BOOK REVIEWS
Jeffrey L. Geller, M.D., M.P.H., Editor
Handbook of Psychological Change: Psychotherapy
Processes and Practices for the 21st Century
edited by C. R. Snyder and Rick E. Ingram; New York, John Wiley
& Sons, 2000, 768 pages, $110.95
Laurie Heatherington, Ph.D.
Stephen Eyre
I
s there a provider of psychiatric
services among us who has never
said, “I wish I could take a focused,
high-level course in what’s happened
in the field of psychotherapy since I
graduated”? Is there a graduate student among us who has never
thought, “If only there were time, I
would read up on the history and development of the psychotherapies—a
history that my teachers know because they lived it, but that for me is a
blur”? And is there an academic
among us who has not fretted, “My
work has become so specialized. . . .
On my next sabbatical I should read
up on the newer developments in areas outside my own”?
We doubt it. Happily, Snyder and
Ingram and their collaborators speak
to each of these desires in a packed
but highly readable volume, Handbook of Psychological Change. The
book’s 34 chapters are organized into
six parts: the history of psychotherapeutic change; research methods for
studying the effectiveness of therapeutic change along with a critical
analysis of these methods; the role of
selected nonspecific factors in what
makes interventions work, such as
therapist variables, client variables,
and stages of change; the basic mechanisms of change in and the empirical
status of 13 different psychotherapeutic approaches; therapeutic approaches to use with special populations, such as abuse and incest survivors and older adults; and psychotherapy in the new millennium—
a section that addresses, among other
topics, prevention science, psycho-
Dr. Heatherington and Mr. Eyre are affiliated with the department of psychology
at Williams College in Williamstown,
Massachusetts.
1036
therapy in American society, and the
training of future psychotherapists.
Given its deliberate focus on the
future, the book devotes only a single,
though inspiring, philosophical chapter to the history of psychotherapy
and two chapters to research per se.
The latter review and discuss—positively but not uncritically—the state
of the art in psychotherapy outcomes
research and the empirically supported treatment movement. Although
these chapters may be tough going
for readers not trained in psychotherapy research, they form an important
foundation for the rest of the book,
because research evidence (or the
lack thereof) for the effectiveness of
each therapeutic approach is infused
in parts 3, 4, and 5.
The chapters in parts 4, 5, and 6 are
stand-alone articles. They do not all
follow the same format, yet they manage to cover similar territory, and the
text has a coherent feel to it. Despite
its length, the book is not encyclopedic, in scope or in style, as the authors
provide opinions and analyses as well
as descriptive material; in this respect, reading it is much like attending a graduate seminar with the top
scholars in each area. It is good to see
the sometimes-marginalized marital
therapies, constructivist and narrative
therapies, group therapy, and other
types of therapy treated in the main
section of the text. While the individual chapters in parts 5 and 6 are excellent, they encompass a more eclectic, less coherent collection of topics.
Handbook of Psychological Change
is not a how-to manual, although
readers will find ample references to
resources for learning the various approaches. Rather it is an ambitious
and demanding, but humble, work on
the science of psychotherapy that
places the person squarely within the
frame of discussion.
In Two Minds: A Casebook of Psychiatric Ethics
by Donna Dickenson and Bill Fulford; New York, Oxford University
Press, 2000, 382 pages, $45 softcover
Donna T. Chen, M.D, M.P.H.
T
he authors of In Two Minds: A
Casebook of Psychiatric Ethics
set out to provide a framework for
thinking through ethical aspects of
situations commonly encountered by
psychiatrists and other mental health
clinicians. As longtime collaborators
in addressing issues at the interface of
philosophy, ethics, and mental health,
Drs. Dickenson and Fulford achieve
this objective superbly. In Two Minds
is billed as a companion to Psychiatric
Ethics (1), but appreciating this book
does not depend on one’s familiarity
with its sister publication. Rather, the
two books are complementary, and
each can stand alone.
In Two Minds is written with the
assumption that exposure to ethical
PSYCHIATRIC SERVICES
theory alone will not necessarily improve ethical thinking or problem
solving. The authors distinguish between two levels of moral reasoning:
everyday action and critical reflection. To be effective on the first level,
mental health professionals must be
decisive and unselfconscious. By engaging in critical reflection, individuals can improve their ethical thinking
skills, which can help them act decisively. The authors aim to teach such
Dr. Chen is a fellow in bioethics and psychiatry in the department of clinical
bioethics of the National Institutes of
Health and is on the psychiatry consultation-liaison service of the National Institute of Mental Health.
