polymers
Article
Multilayer Packaging in a Circular Economy
Jannick Schmidt 1, *, Laura Grau 1, *, Maximilian Auer 1 , Roman Maletz 2
1
2
*
and Jörg Woidasky 1
Institut für Industrial Ecology, Hochschule Pforzheim, Tiefenbronner Straße 65, 75175 Pforzheim, Germany;
[email protected] (M.A.);
[email protected] (J.W.)
Institute of Waste Management and Circular Economy, Technische Universität Dresden, Pratzschwitzer
Straße 15, 01796 Pirna, Germany;
[email protected]
Correspondence:
[email protected] (J.S.);
[email protected] (L.G.)
Abstract: Sorting multilayer packaging is still a major challenge in the recycling of post-consumer
plastic waste. In a 2019 Germany-wide field study with 248 participants, lightweight packaging (LWP)
was randomly selected and analyzed by infrared spectrometry to identify multilayer packaging in
the LWP stream. Further investigations of the multilayer packaging using infrared spectrometry and
microscopy were able to determine specific multilayer characteristics such as typical layer numbers,
average layer thicknesses, the polymers of the outer and inner layers, and typical multilayer structures
for specific packaged goods. This dataset shows that multilayer packaging is mainly selected
according to the task to be fulfilled, with practically no concern for its end-of-life recycling properties.
The speed of innovation in recycling processes does not keep up with packaging material innovations.
Keywords: multilayer; lightweight packaging; circular economy; plastic; recycling
1. Introduction
Citation: Schmidt, J.; Grau, L.; Auer,
M.; Maletz, R.; Woidasky, J.
Multilayer Packaging in a Circular
Economy. Polymers 2022, 14, 1825.
https://doi.org/10.3390/
polym14091825
Academic Editor: Sheila
Devasahayam
Received: 25 March 2022
Accepted: 26 April 2022
Published: 29 April 2022
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Copyright: © 2022 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
For years, the quantities of plastic waste in Germany have been steadily increasing.
In 1994, plastic waste generation was 2.8 million t [1], but by 2019 it had already risen to
6.28 million t [2]. The average annual growth of about 3.3% is almost exclusively due to
the waste generated in the post-consumer sector, with the packaging industry being by
far the largest consumer of plastics in Germany [2]. Consequently, more than 50% of the
plastic waste generated today in Germany can be attributed to short-lived packaging [3].
Plastic packaging waste almost doubled from 1991 (1.64 million t) to 2017 (3.18 million t),
even though individual plastic packaging items, in general, became on average 25% lighter
during this period [4,5]. Accordingly, plastic packaging is perceived by the public as one
of the biggest environmental problems [6], and has thus led to the adoption of stricter
environmental laws to reduce plastic packaging and increase the recycling rate [7]. In
Germany, the Packaging Act (VerpackG), which came into force in 2019, stipulates that
mechanical recycling rates must be 63% by 2022 [8].
To strengthen a more sustainable approach to plastics, the EU presented “A European
Strategy for Plastics in a Circular Economy (CE)” in 2018 [9]. This stipulates that all plastic
packaging placed on the market in the EU should be either reusable or recyclable in a costeffective manner by 2030 [9]. This approach is intended to break the current prevailing linear
flow (open loop) of plastics along the value chain from production to use and disposal [10],
as this is one of the main sources of CO2 emissions and pollution [11]. It is estimated
that 95% of the value of plastic packaging is lost after the first phase of use [12]. This is
due to the use of mechanical recycling to reprocess mixed plastic waste streams, which
leads to a decrease in molecular mass and thus limits the number of possible reprocessing
processes [13]. Recycled plastics can therefore often only be downcycled [14] and are
primarily used to produce products other than those originally made from the material [15].
Such intensive use of finite resources for a linear economic model of production, use, and
disposal is proving to be unsustainable [16]. The implementation of a true CE (closed
Polymers 2022, 14, 1825. https://doi.org/10.3390/polym14091825
https://www.mdpi.com/journal/polymers
Polymers 2022, 14, 1825
2 of 25
loop) in the field of plastics could help in reducing downcycling, incineration, and landfill,
allowing plastic waste to be recycled back into the same or equivalent new products [11].
However, before a true CE based on a balance between economic, environmental, and
social impacts can be achieved [17], the prevailing problems must be overcome. Wellfunctioning plastic recycling processes are needed, in order to move from a linear flow to a
closed loop [18].
Along with the requirements for suitable CE packaging, the requirements for food
packaging are also steadily increasing. The basic packaging requirements relate to strength
and sealability, machinability (softening, slip, rigidity, pliability, and heat resistance), promotion, and convenience [19], as well as barrier properties against oxygen, water vapor,
light, carbon dioxide, and flavoring substances, which enable a long shelf life and thus
the current form of food trade and reduced food losses [20–22]. For this purpose, multilayer packaging is often used. Multilayer packaging combines different polymeric and
non-polymeric materials such as paper or aluminum [23–25], which enables customized
property profiles with low material consumption [26]. Multilayers can reduce the cost
of existing film structures, e.g., by replacing expensive polymers with less costly ones,
reducing film thickness, or using recycled materials [27]. Furthermore, the combination
of different layers achieves a functionality that is not possible through the use of a single layer [28]. According to estimates, about 17% [23] to 20% [29] of plastic packaging
consists of multilayer packaging, and it is increasingly used in the packaging of food,
pharmaceuticals, medicines, cosmetics, and electronics [24,30].
While multilayer packaging does not differ from mono-material solutions in terms of
use and collection, challenges become obvious in packaging sorting plants, as multilayer
packaging is difficult to identify and hard to recycle [31]. Here, spectroscopic identification
technology (NIR) can only identify surface properties, and thus, for physical reasons,
does not identify multilayers properly. In subsequent recycling processes, recovery of
multilayer material becomes possible if either the materials can be separated or they can be
processed jointly. However, this is not easy to achieve because, on the one hand current
recycling systems are aimed at recycling mono-materials, and on the other hand the different
polymers or materials are often immiscible. Therefore, multilayer packaging is considered
non-recyclable, and only thermal recovery or final disposal routes remain [14,19,32,33].
The wide variety of achievable properties through the combination of different numbers of layers, layer materials, and layer thicknesses cannot be properly managed with
current waste management technologies and systems. Information regarding the individual
material composition of packaging is required to improve current identification and recycling technologies. While this information is available from the producers, it is currently
lost along the supply chain. Standardized recycling codes do not provide a sufficiently
detailed level of information, and other indications provided by the manufacturer are
rarely disclosed on the packaging media, as the composition often represents an important
competitive advantage. Consequently, polymer multilayers are marked with the recycling
code “Other” (07) according to DIN 6120 (German Institute for Standardization) (After the
revision of DIN 6120, the additional designation 07 (“Other”) was deleted.) or not marked
at all [34]. This is insufficient for the future development of waste management systems
and substantial material recycling quota increases, as technology and strategy development rely on large and precise amounts of data [35]. Currently, the lack of data leads to
barriers in choosing the most appropriate strategy to close material and product loops [36].
Great potential is therefore seen in the area of big data applications, where comprehensive
data-driven decision-making can also take into account the integration of sustainability
approaches across supply chain networks, to pave the way toward a CE [37,38].
Waste characterization is key to reprocessing high-value end products [39]. This has
become particularly clear since digitization has entered the waste management sector and
knowledge in the form of data on the type and composition of individual LWP (lightweight
packaging) wastes has come into focus. The combination with digital technologies enables
companies to improve the circularity of their systems [40]. As early as 2017, a survey of
Polymers 2022, 14, 1825
3 of 25
394 companies from the waste management and recycling technology sectors in Germany,
Austria, and Switzerland revealed that 63% of those surveyed perceived digitization in
the company as an opportunity for further development [41], and this was despite the
fact that actual digital readiness, which describes the degree of digital transformation
of companies in the waste management sector in German-speaking countries, is only at
30% [42]. This is reflected, for example, in the fact that many plant operators operate
their sorting facilities with fixed parameter settings based on empirical values, without any
physical or statistical proof of optimality, which is ultimately due to the complexity involved
in the study of mixed solid waste [43]. There are already projects and companies working
on developing new technological approaches to addressing the complexity of digitally
assisted optimization of LWP waste sorting in an industrial setting. These approaches make
an important contribution to the transition of the current linear system to a CE by capturing
valuable resources that would normally be lost under the current linearity [44].
With this in mind, and motivated by the need for waste management to shift from
a linear to a circular approach [45], the research question in this work concerns how
multilayer LWP items, forming a substantial fraction of post-consumer packaging waste,
can be characterized in detail. Consequently, the scope of this work is to collect, analyze,
and publish key data on multilayer packaging applications as a fraction (class of items)
of plastic LWP waste, as a basis for future waste management system developments and
recycling rate increases. A more holistic view of the treatment of post-consumer LWP waste
has been published in [46]. With these results, recommendations to the production industry
can be made to increase the recyclability and circularity of this material stream.
2. Multilayer Packaging: State of the Art
2.1. Structure of Multilayer Packaging
Multilayer packaging can be flexible or semi-rigid and involve polymeric layers as
well as inorganic layers such as Al or SiOx coatings. It usually consists of from 2 [47] up
to 24 layers [48]. Each layer adds an important function to the overall architecture. The
intended functions and the layers used to achieve them, as well as the materials used to
fulfill these functions, are listed in Table 1.
The seal layer (1) is in direct contact with the packaged goods, therefore good migration
limitation and an interaction barrier must be provided, for example by using a polyolefintype inner layer [28]. For freshness conservation, the permeability of the packaging material
against specific substances, or generally to prevent any gaseous and liquid exchange, often
needs to be adjusted.
This can be enabled by increasing the layer thickness or just by using suitable barrier
layers (2) in between to prevent oxidation, microbial spoilage, loss or gain of moisture, and
both loss of flavor and aroma or gain of unwanted aromas from outside [26]. The oxygen
barrier avoids the packaged goods becoming rancid, as well as the proliferation of aerobic
microorganisms. A light-barrier layer such as an aluminum coating or a TiO2 -filled polymer
layer can also help to conserve freshness [19,24,26]. Migration barriers may be of the utmost
importance in multilayer films for sensitive foodstuffs, protecting the packaged goods from
losing substances such as additives that are present in them or protecting them from the
migration of unwanted residues in recycled intermediate layers [49].
If adjacent layers do not adhere to each other, a tie layer (3) can be applied to establish
compatibility [50], often using PU (polyurethane) or acid/anhydride grafted polymers [19].
Alternatively, layers can be added by coating or lamination [50].
Better stability can be achieved by either increased thickness, using a (cheaper) filling
layer, or by using a structural layer (4) with good mechanical properties, including tear and
piercing strength [19,24].
Further processing requirements such as printability and print protection can be
achieved by using a suitable outer layer (5) such as a cardboard layer or priming, or by
modifying the surface of a polymer layer for good print adhesion, e.g., by using flame
treatment, an electrochemical corona treatment, or fluorination [51,52]. The outer layer is
Polymers 2022, 14, 1825
4 of 25
often required to have a good mechanical performance [28]. Other requirements might
be, for example, certain slip properties or shape stability [26], which would usually be
achieved by including additives or by modifying the material preparation parameters. For
the processing of the packaging materials, the inner layer and sometimes also the outer
layer must often allow sealing of the contents.
Table 1. Layers, functions, and commonly used materials for multilayer food packaging, based on
[19,20,24,26,28,50,53–61]. Abbreviations used: LLD (linear low-density), LD (low-density), HD (highdensity), PE (polyethylene), EVA (ethylene-vinyl acetate), OPP (oriented polypropylene), OPA (oriented polyamide), OPET (oriented polyethylene terephthalate), PVDC (polyvinylidene chloride),
EVOH (ethylene-vinyl alcohol).
