ENCYCLOPEDIA OF
ANIMAL RIGHTS AND
ANIMAL WELFARE
Marc Bekoff
Editor
Greenwood Press
Encyclopedia of
Animal Rights and
Animal Welfare
ENCYCLOPEDIA OF
ANIMAL RIGHTS AND
ANIMAL WELFARE
Edited by Marc Bekoff
with Carron A. Meaney
Foreword by Jane Goodall
Greenwood Press
Westport, Connecticut
Library of Congress Cataloging-in-Publication Data
Encyclopedia of animal rights and animal welfare / edited by Marc
Bekoff with Carron A. Meaney ; foreword by Jane Goodall.
p. cm.
Includes bibliographical references and index.
ISBN 0–313–29977–3 (alk. paper)
1. Animal rights—Encyclopedias. 2. Animal welfare—
Encyclopedias. I. Bekoff, Marc. II. Meaney, Carron A., 1950–
HV4708.E53
1998
179'.3—dc21
97–35098
.
British Library Cataloguing in Publication Data is available.
Copyright 䉷 1998 by Marc Bekoff and Carron A. Meaney
All rights reserved. No portion of this book may be
reproduced, by any process or technique, without the
express written consent of the publisher.
Library of Congress Catalog Card Number: 97–35098
ISBN: 0–313–29977–3
First published in 1998
Greenwood Press, 88 Post Road West, Westport, CT 06881
An imprint of Greenwood Publishing Group, Inc.
Printed in the United States of America
TM
The paper used in this book complies with the
Permanent Paper Standard issued by the National
Information Standards Organization (Z39.48–1984).
10 9 8 7 6 5 4 3 2 1
Cover Acknowledgments:
Photo of chickens courtesy of Joy Mench. Photo of Macaca experimentalis courtesy
of Viktor Reinhardt. Photo of Lyndon B. Johnson courtesy of the Lyndon Baines
Johnson Presidential Library Archives.
Contents
Foreword by Jane Goodall
vii
Preface
xi
Introduction
xiii
Chronology
xvii
The Encyclopedia
1
Appendix: Resources on Animal Welfare and Humane
Education
383
Sources
407
Index
415
About the Editors and Contributors
437
Foreword
It is an honor for me to contribute a foreword to this unique, informative,
and exciting volume. Never before has an attempt been made to gather
together, between two covers, comprehensive information about the use and
abuse of nonhuman animals by our own human species, along with the complex issues that must be understood by those who are concerned with animal
welfare and animal rights, and some of the ways in which different groups
are tackling these issues. Because human beings are animals, this book could
have been expanded to include the horrible abuse and torture to which we
subject other humans—theoretically, there could be a whole section on human rights. But that is not the purpose of the editors. This book is concerned
with the essential dignity of the wondrous nonhuman beings with whom we
share this planet, and our human responsibilities towards them: the beings
known in common parlance as ‘‘animals’’—which is how I shall refer to them
here.
Of course, we humans are much more like other animals than was once
thought, much more so than many people like to, or are prepared to, believe.
I have been privileged to spend 35 years learning about and from the chimpanzees, our closest living relatives. A detailed understanding of chimpanzee
nature has helped, perhaps more than anything else, to blur the line, once
thought to be so clear and sharp, dividing humans from the rest of the animal
kingdom. Once we are prepared to accept that it is not only humans who
have personalities, not only humans who are capable of rational thought and
simple problem solving, and above all, not only humans who can experience
emotions such as joy, sorrow, fear, despair, and mental as well as physical
suffering, then we are surely compelled to have new respect not only for
chimpanzees but also for so many other amazing animal species. (In fact, I
viii
FOREWORD
received my first lessons about the amazing capabilities of nonhumans from
my dog, Rusty, before I was 10 years old.)
The only thing that we humans do that no other animals do in the same
way is to communicate by means of a sophisticated spoken—and written—
language, and this, I believe, lays on us certain responsibilities towards the
rest of the animal kingdom. (It might be mentioned that in English translations of the Old Testament—Psalm 8—‘‘dominion’’ is often used, but this
is somewhat misleading. ‘‘Dominion’’ is not the best translation of the original Hebrew word, which is actually a verb meaning ‘‘made to rule over,’’
as a wise king rules over his subjects with care and respect. Whatever English
word is chosen, it is clear that the original Hebrew phrasing implies a respectful and caring attitude towards creation and suggests a sense of responsibility. This, of course, gives the text a completely different meaning than
some of the narrower meanings, such as domination, which are often read
into the English translation ‘‘dominion.’’)
I have been fortunate. I have been able to spend many years observing
chimpanzees and other animals in their own natural environments, thereby
gaining unique insights into their true nature. For this reason, I believe it is
my particular responsibility to share my knowledge with as large an audience
as possible for the benefit of the animals themselves. Chimpanzees have
given me as much, and I am haunted at the thought of those who are imprisoned in the name of entertainment or science. As I have written elsewhere, ‘‘The least I can do is to speak out for the hundreds of chimpanzees
who right now, sit hunched, miserable and without hope, staring out with
dead eyes from their metal prisons. They cannot speak for themselves.’’
This is why I am so very glad that this encyclopedia has been put together—for it speaks out for animals, for all kinds of animals. It broadcasts
a simple message, a plea, that needs desperately to be heard as we head into
the 21st century. Give animals the respect that, as sentient beings, is their
due. And this simple message is delivered here by a multitude of voices from
many different disciplines: from biology, including ethology (the study of
behavior) and ecology, anthropology, psychology, philosophy, sociology, education, law, ethnology, history, politics, theology, veterinary science, and
public administration. This multidisciplinary collection of contributors
means that the essays discuss the central theme from different perspectives:
collectively they provide an astonishingly rich overview of the extent of animal suffering in our modern society and the various steps that have been
taken by those fighting for animal welfare and animal rights. And, importantly, the material is presented in a straightforward way intended to appeal
to the general public as well as the scientists. Once this encyclopedia reaches
the shelves of libraries in schools and universities, many young people, as
well as their teachers, will have access to this valuable information.
The encyclopedia provides the reader with an opportunity to acquire indepth understanding of complex issues. And because different contributors
FOREWORD
ix
voice differing opinions, the reader will also be able to develop his or her
own carefully reasoned arguments to use when discussing controversial issues
with people who hold different views. This is important. The more passionate one feels about animal abuse, the more important it becomes to try to
understand what is behind it. However distasteful it may seem, it really is
necessary to become fully informed about a given issue. Dogmatism, a refusal
to listen to any point of view differing from one’s own, results in moral and
intellectual arrogance. This is far from helpful and is most unlikely to lead
to any kind of progress. The ‘‘us’’ v. ‘‘them’’ attitude brings useful dialogue
to an end. In fact, most issues are quite complex and can seldom be described
in simple terms of black and white. And until we become fully cognizant of
all that is involved, we had better not start arguing, let alone throwing bricks
at anyone.
Let me give an example. Recently, during a semi-official visit to South
Korea, a press conference was set up by my host organization. The subject
of cruelty came up. I said that I would like to discuss their habit of eating
dogs. My interpreter blanched. Quite clearly she felt that this was politically
insensitive and would embarrass my hosts! I explained that in the country
where I grew up (England), people typically ate cows and pigs and chickens,
and that pigs at least are quite as intelligent as dogs and, in fact, make
wonderful pets. Yet only too often they are kept in horrendous conditions.
I suggested that the most important issue, if one was going to eat an animal
at all (which I did not), was not so much the species as how it was treated
in life. At this point one of the journalists assured me that the dogs they ate
were bred for eating. This led to discussions about whether or not this made
any difference, the ways in which dogs—and pigs—were kept, and a variety
of other issues. The point was that an almost taboo subject was aired in
public, and this led, for a number of people, to new ways of thinking about
animals in general.
Perhaps the bitterest pill that we who care about animals have to swallow
is that only too often, it is through a series of compromises that progress is
actually made, and this seems agonizingly slow. There are, of course, situations when the cruelty inflicted is so great that no compromise is possible.
Then it is equally important, if not more so, to know as much as possible
about the situation: this encyclopedia may provide the animal activist with
information about how similar situations have been successfully tackled.
The essays in the volume are necessarily brief, summarizing information
which in some cases is extensive. Each essay can serve to stimulate the reader
to pursue a particular issue in greater depth, guided by the extensive lists of
references and key organizations that have been compiled for the encyclopedia. These lists will be a goldmine for all those who care about animal
issues.
Albert Schweitzer once said, ‘‘We need a boundless ethic that includes
animals too.’’ At the present our ethic concerning animals is limited and
x
FOREWORD
confused. For me, cruelty, in any shape or form, whether it be directed
towards humans or sentient nonhumans, is the very worst of human sins.
To fight cruelty brings us into direct conflict with that unfortunate streak
of inhumanity that lurks in all of us. For all who are like I am, committed
to joining this particular battle, this encyclopedia will prove invaluable. A
great deal of the behavior that we deem cruel is not deliberate but due to a
lack of understanding. It is that lack of understanding that we must overcome. And every time cruelty is overcome by compassion, we are moving
towards that new and boundless ethic that will respect all living beings. Then
indeed we shall stand at the threshold of a new era in human evolution—
the realization of our most unique quality: humanity.
—Jane Goodall
Preface
The preparation of this encyclopedia was a difficult and time-consuming
task. Emily Birch first contacted me in April 1995 and asked whether I was
interested in undertaking this project. I hesitated and then said ‘‘yes,’’ later
wishing on more than one occasion that I had not shown such weakness.
Contacting authors, developing a working index, preventing and putting out
fires, and editing consumed me daily (and in and of itself, there is an interesting sociological story that can be told at another time). Carron Meaney
helped primarily with editorial matters. Interestingly, only about five people
said ‘‘no’’ to the invitation that was extended to them. Three thought that
they could not write a substantial essay, and two were uneasy about having
their names associated with a book whose title included the word ‘‘rights.’’
This was unfortunate, for the final product deals with much more than animal rights.
Many people were extremely helpful in making this project grow, bloom,
and mature into the finished product. First, I thank all contributors for their
efforts on our and other animals’ behalf. I appreciate their patience and
understanding during the long process of organizing and seeing this volume
through to completion. Their entries were written and rewritten and finally
edited for length, audience, consistency in style, and overlap. Most authors
did not see the final edited versions of their essays. My editor, Emily Birch,
was a pleasure to work with and always supported me; she provided comic
relief when it was sorely needed and expert editorial assistance. Emily also
was a source of inspiration for the daily grind of downloading, reading,
editing, and sending entries back to contributors. Charles Eberline did an
outstanding job of copyediting. Andrew Linzey and Bernard Unti wrote
about 200 biographical essays from which I chose a representative handful;
xii
PREFACE
their efforts and their help in making these difficult choices went well beyond
the call of duty. Andrew Rowan and David Morton provided extensive advice
on the development of the chronological list, as did Christine Stevens, who
also provided useful historical insights. David Anderson offered his long list
of organizations and worked closely with me to come up with a representative final product. Colin Allen was always there to help in downloading
and translating entries that I could not handle, and Linda Bowden and Randy
Abrams in the office of Environmental, Population, and Organismic Biology,
University of Colorado, Boulder, retyped a number of essays.
—Marc Bekoff
Introduction
Interest in the nature of human–nonhuman-animal (hereafter animal) interactions is growing as we head into the 21st century, for it is clear that there
are many important associated issues that demand immediate and careful
attention. Basically, while most people agree that animals are important to
humans and that we must pay attention to their well-being, there also is a
good deal of disagreement about the types, if any, of obligations that humans
have toward other animals. People who have thought a lot about these issues
often use the same information to come to vastly different conclusions or
use very different information to come to the same conclusions. Because so
many people come to these issues from very different walks of life (academic
and nonacademic) and many different areas of interest, most of which are
represented in this volume (for example, social, political, educational, philosophical, psychological, legal, zoological, ethological, ecological, theological, anthropological, sociological, historical, biographical, veterinary science,
ethnological, and public health), I thought it important to collect as much
information as possible in one easy-to-read reference book.
The issues with which humans need to deal to develop informed views
about human-animal interactions require that people from many different
disciplines be involved in the discussions. Of course, these exchanges of ideas
must be open and people must be sensitive to all different views if we are
to make progress. I hope that I have been successful in having all sides
presented; balance is essential, for there are many difficult and contentious
issues. ‘‘Us-them’’ interactions are not very helpful and tend to alienate,
rather than to unite, individuals. It is important for all people to listen to
one another and for all of us to listen to the animals with whom we are
privileged to share the planet and interact. Respect for the dignity of all
xiv
INTRODUCTION
animals’ lives needs to underlie consideration of how humans interact with
other animals. Thus I hope that I and my authors have covered the issues
from all sides, including theoretical matters and practical applications, using
information gathered from animals living in highly controlled laboratory
environments and those living in the wild. All types of data are important,
and much useful information about the complexity, diversity, and richness
of animals’ lives has come from the study of free-living animals.
It also is important to stress that there is a long, rich, and diverse history
of events that center on how animals have been used by human animals in
various sorts of activities. Thus I have included a representative sample of
biographical sketches to show just how rich and diversified the tradition is.
Some difficult choices had to be made about whom to include, and I decided
not to include any among the living (those living persons who have made
major contributions are mentioned in many entries).
In a nutshell, this encyclopedia offers, for the first time, a discussion of
just about all of the major issues between its two widely separated covers. I
hope that it becomes clear that humans have unique responsibilities to the
world and that these need to be taken seriously. We and the animals whom
we use should be viewed as partners in a joint venture. We can teach one
another respect and trust, and animals can facilitate contact with ourselves
and help us learn about our place in this complex but awe-inspiring world.
If we forget that humans and other animals are all part of the same world,
and if we forget that humans and animals are deeply connected at many
levels of interaction, when things go amiss in our interactions with animals
and animals are set apart from and inevitably below humans, it is certain
that we will miss the animals more than the animal survivors will miss us.
The interconnectivity and spirit of the world will be lost forever, and these
losses will make for a severely impoverished universe. As Paul Shepard wrote:
There is a profound, inescapable need for animals that is in all people everywhere, an urgent requirement for which no substitute exists. This need is no
vague, romantic, or intangible yearning, no simple sop to our loneliness or
nostalgia for Paradise. . . . Animals have a critical role in the shaping of personal identity and social consciousness. . . . Because of their participation in
each stage of the growth of consciousness, they are indispensable to our becoming human in the fullest sense.1
Entries for this encyclopedia were mainly chosen by going through numerous books and essays and listing the topics that were covered in these
works. In many instances, indexes to various books provided good alphabetical listings of important topics. The entries in this volume were listed in
numerous indexes or were included as major topics in a large number of
INTRODUCTION
xv
books and papers, indicating their importance in debates concerning the
subjects of animal rights and animal welfare.
Entries are arranged in alphabetical order. They are cross-referenced
through the use of the asterisk (*). ‘‘See’’ references and ‘‘see also’’ references
are meant to lead the reader to other relevant topics. There are also separate
sections on sources and organizations, and a chronological listing of historical events. Readers can use all of these tools to further their research and
to gather more information on a specific topic. Entries should not be read
as being complete works, nor should the selected bibliography after each
entry be thought of as complete. Rather, each entry and the summary of
resources should be viewed as points of departure for further investigations,
rather like kindling wood that can be used to ignite larger fires.
NOTE
1. Paul Shepard, Traces of an Omnivore (Washington, DC: Island Press, 1996), 3.
Chronology
This is a chronology of some historical events (in the United States if not
otherwise indicated; UK stands for United Kingdom) related to the use of
animals and to animal rights and animal welfare. For more information see
the sources chapter, including Rowan (1984), Ritvo (1987), Ryder (1989),
Animal Welfare Institute (1990), Orlans (1993), Finsen and Finsen (1994),
Salisbury (1994), Zurlo, Rudacille, and Goldberg (1994), Cohen (1995),
Sherry (1995), and Francione (1995, 1996). The Animal Welfare Information Center (AWIC) Newsletter updates information in its ‘‘Congress in
Action’’ section.
1822
Ill-Treatment of Cattle Act
1822
Martin’s Anticruelty Act (UK)
1824
Society for the Prevention of Cruelty to Animals (SPCA) (UK) founded
1826
Bill to Prevent the Cruel and Improper Treatment of Dogs
1832
Warburton Anatomy Act (UK)
1840
SPCA becomes the Royal Society for the Prevention of Cruelty to Animals (RSPCA) with patronage of Queen Victoria (UK)
1866
American Society for the Prevention of Cruelty to Animals (ASPCA)
founded
1868
Massachusetts Society for the Prevention of Cruelty to Animals
(MSPCA) founded
1875
Victoria Street Society for the Protection of Animals from Vivisection
(UK) founded
1876
Cruelty to Animals Act (UK)
1877
American Humane Association founded
xviii
CHRONOLOGY
1883
American Anti-Vivisection Society founded
1889
American Humane Education Society (AHES) founded
1891
The Humanitarian League founded
1895
New England Anti-Vivisection Society founded
1898
British Union for the Abolition of Vivisection (UK)
1906
Animal Defence and Anti-Vivesection Society (UK) founded
1911
Protection of Animals Act (England, UK)
1912
Millennium Guild founded
1912
Protection of Animals Act (Scotland, UK)
1925
The Performing Animals (Regulations) Act (UK)
1926
University of London Animal Welfare Society founded (name changed
to Universities Federation for Animal Welfare [UFAW] in 1938) (UK)
1929
National Anti-Vivisection Society (UK) founded (formerly Victoria
Street Society for the Protection of Animals from Vivisection)
1946
National Society for Medical Research founded
1948
Morris Animal Foundation founded
1949
The Docking and Nicking of Animals Act (UK)
1950
Animal Protection Law (covers farm animals and bans battery cages)
(Denmark)
1951
Animal Welfare Institute founded
1952
Institute for Animal Laboratory Resources founded
1954
Humane Society of the United States (HSUS) founded
1954
The Protection of Animals (Anaesthetics) Act (UK)
1955
Society for Animal Protective Legislation founded
1957
Friends of Animals founded
1958
Humane Slaughter Act
1959
Beauty without Cruelty (UK) founded
1959
Wild Horses Act
1959
Catholic Society for Animal Welfare (now International Society for Animal Rights) founded
1960
The Abandonment of Animals Act (UK)
1961
Lawson-Tait Trust (UK) founded
1962
Bald and Golden Eagle Protection Act
1962
The Animals (Cruel Poisons) Act (UK)
1963
British Hunt Saboteurs Association (UK) founded
1965
Brambell Report on Farm Animal Welfare (UK)
1965
Littlewood Report (UK)
1965
American Association for Accreditation of Laboratory Animal Care
founded
CHRONOLOGY
xix
1966
Laboratory Animal Welfare Act
1967
Fund for Animals (UK) founded
1967
Farm Animal Welfare Advisory Committee (UK) founded
1968
Animal Protection Institute founded
1969
Council of Europe Convention on Animals in Transport
1969
International Fund for Animal Welfare (IFAW) founded
1969
Endangered Species Act
1969
Fund for the Replacement of Animals in Medical Experiments (FRAME)
(UK) founded
1969
International Association against Painful Experiments on Animals (UK)
founded
1970
Laboratory Animal Welfare Act broadened and renamed Animal Welfare Act; legislation extended to include all warm-blooded animals (including pet and exhibition trades)
1970
Dr. Hadwen Trust for Humane Research (UK) founded
1971
Greenpeace (now International) founded
1971
Wild Free-roaming Horse and Burro Act
1971
Law requiring approval of new buildings for animal protection (Sweden)
1972
American Zoo and Aquarium Association accreditation standards and
code of professional ethics
1972
Marine Mammal Protection Act
1972
Animal Protection Act (Germany)
1973
International Primate Protection League founded
1973
National Antivivisection Society founded
1973
Endangered Species Act strengthened
1973
Convention on International Trade in Endangered Species (CITES) of
wild fauna and flora (international)
1976
Animal Rights International (Henry Spira) founded
1976
Animal Welfare Act broadened to cover, among other things, transportation and prohibitions against dogfighting and cockfighting
1976
Horse Protection Act
1976
Fur Seal Act
1976
Protest at American Museum of Natural History (Henry Spira)
1976
The Dangerous Wild Animals Act (UK)
1977
First International Conference on the Rights of Animals, Trinity College, Cambridge, England (organized by Andrew Linzey and Richard
Ryder)
1978
Humane Slaughter Act broadened
1978
Scientists Center for Animal Welfare (SCAW) founded
1978
Animal Legal Defense Fund founded
xx
CHRONOLOGY
1978
Swiss Animal Welfare Act
1979
Association for Biomedical Research (founded as Research Animal Alliance) founded
1979
Coalition to Abolish the Draize Test (Henry Spira) founded
1979
First European Conference on Farm Animal Welfare, the Netherlands
1979
Packwood-Magnuson Amendment to the International Fishery Conservation Act
1980
People for the Ethical Treatment of Animals (PETA) founded
1980
Psychologists for the Ethical Treatment of Animals (PsyETA) founded
1981
Association of Veterinarians for Animal Rights (AVAR) founded
1981
Johns Hopkins Center for Alternatives to Animal Testing founded
1981
Silver Spring monkeys case
1981
The Zoo Licensing Act (UK)
1981
Foundation for Biomedical Research founded
1982
Marine Mammal Protection Act reauthorized
1982
World Women for Animal Rights/Empowerment Vegetarian Activist
Collective founded
1982
Canadian Council on Animal Care founded
1983
In Defense of Animals founded
1984
Humane Farming Association founded
1984
Performing Animal Welfare Society founded
1984
Break-in, Head Injury Clinical Research Laboratory, University of
Pennsylvania
1985
Improved Standards for Laboratory Animals Act (an amendment of the
Animal Welfare Act)
1985
Head Injury Clinical Research Laboratory closed
1985
National Association for Biomedical Research (merger of National Society for Medical Research, Association for Biomedical Research, and
Foundation for Biomedical Research) founded
1985
Jews for Animal Rights founded
1986
Farm Animal Reform Movement (FARM) founded
1986
Animals (Scientific Procedures) Act (UK)
1986
Animal Welfare Information Center founded
1986
European Directive Regarding the Protection of Animals Used for Experimental and Other Scientific Purposes (European Communities)
1986
European Convention for the Protection of Vertebrate Animals Used
for Experimental and Other Scientific Purposes (Council of Europe)
1988
Swedish Animal Welfare Act
1989
Veal Calf Protection Bill hearings (U.S. Congress)
1990
Veal Crate Ban (UK)
CHRONOLOGY
xxi
1990
Pet Theft Act, amendment to the Animal Welfare Act
1990
Rutgers Animal Rights Law Center founded
1991
The Ark Trust, Incorporated, founded
1991
Americans for Medical Progress founded
1991
European Union Regulation against Leghold Traps
1992
Czechoslovakian Law against Cruelty on Animals (first welfare legislation in the former Communist countries)
1992
Wild Bird Conservation Act
1992
International Dolphin Conservation Act
1992
Driftnet Fishery Conservation Act
1992
Protection of Animal Facilities Act
1992
Animal Enterprise Protection Act
1993
National Health Revitalization Act
1993
First World Congress on Alternatives and Animals in the Life Sciences,
Baltimore, Maryland
1993
European Centre for the Validation of Alternative Methods (ECVAM)
1995
Second World Congress on Alternatives and Animals in the Life Sciences, Utrecht, Netherlands
Encyclopedia of
Animal Rights and
Animal Welfare
A
ACTIVISM FOR ANIMALS
Animal protection as a social movement is a modern development, arising
in England early in the 18th century. From the beginning, activists working
to protect animals have enlisted the support of wealthy and powerful individuals whose political influence and economic privilege have greatly advanced the animal-protection agenda. At the same time, a high degree of
tension has always existed between those promoting gradual improvement
and proponents of revolutionary change. Societies for the protection of animals were formed in both England and the United States in connection
with the passing of the first animal protection legislation (see AMERICAN
SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS;
ROYAL SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS). Those who fought for this legislation were often the same individuals who formed the societies.
Some authors draw a sharp distinction between the humane movement and
activism opposing the use of animals in science (the antivivisection movement;
see ANTIVIVISECTIONISM), which arose decades later, pointing to both
ideological and class differences between the two. However, ideology and class
divided individuals within the antivivisection movement as well, as demonstrated most acutely in the rivalry between Anna Kingsford and Frances
Power Cobbe,* the two most important figures in 19th-century British antivivisection. While Kingsford, a physician, linked the suffering of laboratory
animals with the suffering of ‘‘animals in the meat-trade, the fur-trade, in the
hunting field, and in the barnyard,’’ Cobbe retained a single-minded focus on
vivisection, continuing to wear furs and eat meat. Nonetheless, the two activ-
2
ACTIVISM FOR ANIMALS
ists were equally intense in their opposition to the scientific use of animals and
both refused to compromise or consider anything other than the immediate
ending of the practice.
Victorian antivivisectionists tended to use the same methods of protest
developed by other groups advocating social change. Foreshadowing contemporary ‘‘celebrity activism,’’ Cobbe enlisted the support of individuals
prominent in law, government, and the church to lobby for the cause. Antivivisection and animal welfare organizations produced a huge volume of literature in the 19th century, including periodicals, advertisements, and tracts.
Five antivivisection congresses drawing activists from all over Europe were
held from 1898 to 1909, with the last culminating in a demonstration in
London that included seven marching bands.
Louise Lind-af-Hageby* and Leisa Schartau, two Swedish medical students, anticipated the undercover investigations of 20th-century animal
rights* groups by attending physiology demonstrations at University College, Kings College, and the University of London and then writing a book
about their observations titled The Shambles of Science, which created an enormous outpouring of public revulsion. Nonetheless, the increasingly successful record of experimental medicine in developing vaccines and treating
infectious diseases effectively killed public support for antivivisection until
late in the 20th century.
Interest in animal protection began to peak once again following the publication of philosopher Peter Singer’s book Animal Liberation in 1975.
Singer’s critical analysis of human exploitation of other animals, which he
termed ‘‘speciesism,’’* found a receptive audience and instigated an upsurge
in animal-related activism that rivaled 19th-century efforts. Enormous sums
of money were donated to existing organizations, and a number of new
groups were soon founded, most notably People for the Ethical Treatment
of Animals (PETA), which grew from 25 to 250,000 members during the
1980s.
Unlike their 19th-century predecessors, 20th-century activists could claim
some clear victories. Henry Spira, head of the New York–based Animal
Rights International, achieved antivivisection’s first major success by forcing
the cessation of experiments on cats at the Museum of Natural History in
New York City after over a year of protest in 1977. Spira’s Coalition to
Abolish the Draize Test fought for and eventually achieved radical changes
in product safety testing worldwide. In the standard Draize test, a liquid or
solid substance is placed in one eye each of a group of rabbits, and changes
in the cornea, conjunctiva, and iris are then observed and scored. Both injury
and potential for recovery are noted. Consumer protests against widespread
use of the Draize test created the momentum that led to the development
of alternatives to many types of whole-animal testing. Campaigns against fur
wearing led by PETA and other organizations resulted in significant drops
in fur sales by the mid-1990s.
ADVERTISING, USE OF ANIMALS IN
3
Despite its philosophical basis in ethics and its emphasis on compassion,
animal protection also displayed a violent face in the activities of the Animal
Liberation Front (ALF) and other radical groups. Arson, vandalism, and
malicious destruction of property by animal rights activists from 1977 to
1993 resulted in damages of $7.75 million, leading the biomedical research
community to press for the Animal Enterprise Protection Act, passed by
Congress in August 1992. This legislation makes theft and destruction of
property at a research facility a federal crime. In the final years of the 20th
century, the focus of animal rights activism is shifting to factory farming*
and the environmental, ethical, and health costs of a meat-based diet.
Selected Bibliography. French, R. D., Antivivisection and Medical Science in Victorian Society (Princeton: Princeton University Press, 1975); Hume, E. D., The MindChangers (London: Michael Joseph, 1939); Rowan, A. N., F. M. Loew, and J. C.
Weer, The Animal Research Controversy: Protest, Process, and Public Policy (Boston: Center for Animals and Public Policy, 1995); Sperling, S., Animal Liberators: Research and
Morality (Berkeley: University of California Press, 1988); Turner, J., Reckoning with
the Beast: Animals, Pain, and Humanity in the Victorian Mind (Baltimore: Johns Hopkins University Press, 1980).
DEBORAH RUDACILLE
ADVERTISING, USE OF ANIMALS IN
The use of live animals in advertising takes many different forms. Domestic animals and wild animals are often trained for use in television commercials. While the advertising industry purports to adhere to standards set
by the American Humane Association in regard to the treatment of animal
‘‘actors,’’ some would argue that the manipulation (i.e., training) of an animal
for use in advertising is unethical. The use of wild animals in commercials
is particularly controversial. Animal rights* advocates maintain that when an
animal is shown in a setting that is completely unrelated to its natural environment, a message about that animal’s nature is conveyed that is both
false and damaging to an accurate public understanding of the particular
animal’s nature. Even when domestic animals are used in advertising in ways
that portray them more accurately, such as domestic dogs* or cats* in some
animal food commercials, many proponents of animal rights believe that the
individual animals used are being exploited. Often, dogs or cats are dressed
in human clothing, and cinematographic technology is used to make them
appear to be dancing or performing other humanlike behaviors. This use of
animals is considered to be demeaning and trivializing to individual animals
and to animals in general.
Live animals have also been kept in cages and other enclosures for advertising purposes. Considerable attention has been given to the imprisonment
of great apes such as gorillas in small cages in stores and shopping malls.
4
ALTERNATIVES TO ANIMAL EXPERIMENTS
The only argument in favor of such a use of animals is one that disclaims
the fact that animals have any inherent rights at all and considers humans
to have the right to employ an animal for any purpose that benefits a human
being. In other words, this view argues that humans have the right to complete control and dominion over animals. From an animal rights perspective,
this practice is abusive and unethical because it causes harm to an animal by
restricting his or her freedom, places him or her in an unnatural setting, and
isolates the animal from others of his or her kind.
The effect and implications of using images of animals in advertising are
more subtle. Animals used to sell products and services that are aimed at
children are usually shown as silly or ‘‘cute.’’ ‘‘Tony the Tiger’’ is just one
example of an animal image with which we are all familiar and that has come
to be closely associated with a particular food product marketed to children.
Tigers, many would argue, should be valued as the wild and independent
creatures that they are in nature and should not be portrayed as friendly
purveyors of breakfast cereal. Although most people would view the use of
animal images as harmless, many advocates of animal rights argue that these
images exploit animals, contribute to the perpetuation of a view of animals
that is paternalistic and trivializing, and ultimately contribute to a lack of
respect for members of other species.
ANN B. WOLFE
ALTERNATIVES TO ANIMAL EXPERIMENTS
In the early 1970s, British antivivisectionists (see ANTIVIVISECTIONISM) established humane research charities with twin aims: to advance medical progress and to replace animal experiments with solely nonanimal
methods. This was the first coordinated effort anywhere in the world to
identify and develop alternative, nonanimal research as a serious scientific
enterprise. Despite initial resistance from the scientific community, progress
with alternative techniques has been dramatic. Animal experiments are being
replaced by alternative methods, called nonanimal techniques, that range
from the inanimate, such as computer systems and chemical tests, through
research at the molecular and the cellular level to clinical research and population studies at the other end of the spectrum. Computer programs can
offer insights into the action of new medicines on the basis of their molecular
structures, even when they exist only in the chemist’s imagination. On a
systems level, complex aspects of physiology and drug metabolism can also
be modeled with computers. For example, there are computer programs that
can predict, with 80% accuracy, whether or not a chemical may be metabolized by the liver into a cancer-causing substance.
Understanding basic processes of health and disease through use of human
cells and tissues grown outside the body in laboratory cultures leads to better
ALTERNATIVES TO ANIMAL EXPERIMENTS
5
diagnosis and treatments. Rabies diagnosis used to require infecting mice*
with the disease, inevitably causing suffering and death. A tissue-culture test
has now saved many tens of thousands of mice and produces results in 4
rather than 35 days.
Human cell and tissue cultures, sometimes combined with silicon-chip
technology and fluorescent dyes, are replacing animals in medical research
and vaccine production. Cancer, Parkinson’s disease, diabetes, asthma, colitis, spinal injury, and multiple sclerosis are all being researched in the ‘‘test
tube.’’ In the Netherlands, scientists have replaced lethal vaccine tests on
guinea pigs with cell-culture alternatives. Sometimes, microscopic organisms
such as bacteria and yeasts are simple analogues of a human system. For
example, tests with bacterial cultures have partly replaced the use of rats and
mice to determine whether chemicals cause cancer. As a result, many
thousands of animals have been spared from chemical-induced tumors. Volunteer studies provide direct information about human health and disease.
Cancer, heart disease, muscle disorders, epilepsy, arthritis, and psychiatric
illness can be researched with new scanning and imaging techniques. Lasers
and ultrasound probes can safely monitor the internal effects of some novel
treatments.
Population studies of diet, lifestyle, and occupation have revealed causes
of heart disease, stroke, cancer, osteoporosis, and birth defects. Diabetes,
arthritis, and multiple sclerosis are among other major health problems for
which population research is providing breakthroughs.
Today, nonanimal methods of research, testing, and teaching are widely
accepted and increasingly implemented. Medical students can learn physiology and pharmacology from interactive computer models and selfexperimentation, instead of using dogs* and rabbits; cell-culture tests are
replacing experiments on mice and guinea pigs; studies of the brain are pursued safely in volunteers instead of through invasive research on monkeys.
Nonanimal techniques allow us to save lives tomorrow without taking lives
today.
Selected Bibliography. Langley, G. R. (Ed.), Animal Experimentation: The Consensus Changes (Basingstoke, England: Macmillan, 1989); Orlans, F. B., In the Name of
Science: Issues in Responsible Animal Experimentation (Oxford: Oxford University Press,
1993); Sharpe, R., Let’s Liberate Science: Humane Research for All Our Futures ( Jenkintown, PA: American Anti-Vivisection Society, 1992).
GILL LANGLEY
Reduction, Refinement, and Replacement (the Three Rs)
The concept of alternatives or the Three Rs, reduction, refinement, and
replacement of laboratory animal use,* first appeared in a book by two British scientists, William M. S. Russell and Rex Burch, published in 1959 entitled The Principles of Humane Experimental Technique. The book was the
6
ALTERNATIVES TO ANIMAL EXPERIMENTS
Alternatives to Animal Experiments. The MEG brain scanner is entirely noninvasive
and is here being used to study photosensitive epilepsy in a volunteer. This is an
alternative to distressing experiments on baboons. Source: Dr. Hadwen Trust for
Humane Research, Clinical Neurophysiology Unit, Aston University, Birmingham,
England.
report of their scientific study of humane techniques in laboratory animal
experiments, commissioned by the Universities Federation for Animal Welfare (UFAW). Russell and Burch maintained that scientific excellence and
the humane use of laboratory animals were inextricably linked and proceeded
to define in detail how both of these goals could be achieved through reduction, refinement, and replacement of animal use. In 1978, physiologist
David Smyth used the term ‘‘alternatives’’ to refer to the Three Rs. Since
then, the Three Rs have become interchangeable with the word ‘‘alternatives.’’ In some circles, however, the word ‘‘alternatives’’ is understood to
signify only replacement. Hence, in order to avoid possible misinterpretations, one of the Three Rs should precede the term ‘‘alternatives’’ when
discussing specific methods (reduction alternative, refinement alternative, or
replacement alternative).
A reduction alternative is a method that uses fewer animals to obtain the
same amount of data or that allows more information to be obtained from
ALTERNATIVES TO ANIMAL EXPERIMENTS
7
a given number of animals. The goal of reduction alternatives is to decrease
the total number of animals that must be used. In research, scientists can
decrease the number of animals they use by more efficient planning of experiments and by more precise use of statistics to analyze their results. Researchers can also reduce the number of experimental animals by using
ever-evolving cellular and molecular biological methods. These systems are
sometimes more suitable for testing hypotheses and for gaining substantial
information prior to conducting an animal experiment.
Refinement alternatives are methods that minimize animal pain* and distress* or that enhance animal well-being.* An important consideration in
developing refinement alternatives is being able to assess the level of pain
an animal is experiencing. In the absence of good objective measures of pain,
it is appropriate to assume that if a procedure is painful to humans, it will
also be painful to animals. Refinement alternatives include the use of analgesics and/or anesthetics to alleviate any potential pain. They also include
the use of proper handling techniques and environment enrichment.* Such
enrichment ranges from placing species-appropriate objects for play and exploration in animal cages to group housing of social species.
Replacement alternatives are methods that do not use live animals, such
as in vitro systems. The term ‘‘in vitro’’ literally means ‘‘in glass’’ and refers
to studies carried out on living material or components of living material
cultured in petri dishes or in test tubes under defined conditions. These may
be contrasted to ‘‘in vivo’’ studies, or those carried out ‘‘in the living animal.’’
Certain tests that were done in live animals, such as pregnancy tests, have
been completely replaced by in vitro tests. Other examples of replacement
alternatives are mathematical and computer models; use of organisms with
limited sentience such as invertebrates, plants, and microorganisms; and human studies, including the use of human volunteers, postmarketing surveillance, and epidemiology.
The Three Rs of reduction alternatives, refinement alternatives, and replacement alternatives are considered by many to be the middle ground
where scientists and animal welfare* advocates can meet to reconcile the
interests of human health and animal well-being. Those interested in promoting the Three Rs have begun a series of World Congresses on Alternatives and Animals in the Life Sciences, the first of which took place in
Baltimore, Maryland, in 1993 and the second in Utrecht, the Netherlands,
in 1995. These meetings provide a forum for scientists to participate in
dialogues with the animal-protection community to focus not on the differences between the two groups, but on opportunities for collaborative efforts
and shared concerns.
Selected Bibliography. Animal Welfare Information Center and Universities
Federation for Animal Welfare, Environmental Enrichment Information Resources for
Laboratory Animals, 1965–1995: Birds, Cats, Dogs, Farm Animals, Ferrets, Rabbits, and
Rodents (Washington, DC: U.S. Department of Agriculture, 1995); Balls, M., A. M.
8
ALTERNATIVES TO ANIMAL EXPERIMENTS
Goldberg, J. H. Fentem, C. L. Broadhead, R. L. Burch, M. F. W. Festing, J. M. Frazier, C. F. M. Hendriksen, M. Jennings, M. D. O. van der Kamp, D. B. Morton,
A. N. Rowan, C. Russell, W. M. S. Russell, H. Spielmann, M. L. Stephens, W. S.
Stokes, D. W. Straughan, J. D. Yager, J. Zurlo, and B. F. M. van Zutphen, The
Three Rs: The Way Forward, Alternatives to Laboratory Animals 23 (1995): 838–866;
Russell, W. M. S., and R. L. Burch, The Principles of Humane Experimental Technique
London: Methuen, 1959; reprint, Potters Bar, Herts, UK: Universities Federation
for Animal Welfare, 1992); Smyth, D., Alternatives to Animal Experiments (London:
Scolar Press, 1978); Zurlo, J., D. Rudacille, and A. M. Goldberg, Animals and Alternatives in Testing: History, Science, and Ethics (New York: Mary Ann Liebert, 1994).
JOANNE ZURLO AND ALAN M. GOLDBERG
Refinement Alternatives
Refinement is one of the Three Rs that are the cornerstone in providing
alternatives: refine, reduce, replace. Both replacement and reduction focus
on the alternatives of lowering the numbers of animals used. In contrast,
refinement considers the quality of life (see WELL-BEING OF ANIMALS)
for animals in laboratory or teaching situations. It addresses the current
situation by asking how the lives of laboratory animals can be improved.
Refinement requires improving handling procedures and husbandry of the
animals.
In the past, efforts at refinement were focused primarily on reducing animal pain* and suffering.* Recent legislation reflects a broader view of refinement as the general well-being of the animals. The Laboratory Animal
Welfare Act,* as amended in 1985 in Public Law 99–198, and the revised
1991 regulations emphasize training of the animal care staff in providing
comfort, good husbandry and housing, and gentle handling. They require
environmental enrichment* for primates. Engineering standards specify certain cage size and structure requirements for animal well-being. Performance
standards focus on the functional and mental state of the animals, as indicated by their behavioral repertoires and stress* indicators.
Environmental enrichment is an aspect of refinement that has been pursued in particular for primates in laboratories and a variety of wild mammals
in zoos.* Animal laboratories may house several hundred individuals and
often require sterile environments. Even within these constraints, economic
refinements such as caging illumination, sound quality, nesting material, and
social environment can often be made, once the species’ preferences are well
understood.
Assessing the quality of life for the animal requires some understanding
of the animal’s point of view of its world. The discipline of animal behavior
provides tools to evaluate an animal’s well-being. With the awareness of the
importance of the human caregiver and the potential stress of various restraining techniques that limit movement, animals can be trained, by positive
reinforcement, to cooperate with medical examination procedures so that
restraint is not required.
ASPCA
9
Alternatives to Animal Experiments (Refinement Alternatives): Animal caregivers in
this laboratory conducted systematic observations of rabbits and concluded they
preferred social housing, as seen here. Photo by Lynette A. Hart.
Selected Bibliography. Dawkins, M. S., Animal Suffering: The Science of Animal
Welfare (London: Chapman and Hall, 1980); Hart, L., Improving Implementation
of ‘‘The Third R,’’ Refinement, Humane Innovations and Alternatives 6: (1992): 385–
387; Hart, L., Opportunities for Environmental Enrichment in the Laboratory, Lab
Animal 23 (2) (1994): 24–27; Russell, W. M. S., and R. L. Burch, The Principles of
Humane Experimental Technique (London: Methuen, 1959); U.S. Government, Title
9 Code of Federal Regulations (9 CFR), Part 3, Animal Welfare, Standards, Final
Rule, Federal Register 56(32) (February 15, 1991): 6426–6505.
LYNETTE A. HART
AMERICAN HUMANE EDUCATION SOCIETY. See HUMANE
EDUCATION MOVEMENT.
AMERICAN INDIANS. See NATIVE PEOPLES AND ANIMALS.
AMERICAN SOCIETY FOR THE PREVENTION OF
CRUELTY TO ANIMALS (ASPCA)
The American Society for the Prevention of Cruelty to Animals (ASPCA),
the United States’ first humane society, was founded by Henry Bergh* on
10
ASPCA
April 10, 1866. Shortly after its founding, it served as the inspiration and
model for the formation of SPCAs and humane societies across the country.
Bergh organized a meeting of influential business and political leaders at
Clinton Hall on February 8, 1866. He gave a speech enumerating the many
terrible deeds done to animals, the important role that animals played, and
the need for a society to protect them. Just nine days after the charter was
granted by the New York State legislature, Bergh convinced the legislature to pass an anticruelty law that gave the new society the authority to
enforce it.
From the very start the ASPCA was active in publicizing the plight of
animals and intervening on their behalf. One of the first cases that Bergh
and the new ASPCA brought before the court was that of a cart driver
beating his fallen horse with a spoke from one of the cart’s wheels. This
event was eventually depicted in the seal adopted by the ASPCA, showing
an avenging angel rising up to protect a fallen horse.
Within its first year Bergh and the ASPCA addressed many of the same
questions that would occupy the efforts of his successors at the ASPCA and
other humane societies, including the treatment of farm animals, dogfighting, horses used to pull trolleys, and turtles transported for food and
vivisection. Recognizing the difficulty of coordinating the efforts of a farranging national organization, Bergh encouraged and helped others to start
independent SPCAs across the country. The ASPCA became the model for
hundreds of other societies, many of which used a variation of the SPCA
name, the charter, and even the seal.
The issues in the society’s early years were frequently played out in the
pages of the newspapers. Stories about the ASPCA’s arrests, court cases, and
rescues of animals were given great attention. In addition, Bergh wrote many
letters to the papers to explain the actions of the ASPCA and to point out
problems that needed to be addressed. The newspapers were soon in the
middle of a long feud between two of America’s most famous men, Henry
Bergh and P. T. Barnum. Bergh attacked Barnum over the care provided
for the animals in his menagerie or performing in his shows. Barnum defended his practices and used the publicity from the dispute to attract even
larger crowds. Over time, Barnum became a grudging admirer of Bergh
and the work of the ASPCA and eventually helped to form an SPCA in
Connecticut.
The ASPCA helped to change the way that Americans thought about
animals. The organization also helped to introduce a number of innovations
that provided for their care and protection. Bergh helped to design and
introduce an ambulance for horses and promoted an early version of the
‘‘clay pigeon’’ as a target for shooters instead of live pigeons. This innovation
continued in the 1950s when the ASPCA helped with the design and implementation of equipment for the humane slaughter of animals for food
(see TRANSPORTATION AND SLAUGHTER).
ASPCA
11
Seal of the American Society for the Prevention of Cruelty to Animals. Source:
‘‘ASPCA History,’’ the American Society for the Prevention of Cruelty to Animals.
The ASPCA is one of the world’s largest humane societies. It maintains
animal hospitals and shelters* in New York City, and its humane lawenforcement agents enforce the anticruelty laws in New York State. The
ASPCA also promotes education and legislative activities that fulfill the original mission described for the organization by its founder Henry Bergh, ‘‘to
provide effective means for the prevention of cruelty to animals throughout
the United States.’’
Selected Bibliography. Franz, William C., Bergh’s War: The First Crusade for
Animal Rights, Elks Magazine (October 1980); Loeper, John J., Crusade for Kindness:
Henry Bergh and the ASPCA (New York: Atheneum, 1991); Pace, Mildred Mastin,
Friend of Animals (Ashland, KY: Jesse Stuart Foundation, 1995; original publication,
New York: Charles Scribner’s Sons, 1942); Steele, Zulma, Angel in a Top Hat (New
12
AMPHIBIANS
York: Harper and Brothers, 1942); Turner, James, Reckoning with the Beast (Baltimore:
Johns Hopkins University Press, 1980).
STEPHEN L. ZAWISTOWSKI
AMPHIBIANS
Many biologists today are concerned by evidence that populations of amphibians around the world are declining and that the welfare of amphibians
is seriously affected in their natural habitats by human-caused environmental
deterioration. Because the skin of amphibians is not readily resistant to water
loss, most species are restricted to streams and ponds or to moist terrestrial
and arboreal habitats. The moist skin of amphibians may also make them
more vulnerable to injurious ultraviolet rays and chemical pollution than
other groups of vertebrates with better protection for the skin. There is
general concern that major, global changes in the environment may be specifically injuring amphibian populations throughout the world. For example,
ultraviolet (UV) radiation is harmful to humans, and the middle part of the
spectrum (UV-B) is particularly dangerous. Recent evidence has shown that
the eggs of some species of frogs and toads are very sensitive to UV-B, with
high mortality within egg clutches exposed to this radiation. This raises fears
that a current reduction in the ozone layer around the earth may subject
amphibians to increased levels of UV-B.
There are three groups of amphibians: caecilians, salamanders, and frogs.
Caecilians are earthwormlike amphibians that occur in aquatic and terrestrial
habitats in Asia, Africa, and America. Little is known about their biology.
Therefore, populations may or may not be declining.
About 400 species of salamanders occur in Asia, Europe, North America,
and northern South America. Some species are entirely aquatic, living in
streams, rivers, or ponds. Other species are semiaquatic or have aquatic larvae with terrestrial adults, while yet others are strictly terrestrial, inhabiting
burrows in the soil, or strictly arboreal. The arboreal species, though less
well studied, are probably suffering from deforestation in Central and northern South America. Adult males and females of terrestrial species are territorial, defending feeding areas under rocks and logs, and they are aggressive
toward some other species of Plethodon that appear to be declining. Terrestrial salamanders may not be greatly affected by UV-B or by airborne pollution, due to the buffering influence of the soil.
Streamside salamanders live in habitats that are flushed by flowing water,
and thus they too may be relatively protected from airborne pollution, such
as acid rain, but not necessarily from UV-B. The salamanders that may be
most affected by pollution and UV-B are those that either live in ponds as
adults or breed in ponds, having aquatic larvae. If worldwide changes in the
environment are occurring, the welfare of pond species might be most at
stake.
ANGELL, GEORGE T.
13
About 4,000 species of frogs occur throughout North and South America,
Europe, Asia, and Australia. They inhabit arboreal, terrestrial, semiaquatic,
and aquatic habitats. As with the salamanders, considerable attention has
been focused on pond-breeding species in regard to injurious effects of pollution (such as acid rain) and UV-B radiation.
Because of the decline of numerous species of amphibians in nature, scientists who study amphibians in the laboratory have had to reevaluate the
ethics of using large numbers of individuals in research or in teaching. For
example, a biologist who wishes to conduct an experiment can often estimate
just how many frogs or salamanders are needed to obtain significant results;
that biologist can then collect or purchase just the minimum number of
animals needed to perform the experiment effectively. In the laboratory,
animals can often be housed in individual containers, thus reducing mortality
due to the spread of infections and contaminants. Another tactic used by
laboratory biologists is to cycle the same frogs or salamanders through a
series of experiments, rather than obtaining a different set of animals for
each individual experiment. This is not always possible when, for instance,
surgery is required, but cycling animals among behavioral or ecological experiments is often feasible.
Concern about amphibians takes two basic forms: concern about their
welfare in nature and the rights of these animals in the laboratory, given the
decline of once-abundant species. More and more species are becoming
listed as threatened or endangered, which should help to reduce local human-induced impacts on their populations. Such restrictions will also limit
the number and kinds of species that can be used in biological research.
Selected Bibliography. Blaustein, A. R., Amphibians in a Bad Light, Natural History Magazine 103(10) (1994): 32–39; Buchanan, B. W., and R. G. Jaeger, Amphibians, in B. E. Rollin and M. L. Kesel (Eds.), The Experimental Animal in Biomedical
Research, vol. 2 (Boca Raton, FL: CRC Press, 1995), 31–48; Duellman, W. E., and
L. Trueb, Biology of Amphibians (Baltimore: Johns Hopkins University Press, 1994);
Mathis, A., R. G. Jaeger, W. H. Keen, P. K. Ducey, S. C. Walls, and B. W. Buchanan, Aggression and Territoriality by Salamanders and a Comparison with the
Territorial Behaviour of Frogs, in H. Heatwole and B. Sullivan (Eds.), Amphibian
Biology, vol. 2, Social Behaviour (Chipping Norton, Australia: Surrey Beatty and Sons,
1995), 633–676; Stebbins, R. C., and N. W. Cohen, A Natural History of Amphibians
(Princeton: Princeton University Press, 1995); Zug, G. R., Herpetology: An Introductory Biology of Amphibians and Reptiles (New York: Academic Press, 1993).
ROBERT G. JAEGER
ANGELL, GEORGE T.
George T. Angell (1823–1909) was president of the Massachusetts Society
for the Prevention of Cruelty to Animals. He was the only child of a Baptist
pastor who died when the boy was four, and his mother turned to teach-
14
ANGELL, GEORGE T.
George T. Angell (1823–1909). Photo courtesy of the
Massachusetts Society for the Prevention of Cruelty to
Animals.
ing to support herself and her young child. Angell attended Brown University for one year and Dartmouth University for three years. After college,
he spent three years teaching while he studied law. He eventually joined the
bar in December 1851.
In 1868 George Angell was swept up into a public role protecting animals.
On February 22 of that year two horses were ridden to their deaths during
a cross-country race in Massachusetts. The Boston Daily Advertiser carried a
letter from Angell on February 25 decrying the mistreatment of animals and
calling for an organized effort for their protection in Massachusetts. Correspondences between Angell, Henry Bergh,* the founder of the American
Society for the Prevention of Cruelty to Animals* (ASPCA), and Mrs. William Appleton soon led to the formation of the Massachusetts Society for
ANIMAL BOREDOM
15
the Prevention of Cruelty to Animals (MSPCA) with George Angell as president. On May 14 of that year he succeeded in having a law passed that
prohibited the cruel treatment of animals in Massachusetts. By June 2 Angell
had printed 200,000 copies of the first edition of ‘‘Our Dumb Animals.’’
This pamphlet on the proper care of animals is still published as the MSPCA
magazine Animals.
Throughout his tenure as president of the MSPCA Angell’s experience as
a teacher was seen in his efforts to promote the importance of ‘‘humane
education’’* in the prevention of cruelty to animals. His belief in humane
education was so great that when he visited the Royal Society for the Prevention of Cruelty to Animals (RSPCA)* in England, he felt that the
MSPCA had achieved more in one year than the RSPCA had in fifty ‘‘because we believed through and through in the power of humane education.’’
Angell traveled and lectured frequently on the importance of teaching
children about kindness to animals. On July 28, 1882, he helped to organize
the first American ‘‘Band of Mercy.’’ These children’s clubs met in schools,
helped children learn about animals, and encouraged activities to protect
animals. In 1889 Angell organized the American Humane Education Society
(AHES) with a special charter granted by the Massachusetts legislature.
AHES endured as part of Angell’s mission to promote humane education
and sponsored the American publication of the classic book Black Beauty by
Anna Sewell.*
Selected Bibliography. Angell, George T., Autobiographical Sketches and Personal
Recollections (Boston: Franklin Press; Rand, Avery and Co., 1884); Bank, Julie, and
Stephen Zawistowski, The Evolution of Humane Education, ASPCA Animal Watch,
Fall 1994; McCrea, Roswell C., The Humane Movement: A Descriptive Survey (New
York: Columbia University Press, 1910); Shultz, William J., The Humane Movement
in the United States, 1910–1922 (New York: Columbia University, 1924); Steele,
Zulma, Angel in a Top Hat (New York: Harper and Brothers, 1942).
STEPHEN L. ZAWISTOWSKI
ANIMAL BOREDOM
The term ‘‘boredom’’ is used to describe the experience of animals who
spend their lives in highly monotonous environments. The animals sleep for
prolonged periods of time and can sit in a tense and drooping posture for
hours on end. They may also repeat the same pattern of movement over and
over (see STEREOTYPIES IN ANIMALS), sometimes in ways that damage
their own body, or they may damage the bodies of their mates by chewing
their tails, ears, or genitals. In discussing such behavior, studies of animal
welfare* frequently speak of boredom, suggesting that for a lack of natural
‘‘things to do,’’ animals cannot help but fill the time with abnormal patterns
of behavior.
16
ANIMAL BOREDOM
Animal Boredom: Pig exhibiting tense and drooping posture of boredom. Photo by
Françoise Wemelsfelder.
In the wild, animals face unpredictable and challenging environments.
Predators, food shortage, weather, floods, and illness all threaten health
and survival and can put the animal under duress. In contrast, animals in
captivity tend to live in highly predictable and structured environments
where they are challenged infrequently or not at all. To deprive animals of
any kind of meaningful activity may leave them bored and continually distressed.*
One problem in studying boredom is its passive nature. Acute emotions
such as anger or fear* mostly have clear expressions and are not easily misunderstood. Possibly, animals who impassively sit and stare into space are
content rather than bored. The term boredom seems to suggest that animals
mentally evaluate their passive situation and actively miss a more meaningful
life. However, it is very difficult to investigate whether animals can miss
what they have never known. Formal models of abnormal behavior (in contrast to informal discussions) therefore prefer to assume that animals experience frustration or distress rather than boredom.
Although the question of mental awareness is important, it is not the only
possible approach. Boredom, although admittedly not as easily studied as anger
and fear, may be detected from an animal’s expression. The question is which
signs epitomize an expression of boredom. In human beings, mild boredom
ANIMAL COGNITION
17
results in temporary drowsiness, slight irritation, and the desire to leave a
particular situation. But in severe form, boredom borders on depression and
is experienced by individuals as a chronic meaninglessness in all that they
do. They withdraw from contact with others, are unmotivated, and give a
generally despondent and listless impression. The expression of animals in
close confinement has similar traits. The hunched, drooping posture of these
animals, the way they drowsily half-close their eyes while engaging in repetitive behavior, and their abrupt, aggressive manner of shying back from
contact all seem to express withdrawal and dejection, rather than contentment. It seems justified to speak of boredom in this context, even though
we do not as yet understand the animal’s level of awareness.
Despite the lack of a clear-cut definition, the notion of boredom has inspired many animal keepers and caretakers to provide their animals with
more interesting and challenging, enriched environments (see ENRICHMENT FOR ANIMALS). When animals are given the chance to organize
their own life by seeking food, building nests, finding shelter, and communicating with other animals, their liveliness returns. They appear inquisitive
and alert and most likely will not develop abnormally repetitive behaviors.
Enclosures and materials that facilitate the animal’s natural, species-specific
behavior provide the most varied and lasting type of enrichment.
Selected Bibliography. Newberry, R. C., Environmental Enrichment: Increasing
the Biological Relevance of Captive Environments, Applied Animal Behaviour Science
44(2/4) (1995): 229–243; Van Rooijen, J., Predictability and Boredom, Applied Animal
Behaviour Science 31(3/4) (1991): 283–287; Wemelsfelder, F., Boredom and Laboratory Animal Welfare, in B. E. Rollin and M. L. Kesel (Eds.), The Experimental Animal
in Biomedical Research, vol. 1 (Boca Raton, FL: CRC Press, 1990), 243–272; Wemelsfelder, F., The Concept of Animal Boredom and Its Relationship to Stereotyped
Behaviour, in A. B. Lawrence and J. Rushen (Eds.), Stereotypic Animal Behaviour: Fundamentals and Applications to Welfare (Wallingford: CAB International, 1993), 65–95;
Wood-Gush, D. G. M., and K. Vestergaard, Exploratory Behavior and the Welfare
of Intensively Kept Animals, Journal of Agricultural Ethics 2 (1989): 161–169.
FRANÇOISE WEMELSFELDER
ANIMAL COGNITION
The word ‘‘cognition’’ is derived from the Latin root cognitio, which means
the ability to learn or know intensively. In modern psychological usage the
concept refers to mental faculties whose activities include functions such as
conscious awareness, thinking, perception, reasoning, problem solving, complex learning, judgment, and intentional action. The concept of cognition is
difficult to pin down because it rests on the fact that processes such as thinking, reasoning, and intention are private events and are not directly observable. Therefore, the existence and action of these processes must be
understood from overt behavior. For example, in a classic experiment re-
18
ANIMAL COGNITION
ported by Wolfgang Köhler in 1925, a small number of chimpanzees* were
faced with a behavioral problem where a highly desirable piece of fruit was
suspended in view but out of reach from the ceiling of a large room. Around
the room were a number of wood crates all capable of accommodating the
weight of the animal. The chimpanzees were first observed trying to reach
the fruit by jumping and scaling the walls. After a number of failed attempts,
some of the chimps oriented toward the suspended fruit and the crates. After
a while the animals began to stack the boxes in a position beneath the suspended fruit, creating a series of steps that were then climbed, and access to
the fruit was gained.
For Köhler, the sequence provided strong evidence that the chimps had
thought about the situation, had gained ‘‘insight’’ about a possible solution
strategy, and had then acted out the solution. At the time, this type of cognitive explanation stood in sharp contrast with other ‘‘behavioristic’’ (see BEHAVIORISM) theories of animal learning. These theories argued that it
was scientifically improper to talk about hypothetical mental processes. In
biology a similar trend existed in which animal behavior was seen as programs that were produced by specific environmental circumstances without
cognitive involvement. These mechanistic explanations dominated much of
the first half of the 20th century and produced a picture of animals as empty,
machinelike entities.
In the 1960s, during what has been called the ‘‘cognitive revolution,’’ it
began to be appreciated that eliminating any reference to cognitive processes
in animals distorted the nature of animal behavior and confused the difficulty
in studying these processes with their existence. Since that time, steps have
been taken that have begun to reveal important facts about the mental life
of animals and have established the domains of cognitive psychology and
cognitive ethology as legitimate parts of mainstream science.
Understanding the place of cognition in animals relates to their moral
standing* and the ways in which humans might best conduct themselves in
relationship to them. In one commonly held point of view, it is believed that
as long as an entity is not aware of itself as an individual or able to feel and
reflect on its experiences such as pain* and suffering,* what is done to it
does not matter ethically. Therefore, an understanding of the cognitive abilities of animals helps to inform the arguments used to justify either including
or excluding animals from the protection offered by moral standing.
Selected Bibliography. Bekoff, M., and D. Jamieson (Eds.), Interpretation and Explanation in the Study of Animal Behavior, vol. 1, Interpretation, Intentionality, and Communication; vol. 2, Explanation, Evolution, and Adaptation (Boulder, CO: Westview
Press, 1990); Bekoff, M., and D. Jamieson (Eds.), Readings in Animal Cognition (Cambridge, MA: MIT Press, 1996); Carruthers, P., The Animals Issues: Moral Theory in
Practice (New York: Cambridge University Press, 1992); Griffin, D., Animal Minds
(Chicago: University of Chicago Press, 1992); Griffin D., Animal Thinking (Cam-
ANIMAL COGNITION
19
bridge, MA: Harvard University Press, 1984); Midgley, M., Animals and Why They
Matter (Athens: University of Georgia Press, 1983).
JOHN P. GLUCK
Intelligence
The word ‘‘intelligence’’ is very difficult to define. Some people use it to
mean ‘‘smart’’; others use it to mean ‘‘adaptable.’’ Nonetheless, most people
take a commonsense approach to the term. They ask questions such as these:
How intelligent are animals? Are they capable of thinking in the same way
as humans? For many people, answers to these difficult questions are directly
related to issues about animal welfare.* In some basic way, the more intelligent we believe an animal to be, the more likely we are to be concerned
about its welfare. The same person who casually swats a mosquito would
not dream of killing a dog,* even if the dog were snapping at his heels.
There are many reasons for such widespread speciesism,* not the least of
which is how we perceive the relative intelligence of the dog and the mosquito.
Some scientists, like Donald Griffin, are not troubled by the lack of an
exact definition for words such as intelligence, consciousness, or thought.
They believe that we have enough of an intuitive sense of thinking, for
example, to look for evidence of it in animals. Griffin’s strategy is to look
for examples of seemingly ‘‘clever’’ behavior, whether in dogs, cats,* spiders,
or wasps, and use these as evidence of animal thinking. Griffin has taken
quite literally the suggestion by George Romanes, a 19th-century student of
animal intelligence, who viewed observable behavior as the ‘‘ambassador of
the mind.’’ In its most extreme form, this view holds that all behavior in
whatever species reflects a conscious thought process. Not all scientists agree
with Griffin (see BEHAVIORISM).
In large measure, the scientific study of animal intelligence has been replaced by studies of animal cognition. Animal cognition is concerned with
questions about how animals use time, number, space, logic, and memory.
Studies of animal cognition typically create experimental situations in which
an individual animal must learn to use time, number, space, or logic to solve
problems or earn food.
For the past 15 years, researchers have studied how animals ‘‘count.’’ Although we cannot say for sure that animal subjects were ‘‘counting’’ in the
human sense of the word, we do know that they were very sensitive to the
numerical properties of the situations devised. For example, rats and ferrets
were trained to eat only N pieces of food (either 3, 4, or 5) from a larger
array and leave the remainder uneaten. Anyone who has worked with hungry
rats or ferrets recognizes how difficult it might be to get an animal to turn
its back on a remaining piece of food simply because it exceeds that animal’s
‘‘target number.’’
20
ANIMAL COGNITION
In another experiment, rats were placed in a large enclosure containing
6 movable tunnels. Each rat was trained to take food from a particular
tunnel (the 3rd, 4th, or 5th) based on its ordinal position in the array of
6. All rats learned to enter the correct tunnel in the array. Some subjects
were retested 12 and 18 months later, and accurate retention was found.
Also those rats who were required to enter the 5th tunnel in a row of 6
eventually learned to go to the end of the array and walk back one. It is
obviously much easier to ‘‘count’’ backwards from 6 to 5 than it is to
count up from 1 to 5. Thus animals may not approach cognitive tasks using strategies observed in human subjects, but they are frequently successful on their own terms.
Most animals have shown considerable evidence of cognitive abilities involving time, space, number, and logic. These results, while impressive in
their own right, do not tell us that animals ‘‘think’’ or solve problems like
humans. It is important to stress, however, that evidence of the role of
thought in higher-order human behavior is also lacking.
Human primates place a high value on what they do well and look for
rudimentary evidence of it in other species. We use our own competence to
define intelligence. If a rat or dog can do what we do, then we assume that
he or she is intelligent. Arguably, this kind of arrogance has no place in our
assessments. There may be other forms of intelligence that have little to do
with human competence.
Selected Bibliography. Davis, H., Transitive Inference in Rats (Rattus norvegicus),
Journal of Comparative Psychology 106 (1992): 342–349; Davis, H., and R. Pérusse,
Numerical Competence in Animals: Definitional Issues, Current Evidence, and a
New Research Agenda, Behavioral and Brain Sciences 11 (1988): 561–616; Griffin,
D. R., Animal Thinking (Cambridge, MA: Harvard University Press, 1984); Roitblat,
H., T. Bever, and H. Terrace (Eds.), Animal Cognition (Hillsdale, NJ: Erlbaum, 1984).
HANK DAVIS
Self-Awareness and Self-Recognition
Under the influence of the ideas of René Descartes,* self-awareness is
commonly viewed as a human characteristic not present in animals because
they do not have language. Language is reasonably viewed as a means by
which people present, maintain, and reflect upon ideas, including ideas about
themselves and their relations with others, and thus it is not surprising that
animals have been denied self-awareness (and sometimes, any sort of awareness at all). Consequently, ethical theorists such as Immanuel Kant* viewed
animals as without self-consciousness and thereby declared them to be inherently unworthy of moral concern. With evolutionary theory came the
idea that humans and animals share a common heritage, and the conception
of self-consciousness changed from being an all-or-nothing phenomenon to
having various meanings, some of which could be had without language.
ANIMAL COGNITION
21
Turn-of-the-century scientists fascinated by the question of animal psychology produced various theories and measures to come to grips with selfawareness in animals, but were largely unsuccessful. Because of the difficulty
of evaluating (or even discerning what would count as) evidence of consciousness, self-awareness, language, or any psychological aspects of animals,
scientists in general either assumed that animals had conscious experiences
that were unknowable, or subscribed to the belief that psychology should be
the study of behavior, such that consciousness and other ‘‘psychical’’ aspects
were irrelevant or nonexistent (see BEHAVIORISM). However, the questions persisted for some researchers, who attempted to look for humanlike
attributes in animals, particularly in chimpanzees* and other great apes who
are evolutionarily most closely related to humans.
Language and self-awareness, viewed as the most human of abilities, were
sought in great apes (see ANIMAL COMMUNICATION; MORAL
STANDING OF ANIMALS). Because several researchers had failed to
teach apes spoken language, and naturalists found no evidence of linguistic
abilities in their natural environment, it was surprising when Beatrix and
Allen Gardner provided evidence in the late 1960s that a chimpanzee,
Washoe, was able to use and understand aspects of American Sign Language
consistent with use by young children. Soon after the discovery of Washoe’s
abilities, Gordon Gallup found that chimpanzees recognized their image in
a mirror as their own; not only did they make faces in the mirror and use
it to look at areas of their body that are visually inaccessible without a mirror,
but they also wiped away marks they could not feel (but detected in the
mirror) that had been placed on their face while they were under anesthesia.
Similar experiments have extended self-recognition to at least some members
of the other great-ape species as well (and perhaps to some bottlenosed
dolphins), but to no other nonhuman species.
The question of how far great apes’ self-recognition and language skills
can go in the direction of comparable adult human skills is unresolved, but
so far their abilities in relation to self-understanding appear to be somewhat
limited. Great apes use personal pronouns such as ‘‘me’’ and ‘‘you’’ and use
language to describe their current circumstances and their wants and to plan
activities, but they do not appear to use language to reflect on their past or
present circumstances or to ponder ethical dilemmas. Great apes’ (and young
children’s) abilities to recognize themselves in mirrors and to learn new signs
by imitation appear to depend upon their ability to match between their
kinesthetic sensations (which tell them of the position and feel of their own
body) and their visual experience of themselves (in a mirror) or of another
(in imitation), rather than from an extensive psychological understanding of
self and other. Great apes can recognize their body as their own and know
that they look like another or a mirror image, and they may even be able to
produce images of themselves in visual mental representations and use these
to plan their (kinesthetically perceived) actions. But it has yet to be shown
22
ANIMAL COGNITION
that great apes can take responsibility for their own actions or be swayed by
ethical concerns.
Selected Bibliography. Darwin, C., The Descent of Man and Selection in Relation to
Sex. (New York: D. Appleton and Company, 1871); Descartes, R., Letter to the
Marquis of Newcastle, and Letter to Henry Moore (1649), in R. M. Eaton (Ed.),
Descartes: Selections (New York: Charles Scribner’s Sons, 1927), 355–360; Gardner,
R. A., B. T. Gardner, and T. E. Van Cantfort (Eds.), Teaching Sign Language to Chimpanzees (Albany: State University of New York Press, 1989); Kant, I., Lectures on Ethics
(New York: Harper and Row, 1963); Mitchell, R. W., Mental Models of MirrorSelf-Recognition: Two Theories, New Ideas in Psychology 11 (1993): 295–325; Mitchell, R. W., N. S. Thompson, and L. H. Miles, (Eds.), Anthropomorphism, Anecdotes,
and Animals (Albany: State University of New York Press, 1997); Parker, S. T., R. W.
Mitchell, and M. L. Boccia (Eds.), Self-Awareness in Animals and Humans (New York:
Cambridge University Press, 1994); Russon, A., K. Bard, and S. T. Parker (Eds.),
Reaching into Thought (New York: Cambridge University Press, 1996).
ROBERT W. MITCHELL
Conscious Experience
Animal consciousness is important to many approaches to the ethical treatment of animals. Some of those who study ethics view the prevention of
conscious pain* as the highest moral good. Others consider mental capacities
such as the ability to form conscious plans, have conscious hopes, or consciously anticipate future harms to be of equal or greater importance. Both
supporters and opponents of moral consideration for animals tend to accept
the statement that if animals lack consciousness, then they deserve no moral
consideration. They disagree about whether animals lack the relevant forms
of consciousness.