♦ http://psychservices.psychiatryonline.org ♦ August 2002 Vol. 53 No. 8
BOOK REVIEWS
ethical thinking skills by engaging the
reader in critical reflection of common clinical cases.
The authors’ view is that good ethical thinking is required throughout
the spectrum of mental health care—
including in phenomenology, diagnosis, etiology, treatment, prognosis,
and service delivery. In the first chapter they introduce both their framework for thinking about psychiatric
ethics along this spectrum and the
philosophical underpinnings of psychiatric ethics, including philosophy
of science and philosophy of mind. A
second introductory chapter lays out
the authors’ practical skills approach
for teaching ethical thinking.
The practical skills approach
frames the succeeding chapters,
which collectively cover the spectrum
of mental health care. Each chapter
includes an introduction to the ethical
and philosophical issues to be covered in the chapter, a case presentation, a discussion of the ethical issues
embedded in the case, a commentary
by a practicing clinician, and a discussion of recommended readings covering the basic philosophical and ethical
concepts covered in the chapter.
These chapters are followed by one
describing how to use the authors’
method in a sample teaching seminar.
Although a chapter covering research ethics and another providing
an international perspective at the
end of the book do not fit well into
the otherwise tightly organized structure of the book, they do provide interesting discussions of important
topics.
Two chapters are relatively unusual
for textbooks of bioethics and are of
particular relevance to the readership
of Psychiatric Services. Chapter 8,
which discusses the importance of
teamwork and good communication
from an “ethics” standpoint, exemplifies how ethical care and good clinical
care are frequently one and the same.
The chapter also provides a forum for
highlighting an approach to ethics
called “perspectives,” which is introduced in chapter 2—an approach that
many U.S. readers may not have encountered before. Chapter 10 tackles
the issue of when evidence-based
quality improvement efforts become
PSYCHIATRIC SERVICES
research and why this distinction
might be important—a timely discussion of importance to all service
providers charged with evaluating
and improving their efforts.
With the goal of teaching ethical
thinking, the authors are careful to
point out that they are not offering solutions to ethical dilemmas—and
readers hoping to find solutions will
be disappointed. Because the authors
are British, the book cites legislation
and legal cases primarily from the
United Kingdom. For readers who
are not governed by the laws described, this distancing can serve to
focus attention squarely on ethical
thinking rather than allowing the
reader to look to the law for answers
to ethical dilemmas. However, this
feature of the book may frustrate
readers who are unfamiliar with similarities to and differences from their
own federal, state or provincial, and
case law.
Nevertheless, the topics discussed
in In Two Minds have universal relevance. I recommend this book to anyone looking for an engaging and dynamic way to reflect critically on ethical aspects of common clinical situations. By engaging in the types of critical reflection covered, one can begin
to learn and develop the ethical thinking skills required to act decisively
and with confidence in difficult clinical situations.
Reference
1. Bloch S, Chodoff P, Green S (eds): Psychiatric Ethics, 3rd ed. New York, Oxford University Press, 1999
Family Interventions in Family Illness: International
Perspectives
edited by Harriet P. Lefley and Dale L. Johnson; Westport, Connecticut,
Praeger, 2002, 247 pages, $69
William Vogel, Ph.D.
T
his scholarly book is a muchneeded work in the field of family mental health. The editors of Family Interventions in Family Illness are
both eminent scholars with extensive
backgrounds in cross-cultural psychology and psychiatry. In this book
they focus on “therapeutic interventions for families of adults with major
mental illnesses in various countries
throughout the world,” especially “on
persons with severe psychiatric syndromes such as schizophrenia and
major affective disorders.”
The 13 chapters are written by authors working in various countries—
the United States, Sweden, Austria,
India, China, Japan, the Netherlands,
and others—and with various cultural
groups within those countries. Thus,
for example, we get a chapter on work
with various Hispanic groups in the
United States.
The book highlights the vast differences in approaches to work with
Dr. Vogel is affiliated with the department
of psychiatry at UMass Memorial Health
Care in Worcester, Massachusetts.