Layer
Function
Material
(1) Seal Layer
(innermost layer)
Heat sealability (low melting
temperature), inert against
filling goods
(LLD, LD) PE, EVA, ionomers,
(O)PP, (O)PA, (O)PET
Resistance against:
Moisture
Oil/grease
(2) Barrier Layer
Water vapor
Aroma/flavor
Oxygen
Light
(3) Tie Layer
(4) Structural layer
Combines two chemically
incompatible materials
Provides shape:
Toughness
Puncture resistance
Stiffness
Stability
(LD, LLD, HD) PE; (O)PP, EVA,
ionomers, PVDC, PET
PET, HDPE, PA, Ionomers, EVOH,
PVDC
PP, HDPE, PELD, PVDC
PET, PA, EVOH, PVDC
EVOH (standard), PA or PET (below
standard), Aluminum (exceeding
standard), PVDC, (biaxially oriented)
PA, (oriented) PET, SiOx, or Al2 O3
coatings
Aluminum, TiO2 -filled polymers
polyurethanes, acid/anhydride
grafted polyolefins
PE, PET
HDPE, PA
PP, PET, HDPE, LDPE, PA,
EVA, Ionomers, EVOH
PP, PET, PA, EVA, ionomers, EVOH
(5) Outer layer
Provides printing surface and
mechanical performance
PE or PET
(6) Coating (outermost
layer facing
environment)
Optional thin film to protect
the printed material
Any specialized polymer
Furthermore, the print must be protected by a coating (6) such as a lacquer or other
laminated layer. For print protection, reverse printing of the outer layer or the full composite
is common [27].
Not all flexible packaging requires each of the above-mentioned layers. Aside from
the purposes of the outer and inner layers, the intermediate layers can be randomly
arranged, preferably in the way that is easiest to manufacture. While the amount, thickness,
and arrangement of the packaging layers vary, some combinations of commonly used
materials are frequently seen in cases where extreme requirements must be fulfilled, such
as an extremely good moisture barrier for savory snacks, often provided by an aluminum
layer on PP, or the usage of durable PA layers for packaging sharp-edged goods such as
cheese blocks or T-bone steaks. Total packaging thicknesses usually range between 10 and
Polymers 2022, 14, 1825
5 of 25
250 µm in multilayer food packaging [53]. Typical thicknesses of the individual layers are
sometimes identified [26], but they are subject to frequent innovative changes.
2.2. Current End-of-Life Situation for Multilayer Packaging
After the packaging use phase, the packaging will be discarded by the consumer
to the German LWP collection system. If a state-of-the-art waste management system is
available, the packaging will be collected, ideally in a separate fraction, transported to
a sorting facility that separates the different packaging materials and polymer types, and
subsequently recycled via rinsing, shredding, and regranulation. Spectroscopic methods
(VNIR (visible near-infrared), NIR (near-infrared), or MIR (mid-infrared) wavelength range)
in particular are used for the automated sorting of plastic waste [62–64]. The reflection
of infrared radiation by the packaging surface discloses information about the chemical
composition of the plastics, based on which the sorting decisions can be made [65,66]. In the
current LWP sorting of plastic waste, the FT–NIR technique is the most commonly used [67],
applying up to 50 or more single NIR sorters to separate the plastic stream into individual
types of plastic (HDPE, LDPE, PET, etc.) [68]. Nested, superimposed, black, dirty, wet, or
printed packaging surfaces cannot be identified properly by NIR [14]. Differentiation by
color would require additional technology (VIS cameras), and identification of filling goods
is not possible; therefore, further downstream recycling steps become necessary [53,69].
NIR is a surface measurement technology that penetrates only 2 µm deep into the top layer
of the material [70], resulting in the detection of only the polymer layer that is facing the
sensor at the time [14,15], and not identifying the other materials used for the inner layers
of composites [54]. Typically, however, NIR systems can achieve sorting purities of up to
96% [71]. In industrial processes, the sorting residues amount to up to 26% of the sorting
plant input [72].
As well as these identification challenges, additional impurities due to mishandling
by separation air blasts frequently occur [14,70]. All this leads to undesired impurities in
the secondary raw materials, and even small quantities may result in poor adhesion, lower
mechanical properties, or unwanted (dark) colors in the end products, which ultimately
increase the recyclers’ costs [53,73,74]. Therefore, “Der Grüne Punkt” (Cologne, Germany)
usually allows impurities in the sorting fractions of about 2–8 wt% [75,76].
If a multilayer product has to be fully mechanically recycled, polymer miscibility
is the key parameter. Here a distinction can be made between homogeneous (miscible),
heterogeneous (immiscible), and limited miscibility systems (Table 2), with heterogeneous
systems clearly predominating [77]. If the materials are compatible, i.e., fully miscible,
direct regranulation is possible. The polymers PE, PP, PS, PA, and PET, which are often
used in food packaging, are generally immiscible at the molecular level [78]. In the area of
multilayer packaging, this heterogeneity is reinforced by the combination of other polymers
and non-polymer materials [28]. Immiscible or limited miscibility multi-material structures
must be separated into their layers, or at least into fractions of miscible components, which
is a key waste management challenge [39,53].
Incompatibility in the reprocessing process is due to large differences in the specific
melting temperatures or an overlap of melting and decomposition temperatures [79]. For
example, the processing temperature of PET is between 270 and 300 ◦ C, while the thermal
degradation of ethylene-vinyl acetate (EVA) begins at 288 ◦ C [79]. Immiscible polymers can
be made miscible to a limited extent by compatibilizers. Such substances consist of copolymers, each with one end that is miscible and anchors itself in one of the two components of
the blend. This creates strong bonds between different, incompatible polymers [77].
The better the upfront separation of the polymer waste into pure materials, the more
efficient the recycling will be with conventional plastic recycling technologies [32,54].
With multilayers, this approach reaches its limits, because usually the layers cannot be
separated with economically justifiable effort, and thus the low product mass along with
the functionality of the packaging is achieved at the expense of recyclability [81]. Ultimately,
the sum of the impurities and other contaminants in the post-consumer waste stream results
Polymers 2022, 14, 1825
6 of 25
in recyclates of degraded [82] or even undefinable quality [83]. Furthermore, there are
currently hardly any possibilities, or only expensive test procedures, for proving the quality
and composition of recyclates. This makes the use of recyclates an expensive and arduous
endeavor for plastics manufacturers and recyclers, depending on who bears the costs.
Furthermore, the lack of transparency and past uncertainties regarding the actual quality of
plastic recyclates has led to a lack of trust between plastic recyclers and manufacturers and
to insufficiently well-functioning markets for high-quality secondary raw materials [83,84].
Manufacturers are therefore increasingly turning to primary materials, as the costs are often
lower and the quality fluctuates less than for secondary raw materials [83].
Table 2. Miscibility of different polymers, based on [80]. Abbreviations used: PS (polystyrene), PVC
(polyvinyl chloride).
Polymer-Matrix
Additive
material
PE
PP
PET
PA
PS
PVC
PE
PP
PET
PA
PS
PVC
1
2–4
4
4
4
4
3–4
1
4
4
4
4
4
4
1
3
3
4
2–4
2–4
3–4
1
3–4
4
4
4
4
3–4
1
2–4
4
4
4
4
4
1
Good compatibility (1); miscible up to approximately 20% (2); miscible up to approximately 5% (3); incompatible (4).
This highlights the need for a unified approach to recycling plastic packaging in
a closed or open loop between recyclers and producers [54]. However, a corresponding
system of closed material loops can only develop through the exchange of waste-related
data and the cooperation of all participants along the supply chain [85]. Unlike for the
recycling of mono-materials, to date there are no strategies for processing multilayer films
in closed primary loops [32]. Multilayer packaging is thus emblematic of the problems
that ultimately occur in waste management along the value chain of plastic packaging.
The players involved focus on their interests and goals. For packaging manufacturers, for
example, this leads to multilayer packaging being developed and marketed with a view to
maximum functionality at minimum cost and not with a view to its recyclability. This is
in contrast to the concept of CE, which aims to further develop the prevailing linear flow
of plastics along the value chain by closing them into loops, so that plastic products and
materials remain in the economic cycle for as long as possible [86,87]. To achieve a CE in the
waste management of plastic packaging, the European Commission’s “A European Strategy
for Plastics in a Circular Economy” emphasizes, among other things, recycling-friendly
design and the use of innovative sorting and recycling systems [9].
Although under discussion for decades, design for recycling has so far gained little influence on the numerous suppliers in the market, and the speed of innovation for
new types of packaging such as multi-material packaging does not at all match that of
innovations for methods and technologies for recycling [12]. In this context, Ceflex, an
initiative representing the entire value chain of flexible packaging, is trying to make all
flexible packaging recyclable by 2025 through its “Designing for a Circular Economy Guidelines” [88]. The focus of phase one is on polyolefin-based flexible packaging (mono-PE,
mono-PP, and PE/PP blends), as this makes up the largest part of the flexible packaging
waste stream, and sorting and mechanical recycling have already been demonstrated on an
industrial scale. Phase two, which is currently underway, will then address the recycling of
multilayer materials.
In addition, there are already projects working on new technological approaches that,
among other things, make it possible to separate multilayer packaging from the postconsumer waste stream in a more targeted way than before. These include fluorescent
marker particles, which are applied in low concentrations in or on packaging and emit
a characteristic luminescence when excited in specific wavenumber ranges. The marker
Polymers 2022, 14, 1825
7 of 25
particles can thus contribute to improving sortability as a material-independent separation
feature [89–91]. In the Holy Grail initiative, invisible digital water marks are applied to the
surface of a package. Recycling machines can then read out the recycling information for
the packaging in question [92].
Both approaches can be combined with the detection technologies typically used
in waste management and have the potential to sort post-consumer waste streams into
defined streams (e.g., food vs. non-food). More targeted sorting could enable better
recycling of multilayer packaging, as it could then be treated with chemical or solvent-based
delamination processes. This would pave the way to greater quantities of high-quality
recyclates and enable the entire packaging value chain to take a step towards CE [93].
2.3. Recycling of Multilayer Materials
Each manufacturer has a choice of different material and layer combinations when
developing an individual packaging solution, and this has led to an ever-increasing number of different multilayer packaging solutions (especially in the area of polymers). This
prevents a clear separation into individual material groups, as is possible with packaging made of mono-materials. In the present work, the following multilayer packaging types could be identified, with the focus set on polymeric multilayers. By identifying the outer and inner layers of the packaging, a large number of sub-categories
could be identified in the category “Polymeric multilayer” (e.g., PET–LDPE, PA–LDPE, PP–
LDPE, PP–PP, PET–PET, PET–HDPE, PET–PP, LDPE–LDPE). Furthermore “3-Composite
paper/cardboard+metal+plastic” and “2-Composite paper/cardboard+plastic” are mainly used
for liquid cartons, “2-Composite aluminum+paper/cardboard” mainly consists of foils and
pouches, “2-Composite plastic+aluminum” mainly consists of blisters and pouches, and
“Plastic+paper/cardboard unlaminated” mainly consists of pouches, blisters, and cups.
For many of these multilayer products, there are already several promising approaches
and processes for their recycling at various degrees of maturity. These are summarized
in Table 3.
Polymers 2022, 14, 1825
8 of 25
Table 3. Methods for the treatment of multilayers and their degrees of maturity.
Raw
Procedure/Company material/Recovery
Capacity
* TRL
Current Status
Solvent-Based Recycling Processes
Pilot plant (2019)
for recycling
post-consumer
multilayer pouches
in Indonesia
Construction of an
industrial-scale
pilot plant (2020)
in Germany as part
of the “Circular
Packaging”
project.
