
understand the genre’s fundamental principles, the study starts with the examination of
the Concerto Grosso’s roots and of the concerto in general.
The majority of research will be conducted on the five most important
collections of the time – Corelli Op.6, Vivaldi Op.3, Handel Opp.3 and 6, and the
Brandenburg Concerti by Bach – using analysis of macro aspects such as structure,
form, and texture. The observations of several scholars – such as Talbot, BroverLubovsky, Bukofzer, Tatlow, as well as contemporary sources of the baroque – are also
imbedded in this study. In addition, some biographical survey is provided – especially
of Corelli – in order to give context to the birth of the Concerto Grosso, and better
understand its role and development in the musical world. The study will further survey
later works on a more superficial level.
Supplemented to this research is my own composition, a Concerto Grosso based
on the knowledge gained from this study.
III
List of Figures
Figure 1 Giovanni Gabrieli, Concerto XLL Gloria a 16 - an opposition between choirs ......... 3
Figure 2 Giovanni Gabrielli ch.214n sonata 12. polyphonic, with concertante moments ......... 4
Figure 3 Castello sonate prima a2 – soprano 1,2 and figured bass............................................ 5
Figure 4 Torelli, Op.8.i concerto grosso.................................................................................... 6
Figure 5 Cazzati Op.35 triad opening........................................................................................ 7
Figure 6 Cazzati's Op.35 No.11 the strings and continuo keep a homophonic style. ................ 8
Figure 7 Torelli’s Sinfonia G.33 with a robust major triad opening continued by passagework
................................................................................................................................................... 9
Figure 8 Arcangelo Corelli leading a serenata at Piazza di Spagna1, Christofor Schor, 1687 11
Figure 9 Corelli's Op.3 No.8 demonstrates virtuosity in the final allegro ............................... 12
Figure 10 Allemandes - Op.6.on the left, Op.2 on the right .................................................... 12
Figure 11 No.4.ii – The viola and bass give space for a continuo solo ................................... 18
Figure 12 No.2.iv Figures in blue show the interval of the viola from the root note. *Doubled
by vln. 1. .................................................................................................................................. 19
Figure 13 Op.6 No.1.iii - four-part fugue in the trio settings. The viola’s entrance depicted in
the cello part ............................................................................................................................ 19
Figure 14 No.1.i virtuosic cello ............................................................................................... 20
Figure 15 No.6.v interchanges................................................................................................. 20
Figure 16 No.1.iii "fake" 6-part fugue..................................................................................... 21
Figure 17 Concerto No.4 - last allegro. in blue - single note interchanges between violins. Red
- independent cello part ........................................................................................................... 21
Figure 18 No.8 last allegro - ping-pong interchanges ............................................................. 22
Figure 19 Ripieno joins as echo in No.3.i ............................................................................... 22
Figure 20 No.1.ii tutti repetition of theme ............................................................................... 23
Figure 21 No.6.i tutti piano and forte echoing effect .............................................................. 23
Figure 22 No.5.i antiphon effect using dynamics instead of tutti vs soli ................................ 24
Figure 23 No.7 – Andante Largo - Tutti acts in a soft accordance .......................................... 24
Figure 24 Concerto No.8 last movement fade out effect ......................................................... 25
Figure 25 The fugue from No.11 ............................................................................................. 26
Figure 26 No.8.iii opening measurements in imitative texutre ............................................... 27
Figure 27 Scarlatti’s Mentr'io Godo in Dolce Oblio (instrumental reduction from the Oratorio
"The Rose Garden") ................................................................................................................ 28
Figure 28 No. 6.i antecedent, fortspinnung & epilogue based on the ritornello's opening theme
................................................................................................................................................. 29
Figure 29 No.12.iii Opening ritornello in the fortspinnung method........................................ 29
IV
Figure 30 No.8.i shortened ritornello in Am in a cadence to Em, then modulates to Dm right
after.......................................................................................................................................... 29
Figure 31 No.1.i the recurring theme ...................................................................................... 30
Figure 32 No.1.i recurring accompaniment ............................................................................. 30
Figure 33 No.1.iii tutti responds in accordance ....................................................................... 31
Figure 34 No.1.ii violas as bass ............................................................................................... 32
Figure 35 No. 7.i omitting the violas ....................................................................................... 32
Figure 36 No. 10.i solo viola accompaniment ......................................................................... 33
Figure 37 No.10 7-part writing................................................................................................ 33
Figure 38 No.1.ii majestic unisons .......................................................................................... 34
Figure 39 No.1.i pairs in thirds, each in its turn ...................................................................... 34
Figure 40 No.4.i stretto duo..................................................................................................... 35
Figure 41 No.1.i Cello solo in a non-cello-solo concerto ........................................................ 35
Figure 42 No.10 different arpeggios ....................................................................................... 36
Figure 43 No.10 final movement. 8va ..................................................................................... 36
Figure 44 No.7.iii ping-pong ................................................................................................... 36
Figure 45 Op.6 No.5.i,ii - French styled overture ................................................................... 39
Figure 46 Op.6 No.12.i recitative manner ............................................................................... 39
Figure 47 Op.6 No.8.i .............................................................................................................. 39
Figure 48 Op.6 No.3 and No.7 motetic and homophonic opening .......................................... 40
Figure 49 polonaise theme 1 and theme 2 ............................................................................... 41
Figure 50 transition, red for the theme, green for episode, blue for codetta ........................... 41
Figure 51 bar 47 does not stay in the tonic, but modulated to C ............................................. 42
Figure 52 False cadence to G in 69, which is only established in the ending measures ......... 42
Figure 53 Op.6 No.8 .iii motives superimposed ...................................................................... 42
Figure 54 Op. 6 No.2.ii Ongoing motive development ........................................................... 43
Figure 55 The overture to the Ode of St. Cecilia's Day........................................................... 43
Figure 56 Op.3 No.2.v orchestrating the continuo section ...................................................... 44
Figure 57 No.6.ii solo for the organ ........................................................................................ 44
Figure 58 Op.6 No.1.i oboes as drums .................................................................................... 46
Figure 59 Op.6 No.5.v uses a, b, c for the oboes ..................................................................... 47
Figure 60 The keys are a fifth apart from C ............................................................................ 48
Figure 61 No.1.i choirs vs choirs (type 1) ............................................................................... 50
Figure 62 No.1.ii soloists are supported with chords (type 2) ................................................. 50
Figure 63 No.1.i unified texture (type 3) ................................................................................ 51
Figure 64 No.1.i antiphon........................................................................................................ 52
Figure 65 No.6.i duo vs duo .................................................................................................... 52
V
Figure 66 No.1.i the oboe solo against the violin .................................................................... 53
Figure 67 No.1.iv dovetailing rhythmic horns ........................................................................ 53
Figure 68 No.5.i 32nd runs and quasi violin-duo parts for the cembalo ................................. 54
Figure 69 No.2.i contrasting material between concertino and tutti........................................ 55
Figure 70 No.2.i Order of introduction of soloists .................................................................. 56
Figure 71 No.5 affetuoso fugue ............................................................................................... 56
Figure 72 No.3.i correspondence between the choirs .............................................................. 57
Figure 73 No.3.i correspondence within the choirs ................................................................. 57
Figure74 No.3.i Soloist backed up within the choir. ............................................................... 57
Figure 75 No.3.i False reprise to G minor, real recap. in bar 126 ........................................... 59
Figure 76 No.2.i.103 Am>F .................................................................................................... 61
Figure 77 No.3.i.126 Gm>G ................................................................................................... 61
Figure 78 No.4.i. mm.332-334 Bm>G .................................................................................... 61
Figure 79 No.5.iii.232 modulation without preparation from Bm to D .................................. 61
Figure 80 Beethoven’s triple concerto, the soloists enter, with accompaniment .................... 63
Figure 81 Beethoven's triple concerto - contrasts of soli - tuti ................................................ 64
Figure 82 Brahm's double concerto - powerful introduction................................................... 65
Figure 83 Brahm's double concerto - soft introduction ........................................................... 65
Figure 84 K.299.i bar 68: harp accompanies flute solo ........................................................... 66
Figure 85 K.299.i bar 89 textured as an ensemble concerto. In red – a little trio.................... 67
Figure 86 3 K.299.ii bar 4 textured as amplified trio-sonata ................................................... 68
Figure 87 hob.1/109 concertino group vs orchestra ................................................................ 70
Figure 88 Beethoven's Symphony No.7.i Antiphon (left), acoustic-timbral effects (right) .... 71
Figure 89 Beethoven's symphony No.4.i woodwinds as concertino ....................................... 72
Figure 90 Bloch’s No.1.ii solos ............................................................................................... 73
Figure 91 No.2.i concertino and tutti....................................................................................... 74
Figure 92 Martinu's Concerto Grosso, more like an ensemble concerto or a symphony ........ 75
Figure 93 Vaughn Williams - string quintet concertino, ripieno, and an optional addition of
strings ...................................................................................................................................... 76
Figure 94 Schnitke's Concerto Grosso No.1 tocatta ................................................................ 77
Figure 95 Igor Stravinsky - Dumbarton Oaks for Chamber Orchestra (1937-38) .................. 78
VI
List of Tables
Table 1 Compound movements ............................................................................................... 17
Table 2 Vivaldi's combinations of soloists .............................................................................. 26
Table 3 Handel’s Op.3 instrumentation................................................................................... 45
Table 4 Bach's progression of keys ......................................................................................... 60
VII
Preface
As a composer, I felt that in order to achieve a master level of proficiency – I had
to write a concerto. The genre demands an understanding of the instruments and
creativity in terms of texture, and feels to me like a must-have in a composer’s portfolio.
The solo concerto, however, did not arouse in me any curiosity, for there are already a
plentiful amount in the world. I have heard of the Concerto Grosso and had very little
knowledge of it. In addition, as a viol player, I have a soft spot for historically informed
performance, and for unusual timbres in general, and so the old style of the concerto
seemed like the right choice.
1
1. Background of Concerto and Concerto Grosso
1.a Concerti until Corelli
The first examples of concerti are in music for choir, known today as vocal
concerti. The word concerto meant both in consort and virtuosically elaborated.
Beforehand, the meaning of the word was ambiguous due to the Latin origin concertare
– "to compete together" (Newman, 2020). Earliest uses of the word as a musical texture
came as early as the 1500s. For example, the venetian anthology Mvsica De Diversi
Avttori Illvstri Per Cantar E Sonar in Concerti, published 1584, describes a group of
voices and/or instruments playing together (in consorts). Three years later, in 1587, a
collection of venetian composers, Andrea Gabrieli and his nephew, Giovanni Gabrieli,
was released, titled plainly concerti. This collection contains music for 6-12, and for
16, some of which are for multiple choirs. The concerto below by Giovanni Gabrieli
demonstrates different textures between the choirs. As choir 2 and 4 collaborate in
homophony, they are answered in a fugal manner by imitative choirs 1 and 3.
2
Figure 1 Giovanni Gabrieli, Concerto XLL Gloria a 16 - an opposition between choirs
According to Grove Music Online (Hutchings, A et al., 2001), the concerto is
in fact a branch of the sonata, starting with a single violin player per part and
progressively becoming a string orchestra. Early sonatas had a polyphonic style not
much different from vocal music of the time, which commonly used imitations. The
following example by Giovanni Gabrieli, published 1615, is a sonata that starts in an
3
imitative texture, and continues with solos accompanied by the bass. The solos are more
brilliant, in contrast with the tutti material.