It is important to realize that in this dispute the term ‘‘conscious’’ is not
always used in an ordinary way. Two ordinary uses of consciousness are the
difference between wakefulness (consciousness) and sleep (unconsciousness),
and the ability of organisms to perceive (and to be conscious or aware of)
selected features of their environments. Two remaining technical senses of
consciousness are, first, the subjective or personal aspects of conscious
experience, and second, self-consciousness. This entry concerns the first notion.
The burden of proof in contemporary science has shifted from those who
would deny animal consciousness to those who would accept it. In the 17th
century René Descartes* argued that all animal behavior could be explained
purely mechanistically without using mental terms such as ‘‘consciousness.’’
Current views that agree with Descartes are found in recent arguments by
Peter Carruthers that all animal sensations are nonconscious and therefore
not worthy of moral consideration. Authors who deny consciousness to animals usually appeal to scientific methodology. The requirement of strict
observability made popular by psychological behaviorists (see BEHAVIOR-
ANIMAL COGNITION
23
ISM) such as J. B. Watson and B. F. Skinner further supported the view that
the best scientific explanation of an organism’s behavior does not involve
the attribution of consciousness and that there is therefore no justification
for attributing consciousness to animals. However, because consciousness is
assumed to be private or personal, it is often taken to be beyond the reach
of objective scientific methods.
Questions about animal consciousness are sometimes seen as part of a
general problem known as ‘‘the problem of other minds’’—the problem of
how anyone knows about the existence of consciousness besides his or her
own. But it is also thought that knowledge of animal minds presents a special
problem because one cannot use language to ask animals about their experiences. Descartes and many other philosophers have proved themselves unable to imagine how more sophisticated behavioral experiments could
provide knowledge by means other than direct questioning. Advances in
cognitive methods originally developed to study cognition in very young
children are being applied successfully to nonhuman animals. For instance,
by measuring the time spent looking at various displays it is possible to draw
conclusions about what the organism knows about what it sees.
The topic of animal consciousness is still taboo for many psychologists,
but work between philosophers and those who study behavior is beginning
to lay the foundation for treating questions about consciousness in a philosophically sound yet scientific way. The main challenge for those who think
that such a strategy is possible is to study and learn more about the relationship between assignments of consciousness and behavioral or neurological evidence.
Selected Bibliography. Allen, C., and M. Bekoff, Species of Mind: The Philosophy
and Biology of Cognitive Ethology (Cambridge, MA: MIT Press, 1997); Carruthers, P.,
The Animals Issues: Moral Theory in Practice (New York: Cambridge University Press,
1992); Dawkins, M. S., Through Our Eyes Only: The Search for Animal Consciousness
(San Francisco: W. H. Freeman and Company, 1993); Radner, D., and M. Radner,
Animal Consciousness (Buffalo, NY: Prometheus Books, 1989); Sorabji, R., Animal
Minds and Human Morals: The Origins of the Western Debate (Ithaca, NY: Cornell
University Press, 1993).
COLIN ALLEN
Consciousness and Thinking
The philosopher David Hume had no doubt that animals were conscious,
thinking beings. He wrote: ‘‘Next to the ridicule of denying an evident truth
is that of taking much pains to defend it; and no truth appears to me more
evident, than that beasts are endowed with thought and reason as well as
men. The arguments are in this case so obvious, that they never escape the
most stupid and ignorant.’’ Although Hume is correct that ordinary common
sense finds thinking by animals to be unproblematic, a large number of
24
ANIMAL COGNITION
thinkers have called this view into question. Most famously, the denial of
consciousness is associated with René Descartes,* who argued that animals
were strictly material bodies, obeying the laws of mechanical physics.
However, it was plain to Charles Darwin,* and to his valued colleague
George Romanes, that if anatomical and physiological traits were evolutionarily continuous* (see CONTINUITY) between nonhuman animals and humans, so too were mental ones. This was true not only of intelligence, but
also of emotion and feeling, the most morally relevant aspect of thinking,
since, as the philosopher Jeremy Bentham claimed, the ability to experience
pain,* fear,* anxiety, hunger, thirst, pleasure, and so on is surely what makes
a being worthy of moral concern, since what we do to it matters to it. Darwin
made his position on animal feeling clear in his book The Expression of the
Emotions in Man and Animals, and Romanes gathered and critically evaluated
stories (anecdotes) about animal thought in his books Animal Intelligence and
Mental Evolution in Animals.
Even though biological science was solidly Darwinian by the end of the
19th century, questions about animal awareness did not vanish and indeed
emerged all the more strongly in the early 20th century despite the strength
of evolutionary theory in virtue of the rise of positivism. Since mind in
animals was not observable, it was argued that it could not be studied scientifically and should not be studied at all.
In a related occurrence, psychology as a science was ‘‘losing its mind’’
with the rise of behaviorism.* In the face of behaviorism, animal consciousness went from scientifically unstudiable to scientifically unreal. The denial
of consciousness to animals was given further support by the advent of large
amounts of invasive research on animals, which was, as in Descartes’s time,
much easier to perform if animals were viewed as nonconscious machines
who ‘‘vocalized’’ rather than hurt.
The strongest reason for the return of talk about animal mind has been
moral (see MORAL STANDING OF ANIMALS). Since the 1960s, society
has grown increasingly concerned about animal treatment in the areas of
scientific research, agriculture, and toxicity testing, and with that concern
has come a social emphasis on issues of animal pain, suffering,* fear, loneliness, boredom (see ANIMAL BOREDOM), and anxiety, which has in turn
forced science to reckon with these notions. For example, federal law passed
in 1985 compels researchers to control ‘‘animal pain and distress.’’ Researchers have thus been led to bring ordinary common sense about animal
thought and feeling into science. New approaches in fields like cognitive
ethology and studies in primate language (see ANIMAL COMMUNICATION) and animal deception are also leading science back to the Darwinian
approach to animal mind and to the use of ordinary common sense.
Selected Bibliography. Bekoff, M., and D. Jamieson (Eds.), Readings in Animal
Cognition (Cambridge, MA: MIT Press, 1996); Carruthers, Peter, The Animals Issues:
Moral Theory in Practice (Cambridge: Cambridge University Press, 1992); Chomsky,
ANIMAL COGNITION
25
Noam, Cartesian Linguistics (New York: Harper and Row, 1996); Griffin, Donald,
The Question of Animal Awareness (New York: Rockefeller University Press, 1976);
Rollin, Bernard E., The Unheeded Cry: Animal Consciousness, Animal Pain, and Science
(Oxford: Oxford University Press, 1989); Rosenfield, Leonora C., From Beast-Machine
to Man-Machine (New York: Octagon Books, 1968).
BERNARD E. ROLLIN
Recognition of Humans by Animals
There is a growing body of scientific evidence to suggest that animals of
many species are capable of telling individual humans apart. These results
are impressive because they come from a variety of ‘‘lower animals,’’ including invertebrates. There are three reasons why we may care about human
recognition among animals. First, such an ability is part of what we call
‘‘intelligence’’ (see ANIMAL COGNITION, Intelligence). To the extent
that an animal can discriminate among individual humans, he or she may be
smarter than we previously believed. For example, one of the reasons many
people consider dogs* to be intelligent is the fact that they are capable of
telling humans apart and can form deep bonds with their human families. If
we can show a similar capability among other animals, that might affect our
estimate of other animals’ intelligence.
Second, such estimates of intelligence often have a direct bearing on how
we treat different species. In short, animal welfare and our estimates of animal intelligence are strongly related (see MORAL STANDING OF ANIMALS).
The third reason for wanting to know whether animals can discriminate
among humans has to do with research. When animals are used as subjects,
many things are done to them. Some are positive. Others may not be. Animals, like humans, try to anticipate such events and to prepare for them in
a variety of physical and psychological ways. One of the best predictors for
the occurrence of stimuli involving pleasure or pain is the appearance of a
particular person. ‘‘If Joe comes into my room, I’ll suffer pain. On the other
hand, if Bill comes in to get me, it’s likely that I’ll be cuddled or fed.’’
When such events in an animal’s life are reliably associated with a particular person, the stage is set for prediction. If an animal can discriminate Joe
from Bill and associate each person with a particular outcome, then a simple
form of learning called Pavlovian (named after the Russian physiologist Ivan
Pavlov) conditioning will occur. In this case, the conditioning is a little unusual because the predictor or conditioned stimulus (CS) is a particular person
instead of a bell or a metronome. Psychologist W. Horsley Gantt examined
such effects in dogs and used the phrase ‘‘Person as CS’’ to describe them.
If dogs can discriminate between humans, the possibility exists that other
species can as well, and such conditioning might have strong and unexpected
effects on research. Davis and Balfour (1992) examined research involving a
26
ANIMAL COLLECTORS
variety of animal species and found that recognition of the scientist or lab
technician produced profound behavioral and physiological changes in animal subjects. Furthermore, these effects were frequently overlooked because
the scientist failed to allow for the possibility of human recognition.
For example, if someone were studying stress,* he or she would want to
know whether blood steroids (glucocorticoids) were elevated. First, the researcher would need some baseline measure of blood values in a nonstressed
animal. But it is difficult to find a nonstressed animal if all subjects know
what is about to happen to them because they are being handled by a person
they have come to associate with pain.
There are data showing that rats, one of the most widely used laboratory
animals, can discriminate individual humans. Rats were allowed to explore
one of two humans for 10-minute sessions over 14 days. The animals
climbed on the handler’s body and were talked to and fed treats during these
brief exposures. They were then tested on a long table with the familiar
person at one end and a stranger at the other. After carefully sniffing the
unfamiliar person, all subjects walked to the other end of the table and
climbed onto the body of the familiar handler. Five months later all subjects
remembered who had handled them initially. In subsequent studies using
different rats, subjects were given only five sessions to become familiar with
a handler. No food was used. Again, subjects all selected the familiar person
during testing. The final test involved exposure to a human for only a single
session without food, and the results were the same.
Rats are not the only animals capable of discriminating one human from
another; cats,* chickens,* cows, sheep, rabbits, seals, emus, rheas, llamas,
pigs,* prairie dogs, chimpanzees,* and domestic dogs all can tell one human
from another. As scientific studies continue to replace anecdotes, the evidence for human recognition among animals will become more widely accepted, impacting research design, the assessment of intelligence, and,
ultimately, animal welfare.*
Selected Bibliography. Davis, H., and D. Balfour (Eds.), The Inevitable Bond: Examining Scientist-Animal Interactions (New York: Cambridge University Press, 1992);
Taylor, A., and H. Davis, The Response of Llamas (Lama glama) to Familiar and
Unfamiliar Humans, International Journal of Comparative Psychology 9 (1997): 43–50.
HANK DAVIS AND ALLISON A. TAYLOR
ANIMAL COLLECTORS
An unofficial definition of ‘‘animal collector’’ is an individual who amasses
and maintains, over an extended period of time, more animals than he or
she can properly care for. Quantity is not necessarily the factor that identifies
someone as a collector. In fact, there is no generally accepted number beyond which a responsible custodian of animals automatically becomes reclassified as a collector or addict. Much more significant are the type of care
ANIMAL COLLECTORS
27
received by the animals being harbored, their physical and psychological
conditions, the environment in which they are maintained, and the reaction
of their keeper to reasonable attempts to reduce the number of animals.
The term ‘‘animal collector’’ means something different for those working
in the humane field than it does for members of the general public. Collecting
is generally considered a harmless activity, pursued by individuals inclined
to accumulate objects typically because of a greater-than-average interest in
them. Animal addict—synonymous with collector when used by many in the
humane community—is more likely to alert someone to the fact that reference is being made to an individual whose behavior has serious negative
consequences.
Humane officials who investigate situations involving unusual numbers of
animals can almost always instantly distinguish the menagerie of a collector
from that, for example, of a puppy-mill operator keeping numerous dogs for
breeding purposes. Upon entering an animal collector’s premises, one commonly observes a number of the following conditions: filthy, overcrowded
living quarters for the animals; massive clutter throughout the house or other
building where animals are confined; cannibalized carcasses; a lack of ventilation; animals who exhibit unsocialized behavior or depression; inappropriate food, if any is available; and extreme, long-standing health problems,
such as a variety of advanced disease, unchecked parasitic infections, untreated injuries, and severe malnutrition, which shows itself most often as
emaciation, but occasionally as obesity.
Prosecuting collectors for cruelty to animals is generally a last resort, virtually the only means of separating the collector from his or her victims.
What makes legal action almost inevitable is one of the animal addict’s most
notable traits: a firm refusal to voluntarily part with his or her animals or to
see them released from their suffering, no matter how desperately ill or
injured they may be. However, even punishment is inadequate in many instances.
There is consensus among those who have confronted animal collectors
about the fact that even after one incident has been resolved, repetition is
inevitable. For this reason, a lengthy, well-supervised period or probationary
arrangement is generally recommended as part of plea bargains or sentencing. During this period and beyond, the services of a social worker, if not a
psychiatrist, are usually warranted. Unfortunately, this kind of professional
help cannot always be imposed on the collectors against their will.
Since approximately the mid-1980s, humane organizations, health and fire
officials, social services agencies, and law-enforcement authorities throughout the United States have shared information and resources concerning
cases involving animal collecting. Such networking indicates that the consequences of this phenomenon are both prevalent and profound. The number of animals who suffer at the hands of collectors is impossible to assess.
28
ANIMAL COMMUNICATION
Selected Bibliography. Cavallo, Janet, When Animal Collectors Go Too Far:
Hurting the Ones They Love, Sunday Recorder (Amsterdam, NY), September 25,
1994; Lockwood, Randy, The Psychology of Animal Collectors, American Animal
Hospital Association Trends Magazine 9(6) (1994): 18–21; New Legal Device Can Protect Shelters That Board Animals During Cruelty Cases, Shelter Sense (published by
the Humane Society of the United States, 1993); New York State Humane Association, Animal Collectors; Adopting Abused Animals: What You Should Know [fact
sheets]; Weiss, Lawrence E., Dealing with Collectors, A Cautionary Tale, CHAIN
Letter (The Collective Humane Action and Information Network), Summer 1995.
SAMANTHA MULLEN
ANIMAL COMMUNICATION
Between Species
Communication between different species has long been observed by humans, who often initiate such dialogue themselves. Twenty-five thousand
years ago, during the Late Paleolithic era, the zoological and the sociological
were less separate. Human culture recognized nonhuman culture and sought
to display a wide array of animals on cave walls, such as those at Lascaux in
southern France. The keeping of pets (see COMPANION ANIMALS AND
PETS) probably coincided with the domestication of both plants and animals.
Early clergyman of countless spiritual traditions all subscribed to a human
identification and communication with nonhuman life forms. Saints (see RELIGION AND ANIMALS) of the Sinai Peninsula during the so-called Era
of Retreat (4th century A.D.) communed with lions, jackals, deer, and even
cheetahs.
It took the research of such zoologists as Charles Darwin,* Konrad Lorenz
(who lived with a talking crow whom he deemed the smartest bird in the
world), Karl von Frisch, Bert Hölldobler, E. O. Wilson, George Schaller, A.
Skutch, Jane Goodall, and thousands of others to dignify and reinvest the
vast animal and plant kingdoms with their own species-specific communication systems.
Students of the natural world have now produced a large literature that
reverses the centuries-old ignorance of Cartesian (see DESCARTES, RENÉ)
mechanism (thinking of animals as mere machines without feelings, soul, or
intelligence). They can confidently attest to the therapeutic benefits of human-nonhuman relationships (most notably between humans and members
of the Canidae or dog family) and the existence of animal empathy,* as
displayed, for example, between marine mammals and other, nonhuman primates.
Zebras have been observed adopting an orphaned rhinoceros; crocodiles
permit, and to a certain degree depend upon, a certain species of birds to
ANIMAL COMMUNICATION
29
clean their teeth; sheep think nothing of being rounded up and organized
by sheepdogs. Polar bears have been seen to play with huskies (as opposed
to eating them); egrets ‘‘hang out’’ with water buffalo or ride the backs of
hippos through African marshes. Every camel herder knows his or her camels; cows and geese, lambs and pigs,* horses and humans, pigeons and sparrows, and prairie dogs and king snakes certainly ‘‘speak’’ to one another.
These are not merely effective communications, oriented to the performance
of some useful task or avoidance. They also satisfy other (possibly evolutionary) needs, though we still know little about them.
Furthermore, with over eighty million pets in the United States alone, it
is clear that a tremendous range of more subtle, emotionally satisfying communication is taking place every day between both domestic and wild members of the animal kingdom, which conforms to a now widely held hypothesis
known as biophilia: that all life forms tend to focus upon one another, draw
pleasure and significance from their relations, and display a distinct preference for the company of others that can claim evidence of affection and
affinity, intelligence and candor, and deep feelings and contemplation.
With continued research, the language of elephants and dolphins, of parrots and chimpanzees,* of Babe the pig and his farm friends, and of ants and
worms and butterflies and sharks will doubtless be more fully uncovered.
Ultimately, as E. O. Wilson has eloquently argued, familiarity will breed
tolerance and compassion.
Selected Bibliography. Bruchac, Joseph, Understanding the Great Mystery, in
Michael Tobias and Georgianne Cowan (Eds.), The Soul of Nature (New York:
Plume/Penguin Books, 1996); Glacken, Clarence J., Traces on the Rhodian Shore: Nature and Culture in Western Thought from Ancient Times to the End of the Eighteenth
Century (Berkeley: University of California Press, 1967); Katcher, Aaron, and Gregory Wilkins, Dialogue with Animals: Its Nature and Culture, in Stephen R. Kellert
and Edward O. Wilson (Eds.), The Biophilia Hypothesis (Washington, DC: Island
Press, 1993); Leroi-Gourhan, André, Gesture and Speech, trans. Anna Bostock Berger,
introduction by Randall White (Cambridge, MA: MIT Press, 1993; first printed in
1964); Tobias, Michael, A Vision of Nature: Traces of the Original World (Kent, OH:
Kent State University Press, 1995).
MICHAEL TOBIAS
Language Debates
In recent decades, the question of whether animals are capable of learning
language has been intensely debated. Addressing this question requires an
understanding of what language is as well as familiarity with leading animal
language studies. Many commentators suggest that language is communication that features both (1) content, meaning, or reference and (2) syntax
(some set of rules that determines a word’s function by its position among
other words, while allowing for many new combinations).
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ANIMAL COMMUNICATION
In the 1970s, enthusiastic claims were made about the language abilities
of chimpanzees* who were trained to communicate in sign language or by
manipulating symbols in certain ways. For example, they used sign language
or manipulated plastic magnetized symbols that could be moved around on
a board (and did not resemble what they indicated). Chimps used symbols
in combinations, even original ones, mastered verbs and not just nouns,
sometimes referred to things not immediately present, and sometimes apparently took into account a word’s position in a string of words (suggesting
syntax).
A wave of skeptical interpretations drowned the initially confident claims.
One difficulty with these studies was that trainers, when testing animal subjects, often cued them, that is, gave them subtle hints of the correct answer
(perhaps unconsciously) with facial expressions or other bodily movements.
A second major problem was researchers’ overinterpreting test results—
reading too much into them. This was due to (1) not determining in advance
what results would count as good scientific data, allowing subjective or personal impressions to carry the day, and (2) missing the possibility that subjects used simple rules of thumb without understanding what they were
signing.
Suspicion about the results of ape language studies has forced researchers
to be more careful. Some recent studies have been impressive. Working with
bottlenosed dolphins, Louis Herman and his associates have provided an
excellent case for the mastery of both content and syntax in understanding
language (comprehension, as opposed to language production, the focus of most
early studies). One dolphin was trained in a language in which words were
represented by computer-generated sounds, the other in a language featuring
signing with a trainer’s hands and arms (eventually replaced by white dots
on a screen). Words referred to objects, actions, properties, and relationships; sentences were constructed according to word-order rules allowing for
more than 2,000 combinations with different meanings. Thus the same three
or four words in different orders had different meanings, requiring syntax
to distinguish them; the dolphins showed good comprehension by the accuracy of their responses to different instructions. Cueing was avoided by
testing dolphins with computer sounds and abstract television images.
Meanwhile, Sue Savage-Rumbaugh has done leading work with pigmy
chimpanzees (a distinct species also known as bonobos; see CHIMPANZEES). Kanzi, her star pupil, picked up the use of a keyboard by observation,
without direct training, and has also learned to understand spoken multiword
English commands. Savage-Rumbaugh has attempted to eliminate cueing
during testing sessions with such innovations as communicating to subjects
through headphones, with the tester out of sight. In an effort to resemble
the language learning of human children, the chimps’ education stresses natural exchanges in everyday settings, rather than artificial trials with rewards
ANIMAL ETHICS COMMITTEES (SWEDEN)
31
for correct responses. The subjects are taught not to label things on demand
but to ask for things that interest them.
Although chimpanzees have received the most attention in language studies, the other great apes have also been well represented. For example, the
gorilla Koko has acquired a vocabulary of over 500 signs, which she combines in strings of up to 6 signs in length. In most of her conversations with
humans, Koko has apparently achieved original definitions, abstraction, selfreferences, and cursing. The orangutan Chantek is reported to have a vocabulary of over 150 signs, to use signs in novel ways, and, occasionally, to
sign deceptively.
Selected Bibliography. Bekoff, Marc, and Dale Jamieson (Eds.), Interpretation and
Explanation in the Study of Animal Behavior, vol. 1 (Boulder, CO: Westview Press,
1990); Cavalieri, Paola, and Peter Singer (Eds.), The Great Ape Project: Equality beyond
Humanity (London: Fourth Estate, 1993); DeGrazia, David D., Taking Animals Seriously: Mental Life and Moral Status (Cambridge: Cambridge University Press, 1996);
Rodd, Rosemary, Biology, Ethics, and Animals (Oxford: Clarendon Press, 1990);
Savage-Rumbaugh, Sue, Ape Language: From Conditioned Response to Symbol (New
York: Columbia University Press, 1986).
DAVID D. DEGRAZIA
ANIMAL ETHICS COMMITTEES (SWEDEN)
Ethics committees for the review of planned animal experiments became
compulsory in Sweden in 1979. Six animal ethics committees (AECs) were
set up in the six university regions of Sweden. Each AEC consisted of fifteen
to forty-five members, according to how many animal experiments there
were in the region. The members represented three categories, equal in size:
researchers, technical staff (laboratory assistants and animal technicians), and
laymen (societal and animal welfare* laymen, the latter including antivivisectionists [see ANTIVIVISECTIONISM] after 1982). The chairman and
deputy chairman invariably were researchers.
The mission of the AECs was to review applications of planned experiments, but only those experiments classified as possibly causing pain* or
suffering.* The investigators themselves had to classify their experiments in
advance. The number of animal experiments reviewed by the AECs included
some 50% of the animals used. The AECs made—and still make—decisions,
but only ‘‘advisory’’ decisions. Investigators cannot appeal the decisions, but
they can send in a new application. An approval cannot be appealed by any
party. However, an experiment can be stopped by the authorities if it proves
to deviate from what has been approved by the AEC.
After a long and vivid public debate during the 1980s the AECs were
changed considerably in 1988. The number of committees was changed to
seven (two in the Stockholm region). Every AEC now consists of twelve
32
ANIMAL EXPERIMENTATION
members representing two categories, the research category and the layman
category, equal in size. The chairman and deputy chairman, now judges, are
added and do not belong to any of the committee member categories.
In the new AECs all planned animal experiments must be reviewed before
they are allowed to start. Also, killing of animals in order to harvest in vitro
material now counts as animal experimentation. As from the beginning, there
is no openly shown ethical principle used. Some kind of utilitarianism* seems
to be the only guide for the decisions. The new animal-protection law says
that the AEC shall reject an application if there is another way to solve the
scientific problem, or if the problem has no ‘‘general interest.’’ However,
there is no limit on suffering, which cannot be outweighed by any utility, as
is the case in Denmark.
Some consequences of the AECs that can be established are the following:
The discussion in the AECs has led to a rise in perception of animal experimentation as a moral problem. Within the laboratories, this has entailed
enforced self-policing and an improvement of experimental procedures and
care of animals. Outside the laboratories it has generated a discourse regarding animal experimentation as a morally significant issue. At the same
time, animal experimentation has been consolidated as an enterprise that is
here to stay. The abolitionist protests have abated, and a convergence of
opinions has come about. The discussion on animal experimentation has
been depoliticized and turned into a more technical discussion concentrating
on scientific and animal welfare details. The AECs have led to no pernicious
consequences for science and research.
The most significant role that the AECs have played seems to be that of
stabilizing the social order. The animal-experimentation issue has turned out
to be a question of practical reforms instead of a revolutionary question of
either abolition or total acceptance of everything.
Selected Bibliography. Forsman, B., Research Ethics in Practice: The Animal Ethics
Committees in Sweden, 1979–1989), Studies in Research Ethics no. 4 (Göteborg: Centre for Research Ethics, 1993).
BIRGITTA FORSMAN
ANIMAL EXPERIMENTATION. See LABORATORY ANIMAL USE.
ANIMAL INDIVIDUALITY
To be concerned about animal welfare* and animal rights* is to be concerned about individuals. This has ethical implications. For example, it is
necessary to decide whether to accept the suffering* of a few individuals if
this will provide knowledge that will benefit many other animals. Most people who live, work, and interact with animals develop strong impressions of
ANIMAL INDIVIDUALITY
33
the animals’ individual behavioral characteristics. Scientific studies have also
shown, using a variety of measures of behavior, that individual animals have
distinctive ways of behaving, or ‘‘behavioral styles,’’ which can be likened to
the phenomenon of personalities in humans. For example, some individuals
are more aggressive or more nervous than others. This means that if we
house or treat a group of animals in one particular way, we cannot be sure
that they will all respond in the same way. This has several implications.
First, when scientists investigate how a treatment affects the welfare of
animals, their findings and conclusions may be specific to the particular individuals they studied and may have limited general applicability. It is also
possible that certain individual animals may be selected for study because
they have characteristics that favor their inclusion, for example, being docile,
even though they may not be typical of the general population. These problems can be overcome by studying a sufficiently large number of individuals
and by taking account of behavioral characteristics before the study begins.
Second, the responses of animals may vary such that some individuals
readily adapt to a particular situation, while others have to work very hard
to cope with it (see ANIMAL WELFARE, Coping). In addition, they may
use quite different methods to try to deal with the challenges presented by
the situation. This means that if we take the average of the individuals’
responses as an indicator of how damaging to animal welfare the situation
is, we may end up basing our conclusions on a response that no individual
actually showed. The effect of using such conclusions may be that the situation under consideration is deemed to be acceptable in animal welfare
terms whereas, in reality, many animals find it difficult to cope with.
A solution to this problem lies in the design of high-welfare systems for
animals. If systems can be designed or altered in such a way that they allow
animals a certain degree of choice in how they are used, it may be possible
to satisfy the requirements and abilities of most individuals. For example, a
housing system that provides food at one central location is likely to favor
the more aggressive individuals who can control this resource, whereas a
system that provides several food sources that are spread out will prevent
this problem and will allow timid individuals to feed more freely. Understanding the causes and consequences of individual differences in behavior
can lead to effective improvements in animal welfare and remains an important goal of animal welfare science today.
Selected Bibliography. Bekoff, M., Naturalizing and Individualizing Animal
Well-Being and Animal Minds: An Ethologist’s Naiveté Exposed? in A. Rowan (Ed.),
Wildlife Conservation, Zoos, and Animal Protection: A Strategic Analysis (North Grafton,
MA: Tufts Center for Animals and Public Policy, 1995): 63–115; Benus, R. F., B.
Bohus, J. M. Koolhaas, and G. A. van Oortmerssen, Heritable Variation for Aggression as a Reflection of Individual Coping Strategies, Experientia 47 (1991): 1008–
1019; Jensen, P., Individual Variation in the Behaviour of Pigs—Noise or Functional
Coping Strategies? Applied Animal Behaviour Science 44 (1995): 245–255; Mendl, M.,
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ANIMAL LIBERATION ETHICS
and R. Harcourt, Individuality in the Domestic Cat, D. C. Turner and P. Bateson
(Eds.), The Domestic Cat: The Biology of Its Behaviour (Cambridge: Cambridge University Press, 1988), 41–54; Stevenson-Hinde, J., Individual Characteristics: A Statement of the Problem, in R. A. Hinde (Ed.), Primate Social Relationships: An Integrated
Approach (Oxford: Blackwell Scientific, 1983), 28–30.
MICHAEL MENDL
ANIMAL LIBERATION ETHICS
At the core of animal liberation ethics lies an argument from consistency
against the contemporary view of egalitarianism. This view claims that all
human beings are equal—whatever their sex, race, or psychological abilities,
such as intelligence, skills, and sensitivity. It rejects the view that the members of a particular biological group may be discriminated against because
they belong to that group, and it considers ethically offensive the idea that
intellectually less endowed individuals, the disabled, small children, or the
senile may be routinely taken advantage of by others who are not disabled.
Thus neither biological characteristics nor particular psychological properties over and above sentience (see SENTIENTISM) are important for equal
treatment.
Animal liberation ethics, which became important in the 1970s, was not
well received by many people. In response to its challenge, defenders of
humanism (see ANTHROPOCENTRISM)—the view that human lives and
interests should always be given greater weight than nonhuman lives and
interests—offered a number of objections. They claimed that humans have
special duties toward their closest kin; that, in contrast with race, species
differences corresponded with measurable differences; that it is not possible
to have rights without the capacity for claiming them; that it is not possible
to have rights without the capacity for having duties; or even that nonhuman
animals, lacking verbal language (see ANIMAL COMMUNICATION, Language Debates), have no conscious interests that may be taken into consideration.
Such objections can be rebutted: the notion of closest kin can be used to
justify discrimination against members of the human species as well as members of other species. Also, we grant basic rights to small children, although
they certainly cannot claim them or have duties; and in view of the work of
Charles Darwin,* the idea of differences in kind rather than in degree between us and all other animals is unlikely (see CONTINUITY). Even attempts to draw a line between human infants and nonhuman animals
overlook the fact that there are human beings whose mental disabilities cannot be reversed.
All things considered, those who argue against speciesism* believe that
there is no argument for discrimination between species that could not be
used as an argument for discrimination among humans. They argue that
ANIMAL MODELS
35
justifications for equality cannot be accepted only up to a point and then be
arbitrarily rejected. In highlighting the arbitrariness of the humanist position, animal liberation ethics not only seeks to protect nonhuman beings,
but also challenges the direction and basis of much Western moral thinking.
Selected Bibliography. Cavalieri, Paola, and Will Kymlicka, Expanding the Social
Contract, Etica & Animali 8 (1996): 5–33; Cavalieri, Paola, and Peter Singer (Eds.),
The Great Ape Project: Equality beyond Humanity (London: Fourth Estate, 1993); Regan, Tom, The Case for Animal Rights (Berkeley: University of California Press, 1983);
Sapontzis, Steve F., Morals, Reason, and Animals (Philadelphia: Temple University
Press, 1987); Singer, Peter, Animal Liberation (New York: New York Review of
Books, 1990).
PAOLA CAVALIERI
ANIMAL MODELS
Biomedical and Behavioral Science
Scientists study animals other than humans to understand (1) animals,
(2) humans, or (3) universal processes supposedly true of all animate life.
The second goal typically involves the strategy of developing animal models
to understand and discover solutions for the treatment of humans.
An ideal in most philosophies of science is to study the object of interest
directly, with as little as possible coming between the object and the investigator’s immediate observation of it. Model making introduces a screen between the scientist and the actual object of study. This requires a further
step in the investigation. The model is used to generate hypotheses that then
must be tested in the original.
It is important to note that models as generative or educational devices
help us understand through both the similarities and the differences between
them and the actual object of study. A filing cabinet limits us to placing
information in one location in it, while, with a computer, we can multiply,
enter, and store the same information in many ‘‘places.’’ The limitation of
the filing cabinet allows us to see more clearly this feature peculiar to the
computer.
Since its development in the 19th century, the use of animals other than
humans as models of human phenomena has been a controversial issue. Contemporary animal rights* activists claim that using animals in this way is
wrong both on ethical and scientific grounds. There are shortcomings on
both sides in the current debate. With regard to the use of animal models
specifically, many scientists and certain professional organizations of scientists claim that an animal model, say, of cancer produces an equivalent of a
human condition or disorder ‘‘in all respects.’’ Both on logical and empirical
grounds, this is not possible. The conditions can be similar only in certain
respects. For their part, many animal rights activists fall back on the claim
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ANIMAL MODELS
that because a certain model is different in certain respects, then it is of no
use in understanding human conditions. Indeed, there have been some good
studies showing how the differences between certain models and the respective human conditions have indeed misled scientists. But this does not
mean that in some instances, existing similarities, despite differences, might
not be informative; differences might even prompt discovery of features of
the original not before noticed.
To evaluate the effectiveness of animal models, consider an example in
the behavioral sciences. Bulimia is a disorder in which an individual’s eating
behavior becomes bizarre and his or her body image becomes distorted. In
her overconcern about her body image, an adolescent female might eat large
quantities of junk food and then vomit (binge-purge behavior). In the animal
model of this disorder, a hole is made in the stomach wall; when the animal
eats, the food is siphoned off. Through this model of the condition of ‘‘eating without calories,’’ scientists attempt to identify and understand various
environmental, dietary, and physiological causes of bulimia.
Various forms of evaluation of this animal model were applied with the
following results. Through examination of ‘‘outcome’’ studies of current
treatments of bulimia, it was found that these treatments are only modestly
and temporarily effective. Treatments reduce the frequency of binge-purge
behavior but do not eliminate it, and relapse rates to pretreatment behavior
a year or two after treatment are high. In any case, examination of the literature involving these treatments showed that they did not derive from
animal models of bulimia. Through examination of studies citing this and
other animal models of eating disorders, particularly in the literature read
by clinicians specializing in the treatment of these disorders, it was revealed
that they are infrequently read and, therefore, have little impact on treatment. On the basis of the application of these social scientific and historical
methods to this particular animal model, it is clear that the strategy cannot
be justified in this case. More work is needed to test the effectiveness of
other animal models.
Selected Bibliography. Kaufman, S. (Ed.), Perspectives on Animal Research (New
York: Medical Research Modernization Committee, 1989–1995); Langley, G. (Ed.),
Animal Experimentation: The Consensus Changes (New York: Chapman and Hall, 1989);
Orlans, F. B., In the Name of Science: Issues in Responsible Animal Experimentation (New
York: Oxford University Press, 1993); Shapiro, K., Animal Models of Human Psychology: Critique of Science, Ethics, and Policy (Seattle: Hogbefe and Huber, 1997).
KENNETH J. SHAPIRO
Real-World Analogies
Models are basic, powerful tools in all areas of technology and science.
Research in medicine and psychology commonly uses ‘‘models’’ or model
systems. Examples include primate simian immunodeficiency virus (SIV)
ANIMAL MODELS
37
models for HIV/AIDS, models of Parkinson’s disease, animal models of
learning and psychopathology, layered network models of brain function,
and artificial models for hearing. These very different types of models aid
in the discovery of useful principles for addressing real-world problems.
Models are necessary in biological and behavioral sciences because living
organisms are highly complex.
Despite their wide use and demonstrated usefulness, models—and animal
models in particular—are not well understood and hence are often controversial. They are used, for example, to aid understanding of the immune
system, of how neurons of the brain work (e.g., to produce learning), of the
effects of drugs, and even of how drugs interact under stress—for example,
to yield depression, addictions, and lessened immunity to disease. This last
phenomenon is psychological and behavioral as well as medical.
A model is a set of several kinds of analogies or similarities between the
real-world phenomenon to be understood and the system that is being studied as the model. The key kinds of analogy involved are (a) initial analogy
and (b) causal analogy. In combination, they constitute a model. What is
critical is not the degree of material analogy, but the degree to which the
model predicts the function of the ‘‘real-world’’ system; this is predictive
validity.
Consider a case in psychiatric medicine where there are both similarities
and differences. One might note that some set of physiological and behavioral symptoms characterizes patients with a given psychiatric disorder (for
example, an inability to cope with challenges and/or loss of memory); one
might further note that animals exposed to some drug in a learning experiment exhibit behaviors that are similar to the behavioral symptoms of the
patients. A hypothesis that the abnormal behavior of the animal and the
abnormal behavior of the patient are similar in important ways would constitute an initial analogy in the modeling process. An additional hypothesis
might be that the patient’s dysfunctional physiological symptom is related
to the animal’s drug-induced physiological state; this would be a second
initial analogy. The degree of descriptive similarity between the two sets of
behaviors or between the two physiological states would constitute the degree of material analogy. If a causal relation between the patient’s physiology
and the patient’s behavior is demonstrated that parallels the empirically
known relation between the animal’s physiology and its behavior, a causal
analogy can be drawn between these two parallel relations, and we have a
formal model. It is important to note that an initial analogy alone is not a
model. A true model involves both initial analogies and causal analogies. The
power of the modeling process is that one can use the known causal relations
in one domain as a guide to finding parallel relations in the second domain.
Animal research has in the past validated some theories as well as invalidated other theories of mechanisms and causal architectures for selected
human—and animal—physical and mental diseases. Research on animal
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ANIMAL PRESENCE
models continues to contribute substantially to our understanding of viral
and bacterial diseases, lifelong development, age-related dementias, chemical-abuse–related dementias such as Korsakoff’s syndrome, effects of stress,
effects of trauma, and even psychopathology such as phobias and depression.
Additionally, animal models have played especially important roles in developing pharmaceutical treatments for some biological and psychological
diseases.
Selected Bibliography. Boulton, A. A., G. B. Baker, M. T. Martin-Iverson (Eds.),
Animal Models in Psychiatry (Clifton, NJ: Humana Press, 1991); Calabrese, E. J., Principles of Animal Extrapolation (New York: Wiley, 1983); Fox, M. A., The Case for Animal Experimentation: An Evolutionary and Ethical Perspective (Berkeley: University of
California Press, 1986); McKinney, W. T., Models of Mental Disorders: A New Comparative Psychiatry (New York: Plenum Press, 1988); Mineka, S., and R. Zinbarg,
Animal Models of Psychopathology, in C. E. Walker (Ed.), Clinical Psychology:
Historical and Research Foundations (New York: Plenum, 1991); Understanding Models
and Their Use in Science [Special issue], Journal of Research in Science Teaching 28(9)
(1991).
J. BRUCE OVERMIER
ANIMAL PRESENCE
The importance of animal presence has been best explained by biologist
Paul Shepard in his 1978 book Thinking Animals. Animals, he says, moved
our minds more than anything else in nature as we were evolving toward
human beings. Animals fascinated and impressed us, which moved us to
think and to speak.
When we lived as foragers with earthbound religions, animals were the
first beings, world-shapers, and the teachers and ancestors of people. When
we became agriculturalists and looked to the heavens for instruction about
the seasons and the elements, we saw animal forms among the stars. Of the
forty-eight Ptolemaic constellations, all but a few are organic, and twentyfive are named for animals. Of the twenty-two more that were added in the
17th century, nineteen have animal names. When people built colossal earthworks to appeal to the powers in the heavens, they built them in animal
forms. Some in Peru are over a mile long. One in Ohio is in the shape of
a giant snake with an egg in its mouth.
In Ice Age caves, the first art shows the human fascination with animal
forms. Animals were thought to embody the spirits and powers of nature,
and animals have been used to symbolize nature ever since. In ancient Egypt,
Hathor, the cow goddess of the sky, was believed to have given birth to the
sun. The sky was seen as a giant cow, and her legs were the four corners of
the world. Ancient astronomers explained the workings of the universe by
reference to the zodiac, which means, literally, ‘‘the circle of animals.’’ We
can see animals’ presence in children’s toys, in nursery rhymes, in Aesop’s
ANIMAL PRESENCE
39
fables, in the medieval bestiaries, and in other moral tales. We can also see
the animal presence in language, where they provide the base for some 5,000
expressions—more than any other set of things in nature.
Animals still matter, and in powerful ways that we might want to understand if we want to come to terms with—and live right by—nature. Misothery,* for example, eased exploitation of animals and nature, but it injected
nature hating, ruthlessness, and alienation into our worldview. Our older
tradition of a greater sense of kinship and of belonging in the world has
been cut off, and our feelings for the living world are stunted. Many people
feel negative—uneasy at best—about our place in nature.
Misothery makes many people despise much of animals and nature: they
despise even the animal and nature that they see within themselves. Fears
and hatreds of the ‘‘beast’’ within us can cause us to project the worst of
them not only on other animals but also on the Other, that is, people not
of our group. Throughout history, we have used animals to symbolize the
lust, danger, and deceitfulness we saw in ourselves, but especially that which
we imagined in women, Jews, Africans, and various Others.
When animals were seen as spirit powers and as kin, they gave us a vital
bond and a sense of belonging to the living world. Animals, then, are much
more important than we are prone to think. They are central to our worldview and have been throughout the ages. A better worldview will require
humans to have better views of animals. Coming to better terms with nature
requires that we come to better terms with animals.
Selected Bibliography. Campbell, Joseph, The Way of the Animal Powers, vol. 1
of Historical Atlas of World Mythology (New York: Harper and Row, Perennial Library,
1988); Midgley, Mary, Beast and Man (Ithaca, NY: Cornell University Press, 1978);
Sanday, Peggy Reeves, Female Power and Male Dominance: On the Origins of Sexual
Inequality (Cambridge: Cambridge University Press, 1981); Shepard, Paul, Thinking
Animals: Animals and the Development of Human Intelligence (New York: Viking Press,
1978); Thomas, Keith, Man and the Natural World: A History of the Modern Sensibility
(New York: Pantheon Books, 1983).
JIM MASON
Metamorphosis
Metamorphosis occurs when an individual passes from one state of being
into another state of being, as when a caterpillar becomes a butterfly or
when, in Ovid’s Metamorphoses, Pygmalion’s ivory statue becomes a living
woman (book 10). Here we are concerned with the metamorphosis of humans into animals and animals into humans: a fictional event, strictly speaking.
Ovid’s Metamorphoses, written around the time of the birth of Christ, is
the main source of tales about the transformation from human to animal.
Ovid drew upon folktales and the works of other writers to weave stories of
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ANIMAL PRESENCE
metamorphosis into a broad worldview. In Metamorphoses, we find the tale
of Lycaon, a man who practices cannibalism transformed by Jupiter into a
wolf (book 1); and of Actaeon, who sees the goddess Diana naked, is changed
by her into a deer, and is torn to pieces by his own hounds (book 3). P. M. C.
Forbes Irving argues that in Greek myths, ‘‘the transformation into an
animal is part of a wider disruption of order’’ (62): trespass on sacred territory or sexual misconduct, for example. The violation of social law is followed by the offender’s ‘‘taking to the wilds’’ (Forbes Irving, 63) in animal
form.
Some tales of metamorphosis are etiological; that is, they explain the origins of specific animals or animal features. The tale of Philomela (Ovid,
book 6) is an example. Philomela is raped and has her tongue cut out by her
brother-in-law Tereus. She and her sister Procne get revenge by killing his
and Procne’s children and serving them to Tereus for dinner. Discovering
what he has eaten, Tereus flies into a rage and pursues the sisters. All three
are transformed into birds: Philomela into a swallow, Procne into a nightingale whose mournful song and red feathers signify both her grief and her
crime, and Tereus into a hoopoe who appears ever ready for battle and
whose typically wide-open beak might symbolize the horror of his cannibalism.
The best-known metamorphosis from human to animal is the werewolf.
Originating in preclassical European folklore and popularized in the American film industry, the werewolf is an example of what is involved in the
transformation from human to animal in Western culture. In the case of the
werewolf, metamorphosis into an animal means the loss of human constraints and regression into pure evil. In the Middle Ages, and even later,
the werewolf was seen as the result of the human being’s willing submission
to Satan, ‘‘the Beast.’’ Until the 18th century, ‘‘werewolves’’ were burned at
the stake. This practice was in keeping with the medieval belief that humans
who were morally degraded took on animal characteristics: the ‘‘treachery’’
of foxes, the ‘‘laziness’’ of the ass. The werewolf served as a warning to
Christians to hold onto the rationality and faith that alone elevated humans
above animals.
In modern times the person who becomes a werewolf is often pictured as
the innocent victim of supernatural forces. Relations between humans and
animals have changed so significantly that Ursula Le Guin can give the
werewolf tale a twist: in ‘‘A Wife’s Story’’ (Buffalo Gals and Other Animal
Presences), the wife-narrator describes the terrifying vision of her husband
metamorphosing from a familiar and sociable wolf into monstrous human
form.
In Native North American tradition (see NATIVE PEOPLES AND ANIMALS), metamorphoses from human to animal and vice versa are usually
more benign. Often tales from the oral tradition show animals becoming
ANIMAL PRESENCE
41
‘‘people’’ when they return to their own world. In the Haida tale ‘‘Salmon
Boy,’’ as retold by Joseph Bruchac (Native American Animal Stories), a boy
who has been disrespectful to salmon learns respect when he is transformed
into one of them and goes with them to their home. In a Blackfoot tale,
‘‘The Piqued Buffalo-Wife’’ (in The Storytelling Stone, edited by Susan Feldman), a human male has sexual relations with a buffalo and must pass
through several trials, including death and resurrection, before his buffalowife and offspring can be changed permanently into human beings. Boundaries between human and animal are flexible in Native North American
tradition. The boundary is flexible in Latin American traditions as well.
Modern writers like Julio Cortázar and Carlos Fuentes draw upon myth and
legend to make their modern heroes and antiheroes pass through animal
phases. Nancy Gray Dı́az emphasizes the mutability of the narrative world
that permits these writers to take ‘‘an extraordinary leap into otherness’’ (The
Radical Self, 102).
Metamorphoses from animal to human are rare in modern literature and
in Western literature in general, except where the animal was a human being
to begin with. Franz Kafka wrote the most famous modern story about metamorphosis, The Metamorphosis, which describes the fortunes of Gregor Samsa
after he is ‘‘transformed in his bed into a gigantic insect.’’ Kafka also wrote
‘‘A Report to an Academy’’ (1917), in which an ape describes to a group of
scientists how he ‘‘became’’ human by learning a few simple tricks such as
drinking schnapps, smoking cigars, and speaking human language. In John
Collier’s His Monkey Wife (1930), a chimpanzee* receives affirmation of her
‘‘humanity’’ after she has cunningly supplanted a man’s fiancée and at last
won his love.
In the West, the idea of the great chain of being made it easier to imagine
human beings falling through sin into animal form than to imagine animals
rising to human level. It has been easier to imagine human consciousness
trapped inside an animal body than to disregard the physical shape of the
animal so that animals can actually metamorphose into humans. Often, once
a human being transformed into an animal has learned a lesson in true humanity, as in Apuleius’s The Golden Ass (2nd century A.D.), he or she is
restored to human shape. In this respect, the metamorphosis can be interpreted as a rite of passage. As modern theorists have concluded, metamorphoses are used in Western literature primarily to explore what it means
to be human.
Selected Bibliography. Barkan, Leonard, The Gods Made Flesh: Metamorphosis and
the Pursuit of Paganism (New Haven: Yale University Press, 1986); Dı́az, Nancy Gray,
The Radical Self: Metamorphosis to Animal Form in Modern Latin American Narrative
(Columbia: University of Missouri Press, 1988); Forbes Irving, P.M.C., Metamorphosis
in Greek Myths (Oxford: Clarendon Press, 1990); Ovid, Metamorphoses, translated and
with an introduction by Mary M. Innes (Harmondsworth, Middlesex: Penguin Books,
42
ANIMAL RESEARCH
1955); Skulsky, Harold, Metamorphosis: The Mind in Exile (Cambridge, MA: Harvard
University Press, 1981).
MARIAN SCHOLTMEIJER
ANIMAL RESEARCH. See LABORATORY ANIMAL USE.
ANIMAL RIGHTS
Two opposing philosophies have dominated contemporary discussions regarding the moral status of nonhuman animals: (1) animal welfare* (welfarism) and (2) animal rights (the rights view). Animal welfare holds that
humans do nothing wrong when they use nonhuman animals in research,
raise them to be sold as food, and hunt* or trap* them for sport or profit if
the overall benefits of engaging in these activities outweigh the harms these
animals endure. Welfarists ask that animals not be caused any unnecessary
pain* and that they be treated humanely.
The animal rights view holds that human utilization of nonhuman animals, whether in the laboratory, on the farm, or in the wild, is wrong in
principle and should be abolished in practice. Questions about how much
pain and death are necessary miss the central point. Because nonhuman
animals should not be used in these ways in the first place, any amount of
animal pain and death is unnecessary. Moreover, unlike welfarism, the
rights view maintains that human benefits are altogether irrelevant for determining how animals should be treated. Whatever humans might gain
from such utilization (in the form of money or convenience, gustatory delights, or the advancement of knowledge, for example) are and must be ill
gotten.
While welfarism can be viewed as utilitarianism* applied to animals, the
rights view bears recognizable Kantian features. Immanuel Kant* was totally
hostile toward utilitarianism, not because of what it implies may be done to
animals, but because of its implications regarding the treatment of human
beings. To the extent that one’s utilitarianism is consistent, it must recognize
that not only animals may be harmed in the name of benefiting others; the
same is no less true of human beings.
Kant abjured this way of thinking. In its place he offered an account of
morality that places strict limits on how individuals may be treated in the
name of benefiting others. Humans, he maintained, must always be treated
as ends in themselves, never merely as means. In particular, it is always
wrong, given Kant’s position, to harm someone forcefully so that others
might reap some benefit, no matter how great the benefit might be.
The rights view takes Kant’s position a step further than Kant himself.
The rights view maintains that those animals raised to be eaten and used in
laboratories, for example, should be treated as ends in themselves, never
ANIMAL RIGHTS
43
merely as means. Indeed, like humans, these animals have a basic moral right
to be treated with respect, something we fail to do whenever we use our
superior physical strength and general know-how to inflict harms on them
in pursuit of benefits for humans.
Among the recurring challenges raised against the rights view, perhaps the
two most common involve (1) questions about line drawing and (2) the absence of reciprocity. Concerning the latter first, critics ask how it is possible
for humans to have the duty to respect the rights of animals when animals
do not have a duty to respect our rights. Supporters of the rights view respond by noting that a lack of such reciprocity is hardly unique to the present
case; few will deny that we have a duty to respect the rights of young children, for example, even while recognizing that it is absurd to require that
they reciprocate by respecting our rights (see MORAL AGENCY AND ANIMALS).
Concerning line-drawing issues, the rights view maintains that basic rights
are possessed by those animals who bring a unified psychological presence
to the world—those animals, in other words, who share with humans a family of cognitive, attitudinal, sensory, and volitional capacities (see ANIMAL
COGNITION). These animals not only see and hear, not only feel pain
and pleasure, they are also able to remember the past, anticipate the future,
and act intentionally in order to secure what they want in the present. They
have a biography, not merely a biology.
Where one draws the line that separates biographical animals from other
animals is bound to be controversial. Few will deny that mammals and birds
qualify, since both common sense and our best science speak with one voice
on this matter. The rights view can rationally defend the sweeping social
changes that recognition of the rights of animals involves—the end of animal
model* research and the dissolution of commercial animal agriculture (see
FACTORY FARMING), to cite just two examples.
Selected Bibliography. Midgley, Mary, Animals and Why They Matter (Athens:
University of Georgia Press, 1983); Pluhar, Evelyn, Beyond Prejudice: The Moral Significance of Human and Nonhuman Animals (Durham, NC: Duke University Press,
1995); Regan, Tom, The Case for Animal Rights (Berkeley: University of California
Press, 1983); Rollin, Bernard, Animal Rights and Human Morality, rev. ed. (Buffalo,
NY: Prometheus Books, 1992); Singer, Peter, Animal Liberation (New York: New
York Review of Books, 1990).
TOM REGAN
Distinguishing Animal Rights from Animal Welfare
The notion of ‘‘animal welfare’’ dates back far before ‘‘animal rights.’’ In
fact, ‘‘rights’’ in their modern sense did not enter common usage until the
1700s. It was most notably through the publication of Animal Liberation by
Australian philosopher Peter Singer in 1975 that the animal liberation move-
44
ANIMAL RIGHTS
ment as we know it coalesced. There were several reasons for the new radical
view, all of which directly influenced the content of Singer’s important book:
(1) using the liberation movements on behalf of blacks and women as models,
the animal liberation movement rejected ‘‘speciesism’’* (arbitrary discrimination on the basis of species membership) as well as racism, sexism, homophobia, and ableism; (2) advances in evolutionary biology blurred species
boundaries between humans and other animals; (3) rebellions occurred
within human organizations (e.g., the Royal Society for the Prevention of
Cruelty to Animals’* support of hunting*—many of its wealthy patrons were
fox hunters—led to the formation of the Hunt Saboteurs Association in
1963); and (4) modern animal cruelties were documented in Ruth Harrison’s
1964 book Animal Machines, which exposed factory farming,* and in Richard
Ryder’s 1975 Victims of Science, which revealed horrors in the laboratory.
Technically, ‘‘animal rights’’ can refer to any list of rights for animals,
although currently, the term is widely understood to refer to the idea of
abolishing all use or exploitation of animals, a view reflected in Tom Regan’s
The Case for Animal Rights. ‘‘Animal welfare’’ is generally understood as advocating ‘‘humane use’’ of animals, at minimum upholding animal well-being
by prohibiting ‘‘unnecessary cruelty’’ (a common legal phrase). In spite of
this general meaning, there remains a whole spectrum of alternative views
as to what ‘‘animal welfare’’ is: (1) animal exploiters’ ‘‘animal welfare,’’ which
amounts to the reassurance by those who use animals as commercial or recreational resources that they care for animals well; (2) commonsense animal
welfare, which is the average person’s vague concern to avoid cruelty and
perhaps to be kind to animals; (3) humane animal welfare, which is more
principled, deep, and disciplined than commonsense animal welfare in opposing cruelty to animals, but does not reject most animal-exploitive industries and practices (fur and hunting are occasional exceptions, along with the
worst farming or laboratory abuses); (4) animal liberationist animal welfare,
championed by Peter Singer, which would minimize suffering while accepting, for example, some types of vivisection; (5) new welfarism (see ANIMAL
RIGHTS, Animal Rights and New Welfarism); and (6) animal welfare/animal
rights views, which do not clearly distinguish the two. Richard Ryder subscribes to both ideas, although he is a complete abolitionist regarding animal
use. Both animal welfare and animal rights, he says, ‘‘denote a concern for
the suffering of others,’’ and he evidently does not see the value of using
the term to distinguish abolitionists from nonabolitionists who are still humanitarians.
Selected Bibliography. Carson, Gerald, Men, Beasts, and Gods: A History of Cruelty
and Kindness to Animals (New York: Charles Scribner’s Sons, 1972); Finsen,
Lawrence, and Susan Finsen, The Animal Rights Movement in America: From Compassion to Respect (New York: Twayne, 1994); Jasper, James M., and Dorothy Nelkin,
The Animal Rights Crusade: The Growth of a Moral Protest (New York: Free Press,
ANIMAL RIGHTS
45
1992); Ryder, Richard D., Animal Revolution: Changing Attitudes towards Speciesism
(Oxford: Basil Blackwell, 1989).
DAVID SZTYBEL
Animal Rights and New Welfarism
Although the theory of animal rights is basically different from that of
animal welfare,* there is a significant chasm between the theory of animal
rights and the social phenomenon that we call the ‘‘animal rights movement.’’ Despite its apparent acceptance of the rights position, the modern
animal-protection movement has failed to translate the theory of animal
rights into a practical and theoretically consistent strategy for social change.
The language of rights is, for the most part, used to describe virtually any
measure that is thought to lessen animal suffering. So, for example, a proposal to provide a bit more cage space to animals used in experiments is
regarded as promoting animal rights even though such a measure represents
a classic example of welfarist reform.
It would be simplistic, however, to say that the modern animal rights
movement* is no different from its classical welfarist predecessor. The modern animal ‘‘rights’’ movement has clearly rejected the philosophical doctrine
of animal rights in favor of a version of animal welfare that accepts animal
rights as an ideal state of affairs that can be achieved only through continued
adherence to animal welfare measures. This hybrid position—that the longterm goal is animal rights but the short-term goal is animal welfare—is called
the ‘‘new welfarism’’ and its advocates the ‘‘new welfarists.’’ The new welfarists believe, for example, that there is some causal connection between
cleaner cages today and empty cages tomorrow. As a result, the animal
‘‘rights’’ movement, despite its use of rights language and its long-term goal
of abolishing institutionalized animal exploitation, continues to pursue an
ideological and practical agenda that cannot be distinguished from measures
endorsed by those who accept at least some forms of animal exploitation.
Selected Bibliography. Francione, Gary L., Animal Rights and Animal Welfare,
Rutgers Law Review 48 (1996): 397–469; Francione, Gary L., Animals, Property, and
the Law (Philadelphia: Temple University Press, 1995); Francione, Gary L., Rain
without Thunder: The Ideology of the Animal Rights Movement (Philadelphia: Temple
University Press, 1996); Pluhar, Evelyn, Beyond Prejudice: The Moral Significance of
Nonhuman Animals (Durham, NC: Duke University Press, 1995); Regan, T., The
Case for Animal Rights (Berkeley: University of California Press, 1983); Rollin, Bernard, The Legal and Moral Bases of Animal Rights, in Harlan B. Miller and William
H. Williams (Eds.), Ethics and Animals (Clifton, NJ: Humana Press, 1983); Singer,
Peter, Animal Liberation (New York: New York Review of Books, 1990).
GARY L. FRANCIONE
46
ANIMAL RIGHTS
Biological Perspectives
Some philosophers, theologians, anthropologists, and authorities in other
fields have suggested that various characteristics make the human animal a
unique species. Because of our uniqueness, they argue, we are justified in
‘‘exploiting’’ other animals, which do not possess these capacities, for our
own purposes. Other philosophers have argued that the human animal is
really not unique, and that differences between humans and other animals
are quantitative rather than qualitative. According to this argument, the human animal cannot claim uniqueness as the basis for justifying the ‘‘exploitation’’ of other species. From the biological perspective, however, these
arguments about human superiority or lack thereof are largely irrelevant.
The human animal is obliged to do what other animals must do to ensure
their survival as individuals and as a species: They must struggle to survive
against the forces of natural selection that operate relentlessly to drive all
species into extinction. These forces are very effective: Well over 99.9% of
all the plant and animal species that have ever existed on this planet have
become extinct. Extinction is the rule of life, not the exception.
All species are distinguished by certain features that give them an adaptive
advantage in the struggle for survival. For humans, our main adaptive advantage is our big brain, with its inherent intellectual capacities. An important, and possibly unique, feature of our intellect is our insatiable curiosity.
We are driven by a need to learn all that we can about the universe around
us—both the living and the nonliving. This need is the reason that we study
animals and plants, bacteria and fungi, and parasites and viruses, as well as
rocks, the weather, the atom, the solar system, and beyond. The knowledge
that we gain from such studies is used to assure our survival as a species.
Four forces of natural selection threaten our existence as a species and
that of other species as well: microbes; parasites (for example, those that
cause malaria and schistosomiasis); insects (which act as vectors for diseases
and can destroy food crops); and natural calamities (for example, the asteroid
strike that is thought to have caused the extinction of the dinosaurs). It has
been suggested that we ourselves now pose a new threat to our own existence
because of our development of thermonuclear weapons, overpopulation, and
pollution, with consequent environmental destruction. The only way that we
can ensure our survival in the face of these threats is to constantly acquire
new knowledge about the ever-changing nature of these threats. The new
knowledge can then be used to protect us from new (and old) dangers. Using
other species for study is one way to acquire this new knowledge.
Another argument used by advocates for animal equality holds that there
are no morally ‘‘relevant’’ differences between human and nonhuman animals. Holding nonhuman animals in lesser regard than humans therefore
constitutes an unjustifiable form of discrimination called speciesism.* To
bolster this argument, speciesism is analogized with racism and sexism.
ANIMAL RIGHTS
47
Counterarguments from a biological perspective can be made. One can question whether or not discrimination on the basis of species is immoral by
observing the behavior of other species. Virtually all animal species studied
by humans show preference to their own kind in various ways. They prefer
to associate with and to mate with their own kind, and predatory species
(including plants) rarely prey upon their conspecifics (members of their own
species) (see PREDATION).
Equating discrimination on the basis of species membership with sexism
or racism can be questioned. It is argued that preferential treatment of other
humans on the basis of gender, race, or ethnicity is morally unjustifiable
because the people who are being discriminated against are of the same
species with the same capacities as those who are doing the discriminating.
Furthermore, arguments are made that only humans can know that they are
suffering from unjust discrimination or are being subjected to prejudicial
treatment, and that to treat fellow human beings as subhuman is a crime
against humanity. To treat nonhuman animals as nonhuman animals may
be considered a logical consequence of our biology.
Selected Bibliography. Nicoll, C. S., and S. M. Russell, Animal Rights, Animal
Research, and Human Obligations, Molecular and Cellular Neurosciences 3 (1992): 271–
277; Nicoll, C. S., and S. M. Russell, Editorial: Analysis of Animal Rights Literature
Reveals the Underlying Motives of the Movement: Ammunition for a Counter Offensive by Scientists, Endocrinology 127 (1990): 985–989; Nicoll, C. S., and S. M. Russell, Mozart, Alexander the Great, and the Animal Rights/Animal Liberation
Philosophy, Federation of American Societies for Experimental Biology Journal 5) (1991):
2888–2892; Nicoll, C. S., and S. M. Russell, The Unnatural Nature of the Animal
Rights/Liberation Philosophy, Proceedings of the Society for Experimental Biology and
Medicine 205 (1994): 269–273; Russell, S. M., and C. S. Nicoll, A Dissection of the
Chapter ‘‘Tools for Research’’ in Peter Singer’s Animal Liberation, Proceedings of the
Society for Experimental Biology and Medicine 211 (1996): 109–138.
CHARLES S. NICOLL AND SHARON M. RUSSELL
Profiles of Animal Rights Advocates
Studies have shown that regardless of gender, those who adopt the traditional feminine sex role (more caring and sensitive to the concerns of others, in contrast to the more masculine domination and nondifferentiation as
defined by the Bem Sex Role Inventory) are most likely to support animal
rights ideals. Not surprisingly, animal rights advocates are often vegetarians
(see VEGETARIANISM). They are often concerned about domination by
one individual or group over others. Generally liberal, both religiously and
politically, supporters of the animal rights movement* are more likely to be
ecologically concerned and to have a more negative view of the military than
those who oppose this movement. As a group, animal rights advocates tend
to be more empathic and are likely to rely more on their feelings and intuitions (to be classified as feeling and intuitive types on the Myers-Briggs
48
ANIMAL RIGHTS
Type Inventory and as sensitive and imaginative on the 16 Personality Factor
Inventory, psychological tests for assessing personality type) than those who
support other positions in this debate.
Animal rights advocates are more likely than those who support the animal
welfare* position to be more rigid in their thinking, very idealistic, and less
likely to explore multiple sides of issues. However, those who support animal
rights also tend to be more skeptical in their evaluations of science and the
scientific method. More focused on how research applies to the real world
than on reliability and consistency, animal rights advocates tend to adopt a
more global perspective than their opponents.
Selected Bibliography. Adams, C. J., The Sexual Politics of Meat: A FeministVegetarian Critical Theory (New York: Continuum Press, 1990); Broida J., L. Tingley,
R. Kimball, and J. Miele, Personality Differences between Pro and Anti Vivisectionists, Society and Animals 1 (1993): 129–144; Collard, A., and J. Contrucci, Rape of the
Wild (Bloomington: Indiana University Press, 1988); Galvin, S. L., and H. A. Herzog,
Jr., Ethical Ideology, Animal Rights Activism, and Attitudes toward the Treatment
of Animals, Ethics and Behavior 2 (1992): 141–149; Galvin, S. L., and H. A. Herzog,
Jr., The Ethical Judgment of Animal Research, Ethics and Behavior 2 (1992): 263–
286.
JOHN P. BROIDA
Ecofeminists’ Perspectives
Ecofeminism, or ecological feminism, represents the position that there
are important connections between the oppression of women and the domination of nature. Within the ecofeminist literature, these connections are
described as being historical (causal), experiential (empirical), symbolic (literary and religious), theoretical (conceptual, epistemological, and ethical),
political, and/or practical. While not all ecofeminists agree about the kinds
of connections that can be drawn between the oppression of women and the
domination of nature, all agree that any feminist theory or environmental
ethic that fails to recognize some connection is incomplete or inadequate.
Some feminist theorists object to the connection ecofeminists make between the domination of women and the domination of nature because it
appears to move women closer to nature and animals. This, critics say, is
wrong because to be ‘‘animal-like’’ is to make a negative statement in Western culture, and because closeness to nature implies distance from culture.
Yet being conceptually ‘‘close to animals’’ is a problem only if animals are
seen as less than human.
A specific concern in ecofeminism about nonhuman animals has developed
only recently as ecofeminists work to include animals in wider environmental
discussions. Many of these women have begun to develop theories and practices that link ecofeminism to animal defense. Part of this work involves
highlighting parallels between the specific ways that women and animals are
ANIMAL RIGHTS
49
oppressed. For example, the practice of killing furbearing animals for their
skins is justified through sexist rhetoric, while menopausal women are encouraged to use the drug Premarin, which is produced through large-scale
exploitation of pregnant horses.
An ecofeminist animal defense theory draws on traditional animal defense
theories, such as the rights (see ANIMAL RIGHTS) approach of Tom Regan
and the utilitarian (see UTILITARIANISM) approach of Peter Singer, and
emphasizes the importance of animal suffering.* However, ecofeminist
analyses go farther than these theories in that ecofeminists are concerned
about broader questions of animal oppression and the relationship between
this type of oppression and the oppression of women, people of color, and
the natural world.
Selected Bibliography. Adams, Carol J., Neither Man nor Beast: Feminism and the
Defense of Animals (New York: Continuum, 1994); Adams, Carol J., The Sexual Politics
of Meat: A Feminist-Vegetarian Critical Theory (New York: Continuum, 1990); Adams,
Carol J., and J. Donovan (Eds.), Animals and Women (Durham, NC: Duke University
Press, 1995); Birke, Lynda, Feminism, Animals, and Science: The Naming of the Shrew
(Philadelphia: Open University Press, 1994); Gaard, Greta (Ed.), Ecofeminism:
Women, Animals, Nature (Philadelphia: Temple University Press, 1993).
LORI GRUEN AND LYNDA BIRKE
Moderation
The idea of moderation suggests a middle ground between extreme positions. If we are going to consider what moderation with regard to human
treatment of animals means, we need first to define the extremes. Those who
argue the extreme position for animal rights claim that animals’ lives are to
be valued equally with human lives, and thus all forms of animal use should
be ended. This would mean an end to the eating of animal flesh; the use of
animals for research, entertainment, or their skins or fur; and the commercial
sale of animals as pets (see COMPANION ANIMALS AND PETS). Those
who argue the extreme position against animal rights claim that animal lives
have no value independent of their usefulness to humans, and therefore any
forms of animal use that are beneficial to humans are acceptable, and that
humans have no obligations whatsoever to animals. When it comes to animal
rights, most people reject the extremes and argue for a position of moderation, suggesting that animals do have moral status (see MORAL STANDING OF ANIMALS) and that we do have some obligations to them, but
that our obligations to animals are fewer and less strong than our obligations
to human beings. What exactly these obligations are is answered in many
different ways, and thus there is a range of moderate positions, rather than
a single view that can be called ‘‘moderate.’’
One of the advantages of moderation with regard to animal rights is that
its goals appear to be more achievable than those of more extreme positions.
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ANIMAL RIGHTS ADVOCATES
Abolishing all uses of animals in research or ending the eating and hunting*
of animals would involve dismantling powerful industries and changing the
everyday habits of billions of people in fundamental ways. Regulating the
uses of animals in such industries, on the other hand, seems a more achievable goal. Clearly, moderation is closely associated with the animal welfare*
movement and with the idea of humane treatment and avoidance of cruelty.
Regulation of the use of animals generally involves the Three Rs of reduction, refinement, and replacement (see ALTERNATIVES TO ANIMAL
EXPERIMENTS). Some who advocate taking a moderate approach see this
as a means of achieving the goals of animal rights in a gradual, step-by-step
manner. But some philosophers, such as Gary Francione and Tom Regan,
argue that such a moderate approach is hopeless as a means of achieving the
ends of animal rights, since welfare approaches do nothing to dismantle the
system that treats animals as the property of humans.
In spite of the difficulties in finding a moderate position, scientists and
philosophers continue to grapple with the complexities of the ethical use of
animals. Biologists and ethologists provide information about the nature of
animals that is crucial in the ongoing ethical discussions. How intrusive
should they be? Should ethologists studying carnivores, for example, create
or interfere with predatory situations (see PREDATION)? Should wild animals be brought into captivity? What, if anything, counts as respectful and
ethical use of animals? These are the sorts of complex and difficult questions
that those taking the moderate position must attempt to answer.
Selected Bibliography. Daniels, Thomas J., and Marc Bekoff, Domestication,
Exploitation, and Rights, in Marc Bekoff and Dale Jamieson (Eds.), Interpretation and
Explanation in the Study of Animal Behavior (Boulder, CO: Westview Press, 1990),
345–377; Dresser, R., Standards for Animal Research: Looking at the Middle, Journal
of Medicine and Philosophy 13 (1988): 123–143; Finsen, Susan, On Moderation, in
Marc Bekoff and Dale Jamieson (Eds.), Interpretation and Explanation in the Study of
Animal Behavior, vol. 2 (Boulder, CO: Westview Press, 1990), 394–419; Francione,
G., Rain without Thunder (Philadelphia: Temple University Press, 1996); Regan,
Tom, The Case for Animal Rights (Berkeley: University of California Press, 1983);
Rowan, Andrew, Of Mice, Models, and Men: A Critical Evaluation of Animal Research
(Albany: State University of New York Press, 1984).
SUSAN FINSEN
ANIMAL RIGHTS ADVOCATES. See ANIMAL RIGHTS.
ANIMAL RIGHTS MOVEMENT1
The first animal rights* movement began well over 100 years ago in England. The early movement was primarily antivivisectionist (see ANTIVIVIAdapted from Animals’ Agenda, July/August 1996.