♦ August 2002 Vol. 53 No. 8
families from country to country. For
example, “Japanese psychiatric services are typically hospital based,”
whereas in China, “it is impossible for
the public purse to provide the care
and welfare that families do,” and
hence “the Chinese constitution of
1981 makes it mandatory for children
to care for their elderly parents.” In
India, “barriers exist to . . . programs
of [behaviorally based] family work.
Prominent . . . barriers are the biomedical model and expectations of
care only from medication-oriented
approaches.” In Great Britain, “biological modes . . . are seen as most important, with psychological approaches being seen as secondary or optional. Staff frequently comment that if
family work is not affected, there are
no adverse consequences.”
Nevertheless, in all the societies
surveyed, behavioral-based treatment
interventions do exist, tailored to the
need of various cultures. The book
discusses the various approaches and
the treatment efficacies of each.
The book is a must-read for anyone
in the mental health field.
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Health Care in the Black Community: Empowerment,
Knowledge, Skills, and Collectivism
edited by Sadye L. Logan, D.S.W., and Edith M. Freeman, Ph.D.; New York,
Haworth Press, 2000, 276 pages, $69.95 hardcover, $34.95 softcover
Irma J. Bland, M.D.
A
s health care professionals, physicians have finally come to realize
that the administering of our knowledge, the practice of our skills, and
the prescribing of our medications often fall far short of our goals. This is
particularly true when our practice of
medicine fails to recognize the specific social issues and cultural realities
that affect our patients’ lives.
Research continues to bear out this
reality, as reflected in the health statistics of African Americans and other
ethnic minority populations. As the
authors of Health Care in the Black
Community point out, African Americans continue to suffer disproportionately from a number of diseases
that result in chronic disability and
cause premature death. In spite of
the advances in medical science and
the development of more effective
treatments and innovations in health
care delivery, substantial disparities
remain between African Americans
and the general population in physical and mental health and in the delivery of health care services. This
book proposes a comprehensive approach to bridge this gap.
The volume editors are eminently
qualified professors of social work
who have focused much of their
scholarly work on the health and welfare of families in the interface of culture and community. For this book
they brought together a distinguished
and diverse group of academic scholars, researchers, and clinicians representing the fields of social work, psychology, and medicine. From the perspective of their disciplines, research,
or clinical practices, the authors provide an overview of the most serious
Dr. Bland is clinical professor of psychiatry at the Louisiana State University
Health Sciences Center and regional administrator and chief executive officer of
the Office of Mental Health, Region-1, in
New Orleans.
1038
and persistent health problems affecting African Americans, identify
and examine current issues that affect
their health care, and offer solutions
to these issues. They identify areas of
knowledge, skills, and forms of collectivism that have traditionally supported the survival of blacks and illustrate
how building on these strengths, values, and cultural traditions can foster
more effective health education and
enhance prevention and early intervention.
How can we increase utilization, enhance medical compliance, promote
health and wellness, and improve the
health status of African Americans?
The authors offer a number of innovative models. They illustrate the effectiveness of partnerships with the black
church to provide health education
and social support such as weight reduction programs and drug abuse prevention programs; use of mutual assistance groups to augment health care
for people with chronic illnesses; other
community-centered initiatives; and
educational and behavioral strategies
targeting health care utilization, medical compliance, and the promotion of
wellness.
Of particular interest to mental
health professionals are models that
focus on strengthening families and
building social competence and emotional skills. These include competence development models to enhance the family’s capacity to build
competence and self-esteem in their
children and frameworks that assist
families in examining relationships
and understanding, alleviating, and
preventing violence as a means of
coping with stress.
This book should be of interest to
clinicians, faculty, and students in the
social service and health care professions, persons involved in the delivery
of health services to African Americans and other racially or ethnically
diverse populations, and anyone interested in a multisystems approach
to health care delivery.
It is time for physicians to partner
more effectively with colleagues from
social work, psychology, and other
health professions. In the empowerment framework of this book, the authors put forth innovative models that
are culturally sensitive, that have
been shown by research to be effective, and that can support and enhance all individuals, families, and
communities in efforts to improve
utilization, medical compliance, and
physical and mental health.
Principles and Practices of Behavioral Assessment
by Stephen N. Haynes and William Hayes O’Brien; New York, Kluwer
Academic/Plenum Publishers, 2000, 348 pages, $59.95
Nirbhay N. Singh, Ph.D.