Figure 2 Giovanni Gabrielli ch.214n sonata 12. polyphonic, with concertante moments
Castello’s Sonate concertate in stilo moderno is a collection of virtuosic pieces
for two or three instruments over figured bass. The ones for two are practically trio
sonatas. Also, this is the first appearance of the term concertate in an instrumental
context.
4
Figure 3 Castello sonate prima a2 – soprano 1,2 and figured bass
Here we already see two foretelling models of instrumental music that can be
associated with future concerti grossi such as Torelli’s Op.8 and Corelli’s Op.6. The
kind in which the soloistic material contrasts the tutti material, as Gabrieli’s and
Torelli’s, and the “stilo moderno”, in which the material itself is competitive, or
“concertate”, as Castello’s and Corelli’s. These sonatas are, however, still small both
in terms of form and of instrumentation, if compared with the orchestral genre of the
concerto.
Torelli was the first important composer to publish a collection with the term
concerto grosso with his 12 concerti grossi con una pastorale, Op.8, in 1709. However,
the title is misleading – as only half are for two concertino violins, while the other six
are for solo violin. Before Torelli, second tier composer Giovanni Lorenzo Gregori
published his Op.2 in 1698, which includes concerti grossi. Some other collections were
published since, such as Valentini Giuseppe’s Concerti Grossi, Op.7. What changed,
that now that word “grosso” was added? As opposed to the earlier sonatas, the
concertino’s support of the bass was extended with the “reinforcement” of a ripieno of
two violins, viola, violone, and organ. Thus, the arrangement becomes larger.
Additionally, the forms become more complex. Torelli’s opus makes extensive use of
the ritornello form, later to be standardized by Vivaldi. My assertion is that the term
“grosso” was yet to imply a type of genre, but was rather a superlative adjective.
5
Figure 4 Torelli, Op.8.i concerto grosso
As the orchestras grew, the echoing acoustics in which they played became unfit
for polyphonic performance. In Bologna, maestri di cappella of San Petronio – Cazzati
(1657–71), Colonna (1674–95), and Perti (1696–1756) – preferred a “robust style that
brought into prominence only one instrument at a time” (Grove Music Online, Talbot,
2001) – as can be seen in some of their sonatas (examples below). This robust style was
also evident in the homophonic texture with brilliant passagework and concertato
dialogues, neglecting imitative polyphony. This style was many times exemplified by
sonatas for obligato trumpet written from 1660 onwards by Cazzati, Domenico
Gabrielli, and Torelli. The latter two had positions in the San Petronio orchestra. These
sonatas, according to Grove, were the origins for the major-triad openings of sonatas
thereafter. For reference, all six Brandenburg concerti begin with such a triad. The
example sonata by Cazzati shows this motive in a solo context. Note that the soloists
do not have reinforcements. The second example by Torelli demonstrates a massively
orchestrated sinfonia in the concertato style. The size of the orchestra and of the soloists
outnumbers most, if not all concerto grosso of the time. In this case, there is no need to
6
call it a concerto, let alone grosso, since its function is not for private use, such as in the
case of sonatas (Mangsen et al., 2001).1
Figure 5 Cazzati Op.35 triad opening
1 Mangsen further discusses the both secular and religious social-cultural context of the
sonata in the Grove Music Online.
7
Figure 6 Cazzati's Op.35 No.11 the strings and continuo keep a homophonic style.
8
Figure 7 Torelli’s Sinfonia G.33 with a robust major triad opening continued by passagework
It is by now apparent that the concertate style, which featured contrasts between groups,
or contrast between soloistic episodes with ritornelli – together with the reinforcement
of a ripieno – made the concerto a standalone genre. Starting with Corelli, the following
will present standardizations of the concerto grosso model.
1.b The role of Corelli in Concerti Grossi
Given how celebrated Corelli's Op.6 was and the impact it had, it is interesting
that the Roman composer's concerti grossi were not published until a year after his death
in 1714 (Hutchings, A et al., 2001). It should be borne in mind that at least some of
these concerti were already performed during his lifetime; and so, Corelli’s impact on
other composers began much earlier than the year the opus was released. It is common
belief that during Georg Muffat’s visits to Rome in 1681, he attended one of these
9
concerts and studied with Corelli. We attribute to Muffat’s later commentary on his
own concerti a lot of our recent knowledge of the topic. The following paragraphs will
describe the evolution of Corelli’s career, and with it the evolution of the concerto
grosso, mainly in terms of orchestration.
Owen Jander (1968) reviews the orchestration of Corelli's concerti at the time
of his activity in Rome. He states that, although Corelli had his early education in
Bologna, his skills in orchestration were developed in Rome, where he was exposed to
vocal music. The Papal States sponsored many of the choirs in Rome, and especially in
festive events, the singers would be doubled with instrumentalists (Spitzer & Zaslaw,
2010). In such events of the 1600s, there were several choirs – each joined by a section
of similar instruments (e.g., trumpets, or violins and flutes, or basses) and organs. In
addition, lead singers had the accompaniment of a violin. Later on, this model evolved
into a concerto grosso organization – where instead of several choirs, a ripieno, or
cappella, would be doubled with mostly bowed instruments, and a smaller group of
soloists, a coro favorito, would be accompanied with two violins and a violone. The
older texture of spatial separation between distinct choirs gave way to two different
textures – mass and soloistic, quite like the concerti grossi beforementioned, but with
one critical difference. The concertino is an independent group, with its own continuo
instrumentation. It is this model that is key to the distinction of Corelli’s Op.6 to all
other concerti. Such a performance was recorded in a painting by Christofor Schor
(Spitzer & Zaslaw, 2010).
10
Figure 8 Arcangelo Corelli leading a serenata at Piazza di Spagna1, Christofor Schor, 1687
In 1675, the Church of San Giovanni dei Fiorentini hired instrumentalists for
the performance of San Eustachio, an oratorio by Antonio Masini. For the performance,
the list of "concertino" players included two violins, a lute, a harpsichord, and two
violoni. The list of "violini del concerto grosso" included six violins, and then four alto
violas, four tenor violas, and four basses. The list even stated that the players had only
two rehearsals before the event. Among these players was young Arcangelo Corelli,
listed as "il Bolognese" (the name by which he was known due to his origin).
In the mid-1680s, Corelli’s career evolved from playing in concerts to
composing and producing them, as he received patronship from the Cardinal Benedetto
Pamphili, a well-known collector of arts and a librettist himself.2 Some features of the
Corellian concerto have roots in the sonatas published during this time, that would
2
The Cardinal's most successful and resonant work was the oratorio Il Trionfo del
Tempo e del Disinganno, set to music in the spring of 1707 by Georg Friedrich Handel,
guest in Rome (Mercantini, 2014).
11
moreover serve as models for other composers well into the 18th century (Talbot,
2001).3
Op.2 of 12 chamber sonatas, dedicated to Pamphili and published in 1685, is a
collection for two violins and continuo, in the four-movement format of a prelude and
three dances or connecting movements (essentially dance suites). Op.3 of trio sonatas
was published in 1689. Both opuses’ texture is mostly choral (especially in Op.2),
however in Op.3 one may find fine instrumental passageworks that would fit a virtuosic
concerto part.
Figure 9 Corelli's Op.3 No.8 demonstrates virtuosity in the final allegro
Some resemblance may be found between the sonatas and the concerti grossi.
Peter Allsop (1999) notes that the allemandes, such as in Op.2 No.3, resemble the
penultimate movement of Op.6 No.3, in which the violins play parallel thirds above a
quaver bass.
Figure 10 Allemandes - Op.6.on the left, Op.2 on the right
In 1690, Pamphili left for Bologna and Corelli got a new patron – Cardinal
Ottoboni, with whom he remained until his death. It was in this time that Corelli
published Opp. 4 and 5, which, according to Allsop (1999), were partially the grounds
Despite the many references to Corelli’s sonatas (published 1681–1700) as normative,
the four-movement model usually attributed to him (slow–fast–slow–fast) is present in
only half of his published sonatas.
3
12
for some of the movements of Op.6; specifically, Op. 4 No.9 (tempo di gavotte) became
No.2’s finale, and Op.5 No.8 is similar to the finale of Op.6 No.3. Under these
patronages, Corelli’s status grew as he managed, conducted and composed for
orchestra, as well as took care of wages and transportation for the instrumentalists, and
so came to arguably be the only Roman musician able to manage a full orchestra. The
critic G. M. Crescimbeni testified that the mass of his orchestras was often larger than
a hundred participants, including the combination of winds and strings, and was
astonished at how well they sounded without the risk of discord (Spitzer & Zaslaw,
2010).
Corelli’s role in concerti grossi is therefore twofold: 1) in its unique
orchestration of two opposing groups – the trio sonata against (or supported by) the full
ripieno; 2) in the four-movement structure based on sonata da camera and da chiesa.
However, the former form of concerto grosso, as Torelli’s, continued to develop
alongside it. The following chapter will get into the depths of this matter and see how
the two models evolved and/or merged.
13
2. Analysis: Models and Variants
The purpose of this chapter is to devise models of concerti grossi starting with Corelli's
Op.6, and continuing to Vivaldi's Op.3 L'estro armonico, Handel's Concerti Grossi
Opp. 3 and 6, and Bach's Brandenburg Concerti. The analysis will focus on macro
aspects such as structure, form, texture, and orchestration/instrumentation. These
aspects will be the building blocks of the concerto grosso models, as they essentially
convey different ways of managing parts in terms of melo-rhythmic material and timing
(tutti, solo, primary material, secondary material, one after another, together at once,
etc.). Consequently, other subjects, such as harmony, rhythm, and tonality, are of lesser
importance, and as such will also be analysed, albeit in passing. Eventually, the analysis
will yield a general understanding of the genre’s design – as well as some tricks-of-thetrade for composing an extraordinary concerto grosso. For this matter, the order of the
pieces in this chapter is chronological, from Corelli through Vivaldi and Handel. Bach,
as the most diverse and experimental, was saved for last.
2.a Corelli – Concerti Grossi, Op.6
Op.6, published in 1714 as Concerti Grossi con duo violini e violoncello di concertino
obligati e duoi altri Violini, Viola e Basso di Concerto Grosso ad arbitrio, che si
potranno radopiarre includes 12 concerti – eight of which are free concerti )Allsop
1999) with multiple movements, and four chamber concerti. Since the original
publication wasn’t arranged with numbered movements, and because of the many
tempo changes and sometimes very brief sections – it is at times hard to decide what is
considered a movement at all.4 Only in the chamber concerti (Nos. 9-12) there is a title
for every dance.
2.a.i Structure and Form
Generally, there are three types of distinct forms in every concerto of this opus:
compound movements, binary, and fugues. The free concerti mostly begin with a slow
introduction (Nos. 1, 4, 5) or a short declarative vivace (Nos. 2, 7, 8), which is then
followed by one or more compound movements of changing tempi. No.8 begins with a
4
One can see recordings that had five tracks for No.2 (Musica Amphion 2012), for example,
whereas other recordings or score publishers divided it to four movements (Europa Galante,
2007; Waldemar Woehl, 1937). No.8 has seven movements in the recordings by Musica
Amphion. And 5 by Europa Galante.