1
ANIMAL RIGHTS MOVEMENT
51
SECTIONISM) and inspired protests, legislative reforms, antivivisectionist
hospitals, and a broad base of support. Earlier humane leaders and antivivisectionists worked together, but by 1910 humane leaders withdrew from
criticizing institutional cruelties such as vivisection. Although humane societies and some antivivisection societies from the early era survive to this day,
it was not until the 1960s that the modern animal rights movement reemerged.
The first organization to speak for animal rights in the modern sense was
the British Hunt Saboteurs Association, formed in 1963. In philosophy and
tactics, this organization represented a radical shift from the welfarism of
the humane organizations. The Hunt Sabs used confrontational tactics, disrupting hunts and confronting hunters. At around that time a number of
environmental organizations (e.g., Greenpeace) emerged, and Cleveland
Amory founded the Fund for Animals and launched campaigns against hunting* and trapping.*
In 1970 Richard Ryder coined the term ‘‘speciesism,’’* and by 1972 the
Animal Liberation Front was operating in Britain. By the end of the Vietnam
War the animal rights movement began to take hold in the United States.
Those questioning the war and the justice of a system oppressive to women
and minorities were intellectually disposed to extend their challenge of the
status quo, and it only required that someone should point out the connections as they revealed the severe exploitation of animals hidden in factory
farms and laboratories. In the 1970s, two philosophers, Peter Singer and
Tom Regan, provided foundations for this challenge. Singer’s book Animal
Liberation and Regan’s articles propelled animal issues into serious discussion
within academic circles, and many in the movement date their awakening to
reading these philosophers.
Early campaigns focused upon experimentation, targeting welldocumented cases of laboratory animal suffering with protest and legislation.
In 1975 Henry Spira and United Action for Animals investigated Museum
of Natural History–sponsored research involving blinding, deafening, and
mutilating the sex organs of cats.* Demonstrations highlighting the research’s apparent futility and high cost and the animals’ suffering* eventually
convinced Mayor Ed Koch and 120 members of Congress to question it,
and the National Institutes of Health halted its funding.
In the first few years of the 1980s important national organizations originated, including People for the Ethical Treatment of Animals (PETA),
Transpecies Unlimited, Farm Animal Reform Movement (FARM), Feminists for Animal Rights, Mobilization for Animals, and In Defense of Animals. Vegetarian leaders, such as Alex Hershaft, joined the movement, and
farm-animal suffering and vegetarianism* joined experimentation as central
issues. Meanwhile, the Animal Liberation Front (ALF) first appeared in the
United States with a 1977 raid releasing two dolphins from a Hawaii research
lab.
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ANIMAL RIGHTS MOVEMENT
The 1980s was a decade of protests and high media visibility. The public
learned about animal research through investigative work by PETA, which
succeeded in gaining the first conviction of a researcher for cruelty in U.S.
history (see SILVER SPRING MONKEYS). This and other cases (such as
the University of Pennsylvania Head Injury Lab) helped mobilize a national
movement. Massive annual protests on World Day for Laboratory Animals
drew thousands to targeted laboratories. Protests, civil disobedience, and
ALF raids brought the movement into mainstream awareness. Animal rights
became a familiar mass-media topic. The movement drew in diverse groups,
including feminists, gays, environmentalists, Buddhists, celebrities, and artists. Organizations—some multi-issue (e.g., PETA and Fund for Animals),
others more specialized (e.g., FARM and Last Chance for Animals)—sprang
up across the country.
In addition to taking the message to the streets, organizations such as the
Culture and Animals Foundation, the Ark Trust, the Rutgers Animal Rights
Law Center, and the Animal Legal Defense Fund successfully brought animal rights into movie houses, museums, courts, and classrooms. Although
not drawing the media coverage of protests and civil disobedience, this activity produced lasting accomplishments as well as mechanisms for continued
progress in bringing an end to animal exploitation.
The 1990s began with as many as 75,000 turning out at a March for the
Animals in Washington, D.C. The animal rights movement was becoming
a social force to be reckoned with. More than the march, other movement
accomplishments attest to its endurance and promise. Cruelty-free cosmetics
are now readily available, and many large companies have given up animal
testing. Fur sales have dropped drastically. Vegetarianism and veganism are
on the increase, and the meat and dairy industry’s Basic Food Groups propaganda has been replaced with the ‘‘New Four Food Groups for Optimal
Nutrition’’ promoted by Physicians’ Committee for Responsible Medicine,
emphasizing grains, vegetables, fruits, and legumes as healthiest. Animal
rights has become a focus of academic discussion, with much scholarship
devoted to the topic.
The decade of the 1990s has seen a shift within the movement and a
change in political climate. The media coverage of the 1980s has dwindled,
as have numbers gathered each year for events such as World Day for Laboratory Animals. Demonstrations do not earn the press they garnered in the
1980s. The ALF is rarely found in the headlines with sensational raids. The
movement is changing as it matures. Organizations such as Earthsave and
Farm Sanctuary take a different approach, using the media to expose animal
abuse but supplanting protest with education, while other organizations take
yet different approaches. Many activists now look for new avenues to welcome adherents, such as sanctuaries and informational fairs.
As the movement matures, both its tactics and the details of its message
have changed somewhat, though the core idea of liberating animals from
ANIMAL RIGHTS MOVEMENT
53
human oppression remains unchanged. A greater emphasis on the interconnectedness of different forms of exploitation is increasingly found in the
movement’s message. Proponents of animal rights have always maintained
that speciesism is analogous to racism and sexism. Some urge that a linkage
stronger than mere analogy is crucial to the future success of the movement.
Selected Bibliography. Carson, Gerald, Men, Beasts, and Gods: A History of Cruelty
and Kindness to Animals (New York: Scribner’s, 1972); Finsen, Lawrence, and Susan
Finsen, The Animal Rights Movement in America: From Compassion to Respect (New
York: Twayne, 1994); Lansbury, Coral, The Old Brown Dog: Women, Workers, and
Vivisection in Edwardian England (Madison: University of Wisconsin Press, 1985);
Ryder, Richard, Animal Revolution: Changing Attitudes towards Speciesism (Oxford: Basil
Blackwell, 1989); Turner, James, Reckoning with the Beast: Animals, Pain, and Humanity in the Victorian Mind (Baltimore: Johns Hopkins University Press, 1980).
SUSAN FINSEN AND LAWRENCE FINSEN
Sociology of the Animal Rights Movement
Behavioral scientists have used several approaches to understanding the
sociology and psychology of those who oppose the use of animals. Some
researchers have distributed surveys; other investigators have collected data
based on extended interviews with animal activists. All of these studies show
that animal activists are a diverse group with varying philosophies and approaches toward the treatment of animals but often share some common
characteristics.
Virtually all recent research indicates more involvement by females than
by males. (This was also true of the Victorian antivivisection [see ANTIVIVISECTIONISM] movement.) The reasons for the predominance of
women among rank-and-file activists are unclear. Animal activists are also
much more likely than the average American to be Caucasian; 95% of Animals’ Agenda readers were reported to be white, as were 93% of attendees
of the 1990 March for the Animals.
The majority of activists have middle- and upper-socioeconomic-class
backgrounds. As a group, they come from households with higher-thanaverage median incomes. The survey of Animals’ Agenda readers revealed
that almost 40% lived in households with an income of over $50,000, as
compared with 5% of the general public. They are generally better educated
than the average American. Over 80% of activists have attended college, and
about a fourth have graduate degrees. Many activists hold professional positions. Relatively few activists live in rural areas or towns with a population
of less than 10,000. The overwhelming majority share their homes with
companion animals.*
Data from several studies of activists attending the 1990 March for the
Animals indicate that more often than not, activists identify with the moderate to left side of the political spectrum. A majority of activists indicate
54
ANIMAL SACRIFICE
that they also support the goals of some other social movements. Among
these are the environmental, women’s, and gay rights movements. The majority of animal activists do not appear to support the antiabortion movement. Most animal activists are not religious in a conventional sense; several
studies have reported that the majority of activists are not affiliated with
mainstream organized religions, and a substantial proportion report being
atheists or agnostics.
Public attitudes toward the animal rights movement are mixed. Several
surveys have reported that a majority of Americans have generally positive
attitudes toward the animal rights movement. For example, a 1994 public
opinion poll reported that most respondents had either a very favorable
(23%) or a mostly favorable (42%) view of the animal rights movement. On
the other hand, only 7% of a 1990 survey said that they agreed with both
the agenda of the animal rights movement and its strategies. Eighty-nine
percent of the respondents felt that activists were well meaning, but either
disagreed with the movement’s positions on issues or on strategies for accomplishing specific goals.
Selected Bibliography. Herzog, H. A., Jr., ‘‘The Movement Is My Life’’: The
Psychology of Animal Rights Activism, Journal of Social Issues 49 (1993): 103–119;
Jamison, W., and W. Lunch, Rights of Animals, Perceptions of Science, and Political
Activism: Profile of Animal Rights Activists, Science, Technology, and Human Values 17
(1992): 438–458; Jasper, J. M., and D. Nelkin, The Animal Rights Crusade: The Growth
of a Moral Protest (New York: Free Press, 1992); Plous, S., An Attitude Survey of
Animal Rights Activists, Psychological Science 2 (1991): 194–196; Richards, R. T., and
R. S. Krannich, The Ideology of the Animal Rights Movement and Activists’ Attitudes towards Wildlife, Transactions of the North American Wildlife and Natural Resources Conference, 1991, 363–371; Sperling, S., Animal Liberators: Research and Morality
(Berkeley: University of California Press, 1988).
HAROLD A. HERZOG, JR.
ANIMAL SACRIFICE. See LABORATORY ANIMAL USE; RELIGION
AND ANIMALS.
ANIMAL SELF-AWARENESS AND SELF-RECOGNITION. See ANIMAL COGNITION.
ANIMAL SHELTERS. See SHELTERS.
ANIMAL SYMBOLISM
The use of animal symbolism is as old as human consciousness. Throughout history, the animals that people observed and interacted with have been
ANIMAL WELFARE
55
used as powerful vehicles for the expression of ideas and concepts. Although
the spread of urbanization in modern times has sharply limited the extent
of many people’s contact with and knowledge about animals, their use as a
frame of reference in thought and speech remains common. However, when
a particular animal is used symbolically, the image of the animal that is
projected may differ from its actual biological counterpart. Indeed, for a
large share of the population in the industrialized world, relationships with
animals as they are symbolically perceived have to a great extent replaced
interactions with actual animals. Common beliefs about particular species,
rather than personal experience, often determine attitudes toward animals.
The power of the symbolism assigned to animals has strong and important
implications for the welfare of animals and even for their very survival. Metaphoric interpretation of an animal’s form or behavior frequently results in
the creature being classified in human terms such as ‘‘good’’ or ‘‘evil,’’ with
associated effects upon the preservation or eventual extinction of the particular species. Symbolism attributed to a species can act to increase positive
affiliation, resulting in the animal’s survival, or it can cause alienation of that
animal from the human sphere, with consequent persecution and/or destruction. People concerned with animal welfare* and animal rights* not only try
to understand the biological characteristics of various animals, but also appreciate the key role that symbolism plays in influencing people’s views of
animals and the consequent treatment of animals in society.
Selected Bibliography. Lawrence, Elizabeth Atwood, The Sacred Bee, the Filthy
Pig, and the Bat out of Hell: Animal Symbolism as Cognitive Biophilia, in Stephen
R. Kellert and E. O. Wilson (Eds.), The Biophilia Hypothesis (Washington, DC: Island
Press, 1993); Lopez, Barry, Of Wolves and Men (New York: Scribner’s, 1978); Turner,
Victor, Dramas, Fields, and Metaphors (Ithaca, NY: Cornell University Press, 1975);
Willis, Roy, Man and Beast (New York: Basic Books, 1974); Willis, Roy (Ed.), Signifying Animals: Human Meaning in the Natural World (New York: Routledge, 1994).
ELIZABETH ATWOOD LAWRENCE
ANIMAL THEOLOGY. See RELIGION AND ANIMALS.
ANIMAL WELFARE
Dictionaries define ‘‘welfare’’ and ‘‘well-being’’ by using phrases such as
‘‘the state of being or doing well’’ and ‘‘a good or satisfactory condition of
existence’’ (see WELL-BEING OF ANIMALS). These phrases tell us that
the ‘‘welfare’’ or ‘‘well-being’’ of animals has to do with their quality of life.
To be more precise about the meaning of welfare and well-being requires
that we go beyond the issue of how the terms are used and address the value
issue of what we consider important for animals to have a good quality of
life.
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ANIMAL WELFARE
Three main approaches to this question have emerged. Some people emphasize how animals feel (see FEELINGS OF ANIMALS). According to this
view, the affective states of animals (‘‘feelings’’ or ‘‘emotions’’) are the key
elements in quality of life. Thus a high level of welfare requires that animals
experience comfort, contentment, and the normal pleasures of life, as well
as being reasonably free from prolonged or intense pain,* fear,* hunger, and
other unpleasant states. A second approach emphasizes the biological functioning of the animal. According to this view, animals should be thriving,
capable of normal growth and reproduction, and reasonably free from disease, injury, malnutrition, and abnormalities of behavior and physiology. A
third approach emphasizes natural living and considers that animals should
be kept in reasonably natural environments and be allowed to develop and
use their natural adaptations and capabilities.
These three approaches, although formulating the issue in different ways,
often agree in practice. However, there are some real differences between
the three views of welfare. For example, a pig farmer using criteria based on
biological functioning might conclude that the welfare of a group of confined
sows is high because the animals are well fed, reproducing efficiently, and
free from disease and injury. Critics using other criteria might conclude that
the welfare of the same animals is at risk because they are unable to lead
natural lives, or because they show signs of frustration and discomfort (see
PIGS).
Scientific knowledge about animals can often help in assessments of animal
welfare. However, knowledge alone cannot turn judgments about the quality
of life into purely factual matters. Science cannot, for instance, prove
whether freedom of movement is better or more important than freedom
from disease.
This inevitable involvement of values in the assessment of animal welfare
does not mean that we cannot do objective scientific research in assessing
the welfare of animals. For example, housing calves in individual stalls has
many effects on their degree of movement, disease transmission, levels of
‘‘stress’’* hormones, and so on, and these can be studied as objectively as
other scientific variables. But how we use the measures to draw conclusions
about the animals’ welfare, and even which ones we choose to study, involve
value judgments about what we think is important for the animals.
There are confusing semantic differences concerning the use of ‘‘welfare’’
and ‘‘well-being.’’ Scientists and others commonly write about a certain
‘‘level of’’ welfare and thus use the term as a kind of scale, running from
high to low. Thus one might speak of ‘‘poor welfare.’’ This usage will sound
strange to those who think of ‘‘welfare’’ as referring only to the good end
of the scale. However, we do not have a distinctive term for the scale, and
using ‘‘welfare’’ (or ‘‘well-being’’) in this dual sense fills the need. A comforting precedent is the word ‘‘health,’’ which means both (1) freedom from
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57
illness and injury and (2) the general condition of an organism with reference
to its degree of freedom from illness and injury.
Confusion also arises because people have tried to distinguish between
‘‘welfare’’ and ‘‘well-being’’ in various ways. One approach uses ‘‘well-being’’
for the state of the animal and ‘‘welfare’’ for the broader social and ethical
issues; thus one might say that the well-being of animals is at the heart of
animal welfare controversies. A second approach uses ‘‘welfare’’ to refer to
the long-term good of the animal and ‘‘well-being’’ for its short-term state,
especially how the animal feels; hence a painful vaccination may enhance an
animal’s welfare but reduce its feelings of well-being. A third approach, often
followed in Europe, uses ‘‘welfare’’ exclusively because it is the traditional
term in ethical and scientific writing, in most legislation, and in the names
of animal welfare organizations. A fourth approach, often followed in the
United States, uses ‘‘well-being’’ instead of ‘‘welfare’’ because welfare sounds
like a political hot potato. Finally, many people treat the two terms as synonymous, following the lead of many dictionaries. Treating ‘‘welfare’’ and
‘‘well-being’’ as synonyms is probably the simplest and conforms best to
everyday usage of the terms, but that will not stop scholars and scientists
from continuing to use more specialized meanings.
Selected Bibliography. Dawkins, M. S., Animal Suffering (London: Chapman and
Hall, 1980); Duncan, I. J. H., and M. S. Dawkins, The Problem of Assessing ‘‘WellBeing’’ and ‘‘Suffering’’ in Farm Animals, in D. Smidt (Ed.), Indicators Relevant to
Farm Animal Welfare (The Hague: Martinus Nijhoff, 1983), 13–24; Fraser, A. F., and
D. M. Broom, Farm Animal Behaviour and Welfare, 3rd ed. (London: Baillière Tindall, 1990); Fraser, D., Science, Values, and Animal Welfare: Exploring the ‘‘Inextricable Connection,’’ Animal Welfare 4 (1995): 103–117; Rollin, B. E., Farm Animal
Welfare (Ames: Iowa State University Press, 1995).
DAVID FRASER
Assessment of Animal Welfare
The role of animal welfare science is to provide information about the
biology of animals—their perceptual and mental abilities, their needs and
preferences, their responses to how they are treated—that should help people to make decisions about animal welfare issues in an informed way and
perhaps lead to a consensus of opinion. The question arises as to whether
animal welfare science can go one step further than this to provide information that shows, beyond reasonable doubt, that welfare in one situation
is better than that in another.
Animal welfare scientists measure the animal’s behavior, physiology, and
physical state in order to get an idea of how animals respond to the ways in
which they are treated. Putting all these data together to provide a single
measure of the animal’s welfare remains a technically challenging and stillunsolved task. Solutions to this problem are a major goal of animal welfare
science today.
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ANIMAL WELFARE
Similar problems exist for scientific attempts to specify absolute cutoff
points at which welfare becomes unacceptable. An additional problem here
is in identifying conditions where welfare is agreed to be good and acceptable
that can act as standards against which other conditions can be compared.
An obvious suggestion is to take the animal in its natural environment as
the baseline condition. However, for many domestic species, it is difficult to
identify what a ‘‘natural’’ environment actually is, and in most environments
that we might call ‘‘natural,’’ animal welfare is far from perfect. Animals
living in the wild are often under threat from starvation, temperature variations, injury, and predation,* and in many cases, it would seem inappropriate to use measures of their behavior or physiology in the wild as
benchmarks for defining acceptable welfare in animals under our care.
An alternative approach has been to ask the animal how it values different
features of its environment. Scientists have developed ways of measuring how
hard animals will work to get access to resources such as food, shelter, or
companions. They have shown that animals will continue to maintain access
to the same amount of certain resources even if they have to work very hard
for them. In the same way, the extent to which animals work to avoid things
can also provide valuable information about how aversive or damaging these
are. However, the problem still exists of deciding at exactly what level of
work a resource becomes important enough for it to be considered an essential feature of the animals’ captive environment.
The scientific assessment of animal welfare has much to offer in terms of
informing us about how animals perceive their environments and what they
find stressful (see STRESS). This information can be used to argue that the
welfare of animals kept in one way is better or worse than that of animals
kept in a different way. Agreement may be more easily achieved in some
situations than others.
Selected Bibliography. Broom, D. M., Animal Welfare: Concepts and Measurements, Journal of Animal Science 69 (1991): 4167–4175; Fraser, D., Science, Values,
and Animal Welfare: Exploring the ‘‘Inextricable Connection,’’ Animal Welfare 4
(1995): 103–117; Mason, G., and M. Mendl, Why Is There No Simple Way of
Measuring Animal Welfare? Animal Welfare 2 (1993): 301–319; Mendl, M., Some
Problems with the Concept of a Cut-off Point for Determining When an Animal’s
Welfare Is at Risk, Applied Animal Behaviour Science 31 (1991): 139–146; Rushen, J.,
and A. M. B. de Pasillé, The Scientific Assessment of the Impact of Housing on
Animal Welfare, Canadian Journal of Animal Science 72 (1992): 721–743.
MICHAEL MENDL
Coping
To cope is to have control of mental and bodily stability. This means that
all of the various control systems are functioning effectively. The term ‘‘coping’’ refers to the process of controlling the environmental effects. Some-
ANIMAL WELFARE
59
times this is achieved very easily because the environmental impact is slight
in relation to the adaptive ability of the individual. In such cases there is
only a minor effect on the welfare of the animal. If, on the other hand,
coping is very difficult, then the welfare is considerably poorer. In some
circumstances the environmental effects on the individual may be such that
there is only a brief period when coping is not possible, but prolonged failure
to be in control of mental and bodily stability leads to reduced life span and
reproduction. The individual is then said to be stressed (see STRESS), and
this is a further situation where welfare is poor.
Every individual human or other animal is exposed to impacts of the environment that require action. Some of these environmental effects are physical, such as changes in temperature or painful blows, while others are
mental, like frightening threats or the loss of a social companion. For most
effects, the animal has a system that, when activated, tends to reduce any
damage that might result from the environmental impact.
The scientific use of the word ‘‘coping’’ that is described here reflects the
popular use of the word but is more precise and refers to the full range of
environmental impacts on the individual. It is often combinations of difficulties that make coping difficult. This is true for all species of animals. The
methods of coping that are used may help with several problems at once.
For example, many emergency responses require more energy than normal
to allow the animal to utilize skeletal muscle more efficiently, make the heart
pump faster, and reduce response time. Such general physiological methods
of trying to cope are usually combined with one or more of a variety of
physiological responses that are specific to the effect that the environment
is having upon the animal. Hence if it is too cold, the animal may raise its
hair, shiver, and reduce blood supply to peripheral parts of the body, but in
extreme circumstances, adrenal responses are involved as well.
Coping methods may be behavioral and mental as well as physiological.
If normal responses are not effective, other changes may be brought about
that affect the mental state of the individual. For example, a pig subjected
to repeated unavoidable contact with a frightening conspecific or human may
show a severely reduced range of behavior and abnormal lack of responsiveness. Close confinement of pigs,* with consequent reduction in ability to
show various regulatory responses, often results in the animals showing high
levels of stereotypies* such as bar biting or sham chewing. Such abnormal
behavior is likely to be an attempt at coping but may continue, despite being
ineffectual, as a behavior pathology.
Some behavioral coping methods may be closely associated with physiological changes and biochemical actions in the brain such as those of the
naturally occurring opioids β-endorphin and the enkephalins. Another important coping system that has links with other systems is the immune system, since T-lymphocyte activity is modified by both adrenal hormones and
opioids. Hence the efficiency of the body’s fight against disease may be
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ANIMAL WELFARE
changed by environmental effects on the individual that are quite unconnected with the pathogens involved.
Failure to cope ultimately results in death, but many changes occur before
this extreme is reached, and some of these are detectable. Injury and disease
can be recognized, as can extreme modifications of behavior. However, it
may be difficult to recognize depression in some individuals who are not
coping with their environment. Responses to problems involving reduced
activity and failure to act appropriately will eventually be reflected in obvious
signs but are less conspicuous to an observer than active responses. We now
know that both active and passive coping responses may be used in a given
situation. Some individuals tend to use mainly active or mainly passive responses, but others use both at different times.
Selected Bibliography. Broom, D. M., and K. G. Johnson, Stress and Animal Welfare (London: Chapman and Hall, 1993); Fraser, A. F., and D. M. Broom, Farm
Animal Behaviour and Welfare, 3rd ed. (London: Baillière Tindall; New York: Saunders, 1990); Lazarus, R. S., and S. Folkman, Stress, Appraisal, and Coping (New York:
Springer, 1984); Monat, A., and R. S. Lazarus (Eds.), Stress and Coping, 3rd ed. (New
York: Columbia University Press, 1991).
DONALD M. BROOM
Freedom
Freedom means the possibility to determine actions and to make responses. An animal’s welfare is affected by the extent to which the individual
has freedom. Those freedoms that are given to an individual by others, for
example, those given to a farm animal by its human keepers, tend to result
in better welfare. The idea of providing animals with freedom carries with
it a suggestion of moral obligation toward the animals. It assumes that the
provider ought to give the animals certain opportunities and resources.
The idea of specifying the freedoms that should be given to animals was
put forward in the Brambell Committee Report that was presented to the
Government of the United Kingdom in 1965. These freedoms have been
incorporated into the United Kingdom Ministry of Agriculture, Fisheries,
and Food Welfare Codes supplied to farmers and others for many years.
The version of these detailed by the Farm Animal Welfare Council in 1992
is listed here:
1. Freedom from hunger and thirst by ready access to fresh water and a diet to
maintain full health and vigor
2. Freedom from discomfort by providing an appropriate environment including
shelter and a comfortable resting area
3. Freedom from pain, injury, or disease by prevention or rapid diagnosis and treatment
ANIMAL WELFARE INFORMATION CENTER (AWIC)
61
4. Freedom to express normal behavior by providing sufficient space, proper facilities, and company of the animal’s own kind
5. Freedom from fear and distress by ensuring conditions and treatment that avoid
mental suffering
These freedoms are described as being ideals that anyone with responsibility
for animals should aim to provide, and it is further explained that animal
welfare will be better if those who have care of livestock practice the following:
1. Caring and responsible planning and management
2. Skilled, knowledgeable, and conscientious stockmanship
3. Appropriate environmental design
4. Considerate handling and transportation
5. Humane slaughter (see TRANSPORTATION AND SLAUGHTER)
These lists identify the principal requirements of animals in relation to significant environmental factors to which they have to adapt, and the obligations of people toward the animals.
Selected Bibliography. Broom, D. M., Needs, Freedoms, and the Assessment of
Welfare, Applied Animal Behaviour Science 19 (1988): 384–386; Fraser, A. F., and
D. M. Broom, Farm Animal Behaviour and Welfare, 3rd ed. (London: Baillière Tindall; New York: Saunders, 1990); Webster, J., Animal Welfare: A Cool Eye towards
Eden (Oxford: Blackwell, 1995).
DONALD M. BROOM
ANIMAL WELFARE ACT. See LABORATORY ANIMAL WELFARE
ACT.
ANIMAL WELFARE INFORMATION CENTER (AWIC)
In 1985, an amendment to the Laboratory Animal Welfare Act* was included in the Farm Bill and signed into law. This amendment, the Improved
Standards for Laboratory Animals Act (Public Law 99–189), asks researchers
who do biomedical research using animals to try to reduce pain* and distress*
that animals experience in the laboratory (see LABORATORY ANIMAL
USE). To help researchers determine if alternative methods are available,
the amendment established the Animal Welfare Information Center (AWIC)
in 1986. The U.S. Congress wrote into the law that AWIC’s main missions
are to provide information that can be used for (1) training researchers who
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ANIMAL WELFARE INFORMATION CENTER (AWIC)
use animals about more humane animal care and use and (2) improving
methods of animal experimentation that can reduce or replace animal use or
minimize pain or distress to the animals.
As part of the National Agricultural Library, AWIC has a third mission.
It provides information about animals to anyone who requests it. Information requests cover a wide range of topics, including care, use, and natural
history; animal transportation*; legislation; and animal-protection philosophy.
AWIC produces many publications such as lists of books, articles, reports,
and videotapes; information resource guides; fact sheets; and a quarterly
newsletter. The bibliographies contain literature citations on topics ranging
from housing, husbandry, and welfare of particular animals to ethical and
moral issues concerning animal use in research, teaching (see EDUCATION
AND THE USE OF ANIMALS), and product testing. The information
resource guides contain lists of organizations, product suppliers, and
publications. The Animal Welfare Information Center Newsletter is published
quarterly with articles about animal care and use, legislation, and funding
for research.
Not only does AWIC perform literature searches for researchers, but it
also teaches researchers, institution administrators, veterinarians, and librarians how to perform them at their own facilities. AWIC also offers a workshop, ‘‘Meeting the Information Requirements of the Animal Welfare Act.’’
The workshop is designed to answer questions participants may have about
the Laboratory Animal Welfare Act, the information requirements, and how
to perform an alternatives literature search.
AWIC continues to exchange materials and information with organizations and government agencies within the United States and abroad. As new
technology becomes available, AWIC will improve the quality of its products
and reach more people than ever. All of AWIC’s publications (except for its
CD-ROM), workshops, consultations, and less extensive literature searches
are free of charge. The customer is always AWIC’s priority because by providing useful information to the customer, AWIC plays a role in improving
the way animals are housed, handled, and cared for by people.
Selected Bibliography. Allen, T., Meeting the Information Requirements of the
Animal Welfare Act: A Workshop, Animal Welfare Information Center Newsletter 5(3)
(1994): 6; Kreger, M., and T. Allen, Electronic Information for Animal Care and
Use, Lab Animal 22(10) (1993): 53–54; Larson, J., The Animal Welfare Information
Center of the National Agricultural Library, in B. T. Bennett, M. J. Brown, and
J. C. Schofield (Eds.), Essentials for Animal Research: A Primer for Research Personnel,
2nd ed. (Beltsville, MD: National Agricultural Library, 1994), 67–72; U.S. Code of
Federal Regulations (1995), Title 9, Part 1, Subchapter A, Animal Welfare.
MICHAEL D. KREGER
ANIMAL-ASSISTED THERAPY
63
ANIMAL-ASSISTED THERAPY
An area of human-animal interaction receiving much attention is animalassisted therapy (AAT), and there is an ever-increasing trend to permit, and
even encourage, animal contact with people in a variety of institutional settings and for those whose mobility is limited by age or disability. To date,
there are few reports of negative effects of AAT programs on animals. Good
programs provide appropriate animal selection, care protocols, and emergency handling procedures.
Historically, the first AAT programs were in hospital settings. Small companion animals* are the most common, but farm animals are also employed
in some nonurban settings. Resident animals, often employee-owned mascots, pose some of the ethical problems that face all owned animals. They
must be well maintained with appropriate food, water, shelter, social interaction, and veterinary care. Also, unlike the usual pet, institutionalized animals may be on ‘‘duty’’ much of the day, and there is the potential for
fatigue. It has been suspected that overt abuse may occur in programs in
mental hospitals and prisons, though there is little documentation as to the
extent of the problem.
Visitation programs have become more common, especially in nursinghome settings. Such programs often use animals from local humane societies,
believing that such programs provide a positive public image of their organization, which improves public support and public donations. Nevertheless,
the use of shelter* animals may be in conflict with the societies’ stated missions by occupying vehicles and personnel that would otherwise be used to
investigate cruelty toward animals* and capture loose animals. The animals
used in the visits may otherwise be adopted, and often there is little known
about the behavior or past health history of the animals used. There is now
a trend to use animals known to the handlers, such as the volunteer’s own
animals.
There is growing evidence that animals play a positive role for elderly
persons living alone, and there are programs to help aged people adopt animals from local humane societies. Unfortunately, older people often have
trouble finding housing that accepts animals and planning for animals.
Horseback-riding programs are different from other AAT programs in
that they require the client to visit the horse’s facility, not the other way
around. Consequently, most concerns address appropriate husbandry at the
stable or barn. There is also a concern for overwork, but all programs appear
sensitive to the problem, and therapeutic riding is only a small part of the
horse’s riding experience. There are established organizations for support
with therapy protocols, client safety, and insurance.
Nondomesticated animals have been used both in their captive settings
and placed with people in their own homes. Dolphin swimming programs
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receive positive media coverage, but the ethics of keeping dolphins in captivity is a concern. Dolphins do show stress in captivity and often do not
show the increase in life span seen with other captive wildlife.
Service simians (monkeys) are being used for people with special needs,
usually paraplegia. Ethical concerns include the potential of zoonotic diseases
from primates, the use of shock packs for training, and the need to remove
the canine teeth to reduce bite injuries to the human users or their visitors.
The animals appear not to remain in service for more than a few years.
The most important ethical consideration regarding the animals used in
therapy is no different from the concern we have for all animal use: are the
animals treated with the respect they deserve? It has been long documented
that stroking an animal lowers one’s blood pressure, presumably an indication of reduced stress. Dogs* and horses being petted demonstrate a similar
response, presumably for the same reason.
One of the most important humane considerations for companion animals
is that they are part of a social group. This is why one requirement of the
new Laboratory Animal Welfare Act* for research dogs is that the dogs have
access to exercise and socialization, and it appears that the animals used in
AAT receive frequent and rewarding human social contact. After a therapeutic session has ended, all involved, the recipient of the service, the therapist, and the animal must have benefited from the experience.
Selected Bibliography. Beck, A. M., The Therapeutic Use of Animals, Veterinary
Clinics of North America: Small Animal Practice 15(2) (1985): 365–375; Beck, A. M.,
and A. H. Katcher, Between Pets and People: The Importance of Animal Companionship,
rev. ed. (West Lafayette, IN: Purdue University Press, 1996); Beck, A. M., and
N. M. Meyers, Health Enhancement and Companion Animal Ownership, Annual
Review of Public Health 17 (1996): 247–257; Fredrickson, M., Handbook for Animalassisted Activities and Animal-assisted Therapy (Renton, WA: Delta Society, 1992); Iannuzzi, D., and A. N. Rowan, Ethical Issues in Animal-assisted Therapy Programs,
Anthrozoös 4(3) (1991): 154–163.
ALAN M. BECK
ANIMAL / HUMAN RECOGNITION. See ANIMAL COGNITION.
ANIMALITY
Animality as a concept is derived from the human/animal division in
Western thought. Because humankind has been interested in explaining and
reinforcing its preeminence, animality has been defined by what it lacks. The
search for the special defining trait of humanity has involved underestimating
other animals. Animality is an abstraction, or concept, loosely based upon
observations of actual animals and sometimes relevant to human beings.
Since the middle of the 19th century, when Charles Darwin* asserted the
ANIMALITY
65
idea of continuity* between humans and other animals, researchers have attempted to rebuild the idea of animality. It has been necessary to establish
that animals experience emotions beyond basic ones: love, grief, resentment,
hope, and the like. Darwin himself began this work in The Expression of the
Emotions in Man and Animals. Jeffrey Masson and Susan McCarthy have
gathered together much of the anecdotal evidence for animal emotion in
When Elephants Weep.
Evidence of consciousness (see ANIMAL COGNITION, Consciousness
and Thinking) in animals has also been debated. The idea of instinct has
been a significant obstacle to determining consciousness in animals to the
satisfaction of scientific authorities. Even when animals appear to exhibit
consciousness, the argument can still be made that they are acting on instinct. Daisie and Michael Radner cover the history of this debate in Animal
Consciousness.
As emotional complexity and consciousness in animals are becoming established, language use is taken to be the main factor separating humans
from other animals (see ANIMAL COMMUNICATION). Certain animals,
notably chimpanzees,* have been trained to respond to and employ human
language in the form of signs. Critics of these experiments say that defenders
are simply seeing the ‘‘Clever Hans phenomenon.’’ Clever Hans was a horse
who seemed to be able to count and add up numbers, signaling his answers
by stamping a hoof. Observers noted that Hans was in fact responding to
barely visible cues from his trainer instead of understanding words and responding appropriately. Even higher-order uses of language, such as appropriate manipulations of words, have been set down as accident or the Clever
Hans phenomenon.
Argument to the effect that animals do employ language has resulted in
attempts to redefine the meaning of language. Thomas Sebeok states that
‘‘animals demonstrably employ symbols,’’ citing as one example the waggle
dance of bees by means of which bees inform other members of the hive
where they might find a food source. Michael Bright concludes his 1984
survey of animal language by stating that ‘‘[w]hen an animal can make the
jump into talking about something that isn’t there we would say it has language’’ (Animal Language, 231). Arguably, some neotropical birds pass this
test by uttering alarm calls when no predator is around to distract fellow
birds from a flying insect.
Some chimpanzees pass one of the tests designed to demonstrate the existence of a self-concept. If a red dot is placed on their forehead while they
are anesthetized and then, once awake, they are stood in front of a mirror,
they touch the red dot on their own foreheads, suggesting that the image in
the mirror is an image of themselves—they appear to engage in selfrecognition (see ANIMAL COGNITION, Self-Awareness and SelfRecognition). Mimicry in animals challenges the idea that animal identity is
fixed. A healthy bird can pretend to be an injured bird to protect her young.
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ANTHROPOCENTRISM
Evidence of moral values, social structures, and even culture among animals is mounting. Konrad Lorenz (in his book On Aggression) noted certain
rituals among animals (geese in particular) that convey aggression but prevent outright injury. Frans de Waal has studied gestures and social devices
designed to forestall hostilities among primates (see Peacemaking among Primates). Jane Goodall observed tool use among chimpanzees, notably the use
of a peeled stick to draw ants out of their nests—a practice studied and
imitated by young chimpanzees. Much of this evidence is covered in the
book Chimpanzee Cultures.
The whole idea of animality is being actively debated, and it will continue
to be important to humankind to think seriously about the meaning of humanity. Available information shows that humans can no longer be quite as
bold in their claims about the nature of animals as they have been in the
past.
Selected Bibliography. Bright, Michael, Animal Language (London: British
Broadcasting Corporation, 1984); Darwin, Charles, The Expression of the Emotions in
Man and Animals (Chicago: University of Chicago Press, 1965); Griffin, Donald R.,
Animal Minds (Chicago: University of Chicago Press, 1992); Masson, Jeffrey, and
Susan McCarthy, When Elephants Weep: The Emotional Lives of Animals (New York:
Delacorte Press, 1995); Mitchell, Robert W., and Nicholas S. Thompson (Eds.),
Deception: Perspectives on Humans and Nonhuman Deceit (Albany: State University of
New York, Press, 1986); Radner, Daisie, and Michael Radner, Animal Consciousness
(Buffalo: Prometheus Books, 1989); Sebeok, Thomas A., Zoosemiotics: At the Intersection of Nature and Culture, in Thomas A. Sebeok (Ed.), The Tell-Tale Sign: A
Survey of Semiotics (Netherlands: Peter De Ridder Press, 1975); Wrangham, Richard
W., F. de Waal, and W. C. McGrew (Eds.), Chimpanzee Cultures, with a Foreword
by Jane Goodall (Cambridge, MA: Harvard University Press, 1994).
MARIAN SCHOLTMEIJER
ANTHROPOCENTRISM
The term ‘‘anthropocentrism’’ refers to the traditional orientation of
Western thought about and attitudes toward humans’ relationship to nature.
Anthropocentrism is also characterized as homocentrism, human chauvinism, speciesism,* and human-centered ethics. The underlying assumption is
that humans are at the center of things: either apart from nature as a different order of being altogether or at the top of a hypothetical species hierarchy or ladder. More specifically, anthropocentrism means in its crude
expression that human interests, needs, and desires are all that matter, and
that if any life form can be said to possess intrinsic value, only Homo sapiens
can. We may identify three general varieties of anthropocentrism.
1. Dominionism.* Rooted in the Old Testament and in ancient Greek philosophy, dominionism is the position that nature and individual things in
nature exist only in order to serve the needs and interests of humans. Dom-
ANTHROPOCENTRISM
67
inionism is also referred to in the literature as ‘‘strong anthropocentrism’’
and is commonly associated with such ideas as mastery of nature and nature’s
possessing merely instrumental (or use) value, and with the collective pride
of species self-glorification. Dominionists think of nature as a boundless
storehouse of resources. The frontier mentality and entrepreneurism are representative modes of dominionism.
2. Stewardship. A milder form of anthropocentrism may also be traced
to the Judeo-Christian (see RELIGION AND ANIMALS) tradition and is
found in others as well, for example Islam, which holds that humans are
nature’s caretakers, the vice-regents of Allah, for whose glory all acts are
performed. It is present too in the thought systems of Indigenous Peoples.
Often labeled ‘‘weak anthropocentrism’’ in the literature, the stewardship
view is manifested in such ideas as husbandry, wise management, and the
conservation and preservation of nature. Within weak anthropocentrism,
however, while the human species and individual human beings still matter
most, other species matter and possess value as well. Concern may be expressed within this framework for biodiversity and sustainable development.
3. Evolutionary Perspectivism. It is natural for each species, according to
the outlook of evolutionary perspectivism, to act as if its survival, flourishing,
and reproduction are the highest goods. Clashes are inevitable since there
could not be an ecosphere as we know it without conflict and competition.
Some infer from this that whatever humans choose to do in nature is simply
a reflection of their own species-specific behavioral repertoire, the same as
would be the case for any other animal. Others suggest that nature’s wellbeing is an important overall consideration in the scheme of things, but that
it in fact coincides with humans’ enlightened self-interest, so that there need
be no ultimate opposition between humans and nature. That is, when humans pursue their ‘‘proper end,’’ they will then act in the best interests of
nature as a whole.
Many philosophers and social critics perceive anthropocentrism as a belief
that, if it ever had a purpose, has now outlived its usefulness and become
outmoded. Others maintain that anthropocentrism is in some sense inescapable. Just as spiders, if they could evaluate the world around them conceptually and articulate the result in language, would be arachnicentric (spiders
are arachnids), so would wolves (genus Canis and species lupus) be lupucentric
and cows (bovids) bovicentric. How, then, could humans be other than homocentric? But while we may, and perhaps must, accept that human values
and experience determine the standpoint from which we project outward, it
does not necessarily follow that overcoming our anthropocentrism is impossible. The human outlook is an essential reference point, but this does
not mean that all values must be human centered. We cannot conclude that
it is impossible to empathize (see EMPATHY FOR ANIMALS) and connect
with nonhuman nature just because we happen to belong to the species
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ANTHROPOCENTRISM
Homo sapiens any more than we can conclude that it is impossible to empathize and connect with other human beings simply because we all happen
to be individual and separate subjects of consciousness. How far we can and
should try to project outward is something that cannot be decided in advance.
Selected Bibliography. Attfield, R., Environmental Philosophy: Principles and Prospects (Brookfield, VT: Avebury, 1994); Knudtson, P., and D. Suzuki, Wisdom of the
Elders (Toronto: Stoddart, 1992); Norton, B., Environmental Ethics and Weak Anthropocentrism, Environmental Ethics 6 (1984): 131–148; Passmore, J., Man’s Responsibility for Nature: Ecological Problems and Western Traditions, 2nd ed. (London: Gerald
Duckworth, 1980); Taylor, P. W., Respect for Nature: A Theory of Environmental Ethics
(Princeton: Princeton University Press, 1986).
MICHAEL ALLEN FOX
Humanism
By thinking of ourselves as human, we identify with all other ‘‘human’’
beings: we take their point of view and think of the world as it appears to
‘‘humans.’’ That world is one structured by our desires, our memories, and
our symbolic associations. When we are forced to remember that the
weather, the animals, and the stars are utterly indifferent to us, we console
ourselves with dreams of controlling, domesticating, and colonizing everything (and so concealing from ourselves what will still be true: that the
universe has its own rules, not ours).
‘‘Civilized morality’’ progressively outlaws violence as a mode of human
interaction: we should not humiliate, torture, rape, or even kill another human being, because no human being could enjoy being victimized like that.
‘‘Civilized morality,’’ in fact, is the creation of a ‘‘human’’ point of view that
counts for more with its believers than any other bias or desire. ‘‘Humanism,’’ as the form of civilized morality, requires us to believe that ‘‘human
beings’’ and ‘‘humanity’’ as such must matter more to any ‘‘civilized being’’
than any other kind or quality.
Humanism rests in the conviction that it is human or humane values that
should be pursued, and that nothing ‘‘in nature’’ should be accepted as a
limitation on ‘‘the human spirit.’’ Those who seek to reinvent such limits
are likely to be thought ‘‘inhuman’’ or ‘‘reactionary’’ because they thereby
imply that there are other forms of life and being that demand or should be
given more respect than ‘‘ours.’’ We should not think, so humanists contend,
that ‘‘beastly behavior’’ is as much a thing to be revered as ‘‘humane behavior.’’
Selected Bibliography. Barrow, John, and Frank Tipler, The Anthropic Cosmological Principle (Oxford: Oxford University Press, 1986); Crook, John, The Evolution of
Human Consciousness (Oxford: Clarendon Press, 1980); Gould, Stephen Jay, Wonderful
ANTHROPOCENTRISM
69
Life (London: Hutchinson, 1991); Trigg, Roger, The Shaping of Man (Oxford: Blackwell, 1982), Wills, Christopher, The Runaway Brain (New York: Basic Books, 1993).
STEPHEN R. L. CLARK
Animals as Subjects-of-a-Group-Life
The notion of animal rights* carries the risk of redefining animals in human, even Western human, terms. Animals live in social and physical
domains that may differ significantly from circumstances that humans would
appreciate. As a result, animals are harmed, not just as individuals (for example, by the infliction of pain*), but also in their ecological and social
relations with other animals and other nature.
Canadian naturalist and environmental philosopher John Livingston opposes the notion of animal rights, although he respects the animal rights
movement.* His view of the animal’s self contrasts with Tom Regan’s notion
of animal subjectivity.* According to Regan, animals are ‘‘subjects-of-a-life,’’
by which he means that life matters to animals—that certain forms of life
are better or worse for them as individuals. This is what entitles them to
rights.
John Livingston does not dispute that things matter to animals. What he
would argue is that the notion of ‘‘subject-of-a-life’’ is too limited, that it
fails to take note of the animals’ otherness. He argues that the wild animal—
even the solitary wild animal—is unthinkable as just an individual. He proposes that animals have several integrated forms of self. Only one of these
selves is an individual self. A flock of birds is not a sum of individuals, nor
does a flock consist of individual birds reduced to being passive parts of a
big group machine. Livingston believes that there exists a form of group
awareness shared by the whole flock. In a way the individual is the group.
The everyday consciousness of wild beings is participatory rather than selfcentered.
Moreover, Livingston believes that animals also have a sense of biocommunity, an awareness of other species, as well as an awareness of the biosphere, the planet. Thus they are not just subjects-of-an-individual-life, but
also subjects-of-a-group-life, subjects-of-a-community-life, and subjects-ofa-planet-life, and they have needs accordingly. To define them as humanlike
individuals is to do them a disservice, to downplay their otherness. Instead
of lifting animals up to our level, it actually reduces them to humanness. For
Livingston, giving animals rights plays directly into the hands of the anthropocentric colonizers of the world. It dedicates the entire planet to the
primacy of the (Western) individual and embodies the final conquest of nature. It cuts off numerous animals from their own kind and their natural
surroundings.
Selected Bibliography. Benton, Ted, Natural Relations: Ecology, Animal Rights, and
Social Justice (London and New York: Verso, 1993); Livingston, John A., Rogue Pri-
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mate: An Exploration of Human Domestication (Toronto: Key Porter, 1994); Noske,
Barbara, Beyond Boundaries: Humans and Animals (Montreal: Black Rose, 1997); Regan, Tom, The Case for Animal Rights (London: Routledge, 1983).
BARBARA NOSKE
ANTHROPOMORPHISM
Anthropomorphism, in its most general sense, refers to thinking in human
terms about an object that is not human. That human qualities are applied
to something nonhuman explains why the terms ‘‘anthropomorphism’’ and
‘‘anthropomorphic’’ are almost always used in a negative sense. In the field
of animal studies, anthropomorphism is a term of criticism applied to those
who assign human qualities to nonhuman animals. Animal lovers, animal
liberationists, and even cognitive ethologists who assign mental states of a
human variety to nonhuman animals are commonly accused of anthropomorphic thinking. In whatever field it has occurred, anthropomorphic thinking has been regarded as naı̈ve, primitive, and mistaken by many
philosophers and many scientists. It is also associated with immaturity and
emotionality.
Clearly, humans are unique. But also, equally clearly, humans have many
properties in common with other sorts of beings and objects (e.g., having a
shape, having anatomical parts). If we assign to nonhumans those qualities
that only humans have, we are mistaken. But if we assign to nonhumans
human properties that those nonhumans also have, we have not made a
mistake.
The charge of anthropomorphism concerning animals most regularly
comes up in connection with discussions of animal mentality, especially consciousness and thinking (see ANIMAL COGNITION). The complaint that
this is anthropomorphic thinking, and a mistake, then rests on the claim that
animals do not have mental characteristics. Many people assume that animals
are like humans in having intentions, emotions, and reason. But according
to antianthropomorphic thinkers, this is merely a naı̈ve assumption or an
emotional projection onto animals of our own characteristics, no more justified than the desire to think of physical processes as goal directed just
because when we act in the world, we are goal directed.
Anthropomorphism concerning animals is not a simple mistake of thinking that a nonhuman is a human. To understand what mistake it is, it is
useful to first note that a certain specific form of inference, which could be
called ‘‘the anthropomorphic inference,’’ is at the basis of anthropomorphism concerning animals. Ascribing mental predicates (or terms for mental
states) to animals does not occur by accident. It is guided by the observer’s
perception of the situation. We assign mental predicates to an animal on the
ANTHROPOMORPHISM
71
basis of the situation and behavior of the animal. We explain an animal’s
behavior by doing this, and we do so as we would explain our own behavior
if we (humans) were in similar circumstances and/or behaved in similar ways.
We want to learn if there are appropriate ways to describe nonhuman
animals. For example, can we claim that the octopus is ‘‘curious’’ or the dog*
is ‘‘angry’’? All such descriptions may be rejected as too anthropomorphic
by those who wish to avoid anthropomorphic thinking. It is especially difficult to establish, in an empirical way, that such descriptions are justified.
But if we reject these types of descriptions, we need to consider how far we
are to go in using a purified or nonanthropomorphic language to describe
animals. Just using words describing bodily movements leaves out much context—the situations in which animals are behaving. Even if some animals
have mental states, it is important to remember that humans can misinterpret
their behavior in many ways. In the end, just as it is difficult for anthropomorphic thinkers to show that these types of descriptions are justified, it is
difficult for antianthropomorphic thinkers to suggest a good replacement for
this sort of language.
Anthropomorphism, under the assumption that animals do have mental
states, is still a concern. Supporting the decision to engage in anthropomorphism by further knowledge of the animals involved and the context in
which they behave is called ‘‘critical anthropomorphism’’ (see ANTHROPOMORPHISM, Critical Anthropomorphism) by some people.
Selected Bibliography. Asquith, P., Why Anthropomorphism Is Not Metaphor:
Crossing Concepts and Cultures in Animal Behavior Studies, in R. W., Mitchell,
N. S., Thompson, and H. L. Miles (Eds.), Anthropomorphism, Anecdotes, and Animals:
The Emperor’s New Clothes (New York: State University of New York Press, 1997),
22–34; Bilgrami, A., Other Minds, in J. Dancy and E. Sosa (Eds.), A Companion to
Epistemology (Oxford: Blackwell, 1993); Fisher, J. A., Disambiguating Anthropomorphism, in P. P. G. Bateson and P. H. Klopfer (Eds.), Perspectives in Ethology 9 (1991):
49–85; Kennedy, J. S., The New Anthropomorphism (Cambridge: Cambridge University
Press 1992); Mitchell, R. W., N. S. Thompson, and H. L. Miles (Eds.), Anthropomorphism, Anecdotes, and Animals: The Emperor’s New Clothes (New York: State University of New York Press, 1997); Morton, D. B., G. M. Burghardt, and J. A. Smith,
Critical Anthropomorphism, Animal Suffering, and the Ecological Context, in S.
Donnelly and K. Nolan (Eds.), Animals, Science, and Ethics, Hastings Center Report
20 (1990): 13–19.
JOHN ANDREW FISHER
Critical Anthropomorphism
Anthropomorphism can be useful in studying and interpreting animal behavior if it is applied critically. This means anchoring anthropomorphic
statements and inferences in our knowledge of species’s natural history, perceptual and learning capabilities, physiology, nervous system, and previous
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ANTHROPOMORPHISM
individual history. That is, if we ask what we would do in the animal’s position, or how we would feel if we were treated like the animal, we must apply all the information we know about the animal as well as our own
experience. For example, given what we know about dogs,* it would be safe
to infer that a kicked dog writhing and squealing is feeling pain.* We would
not be safe in concluding that the dog is feeling pain in exactly the same
way we do, however. But given what little we know about earthworms, it
would not be safe to conclude that an earthworm on a fishing hook is feeling pain in any way comparable to our pain when we are stuck. We could,
though, conclude that the experience is an aversive or painful one to the
worm since it avoids or tries to remove itself from such situations.
Critical anthropomorphism helps us to pose and formulate questions and
hypotheses about animal behavior. Although we can never experience directly what another animal, including another human being, thinks or feels,
we can make predictions as to what the animal or person would do using
anthropomorphic methods. Insofar as we ground these predictions on real
similarities across individuals, they may be very accurate and replicable.
Enough research may even allow us to claim that the subjective mechanisms
are comparable as well as the behavioral responses. Many of the greatest
comparative psychologists and ethologists have acknowledged their use of
anthropomorphic insights in formulating ideas and generating experiments
in animal behavior. However, this is rarely stated in scientific reports, especially in this century.
Critical anthropomorphism seems to be a necessary practice. Certain behavior patterns such as watching for possible predators, greeting, aggression,
fear,* indecision, and dominance can only be recognized once we know the
normal behavioral repertoire. Thus courtship and fighting have been confused and mislabeled in species. Mating behavior, which involves neck biting
in many mammals, may be anthropomorphically mislabeled aggression or
fighting. Dominance wrestling in rattlesnakes was considered mating because
observers did not know the sexes of the participants. The entwining of the
snakes certainly appeared sexual anthropomorphically, and the snakes never
bit or tried to injure each other as seriously fighting animals should try to
do. Now we know that rattlesnakes are not immune to their own venom,
and biting would quickly kill both antagonists. The wrestling allows the
stronger male to obtain access to female snakes without either animal being
killed.
Selected Bibliography. Burghardt, G. M., Animal Awareness: Current Perceptions and Historical Perspective, American Psychologist 40 (1985): 905–919; Hart, L.
(Ed.), Responsible Conduct of Research in Animal Behavior (Oxford: Oxford University
Press, 1998); Lockwood, R., Anthropomorphism Is Not a Four Letter Word, in
M. W. Fox and L. D. Mickley (Eds.), Advances in Animal Welfare Science (Washington, DC: Humane Society of America, 1985), 185–199; Mitchell, R. W., N. S.
Thompson, and H. L. Miles (Eds.), Anthropomorphism, Anecdotes, and Animals: The
ANTIVIVISECTIONISM
73
Emperor’s New Clothes (Albany: State University of New York Press, 1996); Ristau,
C. (Ed.), Cognitive Ethology: The Minds of Other Animals (Hillsdale, NJ: Erlbaum,
1991).
GORDON M. BURGHARDT
ANTIVIVISECTIONISM
Antivivisectionism is the generally accepted label for opposition to the use
of animals in scientific research. ‘‘Vivisection’’ literally means cutting into
or cutting up live organisms. Historically, this is an accurate description of
the way in which experiments upon unanesthetized animals were carried out.
Antivivisectionism became a very strong movement during the 19th century
in Victorian England. Relatively little of today’s scientific research using
animals is of this highly invasive sort. ‘‘Vivisection’’ has tended over time to
take on a wider meaning and now refers to all experimental procedures that
result in the injury or death of animals. ‘‘Antivivisection’’ has correspondingly evolved in meaning.
Antivivisectionists tend to be abolitionists (those who demand the total end
of animal experimentation, whether accomplished immediately or gradually), but they may also have more limited and practical goals, such as the
ending of certain kinds of experiments deemed morally unacceptable (e.g.,
cosmetics testing on rabbits’ eyes by the Draize test, burn experiments on
animals, or pain* experiments performed without anesthesia or analgesia).
In contrast, animal welfarists, though they oppose cruelty, generally accept
the use of animals in research but campaign for their more humane treatment and for reduction, refinement, and replacement (the Three Rs; see
ALTERNATIVES TO ANIMAL EXPERIMENTS) in regard to overall
animal usage.
Animal experimentation has been opposed by antivivisectionists on very
many grounds: (a) inapplicability or limited applicability of data to humans
owing to cross-species differences; (b) methodological unsoundness (being
unscientific); (c) dangerously misleading and harmful results; (d ) wastefulness, inefficiency, and expense; (e) triviality; ( f ) redundancy; ( g) motivation
by mere curiosity; (h) cruelty; (i) availability of alternatives; and ( j ) desensitization of researchers and their coworkers. Scientists who are animal users
regularly argue that great advances in medicine and human (and animal)
health would not have occurred without animal experimentation. However,
antivivisectionists claim that most of the important breakthroughs (e.g., increased longevity, control of infectious diseases) would have occurred, or
even did occur, without animal experimentation, and furthermore that animal experimentation has in many instances retarded progress. However,
some antivivisectionists acknowledge that medical science has benefited from
animal experimentation, but still argue that the future need not resemble
the past.
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In recent decades much more attention has been paid to the ethics of
animal experimentation. Virtually every scientist using live animals in research today is subject to some form of ethical regulation and scrutiny,
whether the system in place is mandatory or voluntary and based on peer
review or nonspecialist review, and granting agencies and professional organizations and journals generally assign standards that must be adhered to
for activities under their control. At the same time, many professional philosophers and others have focused on the issues surrounding animals’ moral
status (see MORAL STANDING OF ANIMALS), with important meaning for the ethics of animal research. Animal rights* and animal liberation*
theories draw very strict limits to what is morally permissible by way of
animal experimentation and not infrequently forbid it altogether. Several
radical action groups, a few of which practice guerrilla tactics (e.g., secret raids on laboratories to free animals), have secured a prominent place
in the public protest arena. All of these influences have generated considerable controversy, with constructive debate and change being the
result.
Two philosophical issues in this larger debate are cost-benefit analysis and
the central ethical dilemma. Generally, attempts to justify animal experimentation from an ethical standpoint weigh the costs to animals (in terms
of harm, suffering, and death) against the benefits to humans of the research
in question. But in the ethics of research using live human subjects, two
conditions must be met: (a) subjects must give their voluntary, informed
consent; and (b) costs and benefits must be calculated with reference to the
individual subjects concerned. The point may be made that it is never ethically acceptable (because of justice considerations) to make some worse off
in order by that same act to make others better off when no benefits make
up for the losses to those worse off. The central ethical dilemma is that the
more we learn from the biological and behavioral sciences, the more similarities we see between humans and other animal species, and hence the
greater is our motivation for continuing to do animal research in order to
understand ourselves better, but by the same token closer similarity creates
a greater onus of human moral responsibility toward nonhumans. It is very
difficult to argue, on the one hand, that animals are very like us, and on the
other, to deny that they should be treated very much as we would wish to
be treated.
However these issues are to be sorted out socially, certain things are clear.
Knowledge is not an end in itself. If it were, horrible research in the name
of science carried out on animals or humans could be morally justified.
Therefore, the burden of moral responsibility and justification always lies
with animal (as with human) experimenters.
Selected Bibliography. Fox, Michael Allen, Animal Experimentation: A Philosopher’s Changing Views, Between the Species 3 (1987): 55–60; Francione, Gary L.,
ASSOCIATION OF VETERINARIANS
75
and Anna Charlton, Vivisection and Dissection in the Classroom: A Guide to Conscientious
Objection (Jenkintown, PA: American Anti-Vivisection Society, 1992); Orlans, F. Barbara, In the Name of Science: Issues in Responsible Animal Experimentation (New York:
Oxford University Press, 1993); Ruesch, Hans (Ed.), 1000 Doctors (and Many More)
against Vivisection (Massagno, Switzerland: CIVIS, 1989); Sperling, Susan, Animal
Liberators: Research and Morality (Berkeley: University of California Press, 1988);
Turner, James, Reckoning with the Beast: Animals, Pain, and Humanity in the Victorian
Mind (Baltimore: Johns Hopkins University Press, 1980).
MICHAEL ALLEN FOX
ARGUMENT FROM MARGINAL CASES. See MARGINAL CASES.
ASPCA. See AMERICAN SOCIETY FOR THE PREVENTION OF
CRUELTY TO ANIMALS.
ASSOCIATION OF VETERINARIANS FOR ANIMAL
RIGHTS (AVAR)
The Association of Veterinarians for Animal Rights (AVAR) was founded
in 1981 by Nedim C. Buyukmihci and Neil C. Wolff. The term ‘‘rights,’’
as opposed to ‘‘welfare,’’ was chosen for the title of the organization because
it exemplified the different philosophy of this approach. Although veterinarians* are already involved in animal welfare, this is clearly inadequate to
protect the nonhuman animals’ interests.
In veterinary medicine, the standard of caring for nonhuman animals is
usually based on what is deemed ‘‘adequate veterinary care.’’ Nonhuman
animals are treated as the property of the ‘‘owners.’’ Although there usually
is a sincere attempt to relieve suffering* and improve the quality of life for
these animals, there are no meaningful limits to what may be done with
them. When one examines the issues without prejudice and with humility,
there do not appear to be any morally relevant differences between human
and other animals that justify denying other animals similar rights, consideration, or respect, based upon their interests or upon whether what we
propose to do matters to the individual (see SPECIESISM).
Selected Bibliography. Buyukmihci, Nedim C., Consistency in Treatment and
Moral Concern, Journal of the American Veterinary Medical Association 206(4) (1995):
477–480; Mason, Jim, and Peter Singer, Animal Factories, 2nd ed. (New York: Harmony Books, 1990); Pluhar, Evelyn B., When Is It Morally Acceptable to Kill Animals? Journal of Agricultural Ethics 1(3) (1988): 211–224; Regan, Tom, The Case for
Animal Rights (Berkeley: University of California Press, 1983); Singer, Peter, Animal
Liberation (New York: New York Review of Books, 1990).
NEDIM C. BUYUKMIHCI
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ATTITUDES TOWARD ANIMALS
ATTITUDES TOWARD ANIMALS
Pre-Christian Attitudes
Attitudes toward animals among past, preliterate societies can only be determined indirectly from the traces of cultural practices, art, and artifacts
that have survived in the archaeological record. Direct comparisons with
recent or current cultures are only appropriate where obvious similarities in
animal-related attitudes, beliefs, and values seem to exist.
For example, artistic representations of wild mammals—mammoths, bison, wild horses, and cattle—are the most prominent feature of the famous
Paleolithic cave and rock paintings of Europe, which range in age from
12,000 to 30,000 years B.P. (before present). Many theories have been put
forward to explain the significance of all of this animal-oriented artwork, but
probably the most plausible account comes from recent studies of the Bushman rock art of southern Africa. According to Bushman informants, these
rock paintings are the work of shamans, and they picture the content of
dreams or visions experienced during shamanic trance states. Animal figures
predominate because animals are thought to be the living, material embodiment of these powerful spirit beings.
The idea that animals are fully conscious (see ANIMAL COGNITION)
beings who possess spiritual power is widespread among hunting* and gathering societies. Not surprisingly, it also appears to engender considerable
anxiety and guilt about killing animals for food. Most of these cultures engage in complex rituals and taboos designed either to relieve the guilt arising
from hunting or to honor the spirits of deceased animals. Failure to treat
animals with appropriate ritual respect is thought to invite spiritual anger in
the form of accidents, ill health, or loss of success in future hunting. Most
likely, prehistoric hunters shared similar beliefs about animals.
The advent of agriculture and animal husbandry roughly 12,000 years ago
(see DOMESTICATION) produced a dramatic shift in the balance of power
between humans and the animals they depended on for food. From being
essentially independent coequals or superiors, animals became slaves or subordinates, entirely dependent on humans for care and protection. This shift
in power relations was reflected in religious belief systems that became increasingly hierarchical throughout the ancient world. The original shamanic
animal spirits were progressively elevated to the status of zoomorphic (animal-looking) gods with increasingly awesome powers. Wholesale animal sacrifice was widely practiced during this period, supposedly as a means of
currying favor with these deities and promoting success in agriculture and
other endeavors. In reality, only the blood or small portions of the carcass
were reserved for the gods. The rest of the meat was usually sold or redistributed to the populace.
ATTITUDES TOWARD ANIMALS
77
In many, if not all, of these ancient civilizations, it appears that the consumption of unsacrificed meat was largely taboo, so the priesthood tended
to exercise relatively exclusive control over meat production, slaughter, and
distribution. At least some of this division of labor seems to have reflected
continuing moral concerns about the practice of killing animals for food.
Surviving accounts of sacrificial rituals, for example, indicate that ideally the
sacrificial animal was supposed to approach the altar willingly without coercion, and that it was often encouraged to nod its head as if assenting to
its own slaughter. Following the sacrifice, the priests who performed the act
sometimes whispered apologies in the animal’s ear, and it was not uncommon for the sacrificial knife to be ‘‘punished’’ by being destroyed. More
direct evidence of ambivalence regarding the ethics of animal sacrifice can
also be discerned in early literature. For example, the oldest sections of the
Rig Veda, the most ancient religious text from India, are primarily descriptions of how, when, and where to perform animal sacrifices. Later sections
thought to date from about 2800 B.P. categorically reject sacrifice and advocate the practice of ahimsa (noninjury) toward all living things, an idea
that subsequently became integral to the philosophies of three major contemporary Indian religions: Buddhism, Jainism, and the yogic branches of
Hinduism (see RELIGION AND ANIMALS).
Evidence of similar concerns is also apparent in classical Greek literature
from about 2500 B.P. The early Pythagorean and Orphic schools of Greek
philosophy believed in the Eastern concept of reincarnation—the idea that
the soul or spirit is eternally reborn after death in different bodies, including
those of animals. According to some accounts, Pythagoras and his followers
were not only opposed to animal sacrifice for this reason, but also advocated
a vegetarian diet. Opposition to animal sacrifice and vegetarian advocacy
continued to recur as themes in classical philosophical literature until the
third century A.D. However, their influence was counterbalanced and eventually overwhelmed by Aristotle’s (384–322 B.C.E.) hierarchical and purposeful view of nature as an ascending scale of living beings, each created
to serve as food or labor for those higher up the scale. According to this
view, rational humans had a natural or God-given right to use less rational
and therefore ‘‘lower’’ organisms for food or other purposes. Aristotle’s unusually human-centered worldview has continued to dominate JudeoChristian and Islamic thought and philosophy ever since (see RELIGION
AND ANIMALS).
Selected Bibliography. Jacobsen, K. A., The Institutionalization of the Ethics of
‘‘Non-injury’’ toward All ‘‘Beings’’ in Ancient India, Environmental Ethics 16 (1994):
287–301; Lewis-Williams, D., and T. Dowson, Images of Power: Understanding Bushman Rock Art (Johannesburg: Southern Book Publishers, 1989); Manning, A., and
J. A. Serpell (Eds.), Animals and Human Society: Changing Perspectives (London: Routledge, 1994); Serpell, J. A., In the Company of Animals, 2nd ed. (Cambridge: Cam-
78
ATTITUDES TOWARD ANIMALS
bridge University Press, 1996); Sorabji, R., Animal Minds and Human Morals: The
Origins of the Western Debate (Ithaca, NY: Cornell University Press, 1993).
JAMES A. SERPELL
Changing Attitudes throughout History
Human attitudes toward animals are tied to questions of human identity.
What we think about animals depends upon how we define ourselves. This
is as true today as it was in the early Christian centuries. When early Christian church fathers explored the issue of people’s relationship with animals,
they departed from the classical position and claimed that humans are very
different from animals because humans have souls and animals do not. The
characteristic that church fathers determined most defined humanity in contrast with animals was what they called ‘‘reason.’’ This meant intelligence
and the ability for abstract, logical thought. They believed that reason was
the property of the soul, and that reason more than anything else separated
humans from animals.
In discussing people’s relationship to animals, medieval thinkers quoted
the biblical verse that gave Adam and Eve ‘‘dominion over the fish of the
sea and over the birds of the air and over every living thing that moves upon
the earth’’ (Genesis 1:28). However, they believed that people had dominion
not simply because the Bible said so, but because people possessed intelligence* and reason that set them apart from animals in profound and definite
ways.
This attitude can be seen in the most popular artistic portrayal of animals in the early Middle Ages. The image most often used was an illustration of the biblical moment in which Adam named the animals. The
illustration included here is from a medieval manuscript and shows this
biblical scene that medieval people believed defined the relationship between humans and the animal world. Medieval thinkers believed that
Adam had the right to ‘‘name’’ the animals because his intellect allowed
him to understand the nature and purpose of each animal and give the animal a name that was appropriate to its purpose. Medieval thinkers took a
functional approach to animals, categorizing them by how they were useful
to humans.
In the Middle Ages, people believed that the main functions of animals
were as follows: They were to work, to be food, and to supply skins (or
wool) for use by humans. In addition, some animals (like horses or hawks)
could provide status for their owners. This functional approach to animals
pervaded much of medieval people’s thinking and actions. For example,
Thomas Aquinas said that there would be no animals in heaven because
people would not need to work, eat, or wear clothes. Furthermore, here on
earth there was no need to preserve animals that were seen as ‘‘useless.’’
Wolves fell in this category since they did not work for humans, were useless
Changing Attitudes toward Animals throughout History: ‘‘Adam Naming the Animals.’’ Source: By permission
of the British Library, Royal 12 F XIII f 34v.
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ATTITUDES TOWARD ANIMALS
as food, and had no value independent of their value to humans. Therefore,
people believed that it was a good thing to hunt them to extinction.
The idea that humans were qualitatively different from animals did not
last. By the late Middle Ages (the 12th century and later) the literature began
to show signs of the beginnings of a blurring of the lines between humans
and animals. By the late Middle Ages and the Renaissance, people began to
see an animal side of human nature and more similarities between humans
and animals than had previously been allowed.
There is not a smooth development in the history of attitudes toward
animals from distance to closeness. People in each period of time defined
animals in large part according to how they wanted to see themselves. In
the 18th century (the Age of Reason) people prided themselves again on
having reason and intellect that set them apart from animals. During this
time many people believed that animals could feel no pain* since they did
not have human intellect. Therefore, there was no such thing as cruelty* to
animals.
In the 19th century, however, things changed again. People began to define humans as creatures of feeling and passions, rather than just intellect.
This they shared with animals, and thus animals might be treated with care
for feelings. When people began to see themselves in their animals, they
increasingly began to have a different relationship with them. Animals became the source of and outlet for affection as people emphasized their relationship with their pets.
The line between humans and animals was finally eliminated in the 19th
century with the work of Charles Darwin.* From then on, creation has been
seen as a large continuum that joins humans with all the animals from the
simplest protozoa to the complex great ape. The chasm of difference that
was described in the early Christian centuries has gone. Now, for example,
some theologians argue that there is a place for animals in an afterlife that
was once promised only to humans.