PE from
post-consumer
multilayer pouches
1000 t/a
7
PE and PP from,
e.g., multilayer
(post-consumer)
consisting of
PE/PA, PP/PET,
and aluminum
content
Truckload per day
(approx. 5 m3 per
day)
5
PE/PA and
aluminum from
multilayer films
(post-industrial)
Separation of PE
from PP
8000 t/a
7
Operation of a
pilot plant (2018)
in Germany
Saperatec GmbH
[98,100]
PET, PE, and
aluminum from
each other
Paper, plastic, and
aluminum (liquid
cartons)
18,000 t/a
5–6
Pilot plant
currently under
construction
(completion 2023)
Purecycle (Procter
& Gamble) [96,101]
PP from, e.g., food
and liquid
packaging
6
Pilot plant
currently under
construction
(completion end
2022)
1
Release (solvent)
of the target
polymer from the
composite system
with subsequent
precipitation and
repetition for the
next target
polymer.
1
Separation
through selective
dissolution–
precipitation
process
3–4
/
6
Operation of a
pilot plant using
glycolysis (3
t/day)
CreaSolv®
(Fraunhofer IVV)
[94–96]
Newcycling®
(APK AG)
[33,97–99]
Solvent-targeted
recovery and
precipitation [102]
PE, EVOH, and
PET from each
other
Recycling of
post-consumer
multilayer Tetra
Pak® packaging
with the selective
dissolution–
precipitation
process [103]
LDPE from
aluminum (Tetra
Paks)
ChemCycling
(BASF) [104]
Pyrolysis process
enables recycling
of post-consumer
plastic waste (also
multilayers)
48,000 t/a
/
/
Chemical recycling processes
ChemPET (Garbo)
[105]
/
PET out of
multilayer films
(PET/PE/aluminum/PE)
and multilayer
trays
(PET/PE/EVOH/PE)
1000 t/a
Other approaches
Modification of the
packaging
adhesives.
1
/
Separation by
heated solvent
from
dimethylsulfoxide
* Technology Readiness Level [107]: TRL 1–3 represents proof of concept/research; TRL 4–6 represents development; and TRL 7–9 represents deployment.
Recycling of
multilayer
packaging using a
reversible
crosslinking
adhesive [106]
PE/PET,
PET/aluminum,
and PE/aluminum
from each other
Polymers 2022, 14, 1825
9 of 25
With improved controllability and separability, multilayers would be of great importance for material recycling, as they represent not only a large but also a steadily growing
(approximately 7% p.a. [108]) segment of the packaging market.
For a possible approximation of current multilayer shares, Equation (1) can be used.
In 2010, multilayer films accounted for 17% (K0) of global film production [23]. If an annual
growth rate of 7% (p) and a time horizon between the two studies of 9.5 years (n) is assumed
(the LWP sorting took place in 2019), this yields a multilayer share of 32.33%. A second
study assumed a multilayer share of 26 wt% [16] in the LWP stream in 2017. Taking into
account a time horizon of 2.5 years, Equation (1) yields a multilayer share of 30.79%.
K n = K0 ∗ ( 1 +
p n
)
100
(1)
3. Materials and Methods
3.1. Samples
The samples were taken from a Germany-wide collection of LWP covering a total of
350 participating households in 2019, as a part of the “MaReK” research project [46]. The
participants were selected according to their household size and their place of residence.
During a selectable two-week period from June to November 2019, they were asked not
to dispose of their LWP in the usual manner but to collect it using an 80 L transparent
HDPE collection bag they had been provided with, regardless of the local collection system.
A total of 248 participants completed this field study and returned their collection bags via
return mail to Pforzheim University. In total, 21,380 post-consumer LWP items with a total
mass of 207 kg (188,869 g in this publication, as caps were not taken into account.) were
analyzed, hereinafter referred to as the “original sample” [109] (see Tables 4 and 5). Further
information about the collection method in the field study was published in [46].
Table 4. Packing material distribution of the original sample, based on a total of 188,869 g, based on [46].
Packaging Type
Mass Share [%]
Unmarked (no recycling code)
3-Composite paper/cardboard+metal+plastic
PP
Tinplate
PET
2-Composite paper/cardboard+plastic
Paper/cardboard (no compound)
HDPE
LDPE
PS
Aluminum
07-Other (recycling code)
2-Composite aluminum+paper/cardboard
Remaining small parts
2-Composite plastic+aluminum
Plastic+paper/cardboard unlaminated
PA
PLA
PVC
PMMA
30.69
10.97
10.46
8.53
8.46
6.77
5.71
3.46
3.14
2.61
2.54
2.41
1.57
1.27
0.80
0.53
0.02
0.02
0.02
0.01
Total
100.00
Polymers 2022, 14, 1825
10 of 25
Table 5. Examined packaging of the IR sample, the ML sample, and the original sample.
Packaging Type
Pouch
Foil
Tray
Separate closure element
Cup
Bag
Liquid packaging
Bottle
Can
Blister
Non-packaging items
Skin packaging
Tube
Net
Remaining small parts
Folding box
Other packaging element
Rigid foil
Filling material
Wrap packaging
Screw-top jar
* Stand-up pouch
Total
IR Sample
ML Sample
Original Sample
Count Share | Percentage Share [%]
498
156
301
3
42
105
2
7
4
7
36
3
6
1
17
2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
41.85
13.11
25.29
0.25
3.53
8.82
0.17
0.59
135
85
56
0.34
0.59
3.03
0.25
0.50
0.08
1.43
0.17
1190 | 100.00
20
296
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
45.61
28.72
18.92
7351
2466
2197
1865
1477
1466
1027
610
530
494
370
355
250
229
199
189
113
98
60
25
9
34.38
11.53
10.28
8.72
6.91
6.86
4.80
2.85
2.48
2.31
1.73
1.66
1.17
1.07
0.93
0.88
0.53
0.46
0.28
0.12
0.04
6.76
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 100.00
21,380 |
100.00
* Stand-up pouches were treated separately in the ML sample to investigate possible differences.
This research on the original sample [46] showed that identification based on the
recycling code leads to an unmarked material mass share of about 31 %, or 54 % based on a
count share. To analyze the packaging materials used, Fourier transform infrared attenuated
total reflectance (FTIR–ATR) measurements were carried out with 1190 randomly selected
packages (3467 g, caps were not considered) and additionally evaluated based on the type
of packaging and the packaged goods. This representative sample, taken from the original
sample, which was analyzed via FTIR-ATR, is hereinafter referred as the “IR (infrared)
sample”. Table 5 shows the packaging types and their numbers within the IR sample.
Furthermore, a detailed analysis of 296 multilayer items (1828 g) was carried out.
For sampling, a random selection was made from packages that were assumed to have
multilayer content (see Table 6). The categories were identified through a literature review [22,27,28,110], expert interviews, and preliminary research on LWP. FTIR–ATR analysis and microscopy were used for the identification of outer and inner layers, layer thickness
and number, and metallic content. This representative sample, taken from the original
sample, is hereinafter referred as the “ML (multilayer) sample”.
The IR sample and the ML sample originated from the population of the original
sample but were, in addition, completely independent experimental series. The analytical
setup was chosen based on its simplicity, speed, and availability, in order to generate the
maximum information content from the samples.
Polymers 2022, 14, 1825
11 of 25
Table 6. Examined packaging within the ML sample.
Packaging for
Sliced cheese
Sausages and cold cuts
Baked goods
Meat substitutes
Non-food items
Salty biscuits
Feta in brine
Mozzarella in brine
Nuts
Dry food
Coffee, tea, spices
Sweets
Preserves
Ready meals
Soft cheese
Fresh meat + fish
Granulates
Animal feed
Dried fruits
Minced meat
Hard cheese
Grated cheese
Vegetables
Butter
Rice pudding
Total
Pouch
Foil
Tray
14
5
21
18
27
4
13
21
20
1
5
9
13
Stand-Up Pouch
4
1
12
12
7
11
10
8
2
2
1
5
4
3
1
4
2
5
1
1
3
2
3
1
2
4
2
1
2
2
1
2
1
1
56
20
1
1
135
85
Total
53
52
26
18
13
14
12
12
12
11
10
8
7
6
6
5
5
5
5
4
4
4
2
1
1
296
3.2. FTIR–ATR Analysis
For each ML sample and IR sample item, without further sample modification, both
sample sides (“inner” and “outer” layer, where the “inner layer” is the layer in direct contact
with the filling good) were tested. To this end, each LWP was characterized at three different,
preferably unprinted, locations each on the inner and the outer layer, using an FTIR Alpha
Platinum ATR (attenuated total reflectance) spectroscope from Bruker (Billerica, MA, USA)
with OPUS Version 7.5 software (Bruker) and the therein contained libraries BPAD.S01,
Demolib.s01, and FILLER.S01. The measurements were made in the mid-infrared range
(4000–400 cm−1 ) with a resolution of 4 cm−1 . For each spectrum, 10 scans were performed,
and the arithmetic mean value was calculated. The measurements, as well as the hit quality
(on a scale from 100–1000) of the assigned database spectrum, were recorded to exclude
false determinations in cases of low hit qualities (<500).
3.3. Microscopy Analysis
From every ML sample item, a 30 mm × 30 mm specimen was cut out with a scalpel.
The specimen was set up using specimen embedding holders and examined under a
microscope. A Leica DM RM light microscope (Type 301-371.010) from Leica (Wetzlar,
Germany) with LasX software (Leica) was used to provide a compiled picture. The layers
were measured with the aid of the image processing tool ImageJ. The number of layers, as
well as the individual thickness of each layer, was recorded.
4. Research Results and Discussion
4.1. Analysis of the IR Sample
The material distributions of the IR sample (1190 items, 3467 g) given in mass shares
based on the recycling code (printed on the packaging) characterization (“labeling”) on the
one hand and the IR characterization (“analysis”) on the other hand are shown in Table 7.
Using the recycling code for material determination, a share of 65.71% of unmarked pack-
Polymers 2022, 14, 1825
12 of 25
aging remains. Furthermore, 10.34% of the packaging marked with “07-Other” provided
no precise information on the packaging material. Thus, in total, a share of 76.05% of the
packaging did not provide clear identification of its material composition. In other words,
three out of four plastic packaging items in the market do not provide the customer with
any information about the packaging material.
Table 7. Packaging material proportions for the IR sample (1190 items), before and after their
identification by IR analysis, based on [46].
Material/Category
Result of the Recycling
Code Labeling
PP
LDPE
PET
PS
PA
PVC
HDPE
Multilayer
Unmarked (no recycling code)
07-Other
11.34
1.26
3.53
1.68
0.25
0.34
0.76
* 4.79
65.71
10.34
Result after IR
Analysis
Mass Share [%]
25.55
8.07
6.89
3.28
1.18
2.35
4.96
43.19
4.54 remain
not determinable
Percentage
Change
+125.30
+540.50
+95.20
+95.20
+372.00
+591.20
+552.60
+801.70
−93.10
100.00
100.00
Total
* More recycling codes on the packaging or clear allocation to multilayer fraction (e.g., butcher film (plastic + paper)).
When FTIR analysis was applied, only 4.54% were not determinable, while a multilayer packaging share of 43.19% was identified, which is by far the largest single fraction
of all packaging (Table 7). As expected, the second-largest fraction was composed of PP
packaging (25.55%), and all other packaging materials were only found in single-digit
percentage shares. Nonetheless, if the material labeling is compared with the FTIR analysis,
in the cases of LDPE, PVC, and HDPE, five to six times the mass could be identified by
IR analysis compared with the amount identified by the recycling code labeling information. In contrast, within the PP, PET, and PS fractions, approximately the same mass that
was identifiable via labeling by a recycling code could be identified by the IR analysis.
This is because PET, PS, and PP are often used for cups and trays, which often carry a
recycling code.
As an intermediate result, one might state that the recycling code labeling of LWP does
not work well, as only about 25% of all packaging items bear recycling code information.