14
short introduction and a fugue, similar to the sonata da chiesa, only to continue with a
compound movement. No.3 does not contain a compound movement at all. Curiously,
Nos. 3 and 8 are the only concerti in a minor key. They are therefore much like the
sonata da chiesa. The four concerti da camera, go by the same principles of the chamber
sonatas, discussed in the previous chapter. The distinction between the free concerti
and the chamber sonatas may be ambiguous – as No.12, for example, has only two
named dances, but three free movements. In comparison, Allsop recognized that No.3
ends with both an Allemande and a Giga. Other free concerti include dance-like
movements as well.
Corelli’s compound movements display dramatic contrasts, with their
transitions from broad introductions to faster vigorous sections, often interrupted by
sudden adagios or general pauses. Each section has its own character, depicted by a
subject or effect and tempo, and goes through tonal changes and development until it
resolves back to the tonic at its end. The table below demonstrates this model:
15
No.1.i
Intro: 1-11, D Maj.
No.2.i
Intro: 1-9, F Maj.
No.4.i
Intro: 1-4, D Maj.
A: 12-20, D Maj.
A2: 21-27, Bm
B subito: 20-21, Bm
A: 10-39, F Maj.
A: 5-25, D Maj.-A Maj.
B: 40-51, Fm
B: 26-51, A Maj.-D Maj.
16
B2: 28, A Maj.
Intro2: 52-60, C Maj.
A3: 29-36, A Maj.
A2: 61-98, C Maj.
B3: 37-39, D Maj.
C: 99-107, F Maj.
No.5.i
Intro: 1-9, Bb
A: 9-29, Bb Maj.
G.P 29-31, Bb Maj.
Table 1 Compound movements
17
B: 32-61, Bb Maj. -Dm
B2: 62-72, Bb Maj.
Coda: 73-76, F
Binary forms are widely used in second or later movements. No.1.ii (largoallegro) is clearly a minuet, for example, with the allegro being a virtuosic variation
on the former's harmonic progression. No.4.iii (vivace) is also a minuet, and its final
allegro is a Gigue, with a virtuosic coda. There are binary movements in duple meters
as well, for example No.3.iii (vivace), and No.5's final allegro. It is worth mentioning
that Concerto No.5 is the only one in this collection without a vivace movement.
2.a.ii Instrumentation – Amplified Trio Sonata
As mentioned, the concerti grossi are based on a trio (concertino) and a ripieno
(sometimes referred to as concerto grosso). The parts in the collection’s original edition
were titled: violino primo del concertino, violino secondo del concertino, and
violoncello del concertino; plus the ripieno: violin primo / secondo del concerto grosso,
alto viola, and basso del concerto grosso. The instruments of the ripieno either double
the concertino or support the continuo with realization. Unlike common practice,
Corelli’s concertino cello part includes figures and serves multiple purposes. First, in a
fully orchestrated performance, the cello would be doubled by a lute or the like,
separately from the ripieno, thereby creating a dialogue between groups. As Muffat
wrote: “as to the little choir or trio [. . .], let it be played singly [. . .] with the
accompaniment of an organist or theorbo player“ (Strunk, 1950). Other than
supporting with harmony, the additional continuo player has an important role in
No.4.ii, where the concertino, along with the ripieno violins, plays nothing but chordal
progressions. The violas and bass join intermittently, when needed. This space created
in their absence allows the continuo player to take on a solo.
Figure 11 No.4.ii – The viola and bass give space for a continuo solo
The trick, however, is that the concerti are also very much playable without the
ripieno, by a trio-sonata group, where the part of the viola isn’t needed since the
18
continuo player is able to harmonize the bassline. To cite Muffat: “Should you be short
of string players, or wish to try over these concertos with only a few, you may form a
perfect little trio, at all times necessary. [. . .] and to this may be added, for the greater
ornamentation of the harmony, a harpsichord or theorbo, played from the very same
part”. Theoretically, a small performing group is not required to purchase all the parts,
as they were printed in separate volumes (the first edition is available in the IMSLP for
demonstration). It is a smart commercial strategy, because it saves money for users –
both by having less players and parts to pay for.
The extent to which Muffat’s claim could be stressed is uncertain. Did Corelli
actually write the concerti starting with the trio? It is almost certain that the fugues were
written in four-parts, and not for trio, as Allsop (1999) suggests.5 Yet, harmonically,
they can still be played in a trio context and retain good harmony. That is to say, the
viola parts will never play the thirds of a consonant chord, or have part in a dissonance
progression. Hence, the level of saturation is kept by the trio. Furthermore, to solve the
viola’s absence in the beginning imitations, the concertino cello plays the first notes.
8
5
8
5
3*
6*
5
5
8 5
5
5
Figure 12 No.2.iv Figures in blue show the interval of the viola from the root note. *Doubled by vln. 1.
Figure 13 Op.6 No.1.iii - four-part fugue in the trio settings. The viola’s entrance depicted in the cello part
5
Allsop makes a thorough analysis on the subject of whether the opus was truly designed as a
trio-sonata from the start.
19
Other than functioning as a bass in a trio context, the concertino cello also has
independent parts, and even very demanding passages. The first allegro of No.1 starts
with a virtuosic example indeed, not only for the persistent six-bar long semiquavers,
but also for the inconsistency of the melodic patterns, as well for the use of chromatic
notes. The harmony changes every half measure. Combined, these elements create an
intense part for the cello.
Figure 14 No.1.i virtuosic cello
The viola has some important roles as well, but is given very little rhythmic
independence outside four-part fugue writing. It often helps to accent certain elements
in the other parts. The example from No.7.v shows how it colours the cello when
jumping octaves. Like the interchanges of motives between the violins, there are now
also interchanges of thickness in the lower parts.
Figure 15 No.7.v interchanges
In fugues, the ripieno has a sophisticated way of creating different thicknesses.
In No.1.iii, for example, there are only 4 melodic lines, but 6 entrances are distributed
20
between the parts, thus creating a six-grade thickening of the texture. It almost creates
the illusion of a six-part fugue.
Figure 16 No.1.iii "fake" 6-part fugue
2.a.iii Textures and Dialogue
Every concerto in this collection covers a diverse array of textures. There is
always a chordal movement, or at least an opening section. Imitations are extant, often
with an accompaniment. Some techniques are instrumental in nature, while some are
influenced from vocal concerti. Instrumental techniques are not particularly verbal, but
they are very effective. Interchanges of motives between the concertino violins is a
feature Corelli was fond of, as seen in the figure from No.6.v above. Some instances
demonstrate game-like interchanges between but a single note. Below are examples
from No.4 and the last allegro of No.8.
Figure 17 Concerto No.4 - last allegro. in blue - single note interchanges between violins. Red - independent cello
part
21
Figure 18 No.8 last allegro - ping-pong interchanges
Antiphony between the concerto grosso and the concertino is a demonstration
of Corelli's influence by the vocal concerti. Unlike older styles of polychoral textures,
the concertino joins the ripieno in the amplified echoes (e.g., No.3.i). Muffat instructs
that tutti parts must be in full tone, and that piano parts should be played "at once so
softly and tenderly that one barely hears them" (Oliver Strunk, 1950, p. 451). Another
instance is an amplified repetition of a whole theme, such as in No.1.ii. In a trio
performance, the group should play these instances in piano and forte. This is not
always mentioned, but there are instances of these cases when the ripieno is silent (e.g.,
No.6.i).
Figure 19 Ripieno joins as echo in No.3.i
22
Figure 20 No.1.ii tutti repetition of theme
Figure 21 No.6.i tutti piano and forte echoing effect (reduction from continuo realization)
The ripieno does not always act as an amplification, in the sense of creating bigger
forte parts. No.5.i creates a dialogue of piano and forte fully orchestrated. In this fashion
it may be interpreted more as a rhetorical effect than an antiphon – a sort of word
painting.
23
Figure 22 No.5.i antiphon effect using dynamics instead of tutti vs soli
Other frequent uses of the ripieno are the support of a choir to soloists on key
notes, such as V-I progressions, or a whole cadence. The following figure from the
andante largo of No.7 demonstrates these short cadences between measures. In this
example, the ripieno plays an unordinary role of accenting the rests of the concertino
cello. This musical sentence, without the ripieno, would sound quite different with only
the second violin playing the third of the chord on the first beat. The ripieno, therefore,
plays the root.
Figure 23 No.7 – Andante Largo - Tutti acts in a soft accordance
Finally, an example from the first edition where dynamics are used to create an
echoing tail as a closing section – from Forte to Pianissimo. Examples such as this
show that in Corelli’s time there was already a spectrum of dynamics, and a wide range
of expressive use of this spectrum.
24
Figure 24 Concerto No.8 last movement fade out effect
Conclusions
This opus was designed in Corelli’s unique way, starting from the use of his
own structures and the amplified trio sonata orchestration. He used compound
movements and free structures in addition to his own standard, originated in his sonatas.
The core of his instrumentation is in the trio. It is as if the music was originally
for the trio, with arrangements made for the ripieno, as suggested by the term “amplified
trio sonata”, often used to describe Op.6. The concertino cello, alongside a continuo
player, has a big part in maintaining this balance, and the viola adds mostly thickness
to the texture and, in some cases, independent rhythmic parts.
Textural dialogues exist on a few levels – between the soloists, and between the
ripieno and the concertino. Playful instrumental techniques are frequent between the
soloists, and the ripieno often functions like the vocal concerti in antiphons or to
amplify certain sections or parts, but also has gestures that were not available to the
trio.
Thanks to Georg Muffat’s commentary, we have a lot of information on the
execution of these concerti. However, the assumption that the concerti are fully
performable in a trio scenario is not without consequences. To be fair, I am not
convinced that this was Corelli’s main objective – as evidenced by some parts of the
ripieno whose absence would truly be a compromise. The Corellian model, at any rate,
depends on the wholeness of the trio, as it also affects the purpose and management of
the ripieno, and of the contrasts between tutti and soli sections.
2.b Vivaldi – L'estro Armónico, Op.3
Op.3 was published in 1711 as a collection of 12 concerti. Vivaldi did not name
the concerti “grossi”, and yet Op.3 is designed very much like Torelli’s concerti grossi,
Op.8. The dozen concerti include various combinations of soloists (a third of them for
one soloist, see table 2 below), with a similar ensemble of four violin parts, three
movement structure, and the use of the ritornello form. Even though Torelli is probably
the first to embody the ritornello form in the concerto genre, it is due to Vivaldi’s
sophisticated innovations in
25
Torelli’s model, that this model
TYPE
NO. AND KEY
became one to be imitated by many
VIOLINO SOLO
3-G
6-Am
European
DUE VIOLINI
5-A
8-Am
2-Gm
11-Dm
1-D
4-Em
7-F
10-Bm
composers.
Vivaldi
composed as many as 500 concerti.