Selected Bibliography. Ham, Jennifer, and M. Senior, Animal Acts: Configuring
the Human in Western History (New York: Routledge, 1997); Linzey, Andrew, Christianity and the Rights of Animals (New York: Crossroad, 1987); Ritvo, Harriet, The
Animal Estate: The English and Other Creatures in the Victorian Age (Cambridge, MA:
Harvard University Press, 1987); Salisbury, Joyce E., The Beast Within: Animals in
the Middle Ages (New York: Routledge, 1994); Thomas, Keith, Man and the Natural
World: A History of the Modern Sensibility (New York: Pantheon Books, 1983).
JOYCE E. SALISBURY
Attitudes among Children
Young children certainly show a great deal of interest in animals. But just
because animals are interesting to youngsters does not mean that they are
automatically loved or respected. Children below 4 or 5 years of age are
quite capable of displaying overtly callous and cruel behavior, with little
ATTITUDES TOWARD ANIMALS
81
apparent concern for the suffering they might be inflicting. Such behavior
is generally discouraged in modern Western society.
As children’s natural empathic (see EMPATHY) and nurturant tendencies
emerge in later childhood, more caring, emotional attitudes toward many
kinds of animals appear to develop. This more positive, caring view of animals, however, does not apply similarly to all animals. Adult society’s feelings
and beliefs about which animals are ‘‘nice’’ and which are ‘‘nasty’’ appear to
be readily transmitted to children. For example, in a recent British survey it
was found that wolves and rats were two of the species most likely to be
disliked by children, while two very similar animals, dogs* and rabbits, were
voted as being two of the most liked species. Personal experience of the
animals concerned cannot account for these differences: although most of
the children had encountered dogs and rabbits, few, if any, had come faceto-face with a wolf (now extinct in Britain) or even a rat.
Pet keeping is particularly common among middle-childhood children
(around 8 to 12 years) (see COMPANION ANIMALS AND PETS). This
is probably the age at which children’s emotional interest in animals is at its
highest and when, especially for girls, big-eyed, cuddly, furry animals are
particularly attractive. After this age, in the teenage years, interest in moral
issues surrounding animals and their use by humans becomes more prominent. This is the time when young people are most likely to take ‘‘stands’’
on animal issues (and, indeed, other issues such as political ones) by, for
example, adopting vegetarian or vegan diets (see VEGETARIANISM) or
becoming involved in environmental or animal rights* campaigns. As interests outside the home take prominence in teenagers’ lives, interest and involvement in pet keeping often wane a little. But childhood experience of
pets nevertheless appears to retain an influence. In an recent study it was
found that university students who had grown up with pets, especially cats*
and dogs, were more likely to have greater concerns about the welfare of
animals than those who had not grown up with such pets. They were also
more likely to show ‘‘ethical food avoidance’’ practices such as vegetarianism,
and they were more likely to belong to environmental and animal welfare*
charities or organizations.
Selected Bibliography. Kellert, S., Attitudes toward Animals: Age-related Development among Children, Journal of Environmental Education 16(3) (1985): 29–39;
Morris, P. H., V. Reddy, and R. C. Bunting, The Survival of the Cutest: Who’s
Responsible for the Evolution of the Teddy Bear? Animal Behaviour 50 (1995): 1697–
1700; Paterson, D., Assessing Children’s Attitudes towards Animals, in D. Paterson
and M. Palmer (Eds.), The Status of Animals: Ethics, Education, and Welfare (Wallingford, UK: CAB International, 1989), 58–63; Paul, E. S., and J. A. Serpell, Childhood
Pet Keeping and Humane Attitudes in Young Adulthood, Animal Welfare 2 (1993):
321–337; Paul, E. S., and J. Serpell, Why Children Keep Pets: The Influence of
Child and Family Characteristics, Anthrozoös 5(4) (1992): 231–244.
ELIZABETH PAUL
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ATTITUDES TOWARD ANIMALS
Attitudes among Students
Since the publication of Peter Singer’s Animal Liberation in 1975, print
and electronic news media, movies and television sit-coms, and textbooks
and popular books increasingly have concerned themselves with issues relating to the treatment of animals other than humans. As a result, students
have been exposed to and have formed opinions about issues ranging from
hunting* and trapping* to the use of animals in research, product testing,
and the classroom. The diversity of their views is indicated by a study that
distinguished 10 different attitudes toward animals found in the American
public, for example, ecologistic, humanistic, moralistic, dominionistic (see
DOMINIONISM), aesthetic, utilitarian (see UTILITARIANISM), and negativistic. While there is a considerable diversity of attitudes, individuals hold
hard attitudes. This means that at an early age individuals form strong views
toward animals and that these particular views are enduring.
Numerous studies have established that the gender of a person is the most
powerful predictor of his or her general attitude toward animals. For example, one investigator found that in 10 to 15 countries studied, with a trend
in the same direction in the remaining 5 countries, women significantly more
than men opposed animal research. The reasons for this ‘‘gender gap’’ are
not fully understood but involve differences in parental views of girls and
boys, such as the importance given in the socialization of girls to developing
caring and nurturing relationships.
Age is also an important variable, younger people being more concerned
with animal welfare.* Although there is a clear link to age, the relation of
attitudes toward animals and amount of education, specifically science education, is unclear. One study found no significant relation between degree
of scientific knowledge and attitude, while a second found that more scientifically knowledgeable young adults were less likely to oppose animal research.
Attitudes toward animals are also related to political positions. Liberalism
as compared to conservatism is associated with more proanimal views. As
compared to a group of college students, animal rights* activists attending a
large national protest are more likely to believe that moral behavior will
really produce positive results. Further, those who take up the cause of animals are also more likely to be concerned about discrimination against certain classes of people. Support for animal rights is associated with more
tolerance of human diversity, specifically, acceptance of rights for women,
homosexuals, and ethnic minorities. Concerns for the welfare of human and
nonhuman animals are typically held by the same individual. One final variable is personality type. People who rely more on intuition and feeling and
are more focused on relationships are more likely than thinking types to
oppose animal research.
In terms of actual positions on the issues, there is, as indicated, a diversity
AUTONOMY OF ANIMALS
83
of views. Taking attitudes toward animal research as an example, evidence
as to the general level of opposition to the use of animals in research is
mixed. Although a number of studies found that on average, individuals support a middle position, an extensive study of individuals in 15 countries,
discussed earlier, found a high level of opposition.
Finally, in terms of the impact of these attitudes, there is some evidence
of a decline in the use of animals in biomedical and psychological research.
One group of investigators suggests that ‘‘decline in work with animals stems
largely from changing student attitudes’’ and that these attitudes ‘‘are in tune
with current widely shared concerns for the natural environment and animal
welfare.’’
Selected Bibliography. Driscoll, J., Attitudes toward Animal Use, Anthrozoös 5
(1992): 32–39; Galvin, S., and H. Herzog, Ethical Ideology, Animal Rights Activism,
and Attitudes toward the Treatment of Animals, Ethics and Behavior 2 (1992): 141–
149; Kellert, S., Perceptions of Animals in America, in R. Hoage (Ed.), Perceptions of
Animals in American Culture (Washington, DC: Smithsonian Institution, 1989), 5–
24; Pifer, L., K. Shimizu, and R. Pifer, Public Attitudes toward Animal Research:
Some International Comparisons, Society and Animals 2 (2) (1994): 95–113.
KENNETH J. SHAPIRO
AUTONOMY OF ANIMALS
The original meaning of autonomy as applied to ancient Greek city-states
is self-rule. More recently, the term has been applied to individuals, actions,
and desires. To answer the question ‘‘Are any animals autonomous beings
who are capable of performing autonomous actions?’’ requires not only carefully studying animals, but also determining what sorts of actions qualify as
autonomous.
Autonomous actions must at least be intentional actions. Every intentional
action involves a desire and a belief that help to explain why the action was
performed. Tom Regan argues that beings capable of intentional action are
capable of one kind of autonomy—what he calls ‘‘preference autonomy’’
(preference being another word for desire). On this analysis, assuming that a
dog can (1) desire a bone and (2) believe, as she trots into the backyard, that
she can find a bone there, then the dog is capable of acting autonomously.
But one can be capable of acting autonomously but fail to do so for any
of several reasons. For example, physical constraints such as locked doors
can prevent a dog from going into the backyard. Force can prevent intentional actions from being autonomous. If you intentionally give money to
someone, but only because he threatened you with a gun, your action is
coerced, not free or autonomous. Moreover, sometimes we act intentionally,
and even freely, but without sufficient understanding of what we are doing
for our action to be autonomous. If a hospital patient intentionally and freely
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signs a form that states agreement to participate in psychiatric research, but
the patient believes that the form simply entitles her to therapy following
hospitalization, the patient has not autonomously agreed to participate in
research.
Autonomous action clearly involves more than simply intentional action.
One analysis, favored by Tom Beauchamp, is that actions are autonomous
if they are performed (1) intentionally, (2) with understanding, and (3) without controlling influences (e.g., force) that determine the action. But certain
other writers, such as Gerald Dworkin and David DeGrazia, would argue
that these conditions are not sufficient for autonomous action. Apparently,
on the present analysis, a bird feeding her young would, under normal circumstances, count as acting autonomously (assuming that birds can act intentionally).
Because autonomous beings are beings capable of acting autonomously,
one’s answer to the question ‘‘Are any animals autonomous beings?’’ will
depend, in part, upon one’s view of autonomous action. Those with relatively
undemanding requirements are likely to conclude that many animals are
autonomous. The view that anyone capable of intentional action is autonomous implies that all animals capable of having the appropriate sorts of
desires and beliefs qualify. Which animals have such desires and beliefs is
an extremely complex question, involving difficult conceptual issues in the
philosophy of mind and various kinds of scientific evidence regarding animals. Tom Regan somewhat cautiously argues that normal mammals beyond
the age of one year are capable of intentional action. David DeGrazia contends that most or all vertebrates and perhaps some invertebrates can act
intentionally.
On a multitier account, animals are autonomous beings only if they can
critically evaluate the preferences that move them to act and sometimes
modify them on the basis of higher-order preferences and values. This is a
high standard, requiring considerable capacity for abstraction and an advanced form of self-awareness (see ANIMAL COGNITION). Perhaps such
abstraction and self-awareness require language. There is a strong case that
some apes have achieved language comprehension and production and that
some dolphins have achieved language comprehension. The most suggestive
evidence from the language studies of the possibility of animal autonomy
may be evidence that apes apologized for such actions as biting a trainer and
going to the bathroom indoors (see ANIMAL COMMUNICATION). Typically, apologies express regret for one’s actions, but one might also regret
the motivations that moved one to act. At present it seems unclear, from the
multitier view, (1) whether autonomy might be possible for the languageless
and (2) whether any animals are, in fact, autonomous beings.
Selected Bibliography. Beauchamp, Tom L., The Moral Standing of Animals in
Medical Research, Law, Medicine, and Health Care 20(1–2) (1992): 7–16; Christman,
John (Ed.), The Inner Citadel: Essays on Individual Autonomy (New York: Oxford Uni-
AVAR
85
versity Press, 1989); DeGrazia, David D., Taking Animals Seriously: Mental Life and
Moral Status (Cambridge: Cambridge University Press, 1996); Dworkin, Gerald, The
Theory and Practice of Autonomy (Cambridge: Cambridge University Press, 1988); Regan, Tom, The Case for Animal Rights (Berkeley: University of California Press, 1983).
DAVID D. DE GRAZIA
AVAR. See ASSOCIATION OF VETERINARIANS FOR ANIMAL
RIGHTS.
B
BAITING. See BEAR BAITING.
BEAK TRIMMING. See CHICKENS.
BEAR BAITING
Baiting is the controversial practice of using food and decaying animal
carcasses to attract nonhuman animals so that sport hunters may shoot them
at close range. Baiting is a highly effective hunting* method and is commonly
practiced on bears. Bear baiting is currently permitted on millions of acres
of national forests in 10 states: Alaska, Idaho, Maine, Michigan, Minnesota,
New Hampshire, Utah, Washington, Wisconsin, and Wyoming. Eight of
these states also permit the use of hounds of hunt bears. During a pursuit
season, hunters are allowed to use bait to attract a bear that is then chased
and treed by trained dogs.
Bait stations are generally composed of two parts, a tree stand and one or
more piles of bait. The tree stand provides a place for the hunter to hide
and wait. Baiting sites are designed to give off a strong odor so that they act
as an attractant to bears. Typically, the bait consists of meat scraps, doughnuts and other sweet foods, and rotting fruits and vegetables. In some instances, hunters use ‘‘walk-in’’ baits such as horses, sheep, or cows that are
walked into the forest and then are shot and left tied to a tree.
Bear baiting is known to be an extremely effective method of luring and
shooting black bears. Baiting usually is done in the spring and fall, before
and after hibernation, when bears must consume large amounts of food as
BEAR BAITING
87
a way to increase body weight. Hunters who use baits claim that the baiting
method allows them to distinguish species and sex of bears and helps to
avoid shooting female bears with cubs. However, a study done by the Colorado Division of Wildlife found that a number of female bears killed over
baits were lactating, indicating that the bears had recently given birth to
cubs.
Black bears currently live in 32 states. Very little information exists on the
health of black bear populations in states where bear baiting is allowed.
Demand for the species as a game animal is high and increasing. For all of
North America, the annual number of bears killed increased from 25,000 in
1972 to 41,000 in 1989. Illegal poaching of bears is also considered to be a
problem in the United States. Colorado wildlife managers estimate that
poaching and ‘‘predator-control’’ efforts result in 400 to 600 unreported bear
kills each year in that state. The Asian belief in the healing powers of the
bear has led to international trade in bear body parts in which one gall
bladder can sell for upwards of $3,500. Dealers also pay $250 each for bear
paws, which are considered a Chinese food delicacy.
Bear baiting is known to affect adversely a number of endangered species* that feed on carrion. These include grizzly bears, northern bald eagles, and gray wolves; a gray wolf was killed over a black bear bait in 1994
in Maine, and in 1982, four grizzly bears were killed over baits in the
Shoshone National Forest in Wyoming. It has been observed that even if
a grizzly that comes to black bear bait is not killed directly, it can become
conditioned to people smells and activities, resulting in habituation. Habituation disrupts normal wild animal behavior and may lead to animal/
people conflicts, the majority of which are resolved to the detriment of the
wild animal.
There is increasing public scrutiny of the ethics of sport hunting. Public
opinion polls consistently find the public opposed to baiting. Bear baiting
does not fit with notions of fair chase (see HUNTING, Fair Chase) that are
supported by the majority of the public. This includes a substantial number
of hunters themselves. A study of Colorado hunters showed that 90% objected to bait hunting because it gives the hunter an unfair advantage. Bear
baiting continues, however, largely because of the strength of the professional hunter and outfitter-guide associations.
Selected Bibliography. Colorado Division of Wildlife, Black Bear Management
Plan, 1990; Glitzenstein, Eric, and John Fritschie, The Forest Service’s Bait and
Switch: A Case Study on Bear Baiting and the Service’s Struggle to Adopt a Reasoned
Policy on a Controversial Hunting Practice within the National Forests, Animal Law
1(1) (1995): 45–77; Jonkel, Charles, The Colorado Black Bear Amendment, Ursid
Research Center, White Paper, 1992; Medlock, Aaron, Use of Bait in Hunting on
National Forest Lands: A Report Opposing the Proposed Policy of the Forest Service
and Supporting a Ban on Bear Baiting, unpublished paper on file with Animal Law,
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BEASTLINESS
Lewis and Clark College of Law, 1994; University of Wyoming Survey Research
Center, Public Attitude Survey on Black Bear Management in Wyoming, 2, 1992.
LEILA STANFIELD
BEASTLINESS
The term ‘‘beast’’ has generally had negative connotations. By strict
dictionary definition, beasts are simply land animals, as distinct from humans, reptiles,* fish,* birds, and insects. ‘‘Beast’’ is a neutral term in such
expressions as ‘‘not fit for man or beast’’ and ‘‘bless the beasts and children.’’
‘‘Beast’’ acquired negative connotations from its association with the Antichrist, most familiarly invoked in the ‘‘mark of the beast,’’ 666 (Revelation
13:18). Human beings who were violent or lewd were said to be behaving
like beasts.
As Michel Foucault observes in Madness and Civilization, in the 18th century the insane were likened to beasts, chained and caged and put on display.
Eighteenth-century political theory tended to picture people as beasts needing a firm ruling hand. Perhaps taking his cue from Niccolò Machiavelli (see
Clarke and Linzey, 12–14), Friedrich Nietzsche asserted the idea of the
‘‘blond beast,’’ a masterful figure who scorned notions of decency to ruthlessly conquer lesser beings (The Genealogy of Morals, 1887). In these instances, the beast is associated with lawlessness, for good or ill.
Previously signifying humankind’s ‘‘descent’’ into animal ways, ‘‘bestiality’’* now refers primarily to humans having sexual relations with nonhuman
animals. ‘‘Beast’’ has undergone another transformation in the 20th century
that has rendered the term passé as a descriptor for violent people. These
days, violent people are said to be behaving like animals, partly because
‘‘beast’’ has acquired lightly comic and largely British overtones, as in ‘‘Oh,
Freddie, you are a beast’’ or ‘‘this beastly weather.’’
Selected Bibliography. Adams, Carol J., Neither Man nor Beast: Feminism and the
Defense of Animals (New York: Continuum, 1994); Clarke, Paul A. B., and Andrew
Linzey (Eds.), Political Theory and Animal Rights (London: Pluto Press, 1990); Dekkers, Midas, Dearest Pet: On Bestiality, trans. Paul Vincent (London: Verso, 1994);
Foucault, Michel, Madness and Civilization: A History of Insanity in the Age of Reason,
trans. Richard Howard (New York: New American Library, 1965); Krafft-Ebing,
Richard von, Psychopathia Sexualis (New York: Scarborough Books, 1978).
MARIAN SCHOLTMEIJER
BEHAVIORISM
Behaviorism is the theory and practice of psychological research that considers behavioral responses to external stimuli as the only justifiable area of
psychological study. This view ignores the mind and mental states, especially
BERGH, HENRY
89
consciousness (see ANIMAL COGNITION, Conscious Experience) because
they are considered to be inaccessible to scientific study or to be only byproducts of brain function. The organism itself is treated as a ‘‘black box.’’
Behaviorism dominated American psychology for some 50 years (from the
1920s through the 1970s) and spread to many other countries. Behaviorism
sent a strong message to the scientific community that considering any mental states of animals, such as consciousness and feelings, is unscientific and
therefore inappropriate. This message was accepted by a number of biomedical and other researchers practicing animal research because it allowed
them to take the view that animals were not conscious or did not experience
pain* or suffering.* The influence of behaviorism has decreased because of
growing interest in human and nonhuman animal cognition (thinking and
consciousness), which led to the development of the field of cognitive ethology, the study of animal minds.
Selected Bibliography. Boakes, R., From Darwin to Behaviorism: Psychology and the
Minds of Animals (Cambridge: Cambridge University Press, 1984); Griffin, D., Animal
Minds (Chicago: University of Chicago Press, 1992); Rollin, B., The Unheeded Cry:
Animal Consciousness, Animal Pain, and Science (New York: Oxford University Press,
1989).
ANDRZEJ ELZANOWSKI
BERGH, HENRY
Born to an aristocratic shipbuilding family in New York, Henry Bergh
(1813–1888) helped to change the way Americans thought about animals. As
a youngster he fought to stop boys who brought cats* and dogs* to the river
in sacks to drown them. During his service in Russia, Bergh witnessed a
peasant beating his cart horse, and he jumped from his own carriage and
stopped him. Bergh underwent a transformation that would change the rest
of his life and change life for animals in the United States. Upon leaving his
post in Russia, Bergh stopped in London to visit the earl of Harrowby, the
president of the Royal Society for the Prevention of Cruelty to Animals
(RSPCA),* to learn the organization and functions of that society. When he
returned to New York in June 1865, he began the business of organizing a
similar society in America. Bergh garnered the moral and financial support
of many of his influential friends, and on April 10, 1866, he secured a charter
from the state of New York for the formation of the American Society for
the Prevention of Cruelty to Animals (ASPCA),* the first animal-protection
organization in the United States. April 19 saw the passage of a new law
that prohibited cruelty to animals, and the ASPCA was given the power to
enforce that law.
One of the first cases that Bergh brought to court was that of a ship
captain and his crew. They had transported sea turtles by punching holes
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BERGH, HENRY
Henry Bergh (1813–1888). Photo courtesy of the
American Society for the Prevention of Cruelty to
Animals.
through their fins and tying them on their backs on the deck of the ship.
The judge threw the case out of court on the grounds that turtles were not
animals and therefore were not covered under the new law. As Bergh’s activities to protect animals increased, so did the opposition against his work.
The butchers who shipped animals to market with their legs tied and stacked
on top of one another, the ‘‘sportsmen’’ who enjoyed watching and betting
on dogfights, the transport companies that overworked the horses that pulled
the city’s trolleys, and even P. T. Barnum all came under the scrutiny of the
ASPCA’s president. His activities were such that they soon earned him the
nickname ‘‘the Great Meddler.’’ Bergh persevered against these opponents
and even came to earn the grudging respect of some.
Henry Bergh’s reputation for standing against cruelty was so great that in
1874, Etta Wheeler, a social worker, brought a most extraordinary case to
BERNARD, CLAUDE
91
his attention. In a celebrated trial Bergh was able to win the release of Mary
Ellen* McCormack from her abusive foster parents. He soon after founded
the Society for the Prevention of Cruelty to Children with his attorney,
Elbridge Gerry, in December 1874.
By 1873, 25 states and territories had used the ASPCA as a model for the
start of similar societies. During a great snowstorm on March 12, 1888,
Bergh died early in the morning. Bergh’s legacy includes the many hundreds
of societies in America that work to protect animals and children.
Selected Bibliography. Franz, William C., Bergh’s War: The First Crusade for
Animal Rights, Elks Magazine, October 1980; Loeper, John J., Crusade for Kindness:
Henry Bergh and the ASPCA (New York: Atheneum, 1991); Pace, Mildred Mastin,
Friend of Animals: The Story of Henry Bergh (Ashland, KY: Jesse Stuart Foundation,
1995; original publication, New York: Charles Scribner’s Sons, 1942); Steele, Zulma,
Angel in a Top Hat (New York: Harper and Brothers, 1942); Turner, James, Reckoning
with the Beast (Baltimore: Johns Hopkins University Press, 1980).
STEPHEN L. ZAWISTOWSKI
BERNARD, CLAUDE
Claude Bernard (1813–1878) is called the father of modern biomedicine.
More than a century after his death, his ideas still influence the theory and
practice of biomedicine. Bernard claimed that genuine biomedical sciences
must be conducted in the laboratory and not in hospitals. That is, he viewed
the biomedical sciences as sciences on the same footing as chemistry or
physics. He also thought that laboratory experiments on animals were directly relevant to human biomedicine. In principle, no other method (save
immoral and illegal human experimentation) could yield the same results.
Bernard’s beliefs about the limitations of clinical medicine and the importance of laboratory investigation were framed by larger 19th-century
methodological debates. Bernard was an early supporter of hypothesis testing, and nonhuman animals were the ‘‘matter’’ of physiological investigation.
Bernard also believed that physiology should aim for laws as rigorous as
those found in physics. He thought that the fundamental properties of ‘‘vital
units’’ were the same for all species. Livers may come in different sizes and
shapes, but they all respond to stimuli in basically the same way. Put differently, species differences are quantitative, differences in degree, not qualitative, differences in kind. Once we make suitable appropriate adjustments
for quantitative differences (e.g., body weight or dose), we can apply experimental findings from one species to another: we may presume same effect
from same cause, even when the test subjects belong to different species.
Bernard’s assumption that species differences were ultimately explained
using universal laws is tied, in important ways, to his rejection of the theory
of evolution (see DARWIN, CHARLES). He rejected evolution because it
did not, in his day, have consequences that could be tested in controlled
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laboratory experiments. However, the biological sciences are now held together and unified by evolutionary theory, which is supported by both laboratory and field research. It is now recognized that Bernard’s conception
of species differences is too simplistic for scientific purposes.
Selected Bibliography. American Medical Association (AMA), The Use of Animals
in Biomedical Research: The Challenge and Response, rev. ed. (Chicago: American Medical Association, 1992); Bernard, C., An Introduction to the Study of Experimental Medicine (1865; Paris: Henry Schuman, 1949); Burggren, W. W., and W. E. Bemis,
Studying Physiological Evolution: Paradigms and Pitfalls, in M. H. Nitecki (Ed.),
Evolutionary Innovations (Chicago: University of Chicago Press, 1990), 198–228; Elliot, P., Vivisection and the Emergence of Experimental Medicine in Nineteenth
Century France, in N. Rupke (Ed.), Vivisection in Historical Perspective (New York:
Croom Helm, 1987), 48–77; LaFollette, H., and N. Shanks, Brute Science: Dilemmas
of Animal Experimentation (London: Routledge, 1996); Schiller, J., Claude Bernard
and Vivisection, Journal of the History of Medicine and Allied Sciences 22 (1967): 246–
260.
HUGH LAFOLLETTE AND NIALL SHANKS
BESTIALITY
Though the term ‘‘bestiality’’ originally referred to a broad notion of
earthy and often distasteful otherness, its meaning is nowadays confined to
sexual relations between humans and nonhuman animals. Bestiality is also
described as ‘‘zoöphilia,’’ ‘‘zoöerasty,’’ ‘‘sodomy,’’ and ‘‘buggery.’’ It can occur in a wide variety of social contexts, including adolescent sexual exploration, typically by young males in rural areas; eroticism, a rare event where
animals are the preferred sexual partner of humans; cruelty, especially by
young males or in cases of partner abuse; and commercial exploitation, as in
pornographic films or in live shows of women copulating with animals in
bars or sex clubs. In some societies, such as in New England from the Puritan 1600s until the mid-19th century, bestiality was regarded with such
alarm that even the very mention of it was condemned. It is thus also referred
to as ‘‘that unmentionable vice’’ or ‘‘a sin too fearful to be named’’ or
‘‘among Christians a crime not to be named.’’
The earliest and most influential censures of bestiality are the Mosaic
commandments contained in Deuteronomy, Exodus, and Leviticus. Deuteronomy, for example, declared, ‘‘Cursed be he that lieth with any manner of
beast’’ (27:21), while Exodus ruled that ‘‘[w]hosoever lieth with a beast shall
surely be put to death’’ (22:19). Besides mandating death for humans, Leviticus dictated that the offending animal must also be put to death. Though
it is difficult to know the precise intentions of those who originally condemned bestiality, historically there have been three chief beliefs about why
it is so wrongful a behavior: (1) that it is a rupture of the natural, God-given
order of the universe; (2) that it violates the ‘‘procreative intent’’ required
BESTIALITY
93
of all sexual relations between Christians; and (3) that it produces monstrous
offspring that are the work of the Devil.
Sociological information about the occurrence of bestiality is quite unreliable, especially given its private nature and the social stigma still attached
to it. Very little solid information about its prevalence exists. Tentatively, it
appears that bestiality is practiced mostly by young males in rural areas and
that its prevalence depends on such factors as the level of official and popular
tolerance, opportunity, proximity to animals, and the availability of alternative sexual outlets. Some sexologists have claimed, with the use of interviews and questionnaires, that 8% of the male population has some sexual
experience with animals but that a minimum of 40% to 50% of all young
rural males experience some form of sexual contact with animals, as do 5.1%
of American females. But because of the poor sampling techniques of such
studies, these figures are likely to be overestimates.
Sexual relations involving humans and animals have always been condemned and investigated—or, in the interests of ‘‘tolerance,’’ ignored—exclusively from an anthropocentric (see ANTHROPOCENTRISM)
perspective. Even the modern animal rights movement* has been silent on
the issue of bestiality. But sexual relations with humans often cause animals
to suffer great pain and even death, especially in the case of smaller creatures
like rabbits and hens. Moreover, as it is impossible for us to know whether
animals can ever assent to sexual relations with humans, it is probably best
to treat all such cases as forced sex. Sexual relations involving humans and
animals are thus more appropriately termed ‘‘interspecies sexual assault.’’
Selected Bibliography. Adams, Carol J., Bestiality: The Unmentioned Abuse, Animals’ Agenda 15(6) (1995): 29–31; Dekkers, Midas, Dearest Pet: On Bestiality, trans.
Paul Vincent (London: Verso, 1994); Kinsey, Alfred C., Wardell B. Pomeroy, Clyde
E. Martin, and Paul H. Gebhard, Sexual Behavior in the Human Female (Philadelphia:
W. B. Saunders, 1953); Krafft-Ebing, Richard von, Psychopathia Sexualis, trans. Franklin S. Klaf (New York: Stein and Day, 1886); Liliequist, Jonas, Peasants against
Nature: Crossing the Boundaries between Man and Animal in Seventeenth- and
Eighteenth-Century Sweden, Journal of the History of Sexuality 1(3) (1991): 393–423.
PIERS BEIRNE
History of Attitudes
Bestiality refers first to people acting like animals, in a bestial way. However, its second meaning, sexual contact between humans and nonhuman
animals, is the most frequent current use of the word. Attitudes about bestiality have changed over time, and these attitudes are revealing of people’s
general perception of animals.
The early Christian medieval world inherited both texts and traditions
that described human/animal intercourse. In the classical Greco-Roman
texts, gods in the form of animals had intercourse with humans, and tales
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drawn from folklore also preserved anecdotes of such sexual contact. Pagan
Germanic tradition also preserved tales of bestiality, whether between human and animal or between humans, one of whom took the shape of an
animal.
The Christian tradition did not accept bestial intercourse, but there was
a change over time in the perception of the severity of the sin. During the
earliest prohibitions, bestiality was regarded as no more serious than masturbation. By the 13th century, however, Thomas Aquinas ranked bestiality
as the worst of the sexual sins, and the law codes recommended harsh penalties for the practice.
There seem to be two primary reasons for this change. The first is that
by the late Middle Ages churchmen became more concerned with the presence of demons interacting with humans. As part of this preoccupation, tales
of bestiality increasingly referred to intercourse with demons, the succubi
and incubi that seemed ubiquitous. The increased concern with bestial intercourse seems also to reflect a growing uncertainty about the separation
of humans and animals. Preoccupation with and legislation against bestial
intercourse expressed an attempt to secure the separation of species when it
seemed endangered.
As church laws were taken over in the late Middle Ages by kings who
wanted to exert more authority over their kingdoms, what had once been
identified as sinful then became identified as illegal. It is in this form that
laws against bestiality persisted into the modern world.
Selected Bibliography. Aelian, On the Characteristics of Animals (Cambridge, MA:
Harvard University Press, 1959); Brundage, James, Law, Sex, and Christian Society in
Medieval Europe (Chicago: University of Chicago Press, 1987); Dekkers, M., Dearest
Pet (London: Verso, 1994); Payer, Pierre, Sex and the Penitentials (Toronto: University of Toronto Press, 1984); Salisbury, J. E., The Beast Within (New York: Routledge,
1994).
JOYCE E. SALISBURY
BIO-CARTESIANISM
Bio-Cartesianism is the idea that the mind is a nonphysical object, separate
from the physical brain. In this view, the human brain, although purely
physical like the remainder of the body, nevertheless evolved in ways that
neither reflected nor caused evolutionary changes elsewhere in the organism.
Bio-Cartesianism lies at the heart of the tension between the scientific and
moral justifications of animal research. Experimenters defend their practices
by claiming that cognitive differences between humans and nonhuman animals are the differences that morally justify their practice (see ANIMAL
COGNITION). Yet they claim that there are similarities elsewhere in the
organism that scientifically justify generalizations from animals to humans.
BROOME, ARTHUR
95
The moral dilemma is this: if the cognitive abilities of humans and animals
are sufficiently different to morally justify experimentation, then these differences will both reflect and promote other biological differences that compromise straightforward generalizations of findings in animals to humans.
On the other hand, if underlying biological mechanisms are sufficiently similar to justify reasonably direct scientific inferences from animals to humans,
then the higher-order traits of the test subjects are likely sufficiently similar
to human traits to make research morally troublesome.
Selected Bibliography. Edey, M. A., and D. Johanson, Blueprints: Solving the Mystery of Evolution (New York: Penguin, 1989); LaFollette, H., and N. Shanks, Brute
Science: Dilemmas of Animal Experimentation (London: Routledge, 1996); Mayr, E.,
How Biology Differs from the Physical Sciences, in D. Depew and B. Weber (Eds.),
Evolution at a Crossroads: The New Biology and the New Philosophy of Science (Cambridge,
MA: MIT Press, 1986); Rachels, J., Created from Animals (Oxford: Oxford University
Press, 1990); Schiller, J., Claude Bernard and Vivisection, Journal of the History of
Medicine and Allied Sciences 22 (1967): 246–260; Sober, E., Philosophy of Biology (Boulder, CO: Westview Press, 1993).
HUGH LAFOLLETTE AND NIALL SHANKS
BROOME, ARTHUR
Arthur Broome (1780–1837) was an Anglican priest and founder of the
Royal Society for the Prevention of Cruelty to Animals (RSPCA),* the first
national animal welfare* society in the world. He called together the first
meeting in June 1824 that led to the foundation of the society. Broome’s
work was immensely sacrificial. He gave up his London living (in Bromleyby-Bow) to work full-time (unpaid) for the society as its first secretary. He
paid for the first inspectors to police Smithfield meat market in London out
of his own pocket, thus inaugurating the tradition of anticruelty inspectors
known to this day. He ended up in prison, paying for the society’s debts.
Broome was indebted to the thought of Humphry Primatt,* whose historical
work The Duty of Mercy and the Sin of Cruelty to Brute Animals (1776) he
revised for its second edition. The first Prospectus of the Society, penned
by Broome himself, makes clear its origin in the Primatt-like doctrine of
Christian benevolence: ‘‘Our country is distinguished by the number and
variety of its benevolent institutions . . . all breathing the pure spirit of Christian charity. . . . But shall we stop here? Is the moral circle perfect so long
as any power of doing good remains? Or can the infliction of cruelty on any
being which the Almighty has endued with feelings of pain and pleasure
consist with genuine and true benevolence?’’ (1824, 197). Indeed, the First
Minute Book recorded (though not through unmixed motives) that ‘‘the
proceedings of this Society are entirely based on the Christian Faith and on
Christian Principles.’’ Broome, together with other luminaries such as Wil-
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liam Wilberforce, Lord Shaftesbury,* and Richard Martin,* changed the
conscience of a nation, and consequently and indirectly the conscience of
other nations by the establishment of sister SPCAs throughout the world.
Broome was sadly forgotten by the society and eventually died in obscurity—
in the words of historians, ‘‘unwept, unhonoured and unsung’’ (Fairholme
and Pain, 64).
Selected Bibliography. Broome, Arthur, First Prospectus of the SPCA, June 25,
1824, RSPCA Records 2 (1823–1826): 196–198; Fairholme, E. G., and Wellesley Pain,
A Century of Work for Animals: The History of the RSPCA, 1824–1924 (London: John
Murray, 1924); Linzey, Andrew, Animal Theology (London: SCM Press; Urbana: University of Illinois Press, 1995); Moss, Arthur, Valiant Crusade: The History of the
R.S.P.C.A. (London: Cassell, 1961); Primatt, Humphry, The Duty of Mercy and the
Sin of Cruelty to Brute Animals, 2nd rev. ed. by Arthur Broome (Edinburgh: T. Constable, 1832); Turner, James, Reckoning with the Beast: Animals, Pain, and Humanity
in the Victorian Mind (Baltimore: Johns Hopkins University Press, 1980).
ANDREW LINZEY
BROPHY, BRIGID
Brigid Brophy (1929–1995) was a British author and social critic who pioneered the modern tradition of animal rights. Her Sunday Times article
‘‘The Rights of Animals,’’ published in 1965, heralded a new ethical sensitivity to animals. Brophy was a dedicated vegetarian (see VEGETARIANISM), antivivisectionist (see ANTIVIVISECTIONISM), and an unsparing
opponent of all blood sports. Her speeches, reviews, and articles articulated
an uncompromising view of animal rights: ‘‘Those rights are inalienable and
irreducible. You can’t do arithmetic that trades six of one sort of rights for
two of another. If it were justifiable to sacrifice one laboratory animal for
the good of humans, then it would be justifiable to sacrifice one laboratory
human for the good of a hundred humans’’ (‘‘Brigid Brophy and Vivisection,’’ 135). Her first novel, Hackenfeller’s Ape (1953), which won first prize
at the Cheltenham Literary Festival, is the story of a distinguished scientist
who risks his academic career to save an ape from a rocket experiment.
Selected Bibliography. Brophy, Brigid, Brigid Brophy and Vivisection [text of a
speech to the Annual Public Meeting of the National Anti-Vivisection Society, May
30, 1970], Animals’ Defender 14(4) (July/August 1970): 133–138; Brophy, Brigid, The
Darwinist’s Dilemma, in David Paterson and Richard D. Ryder (Eds.), Animals’
Rights: A Symposium (London: Centaur Press, 1979), 63–72; Brophy, Brigid, The
Ethical Argument against the Use of Animals in Biomedical Research, in The Rational
Use of Living Systems in Biomedical Research (Potters Bar: Universities Federation for
Animal Welfare, 1972), 51–57; Brophy, Brigid, Hackenfeller’s Ape (London: Rupert
Hart-Davis, 1953; London: Penguin Books, 1969); Brophy, Brigid, In Pursuit of a
Fantasy, in Stanley Godlovitch, Roslind Godlovitch, and John Harris (Eds.), Animals,
Men, and Morals: An Enquiry into the Maltreatment of Non-Humans (London: Gollancz,
BUSHMEAT
97
1980), 124–145; Brophy, Brigid, The Rights of Animals, The Sunday Times, October
10, 1965, reprinted in Don’t Never Forget: Collected Views and Reviews (London: Jonathan Cape, 1966), 5–21.
ANDREW LINZEY
BUDDHISM. See RELIGION AND ANIMALS.
BULLS. See RODEOS.
BUSHMEAT
Bushmeat is a general term for wild animals caught and killed in their
home forests. A few human groups in central and western Africa have a
tradition of occasionally eating gorillas and chimpanzees,* but the last decade
has seen an increase in the number of killings. The great apes are now
hunted for profit with modern weapons, and the victims’ bodies are sold as
part of a commercial bushmeat trade. The killing of great apes is illegal in
every country where it takes place, but prosecutions are almost unknown.
The upsurge in the number of deaths—now thousands every year—is a
result of increased logging activities, until recently mostly by European
firms. These companies build new roads into previously inaccessible forests
and allow hunters to travel on company vehicles to remote areas where gorillas, chimpanzees, and other large animals can still be found. The hunters
kill all but the smallest animals and transport the meat to logging camps and
onward to distant urban markets. As the logging expands, so does the death
rate.
Although the effects of the bushmeat trade have been known for years,
until very recently, attempts to interest the relevant organizations and the
world press have come to nothing. There are now signs of increased interest
and action. Most conservationists now argue that commercial bushmeat
hunting will clear the forests of wildlife long before the trees are felled.
Selected Bibliography. Ammann, K., Saving the Great Apes, in Karl Ammann,
Gorillas, Insight Topics (Hong Kong: Apa Publications, 1997), 151–161; Fa, J. E., J.
Javier, J. P. Delval, and J. Castroviejo, Impact of Market Hunting on Mammal Species in Equatorial Guinea, Conservation Biology 9 (October 1995): 1107–1115; Kano,
T., and R. Asato, Hunting Pressure on Chimpanzees and Gorillas in the Motaba
River Area, Northeastern Congo, African Study Monographs 15(3) (November 1994):
143–162; McRae, M., and K. Ammann, Road Kill in Cameroon, Natural History
Magazine 106(1) (February 1997): 36–47, 74–75; Rose, A. L., The African Great Ape
Bushmeat Crisis, Pan African News 3(2) (November 1996): 1–6.
MICHAEL GARNER, ANTHONY ROSE, AND PAUL WALDAU
C
CAGING. See CHICKENS.
CARROLL, LEWIS (CHARLES L. DODGSON)
Lewis Carroll (Charles L. Dodgson; 1832–1898) was a don (meaning ‘‘fellow’’) of Christ Church, Oxford, who achieved fame through his Alice books.
Carroll was also a major figure in the antivivisection (see ANTIVIVISECTIONISM) controversy at Oxford. His campaign against experimentation
on animals led to the publication of his savage satire on vivisection (1875).
He was a forerunner of the view that animal experiments would lead inexorably to experimentation on human subjects (1875, 14–16). Carroll opposed
cruelty* to animals on theological grounds, maintaining that vivisection was
the result of ‘‘secular’’ education that neglected Christian virtues. He was
also adamantly opposed to hunting* and shooting animals for sport (see Cohen, 397).
Selected Bibliography. Carroll, Lewis, Some Popular Fallacies about Vivisection (Oxford: Printed for Private Circulation, June 1875); Carroll, Lewis, Vivisection as a
Sign of the Times [letter], Pall Mall Gazette, February 12, 1875; Cohen, Morton N.,
Lewis Carroll: A Biography (London: Macmillan, 1995).
ANDREW LINZEY
CARSON, RACHEL
Rachel Carson (1907–1964) was a naturalist whose work Silent Spring
(1962) exposed the public to the biocidal impact of chemical insecticides.
CATS
99
Carson became an advisor to the Animal Welfare Institute in the late 1950s.
The success of her most important book was a bellwether of rising ecological
consciousness in the postwar era and a catalyst of political and organizational
change in the realm of environmental protection. Although the language
and rhetoric of her most celebrated work is anthropocentric (see ANTHROPOCENTRISM), Carson’s personal philosophy incorporated a deeper
moral perspective. Carson contributed a foreword to Ruth Harrison’s early
exposé of factory farming,* Animal Machines (1964), in which she sternly
criticized the objectification* and reduction of nonhuman animals for human
purposes. In addition, she was a strong supporter of federal guidelines to
regulate the use of animals in laboratories (see LABORATORY ANIMAL
USE). Carson dedicated Silent Spring to Albert Schweitzer,* whose reverence-for-life philosophy had deeply influenced her own life and work. Fittingly, she was the recipient of the Animal Welfare Institute’s Albert
Schweitzer Medal in 1963.
Selected Bibliography. Brooks, Paul, The House of Life: Rachel Carson at Work
(Boston: Houghton Mifflin, 1972); Carson, Rachel, Silent Spring (Boston: Houghton
Mifflin, 1962); Norwood, Vera, Made from This Earth: American Women and Nature
(Chapel Hill: University of North Carolina Press, 1993).
BERNARD UNTI
CATS
The domestic cat is the most popular companion animal* in the United
States today, with nearly 60 million of them living in American households.
Many people are concerned about the welfare of cats in our society. Two
important issues in the welfare of cats are their use in biomedical research
and the growing number of homeless cats.
In 1881, zoology professor St. George Mivart published a textbook called
The Cat: An Introduction to the Study of Backboned Animals, Especially Mammals.
He described the cat as ‘‘a convenient and readily accessible object for reference’’ in studying mammals, including humans. Since the publication of
Mivart’s book, cats have been used primarily to learn about the specific
functions of nerve cells and about how the brain processes visual information. Research with cats has contributed to advances in treating various disorders of the eye, including ‘‘lazy eye,’’ glaucoma, and cataracts, as well as
recovery from damage to the brain and spinal cord from injuries and strokes.
Cats also have been used to study particular medical problems they have in
common with humans, such as hearing disorders, diabetes, and acquired
immune deficiency syndrome (AIDS). Research in these areas is contributing
to both feline and human health.
Relatively few cats are used for the purpose of research for human health
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Feral cat colony caretaker John Jones has befriended many of his wards. Photo
courtesy of Paul Glassner/San Francisco SPCA.
(compared to other nonhuman animals). In 1995 fewer than 30,000 cats were
used for research purposes in the United States, representing only 2% of all
animals used in research that year (not including rats and mice*). Furthermore, the institutions conducting research with cats in the United States,
Great Britain, and many other countries must comply with the strict regulations for animal care and use specified by their respective animal welfare*
laws.
An even greater issue in cat welfare today is pet overpopulation, particularly the problem of free-roaming, unowned, feral cats (see FERAL ANIMALS). Millions of cats are living in city streets and parks without close
human contact. Several factors may account for the existence of so many
homeless cats. Many people believe that cats can survive easily on their own
and choose to abandon their pets when it is inconvenient to keep them.
Also, pet cats with access to the outdoors sometimes stray from home. If
these animals are not identified with a tag, microchip, or tattoo and do not
return home on their own, they may become permanently lost and resort
to life on the streets. In addition, if pet cats are allowed outdoors without having been spayed or neutered, they can mate with stray cats whose
litters may be born outside, further contributing to the homeless cat population.
The question of what to do about these free-roaming or feral cats is being
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hotly debated among the humane community, wildlife agencies, and cat advocacy groups. Two primary management philosophies exist. Many groups
support TTVAR (trap, test, vaccinate, alter [spay/neuter], release) as long as
there are people willing to feed and provide veterinary care for outdoor cat
colonies. The arguments in favor of this method are that, as domestic animals, these cats deserve our assistance and, even if a colony is removed, other
cats will move into the area.
Others, however, believe that it is better to trap and humanely kill these
animals. The advocates of this policy are concerned that even with help from
human caretakers, these animals suffer and die a miserable death. In addition,
questions remain concerning the spread of disease, both within the cat population and to humans, and the impact of these animals on wildlife populations, especially birds and small mammals.
Selected Bibliography. AVMA Animal Welfare Forum, Veterinary Perspectives
on the Use of Animals in Research, Journal of the American Veterinary Medical Association 206(4) (1995): 457–482; Berkeley, E. P., Maverick Cats: Encounters with Feral
Cats (New York: Walker, 1982); Clifton, M. (Ed.), Seeking the Truth about Feral
Cats and the People Who Help Them, Animal People, November 1992; Fitzgerald,
B. M., Diet of Domestic Cats and Their Impact on Prey Populations, in D. C.
Turner and P. Bateson (Eds.), The Domestic Cat: The Biology of Its Behaviour (New
York: Cambridge University Press, 1988), 123–144; Mivart, S. G., The Cat: An Introduction to the Study of Backboned Animals, Especially Mammals (London: John
Murray, 1881); U.S. Department of Agriculture, Animal Welfare Enforcement: Fiscal
year 1995, APHIS Publication No. 41–35–042 (Washington, D.C.: U.S. Department
of Agriculture, 1996).
R. LEE ZASLOFF
CENTER FOR ALTERNATIVES TO ANIMAL TESTING. See LABORATORY ANIMAL USE.
CHICKENS
Until relatively recently, most chickens were raised outdoors in small,
free-ranging flocks. The primary product from these flocks was eggs. Poultry
meat was scarce and expensive. But poultry meat and eggs are now the most
abundant and least expensive animal food products, due largely to the development in the last 40 years of a highly intensified, large-scale poultryproduction industry.
The poultry industry is the largest (in terms of animal numbers) and most
highly automated of all of the animal-production industries. In the United
States alone, nearly 8 billion poultry, mainly chickens and turkeys but also
waterfowl, game birds, ostriches, and emus, are raised each year. Chickens
have undergone intense genetic selection, and two distinct types of chickens
are now used, one for egg production and a faster-growing bird (a broiler)
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for meat production. Chickens and turkeys are produced by an increasingly
smaller number of companies that oversee all phases of production, from
hatching to slaughter. Turkeys, broilers, and breeder flocks are typically
housed in large groups on the floor in enclosed or semienclosed buildings,
while almost all chicken hens used for egg production are housed in ‘‘battery’’ cages.
Cage production systems provide hens with protection from soil-borne
diseases and predation.* However, caging is also the poultry-production
practice that has been most widely criticized. Typical battery cages are barren and lack the features that the hen requires to perform behaviors like
dustbathing, perching, and nesting. Space allowances have also been criticized. In the United States, hens are typically provided with about 48 square
inches of space per bird, whereas in the European Community the legislated
minimum space requirement is 72 square inches per hen. However, the hen
needs at least that much space to turn around comfortably and more to
groom or perform other comfort behaviors. Caged hens also develop osteoporosis because of a lack of exercise combined with a calcium deficiency
associated with their high rate of egg laying. In consequence, up to 24% of
hens sustain bone breakage when they are removed from their cages to be
transported to the processing plant.
Several alternatives to conventional cages are being investigated, varying
from more intensive systems like modified battery cages containing perches,
dustbaths, and nestboxes to more extensive systems like aviaries (similar to
battery cages, but tiered so that the hens can occupy several levels) and freerange production systems. Problems in more extensive systems include
higher egg costs, reduced egg quality, increased feather pecking and cannibalism, and, in indoor systems, poorer air quality leading to respiratory illness in both hens and farm workers.
Beak trimming, which is routinely used to reduce injuries and mortality
associated with feather pecking and cannibalism in both cage-housed and
more extensively housed hens, also poses a welfare problem. Approximately
one-half of the beak is removed using either a hot cauterizing blade or a
precision trimmer. The latter makes a small hole in the beak, causing the
tip to fall off several days later. Although the pain* associated with beak
trimming was once thought to be minor and of short duration, it is now
known that hens that have their beaks trimmed using a hot blade experience
both acute and chronic pain.
Another controversial practice is induced molting, which is used to extend
the period of egg production in a flock. Birds in the wild normally molt
their feathers periodically, but in commercial poultry the molt is induced
artificially so that all hens will molt simultaneously and return to egg production quickly. The most common procedure used to induce molt in the
United States is to withdraw feed for several days to several weeks.
Welfare issues in broiler and turkey production are also now receiving
Typical housing for broiler-breeders. Approximately 5,000 birds are kept in a floor
pen of this type. Photo courtesy of Joseph Mauldin.
Laying hens in a free-range production system in England. Free-range systems like
this one, in which 1,200 hens are housed, are becoming more common in Europe.
Photo courtesy of Arnold Elson.
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CHICKENS
Laying hens housed in so-called battery cages. More than 90
percent of laying hens in the United States are housed in
cages similar to these throughout the production period.
attention. These include health problems, like leg weakness and other skeletal deformities in broilers and turkeys and cardiovascular and metabolic
problems in broilers, that appear to result primarily from genetic selection
for rapid growth rate. Considerable research is being conducted on these
problems, and improvements might be possible by moderating growth during certain periods or selecting for increased skeletal strength.
Last, there has been increasing interest in improving poultry transport
and slaughter methods (see TRANSPORTATION AND SLAUGHTER).
Birds being sent to slaughter are hand captured, hung upside down in groups
CHIMPANZEES
105
by the legs while being carried to the transport crates, crated, and then
transported by road over varying distances to the processing plant. At the
processing plant, the birds are uncrated, hung upside down on a shackle line,
stunned using an electrical current, and then killed by a mechanical knife.
Rough handling and poor transport conditions can cause stress,* bruising,
bone breakage, and mortality. Mechanical catchers have been invented that
cause less stress than human handling, although problems have been encountered with the maneuverability of these machines. Improved closedtransport vehicles that allow closer control over temperature and humidity
during hot or cold weather have also been developed, although most poultry
in the United States are still transported in open vehicles. Because electrical
stunning is not always effective in producing unconsciousness, carbon dioxide is being studied as an alternative. Similarly, while unhealthy or surplus
chicks used to be killed at the hatchery by suffocation, this practice has
largely been abandoned in favor of more humane methods.
Selected Bibliography. Appleby, M. C., and B. O. Hughes, Welfare of Laying
Hens in Cages and Alternative Systems: Environmental, Physical, and Behavioral
Aspects, World’s Poultry Science Journal 47 (1991): 110–128; Appleby, M. C., B. O.
Hughes, and H. A. Elson, Poultry Production Systems: Behaviour, Management, and Welfare (Wallingford, Oxon: CAB International, 1992); Mench, J. A., The Welfare of
Poultry in Modern Production Systems, Poultry Science Reviews 4 (1991): 107–128;
Nicol, C., and C. Saville-Weeks, Poultry Handling and Transport, in T. Grandin
(Ed.), Livestock Handling and Transport (Wallingford, Oxon: CAB International,
1993); Savory, C. J., and B. O. Hughes (Eds.), Proceedings of the Fourth European Symposium on Poultry Welfare, Edinburgh, September 18th–21st, 1993 (Potters Bar, Herts:
Universities Federation for Animal Welfare, 1993).
JOY A. MENCH
CHIMPANZEES
The chimpanzee is the species biochemically and genetically closest to
humans. Chimpanzees are closer to humans than they are to the gorilla.
This extreme similarity makes the chimpanzee a ‘‘sibling species’’ to humans.
Researchers have compared nine amino-acid chains between chimpanzees
and humans and found only 5 (0.4%) differences out of a total of 1,271
amino-acid positions. This means that, immunologically speaking, humans
are 99.6% chimpanzee and vice versa.
Even more striking is that hemoglobin in chimpanzee and human blood
is virtually identical. Human immunological defenses would recognize chimpanzee hemoglobin as ‘‘self’’ and not reject it. For example, when human
type A red blood cells have been transferred into chimpanzees, they survive.
Genetic similarities have been directly examined as well. Here the findings
confirm the extreme similarity noted in the immunological and blood characteristics, namely, that humans share 98.4% of their genes with chimpan-
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zees. Another striking finding is that gorillas are 2.3% different from both
humans and chimpanzees, and the orangutan is 3.6% different from humans
and chimpanzees. Human similarity to chimpanzees shows that the environment humans evolved in can have a greater effect on their appearances than
on their genes. Gorillas and orangutans are large impressive primates, and
therefore we have assumed that they were our closer kin rather than the
comical chimpanzees. Beyond the similarities already mentioned, chimpanzees in the wild are also similar to nontechnological humans. They live and
hunt in communities, they form strong social bonds with their friends and
families, and they make tools. They display a tremendous amount of cultural
diversity in regard to toolmaking, tool use, and food preferences and even
show evidence of self-medication. For example, some communities of chimpanzees use tools, others do not, and different communities use different
tools.
Chimpanzees can suffer emotional and physical pain* just as humans do,
and often for the same reasons. (Some have argued that human awareness
of chimpanzees’ ability to know and experience emotions similar to those of
humans and humans’ ability to empathize with them in their suffering means
that humans have a responsibility to treat them with compassion and respect.)
Chimpanzees’ cognitive abilities are as striking as their cultural similarities
to humans. It has been demonstrated that chimpanzees can acquire and communicate with American Sign Language and that they can pass their signing
skills on to the next generation. In addition, they use their signs to spontaneously converse with each other when no humans are present whatsoever,
they sign to themselves, they use their signs during imaginary play, and much
more (see ANIMAL COMMUNICATION, Language Debates).
The scientific evidence noted here clearly demonstrates that the difference
between chimpanzees and humans is one of degree, just as it is with all of
our fellow animals. This evidence is consistent with the Darwinian (see DARWIN, CHARLES) notion of continuity* that we are all relatives. The chimpanzee just happens to be our next of kin in our phylogenetic family. This
scientific evidence contradicts the Dark Ages view that ‘‘Man’’ is different
in kind from his fellow animals, which has been used to justify nonhumananimal exploitation. Ironically, this extreme similarity of chimpanzees to humans has also worked against their welfare. For example, the biomedical
community has used chimpanzees in research on the AIDS virus, organtransplant research, hepatitis research, and even brain-injury research. The
biomedical community justifies this research because the chimpanzee’s physiology and biology are so similar to those of humans. Yet at the same time
they ignore the ethical and moral responsibility for the damage they do to
chimpanzees by relying on the view that humans are different in kind. (See
also GREAT APE PROJECT.)
CIRCUSES AND CIRCUS ELEPHANTS
107
Selected Bibliography. Cavalieri, P., and P. Singer (Eds.), The Great Ape Project
(London: Fourth Estate, 1993); Diamond, J., The Third Chimpanzee (New York:
HarperPerennial, 1992); Fouts, R., and S. Mills, Next of Kin (New York: Wm. Morrow, 1997); Gardner, R. A., B. T. Gardner, and T. Van Cantfort (Eds.), Teaching
Sign Language to Chimpanzees (Albany: State University of New York Press, 1989);
Goodall, Jane, The Chimpanzees of Gombe: Patterns of Behavior (Cambridge, MA: Belknap Press of Harvard University Press, 1986).
ROGER FOUTS AND DEBORAH FOUTS
CHRISTIANITY. See RELIGION AND ANIMALS.
CIRCUSES AND CIRCUS ELEPHANTS
Circuses in North America were originally small shows that were based
on equestrian acts and stayed in one location near large cities. In the late
1860s, circuses started to travel when they realized that they could attract
much larger audiences in communities that had not recently experienced a
circus. The shows added more animals and acts and grew in size into the
huge shows of the 1920s. As large arenas appeared in cities, some circuses
began to play in arenas, while others remained under tents.
Elephants are considered by many circuses to be the most important asset
in drawing spectators. Using elephants in circuses, however, has become
highly controversial in recent years. This issue involves the ethics of using
animals for entertainment, the hesitation of some people to deprive a large,
majestic species of living free in its natural habitat, the suspicion of abusive
training methods, and the fear that many circus elephants are on the verge
of going crazy.
Defenders of circuses cite that because of habitat depletion and poaching,
Asian elephants are an endangered species* and African elephants are listed
as threatened. They believe that there is a need to maintain a diverse genetic
base if both species are to survive and that circuses can make a significant
contribution to that gene pool. Defenders also think that it is unfair to
condemn all trainers and circuses because of some isolated, highly publicized
abuse cases, some of the most notorious of which occurred at zoos* and/or
involved male elephants. Another defense is that elephants are very expensive
to maintain in captivity, especially in sizable numbers, unless they can be
used to generate income. Because of this expense, even some elephant ‘‘sanctuaries’’ will offer elephant rides to the public.
Estimates vary, but there are approximately 675 elephants in the United
States, of which approximately 125 are owned by circuses, 250 are owned
by zoos, and the remainder are under private ownership (e.g., sanctuaries,
small exhibitors). In a traditional tented circus that moves to a new location
each day, the elephants will spend 2 to 4 hours per day in a trailer while
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being transported 30 to 150 miles to the new lot and while the picket lines
are being set up. They may also spend additional time in the trailers due to
cold or inclement weather.
The picket line is the traditional method of restraining elephants in circuses (and is also used occasionally in zoos and other facilities) when they
are not performing, giving rides, going for walks or baths, or putting up and
taking down the tents. Picketing involves chaining one front and the diagonal rear leg to parallel picket lines made of cable or chain. The elephants
can take only about one step forward and one backward, but can readily
contact and interact with their neighbors if any are present. Normally, elephants spend 50% to 80% of their time on the picket line each day, although
they may spend much more time on the line during rare occasions when
performances are not scheduled or when the circus does not move to a new
location.
In a study of picketed elephants, the single most common stereotypic (see
STEREOTYPIES) behavior observed was weaving (rocking), which occupied up to 25% or more of some elephants’ time, whereas others with the
same circus did not weave during the same three 24-hour periods. The weaving of elephants is very different from that observed in other species, such
as other zoo animals or stalled horses, because elephants are often performing a wide range of other behaviors while also weaving. For example, while
weaving, elephants will frequently throw hay or dust on their backs, groom
a neighbor with their trunks, or eat grain or hay. The frequency of weaving
increases in apparent anticipation of being fed or performing, and especially
prior to being watered.
Some circuses in North America are starting to use electric fences to create portable pens into which the elephants are released for varying periods
of time when conditions permit. Many European circuses regularly use such
electric pens. Electric pens appear to reduce the incidence of stereotypic
behavior and offer increased opportunities for elephants to satisfy their behavioral needs. Anecdotal evidence also suggests that regular use of electric
pens and taking elephants for walks and baths improve their ‘‘attitude,’’ but
this has yet to be confirmed. Until circuses have more experience with electric pens and there is a consensus regarding their reliability and security,
electric pens will not replace picketing as the predominant method of restraint.
Most circuses use only female elephants because they usually are easier to
handle than males. Also, most circus elephants are Asian because they are
considered to be more reliable, more tolerant, and easier to handle than
African elephants. Elephants will bond to good trainers, although trainers
must always be able to assert dominance and a high degree of control over
circus elephants because their size makes them potentially dangerous to humans. Good trainers know their individual elephants, and many will trade
off or sell difficult-to-train or potentially dangerous elephants. Hence most
COBBE, FRANCES POWER
109
circuses prefer to breed their own elephants rather than risk purchasing or
leasing a potentially difficult or dangerous adult. Elephants are known to
attack (usually a specific person) when they have been confused, scared, or
pushed too far by a poor trainer. According to anecdotal information, the
most common form of attack is sending someone flying with a slap of the
trunk. People concerned about the welfare of elephants with a particular
circus or other exhibitor of elephants in the United States can contact their
regional office of the U.S. Department of Agriculture Animal and Plant
Health Inspection Service (USDA-APHIS) to find out whether a circus or
exhibitor is in compliance with federal regulations regarding the housing,
training, and health care of elephants.
Selected Bibliography. Friend, T., and D. Bushong, Stereotypic Behaviour in
Circus Elephants and the Effect of ‘‘Anticipation’’ of Feeding, Watering, and Performing, in Proceedings of the 30th International Congress of the International Society for
Applied Ethology, 14–17 August, 1996, Guelph, Ontario, Canada (1996), 30; Hediger,
H., The Psychology and Behaviour of Animals in Zoos and Circuses (New York: Dover
Publications, 1968); Kiley-Worthington, M., Animals in Circuses and Zoos: Chiron’s
World? (Basildon, Essex, England: Little Eco-Farms, 1990); Schmid, J., Keeping Circus Elephants Temporarily in Paddocks: The Effects on Their Behaviour, Animal
Welfare 4 (1995): 87–101; U.S. Department of Interior and U.S. Fish and Wildlife
Service, Endangered and Threatened Wildlife and Plants, 50 CFR 17.11 and 17.12
(1991): 1–37.
TED FRIEND
COBBE, FRANCES POWER
Frances Power Cobbe (1822–1904) was an Irish-born social reformer,
feminist, educationalist, and ardent antivivisectionist (see ANTIVIVISECTIONISM). In 1863, reports of cruelty to animals in a French veterinary
school caught her attention. Subsequently, she went to Florence, where she
discovered the work of Moritz Schiff. She organized the 1875 memorial
(petition) signed by more than 600 leading intellectuals to the Royal Society
for the Prevention of Cruelty to Animals (RSPCA)* in favor of restricting
vivisection that in her own words ‘‘practically started the anti-vivisection
movement in England’’ (note to Cobbe and Lloyd, Memorial, 1). When the
RSPCA failed to act, she founded, with Lord Shaftesbury,* Cardinal Henry
Manning,* and George Hoggan, the Victoria Street Society for the Protection of Animals from Vivisection in 1875. When the society (later named
the National Anti-Vivisection Society) abandoned its insistence on immediate and total abolition, she founded the British Union for the Abolition of
Vivisection (BUAV) in 1898. Cobbe’s view that vivisection was evil derived
from the theological conviction that the infliction of suffering* on animals
was a denial of the God-given moral order. It was more important that
‘‘tender and just and compassionate feelings should grow and abound than
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that a cure should be found for any corporeal disease’’ (Controversy in a
Nutshell, 5). While the ‘‘relationship of the brutes to God’’ might be the
‘‘humblest,’’ she maintained that this should ‘‘move us to an emotion the
reverse of such callous contempt’’ as was represented by vivisection (‘‘Rights
of Man,’’ 596). Although she died without seeing the advancement of the
cause she most loved, her personality and thought vastly influenced the entire movement. Among the many testimonials to her is a memorial in Manchester College, Oxford.
Selected Bibliography. Cobbe, Frances Power, A Controversy in a Nutshell (London: Victoria Street Society, 1889); Cobbe, Frances Power, Life of Frances Power Cobbe
by Herself, 3rd ed. (London: Richard Bentley and Son, 1894); Cobbe, Frances Power,
The Rights of Man and the Claims of Brutes, Fraser’s Magazine 1 (November 1863),
586–602; Cobbe, Frances Power, and Miss Lloyd, Memorial to the RSPCA on Vivisection, Presented on 23 January 1875 (London: RSPCA Records, vol. 1, 1875); Hume,
E. Douglas, The Mind-Changers, foreword by HRH Prince Christopher of Greece
and an introduction by George Arliss (London: Michael Joseph, 1939); Kramer,
Molly Beer, and Andrew Linzey, Vivisection, in Paul Barry Clarke and Andrew Linzey (Eds.), Dictionary of Ethics, Theology, and Society (London and New York: Routledge, 1996), 870–874; Turner, James, Reckoning with the Beast: Animals, Pain, and
Humanity in the Victorian Mind (Baltimore: Johns Hopkins University Press, 1980);
Vyvyan, John, In Pity and in Anger: A Study of the Use of Animals in Science (London:
Michael Joseph, 1969).
ANDREW LINZEY
COLLECTORS. See ANIMAL COLLECTORS.
COMMUNITY OF EQUALS
The term ‘‘community of equals’’ originally comes from the Declaration
on Great Apes in the book The Great Ape Project: Equality beyond Humanity,
edited by Paola Cavalieri and Peter Singer. It refers to a community that
grants all its members equal moral protections, which are enforceable by
law. Members of this community are regarded as moral equals in that they
are all morally entitled to the same respect for their basic interests and needs;
that is, they all have an equally justified claim to the same protection of their
life, liberty, and freedom from deliberately inflicted harm.
‘‘Equals’’ does not refer to any specific actual likeness, but to equal moral
consideration without respect to morally irrelevant characteristics. The ability to understand or to undertake moral duties or responsibilities is regarded
as a sufficient but not a necessary criterion for inclusion in this moral community, as is shown by the case of young children or severely mentally disabled humans. Though possibly not moral agents themselves (see MORAL
COMPANION ANIMALS AND PETS
111
AGENCY AND ANIMALS), all members are regarded as moral equals, in
that each of them is equally protected by and from the moral agents in this
community.
At present, in both public opinion and national or international law, all
and only humans are accepted as members of the community of equals. With
the rise of the animal liberation* and animal rights* ethics over the last two
decades there has been growing dissatisfaction among concerned people with
the current boundaries of the community of equals. These boundaries are
increasingly regarded as being an unjustified anthropocentric (see ANTHROPOCENTRISM) exclusion of nonhumans.
The speciesist (see SPECIESISM) nature of the exclusion of nonhumans
has prompted steps to define the scope of equal moral concern on less biased
grounds than just species membership, and to extend it beyond the human
species. One major attack on the current boundaries of the community of
equals is being mounted by the Great Ape Project,* which seeks to have all
nonhuman great apes recognized as the moral equals of humans.
Selected Bibliography. Cavalieri, P., and P. Singer (Eds.), The Great Ape Project
(London: Fourth Estate, 1993).
KARIN KARCHER
COMPANION ANIMALS AND PETS
Although often used as a synonym for ‘‘pets,’’ the term ‘‘companion animals’’ refers primarily to those animals kept for companionship. ‘‘Pets’’ is a
broader category than ‘‘companion animals’’ and includes animals kept for
decorative purposes (for example, ornamental fish or birds), those kept for
competitive or sporting activities (dog* shows, obedience trials, racing), and
those kept to satisfy the interests of hobbyists (specialist animal collecting
and breeding). In practice, of course, any particular pet may overlap two or
more of these subcategories.
The practice of keeping animals primarily for companionship is certainly
very ancient and may have contributed to the process of animal domestication at least 12,000 years ago (see DOMESTICATION). Recent huntergatherers and incipient agriculturalists are well known for their habit of
capturing and taming wild mammals and birds and treating them with affection and concern for their well-being.
The existence of pet keeping in hunter-gatherer societies raises questions
about the function of this activity. Until recently, it was widely assumed that
the keeping of pet animals for companionship was a largely Western pastime
associated with unusually high levels of monetary wealth. Viewed from this
perspective, pet keeping tended to be categorized as an unnecessary luxury.
Within the last 20 years, however, medical evidence has slowly accumulated
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suggesting that companion animals may contribute to their owners’ mental
and physical health. It is now known that close and supportive human relationships can exert a protective influence against many common lifethreatening diseases, probably by buffering people from the negative health
effects of chronic life stress. It appears that companion animals may serve a
similar function (see ANIMAL-ASSISTED THERAPY). This would suggest
that companion animals provide a means of augmenting the social support
people receive from each other, and that this role may be as important in
hunter-gatherer societies as it is in our own.
Despite the apparent contribution of pets to human well-being, some pet
owners seem to have scant regard for the welfare of their animal companions.
Welfare problems in companion animals arise from several sources. Most
pets are restrained in various ways and are not permitted to express their
full repertoire of behavior. These restrictions may cause some degree of
distress* and frustration. The global trade in exotic pets, especially wild birds,
reptiles,* amphibians,* and fish,* has seriously depleted some wild populations, as well as caused unestimated suffering* and death* during capture,
handling, and transport. Since the middle of the 19th century, companionanimal breeders have created a wide range of hereditary breed defects, especially in dogs, while pursuing their own arbitrary standards of beauty.
Many of these defects condemn the animals to lifetimes of distress and discomfort, and some require corrective surgery. Painful cosmetic ‘‘mutilations,’’ such as tail docking* and ear cropping, and elective surgical
procedures, such as declawing and debarking, designed to eliminate behavior
problems, are widely performed, particularly in North America. The fate of
unwanted pets is also a cause for concern.
These darker aspects of pet keeping have prompted some animal advocates
to argue that the entire phenomenon constitutes a violation of animals’
rights* and interests,* and that pet keeping should be abolished alongside
other forms of animal exploitation. This position ignores the fact that at
least some human–companion-animal relationships appear to be mutually
beneficial and rewarding to both the human and animal participants. It also
tends to discount the potentially positive effect of these relationships on our
perceptions of animals in general.
Selected Bibliography. Katcher, A. H., and A. M. Beck (Eds.), New Perspectives on
Our Lives with Companion Animals (Philadelphia: University of Pennsylvania Press,
1983); Manning, A., and J. A. Serpell (Eds.), Animals and Human Society: Changing
Perspectives (London: Routledge, 1994); Robinson, I. (Ed.), The Waltham Book of Human-Animal Interaction: Benefits and Responsibilities of Pet Ownership (Oxford: Pergamon Press, 1995); Serpell, J. A., In the Company of Animals, 2nd ed. (Cambridge:
Cambridge University Press, 1996).