Moreover, most of the multilayer materials remain unlabeled, and even in the best cases of
mono-material packaging (PET, PS), only about 50% of the packaging items are clearly labeled for material identification. However, if a recycling code was present on the packaging,
93% of them (PP: 95%, LDPE: 93%, PET: 93%, PS: 100%, PA: 67%, PVC: 50%, HDPE: 78%)
agreed with the IR analyses performed. While the labeling policy might be relevant for
consumer decisions, in industrial sorting it does not play a role as the sorting relies on
material properties (NIR reflectance) but not on labels. However, appropriate labeling
could lead to an improvement in LWP input quality. The need to support consumers in
sorting is shown by an online survey conducted by Kantar GmbH and commissioned by
the dual system in Germany in 2020, in which almost 60% of respondents stated that they
needed further information for the correct separation of all types of household waste [111].
This results in a 30% share of waste that mistakenly ends up in the yellow bin (or the yellow
bag) [111]. This poses a great challenge to even the most modern sorting plant and can lead
to a dramatic decrease in material quality.
4.2. Extrapolated Original Sample, Data Validation, and Recycling Approaches
The results of the IR sample (1190 items) allowed an extrapolation to the mass of
the categories “07-Other” and “Unmarked (no recycling code)” (65.5 kg or 33% mass
share) of the original sample (see Table 4), assuming that both had the same composition [46]. This reduced the proportion of non-identifiable items to 2.63% (see Figure 1).
As can be seen, PP (17.4%), polymeric multilayers (12.5%), PET (12.4%), 3-Composites pa-
Polymers 2022, 14, 1825
13 of 25
per/cardboard+metal+plastic (11%), and tinplate (8.5%) were the most important fractions
by mass. A comparison between sorting plant output results [72] and data regarding plastic
processing in the packaging industry [112] showed good consistency, with only minor differences [46]. Mono-polyolefins, at 29.3% (PP: 17.4%; LDPE: 6.95%; HDPE: 4.91%) represented
the largest fraction by mass. This is in line with statements from Ceflex and also clarifies
the approach of placing polyolefins at the center of the recycling of flexible packaging [88].
Figure 1. Original sample composition after IR analysis, based on [46]. * n.d.-n.d.; LDP
Figure 1. Original sample composition after IR analysis, based on [46]. * n.d.-n.d.; LDPE-n.d.;
PET-n.d.; PA-n.d.; PP-n.d.; ** PP-PS; PA-PP; PA-HDPE; HDPE-HDPE; HDPE-PET; PA-PET; PA-PA;
PA-PVC; PP-HDPE ***; 2-Composite aluminium+paper/cardboard, Remaining small parts, PA,
Plastic+paper/cardboard unlaminated, PLA, PMMA, PVC, 2-Composite plastic+aluminium.
Furthermore, there was a total share of 33.16% of multilayers, consisting of polymeric multilayers at 12.52%, 3-Composite paper/cardboard+metal+plastic at 10.97%, 2Composite paper/cardboard+plastic at 6.77%, and further combinations accounting for
2.90% (see “*** Other categories” within Figure 1). Measurements of the inner and outer
layers of the 12.52% of polymer multilayer packaging further identified the polymers used,
and these are shown as a bar chart in Figure 1. Here PET–LDPE (outer inner layer) makes
up the largest share at 50.98%. This is followed by PA–LDPE at 23.29% and PP–LDPE at
4.52%. For the outer layer, PET (57.98%) and PA (24.12%) were mainly used, while the inner
layer was mainly LDPE at 80.34%, followed by PP at 4.89%. For 6.66% of items, the outer,
inner, or both layers could not be identified.
The 33.16% share of multilayers in the LWP stream determined in this study corresponds to the multilayer shares of 32.33% and 30.79% calculated in Equation (1). Deviations can be attributed to the authors’ definition of the term multilayer. Validation of
the presented multilayer proportions could not be performed, due to a lack of studies in
the literature.
Taking into account the approaches and processes for multilayer recycling presented
in Table 3, there are currently, or will be in the near future (all pilot plants will be in
operation in 2023), possibilities for the recycling of all 20 multilayer combinations or the
33.16 wt% identified in the present work (Figure 1). However, processes such as Purecycle
or ChemPet only recycle a target polymer from the multilayer, so further post-treatment
steps or processes are necessary. In addition, the Newcycling process for separating PE
and PA, for example, is currently only used in a post-industrial environment. Furthermore,
some processes have not yet reached large-scale industrial maturity. For example, the
Polymers 2022, 14, 1825
14 of 25
pilot factory of Garbo GmbH recycles 1000 t/a of PET from multilayer films and trays
using the ChemPET process [105], but faces 161,800 t/a of non-recyclable PET packaging
waste in Germany [72]. A second example can be given for the recycling of liquid cartons,
where the plant of Saperatec GmbH can handle 18,000 t/a [98], whereas the amount of
liquid cartons in Germany is over 155,600 t/a [72]. This underlines the fact that there
is no lack of innovative delamination processes for the recycling of multilayer materials,
but there is a lack of market maturity and industrial-scale processes. Chemical recycling
processes, for example, produce large quantities of CO2 and are currently too expensive,
due to their high energy requirements [113,114]. As a result, the accumulating quantities of
multilayer packaging cannot yet be fully recycled, and the actual value for the recyclability
of multilayers still has to be corrected downwards.
4.3. Depth Analysis of the ML Sample
The following section is intended to provide a descriptive insight into the wide variety
of multilayer packaging structures. For this purpose, Figures 2–4 show the number of layers,
total thickness, outer and inner polymer combinations, storage conditions for packaging
types, and packaged goods for the ML sample (296 multilayer items, total mass 1828 g).
These parameters were chosen as they can provide considerable information to assist the
recyclability of multilayer packaging. Unless otherwise stated, the percentages in chapter
4.3 are to be understood as count shares.
Figure 2. Numbers of layers and outer and inner layer polymer combinations in the ML sample.
* PA-n.d.; PET-n.d.; n.d.-n.d.; n.d.-PP; n.d.-LDPE; ** PP-PET; LDPE-PET; PET-HDPE; LDPE-PA; PA-PP;
PA-PA.
Polymers 2022, 14, 1825
15 of 25
Figure 3. Analysis of the packaging with respect to packaging type and storage conditions. * PA-n.d.;
PET-n.d.; n.d.-n.d.; n.d.-PP; n.d.-LDPE; ** PP-PET; LDPE-PET; PET-HDPE; PE-LD-PA; PA-PP; PA-PA.
Figure 4. Outer and inner layer polymer combinations for different packaged goods. * PA-n.d.;
PET-n.d.; n.d.-n.d.; n.d.-PP; n.d.-LDPE; ** PP-PET; LDPE-PET; PET-HDPE; HDPE-PA; PA-PA.
Polymers 2022, 14, 1825
16 of 25
4.3.1. Number of Layers, Total Thickness, and Outer and Inner Layer Polymer Combinations
The number of layers, the total thickness, and the outer and inner layer polymer
combinations used in the multilayer packaging examined can be seen in Figure 2. Overall,
the packaging examined can be divided into systems with two to eight layers, with 92%
consisting of two to five layers. With a share of 38%, three-layer systems are used most
frequently. The arithmetical mean (AM) number of layers for all packaging was found
to be 3.7, and the AM total thickness of all packaging was 116.7 µm, with the total layer
thickness of the packages ranging from 71 to 200 µm. A clear linear correlation between the
AM total thickness and the AM number of layers could be established (Pearson correlation
coefficients: 0.65). Observation of the materials used for the outer and inner layers shows
that the outer material of 45% (count of 134) of the packaging was PET, which was thus
used twice as often as PP at 22% (64) or PA at 19% (57). For the inner layers, LPDE proved
to be particularly dominant, being used in 71% (209) of the packaging. PP at 21% (62) and
PET at 5% (14) were other notable polymers for inner layers. Overall, the most frequently
used combination was PET–LDPE at 36% (107), followed by PA–LDPE at approximately
18% (53) and PP–PP at 14.2% (42). In 24% (71) of the packaging, the same polymer was
used as the outer and inner layer (PP 14% (42); LDPE 6% (17); PET 4% (11); PA 0.3% (1)).
Furthermore, there was a 20% (58) share of non-polymeric composite materials. Metallic layers such as aluminum make up the largest share at 17% (51). In some cases, there
was a paper layer (0.3% (1)) or both (2% (6)). Furthermore, only the two-layer systems,
representing 13% (38) of all packaging, could be fully characterized. Polymer compatibility
in terms of miscibility was found in 29% (11) of the two-layer systems, due to the same
polymers being used in the outer and inner layers. Limited miscibility was found in 12%
(PA–LDPE (4) and PP–LDPE (1)) of the two-layer systems with different outer and inner
layers. This means that in total, only 5% of the packaging examined could be recycled using
conventional recycling methods. The outer or inner layers of 9% (26) of the packaging
could not be identified.
In the ML sample, 13 different polymer multilayer combinations could be identified,
whereas 17 were found in the IR sample. Furthermore, there were similarities concerning
the most common multilayer combinations identified (see Table 8). The similarities were
due to the fact that the samples were taken from the same population (original sample) and
the differences were due to the different mass proportions of the ML sample (1828 g) and
the IR sample (3467 g).
Table 8. Polymer multilayer combinations of the ML sample and IR sample in wt%.
Material
Combinations
ML sample
(wt%)
IR sample
(wt%)
PET–LDPE
PA–LDPE
PP–PP
PP–LDPE
LDPE–LDPE
PET–PET
PET–PP
38
15
14
8
6
5
3
51
23
3
5
2
3
2
4.3.2. Analysis of the Packaging Regarding Packaging Type and Storage Conditions
The outer and inner layer polymer combinations used, depending on the different
packaging types and storage conditions, can be seen in Figure 3. The most common polymer
combinations in the pouch fraction were PP–PP and PA–LDPE at 24% each (33) and PET–
LDPE at 21% (28). In the film fraction, PET–LDPE at 40% (33), PA–LDPE at 23% (19), and
PP–LDPE at 8% (7) were used frequently. In the stand-up pouch fraction, PET–LDPE was
used most frequently at 60% (12), followed by PP–LDPE at 10% (2). In addition, within
the tray fraction, PET–LDPE was used most frequently at 62% (34), followed by PP–PP at
15% (8). The highest AM total thickness of 200 µm was found within the analyzed trays,
despite an AM number of layers of 3.5, which was below the AM number of layers for all
packaging of 3.7. This was followed by stand-up pouches, with an AM total thickness of
119 µm, despite the highest AM number of layers of 4. The lowest AM total thickness of
94 µm was found in pouches and films. While films, with an AM number of layers of 3.4,
Polymers 2022, 14, 1825
17 of 25
were below the AM number of layers of all packaging, pouches had an AM number of
layers of 3.8, which is above that for all packaging. Metallic components occurred in 40%
(8) of the stand-up pouches and 33% (45) of the pouches. No metallic components were
found in the tray fraction.
With a share of 58% (171), the majority of the ML sample packaging was stored in the
refrigerator and 40% (119) at room temperature. Only 2% (6) of the packaging was stored
in a deep freeze. The most frequent polymer combinations of the refrigerator fraction were
PET–LDPE at 42% (71), PA–LDPE at 26% (44), and PP–PP and LDPE–LDPE at 6% each (10).
In packaging stored at room temperature, PET–LDPE at 30% (36) and PP–PP at 25% (30)
were mainly used. Frozen packaging consists mainly of PP–PP (33% (2)) and PP–LDPE
(33% (2)). Packaging stored in the refrigerator had the highest AM total thickness of 123 µm,
with the lowest AM number of layers of 3.4 of the storage options investigated. Packaging
stored at room temperature had the highest AM number of layers of 4.1, but the AM total
thickness of 109 µm was below that of the packaging stored in the refrigerator. Frozen
packaging, despite an AM number of layers of 4, had the lowest AM total thickness of
73 µm. A total of 46% (55) of the products stored at room temperature had some metal
content. In the refrigerator fraction, this was only 1% (2), while no metal content was found
in frozen products.