DUE VIOLINI E
His success, however, also brought
VIOLONCELLO
critique. According to Brover-
QUATTRO VIOLINI
Lubovsky (2008), he was often
considered
unlearned
by
his
9-D
12-E
QUATTRO VIOLINI
E VIOLONCELLO
Table 2 Vivaldi's combinations of soloists
contemporaries, and was thought to
have "bad-harmony", which, in that time, would mean lack of counterpoint and/or
melody in the bass line. As Charles Avison wrote: “Of the first and lowest Class, are
Vivaldi, Tessarini, Alberti, and Locatelli, whose Compositions being equally defective
in various Harmony and true Invention, are only a fit Amusement for Children.” He
blamed “the extreme of an unnatural modulation” as being responsible for “that
oblivion to which they are deservedly destined.” (Avison, 1752, p.34). Avison also
condemned Vivaldi’s use of effects, such as imitating voices of animals. We shall
observe these accusations later.
2.b.i Structure and Form
The core structure of the concerti consists of three movements – fast, slow, fast.
Nos.2, 4 and 7 begin with an additional slow prelude and No.10.ii is preceded by a
Largo interlude. There are but a few fugues, such as in No.11, after the opening (which
is itself imitative); but otherwise, imitative textures are reserved to the opening
measurements of some movements. Among these: No.1.i, No.2.i, No.8.iii, No.11.i and
iv, No.12.ii.
Figure 25 The fugue from No.11
26
Figure 26 No.8.iii opening measurements in imitative texture
As to binary forms, these are commonly found in final movements, as expected.
Even though they are not titled as dances, they do have similarities in rhythm and style
to them.
–
No.2.ii
Sarabande,
over-dotted
No.2.iv – Gigue
No.3.iii
No.6.iii
–
Rigaudon
No.7.v
–
Minuet
There are movements in the style of a dance, but that are not binary: No.4.i has
a Sarabande rhythm; No.4.iv is a Gigue; No.11.ii is a Loure with a ritornello that recurs
at its end. Most of the first allegro movements are in ritornello form (e.g., Nos.3, 5, 6,
8, 10, 12), and final movements are not binary either – such as Nos.6.iii and 12.iii. Slow
ritornello movements are rare. The two distinct ones are Nos.8.ii and 12.ii. It so happens
that No.12 is entirely ritornelli! Whether the concerto is for solo or multiple soloists, it
is of no consequence in this matter.
2.b.ii Innovations in Ritornello form
27
Walter Kolneder asserted that "it is doubtless true that the ritornello aria was
the model [Vorbild] for the solo concerto form” (Solie, 1977, pp. 32-33). Such arias by
Alessandro Scarlatti would have an instrumental prelude that returns in the end, and
often in the middle of the aria as well. His Aria, Mentre io godo in dolce oblio, is an
example of an introducing ritornello which is then repeated by the singer.
Figure 27 Scarlatti’s Mentr'io Godo in Dolce Oblio (instrumental reduction from the Oratorio "The Rose Garden")
Vivaldi’s implementation of the ritornello form has variations. The distinct
cases hold some characteristics – primarily that the movement starts off with full
instrumentation (or with at least the group of soloists) and develops on the Fortspinnung
method.6
6
Fortspinnung (English: spinning-forth) is a German term conceived in 1915 by Wilhelm
Fischer.)
28
Figure 28 No. 6.i antecedent, fortspinnung & epilogue based on the ritornello's opening theme
The below example from No.12.iii demonstrates an opening ritornello. The
opening theme of descending triads is introduced by the first and third violin (blue).
The triadic motive is then “spun-out” into an entire phrase (red), and, in this case, then
moves to the bass and meets an epilogue and a full cadence (yellow).
Figure 29 No.12.iii Opening ritornello in the fortspinnung method
The movement also ends with the ritornello, albeit not fully, thus creating a brief
reprise or da capo. Finally, the ritornello recurs during the length of the movement
modulated – to the relative key and/or to a close key. In this manner, the ritornello form
has many common features with fugues.
The shortened ritornelli are also a characteristic of Vivaldi’s concerti. The
following example shows how brief they may be. So brief, that they modulate without
any proper procedure. In No.8.i in A minor, the recurring cadence to the dominant by
the tutti is followed immediately by the same cadence to the subdominant. This may
well be an example of Avison’s “extreme of an unnatural modulation”.
Figure 30 No.8.i shortened ritornello in Am in a cadence to Em, then modulates to Dm right after
Tai-Chun Tseng (1991) categorizes six types of ritornelli: 1. The beginning tutti
(e.g. No.6.i and ii); 2. The movement begins with solo(s) (e.g. all of the concerti for 4
violins; 3. The movement has an A-B-A'-B' section at the beginning (assuming Tseng
meant tutti-solo-tutti-solo with according material, an example is No.9.ii); 4. New
29
material concludes the movement (e.g. No.12.iii); 5. Two kinds of recurring tutti
material are used (e.g. No.4.ii); 6. Contrasting material is presented in the middle
(somewhat like an expanded ABA form, e.g. No.1.iii). I argue that not every repeated
element makes for the ritornello form. Less distinct ritornelli are mostly those that start
off with a solo. These might have a recuring figuration, but not always distinct motives
and even less distinctive themes. No.1.i is a fitting case. The movement begins with a
one-time theme, and continues with solos with a recurring accompaniment, of which
some recur modulated (see figures below). One may think of it as an interesting take
on the ritornello principle – where the tutti parts are the episodical sections, and the soli
are recurring. But for the purposes of definition – this movement is everything that the
ritornello form is not.
Figure 31 No.1.i the recurring theme
Figure 32 No.1.i recurring accompaniment
In addition, recurring themes are typical for final movements, due to their
dance-like nature. No.1.iii has a Gigue-like rhythm that starts as a solo and is later
joined in tutti (somewhat like Corelli’s Op.6 No.1.ii).
30
Figure 33 No.1.iii tutti responds in accordance
Another feature of Vivaldi's ritornelli is a tutti section developing as a solo. A
well-known instance is found in No.6.i in A minor, where the soloist actually continues
the music in a Fortspinnung, as opposed to play new material, or simply showing off
string crossings and passageworks. This feature grants wholeness to the form, as both
the tutti and the solos contribute to the development of the music. This kind of form is
plausibly the basis for the classical double-exposition. More on this in chapter 6.
2.b.iii Instrumentation – orchestrating texture
The Vivaldian orchestra is very much like Torelli’s, as stated, with some
differences. Here there is no concertino group. Instead, the four violin parts are for
violins primo – quarto. The ones that have solos, when they do, are called obligato.
Additionally, there are two viola parts. To sum up, whatever the number of soloists,
there are always four violinists, two violas (mostly identical parts), cello, and violone
and cembalo.
This type of orchestration allows the composer more variety in the “thickness”
of texture, especially with the violas, and furthermore – he is not bound to 4 parts.
Vivaldi utilizes this ensemble in various ways. An obvious setting of the ripieno
is to accompany the soloist(s) in homophony. Vivaldi often leaves the violins with the
accompaniment of the violas. This method is recognizable in Albinoni's concerti as
31
well. It is also comparable with the Corellian model, by leaving a “thinner” trio in
contrast to the tutti (e.g., No.1.ii). The other variant of "emptying" the texture is to omit
the violas (e.g., No.7.i)
Figure 34 No.1.ii violas as bass
Figure 35 No. 7.i omitting the violas
Vivaldi uses this method to create an extreme contrast in texture in No.10. The
concerto begins with a solo for two violins and the first viola (which is quite miserable,
32
so to speak). On the fifth measure, the texture changes from extremely thin to the
thickest possible, with seven independent parts.
Figure 36 No. 10.i solo viola accompaniment
Figure 37 No.10 7-part writing
The seven-part ensemble also plays in unison alla marcia, such as in the
opening of No.5. According to Tseng, Johann Joachim Quantz commented on this
33
effect in good favour and recommended it be played in a lofty or majestic mood. He
then presents the opening of No.1.ii (largo e spiccato) as a good example.
Figure 38 No.1.ii majestic unisons
The solo parts, in terms of texture, are simple and clear with little counterpoint – indeed
gallant. Even when he employs all four violins as soloists, Vivaldi manages to keep a
simple approach. They either play each in turn, or as pairs in thirds – each pair in turn.
Figure 39 No.1.i pairs in thirds, each in its turn
In sections of falling fifths, he commonly employs the duo in stretto, as
accustomed in this progression.
34
Figure 40 No.4.i stretto duo
Unlike Corelli’s cello, Vivaldi’s cello part is not figured and does not require
an additional continuo player. In addition, the difference between concerti with or
without cello obligato is not absolute. For example, in No.1 there are solos for the cello,
despite its title.
Figure 41 No.1.i Cello solo in a non-cello-solo concerto
2.b.iv Sound and effects – Beyond Texture
Vivaldi's orchestrated sonorities in an inventive way. He employed many special
colouristic effects that were quite ahead of his time, including muting7 and pizzicato,
which sadly was not implemented in this opus (Talbot, 2001).
The well-known passage in No.10.ii, where each of the four solo violins
arpeggiates in a different manner, is a representative instance. In No.10.iii, Vivaldi
achieves unique sonorities by using extremely high notes on the violin.
7
Consulting with various peers, muting might actually refer to slurred notes, unlike the
more common practice of stroking each note. The phrase “mute strokes of the bow” was
mentioned by Agazzati in 1607 (Strunk, 1950)
35
Figure 42 No.10 different arpeggios
Figure 43 No.10 final movement. 8va
The opening of No.11, where two violins play in a very close cannon, is a fine
example as well. The exchanges of overlapping ascending-descending triads create a
very intriguing sound effect. It might be an impression of an echo carried in vast valleys
and mountains, or otherwise the ring of distant church bells. Today, this effect is often
achieved by electronic means, for example delay effects. The opening then develops
and uses descending scales on top of a pedal point, also in cannon. The effect remains
still. This type of thinking is unlike traditional imitations and exchanges of motives.
A final example of Vivaldi's unique sonorities in this opus would be from the
No.7.iii – where the violins interchange motives to create bisbigliando:
Figure 44 No.7.iii
ping-pong
Conclusions
Like Torelli, Vivaldi’s three-movement structure is simple, as the movements
are distinct and expected – albeit adding a short introduction or interlude, as compared
36
to Corelli’s compound movements. Ritornello forms are where he keeps the ear
intrigued, as there are many options for the management of recurrence. He develops
and spins-forth motives into solos and modulations like a fugue, thus keeping the
listener in a fresh state at all times.
Vivaldi’s strength is in his use of the ensemble. Unlike most concerti, the
independence of seven parts allows great versatility in texture and thickness. The violas
have an important role when the bass is left out, and the use of two violas gives more
options still.
The sound and effects he invented are exciting and fun, but also gimmicky. I
can relate to Avison’s harsh opinion, to a degree. Nonetheless, the opus’s success may
well be attributed to Vivaldi’s creativity to that end, just as much as to his structural
model.