JAMES A. SERPELL
COMPANION ANIMALS AND PETS
113
Domesticated Companion Animals
Throughout the history of humanity, animals have had a place in human
social communities and have been valued as guardians, work partners, and
companions by individuals and families. Keeping animals such as dogs* and
cats* as companions is so familiar to us that generally people do not regard
it as an animal rights* issue so long as an animal is well cared for by the
humans who are responsible for the animal’s well-being.* Companionanimal keeping, however, is controversial among advocates of animal rights.
The issues involved can be divided into two general categories: the harm or
benefit to individual companion animals and the harm or benefit to populations of animals from which companion animals come.
Those who argue for the practice of keeping domesticated animals maintain that companions bring mutual benefit to both the animal and the human
companion if the animal’s needs* are valued and accommodated. These
needs, most would agree, include not only adequate food and shelter, but
also the needs that arise from the inherent nature of the particular species.
A companion dog, for example, requires sufficient exercise and sensory stimulation, social contact with both humans and other dogs, and exposure to
the outdoors in order to be psychologically as well as physically healthy.
Keeping a companion dog in a small enclosure, chaining it in a yard, or
isolating it from others of his or her kind are generally acknowledged to be
examples of abusive practices. It is also commonly agreed among animal
rights activists that it is not appropriate or ethical to keep animals such as
birds, mice,* or hamsters, for example, as companions, because caging these
animals violates their need for freedom of movement. When a companion
animal’s needs are met, this argument goes, the relationship between person
and animal is reciprocally beneficial, as is evidenced by the genuine affection
that exists between many people and their animal companions.
Those who argue against keeping animals as companions argue that the
practice is motivated by a selfish human need to dominate and control members of other species. To support their argument, opponents of companionanimal keeping point to the many instances where people treat their animals
in a patronizing or controlling manner, substitute animal affection for human
affection, or use an animal as a surrogate child. That many animals are
abused and/or neglected by their ‘‘owners’’ is a documented fact. The view
that keeping animals as companions may violate the right of animals is further supported by the fact that the laws in most societies regard animals as
chattel property (people are considered to be the ‘‘owners’’ of their animal
companions; see LAW AND ANIMALS). The manner in which animals are
kept and treated is considered to be largely within the discretion of the
‘‘owner,’’ and there are few legal limits placed on how humans treat the
animals they ‘‘own.’’ Opponents of companion-animal keeping doubt that
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statutory or educational changes will adequately protect the majority of companion animals.
The latter view also addresses the significant harm that has been done to
populations of animals through artificially selective breeding and the practice
of inbreeding for looks and behavioral characteristics that are regarded as
desirable in particular breeds of dogs and cats. Irresponsible breeders such
as the puppy mills that sell dogs to ‘‘pet’’ stores cause great suffering* to
both the animals that they use as breeding stock and to the puppies that are
not adequately cared for or socialized when young.
There is a solution to these problems, advocates of companion-animal
keeping would argue. Again, the answers according to this view lie in education and legal protection. Adequate legislation would prohibit or greatly
reduce breeding by unscrupulous people who sacrifice the quality of animals’
lives to their own greed for profit. If people were educated to the cruel
breeding practices that produce ‘‘pet’’-store animals and to the harm done
through artificial selection for particular traits, it is argued, consumer demand for the involved animals would be eliminated and the harm would
cease. Opponents of companion keeping find this approach unrealistic and
believe that it is companion keeping itself that is the root of the problem.
The extreme view in opposition to companion-animal keeping advocates that
all companion animals be sterilized and that these domestic animals be allowed to become extinct. (See also DOMESTICATION.)
Selected Bibliography. Fox, Michael W., Inhumane Society (New York: St. Martin’s Press, 1990); Francione, Gary L., Animals, Property, and the Law (Philadelphia:
Temple University Press, 1995); Rollin, Bernard E., Animals Rights and Human Morality (Buffalo, NY: Prometheus Books, 1981); Ryder, Richard D., Animal Revolution
(Oxford: Basil Blackwell, 1989); Serpell, James, In the Company of Animals (Oxford:
Basil Blackwell, 1986).
ANN B. WOLFE
Exotic Companion Animals
An ‘‘exotic’’ animal is an individual member of any species that is not
domesticated, that is, an animal who has not evolved either artificially or
naturally to share a close living environment with humans (see DOMESTICATION). Some examples of exotic animals that are frequently kept as
companions are parrots, iguanas, ferrets, Vietnamese pot-bellied pigs, snakes,
and monkeys. People with a great deal of money sometimes acquire animals
directly from their natural habitats by legal or illegal means. There is virtually no limit to the kind and number of exotic animals that may be procured through poachers and animal smugglers: bears, ocelots, panthers, and
even elephants are some of the animals that can be obtained illegally. In
many countries, the keeping of nondomesticated animals by private individuals is illegal.
COMPANION ANIMALS AND PETS
115
There is virtually no disagreement among animal rights* advocates that it
is both inappropriate and unethical to keep exotic animals as companions.
The practice of keeping exotic animals as companions emerges from a view
that all nonhuman animals should be at the disposal of humans for whatever
purposes humans might choose.
Many of the exotic animals that are kept privately by animal collectors*
and other people are members of endangered species.* Sometimes, the fact
that a particular animal is rare makes it attractive as a companion. Taking
these animals out of their natural environments and separating them from
their conspecifics (other individuals of the same species) further endanger a
species by reducing the chances of reproduction and therefore the renewal
or survival of the involved species. Those who support human intervention
to try and save endangered species advocate intervention by professionals
through strategies that are well researched. The keeping or breeding of these
animals in private settings is unlikely to yield results that will benefit a species as a whole.
Exotic animals are entitled to live in a way that allows for the nature (telos)
of the particular animal to be accommodated. Since exotic animals by their
very nature do not live in close proximity to humans, taming them and
keeping them in captivity is a violation of that nature. Often exotic animals
suffer ill health in captivity and have far shorter life spans than they might
in a natural setting. From the perspective of both moderate and radical animal rights advocates, a decision as to the ethics of keeping any nonhuman
animal as a companion must rely on the principle that an animal should be
kept as a companion to humans only if the animal’s nature can be fully
accommodated. This principle would seem to be violated in the case of most,
if not all, exotic animals.
ANN B. WOLFE
Animals in Public
The animals who live in our homes and with whom we share our lives
frequently accompany us when we go out into everyday public settings. In
these situations, companion animals often act as what sociologists call ‘‘social
facilitators’’; they provide a shared focus of attention and offer a reason for
strangers to interact with each other. Being in the company of a companion
animal in public not only gives strangers something to talk about, it also
helps make people seem less threatening. Those with dogs* or other animals
can be identified as ‘‘dog (animal) lovers.’’ This public identity helps break
down the suspicion we often feel for people we do not know while providing
an acceptable reason for starting conversations with strangers.
This function appears to be particularly important for people with physical
disabilities who are accompanied by service dogs. These people often feel
that their special physical conditions make the ‘‘normals’’ they meet uncom-
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CONSCIOUSNESS AND THINKING IN ANIMALS
fortable. Studies demonstrate that those who are visually handicapped or
confined to wheelchairs have more frequent and friendly conversations with
able-bodied people when they are with service dogs. Companion animals
can act as more than simply the focus of brief public interactions among
strangers.
The public interactions between people with animals and others are not
always smooth and friendly, however. Like adults in the company of young
children, people with animals typically are held responsible when the animal
misbehaves in public. A study of the various ways of handling public misbehavior problems described ‘‘excusing tactics.’’ Owner responses included
such responses as blaming the unwanted behavior on the understandable
stress* the dog feels in the situation, redefining the dog’s actions as ‘‘cute’’
or normally doglike rather than ‘‘bad,’’ and overtly punishing the misbehaving animal in order to make amends for the dog’s violation of the rules.
Selected Bibliography. Adell-Bath, M., A. Krook, G. Sanqvist, and K. Skantze,
Do We Need Dogs? A Study of Dogs’ Social Significance to Man (Gothenburg: University
of Gothenburg Press, 1979); Hart, Lynette, Benjamin Hart, and Bonita Bergin, Socializing Effects of Service Dogs for People with Disabilities, Anthrozoös 1(1) (1987):
41–44; Messent, Peter, Social Facilitation of Contact with Other People by Pet Dogs,
in Aaron Katcher and Alan Beck (Eds.), New Perspectives on Our Lives with Companion
Animals (Philadelphia: University of Pennsylvania Press, 1983), 37–46; Robins,
Douglas, Clinton Sanders, and Spencer Cahill, Dogs and Their People: Petfacilitated Interaction in a Public Setting, Journal of Contemporary Ethnography 20(1)
(1991): 3–25; Sanders, Clinton R., Excusing Tactics: Social Responses to the Public
Misbehavior of Companion Animals, Anthrozoös 4(2) (1990): 82–90.
CLINTON R. SANDERS
CONSCIOUSNESS AND THINKING IN ANIMALS. See ANIMAL
COGNITION.
CONTENT, VALUE, AND RICHNESS OF ANIMAL LIFE
By ‘‘content,’’ philosophers and others today refer to the subjective experiences of nonhuman animals, especially the ‘‘higher’’ animals (see ANIMAL COGNITION, Conscious Experience, Consciousness and Thinking,
Subjectivity of Animals). That the ‘‘higher’’ animals have experiences, that
they live experimental lives, is today widely accepted. The nature of these
experiences and of the lives that contain them have become important for
two reasons, moral standing* and value of life.
Increasingly on all sides today, quality of life, not life itself, is what matters
essentially; the value of a life is determined by the quality of the life being
lived. Debate exists over how to determine quality of life, not least over
whether the issue is primarily a subjective or an objective one. One of the
CONTENT, VALUE, AND RICHNESS OF ANIMAL LIFE
117
central difficulties with objective accounts is that while by objective criteria
a life could be going well, by subjective criteria it might be going badly. A
person might have all the calories needed to function well yet still not think
that his or her life is going well. The subjective element is about how the
life looks from the point of view of the creature living it, which requires
some account of the subjective experiences of the creature in order to be
properly understood. What we want to know, in essence, is how rich a life
is from this individual’s point of view, where ‘‘richness’’ means such things
as the variety, depth, and extensiveness or kinds of experiences.
To hold that we have absolutely no access to the interior lives of animals
seems false, at least if we take scientific work by ethologists, biologists, and
others seriously. To hold that we cannot know exactly what these interior
lives are like does not mean that we cannot know a good deal about them
and so make some very provisional judgments about them. Playing fetch
with a dog illustrates the point.
In discussions of the richness of animal lives, we must not apply criteria
appropriate to judging richness in the human case as if they applied straightforwardly, without further defense, to the animal case. This would be a
second-order form of speciesism.* Yet something here does set a kind of
presumption of where both empirical science and argument must occur, for
it does seem clear that richness of content in our lives is tied in large part
to our capacities for enrichment: where these capacities are impaired or missing, as with the loss of a sense, a life appears less rich than an ordinary adult
life that contains those kinds of experiences that that capacity makes possible.
This does not mean that another capacity for richness cannot compensate
for this loss, but it does mean that we should have to be convinced of this.
Thus, at the end of life, when we look back and say of a human that she
or he lived a ‘‘rich’’ and ‘‘full’’ life, we refer to the array of kinds of experiences that characterize the lives of normal adult humans. At this level, we
consider that we mean something far beyond what we would mean were we
to say this of the life of a dog, for we think that we have capacities for
enrichment that far outstrip anything the dog has. Nothing is settled, of
course, by this presumption of argument; it simply means that something
must be said in the dog’s case, by way of compensation, to make us think
that the richness of its life approaches that of the normal adult human. Again,
nothing is prejudged; perhaps one can compare features of one of the dog’s
capacities that transforms its life through that single dimension to what is
conferred on our lives by all our various capacities. If one thinks only of the
role of culture or marriage or accomplishment of chosen ends in our lives,
however, those who wish to contend that the dog’s life is as rich as the lives
of normal adult humans have a case to make.
Everything here is cast in terms of ‘‘normal adult’’ humans for the reason
that it is false that all humans live lives of equal richness. Some human lives
are so wanting in richness and scope for enrichment that we strive to avoid
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CONTINUITY
some paths for ourselves and our families; we do not appear to hold that all
human lives are equally valuable. Rather, a quality-of-life view of the value
of life commits us to another view: if human lives are not (approximately)
equally rich, they are not of equal quality, and if they are not of (approximately) equal quality, they are not of equal value. In fact, what such a view
appears committed to holding is that some animal lives can be of a richness
and quality higher than those of some human lives, such as the brain-dead
and anencephalic infants, and so can be of greater value.
Empirical work on the subjective lives of animals can be held to be necessary for these reasons. It must fit in with a philosophy of mind that makes
intelligible to us ways of understanding and appreciating animal experience
and with a moral philosophy that enables us to fit animal experience into
our account of the value of a life. (See also WELL-BEING OF ANIMALS.)
Selected Bibliography. Bekoff, M., and D. Jamieson (Eds.), Readings in Animal
Cognition (Cambridge, MA: MIT Press, 1996); Dawkins, Marian S., Through Our
Eyes Only: The Search for Animal Consciousness (San Francisco: W. H. Freeman, 1993);
Frey, R. G., Medicine, Animal Experimentation, and the Moral Problem of Unfortunate Humans, Social Philosophy and Policy 13 (1996): 181–211; Frey, R. G., Rights,
Killing, and Suffering (Oxford: Basil Blackwell, 1983); Griffin, D., Animal Minds (Chicago: University of Chicago Press, 1992); Walker, S., Animal Thought (London:
Routledge and Kegan Paul, 1983).
R. G. FREY
CONTINUITY
Less than 150 years after Charles Darwin’s* On the Origin of Species we
have not yet fully assimilated the meaning of evolutionary continuity. What
Darwin proposed and then proved with many different arguments and examples is that all living organisms are relatives. All animals are related by
common descent. For example, zebras and horses evolved from a common
ancestor, as did chimpanzees* and humans, and wasps and ants; their common ancestors existed in a bygone time. All six of these animal species,
however, also evolved from a common ancestor, only that ancestor existed
and became extinct even further back in time. Species emerged like branches
growing off other branches on a single tree, all originating from the same
root.
Before the Darwinian revolution, it was believed that animals were organized according to a hierarchy called the ‘‘great chain of being.’’ At the top
of that hierarchy people put mammals and, at the very top, human beings.
Then came birds, reptiles,* and amphibians*—that is, vertebrates, animals
that have a backbone, like human beings. At the bottom of the scale came
the invertebrates, among which are the insects. Instead of having a skeleton
inside their bodies, as we do, insects wear their skeleton on the outside,
CONTINUITY
119
almost like armor. This is only one of the ways that insects are different
from us. Other ways in which they differ are that they are much smaller,
they sense the world in totally unfamiliar ways (for example, bees see ultraviolet light), they communicate in ways we find hard to imagine (for example,
using chemicals), and they look totally alien. Despite their minuscule size,
fear of insects is not uncommon. Insects were placed at the bottom of this
imagined hierarchical ladder because the less an animal resembled human
beings, the lower its position. However, Darwin showed that the reason
animals can be very unlike one another is not because they have different
‘‘essences,’’ but because they are adapted to different conditions; because of
common descent the core is the same, and only the manifest forms vary.
With his understanding of evolution as a process of descent from common
ancestors, with new species shaped through encountering novel conditions,
Darwin destroyed the self-promoting idea of the great chain of being. In its
place he gave us a world in which there are no discontinuous leaps between
species, for all animals are bound together by the single, very long story of
life. Darwin went to great lengths to demonstrate this unbroken continuity
at every level, not only in anatomy and physiology, but also in behavior and
mental characteristics.
Despite the dismantling of the hierarchical great chain of being, in our
practices and ideas we continue to uphold a radical break between vertebrates
and invertebrates. We resist the idea, for example, that insects may feel pain*
or suffering.* More deeply, we deny that insects lead a life that they experience from their perspective. Yet the impersonal and flawless reasoning of
the evolutionary perspective would teach us that a discontinuous break between vertebrates and invertebrates is arbitrary and anthropocentric (see ANTHROPOCENTRISM).
Selected Bibliography. Darwin, Charles, The Formation of Vegetable Mould through
the Action of Worms with Observations on Their Habits (1881; Chicago: Chicago University Press, 1985); Darwin, Charles, On the Origin of Species, facsimile of the first
edition (1859) (Cambridge, MA: Harvard University Press, 1964); Fabre, Jean Henri,
The Insect World of J. Henri Fabre, ed. E. Teale (Boston: Beacon Press, 1991); Frisch,
Karl von, Bees: Their Vision, Chemical Senses, and Language (Ithaca, NY: Cornell University Press, 1950); Griffin, Donald, Animal Minds (Chicago: University of Chicago
Press, 1992).
EILEEN CRIST
People and Animals
Treatment given to animals depends upon people’s perceptions of and
attitudes toward those animals. The most important determinant of human
attitudes toward animals is the degree of similarity or difference that is believed to exist between people and nonhumans. Throughout history and
among different cultures, ideas about human-animal differences have varied
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CONTINUITY
greatly from animals being seen as possessing greater powers and capacities
than people and being regarded as gods to being viewed as lesser beings
having nothing in common with the human species. Assignments of superiority or inferiority are generally based upon similarities or differences, qualities that have determined the appropriateness of exploiting various species
for human purposes. Currently, this issue is particularly related to the use
of animals for research. If research is intended to benefit the human species,
then the animals must resemble humans enough so that results will be directly applicable to people. Yet in order to do the research, animals must be
regarded as in some way different enough from humans to justify their use
as subjects for experimentation.
Perceived differences and similarities between people and animals play a
prominent role in current animals rights* controversies. Opposing views of
animal rights advocates and their opponents rest partly on contrasting beliefs
concerning the human place in nature. Supporters of animal rights typically
see no great gap between humankind and animals, whereas those who oppose
animal rights see a significant gap between the two. Both sides acknowledge
some differences between people and animals, but those who favor animal
rights see these as only quantitative (differences in degree), whereas their
opponents believe that there are both quantitative and qualitative differences
(differences in kind). The important question is whether the differences between animals and people are basic and significant enough to be the basis
for excluding animals’ interests and consideration of their welfare (see ANIMAL WELFARE) whenever there is a conflict between their interests and
our own. The main issue in this debate is whether animals possess intrinsic
(their own) value, regardless of what they provide or accomplish for the
improvement of human life, or whether the significance of animals is only
instrumental, dependent upon their usefulness for human ends.
Many criteria have been proposed for definitively distinguishing humankind from animals. Historically, the most profound separation between people and animals was delineated by the 17th-century philosopher and
mathematician René Descartes.* Until fairly recently the idea that animals
possess no symbolic cognitive (thought) process (see ANIMAL COGNITION) was widely accepted by Western science. Animals were generally
assumed to be incapable of acting apart from instinctual motivation. Studies
undertaken by Donald Griffin and other cognitive ethologists, however, lead
to the conclusion that many species of animals do possess cognition. The
scientific community, and to a lesser extent the public, often resist the idea
that animals possess any degree of cognition, the trait that has long kept
humans at the pinnacle of creation. As convincing evidence of animal awareness builds up, there is a trend away from denying animals any thoughts to
claiming that their thoughts are different from ours.
Some other criteria that have been used to distinguish humankind from
animals are tool use, toolmaking, teaching of cultural traditions, enactment
COWHERD, WILLIAM
121
of rituals with social significance, possession of individuality as opposed to
an exclusively communal identity, awareness of death, converting nature to
culture by building structures, creation of art, altruism, and the use of language. However, exceptions to these criteria have been convincingly demonstrated. Examples of tool use are Galapagos finches who use cactus spines
to probe for insects and sea otters who use rocks to open abalones and obtain
meat. Jane Goodall found that chimpanzees* actually make tools with which
to obtain termites, using premeditation and planning. Termite fishing is an
acquired skill passed on as part of cultural learning from older to younger
individuals. Japanese macaques also have learned food washing as a behavior
invented by one individual and taught to others. Wolves and chimpanzees
perform rituals with social consequences. Individualized behavior has now
been documented among many species, including birds, who previously were
held to be automatons incapable of varying from specific inborn repertoires.
Suggestions that elephants, baboons, and chimpanzees have some kind of
awareness of death seem valid. Beavers, birds, and insects build structures
that may not always be just the result of inflexible patterns of behavior.
Chimpanzees and elephants create art. Dolphins, monkeys, and wolves and
other canids demonstrate altruism. Possession of language, long considered
the last bastion of human uniqueness, has been demonstrated in chimpanzees, gorillas, and orangutans who have learned sign language and have used
it spontaneously and creatively. Studies also show that parrots can understand the language they speak, and that dolphins may be able to use language
to communicate with people. Critics of these studies, however, claim that
the animals in question have not mastered the syntactic structure characteristic of true language. As our knowledge about animals grows, the gap between the human and nonhuman worlds narrows.
Selected Bibliography. Beck, Benjamin B., Animal Tool Behavior (New York: Garland STPM, 1980); Griffin, Donald R., Animal Minds (Chicago: University of Chicago Press, 1992); Linden, Eugene, Apes, Men, and Language (New York: Saturday
Review/Dutton, 1974); Rachels, James, Do Animals Have a Right to Liberty? in Tom
Regan and Peter Singer (Eds.), Animal Rights and Human Obligations (Englewood
Cliffs, NJ: Prentice-Hall, 1976); Ristau, Carolyn (Ed.), Cognitive Ethology: The Minds
of Other Animals (Hillsdale, NJ: Erlbaum, 1991).
ELIZABETH ATWOOD LAWRENCE
COWHERD, WILLIAM
William Cowherd (1763–1816) was a minister and founder of the Bible
Christian Church, a vegetarian sect that launched the world vegetarian
movement. In 1800, Cowherd, then associated with the New Church of
Emanuel Swedenborg, founded, together with Joseph Brotherton, Salford’s
first member of Parliament, a church at Salford near Manchester that would
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CRUELTY TOWARD ANIMALS AND HUMAN VIOLENCE
have an incalculable impact on the spread of vegetarianism* worldwide.
Based on the biblical injunction to be vegetarian (Genesis 1:29–30), the main
conditions of membership were vegetarianism and temperance. Moral considerations about the treatment of animals and a strong sense of respect for
the whole created order complemented Cowherd’s conviction that the consumption of animal flesh was prohibited by the Bible. The English Vegetarian Society was a direct offshoot of the Bible Christian Church when it
was founded in 1847. Cowherd’s influence was extended to the United States
by his disciple William Metcalfe and other successors in the Bible Christian
theology, such as Henry Clubb.
Selected Bibliography. [Maintenance Committee], History of the Philadelphia Bible-Christian Church for the First Century of Its Existence from 1817–1917 (Philadelphia:
J. B. Lippincott, 1922); Unti, Bernard, Vegetarian Roots, Vegetarian Times, April
1990, 52–57, 82; Williams, J. Howard, The Ethics of Diet: A Catena of Authorities
Deprecatory of the Practice of Flesh-Eating (London: F. Pitman, 1883), 258–260.
BERNARD UNTI
CRUELTY TOWARD ANIMALS AND HUMAN VIOLENCE
The belief that one’s treatment of animals is closely associated with the
treatment of fellow humans has a long history, but despite the long history
and popular acceptance of this concept, until recently there have been few
attempts to systematically study the relationship between the treatment of
animals and humans. In the early 1900s case studies by Richard KrafftEbbing and Sandor Ferenczi began to explore sadistic behavior toward animals associated with other forms of cruelty. However, single case histories
do not provide much insight into the origins of animal abuse and its connections to other violent behavior. In 1966 Daniel Hellman and Nathan
Blackman published one of the first formal studies of animal cruelty and
violence. Their analysis of life histories of 84 prison inmates showed that
75% of those charged with violent crimes had an early history of cruelty to
animals, fire setting, and persistent bed wetting. Several subsequent studies
looked for this ‘‘triad’’ of symptoms in other violent criminals, with mixed
results, but animal cruelty remained one of the strongest correlates of later
violent behavior.
The concept became more widely appreciated within law-enforcement circles following a number of studies of criminal populations. FBI interviews
of serial killers and other sexual homicide criminals initiated in the 1970s by
Robert Ressler and his colleagues found that 36% of these violent criminals
described instances of participating in animal mutilation and torture as children, and 46% described such activities in adolescence. Prevalence rates of
early animal cruelty of 25% to 50% have been described in studies of aggressive prison inmates, assault offenders who are women, convicted rapists,
CRUELTY TOWARD ANIMALS AND HUMAN VIOLENCE
123
and convicted child molesters. Questions regarding animal maltreatment
have now become standardized in many investigations of violent crime and
juvenile fire setting.
In the 1980s additional attention began to be given to instances of animal
cruelty as part of the dynamics of child abuse and domestic violence. A
review in one community in England of 23 families with a history of animal
abuse indicated that 83% had also been identified by human social service
agencies as having children at risk of abuse or neglect. A report on 53 petowning families in New Jersey being treated for child abuse or neglect indicated that at least one person had abused animals in 88% of the families
with physical abuse. In two-thirds of these cases the pet abuser was the
abusive parent. Recently, several studies have examined the incidence of animal cruelty in families of women seeking protection in shelters for battered
partners. In one such survey in Utah, Frank Ascione found that 71% of the
women with pets who sought shelter reported that their male partner had
threatened to kill or had actually killed one or more of their pets.
Recognition of the significance of the interconnections between violence
against animals and violence against people has led to a number of significant
changes. A growing number of states have escalated extreme forms of intentional animal cruelty from misdemeanor to felony offenses. Larger fines,
longer jail terms, and/or required counseling have become more commonplace in animal cruelty cases. Many areas have begun to train animal care
and control officers in the recognition and reporting of child abuse, and
some animal shelters* have begun to work closely with women’s shelters to
provide emergency housing for the pets of women and children at risk. Many
advocates for animals and others hope that a better understanding of how
cruelty to animals is related to other forms of violence may help in developing tools for prevention and intervention.
Selected Bibliography. Ascione, F. R., Children Who Are Cruel to Animals: A
Review of Research and Implications for Developmental Psychopathology, Anthrozoös
6(4) (1993): 226–246; DeViney, E., J. Dickert, and R. Lockwood, The Care of Pets
within Child Abusing Families, International Journal for the Study of Animal Problems
4(4) (1983): 321–329; Felthous, A. R., and S. R. Kellert, Violence against Animals
and People: Is Aggression against Living Creatures Generalized? Bulletin of the American Academy of Psychiatry and the Law 14 (1986): 55–69; Hellman, D. S., and Nathan
Blackman, Enuresis, Firesetting and Cruelty to Animals: A Triad Predictive of Adult
Crime, American Journal of Psychiatry 122 (1966): 1431–1435; Lockwood, R., and
G. R. Hodge, The Tangled Web of Animal Abuse, Humane Society News 31(3) (1986):
10–15; Ressler, R. K., A. W. Burgess, C. R. Hartman, J. E. Douglas, and A. McCormack, Murderers Who Rape and Mutilate, Journal of Interpersonal Violence 1 (1986):
273–287.
RANDALL LOCKWOOD
D
DAIRY INDUSTRY. See FACTORY FARMING; TRANSPORTATION
AND SLAUGHTER; VEAL CALVES.
DARWIN, CHARLES
Charles Darwin’s (1809–1882) theory of evolution by natural selection
completely changed our understanding of the relation between humans and
other species. Darwin was born on February 12, 1809, in Shrewsbury, England, the son of a prosperous doctor. As a young man he enrolled at Cambridge, intending to prepare for a life as a clergyman. But Darwin was
already an accomplished amateur naturalist, and while he was at Cambridge,
his talents were recognized by the science faculty, one of whom, John Henslow, recommended him for a post on HMS Beagle, which was about to
embark on a five-year voyage around the world. The voyage would change
Darwin’s life.
Sometime during the Beagle voyage Darwin became an evolutionist. He
did not invent the idea of evolution; others had already speculated that life
might have evolved. But the idea was not taken seriously by most scientists
because no one could think of a convincing mechanism by which evolutionary changes could occur. Darwin’s contribution was to supply such a mechanism. In 1838, three years after returning to England, he devised the theory
of natural selection to explain how evolutionary change takes place.
Darwin delayed publishing his theory for more than twenty years, partly
because he dreaded the scandal it was sure to cause. In 1859 the publication
of On the Origin of Species created just the sort of sensation Darwin had
DARWIN, CHARLES
125
feared. Many readers were convinced, but many more were not. Evolution
was resisted on religious and moral grounds—it was contrary to human dignity to imagine that man is kin to the apes. Darwin, however, went out of
his way to emphasize the kinship. The resemblance, he said, is more than
merely physical. Other animals also have social, mental, and moral lives similar to our own. In The Descent of Man (1871) he wrote, ‘‘There is no fundamental difference between man and the higher mammals in their mental
faculties.’’
Darwin realized that such thoughts have ethical implications. In The Descent of Man he wrote that ‘‘humanity to the lower animals’’ is ‘‘one of the
noblest virtues with which man is endowed’’ and represents the final stage
in the development of the moral sentiments. It is only when our concern
has been ‘‘extended to all sentient beings,’’ he said, that our morality will
have risen to its highest level.
Darwin’s own feelings about the mistreatment of animals were unusually
strong. Numerous stories illustrate the intensity of his feelings. Although he
was generally mild mannered and disliked public confrontation, Darwin
could fly into a rage when he saw animals being abused. In 1863 he wrote
an article for the Gardener’s Chronicle, a popular monthly magazine, with the
title ‘‘Vermin and Traps.’’ Using arguments that would not seem out of place
in an animal rights* magazine today, he contended that ‘‘the setting of steel
traps for catching vermin’’ is too cruel a business for civilized people to
tolerate.
But as a man of science Darwin found his moral views about animals put
to a severe test. In the 1870s antivivisection (see ANTIVIVISECTIONISM)
agitation came to a boil in England, and Darwin was drawn into the controversy. His humanitarian impulse collided with his desire to see science
advance, and he was uncomfortably caught in the middle. As he explained
to one of his daughters, ‘‘I have long thought physiology one of the greatest
of sciences, sure sooner, or more probably later, greatly to benefit mankind;
but, judging from all other sciences, the benefits will accrue only indirectly
in the search for abstract truth. It is certain that physiology can progress
only by experiments on living animals.’’ But on the other hand, as he wrote
to a different correspondent, ‘‘You ask about my opinion on vivisection. I
quite agree that it is justifiable for real investigations on physiology; but not
for mere damnable and detestable curiosity. It is a subject which makes me
sick with horror, so I will not say another word about it, else I shall not
sleep tonight.’’ So Darwin sought a compromise. In 1875 he testified before
the Royal Commission on Vivisection and took the lead, lobbying the home
secretary, in trying to have a bill passed that would ‘‘protect animals, and at
the same time not injure physiology.’’ But a more radical bill was passed
that went further in protecting animals than Darwin thought wise.
Although Darwin saw himself as seeking middle ground, the animal rights
advocates of the day regarded him more as a champion of the other side.
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Frances Power Cobbe,* who had organized the National Anti-Vivisection
Society, noted that ‘‘Mr. Darwin eventually became the centre of an adoring
clique of vivisectors who (as his biography shows) plied him incessantly with
encouragement to uphold their practice, till the deplorable spectacle was
exhibited of a man who would not allow a fly to bite a pony’s neck, standing
forth before all Europe as the advocate of vivisection.’’ Nonetheless, the
long-term implications of Darwin’s revolution seem to favor the animal advocates. These implications were summarized in 1880, two years before
Darwin’s death, by Asa Gray, the Harvard professor of botany who was
Darwin’s chief defender in America: ‘‘We are sharers with the higher brute
animals in common instincts and feelings and affections. It seems to me that
there is a meanness in the wish to ignore the tie. I fancy that human beings
may be more humane when they realize that, as their dependent associates
live a life in which man has a share, so they have rights which man is bound
to respect.’’
Selected Bibliography. Browne, E. J., Charles Darwin: A Biography (Princeton, NJ:
Princeton University Press, 1995); Darwin, Charles, The Descent of Man, and Selection
in Relation to Sex (London: John Murray, 1871); Darwin, Charles, On the Origin of
Species (London: John Murray, 1859); Gray, Asa, Natural Science and Religion (New
York: Scribner’s, 1880); Rachels, James, Created from Animals: The Moral Implications
of Darwinism (New York: Oxford University Press, 1990).
JAMES RACHELS
DEATH OF ANIMALS
Animals are routinely killed for food, for leather and fur, for sport, and
for education* and research. Society is comfortable with these killings as long
as we believe that the animals do not suffer during the process (see SUFFERING OF ANIMALS). That is why there are training sessions, regulations, and inspections to ensure that the slaughter of animals for these
purposes is ‘‘humane,’’ meaning that it is done as quickly and painlessly as
possible (see TRANSPORTATION AND SLAUGHTER).
People commonly believe that killing human beings is ordinarily immoral,
even if the people being killed experience no pain during the process. Philosophers who agree with this difference in our attitudes toward killing animals and killing people defend it in two ways. First, humans have the ability
to understand death and to value life itself. Humans can fear death itself,
even when the dying process is painless. Animals, these philosophers contend, are not capable of understanding death and, consequently, are incapable of fearing death. Thus there is a kind of distress* and loss involved in
the killing of humans that is not involved in the killing of animals.
Second, these philosophers stress that humans are capable of making longrange plans. When humans are killed, their long-range projects are frus-
DEATH OF ANIMALS
127
trated. Animals, however, do not form such projects. Consequently, when
they are killed, this does not frustrate long-term plans.
Some animal rights* advocates accept this common distinction between
killing humans and killing animals. These animal rights advocates are particularly concerned with the suffering that animals endure and with how we
can reduce that suffering. Utilitarian philosophers (see UTILITARIANISM),
such as Peter Singer, who believe that moral concern should be focused on
minimizing suffering and maximizing happiness in the world, take this position. However, they go on to emphasize that when large numbers of animals are routinely killed, it is not a painless process. The animals who are
slaughtered for food or fur are not killed painlessly. They feel pain* when
being shot, cut, gassed, or clubbed to death. Animals also smell the blood
of the animals killed just before them, and this frightens them, causing them
distress.
Animal rights philosophers also make the further point that most of our
killing of animals is avoidable. Killing animals for sport is unnecessary. Most
people can live healthy, happy lives without wearing fur or eating meat.
Many of the animals killed in education and research are sacrificed for trivial
information. Consequently, these philosophers contend that even if the killing of animals lacks the moral dimensions of killing humans, the pain we
inflict on animals when we kill them is unnecessary, and as a result, our
routine killing of great numbers of animals is morally objectionable.
Other animal rights philosophers emphasize that even if animals cannot
value life itself or form long-range plans, killing them is ordinarily morally
objectionable, even if it is done painlessly. When animals are killed, they
suffer the loss of the rest of their lives. If those lives are lives the animals
could have enjoyed living, they have suffered a great loss in being deprived
of those lives. This deprivation makes killing animals morally objectionable
independent of the issue of pain suffered during the process of killing.
Some animal rights advocates also question the assumption that animals
cannot understand and fear death itself. It is difficult to tell whether an
animal threatened with death fears death or the pain that ordinarily accompanies dying. Many animal rights advocates also question the assumption
that animals cannot form long-range plans. They claim that even if animals
cannot formulate plans that are as detailed and long term as human plans,
they are not without plans altogether. Birds building nests, beavers building
dams, squirrels storing nuts, and dogs* waiting for their human companions
to come home at the usual time seem to be examples of animal planning. If
these animal rights advocates are correct, the reasons cited for the common
difference in the moral significance of killing animals and killing humans are
more a matter of degree than a difference in kind, that is, a difference based
on something humans have but animals lack.
Selected Bibliography. Cigman, Ruth, Death, Misfortune, and Species Inequality,
Philosophy and Public Affairs 10 (1981): 47–64; Frey, R. G., Rights, Killing, and Suffering
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DEEP ECOLOGY
(Oxford: Basil Blackwell, 1983); Johnson, Edward, Life, Death, and Animals, in H.
Miller and W. Williams (Eds.), Ethics and Animals (Clifton, NJ: Humana Press, 1983);
Sapontzis, S. F., Morals, Reason, and Animals (Philadelphia: Temple University Press,
1987); Singer, Peter, Practical Ethics (Cambridge: Cambridge University Press, 1979).
STEVE F. SAPONTZIS
DEEP ECOLOGY
The notion of deep ecology was first suggested by the Norwegian philosopher Arne Naess in 1973. He strongly sought terms and methods by
which human beings might develop ‘‘a wider self,’’ an unselfish self that
identified wholly with the biosphere. In his contrasting of so-called shallow
with deep ecology, Naess characterized what he viewed to be an ethical
battlefield. All living beings in their natural diversity are viewed as resources,
useful for humans but not in and of themselves, according to the shallow
view; sustaining our way of life and our individual habits of mind are basic
elements of a democratic society that should be tolerated and sustained, even
if it entails our being cruel, our polluting the biosphere, our driving to extinction other life forms, and our declining quality of life. Deep ecology,
however, disagrees with this view, faulting cruelty, respecting other life
forms for their intrinsic worth irrespective of their potential usefulness to
humans, and arguing that through such respect and nurturance, our own
lives will be greatly enriched, made more meaningful, and assured of a better
chance at survival.
In Asian tradition, what Westerners have only recently called ‘‘deep
ecology’’ has always been understood. Throughout China and Japan, all
animals and plants are capable of becoming Buddha (see RELIGION
AND ANIMALS). In India, Hindu tradition has always been steeped in
the sacredness of nature, best exemplified in the tradition of pancavati, or
five sacred groves. Trees all over the country were traditionally revered, a
fact now mourned by most Indians who have seen their forests mowed
down to the extent that less than 9% of standing canopies remain in India.
Among the Jains, Todas, and Bishnoi of India, the tenets of so-called deep
ecology are at the very wellspring of their living spiritual traditions. In the
future, deep ecology may well evolve into the science of what Marc Bekoff
calls ‘‘deep ethology.’’*
Selected Bibliography. Banwari, Pancavati: Indian Approach to Environment, trans.
Asha Vohra (New Delhi: Shri Vinayaka Publications, 1992); Chapple, Christopher
Key, Nonviolence to Animals, Earth, and Self in Asian Traditions (Albany: State University of New York Press, 1993); Naess, A., Ekologi, Samhalle, och Livsstil: Utkast til
en Ekosofi (Stockholm: LTs forlag, 1981); Naess, A., Identification as a Source of
Deep Ecological Attitudes, in Michael Tobias (Ed.), Deep Ecology (San Diego, CA:
Avant Books, 1984), 256–270; Naess, A., The Shallow and the Deep, Long Range
Ecology Movement, Inquiry 16 (1973): 95–100; Rolston, H., III, Environmental Eth-
DEROGATION OF ANIMALS
129
ics: Duties to and Values in the Natural World (Philadelphia: Temple University Press,
1988).
MICHAEL TOBIAS
DEEP ETHOLOGY
The term ‘‘deep ethology’’ carries some of the same general meaning that
underlies the term ‘‘deep ecology,’’* in which it is asked that people recognize not only that they are an important part of nature, but also that they
have unique responsibilities to nature as moral agents (see MORAL
AGENCY AND ANIMALS). Deep ethological research will pursue a detailed (and compassionate) understanding of the unique worlds of nonhuman
animals themselves in order to learn more about their own points of view—
how they live and how they experience pain* and suffering.* The development of what are called species-fair tests that take into account the different
sensory worlds and abilities of animals will allow humans to learn more about
how all animals deal with their social and nonsocial environments, including
pleasurable and painful or stressful (see STRESS) stimuli.
Selected Bibliography. Bekoff, M., Deep Ethology, in M. Tobias and K. Solisti
(Eds.), Kinship with the Animals (Portland, OR: Beyond Words, 1998).
MARC BEKOFF
DEROGATION OF ANIMALS
Derogation is the depreciation of others by means of symbolic (see ANIMAL SYMBOLISM) expression, usually through language (see OBJECTIFICATION OF ANIMALS), such as with racial slurs. Derogation is
conducive to hostile actions, which is why it has become a social taboo and
even illegal in many societies. Derogation of animals is ingrained in the
European and other languages. In one of its derived meanings, the noun
‘‘animal’’ is frequently used to describe the cruelest, most heinous criminals
(see BEASTLINESS). Aside from individual dislikes and propaganda from
those in trades that depend on the use of animals as commodities, the two
main universal reasons for the derogation of animals are cultural tradition
and the psychological reaction of blaming an innocent victim (see VICTIMIZATION OF ANIMALS).
Derogation of animals has deep cultural (including religious) roots and
goes back at least to the beginning of farming societies when domestication*
of farm animals led to their demystification. It may go even further back in
human prehistory. Contrary to common beliefs, not all hunter-gatherer peoples show any respect, even symbolic, for animals (for example, the Mbuti
pygmies of the African equatorial forest mock and denigrate hunted animals
that are dying of wounds). In Judeo-Christian and Moslem religions (see
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RELIGION AND ANIMALS), animals are denied a hereafter and thus
must be derogated if this belief in a perfectly just world is to be sustained.
In the everyday language, the most derogated are pigs* and cows, which are
the main source of meat and leather (and, in the industrial societies, almost
never have a chance to be seen by the public as individual animals).
Less obvious than the direct, verbal derogation is the indirect, contextual
derogation through public displays (especially on the part of known personalities) that disregard the life and suffering* of those deemed inferior. This
type of derogation can be achieved by portraying acts of abuse as neutral or
positive acts. Advertising cartoons of meat and dairy products commonly
show pigs, cows, and other animals happy to be exploited and killed (see
DISNEYFICATION).
Selected Bibliography. Lerner, M., The Belief in a Just World: A Fundamental
Delusion (New York: Plenum, 1980); Mason, J., An Unnatural Order (New York:
Simon and Schuster, 1993); Ryan, W., Blaming the Victim (New York: Pantheon
Books, 1971); Sorrentino, R. M., Derogation of an Innocently Suffering Victim: So
Who’s the ‘‘Good Guy’’? in J. P. Rushton and R. M. Sorrentino (Eds.), Altruism and
Helping Behavior: Social, Personality, and Developmental Perspectives (Hillsdale, NJ: L.
Erlbaum, 1981), 257–283.
ANDRZEJ ELZANOWSKI
DESCARTES, RENÉ
René Descartes (1596–1650) was a French philosopher who is also known
as one of the fathers of modern science and mathematics. A dualist, he believed that only two kinds of substance exist in the universe: mental substance
and corporeal, or bodily, substance. Human beings, he thought, are composed of mind (which he equated with the soul) and body. Nonhuman animals, however, he saw as mindless automata or machines. The traditional
interpretation is that he even denied that animals have feelings.*
Descartes himself not only influenced the formation of the scientific
method, but also engaged in various studies of his own, including, apparently, vivisection. In a little-cited passage from his Description of the Human
Body, Descartes took issue with William Harvey’s theory of blood circulation
by cutting off part of the heart of a live dog and feeling the length of the
pulse in various parts. He was an avid observer of animal bodies by his own
account, stating in a letter of 1639, ‘‘I have spent much time on dissection
during the last eleven years, and I doubt whether there is a doctor who has
made more detailed observations than I.’’ He inspired generations of scientists after him to dissect live animals without inhibition, since after all
these living machines are without feeling—or so Descartes believed.
However, John Cottingham, who translated the philosophical works of
Descartes, claimed that Descartes did think that nonhuman animals have
DESCARTES, RENÉ
131
conscious feelings, just not self-conscious awareness of feelings. Supposedly,
this interpretation would mean that an animal can feel, but has no sense that
the feelings are associated with that animal’s own self (see ANIMAL COGNITION, Consciousness and Thinking). Some philosophers have said that
animal feelings have no significance if animals lack self-consciousness, even
though an animal can still be hurt on this theory.
Cottingham refers to letters of Descartes in which animals are said to feel
joy, anger, and fear,* for example. Tom Regan has explained this apparent
inconsistency in Descartes by reference to a distinction that the latter makes
between three different types of sensation. According to Descartes, animals
can have three different grades of sensation: physical, conscious, and selfconscious. Descartes indicated that we have only the first in common with
nonhuman creatures. His denial that animals have minds prevents animals
from having either conscious or self-conscious souls. Regan’s interpretation
is more consistent with what Descartes actually wrote. Animals only ‘‘felt
joy’’ and other emotions in the first grade of sensation, which is a very
unfamiliar sense of ‘‘feeling’’: the animals, in response to a physical stimulus,
would mechanically respond by dancing about, appearing happy, or the like,
even though the ‘‘animal machines’’ would not consciously feel anything. Thus
Descartes actually wrote that animals do not feel ‘‘pain in the strict sense,’’
since they lack an understanding or a mind, and also that they are not aware
of any thing. This appears to rule out the view that animals have conscious
feelings according to Descartes. This view did not go uncontested even in
Descartes’s own time. Voltaire (1694–1778) famously wrote a generation
later: ‘‘Answer me, machinist, has nature arranged all the means of feeling
in this animal, so that it may not feel?’’
There are a few people who still hold to Cartesianism. Bernard Rollin
found the animals-feel-no-pain thesis expressed in the Bulletin of the National
Society for Medical Research, a U.S. lobby group that tries ‘‘to block legislation
that would in any way place restrictions on biomedical research.’’ Peter Harrison, a philosopher, defends Cartesianism based largely on the view that we
cannot absolutely prove that animals feel pain* (his argument is much more
detailed, however). The criticism of Descartes’s view of animals stems from
its conflict with commonsense experience of animals and also its being at
odds with a variety of considerations in favor of holding that animals can
suffer.
Selected Bibliography. Cottingham, John, ‘‘A Brute to the Brutes?’’: Descartes’
Treatment of Animals, Philosophy 63 (1988): 175–183; Descartes, René, The Philosophical Writings of Descartes, 3 vols., trans. John Cottingham, Robert Stoothoff, and
Dugald Murdoch (Cambridge: Cambridge University Press, 1991); Regan, Tom, The
Case for Animal Rights (Berkeley: University of California Press, 1983); Rollin, Bernard, The Unheeded Cry: Animal Consciousness, Animal Pain, and Science (New York:
Oxford University Press, 1989); Singer, Peter, Animal Liberation (New York: New
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DEVIANCE AND ANIMALS
York Review of Books, 1990); Williams, Bernard, Descartes: The Project of Pure Enquiry
(Harmondsworth, England: Penguin Books, 1978).
DAVID SZTYBEL
DEVIANCE AND ANIMALS
Social scientists typically understand deviant behavior in two ways. Deviance, on the one hand, is a characteristic of how people act. If the behavior
violates social norms—the basic guidelines for behavior that are known and
obeyed by well-socialized members of a society—then it is, by definition,
deviance. In contrast, some sociologists speak of deviance as a subjective or
personal phenomenon. From this view a behavior is deviant or not depending on who does it, for what reason, and who finds out about it.
Deviant animals are usually displayed in the media in much the same way
as are deviant humans. At times they are threatening and dangerous because
they are innately evil, like, for example, the shark in Jaws. At other times,
animals are presented in the media as behaving in deviant ways because they
are mad (e.g., the dogs* in Cujo and Man’s Best Friend) or because they have
been trained by humans to do evil things (e.g., the rats in Ben or the guard
dog in White Dog). Like the human deviants portrayed in the media, deviant
animals are easy to recognize because they are slimy, foam at the mouth,
bare their teeth, or in other ways physically display their malevolence. It is
likely that the fear that many people have for pit bull terriers, bats, snakes,
and other definably ugly animals has its roots in our cultural connection of
appearance and deviance.
Another common connection between animals and deviance is seen in the
tendency for animal terms to be used in most, if not all, cultures as labels
that diminish the importance of the person so labeled (see BEASTLINESS;
DEROGATION OF ANIMALS). In our society, for example, a person can
be degraded by calling him or her such things as an ‘‘animal,’’ ‘‘pig,’’
‘‘chicken,’’ ‘‘snake,’’ or ‘‘dirty dog.’’ These animal labels are intended to
demonstrate that those to whom they are applied are less than ‘‘real’’ human
beings.
From the Middle Ages until the 18th century, it was common in Europe
for nonhuman animals to be seen as being able to choose how they behaved.
This meant that animals were often put on trial for such things as murder,
assault, and destruction of property. If they were judged guilty, the animal
defendants were usually executed. One writer recorded 191 judicial proceedings involving such animal defendants as bulls, horses, pigs,* dogs,* turtledoves, field mice,* flies, caterpillars, and bees.
Bestiality* is one type of behavior involving people and animals that is
seen as a serious norm violation. A far more common and less controversial
example of the relationship of animals and deviance is seen in the everyday
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lives we share with companion animals.* In some ways, ‘‘training’’ a dog or
‘‘breaking’’ a horse may be seen as forms of socialization. We typically teach
animals to abide by certain rules—not to relieve themselves in our homes,
not to jump up on visitors, not to make unnecessary noise, and so forth. As
is the case with humans, animal companions often break the rules we would
like them to obey. When this happens, their misbehavior is usually either
ignored or steps are taken to control the ‘‘deviant’’ animals.
One study by Sanders (1994) focused on how doctors in a veterinary clinic
defined and responded to violations by their animal patients. Typically, the
misbehavior of animals was not seen as being ‘‘their fault’’ but as being
caused by the stress* of being in the clinic or the pain* they were experiencing. While patients’ unruliness usually was not understood as due to their
moral failings, veterinarians* were rarely as charitable in their evaluations of
owners. The ‘‘bad’’ behavior of patients was commonly seen as the fault of
‘‘bad’’ (ignorant, weak, overly permissive) clients.
Selected Bibliography. Dekkers, Midas, Dearest Pet: On Bestiality (London: Verso,
1994); Evans, E. P., The Criminal Prosecution and Capital Punishment of Animals (1906;
Boston: Faber and Faber, 1987); Hearne, Vickie, Bandit: Dossier of a Dangerous Dog
(New York: HarperCollins, 1991); Laurent, Erick, Definition and Cultural Representation of the Ethnocategory Mushi in Japanese Culture, Society and Animals 3(1)
(1995): 61–77; Sanders, Clinton, Biting the Hand That Heals You: Encounters with
Problematic Patients in a General Veterinary Practice, Society and Animals 1(3)
(1994): 47–66.
CLINTON R. SANDERS
DISENSOULMENT. See RELIGION AND ANIMALS.
DISNEYFICATION
Disneyfication of animals refers to the assignment of some human characteristics (see ANTHROPOMORPHISM) and cultural stereotypes onto the
animals. Although this practice is best shown by the way cartoon characters
and animals are pictured in Walt Disney movies, it is not restricted to the
Disney Corporation but is widespread as a marketing strategy.
The most noticeable human characteristic projected onto animals is that
they can talk in human language. Physically, animal cartoon characters (and
toys made after them) are also most often deformed in such a way as to
resemble humans. This is achieved by showing them with humanlike facial
features (eyebrows, expressive lips) and altered forelimbs to resemble human
hands (although with a smaller number of fingers). In more recent animated
movies the trend has been to depict the animals in a more ‘‘natural’’ way.
However, they still use their limbs like human hands (for example, lions can
pick up and lift small objects with one paw), and they still talk with an
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appropriate facial expression. A general strategy that is used to make the
animal characters more emotionally appealing, both to children and adults,
is to give them enlarged and distorted childlike features.
Probably the most significant aspect of Disneyfication of animals is the
projection of cultural stereotypes onto animal behavior. The members of the
animal ‘‘kingdom’’ are often used as a means for presenting male-dominated
societies with stereotypical gender roles. Racist attitudes are subtly conveyed
not only through the choice of physical characteristics of ‘‘bad’’ animal characters, but also through the use of language with accents and characteristic
expressions indicative of racial or ethnic background. In Disney’s 1994 bestselling The Lion King the members of the royal family speak with British
accents, whereas the voices of hyenas resemble the ones of urban black and
Latino populations.
Disneyfication is widely used in popular visual culture, including everything from video games, television, and film to amusement parks and shopping malls. Its effects on the formation of individual and collective identities
of children and youth are not yet fully understood. One of the direct effects
of misrepresentation of animals is that animals and their behavior tend to
be misinterpreted by children, sometimes with tragic consequences. Objectification* of animals promotes the pet industry and the view of animals as
goods to be bought. This strategy may lead to formation of adult personalities incapable of functioning outside of stereotypical frameworks modeled
after their childhood experiences.
Selected Bibliography. Complete Details on Disney’s Animal Kingdom, Orlando
Sentinel, June 21, 1995, A1, A6; Giroux, H. A., Animating Youth: The Disneyfication
of Children’s Culture, Socialist Review 24(3) (1994): 23–55; Mike, O., Report on the
Potentially Dangerous Dog Program: Multnomah County, Oregon, Anthrozoös 4(4)
(1991): 247–254; Noske, B., Humans and Other Animals (London: Pluto Press, 1989);
Thompson, W. I., Disney’s World: The American Replacement of Culture, in The
American Replacement of Nature (New York: Doubleday, 1991).
SLAVOLJUB MILEKIC
DISSECTION. See EDUCATION AND THE USE OF ANIMALS.
DISTRESS IN ANIMALS
Distress denotes mental suffering* and may be reflected in a change in
molecular receptor binding in the central nervous system (e.g., benzodiazepine, opioid, serotonin, noradrenalin) (see DYSTRESS). It may be an integral part of other aspects of suffering. An animal in pain* from a broken
leg may be fearful of being moved or touched, as well as being distressed by
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its inability to move normally. Such changes in receptor binding in the CNS
may lead to stereotypic behaviors (see STEREOTYPIES IN ANIMALS).
DAVID B. MORTON
DOCKING
Docking refers to the removal of varying amounts of the tail. Docking is
done for reasons of fashion (dogs,* horses), protection of some animals from
diseases where other preventative measures are impracticable (lambs, hill
farming of sheep), or convenience of the stockperson (cattle). Sometimes it
is done therapeutically for the benefit of the animal.
DAVID B. MORTON
DOGS
Over the years, dogs have been widely used in biomedical research to
investigate heart disease, bone injury, hearing loss, blindness, lung disorders,
infectious diseases, the effects of lethal poisons, and other conditions that
have relevance to human health. In the 20th century, as the volume of animal
experiments increased, researchers found a ready supply of dogs and cats*
for their work from shelters* and pounds. Shelters (and pounds) are places
where lost, stray, and abandoned animals are temporarily housed. By law,
shelters must retain animals in their care for a certain number of days in
order that owners have an opportunity to reclaim their pets or, alternatively,
that adoptive homes be sought. If a suitable home is not found, the dogs are
painlessly killed. There is an enormous overpopulation of dogs in the United
States due to irresponsible overbreeding, and currently approximately six to
eight million animals have to be killed in shelters each year because no home
can be found for them. Humane societies have worked hard to educate the
public about spaying and neutering their pets, but the overpopulation persists.
In 1945, a lobbying group for animal researchers was formed whose primary purpose was to work for passage of state laws to permit researchers to
have access to unwanted and unclaimed animals in shelters. These efforts
persist to this day. However, these efforts are strongly resisted by members
of the animal welfare* and animal rights* movements who hold that shelter
animals should not be used for research. Leading humane societies, including
the Animal Welfare Institute, the Humane Society of the United States,*
the American Humane Association, and others, have been involved. Currently, state laws are mixed. Some laws specifically require shelters to hand
over their animals to research, while others prohibit this practice. In states
where there is no law, shelters operated by humane societies usually will not
permit their dogs or cats to go to research. But city pounds, whose respon-
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sibility is to keep stray animals off the streets, do not share the same compunctions about the eventual fate of one-time pets and so are often glad to
sell dogs to labs.
Rationales for these opposing viewpoints of researchers and members of
the humane movement are as follows: Researchers argue that shelter animals
are unwanted and are doomed to die anyhow, so why not use them for a
socially useful purpose? Also, the animals are less expensive than animals
bred specially for the purpose of research, thus saving research dollars. The
animal welfare/rights view is that human beings have a profound moral responsibility to domesticated (see DOMESTICATION) animals that cannot
be forsaken at any point in those animals’ lives. Shelters should be sanctuaries for animals, not a supply line for biomedical researchers. From a dog’s
viewpoint, a humane death may be a better choice than a longer life being
a subject of a painful experiment. Animal welfarists hold that overpopulation
of pet animals should not be exploited for the benefit of researchers. Animals
for research should be a different population of animals than those that were
one-time pets.
This clash of viewpoints has been somewhat lessened by the fact that since
the 1980s, commercial breeders for laboratory dogs have become well established. It is a profitable business. Commercial breeders can supply animals
who are healthy, are of known age and genetic makeup, and are more reliable
experimental subjects than so-called random-source dogs from shelters. Increasingly, researchers are turning to this source of supply. Currently, researchers obtain about half their dogs from commercial suppliers and the
other half from shelters. Increasingly, researchers are finding that so-called
purpose-bred animals are scientifically preferable to random-source animals,
and less public criticism is encountered.
Selected Bibliography. Festing, M., Bad Animals Mean Bad Science, New Scientist
73(1035) (1977): 130–131; Giannelli, M. A., The Decline and Fall of Pound Seizure,
Animals’ Agenda, July/August 1986, 10–13, 36; National Association for Biomedical
Research, The Use of Dogs and Cats in Research and Education, NABR Issue Update
(Washington, DC: National Association for Biomedical Research, 1994); Orlans,
F. B., In the Name of Science: Issues in Responsible Animal Experimentation (New York:
Oxford University Press, 1993), 209–220.
F. BARBARA ORLANS
DOMESTICATION
Domestication is a process rather than an event, and it is hard to define
the point at which a tame or captive wild animal can be classed as domesticated. In general, truly domesticated animals exhibit some obvious genetic
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137
divergence from the ancestral ‘‘wild type’’ due to the effects of artificial
(human) selection over many generations.
The first species to undergo the change from wild to domestic life was
probably the wolf (Canis lupus), the ancestor of the dog.* The oldest known
archaeological remains of a probable domesticated wolf come from a 14,000year-old site in central Europe. Wild sheep (Ovis orientalis) and goats (Capra
aegagrus) appear to have been domesticated more or less simultaneously in
the Near East around 11,000 years ago, while remains of domesticated cattle
(Bos primigenius) and pigs* (Sus scrofa) first occur in the archaeological record
around 8,000–9,000 years B.P. (before present) at various sites in Asia. Horses
(Equus ferus), asses (Equus africanus), camels (Camelus spp.), water buffalo
(Bubalus bubalis) and chickens* (Gallus gallus) all appear to have been domesticated in different parts of Asia and North Africa between 7,000 and
5,000 years ago, while the first domesticated cats* (Felis silvestris) appeared
in ancient Egypt between 4,000 and 5,000 years ago. Meanwhile, in the New
World, llamas, alpacas (Lama spp.), guinea pigs (Cavia sp.) and turkeys (Meleagris gallopavo) were undergoing a similar process at various times and locations.
It is unlikely that Paleolithic and Neolithic peoples consciously domesticated animals for specific economic or practical purposes. It appears more
probable, given the record of human history, that domestication, at least in
its early stages, was a largely unconscious process in which tame or semitame
wild animals were gradually brought under increasing levels of human control. Nor should we assume that the different species were necessarily domesticated in the same ways. For example, species that could be herded,
such as the wild ancestors of domestic sheep, goats, or llamas, may originally
have been followed and hunted by nomadic human groups long before people began to play an active role in guiding the movements of the animals,
protecting them from predators, or interfering selectively in their reproduction. Large and potentially dangerous animals such as wild cattle may have
been coaxed gradually into semidependent relationships with humans by the
provision of salt licks close to villages. Other species, such as dogs, pigs, cats,
and poultry, may have been captured or collected when young and then kept
primarily as pets (see COMPANION ANIMALS AND PETS). This form
of pet keeping is known to be extremely widespread among living or recent
hunter-gatherer societies, and there is no obvious reason to believe that Paleolithic hunters were any different. Although these pets are regarded with
affection and are not usually killed or eaten, moral inhibitions about slaughtering them for food are sometimes overcome by the demands of hunger.
The relationship between humans and domesticated animals is sometimes
pictured as a successful ‘‘adaptive strategy’’ in the evolutionary sense, a kind
of ‘‘symbiosis’’ in which both the humans and the animals have benefited.
This idea is often used to justify the continued exploitation of domestic
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animals by humans and is based on the simple observation that most domestic species are more numerous nowadays than their wild ancestors (some
of which are extinct). While the argument carries some force for species,
such as the cat or dog, that have increased hugely in numbers and range at
relatively little cost in terms of loss of individual freedom, it becomes more
difficult to sustain in relation to intensively reared food or research animals,
such as pigs, broiler chickens,* or laboratory mice.*
Selected Bibliography. Budiansky, S., The Covenant of the Wild: Why Animals
Chose Domestication (New York: Morrow, 1992); Clutton-Brock, J., Domesticated Animals from Early Times (London: British Museum [Natural History] and Heinemann,
1981); Cohen, M. N., The Food Crisis in Prehistory: Overpopulation and the Origins of
Agriculture (New Haven: Yale University Press, 1977); Serpell, J. A., In the Company
of Animals, 2nd ed. (Cambridge: Cambridge University Press, 1996); Zeuner, F. E.,
A History of Domesticated Animals (London: Hutchinson, 1963).
JAMES A. SERPELL
DOMINIONISM
According to one dictionary, the word ‘‘dominion’’ means ‘‘a supremacy
in determining and directing the actions of others . . . the exercise of such
supremacy.’’ Dominionism is the West’s basic ideology, one that views the
world and all its life forms as God-given property to serve human needs and
whims. Dominionism drives science and technology to take ever-increasing
power and control over the living world so that human beings—some, at
least—may have safety, comfort, convenience, longer lives, and other benefits.
Dominionism is older than the Judeo-Christian (see RELIGION AND
ANIMALS, Christianity, Judaism). As farmers, humans stepped up ways to
use some plants and animals while they subdued the competition—the plants
and animals of the natural world. As farmers, humans learned to take the
laws of nature into their own hands. In time, agrarian peoples regarded the
living world less as a divinity and more as an enemy. Nature was not to be
held in awe; it was to be subdued, outwitted, and controlled. Animals, who
had long been regarded as the souls and powers of the mysterious living
world, became tools, goods, and pests. With their inferior status, the much
older sense of kinship and continuity with the living world broke up, and
the agrarian sense of superiority and alienation set in.
Selected Bibliography. Collard, Andree, and Joyce Contrucci, Rape of the Wild
(Bloomington: Indiana University Press, 1989); Eisler, Riane, The Chalice and the
Blade (San Francisco: Harper and Row, 1987); Shepard, Paul, Man in the Landscape,
2nd ed. (College Station: Texas A&M University Press, 1991); Thomas, Keith, Man
DYSTRESS
139
and the Natural World: A History of the Modern Sensibility (New York: Pantheon Books,
1983).
JIM MASON
DOWDING, LADY MURIEL
Lady Muriel Dowding (1908–1981), a leading British humanitarian, vegetarian, and antivivisectionist, was the founder in 1959 and later chairperson
of Beauty without Cruelty, the organization that led the way in the commercial production of synthetic alternatives to fur and cruelty-free cosmetics.
She was a longtime president of the National Anti-Vivisection Society. In
1969, she cofounded the International Association against Painful Experiments on Animals (IAAPEA) and remained a patron until her death. She
was the wife of Air-Chief Marshall the Lord Dowding, former commanderin-chief of the British Fighter Command, who died in 1970. Together, they
shared a lifelong interest in spiritualism that informed their ethical concern
for animals.
Selected Bibliography. Berry, Rynn, Interview with Lady Dowding, in The New
Vegetarians (New York: Pythagorean Publishers, 1993), 137–152; Brophy, Brigid,
The Darwinist’s Dilemma, in David A. Paterson and Richard D. Ryder (Eds.), Animals’ Rights: A Symposium (London: Centaur Press, 1979), 63–72; Muriel, the Lady
Dowding, Furs and Cosmetics: Too High a Price? in Stanley Godlovitch, Roslind
Godlovitch, and John Harris (Eds.), Animals, Men, and Morals: An Enquiry into the
Maltreatment of Non-Humans (London: Gollancz, 1971), 25–40.
ANDREW LINZEY
DRAIZE TEST. See ACTIVISM FOR ANIMALS; LABORATORY ANIMAL USE.
DUCK STAMP ACT. See HUNTING.
DYSTRESS
Dystress is taken from the Greek root dus (bad), which has a notion of
hard or bad or unlucky and removes the good sense of a word or increases
its bad sense (e.g., dyspepsia, dysentery). Dystress means stress* with
which the animal cannot cope (see ANIMAL WELFARE, Coping) and is
usually a result of long-term (chronic) stress. It is to be differentiated from
stress with which an animal can cope, sometimes referred to as eustress.
It often involves activation of the hypothalamus with its connections to
the pituitary gland, which controls many of the endocrine glands in the
body. The adrenal cortex is often involved, and this leads to a rise in circulating corticosteroids. On other occasions, compromised functioning of
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the other endocrine glands can lead, for example, to poor weight gain and
reproductive failure. Dystress may be an integral part of other aspects of
suffering—an animal in pain* from a broken leg may be fearful of being
moved or touched, as well as distressed by its inability to move.
DAVID B. MORTON
E
EAR CROPPING. See VETERINARIANS.
ECOFEMINISTS. See ANIMAL RIGHTS.
EDUCATION AND THE USE OF ANIMALS
Animals teach us about the world around us. Sometimes this learning is
informal when we encounter animals in film, stories, and legends; as political
or sports mascots; or even in everyday language. Other times it is formal in
classrooms, laboratories, or museums or zoos.* The roles that animals play
in education may be formal or informal, direct or indirect. Informal and
indirect learning helps us form our attitudes about nonhuman animals. Formal and direct learning provides us with information about them. Together,
our attitudes and information become the foundation of the principles and
practice of animal welfare.*
Much of the use of animals in education is formal and indirect. The lessons serve primarily as examples of broader knowledge beyond the classroom
or lab. This focus may tend to minimize animal welfare considerations related to teaching with animals due to the primary emphasis given to the
teaching and learning objectives of these lessons.
From an animal rights* and welfarist perspective, each proposed educational use of animals must begin by evaluating its contribution to learning.
Does the use actively engage the senses as we expect? Is it appropriate to
the developmental stage of the students? Does it directly support the goals
of the lesson(s)? How does it contribute to a base of knowledge that is
necessary for the student’s continued learning? Together, these questions
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serve to establish an educational justification for a specific proposal to use
animals.
Even if educational objectives can clearly be met, it is still important to
consider the animal welfare objectives. Every educational use of animals has
an impact on the animals being studied. Therefore, a conscientious educator
seeks to learn as much as possible about the natural way of life of the proposed animal subject. For living animals, this includes the normal social life,
life-cycle needs (nutrition, growth, development, reproduction, survival),
habitat needs (physical and social environment), and normal behaviors.
However, even for projects that use animals’ body parts or remains, a
concern for animal welfare dictates that we learn as much as possible about
where and how the animals are acquired, how they were treated before they
came to the classroom, and whether their choice was dictated by specific
educational objectives or was based on availability, mass purchases, or other
noneducational and nonwelfare conditions. Furthermore, the appropriate educational use of animals requires that we consider what happens to the animals after the educational objectives have been served.
The challenge for humane educational use of animals is to make the lesson
reflect not only the specific materials and concepts to be learned by the
students, but also to make the students aware that this use is a choice that
must be made actively. One approach to humane education is to develop
lists of allowed and prohibited activities to regulate the educational use of
animals. The chief appeal of this approach is its ease of understanding and
enforcement. However, the lessons of humane education may not be reinforced when students and teachers only follow a list of rules.
A second approach involves students in the choices to be made. The student learns about the natural life, the environmental setting, and the costs
of the capture and study of the animal. In this approach, nonhuman animals
become more than just the ‘‘material’’ for the lesson. The students and
teacher take on the responsibility of deciding actively whether and how animals ought to be introduced into the curriculum. Humane education becomes a process of learning about animals in a new way and about the impact
of their inclusion in educational activities. Furthermore, teachers and students who take the responsibility for asking about the roles that nonhuman
animals will play in the curriculum engage in a process that is the essence
of humane education, because it requires students and teachers to confront
the issues of animal use explicitly. For the whole learning community (students, teachers, administrators, parents), the process of considering issues of
acquisition, care and use, and disposition of nonhuman animals in educational activities is the foundation of a humane education ethic. In concert
with clearly defined educational objectives, this process promotes a thorough, multifaceted understanding of animal welfare.
ANDREW J. PETTO
EDUCATION AND THE USE OF ANIMALS
143
Policies in the United States
Policies on the use of animals in biology education in high schools and
colleges have been developed by a number of organizations, but there is no
national agreement. Many students contend that they can learn all the biology they need by studying the natural activities of animals without resorting to harming or killing them. However, there is a tradition in the
United States, not found in several European countries, that permits highschool and undergraduate college students to conduct animal experiments
that cause pain* and suffering.* The primary policy issues to be addressed
are to what extent, if any, beginning biology students should be allowed to
conduct experiments that involve inflicting painful conditions on sentient
(see SENTIENTISM) animals, and whether dissections of frogs (see AMPHIBIANS) and other vertebrate species should be permitted or phased out.
The humane movement has sought to prohibit educational projects involving live vertebrate animals that cause either pain or death.* It has also
opposed frog and other animal dissections. Recommended policies include
provisions that student projects should not interfere with the animals’ health
or cause any pain, suffering, or death.
Historically, inhumane animal use has been most common in science fairs.
These are extracurricular competitions in which junior- and senior-highschool students exhibit their projects. Humane standards at these fairs have
been lacking in the past. In the 1960s and 1970s, the Animal Welfare Institute (AWI) reported on many student projects that treated animals cruelly.
Typical were projects that involved failed attempts of surgical procedures on
monkeys, rabbits, and other species, guinea pigs who were forced to inhale
nicotine fumes until they died, and mice* who were given known toxic agents
(such as cleaning fluid) to demonstrate their death. Frequently these teenagers worked in their home basements or garages, and they often won prizes
for their efforts. What was particularly troubling was that these students
were becoming insensitive to animal suffering and learning all the wrong
lessons about how to treat animals from these school-sanctioned activities.