4.3.3. Analysis of the Packaging with Respect to Packaged Goods
The proportions of polymer outer and inner layers, depending on the category of
packaged goods, are illustrated in Figure 4. Only packaging items of which at least ten
were available were selected (see Table 6). This resulted in a total of 234 packages divided
into 11 of the 25 categories. Furthermore, the category “not determinable” could contain
further combinations. In 10 of the 11 categories, more than two different combinations of
outer and inner layers were used to package the same goods. For mozzarella in brine, only
two different material combinations (PA–LDPE and LDPE–LDPE) were found. The greatest
variety of packaging consisting of different material combinations was found in sliced
cheese packages (nine), followed by baked goods and sausages and cold cuts (seven each).
A comparison of food and non-food packaging shows that non-food packaging mainly
used PP–LDPE (40% (6)) and PET–LDPE (33% (5)), while food packaging mostly used
PET–LDPE (40% (85)) and PA–LDPE (20% (42)). Furthermore, categories that at first
glance appeared to be the same could also differ. For example, PA–LDPE was used in
packaging for mozzarella in brine with a share of 83% (10), while it had only a 17% (2)
share for feta in brine. LDPE–LDPE was also used in packaging for mozzarella, while
PET–LDPE, PP–LDPE, PA–LDPE, PP–PET, and LDPE–PA, a much wider variety of material
combinations, were all used for packaging of feta in brine. Meat substitutes had the thickest
packaging with an AM total thickness of 169 µm and an AM layer number of 3.6, slightly
below the AM layer number for all packaging of 3.7. Packaging for sausages and cold cuts
had the second-lowest AM number of layers (3.3), despite an AM total thickness of 131 µm.
Only feta in brine packaging had fewer layers (3.0). The lowest AM total thickness of 71 µm
was found in dry food, despite a high AM number of layers of 4. The highest AM number
of layers was found in coffee (4.8) and nuts (4.6). Metallic content was found in 8 of the
11 categories shown. However, this was particularly frequent in packaging for dry food
(78%), nuts (75%), and coffee, tea, and spices (70%), while no metallic materials were used
in cheese packaging.
4.3.4. Discussion of the ML Sample
In the investigated ML sample (296 items), systems with two to eight layers and an
AM number of layers of 3.7 could be found. Furthermore, the AM total thickness of all
packaging was 116.7 µm, with the total layer thickness of the packages ranging from 71 to
200 µm. The analysis of the packaging regarding the materials used showed that both PET
as the outer layer and LDPE as the inner layer stood out as frequently used materials. The
use of these materials was common to all the packaging types, storage conditions, and
Polymers 2022, 14, 1825
18 of 25
food categories investigated. The only exceptions were packaging for mozzarella and salty
biscuits (crisps), as well as packaging that was stored in the freezer, for which no PET (outer
layer) was used. Furthermore, LDPE (inner layer) was not used for salty biscuits. PET is
used in packaging for mechanical stability, and as protection against moisture, oil/grease
and aroma migration, and it also offers a good surface for printing. LDPE is suitable as
an inner layer primarily because of its excellent heat sealability (low melting temperature)
and inertness towards the contents. As a result, the PET–LPDE layer combination was the
most commonly used across all packages at 36% (107). This combination was particularly
dominant in packages for coffee, tea, and spice (60%), sausages and cold cuts (65%), nuts
(50%), sliced cheese (45%), and meat substitutes (39%).
At 18% (53), the layer combination PA–LDPE was found to be the second most common. This combination is ideal for vacuum packaging of oxygen-sensitive foods such as
ham, cheese, or sausages, and was therefore used in packaging for mozzarella (83%), meat
substitutes (39%), sliced cheese (23%), and baked goods (23%).
The third most common material combination was PP–PP at 14% (42), with about
11% (5) of these being two-layer systems. Furthermore, PP was the only material worth
mentioning besides LDPE that was used as an inner layer. The reason for the PP–PP
combination is its high resistance to grease and moisture. This combination was therefore
used particularly frequently in salty biscuits (79%), baked goods (39%), and dry food
packaging (27%).
Aluminum was identified in 19% of the packaging within the ML sample. Aluminum
protects against air, light, and moisture, and thus contributes to longer shelf life and aroma
protection of the food. Therefore, aluminum was found in packaging for salty biscuits
(79%), nuts (75%), and coffee, tea, and spices (70%). The same principle can be applied
in reverse, as no aluminum was identified in packaging for feta in brine, mozzarella in
brine, and sliced cheese, and only a 2% share in packaging was found for sausages and
cold cuts. Considering the type of packaging, aluminum was detected in 40% of stand-up
pouches, 30% of bags, and 1% of films, while trays contained none. In the analysis of storage
conditions, it was found that 96% of the aluminum was used in food packaging stored at
room temperature. While food packaging in the refrigerator contained 4% aluminum, no
aluminum could be detected in packaging for frozen products. This is due to the fact that
food in refrigerators and freezers is exposed to less moisture and light and requires less
protection from flavor loss.
In the ML sample, only 5% (16) of the packaging examined could be recycled using
conventional recycling methods. A package is defined as recyclable when all polymers can
be correctly detected, and miscibility is present in the recycling process. This is only true
for about 4% of the two-layer systems (13% of the ML sample) with the same outer and
inner layer (PP–PP (5), LDPE–LDPE (4), and PET–PET (2)), and a proportion of about 2% (5)
that despite different polymers in the outer and inner layers (PA–LDPE (4) and PP–LDPE
(1)) can be recycled in a joint reprocessing process due to partial compatibility. For 9%
(26) of the packaging, the outer or inner layer could not be identified, so an assessment of
recyclability was not possible. This leaves a proportion of approx. 86% (254) that could not
be recycled using conventional sorting methods. This is mainly due to a large number of
layers with different materials that show no compatibility in the joint recycling process.
A comparison of the ML sample with the IR sample in terms of the identified polymeric multilayer combinations showed good consistency (see Table 8). Accordingly, the
assessment of recyclability in Section 4.2 for the IR sample can be assumed for the proportion of conventionally unrecyclable fractions (86%) in the ML sample. This means that
recycling processes or approaches for recycling the conventionally unrecyclable fractions
already exist.
4.3.5. Limitations of the Study
The data collected in the present work are subject to limitations due to a variety
of factors influencing the LWP generated. For example, seasonal variations were not
Polymers 2022, 14, 1825
19 of 25
considered, due to the collection period of the LWP (June–July). Furthermore, the mass
fractions of packaging shown (Tables 4 and 7 and Figure 1) include residual content
remaining in the packaging. In addition, a bias may have arisen due to the participants’
knowledge of the subsequent characterization of their LWP waste or due to the participation
of those who already had a strong awareness of the disposal of their LWP waste.
5. Outlook
LWP waste streams in the post-consumer sector are a complex mix of different, often
contaminated, material types. In particular, the multilayer packaging contained in the
waste stream poses major challenges to recycling companies, due to its limited detectability,
sortability, and recyclability. At the same time, actors along the value chain have contrary
interests. In the present work, a share of 33.16% of the multilayer packaging, divided into
17 different multilayer packaging solutions, could be identified (see Figure 1). This variety
in multilayer packaging types is problematic because each must be fed into an appropriate
reprocessing process (see Table 3).
Via the presented data, insights into the mass fraction, the recyclability, and suitable
recycling processes for multilayer packages can be gained. Chemical recycling processes,
which are criticized for generating particularly high CO2 emissions, are often used. Here,
the data provided can be used as input mass flows for the modeling of chemical recycling
processes in the context of life cycle assessment analyses or cost calculations. In addition to
the recyclability, the detection and sorting technologies represent a decisive aspect of the
recyclability of packaging.
The problem of insufficient sortability in the waste management treatment of LWP
still exists. Efficient sorting represents a key technology for the production of high-quality
recycled polymers. The increasing digitalization of industrial processes also promises
significant progress here, with further recorded information on the composition and type
of waste available specifically for each item. For example, camera systems are increasingly
being used in conjunction with machine learning algorithms to improve sortability. In
some cases, the camera system is supplemented with other optical systems (NIR, VIS) [115].
The sorting task can include both a full sorting [116,117] of LWP streams and a sorting
out of impurities [118] (silicone cartridges), the recognition of the brand, or the use of the
stock-keeping unit on the packaging [117]. Insufficient sorting can, for example, lead to
problems in the recycling process in the case of multilayer packaging containing aluminum,
in line with the insufficient miscibility of polymers.
Flexible packaging containing aluminum is still considered by LWP waste sorters as a
contaminant for recycled material and is the main cause of processing problems such as
blockages of melt filters. In addition, aluminum in flexible packaging can lead to material
losses during metal detection, as the metallic particles are sorted out of the line before the
extruders and melt filters, in order to protect them [119]. Further, laminated and metalized
aluminum leads to greying of the recyclate and is therefore not considered an optimal
barrier material, but it is usually tolerated to some degree [119]. For example, AlOx coatings
do not significantly affect the quality of the secondary materials, as they are typically only
1–10 nm thick and therefore often do not exceed the tolerable limit of a maximum of 5%
of the total weight of the packaging structure [88]. Sorting solid metal objects, laminated
films with solid aluminum layers, and laminated films with deposited aluminum layers
into separate fractions would be desirable [119].
However, the creation of, e.g., object recognition systems would require a large and
accurate amount of data. The additional packaging information collected in the present
work, such as packaging type, filling material, or storage conditions, could contribute to
a more optimal sorting of multilayer packaging, e.g., for items with aluminum content.
6. Conclusions
With the implementation of the European Strategy for Plastics in a Circular Economy
in 2018 [9], the European Union set the course for the future achievement of a CE in the
Polymers 2022, 14, 1825
20 of 25
field of plastic packaging. This is urgently needed, as the recycling rate of plastic packaging
in the EU is currently around 40% [87]. In the present work, the quantity and composition
of multilayer packaging contained in the post-consumer waste stream was analyzed and
identified as one of the problems limiting the achievement of future recycling rates, due to
its limited recyclability.
Multilayer packaging enables tailor-made properties to protect a wide variety of
packaged goods. Accordingly, multilayer packaging is selected based on the task to be
fulfilled (protection against light, protective atmosphere, etc.), with practically no concern
for its end-of-life recycling properties. The innovation speed in recycling processes does
not keep up with the speed of packaging material innovations. Consequently, a lack of
large-scale industrial sorting and recycling processes has led to the fact that multilayer
packaging is not assigned to any specific sorting fraction but instead is dispersed into
various recycling paths such as films, mixed plastics, or residual material. While residual
materials, and in some cases mixed plastics, are recycled energetically, multilayer packaging
represents a contaminant in the recycling of the film fraction, and in some cases also in
mixed plastics, and thus it must be separated. The problem is based on the variety of
polymers and non-polymeric materials used in food packaging and the differences in their
specific melting temperatures or the overlap of melting and decomposition temperatures
within the reprocessing process.
In overcoming these problems, the multilayer share of 33.16% in the LWP waste stream
identified in this publication can not only be seen as showing the necessity for the further
development of separation technologies but also as showing the potential to meet the
increasing requirements of the Packaging Act (VerpackG: 63% by weight by 2022) for the
recycling of plastic packaging and the potential for increasing quotas in the future.
Multilayer packaging in the area of post-consumer waste is a complex mixture of
different types of materials, which are also contaminated. For the application of corresponding processes, the material composition of the multilayer packaging must be known,
in order to feed it into the appropriate reprocessing process.
This problem was also recognized in this study, as IR spectrometry and microscopic
examination of the outer and inner layers allowed only two-layer systems (13% of the
packages in the ML sample) to undergo complete material determination.
In addition, there was also a share of 9% for which the outer or inner layer could not
be identified. Furthermore, due to a multitude of different packaging solutions on the
market and the sometimes too-small quantities of some multilayer packaging types, there
are no economic processes for its recycling. Overall, the problem is not a lack of innovative
approaches to recycling multilayer materials but rather their market maturity and industrial
scale, which are not yet sufficient to recycle the current volumes of multilayers.