2.c Handel – Concerti Grossi, Op.3 and Op.6
Handel’s relation to the concerto grosso has roots in his vocal works composed
in Rome, where he stayed between 1707-1710. Among his patrons there were Cardinals
Pamphili and Ottoboni, whom we recognize as the patrons of Corelli. The oratorio La
resurrezione (1708) was performed with the assistance of Corelli and his large orchestra
of at least 45 players (Hicks, 2001). Prior to this, the operatic oratorio il Trionfo del
Tempo e del Disinganno (1707) included highly developed concerto grosso arias, and
an orchestral sonata. This sonata is the earliest example of an organ concerto. In it, a
concertino of violins and oboes alternates with the solo organ, making this a concerto
grosso de facto (Bukofzer, 1947).
Given his time under the patronage of the Roman cardinals, it is clear how
Handel gained expertise in Roman style concerti. This is evident in both opuses 3 and
6. Albeit Handel was a German composer, and so he had his own style which was in
fact a mixture of styles. In the context of Op.6, Bukofzer specifies that the merging of
styles and forms characterizes this opus as a typical "late" baroque collection.
In the Autumn of 1710, Handel reached London, where he continued writing
Italian operas and was received with great admiration and success. The first opuses
were published long after his move to London. The solo sonatas, Op.1, and trio sonatas,
Op.2, were published by John Walsh in 1732 and 1733. It seems a common process
with publishers to start off with sonatas as the first opuses before continuing with
concerti, as this was the case with Corelli and Vivaldi as well, while all three already
37
had concerti in their repertoire. For that matter, Op.3 of concerti grossi (a.k.a. “oboe
concertos”) is said to have been published without the composer's approval. Instead,
Walsh simply combined several of Handel's existing works and grouped them into six
"Concerti Grossi". The concerti themselves (or at least the movements that comprise
them) were composed throughout the first decade of his life in London, except for the
last movement of No.6, which was a version of the overture to Il pastor fido for organ
and orchestra (Hicks, 2001). This overture also exists in several other forms.
Opp.3 and 6, published 1734 and 1741, are largely based on the principles of
the Vivaldian Op.3 and the Corellian Op.6 models, accordingly. Observing a more
modern take to this genre, written at least two decades later by an Italian grand
composer such as Handel, has great value for this study’s perspective. What changed
and what remained? As a derivative of that question - what is fundamental and what is
superficial? How did Vivaldi’s innovations affect the more traditional Corellian model?
As opposed to Op.3, Op.6 was composed consciously as a collection of Grand
Concertos, through September-October 1739. Considering its similar design to
Corelli’s Op.6, Handle’s Op.6 is truly a homage to Corelli. The musical content,
however, is more diverse in style, as well as more sophisticated and up-to-date.
2.c.i Structure, Form, and Diversity in Style
Starting with the simpler case, the Grand Concertos Op.6 have either four or
five movements, taking Arcangelo Corelli’s concerto da chiesa and concerto da camera
as models, with the exception of No.9 which ends with both a Menuet and a Gigue,
making a total of six movements. Curiously, if we include the adagio interlude, Corelli's
No.9 also had six movements, ending with a Minuet as well. Unlike Corelli’s, Handel’s
structure was not so diverse, beginning always at a moderate tempo. The division of the
movements is also clearer, without the compound movements that characterize
Corelli’s first movements. On the other hand, Handel’s first movements are very
diverse in style. For example, both No.5 and No.10 begin with a French-like overture;
starting with an over-dotted rhythm, followed by an up-beat fugue (No.5.ii and
No.10.i.21, marked allegro).
38
Figure 45 Op.6 No.5.i,ii - French styled overture
An Italian accentuation can be recognized in No.12.i, with declarative rhythm and
appoggiaturas, responded to with soft air soli.
Figure 46 Op.6 No.12.i recitative manner
No.8 begins with a soft Allemande, and No.7 with a Sarabande. The rest have a
pleasing motet-like or homophonic texture to them, such as No.6.
Figure 47 Op.6 No.8.i
39
Figure 48 Op.6 No.3 and No.7 motetic and homophonic opening
There are several structural models in Op.3. Fast-slow-fast is found in No.1. No.3
includes brief slow introduction. No.2 has five movements; the first three are fast-slowfast, and the remaining two dances. No.6 has only two fast movements, which are
sometimes performed with a slow cadenza between them. 8 A Corellian concerto da
camera is found in No.4, and a concerto da chiesa in No.5. This is clearly a tailored
collection of various structural models, with some invention by Walsh, allegedly. No.2,
for that matter, has a Corellian structure of multiple movements, with the rhetoric of
Torelli’s fast-slow-fast at its beginning.
8
Recording in this manner by Combattimento Consort Amsterdam, 2007. Link:
https://open.spotify.com/artist/4gMvnN95G04oiw69npjpN2?si=fda15102261c4e21
40
Common to both opuses is the extant use of ritornello forms. Among the
Vivaldian type, Handel uses more modern forms with returning themes. The ritornelli
type forms in Op.3 and Op.6 can be categorized by the behaviour of the modulations:
1. Vivaldian – Refrain recurs in different keys.
2. Rondo – Refrain recurs in the same key.
3. Extended Rounded-Binary – Refrains recur in B sections with
development.
The classic Vivaldian type is more commonly found in Op.3 in all its numbers.
Instances are found in Op.6 as well, e.g., No.1.ii and No.11.i. Examples of Rondos are
found in Op.3 No.5.iii and Op.6 No.12.ii. The thematical material between the refrains
is another differentiation between a Rondo and a Vivaldian ritornello; in the rondo,
these parts are not soloistic episodes, but rather new subjects played by the concertino.
Type 3 requires further discussion. In these cases, the form behaves in some
manners close to the classical first-movement form. The most-mentioned example is in
the polonaise No.3.iv from Op.6. This movement includes two themes – where the
second is in the dominant (bar 21).
Figure 49 polonaise theme 1 and theme 2
They are connected in bar 11 by a transition that begins with the first theme
modulated to the dominant, with a short episode that concludes with a codetta.
Figure 50 transition, red for the theme, green for episode, blue for codetta
After the double bar-line, the theme returns in the mediant (the relative minor’s
dominant). The second theme then joins in continuous modulations and resolves to the
reprise in bar 47 – where it supposedly stays in the tonic. I concur with an analysis
41
suggested by Willner (1989), where he states that the reprise in bar 47 represents not a
return to the tonic, but something of an interpolation between the development and the
long-span cadential motion from C to D and finally to G, which is falsely established
in bar 69 and continues to the final codetta in the two ending measures. I will extend
this argument by stating that the tonality of the whole dance is in question– is it not
really Phrygian B? With all the above mentioned, this polonaise, and the use of
polonaise in general, shows the diversity that Handel implemented into the
fundamentals of the concerto grosso.
Figure 51 bar 47 does not stay in the tonic, but modulated to C
Figure 52 False cadence to G in 69, which is only established in the ending measures
No.8.iii also holds a classical rhetorical
quality, in that its theme begins with a rhythmic
pronounced motive in forte and proceeds to a
softer responsorial motive by the trio in bar 3. The
theme later modulates to the relative minor, after
which it enters a development section in bar 15,
where now modulations occur more intensely. In
addition, the themes are played superimposed and
are further manifested by the bass. The music
keeps evolving until the reprise of the second
theme in the tonic in the last two measures.
Figure 53 Op.6 No.8 .iii motives superimposed
Considering the kind of theme progression, it is
quite standard for a ritornello form. What makes this similar to a miniature sonata form
is: a) the absence of solos, and b) the rhetorical contrast of motives.
Fugues are also extant in both opuses. Double fugues, specifically, are common
in Op.3 and may be found in Nos.2.iii, 3.i (with solos), and 5.ii. There is one in Op.6 –
42
No.3.ii. These double fugues are a testimony to the Italian style passed on to Handel by
his teacher in youth – Zachow (Bukofzer, 1947). He adds that, as much as Handel
enriched the church sonatas with different styles, his solo sections remained as
conservative as Corelli’s - rarely to assume thematic independence. No.2.ii is a free
form fixated on a single motive that spins forth and develops throughout, as a ricercar.
The movement starts with the trio and includes some solos based on the same motive.
It is by now quite evident that Handel had a soft spot for this demisemiquaver note
pattern, as we have seen from the three reviewed movements above. I would say pieces
such as this give a glimpse to greater pieces in the future of orchestral music – such as
Beethoven’s symphony No.5.
Figure 54 Op. 6 No.2.ii Ongoing motive development
2.c.ii Instrumentation with woodwinds
The first thing that comes up when looking at both these opuses are the use of
oboes and flutes, not to be found in most Italian concerti. The same kind of
instrumentation is found in Handel’s vocal music, where he would often empower the
violins with oboes and the bass with bassoons. In fact, it is said that many of the concerti
in both opuses are derived from drafts of his cantatas or operas (as well as from other
composers’ works) (Vickers, 2014).
Figure 55 The overture to the Ode of St. Cecilia's Day
Op.6 was originally published “for violins e.c. in seven parts”. The parts are
arranged almost identically to Corelli’s, having a concertino of two violins, two
concerto grosso violins, viola, cello with figured bass, and continuo. In recent editions,
oboe parts are also available in Nos.1, 2, 6 and parts of No. 5. These parts were found
43
in autographs of the composer and some copies, but in the original publication were
removed for unknown reasons (Redlich, 1968).
Op.3, being assembled from older pieces, has a variety of instrumentations. So
much so that it differs between movements. The title states Con Due Violini e
Violoncello di concertino Obligati e Due Altri Violini Viola e Basso di Concertino
Grosso Ad Arbitrio, so it presumed to be a Corellian concerto, though the content shows
otherwise. If anything, most the concerti in there have the following instruments in
common: two obs., four vlns. (two concertino and two concerto grosso), two vlas., two
bsns., and continuo. No.2.ii, for example, has both a solo oboe and two celli soli, while
No.2.v does not specify soloists at all, though it does feature unique instructions that
foretell the modern independence of the bass in orchestras – by specifying senza\con
violone in the bass line. Handel also instructed as to when one or both cembalos should
be played.
Figure 56 Op.3 No.2.v orchestrating the continuo section
Some movements are written in four parts throughout. No.3 is entirely a duo for
violin and oboe or flute (as mentioned in the first edition) with a four-part
accompaniment. In No.1.ii, Handel adds two recorders. The most intriguing of
instrumentations are in No.6, with the addition of the organ solos. The organ begins as
an obligato but gets soloistic episodes for the right hand and left hand accompaniment.
Figure 57 No.6.ii solo for the organ
44
It is a modest demonstration, but probably the first of its kind and an appetizer
for the later Opp. 4 and 7. Handel’s concerti for organ had a pragmatic use to be played
during parts of his oratorios. This is also true for Op.6, where some of these concerti
are told to have been played before and after its publication during Handel’s
performances (Burney, 1785).
Instrumentation
Changes in mvmts
No.1 2 ob., 2 vln., 2 vla. ,2 fgt., cont. ii – 2 flt (or rec.), solo ob., unison fgt.
(cemb., vlc., violone)
No.2 2 ob., 2 solo vln., 2 rip vln., vla., cont. ii - solo ob., solo vlc. Cont.; iii – no
(2 cemb., 2 violoni)
solo vlns.
No.3 flt. or ob., 2 rip vln., vla., cont.
(cemb., vlc., violone)
No.4 2 ob. + 2 vln., fgt., vla., cont. (cemb., ii – solo oboe; iii –oboes and vlns
vlc., violone)
solos
No.5 2 ob. + 2 vln., vla.,., cont. (cemb., vlc., i, ii – unison ob., ii – indie vlc., iii –
violone)
unison 2 ob. + 2 vlns.