A
t the core of this volume are the
concepts and strategies of behavioral assessment, which is a subset of
psychological assessment. The book
goes beyond the simplistic behavioral
assessment strategies that are widely
employed in behavioral research and
clinical practice today. For example,
in much contemporary research and
practice, behavioral assessment is al-
PSYCHIATRIC SERVICES
most synonymous with functional assessment, a method used to assess the
generic conditions that purportedly
maintain problem behaviors. As this
book clearly shows, however, functional assessment is simply one
method of assessment that, by itself,
provides an incomplete picture of the
behavior of interest.
In Principles and Practice of Be-
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BOOK REVIEWS
havioral Assessment, Haynes and
O’Brien eschew the current myopic
view of behavioral assessment and
suggest a much broader array of
methods that researchers and clinicians can use to develop a more informed view of why a person may be
behaving in a certain way. The authors also emphasize that the beliefs
and values of the person who is doing
the assessment greatly influence
which assessment paradigm is used,
which in turn affects the selection of
an assessment, of the variables for assessment, of the assessment strategies
for examining the behavior, and of the
measures to be obtained. These
choices in turn affect the case formulation and the treatment decisions.
The authors rightly note that behavioral assessment, like psychological
assessment itself, involves the use of
quantitative as well as qualitative
methods to obtain a coherent picture
of the multiple motivations that underlie the repeated occurrence of a
problem behavior.
Haynes and O’Brien discuss the
characteristics and applications of behavioral assessment and how these
variables are related to the critical issue of clinical judgment. They note
that practitioners have few empirically derived guidelines for making clinical judgments, and virtually no
guidelines for designing effective intervention programs. The authors discuss how to avoid the oversimplification strategies that clinicians use to
make sense of the large data sets that
behavioral assessments produce.
Many behavioral researchers and
clinicians hold the view that behavioral assessment and therapy are part
of a science that is based on reliable
and observed behavior. However, they
forget that even in behavioral therapy,
case formulation is an art that is ultimately based on the therapist’s hypotheses and judgments about the
problem behaviors, causal variables,
and functional relations among multiple behaviors, environments, and so
Dr. Singh is professor of psychiatry, pediatrics, and psychology at the Medical College of Virginia of Virginia Commonwealth University in Richmond.
PSYCHIATRIC SERVICES
on. Moreover, as Haynes and O’Brien
point out, case formulation affects
clinical intervention, and many uncontrolled factors moderate treatment effects. These moderator variables include the person’s goals and
strengths, presence of medical and
psychiatric problems, characteristics
of the treatment environment, use of
recreational and prescribed drugs, social support, and others. To their
credit, the authors present a clinically
astute model that relates behavioral
assessment to good case formulation,
which leads to appropriate clinical intervention that will result in en-
hanced treatment outcomes.
I enjoyed reading this book. It presents a wealth of information in a very
readable format. The authors amply
demonstrate the merits of taking a
broad approach to behavioral assessment, as it is a powerful method for
assessing and making sense of complex human behavior. They also emphasize the need for good case formulation—a topic rarely taught in
university courses and usually ignored in textbooks on behavioral assessment. If I could have only one
book on behavioral assessment, this
would be it.
The Forgotten Generation: The Status and Challenges
of Adults With Mild Cognitive Limitations
edited by Alexander J. Tymchuk, Ph.D., K. Charlie Lakin, Ph.D., and Ruth
Luckasson, J.D.; Baltimore, Paul H. Brookes Publishing Co., 2001, 387 pages,
$32.95 softcover
Barbara Haskins, M.D.
T
his book boldly addresses the societal plight of persons with mild
cognitive limitations. Begun in 1999 as
The Forgotten Generation: A Report to
the President, this volume contains the
final revisions of the papers that first
appeared in that report. Its focus is on
the plight of all persons who require
supports, not just those who meet diagnostic criteria for mild mental retardation. This group includes people
who have lower than average learning,
communication, judgment, or understanding abilities, and thus includes
people who as children were learning
disabled or emotionally disturbed and
are now grown up.
The book is largely directed to
those responsible for planning human
services delivery systems. Its analysis
of the many barriers in service models
can benefit college students and faculty in sociology, education, social
work, law, and public health. Legislators and their aides could glean much
useful information. Any advocacy
group can use chapters from the book
to bolster their arguments and supplement their data. However, because
the book focuses on systems, it would
not be useful to the average clinician.