However, corresponding problems should not be addressed to the waste management
sector alone, which, as the last link in the value chain, is often the focus of regulation and
legislation. Insufficient consideration of other important factors within the areas of design,
production, use, and disposal of LWP, accumulates along the value chain and makes it
difficult to create a CE for plastic packaging, even with modern recycling facilities.
This underlines the fact that achieving future recycling rates, and especially a CE, will
benefit from a diversity of different approaches and consideration of the entire value chain
of LWP. Improvement could be provided by the introduction of innovative techniques
and methods, the replacement of multilayer packaging with mono-material solutions,
eco-design guidelines for distributors, the creation of a more transparent and harmonized
system for all actors involved in the value chain of packaging, or legal requirements
regarding standard packaging solutions per product category that would limit the possible
material combinations to be managed.
To date, there are hardly any published detailed studies in the field of input analysis of
LWP waste in Germany. This information gap hinders progress in waste management, as
there are a large number of factors influencing the packaging waste generated, particularly
in this area, which need to be investigated.
Polymers 2022, 14, 1825
21 of 25
The next steps are to examine the factors influencing the packaging waste input in
more detail. In particular, socio-demographic factors (e.g., household size, gender, level
of education), the influence of rural or urban regions, the size of the municipality, the
prevailing collection system, and the residual content remaining in the packaging could
form the focus of investigations.
Author Contributions: Conceptualization, J.S., M.A. and J.W.; methodology, J.S., L.G., M.A., R.M.
and J.W.; formal analysis, J.S., L.G. and J.W; investigation, J.S. and L.G.; writing—original draft
preparation, J.S., writing—review and editing, J.S., M.A., R.M. and J.W.; visualization, J.S.; supervision,
J.S. and J.W.; project administration, J.S. and J.W.; funding acquisition, J.W. All authors have read and
agreed to the published version of the manuscript.
Funding: This research was funded by the German Federal Ministry for Education and Research
(BMBF) as a part of the framework program “Research for Sustainable Development” (FONA3) on
the topic “Plastics in the environment” with grants no. 033R195A-E under supervision of the project
executing organization Jülich (PTJ).
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: The data presented in this paper are used in the context of ongoing
research projects. More in-depth data cannot yet be provided.
Conflicts of Interest: The authors declare no conflict of interest.
References
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
Lindner, C.; Hoffmann, O. Analyse/Beschreibung der Derzeitigen Situation der Stofflichen und Energetischen Verwertung von
Kunststoffabfällen in Deutschland. 2015. Available online: https://docplayer.org/24614382-Endbericht-analyse-beschreibungder-derzeitigen-situation-der-stofflichen-und-energetischen-verwertung-von-kunststoffabfaellen-in-deutschland.html (accessed
on 3 February 2021).
Conversio GmbH. Stoffstrombild der Kunststoffe in Deutschland 2019: Kurzfassung; Conversio: Mainaschaff, Germany, 2020;
Available online: https://www.vci.de/ergaenzende-downloads/kurzfassung-stoffstrombild-kunststoffe-2019.pdf (accessed on
2 May 2021).
Mellen, D.; Becker, T. Kunststoffe. In Praxishandbuch der Kreislauf- und Rohstoffwirtschaft; Kurth, P., Oexle, A., Faulstich, M., Eds.;
Springer Fachmedien: Wiesbaden, Germany, 2018; pp. 327–345. ISBN 978-3-658-17044-8.
Schüler, K. Aufkommen und Verwertung von Verpackungsabfällen in Deutschland im Jahr 2017 Abschlussbericht; GVM: Mainz, Germany,
2019. Available online: https://www.umweltbundesamt.de/publikationen/aufkommen-verwertung-von-verpackungsabfaellenin-12 (accessed on 3 February 2021).
Industrievereinigung Kunststoffverpackungen e.V. Sustainability Report, 2018; Industrievereinigung Kunststoffverpackungen e.V.:
Bad Homburg vor der Höhe, Germany, 2018. Available online: http://kunststoffverpackungen.de/wp-content/uploads/2019/0
9/Sustainability-Report-2018 (accessed on 3 February 2021).
Dilkes-Hoffman, L.S.; Pratt, S.; Laycock, B.; Ashworth, P.; Lant, P.A. Public attitudes towards plastics. Resour. Conserv. Recycl.
2019, 147, 227–235. [CrossRef]
Pauer, E.; Tacker, M.; Gabriel, V.; Krauter, V. Sustainability of flexible multilayer packaging: Environmental impacts and
recyclability of packaging for bacon in block. Clean. Environ. Syst. 2020, 1, 100001. [CrossRef]
Bundesministerium für Umwelt, Naturschutz, Nukleare Sicherheit und Verbraucherschutz. Bundesgesetzblatt Teil I Nr. 45/Gesetz
über das Inverkehrbringen, die Rücknahme und die hochwertige Verwertung von Verpackungen (Verpackungsgesetz–VerpackG); Bundesministerium für Umwelt, Naturschutz, Nukleare Sicherheit und Verbraucherschutz: Bonn, Germany, 2017.
European Commission. A European Strategy for Plastics in a Circular Economy; European Commission: Brussels, Belgium, 2018.
Available online: https://eur-lex.europa.eu/resource.html?uri=cellar:2df5d1d2-fac7-11e7-b8f5-01aa75ed71a1.0001.02/DOC_
1&format=PDF (accessed on 14 April 2022).
Blomsma, F.; Brennan, G. The Emergence of Circular Economy: A New Framing Around Prolonging Resource Productivity. J. Ind.
Ecol. 2017, 21, 603–614. [CrossRef]
Johansen, M.R.; Christensen, T.B.; Ramos, T.M.; Syberg, K. A review of the plastic value chain from a circular economy perspective.
J. Environ. Manag. 2022, 302, 113975. [CrossRef]
Ellen MacArthur Foundation. The New Plastics Economy: Rethinking the Future of Plastics; MacArthur Foundation: Cowes, UK,
2016.
Roux, M.; Varrone, C. Assessing the Economic Viability of the Plastic Biorefinery Concept and Its Contribution to a More Circular
Plastic Sector. Polymers 2021, 13, 3883. [CrossRef]
Polymers 2022, 14, 1825
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
22 of 25
Ragaert, K.; Delva, L.; van Geem, K. Mechanical and chemical recycling of solid plastic waste. Waste Manag. 2017, 69, 24–58.
[CrossRef]
Faraca, G.; Astrup, T. Plastic waste from recycling centres: Characterisation and evaluation of plastic recyclability. Waste Manag.
2019, 95, 388–398. [CrossRef]
Ellen MacArthur Foundation. The New Plastics Economy: Catalysing Action. 2017. Available online: https://emf.thirdlight.
com/link/u3k3oq221d37-h2ohow/@/preview/1?o (accessed on 10 April 2022).
Sassanelli, C.; Rosa, P.; Terzi, S. disassembly processes through simulation tools: A systematic literature review with a focus on
printed circuit boards. J. Manuf. Syst. 2021, 60, 429–448. [CrossRef]
Picuno, C.; Alassali, A.; Chong, Z.K.; Kuchta, K. Flows of post-consumer plastic packaging in Germany: An MFA-aided case
study. Resour. Conserv. Recycl. 2021, 169, 105515. [CrossRef]
Kaiser, K.; Schmid, M.; Schlummer, M. Recycling of Polymer-Based Multilayer Packaging: A Review. Recycling 2018, 3, 1.
[CrossRef]
Wani, A.A.; Singh, P.; Langowski, H.-C. Introduction: Food Packaging Materials. In Food Packing Materials: Testing & Quality
Assurance; Singh, P., Wani, A.A., Langowski, H.-C., Eds.; CRC Press: Boca-Rotan, FL, USA, 2017; pp. 1–9. ISBN 978-1-4665-5994-3.
Bishop, C.A.; Mount, E.M. Vacuum Metallizing for Flexible Packaging. In Multilayer Flexible Packaging; Elsevier: Amsterdam,
The Netherlands, 2016; pp. 235–255. ISBN 9780323371001.
Gesellschaft für Verpackungsmarktforschung. Entwicklung des Verpackungsverbrauchs Flexibler Kunststoffe nach Branchen: Auswertung des deutschen Marktes 2009, Prognose 2014; Gesellschaft für Verpackungsmarktforschung: Mainz, Germany, 2010.
Tartakowski, Z. Recycling of packaging multilayer films: New materials for technical products. Resour. Conserv. Recycl. 2010, 55,
167–170. [CrossRef]
Anukiruthika, T.; Sethupathy, P.; Wilson, A.; Kashampur, K.; Moses, J.A.; Anandharamakrishnan, C. Multilayer packaging:
Advances in preparation techniques and emerging food applications. Compr. Rev. Food Sci. Food Saf. 2020, 19, 1156–1186.
[CrossRef] [PubMed]
Goulas, A. Overall migration from commercial coextruded food packaging multilayer films and plastics containers into official
EU food simulants. Eur. Food Res. Technol. 2001, 212, 597–602. [CrossRef]
Dixon, J. Packaging Materials: 9. Multilayer Packaging for Food and Beverages; ILSI Europe: Brussels, Belgium, 2011;
ISBN 9789078637264.
Butler, T.I.; Morris, B.A. PE-Based Multilayer Film Structures. In Multilayer Flexible Packaging; Elsevier: Amsterdam, The
Netherlands, 2016; pp. 281–310. ISBN 9780323371001.
Morris, B.A. The science and Technology of Flexible Packaging: Multilayer Films from Resin and Process to End Use; William Andrew:
Norwich, NY, USA, 2017; ISBN 978-0-323-24273-8.
Dahlbo, H.; Poliakova, V.; Mylläri, V.; Sahimaa, O.; Anderson, R. Recycling potential of post-consumer plastic packaging waste in
Finland. Waste Manag. 2018, 71, 52–61. [CrossRef]
Tarantili, P.A.; Kiose, V. Effect of accelerated aging on the structure and properties of monolayer and multilayer packaging films.
J. Appl. Polym. Sci. 2008, 109, 674–682. [CrossRef]
Bauer, A.-S.; Tacker, M.; Uysal-Unalan, I.; Cruz, R.M.S.; Varzakas, T.; Krauter, V. Recyclability and Redesign Challenges in
Multilayer Flexible Food Packaging-A Review. Foods 2021, 10, 2702. [CrossRef]
Horodytska, O.; Valdés, F.J.; Fullana, A. Plastic flexible films waste management-A state of art review. Waste Manag. 2018, 77,
413–425. [CrossRef]
Riedl, F. Recyclingherausforderung Multi-Layer? Neuartiges Aufbereitungsverfahren bietet Lösungen. In Vorträge-Konferenzband
zur 14. Recy & DepoTech-Konferenz: Tracer Based Sorting–Innovative Sorting Options for Post Consumer Products; Pomberger,
R., Adam, J., Aldrian, A., Kranzinger, L., Lorber, K., Neuhold, S., Nigl, T., Pfandl, K., Sarc, R., Schwarz, T., et al., Eds.;
Abfallverwertungstechnik & Abfallwirtschaft Eigenverlag: Leoben, Austria, 2018; pp. 269–274. ISBN 9783200058743.
Deutsches Institut für Normung. Kennzeichnung von Packstoffen und Packmitteln-Packstoffe und Packmittel aus Kunststoff ; DIN
6120:2019-03; Beuth Verlag GmbH: Berlin, Germany, 2019.
Clauß, D. Abfallmenge und Abfallzusammensetzung. In Einführung in die Kreislaufwirtschaft; Kranert, M., Ed.; Springer Fachmedien: Wiesbaden, Germany, 2017; pp. 65–110. ISBN 978-3-8348-1837-9.