No.6 2 ob., 2 vln., vla., cont (org., cemb., ii – vlc. + fgt., obligato org.
fgt., vlc., violine)
Table 3 Op.3 instrumentation
Op.6’s debatable addition of oboes adds another layer of possibilities to
Corelli’s model. The very beginning of No.1.i is a fine example of an orchestral festivity
that would otherwise be mundane with the absence of the oboes. The oboes’ march-like
rhythm on root notes practically orchestrates them as drums and trumpets. After that,
the oboes double the violins.
45
Figure 58 Op.6 No.1.i oboes as drums
Other uses are found in No.5.v, where the oboes either a) add power to certain
motives, b) keep the beat with short notes, or c) exchange notes.
46
a
b
c
Figure 59 Op.6 No.5.v uses a, b, c for the oboes
Conclusions
Why then was Op.3 named concerti grossi at all? If it was good enough for the
publisher, it suffices.
Handel’s structural and formal design imbues that of Corelli’s and that of
Vivaldi’s, but added the German taste of variety, as well as more modern options such
as rondos. His use of bridges and insertion of second themes on the dominant is a
modern technique unseen in former examples.
The instrumentation with woodwinds, derived from his vocal music, makes the
concerti closer to a symphony. Not only do they bring power and extra voices, but they
also add timbre and rhythm. The organ solo is an unconventional addition, as it opens
the opportunity for continuo instruments to be part of the concertino as well. In most
other senses, Opp.3 and 6 are loyal to Corelli’s model – a concertino, amplified by the
four-part concerto grosso.
2.d Bach’s Brandenburg Concerti
The six Brandenburg concerti were dedicated to the marquis Christian Ludwig
on March 24th, 1721, during Bach’s service in Köthen, where most of his concerti were
written. Like Handel’s Op.3, it includes half-a-dozen concerti, with different
47
instrumentations, where some of the concerti had older versions. Originally, No.1 was
composed as a sinfonia (BWV1046a), perhaps for the cantata composed for the birthday
of the Duke of Weissenfels (BWV 208). No.6 is said to have been composed as early
as 1710, but according to Boyd, the style of the piece does not support this theory
(Boyd, 1983). Moreover, No.6’s instrumentation fits the characters in Köthen – as the
bass violists may well have been his patron, Prince Leopold, and C. Ferdinand Abel,
the prince’s teacher.
In almost every aspect, Bach’s collection brings novelty to the genre, and this
may well be the purpose of arranging these concerti together for the marquise, whom
Bach hoped to impress perhaps in order to assume a new job. All the Brandenburg
concerti have the 3-movement structure (as most of Bach’s concerti in general), except
for the first concerto, which has an additional special movement. It is well established
in studies of Bach’s music that the year 1713, two years after the publication of l’estro
armónico, marks a dramatic change in his compositional style (see Wolff & Emery,
2001, Tatlow, 2015). During that year in Weimar, he created his arrangement of the A
minor concerto RV522 for the organ. Bach appears to have been especially intrigued
by the Vivaldian Fortspinnung-type ritornello. (Marissen, 1995).
Due to its nature, the Brandenburg collection is ideal for examining the various
possibilities of the Vivaldian model, as well as other models not discussed in this study.
2.d.i The Concerti as a Unified Set
The first approach for me to study this collection, and any collection published
by Bach, would be to investigate the unity of the set as a whole. Just as observing how
single concerti are structured, in Bach’s opus there may be plans that take this analysis
to a higher level – how a collection is structured. This question may yield intriguing
answers. To start with simple factors: 1) all six begin with an arpeggiated triad, 2) the
keys are all a fifth or two away from C, 3) all are in a major key, 4) all are based on the
three-movement structure.
No.6
No.1& 2
Bb maj.
F maj.
C
No.3 & 4
No.5
G maj.
D maj.
Figure 60 The keys are a fifth apart from C
A great deal of the research on how Bach planned his music is focused on
symmetry. Some of the latest and most important ones were those carried out by Ruth
Tatlow. Tatlow reveals how Bach achieved numerical perfection by arranging the total
48
number of bars across his collections. She explains how Bach planned the collection’s
total bars to be 2220, with Nos.4 and 5 together having 1110. This creates the perfect
proportion of 1:1 in 2:4 concerti. It seems that his plan was carried out with technical
difficulties, as he ended up with 2500 total bars. She theorises how Bach’s revisions
made the 1:1 proportion work despite these difficulties, and also addresses his apology
for the “imperfections” in the dedication to the marquise. As fascinating as it is, the
details are beyond the scope of this work.
Marissen (1995) suggests another kind of symmetry in the collection’s order.
The first and last (Nos.1 and 6) he defines as “ensemble concerti” – meaning, pieces
without consistently detached soloistic subgroups. Nos.2 and 5 are concerti grossi –
pieces with clearly defined concertino and ripieno groups (without figures for the cello).
The middle concerti, Nos.3 and 4, juxtapose the two styles at the centre of the
collection. I’ve also found that Marissen’s idea works when looking at the final
movements of each concerto. No.1.iv and No.6.iii are dances; Nos.2.iii and 5.iii are
fugues, while No.3.iii is a fugal-gigue and No.4.iii is a fugal-ritornello. Let us examine
the concerti through Marissen’s categories:
2.d.ii Ensemble Concerti – Nos.1 and 6
Although in both concerti the whole ensemble often works together to create a
single texture, the different nature of the ensembles means different kinds of textures,
quite like the orchestration of early vocal concerti before concerto grosso. No.1 is
written for four different choirs – strings (including a piccolo violin and the continuo),
double reed (three ob., bassoon), and a pair of horns. A very similar ensemble to No.1
was used by Vivaldi – apart from having two instead of three oboes – in four concerti
(RV568, 569, 571, and 574). In BWV1046a – the original version – the ensemble was
without the piccolo violin, and the allegro, as well as the polonaise in the minuet
movement, was not yet added. It is probable that the cantata had an even earlier lost
version (Boyd, 1983). This might explain the unusual tuning of the piccolo violin –
tuned a third, instead of a fourth, higher than a regular violin, and also the unusual
nature of its soloistic parts, which are not as fluent as Bach would typically compose
for the instrument or violins in general. The hierarchy of such an ensemble is fluid and
allows many combinations. There are three distinct combinations: 1) choirs vs choirs,
as the strings play accompaniment, 2) soloists vs soloists (except the horns, which
always play together), the rest of the choirs playing accompaniment, 3) all work
together to create a unified texture, almost in a tutti.
49
Figure 61 No.1.i choirs vs choirs (type 1)
Figure 62 No.1.ii soloists are supported with chords (type 2)
50
Figure 63 No.1.i unified texture (type 3)
In contrast, No.6 has a mostly simpler hierarchy – violas as soloists, viols as
tenor, and bass (the cello part also participates as a soloist throughout the piece). It is a
rare combination, as the opposite functions are far more common between violas and
viols, and even then, one viol is enough as a soloist.
The interaction between the choirs is managed differently in the two-ensemble
concerti. Antiphony is used broadly in No.1, especially in the first movement. In No.6
both the violas and viols participate in the episodical sections – each pair with its own
material.
51
Figure 64 No.1.i antiphon
Generally, the violas’ virtuosic runs overshadow the viols. This is understandable,
considering that the prince was one of the participants, and that he was probably an
amateur. This texture allowed the prince to play at his level, without standing out if
anything went wrong.
Figure 65 No.6.i duo vs duo
In both concerti’s adagios, the orchestration is reduced, as the horns in No.1.ii
and the viols in No.6.ii remain idle.
Generally, the episodic content is based on conservative canons and sequential
runs, as opposed to the use of arpeggios and other techniques, as we have seen with
Vivaldi. In No.1.iii, the oboes remain as reinforcement for tutti parts in most, and the
52
solos are saved for the piccolo violin and the horns. The first oboe does get a beautiful
soloistic counterpoint solo with the piccolo violin in mm.55-60.
Figure 66 No.1.i the oboe solo against the violin
Bach’s use of the horns in the menuetto is different. as if replacing dovetailing
marching drums. They best shine in the last trio, with the oboes playing counterpoint
in unison. The oboes and horns are in the same range in this example, so sometimes
they overlap. It is unconventional for the oboe to play beneath the horns, but this
apparently works very well.
Figure 67 No.1.iv dovetailing rhythmic horns
2.d.iii Concerti Grossi – Nos.2 and 5
In these two concerti, much like the Corellian model, one could easily play the
music with the concertino alone, and still keep the music harmonic and whole. Unlike
the traditional concerto grosso, these two are not very homogeneous in terms of
instrumentation.
Concerto No.2 is notorious for its supposedly unbalanced instrumentation of the
concertino, which involves a trumpet, recorder, oboe, and violin (Boyd, 1983). This
argument likely stems from modern performances with modern instruments. In this
case, the trumpet may definitely overpower the rest of the instruments, especially the
recorder, and is given extremely difficult high notes to play. However, with authentic
instruments and circumstance (acoustics) of Bach’s time, the balance is quite
manageable (Boyd, 1983). Additionally, according to Boyd, this form of
instrumentation may stem either from Bach’s unorthodox approach to organ
registration, or simply because these were the instruments at hand at the time. This
53
implies that there’s much to be learnt of Bach’s orchestration, and Baroque
orchestration in general, from music for organ, and vice versa.
No.5.i is renowned for the long virtuosic cadence for the cembalo, making it
virtually the first concerto for the instrument. Interestingly, the manuscripts of the first
version from 1710 (BWV1050a) had two cembalo parts – concertato and continuo. The
reasoning for the second cembalo being removed is uncertain. One reason could be
logistical, and another might suggest that accompanying a soloing cembalo with a
continuo will conceal it.
Figure 68 No.5.i 32nd runs and quasi violin-duo parts for the cembalo
As expected of a concerto grosso, No.2’s episodic material mostly creates
contrast with the tutti’s, rather than playing brilliant passages. The exposition of No.2.i,
for example (which ends with the falling fifths on m.33) introduces the four soloists
each in its turn, weaving them between the tutti materials. The first two are introduced
in the tonic, while the latter two in the dominant, while each time, the former soloist
undertakes the accompaniment.
54
Figure 69 No.2.i contrasting material between concertino and tutti
55
1.
Vln
Ob
2.
Vln
Rec
3.
Ob
Trt
4.
Rec
Figure 70 No.2.i Order of introduction of soloists
The second and third movements in these concerti are plain fugues, with no solo
episodes.
Both Nos.2.ii and 5.ii are reduced to a concertino + bass. No.2.ii is also without
the trumpet. This allows an expansion of the contrast between the movements. No.5.ii
is marked affettuoso, which is quite modern on its own, and the cembalo’s right hand
takes the role of a soloist, just as much as the flute and violin. It begins with a
descending bass, and even though the melody is in dotted rhythm, Bach manages to
create a lyrical piece for three parts and continuo.