Today, humane standards in science competitions are much better than
they were. Monkey surgery is no longer encountered, and at least some
restrictions have been placed on harming and killing animals. Permissive
policies and practices have been revised, and supervision and oversight of
student experiments are now improved. But the rules of the largest science
fair still permit the infliction of pain and death on vertebrate animals.
Even so, animal experiments conducted by students, either at high school
or in colleges, are still largely unregulated. The federal Laboratory Animal
Welfare Act* does not include the use of animals by elementary and secondary students. Policies prepared by various professional biology teachers’
organizations for elementary and secondary schools are of a voluntary nature
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(with no force of law) and, in any case, do not always prohibit the infliction
of animal pain.
At the college level, only a small fraction of animal experiments (those
involving cats,* dogs,* hamsters, rabbits, guinea pigs, and farm animals) are
legally subject to oversight review by institutional animal care and use committees* (IACUCs) under provisions of the federal Laboratory Animal Welfare Act. The many colleges that use only rats or mice or birds for student
instruction (species not covered by the Laboratory Animal Welfare Act) do
not have required oversight committees. This omission acts as a serious detriment to humane standards.
Policies on dissection vary but on the whole tend to favor the continuation
of dissection in elementary and high schools and in colleges. When the
National Association of Biology Teachers issued a policy in 1989 that recommended alternatives to dissection, some teachers objected. The policy was
revised in 1990, and some of the 1989 provisions were reversed. Much work
still needs to be done to improve the laws and policies governing student
use of animals.
Selected Bibliography. [Documentation of improper high-school student sciencefair projects,] Information Report (Animal Welfare Institute, Washington, DC) 17(2)
(1968), 17(4) (1968), 18(2) (1969), 19(1) (1970), 19(2) (1970), 21(3) (1972), 21(4)
(1972); National Association of Biology Teachers, Policy Statement, The Responsible
Use of Animals in Biology Classrooms, Including Alternatives to Dissection (Reston,
VA: NABT, 1989, revised 1990); Orlans, F. B., In the Name of Science: Issues in Responsible Animal Experimentation (New York: Oxford University Press, 1993); Westinghouse Science Talent Search, Facts and Official Entry Form, Science Service,
1719 N Street, N.W., Washington, D.C. 20036; Youth Science Foundation, CanadaWide Science Fair Rules and Regulations, Youth Science Foundation, 151 Slater St.,
Suite 904, Ottawa KIP 5H3, Canada.
F. BARBARA ORLANS
Dissection and Vivisection Laws
Efforts to reform the use of animals in education have included the passage
of laws and the adoption of policies concerning dissection and vivisection.
Currently, four states in the United States have dissection-choice laws: Florida (enacted 1985), California (1988), Pennsylvania (1992), and New York
(1994). These laws provide students below college or university level the
option not to dissect an animal in lieu of another exercise not harmful to
animals. Similar legislation has been introduced in Massachusetts, Maine,
Illinois, New Jersey, Rhode Island, Louisiana, and Maryland, but has thus
far failed to pass.
These laws are not ideal for a student conscientious objector. They apply
only to students at the level of kindergarten through 12th grade; college
students are not covered. Three of the four laws (Florida, California, and
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145
New York) require written consent from the student’s parent or guardian,
a provision that limits the student’s power to choose. Only two of the four
laws (California and Pennsylvania) require that students be notified of their
parent’s choice. Teacher discretion not to exempt students is also granted
in two of the states (California and New York). Definitions of ‘‘animal’’ are
narrow in the Florida and New York laws, whose wording implies that
choice applies only to the dissection of mammals and birds; only the California law appears to include invertebrates. Finally, private schools are exempted in all but the Pennsylvania law.
In the absence of legislation, progressive policies have been enacted. The
Maine Department of Education in 1989 adopted a bill titled ‘‘Student’s
Right to Refrain from Harmful or Destructive Use of Animals’’ that had
failed to pass. The Louisiana legislature issued a similar resolution in 1992.
The Chicago Public School System in 1993 implemented a policy allowing
students choice in dissection. Many other U.S. schools and school boards
have similar policies. Various organizations and professional societies (e.g.,
the Humane Society of the United States,* the National Association of Biology Teachers, and the National Science Teachers Association) publish
guidelines for animal use in education; these are advisory and have no legislative authority.
The great majority of schools in the United States, however, continue to
operate without dissection policies. As the number of students who object
to classroom practices harmful to animals grows, so do conflicts. The Dissection Hotline (800-922-FROG), operated by the National Anti-Vivisection
Society, has received more than 100,000 calls since it was started in 1989 by
the Animal Legal Defense Fund. A significant percentage of these calls come
from the four states with dissection-choice laws, suggesting that these laws
do not fully resolve the dissection issue for conscientious objectors. The
National Association for Biomedical Research (202-857-0540) issues frequent reports concerning legislation dealing with animals in research, testing, and education. Classroom vivisection (harmful experiments on living
animals) has also been addressed by U.S. laws. California, Florida, Illinois,
Massachusetts, New Hampshire, New York, Maine, and Pennsylvania have
laws prohibiting the infliction of painful and invasive experiments on animals
in precollege education.
Internationally, the past decade has witnessed some changes. In 1987, animal vivisection and dissection were banned from all teaching establishments
in Argentina. In 1993, the Italian parliament enacted a law recognizing the
right of any person to refuse to participate in animal experimentation and
dissection. In 1995, animal dissection was banned in all primary and secondary schools in the Slovak Republic. In June 1996, a committee of the
High Court of Delhi issued a ruling banning animal dissection in Indian
schools, where an estimated 60 million animals have been dissected annually.
Europe has seen probably the most changes regarding animal use in the
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schools. In England, pupils who object to dissection are allowed to use suitable alternatives without penalty, classroom procedures likely to harm vertebrate animals are disallowed, and living animals may not be used by
surgeons or others merely to perfect their techniques, with the exception of
microsurgery training. Several countries, including Germany, the Czech Republic, Norway, and Holland, prohibit the use of live animals in education
when viable alternative methods exist; the rigor of such policies is questionable due to the discretion an educator could exercise regarding what does
or does not qualify as a viable alternative. In 1995, the Karl-Franzens University in Graz, Austria, declared its intention to become completely animal
free. A well-run activist organization called the European Network of Individuals and Campaigns for Humane Education (EuroNICHE) has
spawned ongoing campaigns in Germany, Denmark, Belgium, the Czech
Republic, Austria, Portugal, Poland, Bulgaria, Estonia, Holland, Ireland, and
Romania.
At more advanced levels of education, such as medical and veterinary
training, growing sensitivity to animal protection, increasing costs of animals, and improved alternatives technology are generating more animalfriendly approaches. According to the Physicians Committee for Responsible
Medicine (202-686-2210), at least 34 medical schools in the United States
now use no animals in their curricula. Of the 20 respondents to a 1995 survey
of 31 veterinary schools in the United States and Canada conducted by the
Association of Veterinarians for Animal Rights (AVAR),* 16 schools (80%)
have implemented curriculum changes to accommodate students who do not
wish to harm healthy animals. A 1994 survey found that 25 of 37 U.S. medical institutions (68%) no longer use cats* and kittens in intubation training.
Clearly, trends are emerging concerning the use of animals in education.
Conscientious objection to dissection is increasing. Practices that cause harm
to animals, while still common, appear to be declining. The number of laws
granting the rights of citizens to choose humane alternatives is rising. Some
nations have acknowledged the many problems surrounding classroom dissection and vivisection by banning such practices altogether. As activism
gains momentum, new laws are being enacted.
Selected Bibliography. Animal Welfare Institute, Animals and Their Legal Rights:
A Survey of American Laws from 1641 to 1990, 4th ed. (Washington, DC: Animal
Welfare Institution, 1990); Balcombe, J. P., Dissection and the Law, AV Magazine
105(3) (1996): 18–21; Downie, R., and J. Meadows, Experience with a Dissection
Opt-out Scheme in University Level Biology, Journal of Biological Education 29(3)
(1995): 187–194; Francione, G. L., and A. E. Charlton, Vivisection and Dissection in
the Classroom: A Guide to Conscientious Objection (Jenkintown, PA: American AntiVivisection Society, 1992); Sapontzis, S. F., We Should Not Allow Dissection of
Animals, Journal of Agricultural and Environmental Ethics 8(2) (1995): 181–189.
JONATHAN BALCOMBE
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147
Student Objection to Dissection
Increasingly, students have been objecting to the practice of dissection in
the classroom on ethical grounds and demanding the ‘‘student rights option,’’ a policy that guarantees the right of a student to an alternative educational exercise. As a legal issue, their objections pit the rights of students
to freedom of religion or, more broadly, of conscience, under the First
Amendment of the federal Constitution against teachers’ rights to academic
freedom (see EDUCATION AND THE USE OF ANIMALS, Student
Rights and the First Amendment). The claim against dissection is based on
the civil liberties of a human animal (the student) and only indirectly concerns a claim to rights for animals other than humans. To date, in several
cases, the courts appear to be sympathetic to student claims.
A second issue raised by dissection in the classroom is whether using animals in laboratory exercises is an effective way of teaching anatomy, medicine, and behavior, for example. The few available studies comparing
educational effectiveness suggest that the use of alternatives (see ALTERNATIVES TO ANIMAL EXPERIMENTS), such as computer software, models, and transparencies, is at least as likely to achieve the instructional goals.
Supporters of dissection frequently argue that ‘‘hands-on’’ experience is
essential to the student’s education. There is no evidence supporting this
claim. Further, the term must be redefined to reflect current practices. Increasingly, as techniques of observation and intervention become more sophisticated, both for scientists and surgeons, hands-on experience is coming
to refer more to the microscope, computer, and television monitor than to
direct observation and manipulation of organs and body parts.
A number of studies have explored the impact of the experience of dissection on student attitudes and psychology. In a study of adults formerly
involved in classes involving dissection, it was found that most people remember their first laboratory dissection vividly, with strong associated feeling, and many consider it an important experience of their childhood or
adolescence. For a minority of these, the memory has some features of a
traumatic event: it is easily remembered and negatively emotionally loaded.
Interviews with these adults and with students currently involved in classroom dissection suggest several reasons why this experience is emotionally
loaded for most individuals, and negatively so for a minority. (1) Unresolved
issues around the early exploration of death by young people in this culture
are part of what gives emotional loading to the experience of dissection.
Whereas children are exposed to death and violence graphically through
television and other media every day, often they are shielded from direct
exposure to serious illness, dying, and death when it strikes loved ones. For
this reason, the killing, dying, and death of a frog or rat in the classroom
tends to assume significant psychological importance (see DEATH OF ANIMALS). (2) Dissection teaches lessons that are strikingly at odds with the
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constructive adolescent self-discovery process. Instead of being associated
with individuality, integrity, and privacy, the body is objectified, reduced to
internal workings, and publicly displayed. (3) In dissection, there is public
encouragement and sanction of the otherwise censured impulse to kill and/or
mutilate. This likely arouses a developmentally early form of evil called ‘‘defilement’’—a common childhood experience exemplified by pulling the
wings off a butterfly or tormenting other small animals. The impulse to
defile is a mixture of disgust and fascination at the suffering* of another
individual.
Selected Bibliography. Francione, G., and A. Charlton, Vivisection and Dissection
in the Classroom: A Guide to Conscientious Objection (Jenkintown, PA: American AntiVivisection Society, 1992); Hepner, L., Animals in Education: The Facts, Issues, and
Implications (Albuquerque, NM: Richmond, 1994); Kelly, J., Alternatives to Aversive
Procedures with Animals in the Psychology Teaching Setting, in M. Fox and L.
Mickley (Eds.), Advances in Animal Welfare Science 1985/86 (Washington, DC: Humane Society of the United States, 1985), 165–184; Shapiro, K., The Psychology of
Dissection, Animals’ Agenda 11(9) (November 1991): 20–21.
KENNETH J. SHAPIRO
Student Rights and the First Amendment
The free-exercise clause of the First Amendment to the U.S. Constitution
provides that ‘‘Congress shall make no law . . . prohibiting the free exercise’’
of religion. Although the U.S. Supreme Court has not yet had an opportunity to interpret this First Amendment guarantee in the precise context of
a student objection to dissection and vivisection in the classroom, the Court
has guaranteed First Amendment protection in cases that are relevant to the
issue.
The Supreme Court has long drawn a distinction between belief and conduct in the context of interpreting the constitutional guarantee of freedom
of religion. In Cantwell v. Connecticut (1940) the Court held that the freeexercise clause ‘‘embraces two concepts—the freedom to believe and the
freedom to act. The first is absolute but, in the nature of things, the second
cannot be. Conduct remains subject to regulation for the protection of society.’’ That is, government cannot regulate religious belief and can only
regulate religious conduct, a notion that was upheld in Thomas v. Review
Board (1981) and reaffirmed with the Religious Freedom Restoration Act
(1993).
The legal framework established by the Court and Congress involves six
elements for evaluating the suitability of the regulation of conduct that is
claimed to be protected by the free-exercise clause of the First Amendment.
First, the regulation must constitute state action. The reason for this requirement is that with certain exceptions not relevant here, the U.S. Constitution
protects us only from the action of some branch of government. Although
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there may be other federal and state laws that apply to the actions of private
institutions, a claim under the First Amendment requires that the student
show that there is a legally relevant relationship between the government
(state, federal, local) and the challenged regulation so that the regulation
may be treated as an act of the state itself. For example, a requirement to
vivisect or dissect imposed by a state university would constitute state action.
The same requirement imposed by a private school, even one that receives
state money, may not qualify as state action depending on the relationship
of the private institution to the government.
Second, the First Amendment guarantee of freedom of religion protects
only religious or spiritual beliefs and does not protect bare ‘‘ethical’’ beliefs.
It is important to understand, however, that the Supreme Court has held
quite clearly that the religious belief need not be ‘‘theistic’’ or based on faith
in a ‘‘God’’ or ‘‘Supreme Being,’’ and that the claimant need not be a member of an organized religion. So, for example, a person who accepts ‘‘reverence for life’’ as a spiritual belief, but who does not believe in ‘‘God’’ per
se, would qualify for First Amendment protection. Finally, it is not necessary
that the belief be recognized as legitimate by others who claim to be adherents of a religious or spiritual doctrine. So, for example, it is not relevant
to a claim that the killing of animals is contrary to Christian belief that others
who identify themselves as Christians feel that animals have no rights and
should not be the subject of moral concern.
Third, the student who asserts a First Amendment right must be sincere.
If, for example, a student objects to vivisection on the ground that it violates
the student’s belief in the sanctity of all life, the fact that the student eats
meat, wears leather, and trains fighting dogs for a hobby may indicate that
the student’s asserted concern for the sanctity of all life is insincere and
should not be protected.
Fourth, the state action must actually burden the religious belief. This
requirement is not usually a problem in the context of student rights to
oppose animal exploitation because in most cases the state is conditioning
the receipt of a benefit—an education—on the performance of an act (vivisection or dissection) that is proscribed by the student’s religious belief
system.
Fifth, once it is determined that the state is placing a burden on a sincerely
held religious or spiritual belief, then the state has the burden to prove that
the regulation serves a compelling state interest. That is, the state must prove
that there is a very important reason for the regulation. Normally, schools
argue that the state has a compelling interest in establishing educational
standards. That may very well be true, but if the school has allowed other
students not to vivisect or dissect because they happened to be ill on the day
of the lab, then the claim that the state has a compelling interest in particular
educational standards has less force.
Sixth, the state must show that the requirement is the least restrictive means
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of satisfying any state interests. For example, if there are educationally sound
nonanimal alternatives to the vivisection/dissection requirement, then the
state must allow such alternatives.
In addition to the protection afforded the free exercise of religious and
spiritual beliefs (broadly defined) protected by the First Amendment, there
may be other federal and state laws that are relevant to the student’s claim
depending on the particular case. Other relevant federal laws concern freedom of speech and association, due process and equal protection, procedural
due process, and civil rights. Other relevant state laws include state (as opposed to federal) constitutional guarantees, as well as laws concerning contract, tort, and discrimination within educational institutions. Several states
(California, Florida, Pennsylvania, New York) have provided for a limited
statutory right to object to vivisection and dissection.
Selected Bibliography. Cantwell v. Connecticut, 310 U.S. 296 (1940); Church of the
Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520 (1993); Francione, Gary L.,
and Anna E. Charlton, Vivisection and Dissection in the Classroom: A Guide to Conscientious Objection (Jenkintown, PA: American Anti-Vivisection Society, 1992); The Religious Freedom Restoration Act, 42 U.S.C. 2000bb (1993); Thomas v. Review Board,
450 U.S. 707 (1981).
ANNA E. CHARLTON
Field Studies
Field studies of many animals contribute information on the complexity
and richness of animal lives that has been, and is, very useful to those interested in animal rights* and animal welfare.* Students of behavior want to
be able to identify individuals, assign gender, know how old animals are,
follow them as they move about, and possibly record various physiological
measurements, including heart rate and body temperature. Animals living
under field conditions are generally more difficult to study than individuals
living under more confined conditions, and various methods are often used
to make them more accessible to study. These include activities such as
(1) handling, (2) trapping,* using various sorts of mechanical devices that
might include luring using live animals as bait, (3) marking individuals using
colored tags or bands, and (4) fitting individuals with various sorts of devices
that transmit physiological and behavioral information telemetrically (radio
collars, other instruments that are placed on an animal, or devices that are
implanted).
Trapping is often used to restrain animals while they are marked, fitted
with tags that can be used to identify them as individuals, or equipped with
radiotelemetric devices that allow researchers to follow them or to record
physiological measurements. However, the trapping and handling of wild
animals are not the only ways in which their lives can be affected, for just
‘‘being there’’ and watching or filming them can influence their lives—what
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seem to be minor intrusions can really be major intrusions. Here are some
examples:
1. Magpies who are not habituated to human presence spend so much time avoiding
humans that this takes time away from essential activities such as feeding.
2. Adélie penguins exposed to aircraft and directly to humans showed profound
changes in behavior, including deviation from a direct course back to a nest and
increased nest abandonment.
3. The foraging behavior of little penguins (average mass of 1,100 grams) is influenced by their carrying a small device (about 60 grams) that measures the speed
and depth of their dives. The small attachments result in decreased foraging efficiency. Changes in behavior such as these are called the ‘‘instrument effect.’’
4. Mate choice in zebra finches is influenced by the color of the leg band used to
mark individuals, and there may be all sorts of other influences that have not been
documented.
5. The weight of radio collars can influence dominance relationships in adult female
meadow voles. When voles wore a collar that was greater than 10% of their live
body mass, there was a significant loss of dominance.
6. Helicopter surveys of mountain sheep that are conducted to learn more about
these mammals disturb them (as well as other animals) and greatly influence how
they use their habitat, increase their susceptibility to predation,* and also increase
nutritional stress.*
While there are many problems that are encountered both in laboratory
and field research, the consequences for wild animals may be different from
and greater than those experienced by captive animals, whose lives are already changed by the conditions under which they live. This is so for different types of experiments that do not have to involve trapping, handling,
or marking individuals. Consider experimental procedures that include (1)
visiting the home ranges, territories, or dens of animals, (2) manipulating
food supply, (3) changing the size and composition of groups by removing
or adding individuals, (4) playing back vocalizations, (5) depositing scents
(odors), (6) distorting body features, (7) using dummies, and (8) manipulating
the gene pool. All of these manipulations can change the behavior of individuals, including movement patterns, how space is used, the amount of time
that is devoted to various activities such as hunting, antipredatory behavior,
and various types of social interactions such as caregiving, social play, and
dominance interactions. These changes can also influence the behavior of
groups as a whole, including group hunting or foraging patterns, caregiving
behavior, and dominance relationships, and can influence nontarget individuals as well. There are also individual differences in responses to human
intrusion.
Although we often cannot know about various aspects of the behavior of
animals before we arrive in the field, our presence does seem to influence
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what animals do when we enter into their worlds. What appear to be relatively small changes at the individual level can have wide-ranging effects in
both the short and long terms. On-the-spot decisions often need to be made,
and knowledge of what these changes will mean to the lives of the animals
who are involved deserves serious attention. A guiding principle should be
that wild animals whom we are privileged to study should be respected, and
when we are unsure about how our activities will influence the lives of the
animals being studied, we should err on the side of the animals and not
engage in these practices until we know the consequences of our acts.
Selected Bibliography. Bekoff, M., and D. Jamieson, Ethics and the Study of
Carnivores, in J. L. Gittleman (Ed.), Carnivore Behavior, Ecology, and Evolution, vol. 2
(Ithaca, NY: Cornell University Press, 1996), 15–45; Cooper, N. S., and R. C. J.
Carling (Eds.), Ecologists and Ethical Judgements (New York: Chapman and Hall,
1996); Farnsworth, E. J., and J. Rosovsky, The Ethics of Ecological Field Experimentation, Conservation Biology 7 (1993): 463–472; Jamieson, D., and M. Bekoff,
Ethics and the Study of Animal Cognition, in M. Bekoff and D. Jamieson (Eds.),
Readings in Animal Cognition (Cambridge, MA: MIT Press, 1996), 359–371; Kirkwood J. K., A. W. Sainsbury, and P. M. Bennett, The Welfare of Free-living Wild
Animals: Methods of Assessment, Animal Welfare 3 (1994): 257–273; Laurenson,
M. K., and T. M. Caro, Monitoring the Effects of Non-trivial Handling in Freeliving Cheetahs, Animal Behaviour 47 (1994): 547–557.
MARC BEKOFF
EMBRYO RESEARCH
The study of nonhuman animal embryos has provided a wealth of information about normal embryonic development. This basic research has important clinical relevance. For example, the research on fertilization in sea
urchins and mice* has provided the data needed to develop methods for in
vitro fertilization. Studies of the development of the nervous system in frogs
(see Amphibians) have permitted researchers to identify the processes involved in a major birth defect, spina bifida, in which the spinal cord does
not form normally. Limb development is another developmental process that
has been extensively studied in nonhuman animal models (see ANIMAL
MODELS, Biomedical and Behavioral Science). Basic research on chicken
embryos first identified the importance of retinoic acid in limb formation.
These studies made it clear that drugs containing forms of retinoic acid,
often used in formulations designed to treat acne and wrinkling of the skin,
are potentially dangerous to the unborn fetus.
The choice of animal model for a particular embryological question depends on several factors. For example, fruit flies are an excellent model for
examining how genes control the formation of the basic body plan, and for
asking questions such as where the head will be and where dorsal and ventral
will be located. On the other hand, sea urchins have been widely used for
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studies of fertilization because the processes are easily visualized. The advantage of using invertebrates such as fruit flies and sea urchins is that they
are available in large numbers, at low cost, and are small in size and relatively
easy to house in a laboratory. On the other hand, the disadvantage is that
the relevance of the mechanisms used in invertebrate embryonic development to those used in humans is not always immediately clear. The use of
vertebrates, and particularly mammals such as mice and primates, has the
advantage that the results are likely to be more directly relevant to human
development. However, smaller numbers of embryos are typically available,
and they are larger in size and cost more to maintain. As a result, research
is often first carried out in animals that are less closely related to humans.
Once mechanisms are understood there, then more targeted research can be
carried out on vertebrates and finally mammals.
The ethics of using nonhuman animal embryos in research has not been
widely discussed. This is most likely because the vast majority of embryonic
research takes place in the newly fertilized egg and early embryo. The stages
studied most often occur before the nervous system is functional, so that
neither pain* nor consciousness (see ANIMAL COGNITION, Consciousness and Thinking) is an issue. In contrast, the question of whether human
embryos should ever be used in research has generated a great deal of controversy. However, even here, most people agree that prior to neural tube
closure, even human embryos are ‘‘too rudimentary to have interests or
rights and thus cannot be harmed when used in research’’ (Robertson 1995).
Selected Bibliography. Robertson, J. A., Symbolic Issues in Embryo Research,
Hastings Center Report 25 (1995): 37–38; What Research? Which Embryos? Hastings
Center Report 25 (1995): 36–46.
ANNE C. BEKOFF
EMPATHY FOR ANIMALS
‘‘Empathy’’ is a term used to describe the tendency that most people have
to be emotionally affected by witnessing the emotion (e.g., suffering* or
distress*) of another person. On the whole, the more empathic we are, the
more likely we are to show compassion and concern and to offer help to
someone in distress.
Psychologists studying empathy have tended to assume that people who
are strongly emotionally affected by the distress of a human being will also
be strongly emotionally affected by the distress of a nonhuman animal. Indeed, a recent questionnaire study has shown that empathy with people and
empathy with animals do seem to be correlated, that is, people who reported
greater emotional concerns about humans were also more likely to report
greater concerns about animals, but this association was not as strong as
might have been expected. There were still plenty of people who showed
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high empathy with humans but low empathy with animals, and others who
were very concerned about animals but showed concern no greater than
average about people. So, although there does appear to be some association,
feeling empathy with or compassion for animals seems to be a process that
is not entirely the same as feeling empathy with or compassion for people.
From a developmental perspective, it has long been a popular belief that
children who are brought up to love and care for pet animals will develop
into people who also love and care for people. The notion seems to be that
caring for something smaller, weaker, and more dependent than oneself during childhood will instill an enhanced sense of empathy or compassion in
adulthood that can be applied to the weaker and more dependent individuals
in society. However, the mere existence of a few well-known tyrants and
mass murderers (for example, Hitler) who were also pet lovers seems to
weaken the idea that keeping pet animals leads inevitably to empathy with
humans.
A recent study has found that childhood pet keeping is indeed associated
with higher levels of human-directed empathy in adulthood. When university students were asked to report on the pets they (and their immediate
families) had kept during childhood, it was found that those who had grown
up with more pets, and those who had been more attached to those pets,
tended to obtain higher scores on questionnaire measures of empathy with
humans. But even more striking was the finding that students who had
grown up with pets were more likely to show concern and compassion for
the welfare of nonhuman animals. Thus it seems that childhood pet keeping
is related to adult empathy with humans, but it is even more closely related
to adult empathy with animals. (See also ATTITUDES TOWARD ANIMALS, Attitudes among Children, Attitudes among Students; COMPANION ANIMALS AND PETS; CRUELTY TOWARD ANIMALS AND
HUMAN VIOLENCE.)
Selected Bibliography. Eisenberg, N., and J. Strayer, Empathy and Its Development
(Cambridge: Cambridge University Press, 1987); Mehrabian, A., and N. Epstein, A
Measure of Emotional Empathy, Journal of Personality 40 (4) (1972): 525–543; Paul,
E. S., and J. A. Serpell, Childhood Pet Keeping and Humane Attitudes in Young
Adulthood, Animal Welfare 2 (1993): 321–337.
ELIZABETH PAUL
ENDANGERED SPECIES
Few persons doubt that humans have obligations concerning endangered
species. Persons are helped or hurt by the condition of their environment,
which includes a wealth of wild species, many of which are currently under
threat of extinction. Whether humans have duties directly to endangered
species is a deeper question, part of the larger issue of biodiversity conser-
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vation. Many believe that humans have such duties. The United Nations
World Charter for Nature states, ‘‘Every form of life is unique, warranting
respect regardless of its worth to man.’’ The Biodiversity Convention affirms
‘‘the intrinsic value of biological diversity.’’ Both are signed by over a hundred nations.
Many endangered species have no resource value, nor are they particularly
important for the usual humanistic reasons: medicine, industry, agricultural
resources, scientific study, recreation, ecosystem stability, and so on. Many
environmental ethicists (see ENVIRONMENTAL ETHICS) believe that
species are good in their own right, whether or not they are good for anything. The duties-to-persons-only line of argument leaves deeper reasons
untouched.
There are two levels of questions: facts (a scientific issue, about species)
and values (an ethical issue, involving duties). Sometimes species can seem
made up, since some biologists regularly change their classifications as they
attempt to understand and classify nature’s complexity. On a more realist
account, a biological species is a living historical form (Latin species), an ongoing lineage expressed in organisms and encoded in the flow of genes. In
this sense, species are objectively there—found, not made up.
Responsibility to species differs from that to individuals, although species
are always exemplified in individuals. When an individual dies, another replaces it. Tracking its environment, the species is conserved and modified.
Extinction shuts down the generative processes, a kind of superkilling.
A species lacks moral agency,* reflective self-awareness, sentience, or organic individuality. An ethic that features humans or sentient animals may
hold that specific-level processes cannot count morally. But each ongoing
species defends a form of life, and these forms are, on the whole, good kinds.
Humans are shutting down the life stream. One argument is that humans
ought not to play the role of murderers, superkillers. The duty to species
can be overridden, for example, with pests or disease organisms. But a prima
facie duty (presumably, unless there are reasons to the contrary) stands. Increasingly, humans have a vital role in whether these species continue. The
duties that such power generates no longer attach simply to individuals or
persons but are duties to the species lines, kept in ecosystems, because these
are the more fundamental living systems, the wholes of which individual
organisms are the essential parts. On this view the appropriate survival unit
is the appropriate level of moral concern.
It might seem that for humans to terminate species now and again is quite
natural. Species become extinct all the time. But there are important theoretical and practical differences between natural and anthropogenic (humangenerated) extinctions. In natural extinction, a species dies when it has become unfit in habitat, and other species appear in its place, a normal turnover. By contrast, artificial extinction shuts down speciation. One opens
doors, the other closes them. Humans generate and regenerate nothing; they
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dead-end these lines. Relevant differences make the two as morally distinct
as death by natural causes is from murder.
Selected Bibliography. Gunn, Alastair S., Preserving Rare Species, in Tom Regan
(Ed.), Earthbound: New Introductory Essays in Environmental Ethics (New York: Random
House, 1984); Norton, Bryan G. (Ed.), The Preservation of Species (Princeton, NJ:
Princeton University Press, 1986); Rolston, Holmes, Conserving Natural Value (New
York: Columbia University Press, 1994); Rolston, Holmes, Environmental Ethics
(Philadelphia: Temple University Press, 1988); Wilson, E. O., The Diversity of Life
(Cambridge, MA: Belknap Press of Harvard University Press, 1992).
HOLMES ROLSTON III
ENRICHMENT FOR ANIMALS
During the past 25 years the recognition that captive wild animals are in
need of richer environments than those traditionally afforded them has become the accepted norm. Often this recognition has spurred the production
of more beneficial behavioral conditions for animals in our care, but in some
cases it has resulted in richer-appearing environments that please humans,
but do little or nothing to improve the animals’ well-being.* The term ‘‘enrichment’’ might better be limited to those circumstances in which there is
measurable improvement in the behavioral and physiological well-being of
the animal.
Historically, there were distinctions between ‘‘behavioral enrichment’’ and
‘‘environmental enrichment.’’ These were based on suggestions that there
were two radically different approaches to improving the lot of captive animals. The behavioral enrichment approach focused on engineering environments that provided opportunities that were likely to elicit species-typical
behaviors. For example, occasionally producing the sounds of crickets in an
otter exhibit and providing means by which the otters could hunt and capture crickets resulted in considerable display of species-typical behaviors.
Supporters of environmental enrichment suggested that providing a richenough environment precluded the need for engineering artificial ‘‘hunts’’
or other apparatus that rewarded animals for particular responses. For example, if a captive forest with sufficient food was provided for chimpanzees,*
this might be sufficient to encourage significant amounts of species-typical
behaviors. Today, the term ‘‘environmental enrichment’’ is typically used
to refer to all efforts to improve the circumstances of captive animals (see
also ZOOS). Methods of providing more stimulating environments for animals obviously depend on the species involved, but some examples of simple
and inexpensive methods that will serve for many animals include the following:
1. Provide interesting ways for them to hunt for food. Hide their provisions in trees
or behind objects in ever-varying ways so that they may have the joy of discovering
them.
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2. Simple objects such as balls can be rotated with other toys, and where possible,
some possibility for their animation can be provided. A ball suspended tetherball
style will often lead to greater interaction and entertainment for animals than one
simply thrown in their living space.
3. Most young animals love to explore new situations. A trip to the local toy store
may yield giant, durably made building elements that may be assembled and reassembled into ever-changing steps to climb and holes to dive into.
4. A simple switch or motion detector can be used to allow animals to control various
parts of the environment. The range of opportunities is limited only by imagination and budget. Inexpensive suggestions include allowing animals to control
the dimming or brightening of lights in their room; to control radios, televisions,
or video recorders (perhaps even with motion pictures of their favorite companions to entertain themselves while humans are at work); to rotate a wheel or
perform other exercise to deliver food treats; or to turn on showers or mists in
which to play.
Selected Bibliography. Markowitz, H., Behavioral Enrichment in the Zoo (New
York: Van Nostrand Reinhold, 1982); Markowitz, H., and C. Aday, Power for Captive Animals: Contingencies and Nature, in D. Shepherdson, J. Mellen, and
M. Hutchins (Eds.), Second Nature: Environmental Enrichment for Captive Animals
(Washington, DC: Smithsonian Institution Press, 1998); Markowitz, H., C. Aday,
and A. Gavassi, Effectiveness of Acoustic ‘‘Prey’’: Environmental Enrichment for a
Captive African Leopard (Panthera pardus), Zoo Biology 14 (1995): 371–379; Markowitz, H., and A. Gavassi, Eleven Principles for Improving the Quality of Captive Animal Life, Lab Animal 24 (1995): 30–33; Markowitz, H., and S. W. Line, The Need
for Responsive Environments, in B. E. Rollin and M. L. Kesel (Eds.), The Experimental Animal in Biomedical Research, vol. 1 (Boca Raton, FL: CRC Press, 1990), 153–
170.
HAL MARKOWITZ
Enrichment and Research
Changes in the conditions under which animals are kept that appear superficially to improve animals’ lives do not always have the desired effect.
Such contradictory results have most often been found when animals are
kept in large numbers under standardized conditions on farms or in laboratories. To measure effects of proposed improvements in living conditions
on the welfare of large numbers of animals usually requires carefully designed experiments. If you want to know whether changing the diet of 1,000
rats in a laboratory colony improves their health, you have to keep careful
records of the animals’ condition before and after the diet change to see if
the new diet really improves the health of colony members.
‘‘Enrichment’’ has potential costs as well as potential benefits. On the
surface, it seems likely that an animal living with others or in an interesting
environment would be happier than an animal that spends its entire life alone
in a standard laboratory cage. But consider the Norway rat, a common laboratory animal. When placed together, groups of male rats will engage in a
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series of fights and form a dominance hierarchy with one or more males
dominant over the rest. Subordinate individuals are continually harassed by
dominant animals, and within the confines of a laboratory cage, subordinate
rats are forced into constant contact with their superiors.
Enhancement of the physical environment can also have undesired side
effects. Consider the Mongolian gerbil. Gerbils are easy to handle and do
not appear stressed by interaction with humans. However, if you provide a
breeding pair of gerbils with an environment where they are free to dig
tunnels (as they do in nature) and allow them to rear their young in the
underground nest chambers they construct, such young behave strangely
when they are grown. They flee when you attempt to pick them up. When
captured, they frequently have seizures. Here, enrichment seems to decrease,
not increase, the well-being* of animals who are going to spend their lives
interacting with humans.
Other attempts to improve the well-being of caged animals may have similar paradoxical effects, not because of the nature of the animals, but because
of the economics of animal maintenance. Most people seem to believe that
the larger the enclosure in which an animal is kept, the better off the animal
will be. However, rats in nature spend most of their lives in burrows consisting of small nest chambers connected by even smaller tunnels. Perhaps
rats like to be kept in closely confined spaces. In fact, when given a choice
between tall cages and short ones, rats are nonresponsive. Similarly, researchers at Oxford University in England have found that domesticated
hens raised in the cramped ‘‘battery cages’’ (see CHICKENS) used for commercial egg production show no preference when given the choice between
a large pen and a battery cage.
Existing standards for animal maintenance have evolved over the years
with revisions based on professional judgment and personal evaluations. Such
informal development of standards for animal maintenance does not inspire
confidence that the procedures in use today are optimal. On the other hand,
the equally personal basis for many proposed changes in maintenance procedures suggests that such changes may not have the desired result of enhancing the well-being of animals. Paradoxical consequences of alterations
in maintenance conditions intended to improve the well-being of animals in
laboratories and on farms are likely. More research on consequences for
animals of proposed changes in living conditions is needed. (See also LABORATORY ANIMAL USE.)
Selected Bibliography. Clark, M. M., and B. G. Galef, Jr., Effects of Rearing
Environment on Adrenal Weights, Sexual Development, and Behavior in Gerbils:
An Examination of Richter’s Domestication Hypothesis, Journal of Comparative and
Physiological Psychology 94 (1980): 857–863; Dawkins, M. S., Do Hens Suffer in Battery
Cages? Environmental Preferences and Welfare, Animal Behaviour 25 (1977): 1034–
1046; Dawkins, M. S., From an Animal’s Point of View: Motivation, Fitness, and
Animal Welfare, Behavioral and Brain Sciences 13 (1990): 1–61; Galef, B. G., Jr., and
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P. Durlach, Should Large Rats Be Housed in Large Cages? An Empirical Issue,
Canadian Psychology 34 (1993): 203–207.
BENNETT G. GALEF, JR.
ENVIRONMENTAL ETHICS
Anthropocentric (human-centered) environmental ethics bases concern for
the nonhuman natural environment (including animals) on the benefits it
provides humans. It treats only humans as of direct and intrinsic moral concern. Taking care of a pet (see COMPANION ANIMALS AND PETS) or
a park is done solely because they are useful to us. Anthropocentrism* is
often defended by appeals to biblical passages that give humans ‘‘dominion
over . . . every living thing that moves upon the earth’’ (Genesis 1:28). In
contrast, nonanthropocentric environmental ethics bases the protection of
the environment on its intrinsic value. It conceives of nonhuman nature as
important in ways that surpass its instrumental (or use) value to humans.
A sentiocentric (sentience-centered; see SENTIENTISM) environmental
ethic holds that sentient creatures—those who can feel and perceive—are
morally important in their own right. Some of the best-known defenders of
animals accept this ethic, including Peter Singer. Because it is likely that
only vertebrate animals—mammals, birds, fish,* amphibians,* and reptiles*—
consciously feel and perceive, a sentiocentric environmental ethic treats invertebrate nature as solely of instrumental value for sentient creatures. Such
an ethic protects trees and ecosystems, for example, not for their own sake,
but because they provide a habitat for sentient creatures.
Sentiocentrism ruptures the boundary of the traditional human-only
moral club and may have radical implications for animal agriculture, animal
experimentation, and hunting.* Nonetheless, from the perspective of broader
environmental ethics, sentiocentrism is but a small modification of the traditional ethic. It extends moral concern beyond humans only to our closest
cousins, the sentient animals, and denies direct moral concern to 99% of
living beings on the planet, as well as species and ecosystems. Sentiocentrists
respond that it makes no sense to care directly about trees or ecosystems
and that the idea of owing obligations to bacteria is foolish.
Biocentric (life-centered) environmental ethics views all living beings as
worthy of direct moral concern. Biocentrists contend that although plants
and invertebrate animals do not have preferences, they nonetheless have
goods of their own that we should morally consider. Though a tree does
not care if its roots are crushed by a bulldozer, crushed roots are still bad
for the tree and not just for the homeowner who wants its shade. Insentient
living beings have a welfare of their own that should be part of direct environmental concern. Albert Schweitzer’s* reverence-for-life ethic is an example of biocentrism.
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Ecocentric (environment-centered) environmental ethics holds that entire
species and ecosystems are morally important in their own right. Ecocentrists reject the idea that only individuals (a particular animal or plant) are
appropriate objects of direct moral concern. They believe that whole ecosystems and species are intrinsically valuable and not simply the individuals
in them. Aldo Leopold’s concern to preserve the integrity, stability, and
beauty of the biotic community is an example of an ecocentric ethic.
These broader environmental ethics view concern for animals as only a
first step toward extending moral concern beyond humans to include the
natural, nonhuman environment. This broadening of concern creates conflict. For example, hunters and fishers can show great ecocentric concern for
the perpetuation of species and ecosystems while placing low (or no) moral
value on the lives and welfare of individual animals. Conversely, defenders
of sentient animals can have great concern for the well-being* of individual
animals while placing low (or no) moral value on the protection of plants,
the perpetuation of species, or the preservation of ecosystems.
These conflicts are not simply theoretical. Feral goats (see FERAL ANIMALS) have been shot to protect rare plants. Conservation of endangered
species,* like the California condor, often involves captive breeding programs
that harm the individual for the sake of the species. Preservation of ecosystems calls for the elimination of ‘‘exotics,’’ as when lake trout introduced
into Yellowstone Lake are poisoned to protect the integrity of the ecosystem.
Restoration of ecosystems sometimes involves bringing back predators. This
not only disrupts the lives of the predators, but puts responsibility for the
suffering of their prey in the hands of humans.
Some defenders of animals say that only human-induced suffering* and
death* are bad things that should be prevented. It is human violation of
animal rights* that needs to be prevented, not natural suffering and death
in the wild. However, if one believes that animal rights are logically analogous to human rights, then humans are responsible for failing to assist an
animal in distress,* just as we are culpable when we fail to assist a human in
distress. The worry that a consistent commitment to protect the lives and
welfare of animals would involve massive human intervention into natural
systems has led some to claim that defenders of animals cannot be environmentalists.
Selected Bibliography. Callicott, J. Baird, Animal Liberation: A Triangular Affair,
in In Defense of the Land Ethic (Albany: State University of New York Press, 1989);
Hettinger, Ned, Valuing Predation in Rolston’s Environmental Ethics: Bambi Lovers
versus Tree Huggers, Environmental Ethics 16(1) (Spring 1994): 3–20; Rolston,
Holmes, III, Environmental Ethics (Philadelphia: Temple University Press, 1988); Sagoff, Mark, Animal Liberation and Environmental Ethics: Bad Marriage, Quick Divorce, Osgoode Hall Law Journal 22(2) (Summer 1984): 297–307; Varner, Gary, Can
Animal Rights Activists Be Environmentalists? in Christine Pierce and Donald
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Van DeVeer (Eds.), People, Penguins, and Plastic Trees, 2nd ed. (Belmont, CA: Wadsworth, 1995).
NED HETTINGER
Environmental Ethics versus Animal Rights
The modern animal rights* and environmental ethics movements have
much in common. They both became popular in the 1970s. They are both
opposed to anthropocentrism,* the belief that the only value things have is
the value they have for fulfilling human needs and desires. Both movements
insist that wild animals are sources of value independent of human needs
and desires. Environmentalists and animal rights advocates have frequently
been on the same side of public controversies. They both favor preserving
the forests spotted owls need to survive, rather than allowing loggers to cut
down these forests, and they both favor banning whaling and fishing techniques that kill dolphins.
Nevertheless, there are four significant differences between animal rights
philosophy and environmental ethics. First, animal rights philosophy is directly concerned with the condition of animals used in agriculture, education,* and entertainment. Animal rights principles apply as directly to the
suffering of farm animals kept in small cages and stalls and to the burning,
cutting, and killing of animals in research centers as to the plight of spotted
owls in the wild and dolphins in the oceans. However, except where they
are allowed to graze on open range, an increasingly rare practice, animals
that are bred and controlled by humans are not part of a natural environment. Consequently, their well-being* is not of direct concern to environmental ethics, although the impact of massive animal husbandry on the
environment is of concern.
Second, animal rights principles refer directly only to sentient beings (see
SENTIENTISM), beings capable of feeling pleasure and pain.* These are
all animals; none are plants or nonliving things. Plants and nonliving things,
like the redwood forests in which spotted owls live and the clean water fish*
need to live, are morally important in animal rights philosophy only as supports for animal life. However, in environmental ethics, plants, rivers, the
atmosphere, species, and ecosystems are frequently objects of moral concern
for their own sake. Environmental ethicists have even acknowledged that
they would support killing animals such as deer if that were the only way to
preserve a species of plants the animals were eating.
Third, animal rights principles tend to focus on pain and death* as moral
evils to be minimized and postponed when they cannot be avoided altogether. Environmental ethicists have criticized animal rights supporters for
this. They advocate recognizing pain and death as essential elements of the
life process and of the order of nature. They focus on the elimination of
elements of nature, as when species are driven to extinction, and on the
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destruction of natural systems, such as pollution of lakes, as the evils that
we need to oppose.
Fourth, animal rights principles focus on the well-being of individuals. On
the other hand, much environmental ethics is holistic. This means that the
object of primary moral concern is a system or structure—a whole—rather
than the individuals found in the system. Some animal rights philosophers
have criticized the willingness of environmental ethicists to sacrifice individual well-being if that is what it takes to preserve a species or ecosystem.
Selected Bibliography. Callicott, J. Baird, Animal Liberation: A Triangular Affair,
in In Defense of the Land Ethic (Albany: State University of New York Press, 1989);
Rodman, John, The Liberation of Nature, Inquiry 20 (1977): 83–145; Russow, LillyMarlene, Why Do Species Matter? Environmental Ethics 3 (1981): 106–112; Sapontzis, S. F., Plants and Things, in Morals, Reason, and Animals (Philadelphia:
Temple University Press, 1987); Warren, Mary Anne, The Rights of the Nonhuman
World, in Robert Elliot and Arran Gare (Eds.), Environmental Philosophy: A Collection
of Readings (University Park: Pennsylvania State University Press, 1983).
STEVE F. SAPONTZIS
EQUAL CONSIDERATION
Equal consideration, whether for humans or animals, means in some way
giving equal moral weight to the relevantly similar interests of different individuals. By itself this is very vague and abstract, yet it is extremely important. Aristocratic, feudalistic, Nazi, and other elitist worldviews have often
denied that human beings are subject to any sort of basic moral equality.
Moreover, to extend equal consideration (on any reasonable interpretation
of this idea) to animals would represent a major departure from common
thinking and practice throughout the world.
At an abstract level, equal consideration for animals would rule out a general discounting of animals’ interests, an across-the-board devaluing of their
interests relative to ours. An example of such devaluing would be the judgment that a monkey’s interest in avoiding pain* of some amount is intrinsically less important than a human’s interest in avoiding pain of the same
amount. At a practical level, equal consideration for animals would rule out
the routine overriding of animals’ interests in the name of human benefit.
While equal consideration is in agreement with numerous ethical theories,
it is not in agreement, if extended to animals, with any view that sees animals
as essentially resources for human use and amusement.
Assuming that humans are entitled to equal consideration, then unequal
consideration for animals is justified only if there is some morally relevant
difference between humans and animals. Peter Singer has argued that there
is no such difference between all humans and all animals, so that denying
equal consideration to animals is speciesism.*
ERSKINE, THOMAS
163
Among leading philosophical arguments for a crucial moral difference between humans and animals are the following. Contract theories typically
argue that only those who have the capacities needed for forming contracts
are entitled to full (equal) consideration; such theories are often motivated
by the belief that morality is constructed by humans primarily for human
benefit. A somewhat related view is that only moral agents (see MORAL
AGENCY)—those who can have moral obligations—are entitled to equal
consideration. In these views, only humans qualify as potential contractors
and moral agents. A different approach appeals to social relations: How
much moral consideration one is due depends on how closely or distantly
moral agents are socially related to one. As bond-forming creatures, we
moral agents (humans) are much closer to other humans than to animals.
Yet another argument appeals to the comparative value of human and animal
lives. Equal consideration would require giving equal moral weight to the
relevantly similar interests of humans and animals. According to the argument, a dog’s life and a human’s life are relevantly similar (equally important
to the dog and human, respectively), so equal consideration implies that a
dog’s life is as morally valuable as a human’s. A final argument appeals to
the alleged authority of moral tradition: Because our moral tradition, the
only source of moral authority, has always given animals’ interests a subordinate place, there is no compelling reason to grant animals equal consideration.
The debate over equal consideration remains open because the issues are
complex. Two points deserve mention. First, defenders of equal consideration generally deny that this principle means that human and animal lives
are of equal value, but their supporting arguments have been incomplete at
best. Second, defenders of unequal consideration for animals need to contend with the so-called problem of marginal cases*: Any criterion that supposedly marks a relevant difference between humans and animals (e.g., moral
agency) will seemingly fail to apply to all humans, with the apparent suggestion that the exceptional humans are not due equal consideration.
Selected Bibliography. Carruthers, Peter, The Animals Issues: Moral Theory in
Practice (Cambridge: Cambridge University Press, 1992); DeGrazia, David, Taking
Animals Seriously: Mental Life and Moral Status (Cambridge: Cambridge University
Press, 1996); Midgley, Mary, Animals and Why They Matter (Athens: University of
Georgia Press, 1983); Regan, Tom, The Case for Animal Rights (Berkeley: University
of California Press, 1983); Singer, Peter, Animal Liberation (New York: New York
Review of Books, 1990).
DAVID D. DEGRAZIA
ERSKINE, THOMAS
Thomas Erskine (1750–1823) was a one-time lord chancellor and Whig
politician who introduced an anticruelty bill in Parliament on May 15, 1809.
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The bill passed the Lords but was lost in the Commons. Erskine later supported and helped to secure passage of Richard Martin’s* anticruelty bill in
1822. It was the first national law of its type.
Selected Bibliography. Erskine, Thomas, Cruelty to Animals: The Speech of Lord
Erskine in the House of Peers on the Second Reading of the Bill Preventing Malicious and
Wanton Cruelty to Animals, Taken in Short Hand (London: Richard Phillips, 1809);
Herbert, J. A., Thomas Erskine, in Leslie Stephen and Sidney Lee (Eds.), Dictionary
of National Biography, vol. 6 (Oxford: Oxford University Press, 1921), 853–863; Moss,
Arthur W., Valiant Crusade: The History of the R.S.P.C.A. (London: Cassell, 1961).
BERNARD UNTI
EUTHANASIA
‘‘Euthanasia’’ comes from two Greek words: eu (good, well) and thanatos
(death). Euthanasia is a central concern in animal welfare* studies because
several million animals are euthanized (or euthanatized; both forms are used)
in the United States each year in animal shelters,* veterinary clinics, and
research laboratories. The definition of euthanasia differs slightly in veterinary medicine and human medicine. In human medicine, the term is restricted to ‘‘mercy killing’’—killing a patient when death is a welcome relief
from a life that has become too painful or no longer worth living. The
definition is broader in veterinary medicine, however, including as well the
euthanasia of healthy animals for owner convenience, for reasons of overpopulation, for behavior problems, or as donors of tissues for research.
Occasionally, other terms, such as ‘‘put down,’’ ‘‘put to sleep,’’ ‘‘sacrifice,’’
or ‘‘destroy,’’ are substituted as euphemisms. These terms can lead to confusion or may carry particular connotations. In particular, veterinarians* may
describe either euthanasia or anesthesia as putting an animal to sleep, needlessly confusing clients and their children about what is to be done to their
pet.
The American Veterinary Medical Association (AVMA) first published
guidelines for animal euthanasia in 1963 and updated them in 1972, 1978,
1986, and 1993. Primary criteria for the evaluation of euthanasia techniques
are the physical pain* and psychological distress* experienced by the animal.
Other criteria include the emotional effect on humans who are present; the
availability of appropriate drugs; and compatibility with the subsequent examination or use of the animal’s body and tissues. The veterinary guidelines
only cover methods of euthanasia, not issues of why, when, or whether specific animals should be euthanized.
The best euthanasia method for any particular animal will vary with his
or her species, age, size, health, and temperament. Intravenous injection of
a barbiturate anesthetic is currently preferred when an experienced operator
must euthanize a calm, friendly dog. Smaller animals, frightened or wild
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165
animals, sick animals with low blood pressure, and many species of animals
are not as easily injected. In these cases, additional tranquilizers or sedatives
may be necessary, or alternative euthanasia methods such as carbon dioxide
inhalation may be used.
The AVMA panel divides euthanasia techniques into three categories:
those that directly destroy the conscious centers of the brain, those that
interrupt the supply of blood or oxygen to the brain, and those that anesthetize the brain. The animal’s behavior is not always a reliable guide. For
example, succinylcholine paralyzes animal muscles. Paralysis of the respiratory muscles causes death, while general body paralysis prevents struggling
or other obvious behavioral signs of distress. Since the drug does not anesthetize or sedate the animal before respiratory paralysis occurs, the use of
succinylcholine is considered stressful and painful and is condemned by the
AVMA panel. By contrast, barbiturates cause deep anesthesia and unconsciousness before leading to respiratory failure, making barbiturate euthanasia a preferred method. Other euthanasia methods that have been studied
scientifically remain controversial.
In many jurisdictions, only veterinarians or their assistants may legally
euthanize privately owned companion animals.* Other professionals, such as
animal shelter workers, also euthanize animals, often in large numbers. In
the past, humane associations have hailed decompression and carbon monoxide chambers, which allowed untrained workers to quickly kill large numbers of stray animals, as humane innovations over gunshot, drowning, or
strychnine. Carbon monoxide chambers are still in use, though many shelters
have turned to barbiturate injections as a more reliable and personal way of
providing a smooth and pain-free euthanasia. Decompression chambers,
which induce death by simulating the sudden loss of pressure that can occur
in airplanes at high altitudes, are now illegal in many states. Studies on
human volunteers showed that there can be chest and abdominal pain before
unconsciousness, and shelter workers have reported dog behaviors in these
chambers that could indicate severe distress.
Pet owners often grieve the euthanasia of a loved animal just as we grieve
the death of our loved human friends and family. Social workers and therapists are increasingly recognizing this important response to animal death.
They work to help people come to terms with this loss, rather than ridiculing
it. Euthanasia training for shelter workers also includes seminars on dealing
with the irony that responsible animal care sometimes includes killing animals.
Selected Bibliography. American Veterinary Medical Association, Pet Loss and
Human Emotion (Schaumberg, IL: American Veterinary Medical Association, n.d.);
Andrews, Edwin J., B. Taylor Bennett et al., Report of the AVMA Panel on Euthanasia, Journal of the American Veterinary Medical Association 202 (2) (1993): 229–249;
Church, J. A., Joy in a Woolly Coat: Living with, Loving, and Letting Go of Treasured
Animal Friends (Tiburon, CA: H. J. Kramer, 1987); Cohen, Susan P., and Carole E.
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EUTHANASIA
Fudin (Eds.), Animal Illness and Human Emotion, Problems in Veterinary Medicine, vol.
3, no. 1 (Philadelphia: J. B. Lippincott, 1991); Kay, William J., Susan P. Cohen et
al. (Eds.), Euthanasia of the Companion Animal: The Impact on Pet Owners, Veterinarians,
and Society (Philadelphia: Charles Press, 1988); Lagoni, Laurel, Carolyn Butler, and
Suzanne Hetts, The Human-Animal Bond and Grief (Philadelphia: W. B. Saunders,
1994).
LARRY CARBONE
Social Attitudes
Interactions surrounding euthanasia in a large veterinary hospital showed
ambivalence by clients, doctors, and veterinary staff when confronted by the
decision to end an animal patient’s life. From the veterinarian’s perspective,
the most legitimate reason for euthanizing an animal was if the patient was
old, infirm, or suffering pain* because of serious illness or injury. Far less
justifiable were those cases in which owners requested that their animals be
‘‘put down’’ because they were problematically aggressive, too expensive to
keep, or simply more trouble than they were worth. When encountering
these latter cases, veterinarians* regularly attempted to persuade the client
to change his or her mind or simply refused to euthanize the animal. Veterinarians had a variety of ways of dealing with the emotions surrounding
their involvement in putting an animal to death. They regularly offered clients advice about the decision, were overtly sympathetic, and sometimes
recommended helpful readings or grief counselors. To safeguard their own
emotional well-being, veterinarians commonly rationalized euthanasia as a
necessary, if unfortunate, aspect of their work or, as is common in medical
settings generally, employed humor as a protective device.
Research has also been done in two settings where animals are routinely
euthanized: biomedical laboratories (see LABORATORY ANIMAL USE)
and animal shelters.* Workers in these places feel ambivalence about regularly killing animals similar to that experienced by the veterinary personnel.
Laboratory workers, for example, were torn between seeing the animals as
experimental ‘‘objects’’ or transforming them into individual ‘‘pets.’’ Objectification* helped provide some measure of emotional protection, while
thinking of and treating some animals as pets (see COMPANION ANIMALS AND PETS) increased workers’ emotional conflict. The informal
culture and routines of the laboratory, such as referring to experimental
animals by identifying numbers and speaking of killing animals as ‘‘sacrificing,’’ helped provide workers with means of protecting their emotional
health. On their part, workers in animal shelters coped with putting animals
to death by using grim humor, focusing attention on the technical skills
involved in performing euthanasia, defining their task as a humane response
to animal suffering, and blaming negligent owners and pet overpopulation*
for creating the necessity for euthanasia.
It is in places where causing the death of animals is, at least ostensibly,
EXPERIMENTAL VACCINES
167
an act of mercy that killing presents the most moral and emotional problems.
The ambivalence surrounding euthanasia commonly experienced by veterinarians, shelter workers, and laboratory technicians, as well as the intense
grief typically felt by pet owners when confronted with euthanizing a beloved
animal companion, speak to the power of our cultural inclination to regard
some animals as individual persons.
Selected Bibliography. Arluke, Arnold, Coping with Euthanasia: A Case Study
of Shelter Culture, Journal of the American Veterinary Medical Association 198(7) (1991):
1176–1180; Arluke, Arnold, Sacrificial Symbolism in Animal Experimentation: Object or Pet? Anthrozoös 2 (1988): 98–117; Kay, William J., Susan P. Cohen et al.
(Eds.), Euthanasia of the Companion Animal: The Impact on Pet Owners, Veterinarians,
and Society (Philadelphia: Charles Press, 1988); Sanders, Clinton, 1995, Killing with
Kindness: Veterinary Euthanasia and the Social Construction of Personhood, Sociological Forum 10(2) (1995): 195–214; Shapiro, Kenneth, The Death of the Animal:
Ontological Vulnerability, Between the Species 5(4) (1989): 183–193.
CLINTON R. SANDERS
EXOTIC COMPANION ANIMALS. See COMPANION ANIMALS
AND PETS.
EXPERIMENTAL VACCINES. See MICE.
F
FACTORY FARMING
Factory farming, the mass production and daily slaughter of millions of
other creatures for food in circumstances designed solely for cost and handling efficiency rather than the welfare of the animals involved, raises many
concerns, not all of which are ethical in nature. Strong challenges to harsh
confinement conditions have also been based on the consequences of such
practices for humans in terms of health and environmental damage. Factory
farming also has hidden costs that must be considered in evaluations of ‘‘success’’ measured only by short-term economic and production advantages.
While factory farms are common, they are usually socially invisible, and
this, together with the accepted practice of using other animals as commodities and property (see LAW AND ANIMALS), accounts for the fact that
they have seldom been subjected to basic ethical questions. The practice
relies on certain moral perceptions of animals that are culturally rooted and
socially reinforced through language (see OBJECTIFICATION OF ANIMALS) and daily practice.
The development of modern confinement methods first began in the
1950s with poultry and dairy livestock, who were moved from outdoor circumstances to confinement facilities; livestock kept for meat followed in the
1960s. Modern practices rely heavily on science for genetic control and design of animals and for remedies to combat the inevitable results of unnatural
confinement such as virulent diseases, cannibalism, debilitating stress,* and
stereotyped behavior (see STEREOTYPIES IN ANIMALS). Economic factors have led to technologically specialized intensive factory farms that are
typically owned by large corporations that mass-produce and market food.
FACTORY FARMING
169
Conditions within factory farms vary considerably with the types of animals who are being intensively farmed. The dairy and chicken industries,
often associated with the benign, idyllic images of ‘‘milk is good for you’’
and free-range chickens,* offer a good profile of modern factory farms. Modern dairy production is designed to maximize cows’ output by manipulating
their physiology. In order to allow as much milk to be produced as possible
(which involves milking several times per day), each cow is kept in a constant
state of pregnancy. A by-product of this process are the veal calves* that are,
in turn, factory farmed in confined conditions and fed a diet that produces
anemia. Dairy cows, which have a normal life expectancy of around twenty
years, are also fed a special diet of chemicals, vitamins, and medicines designed to maximize production. Any individual cow is kept a limited number
of years (usually only six or seven years of their maximum production), at
the end of which they are sent to the slaughterhouse.
Poultry is factory farmed in even more intensive conditions. They are kept
in crowded conditions and subjected to debeaking. Perhaps most symbolic
is the discarding of all male chicks in the process of producing laying hens.
These chicks are simply gassed or dumped alive into plastic sacks in which
they suffocate. Female chicks are integrated into the extraordinarily deprived
conditions of the modern battery-cage system.
It has been argued that factory farming has brought benefits to animals,
such as safety from predators and a steady supply of balanced diet and sanitary water. The role of humans as predators is ignored, and the realities of
the situation are best seen by the fact that this kind of argument could never
be made with regard to humans being factory farmed. The intensive practices of factory farming were first introduced under the assumption that
animals could be used without limit. There has since been an increase in
awareness in many different ethical systems.
Selected Bibliography. Adams, Carol J., The Sexual Politics of Meat: A FeministVegetarian Critical Theory (New York: Continuum, 1991); Curtis, S. E., The Case for
Intensive Farming of Food Animals, in T. Regan and P. Singer (Eds.), Animal Rights
and Human Obligations, 2nd ed. (Englewood Cliffs, NJ: Prentice-Hall, 1989); D’Silva,
Joyce, and Peter Stevenson, Modern Breeding Technologies and the Welfare of Farm
Animals (Petersfield, Hampshire: Compassion in World Farming Trust, 1995); Fiddes, Nick, Meat: A Natural Symbol (London and New York: Routledge, 1991); Fox,
Michael, Superpigs and Wondercorn (New York: Lyons and Burford, 1992); Johnson,
Andrew, Factory Farming (Oxford: Basil Blackwell, 1992); Kalechofsky, Roberta, Autobiography of a Revolutionary: Essays on Animal and Human Rights (Marblehead, MA:
Micah Publications, 1991); Linzey, Andrew, Animal Theology (London: SCM Press;
Urbana: University of Illinois Press, 1995); Mason, Jim, and Peter Singer, Animal
Factories (New York: Crown, 1990); Swann Report, Use of Antibiotics in Animal Husbandry and Veterinary Medicine, Cmnd. 41990 (London: HMSO, 1969/1970).
PAUL WALDAU
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FAIR CHASE
FAIR CHASE. See Hunting.
FARM-ANIMAL WELFARE
Ruth Harrison’s book Animal Machines, published in Britain in 1964, introduced the British public to a large-scale and highly intensified animal
agriculture that was a far cry from their cherished image of the pastoral
family farm. Harrison coined the term ‘‘factory farming’’* to describe this
new agriculture, which she viewed as being more concerned with profits than
with animals.
The farming practices that Harrison described were the outcome of a
number of scientific and technological advances. Two critical discoveries,
that vitamin D could be provided artificially in the food rather than requiring
sunlight for its synthesis and that antibiotics could be used to minimize the
spread of certain infectious diseases, meant that large numbers of animals
could be housed together indoors. Feeding, watering, and handling could
then be more easily mechanized, decreasing labor requirements. Indoor environments also allowed better monitoring and control of nutrition, temperature, lighting, and animal health. Combined with more sophisticated
methods of genetic selection for production traits, these factors resulted in
a more economically efficient animal agriculture, but one in which many of
the behaviors of the animals were prevented, and in which the contact between the animal and the human caretaker was minimized.
In response to the outcry stimulated by Harrison’s book, the British government formed a committee of inquiry, the Brambell Committee, to listen
to testimony and visit farms throughout Britain. The committee recommended that, at a minimum, every farm animal should have ‘‘sufficient freedom of movement to be able, without difficulty, to turn round, groom itself,
get up, lie down and stretch its limbs’’ (see ANIMAL WELFARE, Freedom).
These are referred to as the five freedoms. Twenty-five years later, the Farm
Animal Welfare Committee modified these into a more expansive set of
recommendations, the five new freedoms: freedom to display most normal
patterns of behavior and freedom from hunger, thirst, or malnutrition; from
inadequate comfort and shelter; from disease or injury; and from fear.*
Animal agriculture has continued to intensify in the years since the Brambell Committee issued its report, in the process creating some additional
welfare problems. The primary criticisms directed against contemporary animal agriculture relate to (1) animal health, (2) pain* and distress,* and
(3) restriction of movement and other behaviors of animals, including social
behaviors, in husbandry systems that involve close confinement or are barren
of stimulation. Coupled with these concerns are worries about the human
health effects of drugs and antibiotics administered to animals, as well as the
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171
potentially negative effects of large-scale animal production on the environment.
The welfare of farm animals is now the subject of extensive regulation in
many industrialized nations. In Europe, the Council of Europe and the European Community develop requirements for the care of farm animals that
are translated into legislation in the different member countries. Other countries, like Canada and the United States, rely mainly on codes of practice or
guidelines rather than legislation.
Farm-animal welfare may prove to be a particularly thorny issue to resolve
because of its economic and social implications. Generally, systems that allow
the animal more behavioral freedom are also associated with higher production costs and therefore with increased food prices. The role that this factor
will play in determining the direction that animal agriculture takes in the
future will depend on a complex interplay between attitudes toward animals,
environmental and food safety concerns, economic forces, and the structure
of urban and rural human communities.
Selected Bibliography. Brambell, F. W. R., Report of the Technical Committee
to Enquire into the Welfare of Animals Kept under Intensive Livestock Husbandry
Systems, Cmnd. Paper 28 36 (London: Her Majesty’s Stationary Office, 1965); Fraser, A. F., and D. M. Broom, Farm Animal Behaviour and Welfare, 3rd ed. (London:
Ballière Tindall, 1990); Harrison, R., Animal Machines (London: Vincent Stuart,
1964); Mench, J. A., and W. R. Stricklin (Eds.), An International Conference on
Farm Animal Welfare: Ethical, Technological, Sociopolitical, and Scientific Perspectives, Journal of Agricultural and Environmental Ethics 6 (special supplements 1
and 2); Swanson, J. C., Farm Animal Well-Being and Intensive Production Systems,
Journal of Animal Science 73 (1995): 2744–2751.
JOY A. MENCH
FEAR
Fear involves the perception of stressful environmental factors through an
animal’s senses such as smell (olfaction), sight (vision), and sound (hearing),
activating the sympathetic part of the autonomic nervous system, which has
direct neural connections to other parts of the body through sympathetic
efferent (motor) nerves (for example, the skin, leading to raising the hairs
or fur; the eyes, leading to dilatation of the pupils). There is also stimulation
of the adrenal medulla leading to a release of catecholamines such as adrenalin and noradrenalin. As with pain,* there are neuronal connections with
other areas of the central nervous system resulting in the expression of a
variety of physiological responses. Fear may be an integral part of other
aspects of suffering*—an animal with a broken leg may be fearful of being
moved or touched, as well as being in pain and distressed by its inability to
move normally.
DAVID B. MORTON
172
FEELINGS OF ANIMALS
FEELINGS OF ANIMALS
Because of the difficulty in determining factors for animal welfare,* many
have concluded that the important thing determining welfare is how an animal feels. Thus if an animal feels frightened or frustrated or in pain,* its
welfare will be reduced; if it feels happy or contented, its welfare will be
enhanced. The problem is that subjective or personal feelings, of human
beings or of animals, are not directly available to scientific investigation. We
can have a good idea of how other human beings feel because they are built
like us, they have the same sensory and processing mechanisms as part of
their nervous systems, and, moreover, they have language that enables them
to describe how they feel. It is much more difficult with nonhuman animals;
although there are similarities, their sensory information-processing mechanisms are different from ours. Also, we do not share a common language
with them, so they cannot describe how they feel. However, we may be able
to gain much information about animals’ feelings from indirect evidence. It
is not necessary to know exactly what the animal is feeling. Thus in the case
of a dog* that we suspect is suffering from pain following tail docking,* it is
not necessary to know whether the dog experiences something similar to a
human being with a bad burn or toothache or a broken leg. If the dog
behaves as if it is having a very negative experience, if its behavior becomes
much more normal when it is given a painkiller, and if it strongly avoids
anyone dressed like the veterinarian who performed the surgery, then we
can conclude that it is suffering and that its welfare is reduced. A very crude
measure of feelings such as how positive or negative they are is very helpful
in assessing welfare.
One way to find out what an animal feels is to study various states of
suffering* such as fear,* frustration (see ANIMAL BOREDOM), and pain.
For example, we can say that if an animal has a strong tendency to behave
in a particular way and we prevent that behavior, then the animal will be
frustrated. Then we can find out how that animal behaves when it is frustrated in many different ways. This type of information is now being collected for fear, frustration, and pain. There is, of course, a moral dilemma;
in order to understand the state of suffering in question, we have to subject
the animal to that state. We also have to show that an animal exhibiting
symptoms of fear or frustration or pain is actually suffering. A good demonstration that the animal is having an unpleasant experience would be if it
avoids or works to escape from situations associated with suffering. A simple
method used to ‘‘ask’’ the animal how it feels about the conditions and
procedures to which it is subjected is the preference test (see PREFERENCE
AND MOTIVATION TESTING), in which animals are allowed to choose
various aspects of their environment. It is assumed that they will express at
least some of their feelings in their actions and choose in the best interests
FERAL ANIMALS
173
of their welfare. As with any scientific method, there are pitfalls associated
with preference testing, but when these are known, steps can be taken to
avoid them. Preference tests must be used with other tests that measure how
strong the preference is. This ensures that the choice being made is not a
trivial choice, or that the animal is not choosing ‘‘the lesser of two evils.’’
Tests that give some insight into the feelings of animals will eventually give
more definitive answers about their welfare.
Selected Bibliography. Dawkins, M. S., From an Animal’s Point of View: Motivation, Fitness, and Animal Welfare, Behavioral and Brain Sciences 13 (1990): 1–61;
Dawkins, M. S., Through Our Eyes Only: The Search for Animal Consciousness (San
Francisco: W. H. Freeman, 1993); Duncan, I. J. H., Animal Rights–Animal Welfare:
A Scientist’s Assessment, Poultry Science 60 (1981): 489–499; Duncan, I. J. H., Animal
Welfare Defined in Terms of Feelings, Acta Agriculturae Scandinavica, Section A, Animal Science, Supplement 27 (1996): 29–35; Rushen, J., The Validity of Behavioural
Measures of Aversion: A Review, Applied Animal Behaviour Science 16 (1986): 309–
323.