Acerbi, F.; Sassanelli, C.; Terzi, S.; Taisch, M. A Systematic Literature Review on Data and Information Required for Circular
Manufacturing Strategies Adoption. Sustainability 2021, 13, 2047. [CrossRef]
Chiappetta Jabbour, C.J.; Fiorini, P.D.C.; Ndubisi, N.O.; Queiroz, M.M.; Piato, É.L. Digitally-enabled sustainable supply chains in
the 21st century: A review and a research agenda. Sci. Total Environ. 2020, 725, 138177. [CrossRef]
Gupta, S.; Chen, H.; Hazen, B.T.; Kaur, S.; Santibañez Gonzalez, E.D.R. Circular economy and big data analytics: A stakeholder
perspective. Technol. Forecast. Soc. Chang. 2019, 144, 466–474. [CrossRef]
Garcia, J.M.; Robertson, M.L. The future of plastics recycling. Science 2017, 358, 870–872. [CrossRef]
Rosa, P.; Sassanelli, C.; Urbinati, A.; Chiaroni, D.; Terzi, S. Assessing relations between Circular Economy and Industry 4.0:
A systematic literature review. Int. J. Prod. Res. 2020, 58, 1662–1687. [CrossRef]
Sarc, R.; Hermann, R. Unternehmensbefragung zum Thema Abfallwirtschaft 4.0. In Vorträge-Konferenzband zur 14. Recy &
DepoTech-Konferenz: Tracer Based Sorting–Innovative Sorting Options for Post Consumer Products; Pomberger, R., Adam, J., Aldrian,
Polymers 2022, 14, 1825
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
23 of 25
A., Kranzinger, L., Lorber, K., Neuhold, S., Nigl, T., Pfandl, K., Sarc, R., Schwarz, T., et al., Eds.; Abfallverwertungstechnik &
Abfallwirtschaft Eigenverlag: Leoben, Austria, 2018; pp. 805–812. ISBN 9783200058743.
Sarc, R.; Curtis, A.; Khodier, K.; Koinegg, J.; Ortner, M. Digitale Abfallwirtschaft. In Vorträge-Konferenzband zur 14. Recy &
DepoTech-Konferenz: Tracer Based Sorting–Innovative Sorting Options for Post Consumer Products; Pomberger, R., Adam, J., Aldrian,
A., Kranzinger, L., Lorber, K., Neuhold, S., Nigl, T., Pfandl, K., Sarc, R., Schwarz, T., et al., Eds.; Abfallverwertungstechnik &
Abfallwirtschaft Eigenverlag: Leoben, Austria, 2018; pp. 793–798. ISBN 9783200058743.
Sarc, R.; Pomberger, R. „ReWaste4.0“–Abfallwirtschaftliches Kompetenzzentrum am AVAW der Montanuniversität Leoben.
Osterr. Wasser Abfallwirtsch. 2022, 74, 39–50. [CrossRef]
Rocca, R.; Rosa, P.; Sassanelli, C.; Fumagalli, L.; Terzi, S. Integrating Virtual Reality and Digital Twin in Circular Economy
Practices: A Laboratory Application Case. Sustainability 2020, 12, 2286. [CrossRef]
Kirchherr, J.; Reike, D.; Hekkert, M. Conceptualizing the circular economy: An analysis of 114 definitions. Resour. Conserv. Recycl.
2017, 127, 221–232. [CrossRef]
Schmidt, J.; Auer, M.; Moesslein, J.; Wendler, P.; Wiethoff, S.; Lang-Koetz, C.; Woidasky, J. Challenges and Solutions for Plastic
Packaging in a Circular Economy. Chem. Ing. Tech. 2021, 9, 105. [CrossRef]
Langhe, D.; Ponting, M. Coextrusion Processing of Multilayered Films. In Manufacturing and Novel Applications of Multilayer Polymer Films; Ponting, M., Langhe, D., Eds.; William Andrew Publishing: Norwich, NY, USA, 2016; pp. 16–45. ISBN 9780323371254.
Häsänen, E. Composition Analysis and Compatibilization of Post-Consumer Recycled Multilayer Plastic Films. Master’s Thesis,
Tampere University of Technology, Tampere, Finland, 2016.
Franz, R. Migration of plastic constituents. In Plastic Packaging Materials for Food: Barrier Function, Mass Transport, Quality
Assurance, and Legislation; Piringer, O.-G., Baner, A.L., Eds.; Wiley-VCH Verlag GmbH: Weinheim, Germany, 2000; pp. 287–357.
ISBN 9783527613281.
Ajitha, A.R.; Aswathi, M.K.; Maria, H.J.; Izdebska, J.; Thomas, S. Multilayer Polymer Films. In Multicomponent Polymeric Materials;
Kim, C.-k., Thomas, S., Saha, P., Eds.; Springer: Dordrecht, The Netherlands, 2016; pp. 229–258. ISBN 9789401773232.
Gutoff, E.B.; Cohen, E.D. Water- and Solvent-Based Coating Technology. In Multilayer Flexible Packaging; Elsevier: Amsterdam,
The Netherlands, 2016; pp. 205–234. ISBN 9780323371001.
Mariam, M. Charakterisierung von Verbundfolien zur Evaluierunng von Recycling Potentialen. Ph.D. Thesis, Technische
Universität Wien, Vienna, Austria, 2020.
Barlow, C.Y.; Morgan, D.C. Polymer film packaging for food: An environmental assessment. Resour. Conserv. Recycl. 2013, 78,
74–80. [CrossRef]
European Commission. Plastics: Reuse, Recycling and Marine Litter: Final Report; Publications Office of the European Union:
Luxembourg, 2018; ISBN 978-92-79-93917-4.
Woidasky, J. Plastics Recycling. In Ullmann’s Encyclopedia of Industrial Chemistry; Wiley: Hoboken, NJ, USA, 2000; pp. 1–29.
ISBN 9783527303854.
Xiao, K.; Zatloukal, M. Multilayer Die Design and Film Structures. In Film Processing Advances; Kanai, T., Campbell, G.A., Eds.;
Hanser Publications: Munich, Germany, 2014; pp. 68–102. ISBN 9781569905364.
Vera, P.; Canellas, E.; Nerín, C. Compounds responsible for off-odors in several samples composed by polypropylene, polyethylene,
paper and cardboard used as food packaging materials. Food Chem. 2020, 309, 125792. [CrossRef]
Ashter, S.A. Matching Material Characteristics to Commercial Thermoforming. In Thermoforming of Single and Multilayer Laminates;
Elsevier: Amsterdam, The Netherlands, 2014; pp. 193–209. ISBN 9781455731725.
Goetz, W. Polyamide for Flexible Packaging Film. Available online: https://www.tappi.org/content/enewsletters/eplace/2004
/10-2goetz.pdf (accessed on 18 February 2021).
Marsh, K.; Bugusu, B. Food packaging–Roles, materials, and environmental issues. J. Food Sci. 2007, 72, R39–R55. [CrossRef]
Fereydoon, M.; Ebnesajjad, S. Development of High-Barrier Film for Food Packaging. In Plastic Films in Food Packaging; Elsevier:
Amsterdam, The Netherlands, 2013; pp. 71–92. ISBN 9781455731121.
Becker, W.; Sachsenheimer, K.; Klemenz, M. Detection of Black Plastics in the Middle Infrared Spectrum (MIR) Using Photon
Up-Conversion Technique for Polymer Recycling Purposes. Polymers 2017, 9, 435. [CrossRef]
Burns, D.A.; Ciurczak, E.W. Handbook of Near-Infrared Analysis; CRC Press: Boca Raton, FL, USA, 2007; ISBN 9780429123016.
Habich, U.; Beel, H. Modifizierung von Recyclingverfahren durch sensorbasierte Sortierung. In Recycling und Rohstoffe; ThoméKozmiensky, K.J., Goldmann, D., Eds.; TK Verlag: Neuruppin, Germany, 2014; pp. 471–482. ISBN 978-3-944310-09-1.
de Biasio, M.; Arnold, T.; McGunnigle, G.; Leitner, R.; Balthasar, D.; Rehrmann, V. Detecting and discriminating PE and PP
polymers for plastics recycling using NIR imaging spectroscopy. In Proceedings of the SPIE Defense, Security, and Sensing,
Thermosense XXXII, Orlando, FL, USA, 5 April 2010; Dinwiddie, R.B., Safai, M., Eds.; SPIE: Bellingham, WA, USA, 2010;
Volume 7661.
Küppers, B.; Vollprecht, D.; Pomberger, R. Einfluss von Verschmutzungen auf die sensorgestützte Sortierung. In VorträgeKonferenzband zur 14. Recy & DepoTech-Konferenz: Tracer Based Sorting–Innovative Sorting Options for Post Consumer Products;
Pomberger, R., Adam, J., Aldrian, A., Kranzinger, L., Lorber, K., Neuhold, S., Nigl, T., Pfandl, K., Sarc, R., Schwarz, T., et al., Eds.;
Abfallverwertungstechnik & Abfallwirtschaft Eigenverlag: Leoben, Austria, 2018; pp. 111–118. ISBN 9783200058743.
Hopewell, J.; Dvorak, R.; Kosior, E. Plastics recycling: Challenges and opportunities. Philos. Trans. R. Soc. Lond. B Biol. Sci. 2009,
364, 2115–2126. [CrossRef] [PubMed]
Polymers 2022, 14, 1825
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
86.
87.
88.
89.
90.
91.
92.
93.
24 of 25
Kusch, A.; Gasde, J.; Deregowski, C.; Woidasky, J.; Lang-Koetz, C.; Viere, T. Sorting and Recycling of Lightweight Packaging in
Germany—Climate Impacts and Options for Increasing Circularity Using Tracer-Based-Sorting. Mater. Circ. Econ. 2021, 3, 125.
[CrossRef]
Brunner, S.; Fomin, P.; Zhelondz, D.; Kargel, C. Investigation of algorithms for the reliable classification of fluorescently labeled
plastics. In Proceedings of the 2012 IEEE International Instrumentation and Measurement Technology Conference (I2MTC), Graz,
Austria, 13–16 May 2012; IEEE: Piscataway, NJ, USA, 2012; pp. 1659–1664, ISBN 978-1-4577-1772-7.
Nonclercq, A. Mapping Flexible Packaging in a Circular Economy [F.I.A.C.E]: Final Report; Delft University of Technology: Delft,
The Netherlands, 2016.
Briedis, R.; Syversen, F. Plastic Packaging Recyclability in a Nordic Context; Nordic Council of Ministers: Copenhagen, Denmark,
2019; ISBN 9789289362399.
Christiani, J.; Beckamp, S. Was können die mechanische Aufbereitung von Kunststoffen und das werkstoffliche Recycling leisten.
In Energie aus Abfall; Thiel, S., Thomé-Kozmiensky, E., Quicker, P., Gosten, A., Eds.; Thomé-Kozmiensky Verlag GmbH: Neuruppin,
Germany, 2020; pp. 139–152. ISBN 9783944310503.
Hahladakis, J.N.; Iacovidou, E. Closing the loop on plastic packaging materials: What is quality and how does it affect their
circularity. Sci. Total Environ. 2018, 630, 1394–1400. [CrossRef] [PubMed]
Vilaplana, F.; Karlsson, S. Quality Concepts for the Improved Use of Recycled Polymeric Materials: A Review. Macromol. Mater.
Eng. 2008, 293, 274–297. [CrossRef]
DerGrünePunkt. Produktspezifikation 03/2018 Fraktions-Nr. 325. Available online: https://www.gruener-punkt.de/fileadmin/
Dateien/Downloads/PDFs/spezifikationen/325_PET-Flaschen_-_transparent.pdf (accessed on 10 March 2021).
DerGrünePunkt. Produktspezifikation 03/2018 Fraktions-Nr. 310-1. Available online: https://www.gruener-punkt.de/
fileadmin/Dateien/Downloads/PDFs/spezifikationen/310-1_Kunststoff-Folien.pdf (accessed on 19 January 2022).
Ehrenstein, G.W. Polymer Werkstoffe: Struktur Eigenschaften Anwendung, 3. Auflage; Hanser Verlag: München, Germany, 2011;
ISBN 978-3-446-42283-4.