Figure 71 No.5 affetuoso fugue
56
2.d.iv Middle-Ground – Nos.3 and 4
The fusion of the two types of concerti – ensemble concero, and the concerto
grosso – is done in different manners in the two middle concerti. No.3 is scored for
only strings and continuo, while No.4 is for two recorders, violin, and ripieno. The
strings in No.3 are deployed in groups of three violins, violas, and celli (in the third
movement the celli play the same part). Thus, No.3 resembles the choirs of No.2, with
the difference of having a homogeneous ensemble. There are three types of texture in
No.3. The choirs either correspond among themselves or between one another, making
an interesting complex of a concerto grosso within each choir, but also between them.
There are also soloistic moments, where the rest of the choir amplifies certain motives,
and the other choirs accompany the solo.
Figure 73 No.3.i correspondence within the choirs
Figure74 No.3.i Soloist
backed up within the choir.
No.4 is designed as a more complex
Figure 72 No.3.i correspondence between choirs
heterogenous concerto grosso, and so it
resembles Nos.2 and 5. The violin solo is not really part of the concertino group, and
not only because it was absent in the older version. If the recorders are in lead of the
main subjects, the violin often does its best to disrupt the clarity of the concerto grosso
texture. This is especially recognizable when it plays ongoing 32nd notes (No.4.i
mm.187-208) on top of a simple ritornello. Other than that, it mainly plays soloistic
arpeggios, or joins the ripieno parts. It also gets full solos. I would then argue that the
fourth concerto is a fusion of concerto grosso with the solo concerto – where there are
three hierarchal levels: the ripieno, the concertino of recorders, and the soloist.
57
Boyd suggests that No.3.i goes by the aria-da-capo key patterns. The A section
ends in bar 46 in the tonic. B on the third degree in bar 77, and the da capo (A2) ends
again in the tonic. Unlike the conventional da-capo, A2 modulates to new areas (such
as Am in 97 and Gm in 114) and even brings new figurations in the ritornello. This is
not, in my opinion, a fair comparison, as this is obviously not an aria by any other means
of theme or texture – but rather in ritornello form, which, as we’ve seen, derived from
the arias in the first place. The modulation of the theme to Gm is somewhat like a false
recapitulation, which continues to develop until the true reprise in 126, where it turns
back to G and closes the movement.
58
Figure 75 No.3.i False reprise to G minor, real recap. in bar 126
No.3.ii is very peculiar. The two-chord movement would be fitting as a
transition from a slower movement in E minor, but it is a complete stand-alone. The
best assumption is that the chords were simply an accompaniment for an
improvisational cadence by one (or more) of the lead players.
No.4.ii has little place for solos. Even the mischievous principal violin almost
exclusively doubles the first violin. The recorders are still in lead, and so, the concerto
grosso texture is retained.
No.3.iii is in binary form, where the B section is thrice as long as the A section.
It is a Gigue-like movement, within a double counterpoint texture (like his inventions
and sinfonias for clavier), with multiple modulations. No.4.iii is a fugue with solo
episodes.
2.d.v Modulations in the ritornelli
It is remarkable how far Bach goes with the modulations in the ritornello of the
first movements. Interestingly, when returning to the tonic in the final ritornelli – Bach
makes little to no preparation between the new key and the tonic, rather simply jumps
back in. This is especially felt in Nos.2.i, 3.i, and 4.i, and, albeit not in ritornello form,
in 5.iii.
59
The table below shows the progression of keys.
No.1.i
No.2.i
Bar
Key
Section
Bar
Key
Section
1
F
Rit.
1
F
Rit. & Eps.
5
C
Rit.
17
C
Ep.
13
F
Ep.
33
Gm
Falling fifths
18
C
Ep.
36
Dm
Rit.
24
Bb
Ep.
56
Bb
Rit.
33
Dm
Ep.
68
Cm
Rit.
44
C
Ep.
77
Cm
Falling fifths
48
Am Phrygian
Ep.
80
Gm
Rit.
52
Gm
Ep.
99
Am
Rit.
57
F
False reprise
102
72
F
Reprise
103
No.3.i
G.P
F
Reprise
No.4.i
Bar
Key
Section
Bar
Key
Section
1
G
Rit.
1
G
Rit.
31
C
Ep.
23
D
Rit.
47
G
Vln solo
57
G
Rit. & vln. solos
54
Em
Rit.
137
Em
Rit.
70
Bm
Rit.
209
C
Rit.
77
G
Fugato
286
G
Ep.
97
Am
Rit.
325
Bm
Rit.
119
Gm
False reprise
345
G
Reprise
126
G
Reprise
369
D>G
Rit.
No.5.i
No.6.i
Bar
Key
Section
Bar
Key
Section
1
D
Rit. & Ep.
1
Bb
Rit. & Ep.
19
A
Rit.
32
F
Rit.
39
Bm
Rit.
46
Cm
Rit.
101
A
Rit.
56
Dm
Rit.
110
D
Ep.
66
Gm
Rit.
154
A
Cembalo solo
86
Eb
Rit.
219
D
Reprise
103
Bb
Reprise
Table 4 Bach's progression of keys
60
The figures below demonstrate these harsh tonicizations.
Figure 76 No.2.i.103
Am>F
Figure 77 No.3.i.126 Gm>G
Figure 78 No.4.i. mm.332-334
Bm>G
Figure 79 No.5.iii.232 modulation without preparation from Bm to D
No.6.ii is also worth mentioning here. As a fugal movement, it keeps
modulating on and on. In general, the tonality of the piece is quite vague, as the
signature has only two flats, starting in the key of Eb, but ending on a Phrygian cadence
in D (or, rather, a dominant cadence in Gm).
Conclusions
61
Bach’s symmetrical design is a compositional concept beyond that of any other
design. The collection keeps symmetrical ratios within the total bars, the type of
concerti, the types of movements, and the keys. Whether all these theories were truly
Bach’s scheme is not of interest here. The outcome is evident and inspirational.
The instrumental options were rich, and they allowed kinds of texture both
conventional and exotic. There were different types of contrasts and combinations of
choirs, soloists, concertinos, and even soloists on top of concertinos. Finally, he used a
continuo instrument – the cembalo – as a soloist.
In many other terms, the Brandenburg concerti were uninventive, which keeps
the mind at rest. The Vivaldian structure was used throughout, although the fourth
movement of No.1 was another inventive addition. Bach did not use many flamboyant
tricks in his orchestration, such as little echoes or repetitive soloistic patterns for the
violin. He also did not make much use of the small-large interchanges of concertinoripieno, common in concerti.
It might seem his concerti are not an effort to be the best concerti grossi, but
rather – to demonstrate the best of Bach’s abilities in the context of the genre.
3. Manifestation of Concerto Grosso in later times
This chapter aims to follow how principles of the concerto grosso continued, even
though concerti grossi became practically extinct after the second half of the 18th
century, and continue to its resurrection in the 20th century. The discussion will also be
more philosophical and superficial in nature as to set some ground for further research,
based on the conclusions of this study.
3.a After Handel, Before Bloch
Solo concerti continued to develop in the Vivaldian fast-slow-fast model. The
ritornello form, specifically the kind that begins with a ritornello and continues with a
solo based on the ritornello (such as Nos.6 and 8 from l’estro armonico), was imbued
with the sonata form and became what is known as the Double Exposition sonata form
(Simon, 1957). The formula for modulations didn’t change, starting with the fifth and
going to more distant keys during the second third of the piece, where now would be
the development section. Additionally, all of the following examples have the threemovement structure.
The classical concerto had also versions for multiple soloists. Even so, they
were never given the “grosso” title. The abstention from using the term pushes away
62
relations to the Corellian model. Concerti such as Beethoven’s triple concerto do not
even have the soloists perform before the tutti exposition ends. Only then, the soloists
enter – each in turn. Afterwards, the tutti parts only support the soloists with some
harmonic figurations or vise-versa – creating contrasts to the soloists. Doubling of the
soloists’ material is not part of the texture. And so, an important portion of the musical
material is in the hands of the tutti alone – a contradiction to the very principal of the
concerto grosso, at least of the Corellian model.
Figure 80 Beethoven’s triple concerto, the soloists enter, with accompaniment
63
Figure 81 Beethoven's triple concerto - contrasts of soli - tuti
The Classical model has changed very little in these aspects, and become
standard for the genre. The only major change came with Mendelssohn’s violin
concerto, where the exposition and the main material were carried by the soloist at the
beginning of the movements, who, according to Leon Botstein, became the protagonist
of musical ideas (Hutchings, A et al., 2001). In that sense, the concerto feels again like
an amplified sonata. This opened other expressive options, such as the double
introductions in Brahms double concerto – a powerful introduction for the cello and
soft one for the violin.
64
Figure 82 Brahm's double concerto - powerful introduction
Figure 83 Brahm's double concerto - soft introduction
The uncommon pieces called sinfonia concertante have many shared properties
with the concerto grosso. Examples are Mozart’s Concerto for Harp and Flute K.299,
composed in 1778, as well as Haydn’s Sinfonia Concertante for Violin, Oboe, Faggot,
and Cello Hob.1/105, composed in 1792. All three movements in K.299 begin with a
double exposition. Hob.1/105.i does so as well, but movement ii is in free form with
65
sonata elements (for example, the bridge that begins on bar 13 and establishes the
dominant key), and iii is a rondo. Both ii and iii are without a double exposition.
As to the concerto grosso elements, even though these sinfonias are also
soloistic in nature, especially Mozart’s, there are similarities to the concerto grosso in
terms of orchestration, the harp in K.299 could take both bass and treble parts, as we’ve
seen in Handel’s organ solos, and, along with the flute, create a trio concertino. Much
like the Brandenburg concerti, Haydn’s ensemble brings many options. Below are
different textures of the concertino groups: 1) the harp accompanies the flute with
chordal figurations; 2) the flute and harp have independent motives; 3) the harp plays
parallel thirds or sixths with the flute (in the red example, the motive is split between
the right and left hands; 4) the right hand of the harp functions as a soloist with the left
as bass, along with the flute the texture is of a trio sonata.
Figure 84 K.299.i bar 68: harp accompanies flute solo
66
Figure 85 K.299.i bar 89 textured as an ensemble concerto. In red – a little trio.
67
Figure 86 3 K.299.ii bar 4 textured as amplified trio-sonata
Haydn’s sinfonia concertante shows more resemblance to the traditional concerto
grosso in movement iii in the sense of a small group versus a larger group.
68
69
Figure 87 hob.1/109 concertino group vs orchestra
Orchestral principles from the concerto grosso were also vivid in instrumental
pieces – such as in keyboard pieces or sinfonias. We have already seen how these
instrumental pieces were sometimes transformed into concerti grossi by Handel (or
rather by his publisher) and Bach themselves (see the corresponding chapters).
Considering the influence these composers had, it is very likely to assume these
70
principles continued into more modern music by composers who learned from their
scores.
Beethoven admired Handel, and held Sebastian Bach in high esteem. As quoted
by Ries, his pupil: “Of all composers Beethoven valued Mozart and Handel the highest, then
Sebastian Bach. If I found him with music in his hand or laid out on his desk, it was sure to be some
composition of one of these heroes.” (Macardle, 1960). Handel’s oratorios were quite famous,
and Bach’s counterpoint was renowned. Beethoven indeed was acquainted firmly with
both. Even if he was less familiar with their concerti – one can see how the spirit of the
concerti grossi was passed on to his symphonies, through study of these kinds of pieces.