Chapters address community sup-
♦ http://psychservices.psychiatryonline.org ♦ August 2002 Vol. 53 No. 8
ports, outcome studies, employment,
parenting, access to health care, spirituality, citizenship, the criminal justice system, and mental health.
There is very little linkage among
service systems, and little advocacy or
outreach for the cognitively disabled,
which leaves them marginalized in society and overrepresented among the
poor, the unemployed, the incarcerated, and those who are charged with
child abuse.
The broad net of cognitive limitation sweeps in many persons struggling to survive in a society increasingly ruled by technology and information services. The mildly cognitively impaired are unlikely to advocate for accessible services or to locate currently available services. They
are a constituency with few natural
advocates. Their efforts to blend in,
especially after being labeled in
school systems as deficient, often
leads case managers in human services fields to miss or minimize their
Dr. Haskins is associate professor of clinical psychiatry at the University of Virginia and chair of the committee on developmental disabilities of the American
Academy of Psychiatry and the Law.
1039
BOOK REVIEWS
needs for supports. (As a forensic psychiatrist, I have seen this subtle factor
lead prosecutors to assume a higher
level of criminal intent than the retarded individual actually had.) Deficits in the use of written or spoken
language recurrently pose enormous
barriers to gaining access to service
systems; for example, to fill out the
11-page MediCal application requires 14 years of education.
A weakness of the dual diagnosis
section is the lack of medical and biological information on the etiology of
mental illness. Instead, the causes are
cited as “negative contingencies. . .
negative environments . . . and unusual motivation.” This chapter is unacceptably sparse after the Decade of
the Brain.
The spirituality section is well written and inspirational. Congregations
need to appreciate the role a spiritual
community offers to the cognitively
limited—namely, inclusion—and initiate outreach efforts.
Overall, this book is a useful compendium of aggregated data on the
status of cognitively disabled people
over time and across multiple domains.
Personnel Preparation in Disability and Community
Life: Toward Universal Approaches to Support
by Julie Ann Racino; Springfield, Illinois, Charles C. Thomas, 2000,
330 pages, $65.95 hardcover, $51.95 softcover
training, and academic theories of
disability. In reading these chapters I
learned that a brokerage model of
community support, which unbundles the generic support role from
specific services, remains a viable and
even favored model in nonmedical
community support theory. This is
not the case in the current psychiatric
case management and community
support literature, in which the brokerage model seems to be in the
process of being discarded. It is particicularly helpful to understand this
difference if one is seeking to create a
liaison between these different systemic points of view.
I will use this book as a resource to
guide my introduction to the literature of the disability and community
support movements.
Benjamin Crocker, M.D.
T
his wide-ranging book is built on
the author’s experience as an educator, manager, and consultant in
the fields of disability policy and theory and community support. It does
not appear to have been intended as
an introduction to these fields but
rather as a resource book as well as a
reference book for use in the development of training related to the support of broad community participation by people with disabilities.
Although the author’s focus is on
people with developmental disabilities, she makes it clear that she is advocating for training, education, and
information diffusion that will encourage the development of generic
or generalist community development workers who, while sensitive to
the mode of person-specific planning,
also look beyond individual needs to
consider the needs of the community
as a whole. In the concluding chapter,
she emphasizes that “universal” support services should be generic and
broadly competent and inclusive
rather than categorical.
This is not an easy book to read,
and the chapters at times seem amorphous and redundant. The writing
Dr. Crocker is affiliated with the Maine
Medical Center in Portland.
1040
style is notable for long, poorly punctuated sentences, with many lists of
examples following any abstraction.
The text is densely referenced, which
well serves the book’s role a reference
text, but the frequent use of parenthetical citations instead of footnotes
can be distracting to the reader who is
pursuing the material more than its
sources.
Part of my problem in following the
text was that I am not familiar with
the literature it covers. I was struck by
the absence of citations from the psychiatric literature, although it is consistent with the author’s position that
professional services in the medical
model, driven by federal health care
dollars, are competitive with and suppressive of the development of a
broadly competent community support and development workforce.
The heart of the book lies in several chapters that describe various
training and academic curricula.
These chapters contain a great deal of
detail, and they might have been better edited to suit the purpose of description, but they present an interesting variety of approaches.
The other chapters are more readable. They cover systems change, research paradigms, the role of universities in technical assistance and field
PSYCHIATRIC SERVICES
The Practice of Electroconvulsive Therapy: Recom mendations for Treatment,
Training, and Privileging,
second edition
by the American Psychiatric Association Committee on Electroconvulsive
Therapy; Washington D.C., American
Psychiatric Association, 355 pages, $52
Max Fink, M.D.