Bonnet, M. Kunststoffe in der Ingenieuranwendung: Verstehen und Zuverlässig Auswählen, 1. Aufl.; Vieweg + Teubner Verlag/GWV
Fachverlage: Wiesbaden, Germany, 2009; ISBN 9783834803498.
Jönkkäri, I.; Poliakova, V.; Mylläri, V.; Anderson, R.; Andersson, M.; Vuorinen, J. Compounding and characterization of recycled
multilayer plastic films. J. Appl. Polym. Sci. 2020, 137, 49101. [CrossRef]
Nickel, W. Recycling-Handbuch; Springer: Berlin/Heidelberg, Germany, 1996; ISBN 978-3-642-95769-7.
Pilz, H.; Brandt, B.; Fehringer, R. The Impact of Plastics on Life Cycle Energy Consumption and Greenhouse Gas Emissions in Europe;
PlasticsEurope: Vienna, Austria, 2010.
Knappe, F.; Reinhardt, J.; Kauertz, B.; Oetjen-Dehne, R.; Buschow, N.; Ritthoff, M.; Wilts, H.; Lehmann, M. Technische Potenzialanalyse zur Steigerung des Kunststoffrecyclings und des Rezyklateinsatzes; Wuppertal Institut für Klima, Umwelt, Energie: Wuppertal,
Germany, 2021.
Elsner, P.; Müller-Kirschbaum, T.; Schweitzer, K.; Wolf, R.; Seiler, E.; Désilets, P.; Detsch, R.; Dornack, C.; Ferber, J.; Fleck, C.; et al.
Kunststoffverpackungen im Geschlossenen Kreislauf–Potenziale, Bedingungen, Herausforderungen; Acatech: Munich, Germany, 2021.
Berg, H.; Kulinna, R.; Stöcker, C.; Guth-Orlowski, S.; Thiermann, R.; Porepp, N. Overcoming Information Asymmetry in the Plastics
Value Chain with Digital Product Passports; Wuppertal Institut für Klima, Umwelt, Energie: Wuppertal, Germany, 2022. Available
online: https://epub.wupperinst.org/frontdoor/index/index/docId/7940 (accessed on 14 April 2022).
Salmenperä, H.; Pitkänen, K.; Kautto, P.; Saikku, L. Critical factors for enhancing the circular economy in waste management.
J. Clean. Prod. 2021, 280, 124339. [CrossRef]
Balwada, J.; Samaiya, S.; Mishra, R.P. Packaging Plastic Waste Management for a Circular Economy and Identifying a better
Waste Collection System using Analytical Hierarchy Process (AHP). Procedia CIRP 2021, 98, 270–275. [CrossRef]
European Commission. Closing the Loop–An EU Action Plan for the Circular Economy; European Commission: Brussels, Belgium,
2015. Available online: https://eur-lex.europa.eu/resource.html?uri=cellar:8a8ef5e8-99a0-11e5-b3b7-01aa75ed71a1.0012.02
/DOC_1&format=PDF (accessed on 14 April 2022).
CEFLEX. Designing for a Circular Economy: Recyclability of Polyolefin-Based Flexible Packaging. 2020. Available online:
https://guidelines.ceflex.eu/resources/ (accessed on 27 January 2022).
Woidasky, J.; Schmidt, J.; Auer, M.; Sander, I.; Schau, A.; Moesslein, J.; Wendler, P.; Kirchenbauer, D.; Wacker, D.; Gao, G.; et al.
Photoluminescent Tracer Effects on Thermoplastic Polymer Recycling. In Advances in Polymer Processing 2020; Hopmann, C.,
Dahlmann, R., Eds.; Springer: Berlin/Heidelberg, Germany, 2020; pp. 1–13. ISBN 978-3-662-60808-1.
Brunner, S.; Fomin, P.; Kargel, C. Automated sorting of polymer flakes: Fluorescence labeling and development of a measurement
system prototype. Waste Manag. 2015, 38, 49–60. [CrossRef]
Ahmad, S.R. A new technology for automatic identification and sorting of plastics for recycling. Environ. Technol. 2004, 25,
1143–1149. [CrossRef]
AIM-European Brands Association. Pioneering Digital Watermarks for Accurate Sorting and High Quality Recycling–HolyGrail
2.0. Available online: https://www.aim.be/priorities/digital-watermarks/ (accessed on 16 April 2021).
Meys, R.; Frick, F.; Westhues, S.; Sternberg, A.; Klankermayer, J.; Bardow, A. Towards a circular economy for plastic packaging
wastes–The environmental potential of chemical recycling. Resour. Conserv. Recycl. 2020, 162, 105010. [CrossRef]
Polymers 2022, 14, 1825
94.
95.
96.
97.
98.
99.
100.
101.
102.
103.
104.
105.
106.
107.
108.
109.
110.
111.
112.
113.
114.
115.
116.
117.
118.
119.
25 of 25
Agulla, K. Circular Packaging–Bau einer Industriellen Demonstrationsanlage für das Recycling von Kunststoffverpackungen;
Fraunhofer IVV, 14 January 2019. Available online: https://www.ivv.fraunhofer.de/de/presseinformationen/circular-packaging.
html (accessed on 26 January 2022).
CreaCycle GmbH. CreaSolv®Demonstrationsanlage für Kunststoff Verpackungsabfälle–Lober. 2018. Available online: https:
//www.creacycle.de/de/creasolv-werke/circular-packaging-2018.html (accessed on 26 January 2022).
Schlummer, M.; Fell, T.; Mäurer, A.; Altnau, G. Die Rolle der Chemie beim Recycling: Physikalisches und chemisches Kunststoffrecycling im Vergleich. Kunststoffe 2020, 6, 51–54.
Vollmer, I.; Jenks, M.J.F.; Roelands, M.C.P.; White, R.J.; Harmelen, T.; Wild, P.; Laan, G.P.; Meirer, F.; Keurentjes, J.T.F.; Weckhuysen,
B.M. Die nächste Generation des Recyclings–neues Leben für Kunststoffmüll. Angew. Chem. 2020, 132, 15524–15548. [CrossRef]
Lovis, F.; Seibt, H.; Kernbaum, S. Method and Apparatus for Recycling Packaging Material. U.S. Patent No. 10,682,788,
16 June 2020.
Wohnig, K.; Kaina, M.; Fleig, M.; Hanel, H. Solvent and Method for Dissolving at Least Two Plastics from a Solid within a
Suspension. Patent No. DE.102.016.015.199.A1, 21 June 2018.
Saperatec GmbH. Homepage: Applications. Available online: https://www.saperatec.de/en/technology.html (accessed on 19
January 2022).
Purecycle. News-Seite. Available online: https://purecycle.com/2021/11/purecycle-technologies-provides-third-quarter-20
21-update/ (accessed on 26 January 2022).
Walker, T.W.; Frelka, N.; Shen, Z.; Chew, A.K.; Banick, J.; Grey, S.; Kim, M.S.; Dumesic, J.A.; van Lehn, R.C.; Huber, G.W. Recycling
of multilayer plastic packaging materials by solvent-targeted recovery and precipitation. Sci. Adv. 2020, 6, eaba7599. [CrossRef]
[PubMed]
Georgiopoulou, I.; Pappa, G.D.; Vouyiouka, S.N.; Magoulas, K. Recycling of post-consumer multilayer Tetra Pak® packaging
with the Selective Dissolution-Precipitation process. Resour. Conserv. Recycl. 2021, 165, 105268. [CrossRef]
BASF. Chemical Recycling of Plastic Waste. Available online: https://www.basf.com/global/de/who-we-are/sustainability/wedrive-sustainable-solutions/circular-economy/mass-balance-approach/chemcycling.html (accessed on 21 January 2022).
Garbo. Homepage. Available online: https://garbo.it/en/chempet/ (accessed on 21 January 2022).
Kaiser, K.M.A. Recycling of multilayer packaging using a reversible cross-linking adhesive. J. Appl. Polym. Sci. 2020, 137, 49230.
[CrossRef]
Engel, D.W.; Dalton, A.C.; Anderson, K.K.; Sivaramakrishnan, C.; Lansing, C. Development of Technology Readiness Level (TRL)
Metrics and Risk Measures. 2012. Available online: https://www.osti.gov/biblio/1067968 (accessed on 26 January 2022).
European Commission. A New Method for Separation Full Recovery of Multilayer Packaging Waste to Create High Value
Materials—LAMPACK. Available online: https://cordis.europa.eu/project/id/736010 (accessed on 22 February 2021).
Schmidt, J.; Auer, M. Analyse von Leichtverpackungsabfällen aus deutschen Haushalten. In Markerbasiertes Sortier und Recyclingsystem für Kunststoffverpackungen: Schlussbericht des BMBF-Forschungsvorhabens “MaReK”. Förderkennzeichen: 033R195A bis E;
Technische Informationsbibliothek: Pforzheim, Germany, 2021; in press.
Berndt, D.; Sellschopf, L. Packstoffe, Packmittel und Packhilfsmittel. In Grundlagen der Verpackung: Leitfaden für die Fächerübergreifende Verpackungsausbildung, 1. Aufl.; Kaßmann, M., Ed.; Beuth: Berlin, Germany, 2011; pp. 19–96. ISBN 978-3410204923.
Duale Systeme Deutschland. Neue Mülltrennungsstudie: Die Deutschen Brauchen Nachhilfe im Mülltrennen; Köln, Germany, 2020.
Available online: https://www.muelltrennung-wirkt.de/neue-muelltrennungsstudie-die-deutschen-brauchen-nachhilfe-immuelltrennen/ (accessed on 9 April 2021).
Conversio GmbH. Material Flow Analysis Plastics in Germany 2019; Conversio: Mainaschaff, Germany. 2020. Available
online: https://www.bkv-gmbh.de/files/bkv-neu/studien/Summary_Material_Flow_Analysis_Plastics_Germany_2019_EN.
pdf (accessed on 8 June 2021).
Matthews, C.; Moran, F.; Jaiswal, A.K. A review on European Union’s strategy for plastics in a circular economy and its impact
on food safety. J. Clean. Prod. 2021, 283, 125263. [CrossRef]
Partridge, C.; Medda, F. Opportunities for chemical recycling to benefit from waste policy changes in the United Kingdom. Resour.
Conserv. Recycl. X 2019, 3, 100011. [CrossRef]
Baldt, T. Robotersortierlösung von ZenRobotics. In Vorträge-Konferenzband zur 14. Recy & DepoTech-Konferenz: Tracer Based
Sorting–Innovative Sorting Options for Post Consumer Products; Pomberger, R., Adam, J., Aldrian, A., Kranzinger, L., Lorber, K.,
Neuhold, S., Nigl, T., Pfandl, K., Sarc, R., Schwarz, T., et al., Eds.; Abfallverwertungstechnik & Abfallwirtschaft Eigenverlag:
Leoben, Austria, 2018; pp. 695–700. ISBN 9783200058743.
ZenRobotics. Fast Picker: High-Speed Robot for Maximizing Material Recovery. Available online: https://zenrobotics.com/
solutions/fast-picker/ (accessed on 5 May 2021).
Machinex. SamurAI. Available online: https://www.machinexrecycling.com/samurai/ (accessed on 5 May 2021).
Steinert. UniSort PR EVO 5.0: NIR-Sortieraggregat mit Hyper Spectral Imaging-Kameratechnik. State of the Art–Kamerabasierte
NIR-Technologie für Noch bessere Sortierergebnisse. Available online: https://steinertglobal.com/de/magnete-sensorsortierer/
sensorsortierung/nir-sortiersysteme/unisort-pr/ (accessed on 5 May 2021).
van Velzen, U.T.; de Weert, L.; Molenveld, K. Flexible Laminates within the Circular Economy; Wageningen University & Research:
Wageningen, The Netherlands, 2020.