IAN J. H. DUNCAN
FERAL ANIMALS
The term ‘‘feral animals’’ generally refers to those individuals who belong
to domesticated species (see DOMESTICATION), such as dogs* and cats,*
but who themselves have not adapted to domestic life or to interactions with
humans. Many of these animals were born never knowing the care of humans, but some may have once, years ago, been family pets (see COMPANION ANIMALS AND PETS). These animals typically live on the fringes
of society. They are not just strays—former pets who were recently lost or
abandoned—but animals who have survived in the wild on wits and an occasional bowl of food left on the back porch, caught somewhere between a
wild and domestic existence.
Feral cats are probably the most well known of the feral animals. Although
it is impossible to say exactly how many exist, Alley Cat Allies (ACA), a
feral-cat advocacy group, estimates that there are approximately 60 million
feral cats living in the United States. Litters of unneutered cats allowed to
roam outside and breed indiscriminately also contribute to the feral cat population. It is estimated that an unspayed female cat and her offspring can
produce 420,000 cats in just seven years.
The existence of feral cats and what should be done about them is a
controversial topic facing humane organizations, animal control agencies,
and communities across the country. They present a wide variety of problems: concern for the animals themselves, disease transmission (to both animals and humans), property destruction, wildlife predation,* and a threat to
owned pets allowed outdoors. Some feel that the cats should be trapped and
euthanized (see EUTHANASIA). Others believe that sterilizing the cats and
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FERAL ANIMALS
returning them to the wild is the only answer. Still others, such as the Humane Society of the United States (HSUS),* believe that communities must
develop policies regarding feral cats in association with policies on cat ownership and control.
Those who believe that the cats should be trapped and euthanized feel
that it is better that they die a quick, humane death rather than live a rough
life on the streets. They believe that it is also the best way to keep the feralcat population from increasing. Many cat owners who let their own cats
roam freely outside oppose this type of program, fearing a sweeping roundup
of any and all cats found outside.
Others suggest that the solution is to ‘‘trap, test, vaccinate, alter, and
release’’ (TTVAR). Such programs were developed in the 1970s in Denmark
and the United Kingdom and are endorsed by a number of humane organizations throughout the world, including the Royal Society for the Prevention of Cruelty to Animals (RSPCA),* which in 1977 founded the Feral Cat
Working Party to study the feral-cat problem and possible solutions. In these
programs, a colony of feral cats is watched over by a ‘‘caregiver’’ who provides food, water, and shelter and keeps an inventory of colony members.
When a new member joins the colony, that cat is humanely trapped, transported to a clinic or shelter,* spayed or neutered, tested for disease, given
vaccinations and some method of identification, and returned to the colony.
Often these caregivers are registered with some kind of community animal
welfare* organization that runs a structured feral-cat program complete with
records, participation rules, and requirements. Promoters of this type of feral-cat control say that the result is a healthier and stable cat population.
Such programs, however, are extremely time-consuming, require a longterm commitment from the caregivers, and may not be feasible in every
community.
Feral dogs, whose numbers were once controlled through roundups and
extermination beginning in the mid-to-late 1800s and then by dog control
laws created and implemented in the 1940s, present a much greater threat
to the safety of humans. Although wild dogs may be traditionally associated
with rural areas, recent news stories report their existence in urban areas,
such as New York City and Los Angeles. Some say that feral dogs form
packs in which they become aggressive and more likely to attack humans or
other animals.
Communities have found it difficult to devise an immediate solution to
control feral dogs. Animal control, in some areas, has attempted to round
up these animals. While this is the best solution, it is not always successful
since animals are being abandoned by their owners daily and some animals
inevitably escape capture and breed new litters. The existence and presence
of feral animals may never be stopped, but fighting the problem at the root
cause—irresponsible animal ownership—can decrease suffering.*
FISH
175
Selected Bibliography. Alley Cat Allies, PO Box 397, Mt. Rainier, MD 20712;
Berkeley, Ellen Perry, Feral Cats, Cat Fancy 33(7) (July 1990): 20; Donald, Rhonda
Lucas, Should Feral Cats Be Euthanized? Shelter Sense (Humane Society of the
United States), May 1992, 3; Doris Day Animal League, Standards for Maintaining
Feral Cat Colonies, 227 Massachusetts Ave, NE, Suite 100, Washington, DC, 20002;
Searle, Milton C., Overpopulation: The Perennial Problem, in Robert D. Allen and
William H. Westbrook (Eds.), The Handbook of Animal Welfare (New York: Garland
STPM Press, 1979), 47–50.
CYNTHIA STITELY
FIELD STUDIES. See EDUCATION AND THE USE OF ANIMALS.
FISH
Nearly 500 million years ago, the earliest known fishes cast their shadow
on the fossil record. They lacked both jaws and paired fins and are believed
to have made their living from sucking the bottoms of prehistoric seas and
lakes. Today, more than 21,000 species of fish have been identified. The
vast majority are ray-finned fishes, which account for nearly half of the
planet’s known vertebrate species.
The use of fish for human consumption predates recorded history. The
widely held attitude that fish exist primarily to benefit humans has led to a
disregard for the welfare of individual animals (see ANIMAL WELFARE).
There are few restrictions on the killing and eating of fish, and little thought
is given to their treatment in the process. Those protective measures that
do exist, such as the U.S. Magnuson Fisheries Conservation and Management Act (1976) and the United Nations Convention on the Law of the Sea
(1982), are concerned with the regulation of fishery fleets such that catch
and wealth are maximized while irreversible population effects are minimized.
Despite illusions to the contrary, fishes are sentient (see SENTIENTISM)
beings with a proven capacity to feel discomfort and pain.* They share the
basic biological processes of any living being and respond accordingly when
these processes are disrupted.
Modern fishing technology has greatly enhanced our ability to catch fishes
on a grand scale. Approximately 9,000 fish species are currently caught by
marine fisheries, resulting in an annual global catch of more than 85 million
metric tons. In the North Sea, for example, commercial fisheries remove
between 30% and 40% of the biomass of fish each year. Over 82% of commercial fish stocks in U.S. waters have been classified as overexploited.
Recent trends in catch data indicate that fish populations are declining.
The 1990s have seen a 5% decrease from the worldwide fish catch of the
late 1980s, despite increases in fishery effort. Nearly 70% of known marine
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FISH AND WILDLIFE SERVICE
fish species are heavily exploited or depleted, and some populations have
been reduced to dangerously low levels. While such trends may be interpreted as a response to the dietary needs of a growing human population,
fish protein is actually becoming less accessible to many coastal communities
who depend on it for adequate nutrition because the fish are exported.
The vast amount of fish consumed by humans is only part of the picture.
At least one-third of the annual marine catch becomes animal feed for pets,
livestock, and farm-raised fish. In addition, the United Nations estimates
that between 18 and 40 million tons of unwanted (and usually fatally injured)
fish are thrown back into the sea by commercial fishers. Shrimp trawlers are
the worst offenders, in some cases discarding 15 tons of fish for every ton
that is retained. Incidental to the capture of marine fishes are the deaths of
many thousands of marine mammals, sea turtles, and seabirds that become
entangled in the equipment used to catch fish.
The plight of the world’s fishing industry has been met by the intensification of raising fish as crops. Aquaculture is a fast-growing producer of
both freshwater and marine fishes, with its contribution to the world’s foodfish supply increasing from 12% in 1984 to 17% in 1992. While regarded
by many as a solution to overfishing, large-scale aquaculture invites its own
host of problems. Reared in crowded pens, farmed fish are major sources of
water pollution and are subject to parasites, infections, and disease. Animals
who escape carry disease and exotic genes into the surrounding waters, as
well as becoming resource competitors to local species. Marine aquaculture
is a primary cause of coastal habitat destruction, with mangroves and wetlands being developed for farming at an ever-increasing rate.
The moral issues surrounding fish as food are numerous and complex and
require further detailed attention. As currently managed, large-scale fisheries
threaten the well-being of humans and nonhumans alike.
Selected Bibliography. Ambio: A Journal of the Human Environment (Royal Swedish Academy of Sciences); Moyle, P. B., Fish: An Enthusiast’s Guide (Berkeley: University of California Press, 1993); Simoons, F. J., Eat Not This Flesh: Food Avoidances
from Prehistory to the Present, 2nd ed. (Madison: University of Wisconsin Press, 1994),
253–296; Weber, P., Protecting Oceanic Fisheries and Jobs, in State of the World
1995: A Worldwatch Institute Report on Progress toward a Sustainable Society (New York:
W. W. Norton, 1995), 21–37.
PAULA MACKAY
FISH AND WILDLIFE SERVICE. See HUNTING.
FIVE FREEDOMS. See FARM-ANIMAL WELFARE.
FROGS
177
FRESHEL, M. R. L.
M. R. L. (‘‘Emmarel’’) Freshel (1867–1948) was the founder of the Millennium Guild, the first American animal rights* organization. Founded in
1912, the guild published Freshel’s Golden Rule Cook Book (first published in
1907) and Selections from Three Essays by Richard Wagner with Comment on a
Subject of Such Importance to the Moral Progress of Humanity That It Constitutes
an Issue in Ethics and Religion (1933), an impassioned attack on vivisection.
An associate of Mary Baker Eddy, founder of the Christian Science Church,
Freshel resigned from the Christian Science Church after it expressed support for the entry of the United States into World War I. Through the
Millennium Guild, she promoted alternative fur fabrics and vegetarianism*
and spoke out against all forms of animal exploitation. After her death, control of the Millennium Guild fell to her husband Curtis. After his death, the
organization was directed by New York radio personality Pegeen Fitzgerald.
Selected Bibliography. Freshel, M. R. L. [M. R. L. Sharpe on title page], The
Golden Rule Cook Book (Boston, MA: Little, Brown, 1910); Freshel, M. R. L., Greetings to the Congress, Anti-Vivisection Review 6 (July/August 1927): 171; Sharpe,
M. R. L., Selections from Three Essays by Richard Wagner with Comment on a Subject of
Such Importance to the Moral Progress of Humanity That It Constitutes an Issue in Ethics
and Religion (New York: Millennium Guild, 1933); Proceedings of the International
Anti-Vivisection and Animal Protection Congress, Philadelphia, 1926 (Philadelphia:
American Anti-Vivisection Society, 1926), 104–110, 149–154.
BERNARD UNTI
FROGS. See AMPHIBIANS; EDUCATION AND THE USE OF ANIMALS.
G
GAME MANAGEMENT. See HUNTING.
GANDHI, MOHANDAS KARAMCHAND
Mohandas Karamchand Gandhi (1869–1948) was a world statesman, pacifist, and vegetarian. Reading Henry Salt’s* A Plea for Vegetarianism and
Howard Williams’s The Ethics of Diet reinforced his ethical vegetarianism*
on his first visit to England in 1887. Thereafter Gandhi became a committed
vegetarian ‘‘by choice,’’ and this commitment was deepened through his
conversion to the Hindu (see RELIGION, Hinduism) philosophy of ahimsa,
nonviolence or noninjury, which became fundamental to his religious outlook and which especially informed his insistence upon nonviolent civil disobedience as a means of political struggle. During his first stay in London
Gandhi became a member of the executive committee of the London Vegetarian Society. Gandhi made special arrangements to meet Salt during his
trip to England for the Round Table Conference in 1931.
Selected Bibliography. Chapple Christopher Key, Nonviolence to Animals, Earth,
and Self in Asian Traditions (Albany: State University of New York Press, 1993);
Gandhi, Mohandas K., Diet and Diet Reform (Ahmedabad: Navajivan Publishing
House, 1949); Gandhi, Mohandas K., How to Serve the Cow (Ahmedabad: Navajivan
Publishing House, 1954); Gandhi, Mohandas K., The Moral Basis of Vegetarianism
(Ahmedabad: Navajivan Publishing House, 1959); Gandhi, Mohandas Karamchand,
The Story of My Experiments with Truth: Autobiography, ed. Mahadev Desai (Ahmedabad: Navajivan Press, 1927); Mehta, Ved, Mahatma Gandhi and His Apostles (London: Andre Deutsch, 1977).
ANDREW LINZEY AND BERNARD UNTI
GENETHICS
179
GAP. See GREAT APE PROJECT.
GENEROSITY PARADIGM
The generosity paradigm maintains that humans owe animals not equal
consideration,* or equality of treatment, but moral generosity, that is, more
than equal treatment. According to the generosity paradigm, our obligations
to animals and children (and to all beings who are vulnerable, unprotected,
undefended, and morally innocent) are not exhausted by the language of
rights and duties but require practical costly action to promote their wellbeing.* Such a notion is centered theologically in the notion of the generosity of God, who is disclosed in the self-sacrifice of Jesus Christ.
Historically the idea was pioneered in many 18th- and 19th-century works
of zoophily that celebrated a newly found sensitivity toward animals, including those of William Hamilton Drummond, Henry Crowe, John Hildrop,*
and especially Humphry Primatt,* who argued that mercy and benevolent
regard are foundational to Christian living (see RELIGION, Christianity).
These pioneering works laid the foundations for a radical modern interpretation that insists that the weak should have ‘‘moral priority’’ over other
competing claims. This interpretation maintains that the nature of human
power is morally legitimate only when exercised in a self-costly sacrificial
way. The generosity paradigm resists the flattening of all obligations into
one catchall equality view; it recasts the debate about animal rights* not just
in terms of moral limits but rather in terms of extending these limits beyond
what is currently assumed even by most animal advocates.
Selected Bibliography. Crowe, Henry, Zoophilos; or, Considerations on the Moral
Treatment of Inferior Animals (London, 1820); Drummond, William Hamilton, Humanity to Animals the Christian’s Duty (London, 1830); Drummond, William Hamilton, The Rights of Animals (London, 1838); Hildrop, John, Free Thoughts upon the
Brute-Creation, or, an Examination of Father Bougeant’s ‘‘Philosophical Amusement, &c.
on the Language of Beasts’’ (London: R. Minors, 1742); Linzey, Andrew, Animal Theology (London: SCM Press; Urbana: University of Illinois Press, 1995); Linzey, Andrew, The Moral Priority of the Weak: The Theological Basis of Animal Liberation,
in The Animal Kingdom and the Kingdom of God (University of Edinburgh: Centre for
Theology and Public Issues, 1991), 25–42; Primatt, Humphry, The Duty of Mercy and
the Sin of Cruelty to Brute Animals (London: T. Cadell, 1776).
ANDREW LINZEY
GENETHICS
Genethics is the application of moral or social values to genetics. Within
the last decade, the techniques of genetics have grown greatly, allowing us
to pinpoint genes for cancer, mental illness, obesity, and a host of other
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traits and diseases. Although we can locate on the chromosome the gene(s)
for such characters, our ability to treat them lags far behind. Genethics is
typically applied to humans, but could also be applied to other animals.
Nonhuman animals are currently the experimental organisms of choice
for research geneticists interested in human diseases and other traits. The
reason is simple: the experimental work necessary to understand the genetic
basis of a characteristic is often invasive and typically involves the rapid
breeding of large numbers of offspring, procedures that cannot readily be
applied to humans. For example, in research that focuses on the genetics of
a behavior in mice* that may be similar to alcoholism in humans, it is necessary to inject mice with a standard dose of alcohol so that researchers can
assess its effect on them. Animals also have to be euthanized (see EUTHANASIA) so that we can do necessary analyses.
There are three types of genetic research that involve animals. The first
is the use of animal models* for human genetic diseases. These include diseases caused by abnormalities in single genes, such as cystic fibrosis, sicklecell anemia, and Huntington’s disease, as well as polygenic (many-gene)
diseases such as cancer, heart disease, and alcoholism. Next come the genome projects that have as their goal the identification of all the genes of a
given organism. Currently, genome projects are at work on several bacterial
species and on yeast, nematode (a type of roundworm), mouse, rat, and
human genomes. Finally, there is transgenic research, also known as recombinant DNA technology, which moves genes from one organism into another (see GENETIC ENGINEERING). This area of research initially
allowed the insertion of human genes into bacteria, primarily for the purpose
of production of the protein specified by the human gene (e.g., insulin).
Now, many human genes are being moved into a variety of mammalian
species both for production and for studying the function of the human gene.
Currently, more scientists are beginning to work on mammals, particularly
humans, to concentrate on human genetic conditions. As the potential to
work directly on humans becomes more accessible, there may be a reduction
in the use of animal subjects.
Selected Bibliography. Crisp, R., Making the World a Better Place: Genes and
Ethics, Science and Engineering Ethics 1 (1995): 101–110; Hubbard, R., Exploding the
Gene Myth (Boston: Beacon Press, 1993); Jones, S., The Language of Genes (New York:
Doubleday, 1993); Kevles, D. J., In the Name of Eugenics (New York: Random House,
1985); Suzuki, D. T., and P. Knudtson, Genethics, revised and updated ed. (Cambridge, MA: Harvard University Press, 1990).
BETH BENNETT
GENETIC ENGINEERING
Although humans have always ‘‘genetically engineered’’ domesticated animals (see DOMESTICATION) to suit their uses of these animals, the only
GENETIC ENGINEERING
181
tool available to accomplish this in the past was to breed animals selected
specifically for this purpose. This in turn required many generations of gradual change in order to produce significant changes in the animals and also
limited manipulation of genes to those that could be introduced by normal
reproduction. Since the late 1970s, however, the technology for inserting all
manner of genes into an animal’s genome, including radically foreign genes
(for example, genes from human beings), has progressively developed in sophistication. This opens up a vast range of possibilities for manipulating
animals’ genetic makeup and thus their phenotypic traits. In 1989, the U.S.
Patent Office announced that it had issued the first animal patent for a
mouse (see MICE) that was genetically engineered to be highly susceptible
to developing tumors, a trait rendering the animal extremely valuable for
cancer research.
Genetic engineering and the potential for patenting the resulting animals
have evoked strong negative criticism, largely from theologians and animal
advocates. Theologians express concern that genetic engineering does not
show proper respect for the gift of life and implies that humans are ‘‘playing
God.’’ Although such religiously based criticisms are perhaps meaningful
within the context of a religious tradition, it is difficult to extract from them
any ethical content that can be used to illuminate the issue of genetic engineering of animals in the context of social ethics. Animal advocates, on the
other hand, express the concern that genetic engineering and animal patenting will result in increased animal suffering.*
It is certainly not necessarily the case that genetic engineering of animals
must inevitably result in increased suffering for animals. Genetic engineering
can, in principle, significantly reduce animal suffering by, for example, increasing animals’ resistance to disease. This has already been accomplished
in chickens* who have been genetically engineered to resist some cancers.
Furthermore, genetic engineering could be employed to correct suffering
created by traditional breeding, as in the case of the more than 400 genetic
diseases in purebred dogs* that have been introduced into these animals by
breeding them to fit aesthetic standards. Third, genetic engineering could
be used to make animals more suited to the harsh environments in which
we raise them, for example, hens kept in battery cages, though both common
sense and common decency suggest that it makes more sense to change the
environment to fit the animals than vice versa.
But animal advocates are correct in their concern that if current tendencies
in animal use continue unchanged, they will favor genetic engineering being
used in ways whose result, albeit unintended, will increase animal suffering.
Consider animal agriculture (see GENETIC ENGINEERING, Genetic Engineering, Pesticides, and Agriculture). Traditional (pre–mid-20th-century)
agriculture was based on animal husbandry, that is, caring for the animals,
respecting their biological natures, and placing them into environments for
which they would be optimally suited; the producer did well if and only if
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the animals did well. Animal suffering worked as much against the farmer’s
interest as against the animal’s interest, and thus animal welfare* was closely
connected with animal productivity. However, the advent of hightechnology agriculture allowed farmers to put animals into environments
that did not suit them biologically (e.g., battery cages), yet in which they
could still be productive.
One major and legitimate concern is that genetic engineering not be used
as yet another tool for augmenting productivity at the expense of animal
welfare. Thus, for example, in the early 1980s, pigs* were genetically engineered to produce leaner meat, faster growth, and greater feed efficiency.
While this was accomplished, the negative effects of the genetic engineering
were unexpected and striking, with the animals suffering from kidney and
liver problems, diabetes, lameness, gastric ulcers, joint disease, synovitis,
heart disease, pneumonia, and other problems.
To prevent the use of genetic engineering as a tool enabling us to further
erode animal welfare for the sake of efficiency, productivity, and profit, Bernard Rollin proposed the following morally based regulatory principle as a
check on commercial use of genetic engineering of animals, the principle of
conservation of welfare: Genetically engineered animals should be no worse
off than the parent stock would be if they were not so engineered. Such a
principle should serve to forestall new suffering based in genetic engineering
for profit.
The second major source of suffering growing out of genetic engineering
of animals comes from our increasing ability to create transgenic animal
models (see ANIMAL MODELS, Biomedical and Behavioral Science) for
human genetic disease. Genetic engineering gives researchers the capability
of genetically creating animals who suffer from human genetic diseases. This
means that vast numbers of defective animals will be created to research
these human diseases. In many if not most cases of genetic disease, there is
no way to control the painful symptoms, and reducing the animals’ suffering
through early euthanasia* is excluded, since researchers wish to study the
long-term development of the disease. Thus this sort of genetic engineering
creates a major problem of animal suffering. Thus far, neither the research
community nor society in general has addressed this issue, despite society’s
1985 expression in federal law of its ethical commitment to limit animal
suffering in biomedical research (see LABORATORY ANIMAL WELFARE
ACT OF 1966, Law [Federal] Governing Animal Research).
Selected Bibliography. Fox, Michael W., Superpigs and Wondercorn (New York:
Lyons and Burford, 1992); Pursel, Vernon, et al., Genetic Engineering of Livestock,
Science 244 (1989): 1281–1288; Rifkin, J., Declaration of a Heretic (Boston: Routledge
and Kegan Paul, 1985); Rollin, Bernard E., The Frankenstein Syndrome: Ethical and
Social Issues in the Genetic Engineering of Animals (New York: Cambridge University
Press, 1995); Seidel, George E., Biotechnology in Animal Agriculture, in J. F. Mac-
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183
Donald (Ed.), National Agricultural Biotechnology at the Crossroads: Biological, Social, and
Institutional Concerns, NABC Report 3 (Ithaca, NY: NABC, 1991).
BERNARD E. ROLLIN
Genetic Engineering, Pesticides, and Agriculture
Industrial farming methods of food and fiber crop production that use
various types of biotechnology to keep these methods operating are, in spite
of political support, publicly unacceptable. We know very little about the
risks of releasing genetically engineered biopesticides, as is proposed for the
control of myriad insect pests, like the pine beauty moth and cotton boll
weevil. Nor do we know the long-term ecological and economic risks and
potential harm to ecosystems, wildlife, and natural biodiversity of releasing
genetically engineered plants and animals into the environment, and their
potentially harmful ecological consequences are legitimate concerns. For example, fish* such as trout and salmon containing the growth and antifreeze
genes of other species are being developed for commercial fish farming.
These animals could escape and breed with wild fish. Genetically engineered
plants could transmit herbicide and insect resistance to other plants.
As of January 1995, the U.S. Department of Agriculture and the Environmental Protection Agency had approved over 2,000 releases of genetically
engineered organisms into the environment for agricultural field tests. Several patented varieties of crops like corn and wheat have also been engineered to be resistant to patent holders’ herbicides, the continued use of
which may be economically unwise. Various crops have been given bacterial
genes to produce insecticides like Bacillus thuringiensis in order to repel and
kill pests, but this is a short-lived miracle since pests quickly develop resistance.
Conventional industrial agriculture has globally contaminated surface waters and groundwaters and the entire terrestrial and aquatic food chains with
harmful agricultural chemicals. Industrial agriculture has also brought us
intensive factory poultry and livestock production (see FACTORY FARMING). These have been shown to cause animals to suffer stress,* distress,*
and disease. Surface groundwater pollution from animal wastes is a serious
environmental and public health problem. Using biotechnology to correct
these problems—so-called bioremediation—is of questionable value if no
efforts are made to change the agricultural system and especially to raise
farm animals under less intensive and more humane conditions, which can
be done efficiently and profitably.
The widespread use of veterinary drugs and new genetically engineered
vaccines to keep farm animals productive in the intensive confinement systems of factory farms that cause sickness and suffering,* as well as harm to
the contract labor that cares for them, is ethically questionable. So is genetically engineering livestock to better resist stress and disease.
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GOMPERTZ, LEWIS
Animal-production scientists also continue to seek ways to make farm animals more efficient and productive. One product, genetically engineered recombinant bovine growth hormone (rBGH), which dairy farmers inject into
cows to boost milk production, gives rise to a variety of animal health problems and potential consumer health risks. A more economic and ecologically
sound alternative, rotational grazing, where cows are moved to fresh pasture at
intervals, is seen as a major obstacle by agribusiness in its attempts to get dairy
farmers to buy this new drug. Biotechnology companies have been testing and
trying to market rBGH in developing countries, which would undermine traditional sustainable livestock and forage-production systems. The new field of
‘‘pharming’’ useful medical products from the milk of transgenic cows, sheep,
and goats raises many ethical and regulatory questions, as does the genetic engineering of pigs* to be used as human organ donors.
Selected Bibliography. Fox, M. W., Superpigs and Wondercorn: The Brave New
World of Biotechnology and Where It All May Lead (New York: Lyons and Burford,
1992); Gussow, Joan Dye, Chicken Little, Tomato Sauce, and Agriculture: Who Will
Produce Tomorrow’s Food? (New York: Bootstrap Press, 1991); Krimsky, S., Biotechnics
and Society: The Rise of Industrial Genetics (New York: Praeger, 1991); Rollin, Bernard,
The Frankenstein Syndrome: Ethical and Social Issues in the Genetic Engineering of Animals
(New York: Cambridge University Press, 1995); Suzuki, David, and Peter Knudtson,
Genethics (Cambridge, MA: Harvard University Press, 1989).
MICHAEL W. FOX
GOMPERTZ, LEWIS
Lewis Gompertz (1779–1861) was the second secretary of the organization
now known as the Royal Society for the Prevention of Cruelty to Animals
(RSPCA)* and sustained the society through financially troubled times with
his personal contributions. Gompertz held tenaciously to his principles, abstaining from meat and avoiding the use of coaches because of the abuse
inflicted on horses. He served as secretary until 1832, when religious prejudice resulted in his ouster. He then founded the Animals’ Friend Society.
For a time, the new organization commanded the allegiance of significant
supporters of what was then called the Society for the Prevention of Cruelty
to Animals (SPCA), including Richard Martin.* Eventually, however, the
stability and respectable appearance of the SPCA won out, and Gompertz’s
remaining colleagues rejoined the parent group. An inventor, credited with
the development of 38 devices, Gompertz was the author of Moral Inquiries
on the Situation of Man and of Brutes (1824) and a collection of essays, Fragments in Defence of Animals (1852). He also edited the journal Voice of Humanity.
Selected Bibliography. Gompertz, Lewis, Fragments in Defence of Animals, and
Essays on Morals, Soul, and Future State (London: W. Horsell, 1852); Gompertz,
GREAT APE PROJECT
185
Lewis, Moral Inquiries on the Situation of Man and of Brutes: On the Crime of Committing Cruelty to Brutes, and of Sacrificing Them to the Purposes of Man (London: Lewis
Gompertz, 1824); Moss, Arthur W., Valiant Crusade: The History of the R.S.P.C.A.
(London: Cassell, 1961); Turner, James, Reckoning with the Beast: Animals, Pain,
and Humanity in the Victorian Mind (Baltimore: Johns Hopkins University Press,
1980).
BERNARD UNTI
GREAT APE PROJECT
Launched by scientists and scholars from various nations and disciplines,
the Great Ape Project (GAP) seeks to extend the scope of three basic moral
principles to include all members of what the GAP founders call the five
great-ape species (humans, chimpanzees,* bonobos, gorillas, and orangutans). These principles are set out in the Declaration on Great Apes and
include the right to life, the protection of individual liberty, and the prohibition of torture, all currently enjoyed only by humans. The GAP follows
the tradition of animal liberation* ethics, which requests a fundamental
change in the moral status of nonhumans and views the unequal ranking of
equal interests and needs solely on grounds of nonmembership of the human
species (see SPECIESISM) as ethically unjustified discrimination. The project’s founders and first signatories to the declaration were Paola Cavalieri
and Peter Singer, who also edited the book The Great Ape Project: Equality
beyond Humanity, on which the GAP’s challenge is founded.
The scientific basis for GAP is provided mostly by recent biological, ethological, and psychological findings that unanimously indicate that all the
species of great apes have highly complex emotional lives, form long-lasting
social relationships, are self-aware and thus see themselves as distinct from
others, make at least short-term plans for the future, have memories and
anticipation, and possess mental capacities comparable to those of two- to
three-year-old human children. This redrawn picture of the other great apes
is underpinned by recent taxonomic investigations that indicate that chimpanzees* share 98.4% of their DNA with humans. Studies using sign language have further revealed that some nonhuman great apes can
comprehend, use, and pass on abstract symbols to communicate with humans
and other group members or to talk to themselves.
The change in the moral and legal status of the other great apes envisaged
by the Great Ape Project is to be seen as an extension of the community of
equals* beyond the boundaries of the human species. As members of this
community, nonhuman great apes are entitled to the same previously mentioned basic rights as humans. The GAP points to the contrast between this
moral entitlement and the reality of the great apes’ existence. They are frequently subjected to extended or lifelong imprisonment, to the destruction
The Great Ape Project seeks to extend the scope of three basic moral principles.
Source: Reprinted from The Great Ape Project: Equality beyond Humanity, edited by
Paola Cavalieri and Peter Singer, 䉷 1993, published in the United Kingdom by
Fourth Estate, Ltd., and in the United States by St. Martin’s Press.
GREAT APE PROJECT
187
of family or other important social bonds, and to grave physical and psychological injury and deprivation.
In practice, the inclusion of the nonhuman great apes into the community
of equals requires that the declaration be contained in U.N. resolutions and
national law. As particular models for concrete political measures, the Great
Ape Project takes two already-existing protective devices afforded to powerless members of human societies. Nonhuman great apes still living in their
natural habitats are to be protected by the establishment of U.N. trust territories, like those set up to protect weaker nations against stronger ones.
As with young children and some mentally handicapped humans, approved
guardians should be appointed to plead the cause of individual nonhuman
great apes who are currently imprisoned. For individuals who cannot be
reintroduced into the wild because of their long imprisonment, either as
human surrogates in biomedical or psychological experiments or as objects
of education* and amusement in zoos* or other forms of entertainment industry, the Great Ape Project proposes carefully considered resettlement in
sanctuaries and reserves especially designed to meet their manifold physical,
emotional, and social needs, where they can live their own lives among others of their kind.
The Great Ape Project conceives the case of the nonhuman great apes as
the best example for demonstrating the arbitrariness that, within the conception of animal liberation ethics, underlies a speciesist discrimination. According to the policy of the GAP, the focus on great apes is to be regarded
in the broader political context of tackling the moral and social problems
due to prejudice in favor of one’s own group.
Selected Bibliography. Cavalieri, Paola, and Peter Singer (Eds.) The Great Ape
Project: Equality beyond Humanity (London: Fourth Estate, 1993); Goodall, Jane,
Through a Window: My Thirty Years with the Chimpanzees of Gombe (Boston: Houghton
Mifflin, 1990); Rachels, James, Created from Animals: The Moral Implications of Darwinism (New York: Oxford University Press, 1990); Savage-Rumbaugh, Sue, and
Roger Lewin, Kanzi: The Ape at the Brink of the Human Mind (London: Doubleday,
1994); Singer, Peter, Animal Liberation (New York: New York Review of Books,
1990).
KARIN KARCHER
H
HILDROP, JOHN
John Hildrop (?–1756) was an English cleric and author of the benchmark
work Free Thoughts upon the Brute-Creation (1742), in which he critiqued the
work of a French Jesuit, Father Bougeant, for his view that animals have no
reason, understanding, moral status, or immortal soul. Originally in the form
of two letters to a lady, his work directly confronts the major elements of
traditional Aristotelian/Thomistic thought and is one of the earliest and most
sophisticated zoophile books ever published. He also critiqued John Locke’s
materialist view of animal rationality in Locke’s Essay Concerning Human
Understanding (1690): ‘‘Why does [Locke] take so much pains to persuade
himself and us, that Rationality in Brutes must proceed from a quite different
cause, from what it does in ourselves? What is he afraid of?’’ (15). Hildrop
was rector of Wath in Yorkshire and chaplain to the earl of Ailesbury and
Elgin. After Thomas Tryon, who introduced the word ‘‘rights’’ in the nonhuman context, his work may be classed as the earliest premodern zoophile
treatise.
Selected Bibliography. Hildrop, John, Free Thoughts upon the Brute-Creation, or,
An Examination of Father Bougeant’s ‘‘Philosophical Amusement, &c. on the Language of
Beasts’’ (London: R. Minors, 1742).
ANDREW LINZEY
HINDUISM. See RELIGION AND ANIMALS.
HUMANE EDUCATION MOVEMENT
189
HOUGHTON, DOUGLAS
Labour politician, peer, and social reformer, member of Parliament for
Sowerby (1949–1974), minister for social services (1964–1967), and chairman
of the Parliamentary Labour Party (1967–1974), Douglas Houghton (1898–
1996) devoted the last twenty-five years of his life to animal advocacy. He
was chairman of the Committee for the Reform of Animal Experimentation
and a vice president of the Royal Society for the Prevention of Cruelty to
Animals* (RSPCA). He inaugurated the ‘‘Putting Animals into Politics’’
campaign (1976), which was significant in galvanizing political support for
reforming measures, and was president of Animal Welfare Year (1976–1977).
Houghton was personally instrumental in achieving a range of legislative
changes including reform of the 1876 Cruelty to Animals Act governing
animal experiments, which became (not uncontentiously) the Animals (Scientific Procedures) Act of 1986.
Selected Bibliography. Houghton, Douglas, Animals and the Law: Moral and
Political Issues, in David A. Paterson and Richard D. Ryder (Eds.), Animals’ Rights:
A Symposium (London: Centaur Press, 1979), 209–215; Houghton, Douglas,
Thoughts for the Future, in David A. Paterson (Ed.), Humane Education: A Symposium
(London: Humane Education Council, 1981), 133–137; Houghton, Douglas, and
Lord Platt, Houghton/Platt Memorandum on Animal Experimentation to the House Secretary (London: Committee for the Reform of Animal Experimentation, 1976).
ANDREW LINZEY
HUMANE EDUCATION MOVEMENT
Humane education is about kindness and respect. Most clearly identified
with George Angell,* the founder of the Massachusetts Society for the Prevention of Cruelty to Animals (MSPCA), it is based on the assumption that
if children learn to care for and respect animals, they will develop an empathetic (see EMPATHY FOR ANIMALS) or ‘‘feeling’’ personality that will
guide them in their relations with people as well.
The general theme of being kind to animals was present in the very earliest publications printed for children. In the late 1700s and early 1800s a
number of stories and books for children talked about the mistreatment of
animals. The stories often had a strong moral theme that emphasized empathizing with the animals, and the evildoers came to a bad end because of
their treatment of animals. This type of story culminated with the publication of Black Beauty by Anna Sewell* in 1877.
Early animal-protection work included elements of humane education. In
the 1850s M. DeSally published ‘‘Method of Teaching Kindness to Animals’’
in the Bulletin Annuel de la Société Protective des Animaux. It was difficult for
education to receive a high level of attention when an enormous amount of
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rescue and law-enforcement work was required. George Angell, who had a
background as a teacher, placed a major emphasis of the early work of the
MSPCA on promoting humane education. He understood that to teach children kindness would be the best way to prevent cruelty* to animals and
people.
When Angell began to formalize the understanding of humane education
in the 1870s, he found a fertile ground in the American educational system
at the time. McGuffey’s Newly Revised Eclectic Reader, published in 1843, included many stories on animals and nature. In that same era, the ‘‘commonschool’’ philosophy of Horace Mann emphasized the important role that
public education could play in providing students from many different backgrounds a common sense of culture and morals. Most valuable at the time
was the concept that schools could play a significant role in helping to solve
major social problems.
In 1882 Angell began to organize ‘‘Bands of Mercy’’ in schools across the
country. These clubs encouraged children to learn about animals and to do
things to help animals. Angell founded the American Humane Education
Society (AHES) in 1889 ‘‘to carry Humane Education in all possible ways,
into American schools and homes.’’ AHES also promoted Bands of Mercy
across the country. Twenty states, recognizing the importance of humane
education for society in general, passed laws requiring its practice in the
schools by 1922. Edwin Kirby Whitehead published the first humane education textbook in 1909, Dumb Animals and How to Treat Them, and Flora
Helm followed with a Manual of Moral and Humane Education.
At the same time, the humane movement suffered the pains of evolution
in a changing society. Many of the earliest humane societies, including the
American Society for the Prevention of Cruelty to Animals* (ASPCA) and
MSPCA, had been inspired by the need to protect the many horses used for
transportation and work in America’s cities and towns. When carriage and
cart horses disappeared from streets and roads, the humane movement came
to grips with new roles and challenges.
In the 1960s, America shook off the effects of the Great Depression and
two world wars. People once again began to question their relationships with
one another and the environment. New educational philosophies emerged.
Earth Day and the developing environmental movement gave rise to environmental education, and humane educators were poised to move forward
with new opportunities. New efforts have included curriculum development,
teacher training, and teaching materials for classroom use. Most humane
societies offer humane education programs, recognizing that the only certain
way to prevent cruelty to animals is to help children learn the meaning of
kindness. (See also EDUCATION AND THE USE OF ANIMALS.)
Selected Bibliography. Angell, George T., Autobiographical Sketches and Personal
Recollections (Boston: Franklin Press: Rand, Avery and Co., 1884); Bank, Julie, and
Stephen Zawistowski, The Evolution of Humane Education, ASPCA Animal Watch,
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191
Humane education can involve observing animals in their natural habitats. Photo
courtesy of the American Society for the Prevention of Cruelty to Animals.
Fall 1994; Good, H. G., A History of American Education (New York: Macmillan,
1956); Spring, Joel, The American School, 1642–1985 (New York: Longman, 1986);
Steele, Zulma, Angel in a Top Hat (New York: Harper and Brothers, 1942); Wells,
Ellen B., and Anne Grimshaw, The Annotated Black Beauty, by Anna Sewell (London:
J. A. Allen, 1989).
STEPHEN L. ZAWISTOWSKI
University-Level Humane Education
Woodrow Wilson, the only president of the United States who taught
college and had a doctorate, noted that ‘‘it is easier to move a cemetery,
than change a University curriculum.’’ Of course, the curriculum does
change, slowly and cautiously. The changes reflect not only new knowledge
but new definitions of what is important to know. One area remarkably
ignored is our relationship to animals.
An increasing proportion of people believe that companion,* laboratory,
and farm animals should receive the best possible health care, including the
latest advances in science and technology (see COMPANION ANIMALS
AND PETS; FARM-ANIMAL WELFARE; LABORATORY ANIMAL
USE). One approach is to develop a focused course of study for students
involved in a variety of fields of inquiry addressing not only animal welfare,*
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but also issues related to the conservation of endangered animals (see ENDANGERED SPECIES) and their environments. Such a curriculum has
been developed at Purdue University. Like any curriculum, it reflects the
strengths of the faculty and concerns of the present student body.
In 1982, Purdue University developed the Center for Applied Ethology
and Human-Animal Interaction at the School of Veterinary Medicine to
promote interdisciplinary activities in the university by serving as a focal
point for the exchange of ideas and development of new information related
to human-animal interactions and to disseminate information in an unbiased
manner to students, scientists, consumers, and agricultural groups. The primary objectives of the program are to educate undergraduate students about
the social, ethical, biological, behavioral, and economic aspects of animal care
and use, provide students with a scientific and philosophic basis for care and
use, and train students to resolve conflicts concerning the humane use of
animals and to become leaders in policy development and implementation.
There is ever-growing concern for and interest in our environment, the wellbeing* of animals, and the quality of our interactions with animals. This
course of study provides the knowledge and skills to communicate and act
on these issues. It also stimulates research to improve human and animal
well-being.
Selected Bibliography. Beck, A. M., Animals and Society, in A. Goldberg and
L. F. M. van Zutphen (Eds.), World Congress on Alternatives and Animal Use in Life
Sciences: Education, Research, Testing (New York: Mary Ann Liebert, 1995), 59–64;
Beck, A. M., and A. H. Katcher, Between Pets and People: The Importance of Animal
Companionship, rev. ed. (West Lafayette, IN: Purdue University Press, 1996); Glickman, N. W., L. T. Glickman, M. E. Torrence, and A. M. Beck, Animal Welfare and
Societal Concerns: An Interdisciplinary Curriculum, Journal of Veterinary Medical Education 18(2) (1991): 60–63; Pritchard, W. R. (Ed.), Future Direction for Veterinary
Medicine (Durham, NC: Pew National Veterinary Education Program, 1989).
ALAN M. BECK
HUMANE SLAUGHTER ACT
The first humane slaughter bill ever presented in Congress was introduced
by Senator Hubert Humphrey in 1955. Most European democracies had
enacted humane slaughter legislation in the previous three decades. The U.S.
Department of Agriculture (USDA) opposed the Humphrey bill and its companion House bill, saying that American enterprise could provide better humane slaughter than legislation could. The meat packers had managed to
put off action for many years by claiming that they were studying the matter.
They continued to pursue the ‘‘study’’ gambit in their vigorous effort to
defeat mandatory humane slaughter legislation.
A number of members of the House Agriculture Committee joined Sub-
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committee Chairman W. R. Poage, a cattleman from Texas, in a visit to
Chicago slaughterhouses to witness large-scale slaughtering practices firsthand. At that time in all the big slaughterhouses, cattle were stunned by
swinging a heavy pole axe at their heads, sometimes as many as 13 times
before they collapsed. Slaughtermen resorted to early morning alcoholic
drinks to make their work endurable, but their aim with the heavy sledgehammer was even worse as a result. The big meat packers’ decades of socalled study had failed to come up with anything less cruel.
The U.S. House of Representatives voted overwhelmingly in favor of
Poage’s mandatory humane slaughter bill. The industry’s lobbyists focused
on the Senate Agriculture Committee, where they succeeded in having all
of the effective protection for animals deleted. The American public was
shocked. Editorials in leading newspapers expressed outrage. Senator Humphrey and 17 cosponsors introduced a bill restoring the mandatory language
as passed by the House of Representatives. Over the passionate objections
of the chairman of the Senate Agriculture Committee, Majority Leader Lyndon Johnson called up the bill for a vote.
Senator Humphrey led the seven-hour-long debate on the Senate floor.
By a 43–40 vote, the Senate reversed the committee. President Dwight Eisenhower signed the bill into law, effective June 30, 1960.
The act covers 80% of U.S. plants by making it compulsory for all packing
companies selling meat to the federal government to use humane methods.
A last-minute attempt to undermine the legislation was made by the biggest
buyer of meat for the U.S. government, the Military Subsistence Agency,
purchaser of all meat for the armed forces, which tried to limit it to contracts
exceeding $2,500. But Representatives W. R. Poage and Martha Griffiths
joined Senator Humphrey in strongly opposing the exemption as illegal. As
enacted, the bill provides that
cattle, calves, horses, mules, sheep, swine, and other livestock, all animals are
rendered insensible to pain by a single blow or gunshot or an electrical, chemical or other means that is rapid and effective, before being shackled, hoisted,
thrown, cast, or cut;
. . . or by slaughtering in accordance with the ritual requirements of the
Jewish faith or any other religious faith that prescribes a method of slaughter
whereby the animal suffers loss of consciousness by anemia of the brain caused
by the simultaneous and instantaneous severance of the carotid arteries with a
sharp instrument and handling in connection with such slaughtering.
In 1978, the Federal Meat Inspection Act was amended by a bill sponsored
by Senator Robert Dole and Representative George E. Brown. Federal meat
inspectors have the authority to prevent inhumane practices by withholding
inspection until any cruel methods are corrected. Profits in the meat industry
depend on speed in putting animals through ‘‘the line.’’ Thus the threat of
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stopping the line provides a powerful incentive to avoid cruelty. The
amended law also prohibits importation of meat from inhumanely slaughtered animals. USDA personnel inspect foreign plants to assure adherence
to sanitary standards and, from 1978 on, have included humane standards.
The Humane Slaughter Act does not cover small meat-packing plants that
are not subject to federal inspection, nor does it require humane preslaughter
handling for kosher-killed animals.
CHRISTINE STEVENS
HUMANE SOCIETIES. See AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS; HUMANE SOCIETY OF
THE UNITED STATES; ROYAL SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS.
HUMANE SOCIETY OF THE UNITED STATES (HSUS)
The Humane Society of the United States (HSUS) was founded in 1954
with the mission to promote the humane treatment of animals and to foster
respect, understanding, and compassion for all creatures. Since then, the
HSUS has grown into the largest animal-protection organization in the
world, with a full-time staff of over 200 and an active constituency of more
than 3.5 million people. A nonprofit, charitable organization, the HSUS is
funded by membership dues, contributions, and gifts.
From its beginning, the HSUS has sought to broaden traditional humane
concerns to include a wide range of animal and environmental issues. A
partial list of the major program concerns and accomplishments over the
years includes the following:
1954–1964: Passage of the Humane Slaughter Act*; establishment of a system of
regional offices to meet the needs of local societies and constituents; providing evidence leading to an embargo of monkeys shipped to the United States from India
1964–1974: Prominent role in the passage of the Laboratory Animal Welfare Act,*
the Endangered Species Act, the Wild Free-roaming Horse and Burro Act, and the
Marine Mammal Protection Act; establishment of the National Association for Humane and Environmental Education
1974–1984: Strong efforts to upgrade standards of animal shelters* and zoos*; establishment of a disaster-relief program for animals; promotion of national opposition
to milk-fed veal (see VEAL CALVES); efforts toward a moratorium on commercial
whaling; major campaigns investigating and publicizing the cruelties suffered by
puppy-mill dogs*; major efforts against organized dogfighting
1984–present: Launching of the ‘‘Be a P.A.L.—Prevent a Litter’’ campaign to promote the importance of spaying and neutering; fighting the slaughter of dolphins
through a consumer boycott of tuna caught in ways harmful to dolphins; launching
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of a nationwide antifur campaign; establishment of the ‘‘Beautiful Choice’’ program
to promote cruelty-free products; promotion of alternatives* to the use of animals in
research (see LABORATORY ANIMAL USE) and education*; facilitation of networking between animal-protection groups and groups working against child abuse
and family and social violence; strong efforts for felony-level penalties for cruelty to
animals
This diversity of interests is reflected in the structure of the HSUS. Specific program sections coordinate efforts in the areas of animal research issues, companion animals,* farm animals and bioethics, state and federal
legislation, wildlife and habitat protection, investigations, and training.
These activities are facilitated by nine regional offices throughout the United
States. The national and global outreach of the HSUS is further supported
by a family of organizations that come under the HSUS umbrella. These
include the following:
Humane Society International (HSI) is the HSUS abroad, working on
animal issues that cross many borders, including the trade in wild birds, the
decimation of elephant populations, endangered-species* issues, marine
mammal concerns and practices, and conditions affecting companion and
farm animals worldwide.
The National Association for Humane and Environmental Education
(NAHEE) has served as a resource for educators since 1973. Its publications
include the KIND News monthly newspaper for elementary-school students
and the Student Network News for secondary-school students.
The Center for Respect of Life and Environment (CRLE), founded in
1968, focuses on higher education, religion, the professions, and the arts in
promoting a humane and sustainable future.
Earthkind is the global environmental arm of the HSUS and is committed
to fostering humane, sustainable development and protecting biodiversity. It
works with a sister organization in England and international offices including sites in Russia, Romania, Brazil, and Sri Lanka.
The International Center for Earth Concerns (ICEC) is dedicated to the
development and implementation of nature-conservation projects that enhance and protect wild places, animals, and the environment.
The HSUS Wildlife Land Trust creates and maintains sanctuaries in
which recreational and commercial hunting* and trapping* will never take
place. Wild animals are protected by preserving their natural habitats and
providing them sanctuary within those habitats.
RANDALL LOCKWOOD
HUMANISM. See ANTHROPOCENTRISM.
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HUNTING
For 99% of human history, hunting and gathering have been the principal
subsistence pattern. In the sweep of history, it is only in recent years that
the purpose and effect of hunting have dramatically changed (though there
is renewed debate about the role of aboriginal hunting in the loss of megafauna in the Pleistocene and other periods of human history). More specifically, humans altered the terms of the hunt in the second half of the 19th
century. The change was precipitated not only by a worldview that differed
starkly from that of Native peoples (see NATIVE PEOPLES AND ANIMALS), but also by the development of technologies and national and international economic markets, bound together by more efficient means of
transport, including the first transcontinental railroad. In particular, the development of the repeating firearm had a profound impact on the nature of
hunting. Hunting developed as a tool of commerce.
At the same time, the movement for hunting as sport emigrated from
Europe and gained a foothold in the United States. The combined rise of
market and sport hunting in the second half of the 19th century ushered in
a period of unprecedented wildlife destruction. Commercial hunters slaughtered bison, elk, swans, egrets, and other wildlife by the tens of millions.
Markets developed for buffalo hides and tongues. The millinery trade developed markets in bird feathers to adorn women’s hats.
The hunters’ destruction of wildlife provoked a backlash among people
concerned about wildlife and among those concerned about long-term hunting opportunities. In the 1930s a new model developed, principally credited
to the father of game management, Aldo Leopold. This was the science of
game management, which imposed rules and regulations governing the sport
of hunting. It marked the triumph of sport hunting over market hunting
and created wildlife as a public resource to be managed for sustainable utilization. The states, goaded by the conservation lobby, imposed limits on the
kill that all but banned commerce in hunted wildlife products.
Conservationists developed a game-management infrastructure in every
state, imposing an agricultural model on the killing of wildlife. Wildlife was
considered to be a crop to be harvested on an annual basis. The kill was not
to exceed the capacity of the population to restore itself through reproduction. The newly formed state fish and game agencies and the federal Fish
and Wildlife Service oversaw wildlife and created wildlife policy. During the
same period, Congress created other funding sources to build the gamemanagement infrastructure. In the mid-1930s, Congress passed the PittmanRobertson Act, an excise tax on the sale of guns and ammunition with
revenue to go to the states for game-management purposes. Congress also
approved the Duck Stamp Act to set aside money to acquire wetlands so
that waterfowl populations could be sustained at huntable levels.
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The game-management model has dominated wildlife policy making since
the 1930s. Game managers have been successful at directly limiting the killing of animals so as not to endanger species survival, but the toll on the lives
of individual animals has been immense. Every year, sport hunters kill in
excess of 200 million animals. According to the U.S. Fish and Wildlife Service, there are approximately 15 million Americans who hunt, about 7% of
adult Americans. Most of them use firearms, but there is a growing primitive-weapons constituency who use bow and arrows and muzzleloaders to
enhance the element of chase and sport.
There are thousands of rod and gun clubs across the United States and
hundreds of organizations that work to promote and defend hunting. The
largest among them are the National Rifle Association and the Safari Club
International, which promotes worldwide hunting of rare and exotic wildlife.
Hunters often justify their sport as a means of controlling wildlife populations, but disinterested biologists recognize that hunting is not necessary to
control most animal populations. Some rural sociologists predict a steady
decline of hunters as a percentage of the population well into the next century. The rise of an animal rights* ethic, the decline in hunter participation
among young people, and the difficulties in accessing huntable lands provide
support for that prediction.
Selected Bibliography. Amory, Cleveland, Man Kind? Our Incredible War on Wildlife (New York: Harper and Row, 1974); Cartmill, Matt, A View to a Death in the
Morning: Hunting and Nature through History (Cambridge, MA: Harvard University
Press, 1993); Kerasote, Ted, Bloodties: Nature, Culture, and the Hunt (New York:
Random House, 1993); Mitchell, John G., The Hunt (New York: Alfred A. Knopf,
1980); Reisner, Marc, Game Wars: The Undercover Pursuit of Wildlife Poachers (New
York: Viking, 1991); Swan, James, In Defense of Hunting (San Francisco: Harper,
1995).
WAYNE PACELLE
History of Ideas Surrounding Hunting
Although prehistoric people needed to hunt to survive, hunting has had
little economic significance throughout most of the history of Western civilization. Its importance in Western thought derives chiefly from its symbolic
meaning. That meaning has much to do with how we define hunting and
distinguish it from butchery. Hunting is not simply a matter of killing animals. To count as quarry (a ‘‘kill’’), the hunter’s victim must be a wild animal.
For the hunter, this means that it must be hostile: unfriendly to human
beings, intolerant of their presence, and not submissive to their authority.
The hunt is thus by definition an armed confrontation between the human
domain and the wilderness, between culture and nature. The meanings that
hunting has taken on in the history of Western thought reflect the varying
values ascribed to culture and nature in this pretended confrontation.
Throughout Western history, the hunter has been seen as an ambiguous
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figure, sometimes a fighter against wilderness and sometimes a half-animal
participant in it. The meaning of hunting accordingly varies with the meanings ascribed to the wilderness. For the Greeks and Romans, forests were
generally threatening and scary places. In early Christian thought (see RELIGION AND ANIMALS, Christianity), the wilderness was a sort of natural symbol of hell, and the wild animals living there in rebellion against
man’s dominion were seen as typifying demons and sinners in rebellion
against God. But this image was undermined by the counterimage of the
hermit saint in the wilderness, attended by friendly wild animals that the
saint’s holiness had restored to the docility of Eden.
Other medieval changes in the symbolic meaning of wild places and creatures reflect changes in the social status of hunting. From the 10th century
on, Europe’s forests dwindled as improved techniques of agriculture fostered
a surge in human population growth. Hunting gradually became the exclusive privilege of the aristocracy, who put the remaining forest patches off
limits as hunting preserves and ruthlessly punished any peasants caught taking game. The deer, who are the symbolic inhabitants of the wilderness and
give it its English name (etymologically a wild-deer-ness), became the main
objects of the aristocratic hunt and took on an air of nobility in both folk
ballads and high culture.
It was not until the early 1500s that the chase began to be viewed as cruel
and to be invoked as a symbol of injustice and tyranny. Erasmus condemned
the hunt in 1511 as a bestial amusement. Thomas More denounced it in
Utopia (1516) as ‘‘the lowest and vilest form of butchery . . . [which] seeks
nothing but pleasure from a poor little beast’s slaughter and dismemberment.’’ Similar revulsion toward hunting is evident in the essays of Montaigne and in the plays of Shakespeare. Antihunting sentiment also crops up
in 16th-century hunting manuals, which from 1561 on contain rhymed complaints by the game animals denouncing the senseless cruelty of Man the
Hunter.
The rise of antihunting sentiments in the 1500s reflected rising doubts
about the importance of the boundary between people and animals. In 1580,
Montaigne denied the existence of that boundary and concluded that ‘‘it is
[only] by foolish pride and stubbornness that we set ourselves before the
other animals and sequester ourselves from their condition and society.’’ The
erosion of the animal-human boundary in Western thought was accelerated
by the scientific revolution of the 1600s and the associated mechanization
of the Western world picture. Animal suffering* came to be more widely
regarded as a serious evil, and hunting was increasingly attacked as immoral.
The romantic movement of the late 1700s brought about a radical transformation in Western images of wilderness. In romantic thought, nature
ceased to be a system of laws and norms and became a place, a holy solitude
in which one could escape man’s polluting presence and commune with the
Infinite. Romantic art and literature picture the hunter sometimes as a poet
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with a gun participating in the harmony of nature (e.g., James Fenimore
Cooper’s Natty Bumppo), but more often as a despoiler of nature and animal
innocence (e.g., Samuel Taylor Coleridge’s Ancient Mariner).
Western hunting has always been a characteristically male activity, often
regarded as valuable training for the military elite and praised as a prototype
of the just war. In the context of 19th-century European imperialism, this
tradition gave birth to a third stereotype of the huntsman: the colonial White
Hunter who dons a pith helmet and leads an army of servile natives on safari
to assert his dominion over the conquered territory’s land, animals, and people. At the height of Europe’s empires in the late 1800s and early 1900s, a
love of hunting commonly went hand in hand with imperialist politics, and
anti-imperialism was often associated with antihunting sentiment. This link
between hunting and the political right has persisted into our own time.
During the 20th century, the romantic idea of the sanctity of nature and
the Nietzschean and Freudian picture of man as a sick animal have interacted
to yield a vision of the wilderness as a place of timeless order and sanity, in
opposition to the polluted and unstable domain of civilization and technology. However, hunters tend to regard the hunt as a healing participation in
the natural order—what the hunting philosopher José Ortega y Gassett described as ‘‘a vacation from the human condition’’—whereas opponents of
hunting see it as an armed assault on the harmony of nature.
Both these attitudes are grounded in the romantic image of ‘‘nature’’ as a
place with no people in it. If we reject that concept of nature and adopt
instead a more scientific (and pre-romantic) conception of human beings
and their works as part of nature, the distinction between wild and domestic
animals evaporates (see DOMESTICATION). Hunting thereby loses its rationale and appears to us, as it did to More, as nothing but a species of
butchery practiced for amusement. However, doing away with the opposition
between the human and natural domains poses problems as well for the
philosophy of animal rights.* The rights view generally assumes that the
moral order and nature are separate realms and that what wild animals do
to each other is a matter of moral indifference. But if the boundaries between
people and animals and between culture and nature are imaginary, it is not
clear why we should have a duty to prevent a wolf from eating a baby but
not from eating a rabbit.
Selected Bibliography. Anderson, J. K., Hunting in the Ancient World (Berkeley:
University of California Press, 1985); Cartmill, M., A View to a Death in the Morning:
Hunting and Nature through History (Cambridge, MA: Harvard University Press,
1993); MacKenzie, J. M., The Empire of Nature: Hunting, Conservation, and British
Imperialism (Manchester: Manchester University Press, 1988); Ortega y Gassett, J.,
Meditations on Hunting (New York: Scribner’s, 1972); Thiebaux, M., The Stag of Love:
The Chase in Medieval Literature (Ithaca, NY: Cornell University Press, 1974).
MATT CARTMILL
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Environmental Ethics and Hunting
J. Baird Callicott’s 1980 article ‘‘Animal Liberation: A Triangular Affair’’
stated two widely shared concerns about animal rights* views and environmental ethics.* One of these was that animal rights views are incompatible
with sound environmental management because they would rule out all
hunting as immoral, even when overpopulated herds threaten to degrade
their habitat. However, it is at least possible for an animal rights view to
endorse hunting, at least in the kinds of situations where environmentalists
feel compelled to endorse hunting as a way of preventing habitat destruction.
For instance, if it is true that the overpopulation that damages their habitat
would also reduce the average welfare of individuals in the herd, then a
utilitarian (see UTILITARIANISM) view like Peter Singer’s could endorse
hunting. Utilitarians evaluate policies in terms of their total impact on all
affected individuals.
In his book The Case for Animal Rights, Tom Regan expressly opposes all
hunting. He reasons that the defenders of hunting use utilitarian arguments
and says that this fails to respect the rights of individual animals. If an individual has moral rights, then, on Regan’s analysis, it is wrong to harm him
or her simply because the total benefit to others will outweigh the harm to
the individual. However, Regan never considers the application of his own
principles to hunting scenarios. Regan defends the use of two nonutilitarian
principles for deciding whom to harm when harm is inevitable. Of his two
principles, the one applicable to hunting where overpopulation* threatens to
degrade habitat is his ‘‘miniride principle,’’ which directs one to harm the
few rather than the many when the harms involved are all roughly comparable. Regan acknowledges that where it applies, this principle implies the
same thing as utilitarianism, but for different reasons: it is the minimizing
of rights violations that is at issue, not the magnitudes of benefit and harm
in the total package. Where overpopulation threatens to reduce the future
carrying capacity of the range, the miniride principle would seem to endorse
hunting. If it is true that allowing the overpopulated herd to stabilize on its
own would result in a lower sustainable population in the end, then a carefully regulated hunt could minimize the number of deaths.
Hunters give various reasons for hunting, including tradition and sport,
but to the extent that hunting maximizes average well-being within the target
population and/or minimizes the total death rate, hunting is not strictly incompatible with some animal rights philosophies. To the extent that the
hunting environmentalists feel compelled to endorse these same things, animal rights philosophies are not strictly incompatible with the goals of environmentalists.
Selected Bibliography. Callicott, J. Baird, Animal Liberation: A Triangular Affair,
Environmental Ethics 2 (1980): 311–338; Leopold, Aldo, The Land Ethic, in A Sand
County Almanac (New York: Oxford University Press, 1949), 201–226; Regan, Tom,
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The Case for Animal Rights (Berkeley: University of California Press, 1983); Varner,
Gary, Can Animal Rights Activists Be Environmentalists? in Don E. Marietta, Jr.,
and Lester Embree (Eds.), Environmental Philosophy and Environmental Activism (Lanham, MD: Rowman and Littlefield, 1995), 169–201.
GARY VARNER
Hunting in the United States
Hunting traditions in the United States of America stem, in part, from a
reaction to the rigid and elitist forms of northern Europe. In the United
States, access to natural resources, including wildlife, is connected to the
concept of private property ownership by way of the Magna Carta, the Charter of the Forest, and English common law. Until the beginning of the
modern era (about 1815), hunting was more or less unregulated in the
United States. Anyone with the desire, guile, and ability was able to take
wildlife in more or less unrestricted numbers and of unrestricted kinds.
However, as constitutional law became more sophisticated, restrictions came
to be applied to hunting. In general, the regulation of hunting is reserved
to the states in the United States through the police power of the state.
However, the interstate commerce clause of the U.S. Constitution and the
ability to enter into international treaties have been used by the federal government to exert increasing control over hunting, especially on publicly
owned lands. Legal decisions since before the Civil War have progressively
changed the view of wildlife from wild nature, which allowed anyone to
reduce wild animals to private property at will, to commonly held resources
owned by the states, to commonly held resources of which the state is a
recent custodian. The issue between the federal government and the states
over the control of hunting in particular and wildlife in general remains a
question of legal tension.
As this view of wildlife has changed, so has the view of hunting. Hunting
has progressed from an activity without restrictions or culturally important
implications to one of extreme cultural importance to a minority in society.
In the United States, hunting has emerged as an activity primarily carried
out by white males who have been initiated into hunting by their fathers or
other, older male members of their immediate family. As such, hunting constitutes a culturally important activity psychologically centered on issues of
the family.
Recent studies indicate a small but steady decline in the number of white
males taking part in hunting. Hunting by females and nonwhite males has
increased, but this is a very small percentage of the total hunting population.
No single factor can be identified as a primary cause for the declining participation, but most appear to be issues of changing family values and recreational activity. Influence of the animal rights movement* and other
cultural pressures do not account for a statistically significant amount of the
decline. Pressure to change some of the more egregious activities, such as
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the use of wild animals as living targets or hunting purely for the sake of
securing a trophy without the consumption of the meat, will likely result in
significant changes in the types of hunting permitted by the states and the
federal government and by hunters themselves.
Selected Bibliography. Baker, Rob, and Ellen Draper (Eds.), The Hunter, Parabola: The Magazine of Myth and Tradition 16(2) (1991): special issue; Duda, Mark
D., Steven J. Bissell, and Kira C. Young, Factors Related to Hunting and Fishing
Participation in the United States, Transactions of the 61st North American Wildlife and
Natural Resource Conference (Washington, DC: Wildlife Management Institute, 1996),
324–337; Hendee, John C., A Multiple-Satisfaction Approach to Game Management,
Wildlife Society Bulletin 2(3) (1974): 104–113; Leopold, Aldo, Game Management
(Madison: University of Wisconsin Press, 1986).
STEVEN J. BISSELL
Fair Chase
Fair chase is but one component of the more general concept of ethical
hunting or angling and specifically concerns the way a hunter interacts with
the quarry. This concept addresses the balance between the hunter and the
hunted, a balance that allows the hunter to occasionally succeed while animals generally avoid being taken. Many states have laws and regulations
pertaining to fair chase. However, many of these are intended to restrict
hunting behavior that gives one hunter an unfair advantage over another,
not to restrict the hunter’s advantage over game. Thus fair chase is still
sometimes interpreted as a matter of humans’ duties of fairness to other
humans and only indirectly or secondarily, if at all, of fairness to the animal
chased. Current issues in fair chase include the appropriateness of put-andtake hunting and angling, baiting (see BEAR BAITING), electronic trail
monitoring, group hunts and game drives, the use of dogs,* tournament
hunting and fishing, and road hunting.
The regulatory process may be used to define standards of conduct for
hunting and fishing, but regulations ensure only the minimum of ethical
behavior. A sportsperson committed to the ideal of fair chase goes beyond
the regulations and exhibits a voluntary respect for and decency toward animals. Such commitment includes limitations of behaviors and gadgetry that
compensate for poor hunting skills and that minimize the animal’s reasonable and natural chance to escape. It also prohibits hunting and gamemanagement practices that cause the quarry to behave unnaturally, to the
hunter’s advantage (an example of this would be hunting near a feeder, near
a mineral block, or over planted food plots). Above all, implicit in fair chase
is the attitude of respect for the animal. What constitutes fair chase is always
contextual, and both hunters and the nonhunting public provide the relevant
context.
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Selected Bibliography. Fair Chase (Boone and Crockett Club), Spring and Summer 1996 issues; Kerasote, Ted, Bloodties (New York: Random House, 1993); Ortega
y Gasset, José, Meditations on Hunting (New York: Charles Scribner’s Sons, 1972);
Posewitz, Jim, Beyond Fair Chase (Helena, MT: Falcon Press, 1994); Wisconsin Natural Resources Board, Report of Ethics and Fair Chase Committee, 1996.
ANN S. CAUSEY
I
IACUCs. See INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES.
INDIVIDUALITY. See ANIMAL INDIVIDUALITY.
INDUCED MOLTING. See CHICKENS.
INSTITUTIONAL ANIMAL CARE AND USE
COMMITTEES (IACUCs)
Since 1985, with extensive revision of the Laboratory Animal Welfare Act*
and the adoption of new policies by the National Institutes of Health, most
institutions in the United States that conduct animal research have relied on
an institutional animal care and use committee (IACUC) to determine
whether research meets generally accepted ethical standards for the use of
animals. Before 1985, such committees were generally called animal care
committees, and while they had some oversight of the care and housing of
laboratory animals, they did not review the actual research procedures. Now,
however, any organization that receives federal funds must follow Public
Health Services (PHS) policies on animal research. Institutions engaged in
interstate commerce in covered species of animals (mammals, with the exception of mice,* rats, and animals used in agricultural practice) fall under
U.S. Department of Agriculture (USDA) regulations, particularly the Laboratory Animal Welfare Act. Both sets of regulations require an IACUC to
INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES
205
ensure that the institution follows all applicable regulations, and that any
proposal to use animals in research has been reviewed.
An IACUC must include (a) a veterinarian,* (b) someone who does not
use animals for research (typically referred to as ‘‘the nonscientist’’), and (c)
someone who does not work for the institution (see INSTITUTIONAL
ANIMAL CARE AND USE COMMITTEES [IACUCs], Nonaffiliated
Members). The two main duties of an IACUC are to review all proposals
or protocols for use of covered species of animals and to ensure compliance
with all government regulations. Practices vary widely depending on the size
of the institution, the amount and range of animal research, and policies set
up by the individual IACUC.
The whole system of IACUCs is based on the starting point that animal
research is justified as long as it is carried out as well as possible, given the
research goals. The questions IACUCs consider are almost never of the form
‘‘Should we be doing research on animals?’’ but rather, ‘‘Given that Dr.
Smith is investigating x, has she shown that the study requires the use of
this many animals of this species, and that she has designed the procedure
to use appropriate care of the animals, including anesthetics and analgesics?’’
Granted that starting point, there are still at least two other ethical issues
raised by the practice of using IACUCs to regulate research: the scope of
an IACUC’s authority, and the assumption that self-regulation is the best
way to bring institutions into compliance with appropriate standards for ethical research.
With regard to scope, many animals are not covered by the relevant regulations, most notably, rats and mice are not currently covered by USDA
regulations, and farm animals used for ‘‘production’’-oriented research also
fall into an ambiguous category. No cold-blooded species is covered by
USDA regulations, and no invertebrate is covered by PHS policy. Moreover,
many IACUCs have adopted the policy that ‘‘issues of scientific merit’’ fall
outside the scope of their decision-making process. This has the effect of
restricting, sometimes in significant ways, the nature of the deliberation
process when trying to decide whether a particular proposal should be approved. Few attempts have been made to evaluate or ground these scope
restrictions in a well-formulated ethical theory.
The second ethical issue focuses on the fact that IACUCs are a way in
which research institutions regulate themselves. Some other countries, for
example, Sweden (see ANIMAL ETHICS COMMITTEES [SWEDEN]),
have adopted systems of outside regulation. Arguments that have been advanced in favor of outside regulation include a higher probability of impartial
and consistent standards that might also better reflect the standards of the
general public. Arguments in favor of institution-based systems such as IACUCs include increased flexibility and the fact that outside review, while
feasible in localized areas with a small amount of research, would not be
practical in the United States. A broader perspective on the inside/outside
206
INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES
issue might ask whether the review process should be carried out primarily
by those inside the research community, or primarily by ordinary citizens
who do not themselves carry out research. In most review systems today,
including the U.S. system of IACUCs, the majority of decision makers (on
a typical IACUC, the proportion may be six or eight to one) are people who
themselves are or have been engaged in animal research.
LILLY-MARLENE RUSSOW
Regulatory Requirements
The two major U.S. regulatory systems governing laboratory animal use,*
the Laboratory Animal Welfare Act* and the Public Health Service Policy
on Humane Care and Use of Laboratory Animals, require IACUCs. Both
systems have similar requirements on IACUC membership, duties, and authority.
Committees must have at least three members. At least one doctor of
veterinary medicine must serve on the committee. In addition, at least one
person on the committee must have no other affiliation with the research
institution (see INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES [IACUCS], Nonaffiliated Members). According to the Laboratory Animal Welfare Act, this person should ‘‘provide representation for
general community interests in the proper care and treatment of animals.’’