M
uch energy is spent seeking to
increase the acceptance of electroconvulsive therapy (ECT) in the
treatment of severe psychiatric illness. ECT’s efficacy in providing relief to patients for whom medications
have not worked is well documented.
In response to proscription of ECT
by the California legislature in 1973,
the American Psychiatric Association
(APA) established its first task force
on ECT to understand why the public
was hostile to this treatment. The task
force’s 1978 report (1) recognized
that the efficacy and safety of ECT
warranted its use. In response to the
charges of abuse of ECT, the task
force introduced informed and per-
Dr. Fink is professor of psychiatry and
neurology emeritus at the State University of New York at Stony Brook.
♦ http://psychservices.psychiatryonline.org ♦ August 2002 Vol. 53 No. 8
BOOK REVIEWS
sonally signed consent as the new
standard of care; that standard is now
firmly established.
However, the 1978 report did not
give adequate attention to the technical details of ECT, and numerous
texts on ECT soon appeared. APA
commissioned a 1990 update (2),
which quickly became the standard
for care. The volume reviewed here is
a revised edition of that update, commissioned to accommodate new
knowledge.
The most investigated question in
ECT is electrode placement. The
1978 report recognized, and the 1990
report encouraged, the use of right
unilateral electrode placement
(RUL) for patients with depression.
This recommendation was based on
evidence that its efficacy seemed
equal to that of bitemporal electrode
placement (BT), with lesser immediate and short-term cognitive deficits.
But more recent studies have questioned the equivalence of RUL and
BT. It was thought that any stimulus
sufficient to elicit a grand mal seizure
would be clinically effective, regardless of electrode placement. While
that concept is true for BT, the efficacy of RUL depends on the level of energy above a measured seizure
threshold. Indeed, effective RUL required six times the seizure threshold
to approximate the efficacy of BT (3).
Unfortunately, increasing the energy
level increases immediate cognitive
deficits, vitiating any vaunted advantage for RUL (4).
Despite these findings, the revised
report recommends the preferential
use of unilateral electrode placement
with the energy level at six times the
seizure threshold. This recommendation does not have secure grounding
and does not warrant the APA imprimatur. The recommendation also requires that practitioners assess
seizure thresholds by titration for
RUL. But neither the safety nor the
merits of this procedure compel its
use.
The report is extensively referenced, reflecting the increasing number of publications about ECT as interest has grown in the past two
decades. In format, the revision folPSYCHIATRIC SERVICES
lows the 1990 report closely.
As a guide for ECT practitioners,
this revision adds little to the earlier
version. The ECT practitioner will be
better served by one of the smaller
technical handbooks available (5,6) or
by Abrams’ definitive text (7). For clinicians who do not actively practice
ECT, the Abrams textbook or the
trade book by Fink (8), designed for
patients and their families, would
make better reading.
3. Sackeim HA, Prudic J, Devanand DP, et al:
A prospective, randomized, double-blind
comparison of bilateral and right unilateral
electroconvulsive therapy at different stimulus intensities. Archives of General Psychiatry 57:425–434, 2000
References
6. Beyer JL, Weiner RD, Glenn MD: Electroconvulsive Therapy: A Programmed Text.
Washington, DC, American Psychiatric
Press, Inc, 1998
1. American Psychiatric Association: Electroconvulsive Therapy. Task Force Report 14.
Washington DC, American Psychiatric Association, 1978
2. American Psychiatric Association: Electroconvulsive Therapy: Treatment, Training,
and Privileging. American Psychiatric Association, Washington, DC, 1990
4. McCall WV, Reboussin DM, Weiner RD,
et al: Titrated moderately suprathreshold vs
fixed high-dose right unilateral electroconvulsive therapy. Archives of General Psychiatry 57:438–444, 2000
5. Kellner CH, Pritchett JT, Beale MD, et al:
Handbook of ECT. Washington, DC,
American Psychiatric Press, Inc, 1997
7. Abrams R: Electroconvulsive Therapy.
New York, Oxford University Press, 1988;
rev ed, 1997
8. Fink M: Electroshock: Restoring the Mind.
New York: Oxford University Press, 1999
The Notorious Astrological Physician of
London: Works and Days of Simon Forman
by Barbara Howard Traister; Chicago, University of Chicago Press,
2001, 250 pages, $30
Kenneth E. Fletcher, Ph.D.