Remnants of the genre are quite pronounced in his little antiphons between the wind
choir and the strings, for example, or the acoustical and timbral effects he created with
the woodwinds. To an extent, Beethoven often treats his wind section as a concertino,
and the strings as ripieno.
Figure 88 Beethoven's Symphony No.7.i Antiphon (left), acoustic-timbral
effects (right)
71
Figure 89 Beethoven's symphony No.4.i woodwinds as concertino
3.b Resurrection of the Genre
Throughout the 19th century, practically no new concerti grossi that relate to the
Corellian model were composed. It is not until 1925, with Bloch’s Concerto Grosso,
that the genre was brought back to the stage. In 1953, Bloch’s second concerto grosso
premiered. Both concerti are made up of four movements. No.1 has the extended
Torellian structure fast-slow-dance-fast. and No.2 resembles a sonata da camera with a
French overture, and continues with a slow-fast-slow structure. No.1 also used the
ritornello form quite traditionally. The two concerti are different in type. No.1 is for
string orchestra and piano obligato, and soloists are extracted from the orchestra. No.2
was stricter to the traditional concerto grosso, as it clearly made a distinction between
the concertino (string quartet) and the ripieno (string orchestra) (Udina i Cobo, 1985).
The idea of having a quartet instead of a trio-sonata group as a concertino is a natural
adaptation to contemporary aesthetics, where the four-part counterpoint is dominant.
The solo material in both concerti is not flamboyant, but quite expressive.
72
Figure 90 Bloch’s No.1.ii solos
73
Figure 91 No.2.i concertino and tutti
Many compositions titled concerto grosso have been published since. Among
the composers are Maritnu (1937), Vaughn Williams (1950), and Schnittke (six
concerti dated 1977-1993). Additionally, Stravinsky’s Dumbarton Oaks concerto for
chamber orchestra is heavily inspired by the ensemble concerti from the Brandenburg
collection.
Below are examples from their works. They feature different
instrumentations, and therefore different textures. They either rely on choirs, as in
ensemble concerto (Martinu, Stravinsky), a concertino (Williams), or a string ensemble
– like Vivaldi’s Op.3 (Schnittke). Proper to neo-classicism, the main difference to their
Baroque counterparts is in the modern orchestration, especially in extended tonality or
a tonality. Textural innovations in these examples: V. Williams extended the idea of a
modular ripieno by adding additional optional strings. Schnittke extended the fourviolin independence to a whole symphonic section.
74
Figure 92 Martinu's Concerto Grosso, more like an ensemble concerto or a symphony
75
Figure 93Vaughn Williams - string quintet concertino, ripieno, and an optional addition of strings
76
Figure 94 Schnittke's Concerto Grosso No.1 tocatta
77
Figure 95 Igor Stravinsky - Dumbarton Oaks for Chamber Orchestra (1937-38)
In 2020, researcher and founder of ensemble Modo Antiquo, Federico Maria
Sardelli, composed a five-movement Concerto Grosso nello spirito di Corelli. Unlike
Corelli, the ripieno is reinforced with wind instruments (as the composer himself is a
flutist). The recording of the concerto is available on the ensemble’s YouTube
Channel.9
In the avant-garde scene, Wolfgang Rihm, one of the most fertile composers
since the 70’s (to this day he composed 15 quartets), released his single-movement
concerto for quartet and orchestra, Dithyrambe. Rihm utilizes the orchestra mainly to
color the quartet, and to further express its energy. Rihm’s approach to the concerto is
thus a take on the Corellian model because it is virtually an amplified quartet. There are
few solos for the quartet. Some can be heard at ~7:00 or ~24:00 when the music tones
down. Sections without the quartet are even harder to find. A digression from the model
9
Sardelli’s concerto: https://youtu.be/xz-Z4Y47beg
78
can be heard at around 3:45, the orchestra takes melodical freedom as the quartet enters
a static episode. I based my examples on the performance by the Arditti Quartet and
Luzener Sinfonieorchester (KAIROS, 2009).10
I would end this chapter by mentioning special performances of rock and metal
music. A typical rock band has a rhythm section of guitars and drums – equivalent in
essence to the basso continuo – and a lead singer and/or lead instrument as soloists.
Metallica, for example had twice recorded a concert where their music was “amplified”
by an orchestra. These were released as S&M in 1999 (arranged by Michael Kamen)
and S&M2 in 2019 (arranged by Kamen and Bruce Coughlin).
There is additionally the practice of contrasting riffs in terms of acoustic, or
“clean” guitar without drums and bass, versus distortion guitar, with drums and bass,
in Progressive Metal music. Examples can be heard throughout the oeuvre of celebrated
Swedish band, Opeth.11 In studio versions, the acoustic guitar is amplified by distortion
guitars when called for, where on live stage the guitarists simply turn off the distortion
and remain with a “clean” electric guitar.
4. Conclusions – Devising the Models, Collecting the Tools
Throughout this thesis, we’ve seen the concerto is more than a genre – it is a musical
element. Vocal music and sonatas were sometimes written with a “concertate” texture
using different techniques. The instrumental concerto is, then, an orchestral version of
such music. I am still not convinced, however, that concerto grosso is a genre at all,
rather a model of orchestration for concertato music given a superlative title and
standardized by Corelli. As history advanced, Corelli’s and Handel’s models became
old fashioned, while Vivaldi’s concerti became more popular. I now believe I was
driven to investigate this genre because I felt it was romanticized by neo-classical
composers, who did not have the knowledge we have, thanks to modern research.
Composers mentioned in this work took little freedom in structural and formal
norms. The play was mostly in contrast and textures. Instrumentation was a subject only
Bach seemed to give a considerable amount of thought to, and through it he had a larger
Rihm’s concerto:
https://open.spotify.com/track/2yEUviJv1MNKLJeDPAzW1Z?si=6e136ed115204b34
11
Opeth – The Drapery Falls:
https://open.spotify.com/track/3OhcMJk4hCebfDH1h4Z8mX?si=ee3e61443c1d4509
10
79
box of tools to play with the concertate element. Bach even had a concertate element
between the Brandenburg concerti themselves, as they all correspond with one another
and had contrasts in some respects. As a composer, I now know that there are many
other ways for me to research through composition the element of contrast and
dialogue, as well as the conventional texture of voices, timbre, material, forms,
structure, and design. Today we have an instrument none of the mentioned composers
had – electronical amplification. One can find many options with this instrument:
amplified versus acoustic instruments; with versus without effects; playback versus live
performance. Totally new ideas can come to mind – old versus new instruments,
contrast of genres, contrast of styles. I know at least some, if not all, of these ideas are
nothing new, but I now have a different perspective on them.
My own composition, which comes with the thesis, is not as inventive. There is
a lot to learn, and there is much to process. My composition is, in essence, a means to
that. I will add that this is going to be my third composed concerto. The other two,
which I am very proud of, as experimental as they are, were composed without the
knowledge I gained during this process.
Carmel Abramovitch – Concerto Grosso con duoi violini e basso di concertino obligati e
duoi altri violini, viola, e basso di concerto grosso con flauto e hautboy a piacere
After having written various rather unconventional concerti, this concerto
grosso is designed rather traditionally. It was composed during the study itself and is
therefore part of the research itself. It has four movements: 1) ritornello; 2) adagio air;
3) double-fugue based on Corelli; and 4) rondo-suite, like the structure of the menuet
from Bach’s Brandenburg concerto No.1. The instrumentation is derived from Handel’s
Op.6. Thus, the piece was almost entirely planned as a trio with a modular orchestra.
Additionally, I chose to optimize the concertino bass part to the viol and replace an
oboe with a flute. This way, the concertino will be well-suited to the ensemble I run.
Like the neo-classisists, the concerto uses tonal progressions and meters that
were unconventional until the 20th century. The counterpoint remains fairly traditional
as well, for aesthetical reasons. Since the piece is intended for a baroque ensemble, I
chose to leave instructions to a minimum, specifying very little slurs, and rarely any
other articulation. Dynamics are more diverse than the average baroque concerto, but
still depend on the expertise of the performer, and the decisions of the conductor – be
it one of the soloists or the cembalist.
80
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מודלים מרכזיים של קונצ'רטו גרוסו
בראשית המאה ה18-
כרמל אברמוביץ'
תקציר
מטרתה של עבודה זו היא בראש ובראשונה להעניק למלחין את הכלים הראויים לכתיבת קונצ'רטו גרוסו,
תוך התמקדות במודלים של המחצית הראשונה של המאה ה .18-כיוון שקיימת אי-בהירות במונח התגלם
גם הצורך להגדיר מהו קונצ'רטו גרוסו .המחקר יבחן את השוני בין קונצ'רטים למספר סולנים ,קבוצות
קטנות ,ובין קבוצות – עם או ללא ריפיינו – אשר כולם מיוחסים לז'אנר ה"גרוסו" ,וכן יגדיר מודלים שונים.
למטרה זו ,וכדי להבין את העקרונות היסודיים של הז'אנר ,העבודה מתחילה באבחון השורשים של
הקונצ'רטו גרוסו וקונצ'רטו בכלל.
המחקר ברובו יתנהל על חמשת האוספים החשובים של התקופה – קורלי אופ' ,6ויולדי אופ' ,3
הנדל אופוסים 3ו ,6-והברנדנבורגים של באך – ע"י ניתוחם של היבטים עיליים ( )macro aspectsכגון
מבנה ,צורה ,ומרקם .הבחנותיהם של חוקרים – כגון טאלבוט ( ,)Talbotברובר-לובובסקי (Brover-
,)Lubovskyטטלאו ( ,)Tatlowכמו גם של מקורות בני התקופה – משולבים גם הם בעבודה זו .נוסף על
כך מסופק סיקור ביוגראפי במידה הרלוונטית למחקר – ושל קורלי בהרחבה – וזאת בכדי להעניק הקשר
לבריאת הקונצ'רטו גרוסו ,והבנה טובה יותר של מטרתו והתפתחותו בעולם המוזיקה .יצירות מאוחרות
יותר יסוקרו בהמשך למחקר ברמה שטחית יותר.
מצורפת למחקר זה יצירה שנכתבה על ידי ,קונצ'רטו גרוסו המבוסס על הידע הנרכש מהמחקר
עצמו.
מודלים מרכזיים של קונצ'רטו גרוסו
בראשית המאה ה18-
מאת :כרמל אברמוביץ'
מנחה :פרופ' עודד זהבי
מנחה :ד"ר אלון שב
עבודת גמר מחקרית ( תזה ) המוגשת כמילוי חלק מהדרישות
לקבלת התואר "מוסמך האוניברסיטה "
אוניברסיטת חיפה
הפקולטה למדעי הרוח
החוג למוסיקה
נובמבר 2021
מודלים מרכזיים של קונצ'רטו גרוסו
בראשית המאה ה18-
כרמל אברמוביץ'
עבודת גמר מחקרית ( תזה ) המוגשת כמילוי חלק מהדרישות
לקבלת התואר "מוסמך האוניברסיטה "
אוניברסיטת חיפה
הפקולטה למדעי הרוח
החוג למוסיקה
נובמבר 2021