I
n April 1613, two years after Simon
Forman’s death, Sir Thomas Overbury was committed to the Tower of
London for refusing King James’ offer of an ambassadorship to Russia.
One month later, still a prisoner in the
tower, he died. By the summer of
1615, rumors that Overbury had been
poisoned prompted King James to
have the death investigated.
The investigation revealed a convoluted plot that involved the young
wife of the earl of Essex, who had
been carrying on an affair with one of
King James’ favorite courtiers, to
whom Overbury acted as adviser.
When Overbury advised the courtier
against involvement with the young
woman, and after he refused the ambassadorship that was intended to remove him from the scene, she plotted
Dr. Fletcher is associate professor of psychiatry and director of the behavior sciences research core in the Graduate School
of Nursing at the University of Massachusetts Medical School in Worcester.
♦ http://psychservices.psychiatryonline.org ♦ August 2002 Vol. 53 No. 8
his death by poisoning.
During the ensuing trials, Simon
Forman was accused of aiding and
abetting the plot in some unspecified
manner, perhaps by supplying the
poison or by working black magic.
Traister finds the evidence for this
vague at best. However, the insinuations of the royal prosecution were
enough to tarnish Forman’s reputation for the next four centuries. Writers from Ben Jonson to Nathaniel
Hawthorne came to characterize him
as either a silly fool or an evil magician in league with the devil.
The reality of Simon Forman’s life
is much more mundane, but it still
makes for a good story for what it tells
us about daily life during Shakespeare’s times, especially the life of a
successful physician. Forman was
perhaps the first physician to keep
detailed notes on the patients he saw.
Although Forman was largely selftaught, as were many physicians of his
day, he was also well read in the medical literature of the time. He did not
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read it uncritically, however. In his
maturity, he took a practical, “experimental” approach to his practice, always trying to evaluate the efficacy of
both diagnostic methods and treatment procedures. His casebooks
were particularly useful to him in this
regard. He was a careful observer,
made meticulous notes, and learned
from his experiences.
His conclusions frequently put him
at odds with accepted medical practice of the time. He was, for example,
vehemently opposed to the popular
medical reliance on uroscopy, the use
of urine samples to diagnose medical
problems. At a time when little distinction was made between physical
and mental disorders, Forman wrote
a detailed treatise on melancholy.
Still, according to Traister, his treatments were fairly conservative for the
period, and “if they frequently did not
cure, they probably did not do much
harm either.”
Like many of his colleagues, Forman’s approach to medicine relied
heavily on Galenic humoral theory,
spiced with doses of Paracelsian drug
and herbal theory. He was an accomplished astrologer and relied heavily
on the art not only for making diagnoses and considering prognoses but
also to guide his own daily life. He also
did a good business in magical sigils,
which are engraved metals or amulets
that are meant to be worn to help
ward off evil and illness or to attract
good fortune or love. He wrote private
manuscripts about astrology, alchemy,
magic, and witchcraft. He engaged in
experiments similar to those of John
Dee, Queen Elizabeth’s astrologer
and the most accomplished English
mathematician of his day, in which he
tried to summon magical spirits—and
he believed he had succeeded.
Forman built up a lucrative practice in London over the years. Unfortunately, his success did nothing to
endear him to the College of Physicians of London, which was charged
with licensing physicians in the London area. Although the majority of
practitioners in London were unlicensed, the College seems to have
concentrated its efforts at censorship
on the most notorious—or most successful—of these practitioners. Forman came to their attention early in
his career in London. He was imprisoned then and many times thereafter.
Aside from leaving the London area
for a few years at a time, however,
Forman defied the College, and in
1603 he managed to receive a university license from Cambridge. This did
not stop the College from harassing
him, but it appears that he was never
imprisoned again.
This book is filled with interesting
details about Forman’s practice as
well as about his daily life. The narrative is written in fairly dry scholarly
prose, but Forman himself manages
to help the reader overlook this.
There was more to the man than the
conscientious physician. He could be
exceedingly vain, trivial, and a bit of a
whiner, but these faults add a humorous quality to his story. Anyone who is
interested in the way medicine was
practiced in its early years will want to
read this book.
Psychiatric Services Launches Web-Based Manuscript
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