Before a research project involving animals can go forward, it must be reviewed by the IACUC.
There are advantages and disadvantages of IACUCs. The federal government has often adopted a system of institutional committee oversight to
address ethical issues in research. Institutional committees were first adopted
in the 1970s as a means of monitoring research involving human subjects.
Institutional committees are also used to address problems involving scientific misconduct and financial conflicts of interest affecting researchers.
Committee oversight systems reduce government expenses by assigning
most of the monitoring responsibilities to research institutions, rather than
to government officials. Researchers also are more likely to respect and cooperate with a committee of their colleagues than with a group of government ‘‘outsiders.’’
Although committees must comply with certain general rules, they have
a great deal of flexibility and freedom to tailor the rules to their specific
institution’s situation. The committee’s mixed membership is intended to
allow diverse values to shape ethical decision making. The hope is that this
approach will produce reasonable positions on a variety of controversial
bioethical issues.
Yet the committee system has its critics as well. Institutions bear the financial and other burdens of administering the oversight system; faculty and
staff must put aside their other duties to serve on the committees. Because
INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES
207
the federal rules are somewhat general, different individual committees can
reach different decisions on proposed research. Animal advocates also question whether the inclusion of one public member can prevent the scientific
viewpoint from dominating in IACUC deliberations. They argue that committees would be more effective if one member were assigned to represent
the interests of animals against proresearch interests. Thus far, however,
these advocates have not persuaded Congress to revise the rules governing
IACUCs.
Committees also face challenges in developing an effective approach to
working with the scientists whose projects they evaluate, and in establishing
meaningful programs for training on humane approaches to animal care and
experimentation. They must also develop a defensible approach to recruiting
and selecting new committee members, particularly the persons chosen from
outside the institution.
Many of the issues facing IACUCs reflect general uncertainty over the
appropriate use of animals in science. Persons favoring the elimination of or
drastic reduction in laboratory animal use are unlikely to see IACUCs as
providing meaningful oversight of animal research. On the other hand, persons who believe that scientists should have complete control over their
experiments are likely to label IACUC activities an unjustified invasion of
scientific freedom.
Congress and other government officials designed the IACUC system to
implement a third ethical perspective. This view is that animal research is
ethical if it is conducted to advance important social goals and if harm to
laboratory animals is reduced to the minimum necessary to achieve these
goals. IACUCs will continue to operate within this ethical framework unless
advocates of another view successfully persuade Congress to alter the current
regulatory approach.
Selected Bibliography. Animal Welfare Act, United States Code, vol. 7, sections
2131–2159 (1994); Dresser, Rebecca, Developing Standards in Animal Research Review, Journal of the American Veterinary Medical Association 194(9) (1989): 1184–1191;
Office for Protection from Research Risks, Institutional Animal Care and Use
Committee Guidebook, NIH Publication no. 92–3415 (Washington, DC: U.S. Department of Health and Human Services, 1992); Public Health Service Policy on Humane Care and Use of Laboratory Animals (Washington, DC: U.S. Department of
Health and Human Services, 1986; available from Office for Protection from Research Risks, National Institutes of Health, 6100 Executive Blvd., MSC 7507, Rockville, MD 20892–7507); Rowan, Andrew, Ethical Review and the Animal Care and
Use Committee, Hastings Center Report [Special Supplement] 20(3) (1990): 19–24.
REBECCA DRESSER
208
INTELLIGENCE OF ANIMALS
Nonaffiliated Members
Laws stipulate that institutional animal care and use committees (IACUCs)
should include a person or persons who are not affiliated with the research
facility to represent the concerns of the community about animal care and
use. These members are referred to as nonaffiliated members (NAMs).
NAMs review research proposals submitted to the IACUC and participate
in meetings of the committee. Questions about the proposals can be raised,
and the researcher has the opportunity to answer these questions. Although
some committees require unanimous approval for passage of a proposal,
most committees require a simple majority vote. Thus in most research facilities, a NAM cannot block a proposal.
Only anecdotal information is available concerning the views of individuals
being selected as NAMs. Nonetheless, Barbara Orlans states that individuals
who are selected are typically not known within their communities as animal
advocates. In fact, people with possible biases (e.g., practicing scientists or
staff of provivisectionist organizations) have reportedly sat on these committees. Levin and Stephens have proposed that NAMs should be community members known for their advocacy of animal protection. They propose
that these people should be neither mouthpieces for the facility nor spies
for local activists. Rather, they should be advocates for the research animals
operating ‘‘within an imperfect oversight mechanism.’’
Some feel uncomfortable if the NAM is or was a practicing scientist, for
they believe that such a person cannot be an advocate for the animals. However, this issue should be resolvable if NAMs are chosen after careful deliberation. As we learn more about the effectiveness of NAMs in the past (e.g.,
backgrounds and records), we will be able to make recommendations for the
future.
Selected Bibliography. Levin, L. H., and M. L. Stephens, Appointing Animal
Protectionists to Institutional Animal Care and Use Committees, Animal Welfare
Information Center Newsletter 5 (4) (1994/1995): 1–10; Orlans, F. B., In the Name of
Science: Issues in Responsible Animal Experimentation (New York: Oxford University
Press, 1993); Orlans, F. B., R. C. Simmonds, and W. J. Dodds (Eds.), Effective Animal Care and Use Committees [Special issue], Laboratory Animal Science, January
1987; U.S. Congress, Health Research Extension Act of 1985, Public Law 99–158,
November 20, 1985; U.S. Congress, Text of ‘‘Improved Standards for Laboratory
Animals Act,’’ Congressional Record 131(175) (1985): H12335–H12336.
MARJORIE BEKOFF
INTELLIGENCE OF ANIMALS. See ANIMAL COGNITION.
ISLAM. See RELIGION AND ANIMALS.
J
JAINISM. See RELIGION AND ANIMALS.
JUDAISM. See RELIGION AND ANIMALS.
K
KANT, IMMANUEL
Immanuel Kant (1724–1804) was born in the town of Königsberg, a small
city on the eastern frontier of what would later become Germany. Königsberg was also the birthplace, in the last quarter of the 17th century, of the
Pietist movement. The Pietists were a Christian sect holding strict, moralistic beliefs similar to those of the American Puritans. At the age of eight,
Kant began his formal education at a school emphasizing Pietist teachings
and virtues. Although Kant retained throughout his life the highest regard
for moral virtue, particularly that of doing one’s duty, his eight years of
Pietist education led to his lifelong suspicion and dislike of religious enthusiasms in general and evangelical religion in particular.
Kantian ethics stresses that the origin of moral values lies in rational (reasoning) consistency. ‘‘What if everybody did that?’’ is the common moral
idea forming the starting point for Kant’s analysis of moral values. Kant
concluded that in all we do, we should show respect for all rational beings.
However, he did not believe that any nonhuman animals were rational beings; thus he believed that the well-being* of animals was not, by itself, a
morally significant matter. He believed that we should be kind and fair to
animals only because this would reinforce being kind and fair to humans.
Kant’s position on the moral insignificance of animals is developed in his
Lectures on Ethics, which is primarily a student record of Kant’s 1780–1781
course on ‘‘practical philosophy.’’
Selected Bibliography. Copleston, Frederick, Kant’s Life and Character, in A
History of Philosophy, vol. 6, pt. 1 (Garden City, NY: Doubleday, 1960); Durant, Will,
Kant Himself, in The Story of Philosophy (New York: Simon and Schuster, 1926);
KROGH PRINCIPLE
211
Greene, Theodore Meyer (Ed.), Introduction, in Kant Selections (New York: Charles
Scribner’s Sons, 1929); Korner, S., Some Notes on Kant’s Life and Personality, in
Kant (Baltimore: Penguin Books, 1955).
STEVE F. SAPONTZIS
KROGH PRINCIPLE
The Krogh principle is one of the guiding principles of animal investigations. In a lecture delivered in 1929, Danish physiologist August Krogh
(1874–1949) said, ‘‘For a large number of problems there will be some
animal of choice, or a few such animals, on which it can be most conveniently
studied’’ (quoted in Krebs 1975, 221). While there is no nonhuman animal
upon which all problems can be conveniently studied, for most problems
there exists a convenient animal model (see ANIMAL MODELS, RealWorld Analogies).
Animal researchers have generally adopted the Krogh principle. They seek
out species whose members have, for any problem of interest, anatomical
structures of useful size or arrangement, or physiological and biochemical
processes that make it easy to conduct their experiment. This principle is
primarily applicable in the context of basic research. It is less clear how it is
to be applied in the context of applied research, especially where the aim is
to make predictions about humans.
Selected Bibliography. Bernard, C., An Introduction to the Study of Experimental
Medicine (1865; Paris: Henry Schuman, 1949); Gold, L., T. Slone, N. Manley, and
L. Bernstein, Target Organs in Chronic Bioassays of 533 Chemical Carcinogens,
Environmental Health Perspectives (1991): 233–246; Krebs, H., The August Krogh
Principle, Journal of Experimental Zoology 194 (1975): 221–226; LaFollette, H., and
N. Shanks, Brute Science: Dilemmas of Animal Experimentation (London: Routledge,
1996); Lave, L. B., F. K. Ennever, H. S. Rosenkranz, and G. S. Omenn, Information
Value of the Rodent Bioassay, Nature 336 (1988): 631–633; Nishimura, H., and
K. Shiota, Summary of Comparative Embryology and Teratology, in J. Wilson and
F. Fraser (Eds.), Handbook of Teratology, vol. 3 (New York: Plenum Press, 1978), 119–
154.
HUGH LAFOLLETTE AND NIALL SHANKS
L
LABORATORY ANIMAL USE
The use of laboratory animals creates an ethical dilemma for humans,
offering the possibility of improvements for human health but also causing
possible pain* and discomfort to animals. One result of this dilemma has
been a growing resolve to find alternatives* in research, teaching, and testing.
At the same time, finding alternatives has become an established goal of
many organizations and has been enacted as a requirement in some legislation. This idea that it is desirable to develop new methods reflects changing
attitudes toward animals. More and more people, both inside and outside
the scientific community, have come to believe that it is worth considerable
effort and cost to reduce discomfort of laboratory animals. This shift in
consciousness was accelerated by publicity concerning the Draize test in rabbits (see ACTIVISM FOR ANIMALS), which was used to test new cosmetic
and pharmaceutical products for eye and skin irritancy. Henry Spira’s concerted campaign begun in 1979 against the Draize test unleashed a growing
movement against causing animals discomfort. In 1981 the cosmetics industry awarded a one-million-dollar fund to Johns Hopkins School of Hygiene
and Public Health to establish the Center for Alternatives to Animal Testing
(CAAT).
Since then, the concept of alternatives has grown. It has become more
respectable among scientists to endorse alternatives and to work to validate
alternative testing methods. The Laboratory Animal Welfare Act* regulations specify that scientists must explore alternatives ‘‘to procedures that
cause more than momentary pain or distress to an animal.’’ Pain and suffering,* and their alleviation through anesthesia and analgesia, are the issues
LABORATORY ANIMAL USE
213
of primary concern. In the United States, CAAT has led industrial and governmental efforts to validate alternatives for toxicity testing.
Laboratory-housed animals are used in two main settings: company testing
of products to assure safety and university research and testing. Although
teaching involves fewer animals than research or testing, it is the use that
could most easily be replaced with other methods. Veterinary schools are
leading the way in creating computer software, soft-tissue models, and interactive videodiscs. Rather than performing dissections, veterinary students
use anatomical specimens that have been preserved by plastination and systems developed for teaching psychomotor skills. These methods can be
adapted at relatively modest cost for use in other educational settings (see
EDUCATION AND THE USE OF ANIMALS).
The most energetic efforts to develop alternatives are in toxicity testing.
The formation of the European Community has resulted in international
legislation and funding for animal welfare and alternative methods: the European Centre for the Validation of Alternative Methods is spearheading an
international coordinated effort to end the use of animal testing for cosmetic
products in Europe. (See also ANTIVIVISECTIONISM; CATS; CHIMPANZEES; DOGS; INSTITUTIONAL ANIMAL CARE AND USE
COMMITTEES; MICE.)
Selected Bibliography. Hart, L. A., The Animal Subjects Protocol Process: Applying the Three Rs, Lab Animal 24(5) (1995): 40–43; Rowan, A. N., G. M. Loew,
and J. C. Weer, The Animal Research Controversy: Protest, Process, and Public Policy—
An Analysis of Strategic Issues (Grafton, MA: Center for Animals and Public Policy,
Tufts University School of Veterinary Medicine, 1995); Russell, W. M. S., and R. L.
Burch, The Principles of Humane Experimental Technique (London: Methuen, 1959);
U.S. Government. Title 9 Code of Federal Regulations (9 CFR), Part 3, Animal
Welfare, Standards, Final Rule, Federal Register: Rules and Regulations 56(32) (February 15, 1991): 6426–6505; Zasloff, R. L., Alternatives in Veterinary Medical Education, In Vitro Toxicology 7(2) (1994): 185.
LYNETTE A. HART
Evolution and Animal Experimentation
Tests on animal subjects are designed to uncover the causal mechanisms
that produce and direct the course of a disease or condition in animals.
Researchers claim that these results can then be extended by analogy to
humans. However, one result of evolution is that characteristics found in
members of one species may be absent in members of another; for example,
rats lack gall bladders. Furthermore, because organisms are intact systems
composed of mutually interacting parts or subsystems, the interactions of
one organism’s subsystems may differ from the relationships in an organism
of another species.
Evolution leads us to expect that different species will achieve many of
Laboratory Animal Use: Computer software accompanied by anatomical specimens
preserved with plastination is replacing the formalin specimens and dissection
formerly used in anatomy instruction. Here, Rick Hayes of the University of
California at Davis Computer Assisted Learning Facility introduces an instructional
program on the heart to Joe Epperson, a high-school teacher who will use the
program for his students. Photo by Lynette A. Hart.
Associate Professor Sue Stover uses bones of racehorses who have died naturally for
research and teaching. Photo by Lynette A. Hart.
LABORATORY ANIMAL USE
215
the same biological functions. Moreover, biological organisms are usually
‘‘built’’ from similar parts. However, these organisms have faced different
evolutionary pressures. In short, even if members of two species achieve
similar biological functions, we cannot conclude that they have similar underlying causal mechanisms. Similar functions may be achieved by different
causal routes.
Even a seemingly small change in an organism will almost certainly be
associated with a variety of other changes that may be biomedically significant. Evolutionary theory tells us that animal models* cannot simply be
assumed to be relevant, directly or otherwise, to human biomedical phenomena. Such relevance must be established empirically, and this will involve
tests on humans as well as animals.
Selected Bibliography. Amdur, M., J. Doull, and C. Klaassen (Eds.), Casarett and
Doull’s Toxicology, 5th ed. (New York: McGraw-Hill, 1996), 226–281; American Medical Association (AMA), The Use of Animals in Biomedical Research: The Challenge and
Response, rev. ed. (Chicago: American Medical Association, 1992); Futuyma, D. J.,
Evolutionary Biology (Sunderland, MA: Sinauer Associates, 1986); LaFollette, H., and
N. Shanks, Brute Science: Dilemmas of Animal Experimentation (London: Routledge,
1996); Nesse, R., and G. Williams, Why We Get Sick: The New Science of Darwinian
Medicine (New York: Times Books, 1994); Nomura, T., M. Katsuki, M. Yokoyama,
and Y. Tajima, Future Perspectives in the Development of New Animal Models, in
Animal Models: Assessing the Scope of Their Use in Biomedical Research (New York: Alan
R. Liss, 1987), 337–353.
HUGH LAFOLLETTE AND NIALL SHANKS
Number and Species of Laboratory Animals Used
Worldwide
Worldwide, the total number of animals used annually in biomedical research, testing, and education is well in excess of 41 million. Some estimates
are as high as 100 million animals per year. The table on pages 216–217
lists figures from 17 countries for which data are available. The United States
is probably the largest user, followed by Japan and France, in that order.
The figure of 41 million is an underestimate because many countries that
use laboratory animals do not count them.
Collection of official statistics on use of laboratory animals first started in
the United Kingdom in 1960. The United Kingdom has reliable, detailed
data on numbers and species of animals used and the purposes for which
they are used—data not matched by any other country. The United Kingdom has the strongest law of all countries; it was enacted in 1876 when
animal experimentation in Europe was rapidly gaining in popularity. Almost
a century passed before any other countries started to collect any comparable
data. For instance, the United States passed its first law governing laboratory
animals in 1966 (see LABORATORY ANIMAL WELFARE ACT OF 1966)
216
LABORATORY ANIMAL USE
and started collecting data on numbers used in 1973. Spain, Italy, and Portugal started collecting data in 1991.
Two countries with the best statistical records (the United Kingdom and
the Netherlands) have reported approximately a 50% decline in the numbers
of animals used since the mid-1970s. In the United Kingdom, numbers
peaked in the 1970s to over 5 million per year, but declined to under
3 million by 1994. In the United States, the official statistics are not complete enough to make it possible to assess trends.
It is probably true that the most commonly used species in all countries
are rodents such as rats and mice.* In the United Kingdom, the data are as
follows: rats, mice, and other rodents, bred specially for the purpose, comprise 83% of all animals used; fish,* birds, amphibians,* and reptiles* account
for 12%; small mammals other than rodents, mostly rabbits and ferrets, 3%;
sheep, cows, pigs,* and other large mammals, 1.3%; dogs* and cats,* 0.4%
(in the United Kingdom, unlike the United States, no strays or unwanted
pets can be used); and monkeys such as marmosets and macaques, 0.2%. In
the United Kingdom, the great apes (chimpanzees,* orangutans, and gorillas)
have not been used since 1980. In the United States in 1996, approximately
2,000 chimpanzees were being used for research.
The Netherlands has the most complete data on the degree (duration and
severity) of animal pain* or distress* resulting from animal experimentation.
Researchers have to report the numbers of animals used in one of three
categories: minor, moderate, or severe animal pain or distress.
Number of Laboratory Animals Used in Research by Country (in Thousands)
United States (1995)a
13,955,000
Japan (1991)
12,236,000
France (1991)
3,646,000
b
United Kingdom (1994)
2,842,000
Germany (1993)
2,080,000
Canada (1993)
2,042,000
Netherlands (1994)
771,000
Switzerland (1994)
724,000
Italy (1991)
683,000
Australia, Victoria, and New South Wales
(1991)
565,000
Spain (1991)
559,000
Sweden (1994)
352,000
Denmark (1991)
304,000
New Zealand (1993)
292,000
LABORATORY ANIMAL USE
217
Portugal (1991)
87,000
Greece (1991)
25,000
Ireland (1991)
25,000
41,188,000
Total
Note: Numbers of animals are given to the nearest thousand. The year of count follows the
country name in parentheses. Because of different criteria for counting (in the United
Kingdom, for instance, procedures are counted rather than number of animals), the figures
may not be directly comparable from country to country.
a
The United States Department of Agriculture counts only about 10% of all animals used
in experimentation. The most used species—rats, mice, and birds—are not protected under
the relevant legislation and are therefore not counted. In 1995, the number of animals
officially counted was 1,395,000. For this table, this figure has been multiplied by 10 to
achieve approximate comparability with data from other countries.
b
Number of animals sold (not necessarily used).
Sources: Official national statistics, except for the United States (U.S. Department of Agriculture;
see note a) and Japan (Japanese Society of Laboratory Animals; see note b).
Selected Bibliography. Facts and Figures on Animal Research in Great Britain
[Brochure], Research Defence Society, London, October 1995; Orlans, F. B., Data
on Animal Experimentation in the U.S.: What They Do and Do Not Show,’’ Perspectives in Biology and Medicine 37(2) (1994): 217–231; Statistics 1995, Animal Experimentation in the Netherlands (Rijswijk, Netherlands: Veterinary Public Health
Inspectorate in the Netherlands, 1995); Stephens, M. L., Chimpanzees in Laboratories: Distribution and Types of Research, from the proceedings of the first conference organized by People against Chimpanzee Experiments entitled ‘‘Poor Model
Man: Experimenting on Chimpanzees,’’ ATLA 23(5) (1995): 579–683; Straughan,
D. W., First European Commission Report on Statistics of Animal Use, ATLA 22
(1994): 289–292.
F. BARBARA ORLANS
Housing and Handling of Nonhuman Primates
Nonhuman primates in research laboratories have traditionally been kept
and handled in ways that suit the convenience of the investigator rather than
the needs* of the animal subject. The animals are used as scientific tools
with little consideration of the fact that they are sentient beings (see SENTIENTISM) experiencing boredom (see ANIMAL BOREDOM), frustration, anxiety, fear,* pain,* discomfort, and well-being* in ways similar to
those of human primates. Typically, each animal is given an identification
number rather than a name, as a conceptualized safeguard for ‘‘scientific
objectivity.’’
Primates are social animals who are biologically adapted to live in a complex, ever-challenging environment, but they were commonly housed in an
extremely boring environment, the barren single cage. Deprived of social
companionship and basic stimuli for the expression of species-characteristic
Research data collected from a distressed monkey are ‘‘distressed’’ and hence
of little scientific value. Source: H. Davis and D. Balfour (Eds.), The Inevitable
Bond: Examining Scientist-Animal Interactions, 1992. Reprinted with the
permission of Cambridge University Press.
LABORATORY ANIMAL USE
219
behaviors, the singly caged individual often developed symptoms of behavioral and mental disease, such as self-aggression, withdrawal, and passivity.
Handling procedures traditionally implied that individuals were forcefully
subdued, thereby experiencing extreme anxiety, fear, and discomfort. Typical
reactions to the immobilization distress are struggling, fear-induced diarrhea,
screaming, alarm vocalization, and increased stress-hormone (cortisol) secretion.
Animal technicians and animal caretakers have long recognized that the
conventional housing and handling techniques of nonhuman primates are
not adequate because they disregard basic requirements for the subjects’
well-being. These techniques, however, not only raise ethical but also methodological concerns that are being gradually acknowledged by a growing
number of scientists and veterinarians. Public pressure finally led in the time
period 1985–1991 to the comprehensive amendment of federal animal welfare* regulations that prompted the development of more humane housing
and handling techniques for nonhuman primates assigned to research.
In the wild, primates live in cohesive troops. In many cases, housing them
in groups rather than in single cages may therefore be the ideal way to
account for their social needs. The risk of aggression, however, is significant
when new groups are formed from singly caged animals. Pair housing offers
a safe and practical alternative to group housing. Successful pair formations
of previously singly caged individuals have been documented in recent years
for numerous species. Even rhesus monkeys, who are commonly believed to
be particularly intolerant and hence unsuitable for social housing, can be
transferred without special risk from solitary housing to permanent pairhousing arrangements if the two partners are first given the chance to get
to know each other during a brief noncontact familiarization period.
Individuals afflicted with behavioral pathologies tend to abandon their peculiar habits once they are transferred to a compatible pair-housing situation.
Paired animals spend approximately the same amount of time interacting
with each other as do wild animals. This suggests that being transferred from
single housing to permanent pair housing improves the animals’ well-being
by providing them with an appropriate environment for their social needs.
The presence of another member of the same species also serves as a buffer
against fear-inducing situations (e.g., being restrained in a ‘‘chair’’ during a
physiological experiment) that the singly caged subject is lacking.
A companion is undoubtedly the best remedy against boredom. Speciesappropriate distraction, however, can also be provided by enriching the complexity of the animals’ living space (see ENRICHMENT FOR ANIMALS).
The installation of perches, shelves, or swings no longer restricts the animals
to an unnatural, permanent terrestrial lifestyle but opens up the vertical dimension and allows the animals to exhibit arboreal activities and natural,
that is, vertical, flight responses. Unlike toys, elevated structures retain their
220
Pair housing allows nonhuman primates to express their social disposition. Here, two stumptailed macaques spend
approximately one-fourth of the day interacting with each other in species-typical ways. Source: Animal Technology 45 (1994),
with permission of the editor.
221
Nonhuman primates are intelligent and can learn quickly to cooperate during common handling procedures such
as insulin injection or blood collection. Photos by Viktor Reinhardt.
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stimulatory value over time because they trigger behaviors that would be
crucial for the animals’ survival in the wild.
With patience, gentle firmness, and positive reinforcement, primates can
easily be trained to cooperate during capture; blood collection; systemic,
oral, and topical drug application; urine collection, and veterinary examination. The training challenges the animals’ intelligence, offers them—and
the research personnel—some distraction, eliminates distress responses, and
avoids possibly dangerous defensive reactions triggered by fear. Scientific
data collected from such an animal are distinguished by a high degree of
reliability because they are not biased by distress responses. (See also CHIMPANZEES; GREAT APE PROJECT.)
Selected Bibliography. Nowak, M. A., and A. J. Petto (Eds.), Through the Looking
Glass: Issues of Psychological Well-being in Captive Nonhuman Primates (Washington,
DC: American Psychological Association, 1991); Reinhardt, V., Social Enrichment
for Laboratory Primates: A Critical Review, Laboratory Primate Newsletter 29 (1990):
7–11; Reinhardt, V., C. Liss, and C. Stevens, Restraint Methods of Laboratory Nonhuman Primates: A Critical Review, Animal Welfare 4 (1995): 221–238; Segal, E. F.
(Ed.), Housing, Care, and Psychological Wellbeing of Captive and Laboratory Primates
(Park Ridge, NJ: Noyes Publications, 1989); U.S. Department of Agriculture, Animal
Welfare, Standards, Final Rule, Federal Register 56 (1991): 6426–6505.
VIKTOR REINHARDT
Sacrifice
Different language is used for killing different categories of animals. Companion animals* are ‘‘euthanized’’ (see EUTHANASIA), farm animals are
‘‘slaughtered’’ (see TRANSPORTATION AND SLAUGHTER), and research animals are ‘‘sacrificed.’’ Unlike the first two terms, however, use of
the term ‘‘sacrifice’’ has been particularly controversial.
Spokespersons from the scientific community have called upon its members not to use the term ‘‘sacrifice’’ because it is unnecessary, too regularly
used, and meaningless and because it has religious and unscientific connotations. In recent years there has been a serious effort to delete the term
from biological journals and grant proposals as part of a trend in this century
to remove subjectivity and personalization from science. Some individuals
critical of animal experimentation have also challenged its use because it
makes it easier for researchers to kill animals and glorifies a practice that, in
their opinion, should be seriously questioned if not stopped.
Despite official efforts to ban the term, ‘‘sacrifice’’ can still be overheard
in the laboratory conversations of scientists and technicians as well as in the
presentations of scientific papers at professional meetings. Direct observation
of scientists and technicians has led sociologists to conclude that sacrifice is
not used in the religious sense, but rather in a broader sacred sense within
the scientific community. According to sociologists, sacrifice means more
LABORATORY ANIMAL USE
223
than simply killing laboratory specimens; it is part of a sequence of procedures that transform the everyday meaning of animals into ‘‘tools’’ having a
clear and valuable place in laboratories. Although sociologists agree that this
transformation enables researchers to use animals in experiments, they disagree about the processes that create this transformation.
On the one hand, Michael Lynch argues that the transformation entails a
single social process where the ‘‘naturalistic’’ animal found in nature is redefined as an ‘‘analytic’’ object signifying data and having only research
value. The animal’s death* has meaning only to the extent that it assists
research. On the other hand, Arnold Arluke maintains that the transformation involves two opposing social processes. Like Lynch, Arluke argues that
laboratory animal sacrifice involves the stripping away of the everyday or
nonscientific identity of animals so that they can be regarded as instruments
or data. Arluke also contends that sacrifice involves a process of identification with lab animals. Some researchers, especially those who have routine
contact with nonhuman primates or domestic animals (see DOMESTICATION), attribute human qualities to them (see ANTHROPOMORPHISM).
For these researchers, the animal’s death has personal meaning. The concept
of sacrifice embraces both of these tendencies by acknowledging the simultaneous distancing from and identification with laboratory animals that occur
in research settings.
Rather than getting rid of the term ‘‘sacrifice,’’ the metaphor can be institutionalized by creating and openly acknowledging group rituals commemorating the death of laboratory animals (see LABORATORY ANIMAL
USE, Memorial Services for Animal Research Subjects). Rituals link individuals and culture by pulling together, in a personally meaningful way, the
paradoxes of existence into something sensible and the fragmentation of reality into something whole.
Selected Bibliography. Arluke, Arnold, Sacrificial Symbolism in Animal Experimentation: Object or Pet? Anthrozoös 2 (1988): 98–117; Douglas, Mary, Natural Symbols (New York: Pantheon Books, 1970); Hubert, H., and M. Mauss, Sacrifice: Its
Nature and Function (Chicago: University of Chicago Press, 1964); Lynch, Michael,
Sacrifice and the Transformation of the Animal Body into a Scientific Object: Laboratory Culture and Ritual Practice in the Neurosciences, Social Studies of Science 18
(1988): 265–289.
ARNOLD ARLUKE
Memorial Services for Animal Research Subjects
For several years, the University of Guelph has been the site of an event
that appears to be unique in North America: a memorial service to acknowledge animals used in research and teaching. This event brings together students, staff, and faculty for a simple yet dignified ceremony recognizing the
role of animals in our community. Although the original idea for the service
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Memorial Services for Animal Research: Members of the University of
Guelph community gather annually to acknowledge animals used in research
and teaching. Photo by Trina Koster, courtesy of the Office of Research,
University of Guelph, Ontario, Canada.
arose from elaborate Buddhist-based (see RELIGION AND ANIMALS,
Buddhism) rituals held at Japanese primate research facilities, a more secular
approach was chosen. The idea was not to offer thanks nor to plead forgiveness, but rather simply to acknowledge the role of animals in research
and teaching, and that without them, this work would be greatly altered.
Temple Grandin advocates simple rituals of acknowledgment to prevent
the development of mechanistic attitudes (see DESCARTES, RENÉ) toward
animals. It is relatively common for slaughter-plant workers, for example, to
LABORATORY ANIMAL WELFARE ACT OF 1966
225
perform their jobs in an automatic, almost unconscious fashion, without
emotion and without apparent concern for the animals they are killing or
butchering. Similarly, Bernard Rollin describes the process of intellectual
compartmentalization in the context of animal-based research. Compartmentalization occurs when one’s theoretical (intellectual, professional) and
commonsense (personal, emotional) responses are quite different, even mutually exclusive. For example, a researcher may conduct painful research on
animals in the course of his or her work without a thought to the subjective
experiences of the subjects, yet show sincere and intense concern for the
pain* experienced by the family dog following surgery. Like mechanization,
compartmentalization distances the individual from the task he or she must
perform and from his or her intuitive or emotional responses to it. In light
of such tendencies, rituals can promote and maintain greater respect for
animals.
Following the first memorial service in the spring of 1993, a stone marker
was erected at the center of the University of Guelph campus. The plaque
reads: ‘‘In recognition of the animals used by the University of Guelph community in support of excellence in teaching and research.’’ This marker
serves as a very tangible focal point for our community’s recognition of
animals’ roles in our work. Those who have initiated activities such as the
memorial gatherings believe that they can only lead to greater awareness of
the issues surrounding the use of animals in research and teaching, and ultimately to better animal care.
Selected Bibliography. Asquith, P., The Monkey Memorial Service of Japanese
Primatologists, Royal Anthropological Institute News 54 (1983): 3–4; Grandin, T., Behavior of Slaughter Plant and Auction Employees toward the Animals, Anthrozoös
1(4) (1988): 205–213; Rollin, B., The Unheeded Cry: Animal Consciousness, Animal Pain,
and Science (New York: Oxford University Press, 1989); Strauss, S., Mind and Matter:
Dead Animals Merit a Prayer and a Wake from Researchers, Globe and Mail (Toronto, Ontario), March 30, 1991; Taylor, A., and H. Davis, Acknowledging Animals:
A Memorial Service for Teaching and Research Animals, Anthrozoös 6(4) (1993): 221–
225.
ALLISON A. TAYLOR AND HANK DAVIS
LABORATORY ANIMAL WELFARE ACT OF 1966
In the mid-1960s the scientific community and animal welfarists squared
off over proposed federal legislation regulating the sale and transportation
of animals bound for research laboratories. Public furor over the subject
spurred the 89th Congress to pass the Laboratory Animal Welfare Act of
1966 (LAWA). Although originally put forth as a simple pet-protection act,
LAWA became the foundation of U.S. animal welfare* law.
In 1965, only two federal laws existed addressing the protection of animals
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LABORATORY ANIMAL WELFARE ACT OF 1966
in the United States (Humane Slaughter Act,* 1958, and Wild Horses Act,
1959). About this same time, Americans became increasingly concerned over
an increase in pet thefts. Animal welfare organizations like the Animal Welfare Institute (AWI) and the Humane Society of the United States (HSUS)*
attributed this increase to the growth in biomedical research and the corresponding demand for test subjects. One particular Pennsylvania ‘‘dognapping’’ incident and a graphic pictorial in Life magazine showing the condition
of dogs* kept at the home of a New York State dog dealer appear to have
been the reason behind the LAWA’s origination. The volume of mail received by Congress and the White House urging passage of protective legislation for animals surpassed the total correspondence addressing the issues
of civil rights and the Vietnam War.
During the congressional sessions, lawmakers considered over thirty different bills. Representative Joseph Resnick (Democrat of New York) offered
the first of these after an unsuccessful attempt to retrieve a pet (see COMPANION ANIMALS AND PETS) taken from a Pennsylvania family and
sold to a New York hospital. In order to stop the trafficking in stolen pets,
most of the bills provided for the licensing of animal dealers and the research
institutions that dealt with them. Others established humane treatment standards and required that animal facilities be open for inspection by the U.S.
Department of Agriculture (USDA). The biomedical research community
strenuously opposed the latter bills, believing that such conditions would
lead to interference with experiment protocols. A self-policing system was
proposed and debated. The debate moved beyond the elimination of pet
theft to the appropriateness of certain research. In hearings before the House
Agriculture Subcommittee on Feeds and Livestock on March 7–8, 1966, over
150 people and organizations offered testimony. Legislation that incorporated elements of licensing, humane standards, and USDA inspections carried the day. HR 13881, presented by subcommittee chairman W. R. Poage
(Democrat of Texas), passed the House in April 1966 by a vote of 352–10.
The Senate accepted it 85–0 that June. Reading from remarks prepared by
Supreme Court Justice Abe Fortas, a longtime supporter of animal welfare,
President Lyndon Johnson signed the bill into law in a modest White House
ceremony on August 24, 1966.
Although the original LAWA did not reach beyond the laboratory door,
subsequent amendments in 1970, 1976, 1985, and 1990 extended the range
of care provided to animals. Among them were provisions on the administration of pain-relieving drugs, minimum-size requirements for holding
cages, and the establishment of institutional review boards (see INSTITUTIONAL ANIMAL CARE AND USE COMMITTEES [IACUCs]) to
minimize or prevent duplication of experiments and examine their protocols.
The Laboratory Animal Welfare Act of 1966 is significant on several historical levels. The language and tactics displayed by both supporters and
opponents of the legislation represent an example of the activism* displayed
President Lyndon Johnson congratulates Supreme Court Justice Abe Fortas after signing the
Laboratory Animal Welfare Act of 1966. Source: 2915-34a, 8/24/66, photographer unknown,
Lyndon Baines Johnson Presidential Library Archives, Austin, Texas, with permission.
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LABORATORY ANIMAL WELFARE ACT OF 1966
by the varied social and political movements of this troubled era in American
history. It is notable further as an example in which both animal welfarists
and scientists displayed concern for the welfare of animals. Moreover, it is
an expression of how the role of nonhuman animals in society is perceived
by the human public.
Selected Bibliography. Finsen, Lawrence, and Susan Finsen, Historical Roots, in
The Animal Rights Movement in America: From Compassion to Respect (New York:
Twayne, 1994); Francione, Gary, The Federal Animal Welfare Act, in Animals, Property, and the Law (Philadelphia: Temple University Press, 1995); Lederer, Susan, The
Controversy over Animal Experimentation in America, 1880–1914, in Nicolaas
Rupke (Ed.), Vivisection in Historical Perspective (London: Croom Helm, 1987);
Rowan, Andrew, Of Mice, Models, and Men (Albany: State University of New York
Press, 1984); Stevens, Christine, Laboratory Animal Welfare, in Animal Welfare
Institute, Animals and Their Legal Rights: A Survey of American Laws from 1641 to
1990, 4th ed. (Washington, DC: Animal Welfare Institute, 1990).
LARRY D. TERRY
Law (Federal) Governing Animal Research
During the 1960s, vivid press coverage both of kidnapping of family pets
that were then sold for research and also of the conditions under which dog
dealers who sold animals to research facilities kept these animals aroused
public fear of having their pets kidnapped and sold for research. Congress
reacted to these concerns by passing the Laboratory Animal Welfare Act of
1966, which mainly licensed and regulated animal suppliers and did little to
assure the well-being of animals used in research. By the 1970s, however,
more substantive concerns about animal research had surfaced in society.
Growing public suspicions and misgivings about animal research were solidified in the early 1980s when a number of serious examples of animal
abuse in research facilities were revealed, including instances at the University of Pennsylvania Head Injury Laboratory and the laboratory of Edward
Taub (see SILVER SPRING MONKEYS), both of which situations involved
abuse, improper care, and neglect of nonhuman primates. By the mid-1980s,
public confidence in the research community’s ability to regulate itself in
the area of animal care and use was sufficiently eroded to demand federal
legislation.
In 1976, a group of Colorado citizens consisting of two laboratory animal
veterinarians,* a humane advocate and attorney, and a philosopher began
proposing legislation that would enforce self-regulation by local animal care
and use committees. These committees would review research projects before they began in order to make sure that everything possible was being
done to assure that animal pain,* distress,* and suffering* were minimized.
The committees would also assure that facilities were adequate, and that
systems of care assured proper animal husbandry.
LABORATORY ANIMAL WELFARE ACT OF 1966
229
In 1985, the key concepts proposed by the Colorado group were passed
by Congress as components of two pieces of legislation, despite vigorous
opposition from certain portions of the research community. The first piece
of legislation was passed as an amendment to the Laboratory Animal Welfare
Act and was entitled the Improved Standards for Laboratory Animals Act.
The second piece of legislation, complementing the first, was the Health
Research Extension Act. The major provisos of the Laboratory Animal Welfare Act amendment were as follows:
1. Establishment of an institutional animal care and use committee* (IACUC)
whose members must include a veterinarian and a person not affiliated with the
research facility.
2. A directive to the U.S. Department of Agriculture (USDA), which enforces the
law, to establish standards for exercise for dogs.
3. Establishment of standards for a physical environment for primates that enhances
their psychological well-being.*
4. Establishment of standards of adequate veterinary care, including use of anesthetics, analgesics (painkillers), and tranquilizers.
5. Prohibition of the use of paralytics (drugs that cause paralysis) without anesthetics for surgical procedures.
6. The investigator must provide proof of having considered alternatives to painful
procedures.
7. Multiple surgery is prohibited except for ‘‘scientific necessity.’’
8. The IACUC must inspect facilities at least semiannually, review protocols, and
file an inspection report detailing violations and deficiencies.
9. The USDA was mandated to establish an animal welfare* information service at
the National Agricultural Library to provide information aimed at eliminating
duplicative animal research, reducing or replacing animal use, minimizing animal
pain and suffering, and training animal users.
10. Each research institution must train animal users in the items enumerated in (9)
and in any other ways of minimizing animal suffering.
11. The USDA should effect a working relationship with the National Institutes of
Health (NIH).
The Health Research Extension Act turned NIH guidelines for proper
care and use of animals into law. (NIH had long promoted reasonable guidelines for animal care but had had no mechanism for enforcing them.) Violations could result in seizure of all federal money to an institution. Between
the two laws, virtually all vertebrate animals used in research in the United
States, with the exception of farm animals used in agricultural research and
rats and mice* used in private-industry research, are now legally covered.
Many IACUCs apply the same standards to agricultural researchers vis-à-vis
pain and suffering as they do to animals used in biomedical research.
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LAW AND ANIMALS
Researchers are becoming increasingly sophisticated about animal pain,
suffering, and distress and how to control them in the face of federal law
that assumes the existence of animal pain, thought (see ANIMAL COGNITION), and feeling.* Many researchers now admit that attention to pain
and distress results in better data. Researchers are also gradually becoming
aware of the ethical issues in animal research. Consequently, researchers are
increasingly looking into housing systems that better take into account animals’ psychological and biological needs.*
Selected Bibliography. Newcomer, Christian, Laws, Regulations, and Policies
Pertaining to the Welfare of Laboratory Animals, in B. E. Rollin and M. L. Kesel
(Eds.), The Experimental Animal in Biomedical Research, vol. 1 (Boca Raton, FL: CRC
Press, 1990); Rollin, Bernard E., Animal Rights and Human Morality, rev. ed. (Buffalo,
NY: Prometheus Books, 1992); Rollin, Bernard E., Laws Relevant to Animal Research in the United States, in A. A. Tuffery (Ed.), Laboratory Animals: An Introduction
for Experimenters (London: John Wiley, 1995); Rollin, Bernard E., The Unheeded Cry:
Animal Consciousness, Animal Pain, and Science (Oxford: Oxford University Press,
1989); Russow, Lilly-Marlene, NIH Guidelines and Animal Welfare, in James M.
Humber and Robert F. Almeder (Eds.), Biomedical Ethic Review: 1990 (Clifton, NJ:
Humana Press, 1991): 229–252.
BERNARD E. ROLLIN
LAW AND ANIMALS
Most Western legal systems, including that of the United States, include
two primary normative entities: persons and property. Persons are both natural
entities (human beings) and nonnatural entities (such as corporations) that
are regarded as having rights and duties within the system. It is generally
recognized that property is that which exists only as a means to the ends of
persons and that property cannot have rights or duties. Animals are regarded
as property. Indeed, the domestication* and ownership of animals is closely
related to the idea of property or money. For example, the word ‘‘cattle’’
comes from the same etymological root as ‘‘capital,’’ and in many European
languages, ‘‘cattle’’ was originally synonymous with ‘‘chattel’’ and ‘‘capital.’’
There are two primary types of defense offered to support the status of
animals as property. The first is the religious justification supposedly in Genesis (1:20–28) in which man is given ‘‘dominion over the fish of the sea, and
over the birds of the air, and over the cattle, and over all the earth, and over
every creeping thing that creeps upon the earth.’’ The second type of justification for the status of animals as property is based on the notion that
nonhumans possess some inherent ‘‘defect’’ that makes them inferior to humans. Although the two justifications are related, there are differences. The
religious justification does not necessarily depend on any particular measurable differences between humans and animals and can rest solely on the
notion of divine ordering. The view that animals are inherently ‘‘inferior’’
LAW AND ANIMALS
231
to humans rests on supposedly scientific observations, such as the inability
of animals to use language* or to think rationally.
Although animals are regarded as property, the law, reflecting moral
thought, has long recognized that animals who feel pain* are different from
other sorts of property. This recognition has led to the development of
restrictions on the use that humans may make of their animal property.
These restrictions require that humans treat animals ‘‘humanely’’ and that
they not make animals suffer ‘‘unnecessarily.’’
Legal welfarism is the version of animal welfare* theory embodied in current law. Legal welfarism requires that we balance human and animal interests to determine whether particular conduct is ‘‘humane,’’ or whether
particular suffering* is ‘‘necessary.’’ The problem is that human beings are
rightholders as a general matter and are holders of the right to own property
in particular. The standard of ‘‘humane’’ treatment or ‘‘unnecessary’’ suffering is not determined by reference to some ideal moral notion; that is, we
do not look to the allegedly cruel act and then ‘‘balance’’ in order to determine its legality or the legality of the activity of which the cruelty is a part.
If the act is causally necessary to a legally sanctioned activity (it is customarily
regarded as part of the activity), then the act is regarded as morally and legally
‘‘necessary.’’
Courts have long held that animal-protection laws do not prohibit ‘‘cruelty’’ as that term is used in ordinary language; rather, cruelty ‘‘must refer
to something done for no legitimate purpose’’ (Lewis v. Femor, 18 Q. B.,
U.S. 532, 534 [1887]). This explains why the law does not prohibit the
farmer from castrating or dehorning animals without anesthesia; these actions, although extremely painful, facilitate the socially approved use of the
animal as food. If, however, a farmer allows animals to starve to death for
no good reason, then the law will punish that conduct because the farmer
has inflicted pain and death* outside a socially recognized practice, and the
conduct results in the completely uncalled-for wasting of animal resources.
Legal welfarism accounts for why, despite a widespread moral norm
against ‘‘unnecessary’’ suffering, animals are exploited for virtually every conceivable purpose, including entertainment. As long as we are willing to tolerate the use of animals for entertainment (or for food or for science or for
clothing) as a general matter, and as long as animals are regarded as property,
the law has no ready way of interpreting a regulation on the use of animal
property as anything more than not allowing conduct that goes beyond what
is required to allow the activity. That is, virtually the only conduct that is
proscribed is the infliction of gratuitous or uncalled-for suffering and death
because that would result in a ‘‘waste’’ of animal property and an overall
lessening of social wealth. As a result, courts have generally deferred to the
customary activity of animal exploiters as establishing standards for the efficient use of animal property. (See also LABORATORY ANIMAL WELFARE ACT OF 1966, Law [Federal] Governing Animal Research.)
232
LEARNED HELPLESSNESS IN ANIMALS
Selected Bibliography. Cohn, Priscilla N., Animals as Property and the Law, in
Roberta Kevelson (Ed.), Law and Semiotics, vol. 1 (New York: Plenum Press, 1987);
Francione, Gary L., Animal Rights and Animal Welfare, Rutgers Law Review 48
(1996): 397–469; Francione, Gary L., Animals, Property, and Legal Welfarism: ‘‘Unnecessary’’ Suffering and the ‘‘Humane’’ Treatment of Animals, Rutgers Law Review
46 (1994): 721–770; Francione, Gary L., Animals, Property, and the Law (Philadelphia:
Temple University Press, 1995); Francione, Gary L., Rain without Thunder: The Ideology of the Animal Rights Movement (Philadelphia: Temple University Press, 1996).
GARY L. FRANCIONE
LEARNED HELPLESSNESS IN ANIMALS
Learned helplessness arises from experiencing aversive stimuli under conditions an organism cannot control. The phenomenon is called ‘‘learned
helplessness’’ because animals learn that there is nothing they can do to
prevent or to terminate the aversive stimuli. Learned helplessness first addressed theoretical questions about the nature of learning and later became
a model for studies of stress.* The study of learned helplessness is defended
by some researchers because it concerns new mechanisms of learning and
establishes a set of conditions like those experienced by many humans that
result in depression and posttraumatic stress syndrome (PTSS), psychological disorders we must understand if we are to cure these people.
Three impairments constitute the learned helplessness syndrome: (1) a
reduction in behaviors to cope with any aversive challenge, (2) an impairment in attention and ability to learn, and (3) overt emotional passivity combined with chronic stress reactions. These effects are not merely the result
of experiencing the aversive events themselves but rather of the uncontrollability and unpredictability of the events.
Learned helplessness is now known to be general across a wide range of
species and a wide range of conditions, including the natural experiences of
being attacked and injured by members of the same species. Martin Seligman
generalized the theory that lack of control over one’s experiences impairs
later normal functioning and proposed that learned helplessness could provide a model of reactive depression in humans.
The controversy about the ethics of performing studies of learned helplessness continues. It is maintained by differences in basic beliefs about
whether or not the gains in understanding and relief provided to unhealthy
animals and humans by virtue of this research offset the degree of exploitation of the research subjects (see UTILITARIANISM).
Selected Bibliography. Maier, S. F., and M. E. P. Seligman, Learned Helplessness: Theory and Evidence, Journal of Experimental Psychology: General 105 (1976): 3–
46; Overmier, J. B., and V. M. LoLordo, Learned Helplessness, in W. O’Donohue
(Ed.), Learning and Behavior Therapy (Needham, MA: Allyn & Bacon, 1997), 352–
372; Overmier, J. B., and J. Patterson, Animal Models of Psychopathology, in P.
LEWIS, C. S.
233
Soubrie, P. Simon, and D. Widlocher (Eds.), Animal Models of Psychiatric Disorders,
vol. 1, Selected Models of Anxiety, Depression, and Psychosis (Basel, Switzerland: Karger,
1988), 1–35; Peterson, C., S. F. Maier, and M. E. P. Seligman, Learned Helplessness:
A Theory for the Age of Personal Control (New York: Oxford University Press, 1993);
Seligman, M. E. P., Helplessness: On Depression, Development, and Death (San Francisco:
Freeman, 1975).
J. BRUCE OVERMIER
LEFFINGWELL, ALBERT T.
Albert T. Leffingwell (1845–1916) was an author, medical doctor, and the
most significant medical critic of vivisection in the United States between
1880 and 1915, producing numerous articles, books, and pamphlets on the
subject. Independent wealth permitted Leffingwell to travel and write extensively on a variety of subjects. Leffingwell was not an antivivisectionist (see
ANTIVIVISECTIONISM) but a regulationist, with special concern for the
link between animal experimentation and unethical experiments with human
subjects. He founded the American Society for the Regulation of Vivisection.
Leffingwell served as president of the American Humane Association and
was the author of The Vivisection Question (1901), The Vivisection Controversy
(1908), American Meat (1910), and An Ethical Problem (1915). Leffingwell’s
essay ‘‘Vivisection in America’’ was included as an appendix to the American
edition of Animals’ Rights (1894).
Selected Bibliography. Albert Tracy Leffingwell, in Irving A. Watson (Ed.), Physicians and Surgeons of America (Concord, NH: Republican Press, 1896); Albert Tracy
Leffingwell, New York Times, September 2, 1916; Leffingwell, Albert Tracy, American
Meat (New York: Theo Schulte, 1910); Leffingwell, Albert Tracy, An Ethical Problem;
or, Sidelights upon Scientific Experimentation on Man and Animals (New York: C. P.
Farrell; London: G. Bell and Sons, 1915); Leffingwell, Albert Tracy, The Vivisection
Controversy: Essays and Criticisms (London: London and Provincial Anti-Vivisection
Society, 1908); Leffingwell, Albert Tracy, The Vivisection Question (1st ed., New Haven: Tuttle, Morehouse and Taylor, 1901; 2nd ed., Chicago: Vivisection Reform
Society, 1907).
BERNARD UNTI
LEGAL WELFARISM. See LAW AND ANIMALS.
LEWIS, C. S.
An English theologian and writer, fellow of Magdalen College, Oxford,
and subsequently professor of medieval and Renaissance literature at Cambridge, C. S. Lewis (1898–1963) held that the infliction of pain on animals
was an evil and that carnivorousness was a result of the Satanic corruption
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of nature (see The Problem of Pain). Lewis was a convinced antivivisectionist
(see ANTIVIVISECTIONISM) and wrote a major tract on the subject in
1947 for the New England Anti-Vivisection Society. His writings have laid
the foundation for a more compassionate theological view of animals. Of
special interest are his fictional works, in which he envisages a paradisal
world where humans are freed from predation* and live in peace with animals (see, especially, Perelandra). Lewis is prophetic in warning of the dangers of modern technological power over nature: ‘‘What we call Man’s power
over Nature turns out to be a power exercised by some men over other men
with Nature as its instrument’’ (The Abolition of Man, 35).
Selected Bibliography. Joad, C. E. M., and C. S. Lewis, The Pains of Animals,
The Month 3(2) (February 1950); 95–102, reprinted in God in the Dock (Grand Rapids,
MI: Eerdmans, 1970); Lewis, C. S., The Abolition of Man (Oxford: Oxford University
Press, 1943); Lewis, C. S., Perelandra (New York: Macmillan, 1944); Lewis, C. S.,
The Problem of Pain (London: Geoffrey Bles, 1940).
ANDREW LINZEY
LIBERATION ETHICS. See ANIMAL LIBERATION ETHICS.
LIND-AF-HAGEBY, EMILIA AUGUSTA LOUISE
An indefatigable animal advocate and campaigner whose activism dominated the British scene during the first half of the 20th century, Emilia
Augusta Louise Lind-af-Hageby (1878–1963) stood at the center of one of
the most contentious episodes in the history of antivivisectionism,* the
Brown Dog Incident. In 1901, Lind-af-Hageby and her friend Leisa Schartau enrolled at the London School of Medicine for Women to seek medical
degrees in order to fight vivisection. The two recorded their experiences in
diaries and later exposed the fact that a brown terrier dog had, in contravention of the Cruelty to Animals Act, been vivisected, revived, and used in
another procedure. Lind-af-Hageby and her codefendent Stephen Coleridge
lost the court case stemming from the publication of her work The Shambles
of Science, but their efforts galvanized a coalition of antivivisectionists, trade
unionists, and suffragettes who confronted medical students in the streets of
Battersea, where a statue commemorating the dog’s death was raised in 1906.
Later, in collaboration with Nina, duchess of Hamilton and Brandon, Lindaf-Hageby operated the Animal Defence and Anti-Vivisection Society,
founded in 1906, and pursued an active career in antivivisection, slaughterhouse reform, and related causes. Lind-af-Hageby became a naturalized British subject in 1912. During World War I, her group maintained three
veterinary hospitals for sick and wounded horses. In 1954, she purchased
Hamilton’s Ferne Estate in Dorset, setting it up as an animal sanctuary in
memory of her longtime collaborator.
LIND-AF-HAGEBY, EMILIA AUGUSTA LOUISE
235
Selected Bibliography. Lansbury, Coral, The Old Brown Dog: Women, Workers,
and Vivisection in Edwardian England (Madison: University of Wisconsin Press, 1985);
Lind-af-Hageby, Louise, and Leisa K. Schartau, The Shambles of Science: Extracts from
the Diary of Two Students of Physiology (London: Ernest Bell, 1903); Proceedings of the
International Anti-Vivisection and Animal Protection Congress, Philadelphia, 1926 (Philadelphia: American Anti-Vivisection Society, 1926); Vyvyan, John, The Dark Face of
Science (London: Michael Joseph, 1971).
BERNARD UNTI
M
MANNING, HENRY EDWARD
Henry Edward Manning (1808–1892) was appointed Roman Catholic
archbishop of Westminster in 1865. Together with Lord Shaftesbury,*
Frances Power Cobbe,* and George Hoggan he founded the world’s first
antivivisection (see ANTIVIVISECTIONISM) society, the Victoria Street
Society for the Protection of Animals from Vivisection, served as one of its
vice presidents, and spoke at its first general meeting in 1876. Manning
argued that we owe a ‘‘sevenfold obligation’’ of mercy to the Creator and
therefore to animals as God’s creatures. Science should be free to pursue its
work, but only within moral limits. The deliberate infliction of suffering*
on animals exceeded one of these limits and was judged incompatible with
the primary obligation of mercy. Manning was also very active in the Society
for the Prevention of Cruelty to Children.
Selected Bibliography. Coleridge, Stephen, Great Testimony (London and New
York: John Lane, 1918); Kramer, Molly Beer, and Andrew Linzey, Vivisection, in
Paul Barry Clarke and Andrew Linzey (Eds.), Dictionary of Ethics, Theology, and Society
(London and New York: Routledge, 1996), 870–874; Manning, Henry Edward,
Speech to the Victoria Street Society for the Protection of Animals from Vivisection,
March 9, 1887, in Speeches against Vivisection (London: National Anti-Vivisection Society and the Catholic Study Circle for the Welfare of Animals, 1977), extract in
Andrew Linzey and Tom Regan (Eds.), Animals and Christianity: A Book of Readings
(London: SPCK; New York: Crossroad, 1988), 165–166; Roamer, Stanley, Cardinal
Manning as Presented in His Own Letters and Notes (London: Eliot Stock, 1896); Stevenson, Lloyd G., Religious Elements in the Background of the British Anti-
MARGINAL CASES
237
vivisection Movement, Yale Journal of Biology and Medicine, November 1956, 125–
157.
ANDREW LINZEY
MARGINAL CASES
The argument from marginal cases (AMC) is used to dispute the claims
of those who argue that only humans have special moral rights. The AMC
is supported by pointing out the inconsistencies between the ways we treat
animals and the ways we treat humans. The AMC attacks the commonly
held view that special forms of moral respect (the right to life, for example)
are appropriate for all members of the human species and only members of
the human species.
If asked to provide reasons for the view that all and only humans have
special moral rights, people will usually mention some trait or ability that
humans have (intelligence, language, or the like). Such traits or abilities are
thus regarded as ‘‘morally important properties.’’ The AMC claims that
whatever morally important property only humans have will not be had by
all humans, and whatever morally important property all humans have will
not be had by only humans.
To see how the AMC works in action, imagine someone arguing that only
humans have a right to life because of their comparatively high intelligence
(see ANIMAL COGNITION, Intelligence). The AMC replies that if high
intelligence is the reason why it is in most circumstances seriously wrong to
kill human beings, then it cannot be seriously wrong to kill all human beings
because there are many humans (the ‘‘marginal cases’’) who, because of a
mental handicap, do not possess intelligence greater than that of many nonhumans.
The argument from marginal cases has been important in the work of
prominent animal rights* philosophers, particularly in writings of Tom Regan. It has been attacked a great deal too, and the critics have been both
foes and friends of ‘‘animal rights.’’ The philosopher R. G. Frey points out
one important weakness of the argument from marginal cases. The AMC
by itself cannot show that animals have greater moral worth than humans
have typically believed. Rather, it shows only that there is an inconsistency
in the way we treat animals and some humans and leaves it up to us whether
the inconsistency will be fixed by treating the humans worse or the animals
better.
Other critics such as Arthur Caplan have also explored the idea that ‘‘marginal’’ members of our own species have special ties of affection to ‘‘normal’’
human beings, and that the special moral status of the humans labeled marginal comes from their connection to normal humans. A seriously mentally
handicapped infant may be deeply loved by a ‘‘normal’’ adult, and any harm
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MARGINAL CASES
to the infant thus becomes a harm to the adult. This criticism of the AMC,
of course, only works regarding mentally handicapped humans who enjoy
such important relationships and so does not show that all humans have a
kind of moral importance that all animals lack. Caplan’s criticism also suggests that it would be wrong to kill animals who were deeply loved by normal
humans.
A reason for rejecting the AMC that often comes up in discussion of the
argument is the claim that all human beings, no matter how handicapped,
have souls, and that no animal, no matter how smart, does. This argument,
to those who support the AMC, seems to make the ethical defense of using
animals for food, clothing, or experimentation a religious doctrine, one that
cannot be supported outside of particular faiths, and that therefore seems an
inappropriate basis for making laws and policies in a nonreligious state. To
appreciate the force of this point, recall that some religious traditions have
thought that some humans, for example, people of color or women, are not
the spiritual equals of other humans.
The AMC is also open to criticism by those who are in favor of extending
and deepening the moral seriousness with which we regard animals. Steven
F. Sapontzis has argued that the AMC distorts the significance of the nonhumans by suggesting that we see them as ‘‘impaired’’ versions of human
beings. He has maintained that the moral standing* of animals is not based
on their resemblances to handicapped humans, but rather on the fact that
many of them behave in morally admirable ways we should respect, such as
being loyal, or caring, or courageous.
Despite all of these criticisms, the argument from marginal cases has a
simplicity, directness, and power that makes it hard to ignore. A very thorough and thoughtful book-length discussion is Evelyn Pluhar’s work Beyond
Prejudice: The Moral Significance of Human and Nonhuman Animals.
Selected Bibliography. Caplan, Arthur, Is Xenografting Morally Wrong? Transplantation Proceedings 24 (1992): 722–727; Frey, R. G., Interests and Rights: The Case
against Animals (Oxford: Clarendon Press, 1980); Frey, R. G., Vivisection, Morals,
and Medicine, Journal of Medical Ethics 9 (1983) 95–104; Nelson, James Lindemann,
Animals, Handicapped Children, and the Tragedy of Marginal Cases, Journal of Medical Ethics 14 (1988): 191–194; Pluhar, Evelyn B., Beyond Prejudice: The Moral Significance of Human and Nonhuman Animals (Durham, NC: Duke University Press, 1995);
Regan, Tom, An Analysis and Defense of One Argument Concerning Animal Rights,
Inquiry 22 (1979): 189–220; Sapontzis, Steven F., Are Animals Moral Beings? American Philosophical Quarterly 17 (1980): 45–52; Sapontzis, Steven F., Speciesism, Between
the Species 4 (1988): 97–99.
JAMES LINDEMANN NELSON
MARGINAL CASES
239
Categorical and Biconditional Versions
The argument from marginal cases (AMC) has been one of the most powerful weapons in the contemporary debate about nonhuman animal rights.*
There are two basic versions of the AMC. The categorical version claims that
marginal humans have moral rights and concludes that nonhumans who are
relevantly similar to these humans also have moral rights. The biconditional
version maintains that the moral status of relevantly similar ‘‘marginal’’ humans and nonhumans is equivalent: the nonhumans have moral rights if and
only if—hence the name of this version of the AMC—the humans have such
rights.
Several objections have been made to both versions of the AMC. Some
people are concerned that the argument is unfair to ‘‘marginal’’ humans.
Many mentally disadvantaged humans are capable of going to school, learning trades, and speaking. These abilities are not possessed by any nonhuman
animals, so far as we know. Defenders of the AMC can fully agree that many
mentally disadvantaged humans are more capable than nonhuman animals.
Nevertheless, quite a few severely damaged, sentient (see SENTIENTISM)
humans are far less capable than many nonhuman animals. Empirical evidence supports the contention that some humans and some nonhumans are
roughly comparable in terms of their intellects, emotional capacities, and
other capabilities. While some humans outstrip some nonhumans on this
score, the reverse also appears to hold.
Another rather more serious charge of unfairness has been made against
the AMC. Humans who become mentally incapacitated are unfortunate because they have been deprived of their personhood. Humans who are born
with severe mental limitations are also unfortunate, one might argue, because
they do not possess the potential for becoming normal members of their
species. In contrast, the nonhumans used in laboratories and farms are likely
to be normal members of their species. Thus there is a morally relevant
difference between ‘‘marginal’’ humans and mentally and emotionally comparable nonhumans. Fairness dictates that we not add yet another huge burden to the unfortunate humans’ life. The normal nonhuman, then, rather
than the ‘‘marginal’’ human, should be sacrificed to benefit persons.
AMC supporters could respond as follows. The objection assumes that
‘‘marginal’’ humans are already morally significant. Only a morally significant being can be treated fairly or unfairly. But what makes them morally
significant, in the context of the objection? It cannot be the ‘‘misfortune’’
itself, since this would make the objection circular. If it is the fact that they
are capable of preferring pleasure to pain,* this also holds for many nonhumans. Thus the latter would be morally significant also. In the case of
two obviously morally significant beings, for example, two human persons
who are alike apart from the fact that one of them is missing a leg and the
other has two, we would not consider it justified to steal from the human
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MARGINAL CASES
with two legs rather than the human with one leg because the latter is already
more burdened than the former. A choice that would be fair to both individuals is the refusal to sacrifice either.
Another approach to criticizing the AMC is to deny moral status to both
‘‘marginal’’ humans and sentient nonhumans, but deny that unacceptable
consequences would follow in practice. A. V. Townsend, for example, has
argued that many humans, incapable of personhood in the strict sense, do
not have rights, as is the case for similarly limited sentient nonhumans. Thus
he rejects the categorical version of the argument while accepting its biconditional form. But he does claim that persons must treat these humans as if
they have rights. Otherwise, when distinctions among humans are blurred,
genuine rights holders are threatened; this allegedly does not hold for the
case of nonhumans. Peter Carruthers has made essentially the same argument.
Animal rights supporters can counter that this is a textbook example of
the ‘‘slippery slope’’ fallacy: without further evidence, it is assumed that
treating marginal humans as we now treat nonhuman animals would lead to
denial of persons’ rights. Indeed, history and anthropology offer several examples of societies whose members had no difficulty in distinguishing between ‘‘marginal’’ and typical humans. After all, humans excel in their
discriminatory powers, even when the characteristics chosen as the basis of
that discrimination are morally irrelevant (e.g., race or gender).
According to the final, very serious objection made by Alan Holland, the
AMC is at best a useless addition to the case constructed for nonhuman
animal rights and at worst an unexploded bomb that could take out many
humans as well as nonhumans. The biconditional version of the AMC claims
the moral equivalence of marginal humans and sentient nonhumans. There
is nothing in the argument to stop a person from rejecting the moral significance of both groups.
Although this last objection is strong, we nevertheless cannot conclude
that the AMC is rhetorically or psychologically superfluous. Both opponents
and supporters of nonhuman animal rights should confront the following
questions: If it were to be wrong to ‘‘harvest’’ the organs of a severely retarded human to save the life of a normal human adult, is it also wrong to
sacrifice a baboon or pig for the same purpose (assuming that transspecies
transplants become medically feasible; see XENOGRAFT)? In general, is it
wrong to treat sentient ‘‘nonpersons’’ as resources for persons? Both versions
of the AMC challenge all parties to the debate to do some very fundamental
moral thinking.
Selected Bibliography. Carruthers, Peter, The Animals Issues: Moral Theory in
Practice (Cambridge: Cambridge University Press, 1992); Frey, R. G., The Significance of Agency and Marginal Cases, Philosophica 39(1) (1987): 39–46; Holland, Alan,
On Behalf of a Moderate Speciesism, Journal of Applied Philosophy 1(2) (1984): 281–
291; Narveson, Jan, On the Case for Animal Rights, Monist 70(1) (1987): 31–49;
MARY ELLEN
241
Nelson, James, Xenograft and Partial Affections, Between the Species 2(2) (1986): 70–
80; Pluhar, Evelyn, Beyond Prejudice: The Moral Significance of Human and Nonhuman
Animals (Durham, NC: Duke University Press, 1995); Regan, Tom, An Examination
and Defense of One Argument Concerning Animal Rights, in All That Dwell Therein
(Berkeley: University of California Press, 1982), 113–147; Rollin, Bernard, Animal
Rights and Human Morality, rev. ed. (Buffalo: Prometheus Books, 1992); SauvageRumbaugh, Sue, and Roger Lewin, Kanzi: The Ape at the Brink of the Human Mind
(New York: John Wiley and Sons, 1994); Singer, Peter, Animal Liberation (New York:
New York Review of Books, 1990); Townsend, Peter, Radical Vegetarians, Australasian Journal of Philosophy 57(1) (1979): 85–93.
EVELYN PLUHAR
MARTIN, RICHARD
Richard Martin (1754–1834) was a leader in the establishment of the first
animal-protection society and the passage of the first British legislation to
protect animals. His lifelong practice of assisting those in need led to his
nickname, ‘‘Humanity Dick.’’ Building on the earlier effort of Thomas Erskine* to legislate against wanton cruelty to animals, and influenced by the
gentleman-farmer John Lawrence, Martin secured passage of the IllTreatment of Cattle Act (1822). After this success, Martin regularly secured
the passage of anticruelty legislation, the final initiative being his Bill to
Prevent the Cruel and Improper Treatment of Dogs in 1826. Martin’s enthusiastic participation in blood sports almost certainly helped to shape the
Royal* Society for the Prevention of Cruelty to Animals’* long-standing
neutrality (abandoned in 1976) on hunting* for sport.
Selected Bibliography. Lynam, Shevawn, Humanity Dick: A Biography of Richard
Martin (London: Hamilton, 1975); Pain, Wellesley, Richard Martin (London: Leonard Parsons, 1925).
BERNARD UNTI
MARY ELLEN
Mary Ellen (about 1864–1956) was adopted as a young child in the 1870s
with no identification other than a reference from the family doctor of the
family that adopted her. She subsequently came to the attention of a social
worker, Etta Wheeler, as a terrible case of child abuse. This small child was
confined during hot weather, provided little clothing in cold weather, and
beaten daily. Police and other institutions Wheeler approached about Mary
Ellen were sympathetic, but while there were laws to protect children, these
laws did not provide an effective means to remove them from their home.
Etta Wheeler approached Henry Bergh,* founder and president of the
American Society for the Prevention of Cruelty to Animals (ASPCA).* Bergh
was influential and known for his sense of justice. He decided to investigate.
Portraits of Mary Ellen, rescued from cruel treatment by officers of the American Society for the Prevention of Cruelty
to Animals. Photo courtesy of the American Society for the Prevention of Cruelty to Animals.
MICE
243
When one of his men, posing as a census worker, observed Mary Ellen
and reported on the condition of the child, Bergh and his attorney Elbridge
Gerry went into action. Judge Abraham R. Lawrence of the New York State
Supreme Court issued a special warrant provided by section 65 of the habeas
corpus act, and Mary Ellen was forcibly removed from the home. The court
case that followed aroused a great public outcry regarding the treatment of
children. Mary Ellen was brought into the court wearing ragged clothes and
wrapped in an old blanket. She was thin and fragile, was bruised, and was
cut across the face where her adopted mother had struck her with a pair of
scissors. Two charges were brought against her adopted mother, who was
found guilty of assault and battery and sentenced to one year of hard labor
in the city penitentiary.
During the trial Henry Bergh made it clear that he was acting as a private
citizen and was in no way functioning in his official capacity as president of
the ASPCA. However, a rumor circulated that Bergh rescued Mary Ellen
because if nothing else, she should be provided with the same protection as
an animal. This may largely be due to the reporting of the case by Jacob
Riis, who clearly saw the Mary Ellen case as a watershed in the establishment
of children’s rights. To clearly separate the protection of children from the
protection of animals, Bergh, Gerry, and James Wright formed the New
York Society for the Prevention of Cruelty to Children on December 15,
1874. Gerry’s use of the writ of habeas corpus had been hailed in the press
as brilliant, and it provided the first effective means to intervene in the rescue
of children in abusive situations.
Selected Bibliography. Lazoritz, Stephen, and Eric A. Shelman, Before Mary
Ellen, Child Abuse and Neglect 20 (1996): 235–237; Loeper, John J., Crusade for Kindness: Henry Bergh and the ASPCA (New York: Atheneum, 1991); Steele, Zulma, Angel
in a Top Hat (New York: Harper and Brothers, 1942); Stevens, Peter, and Marian
Eide, The First Chapter of Childrens’ Rights, American Heritage, July/August 1990,
84–91; Watkins, Sallie A., The Mary Ellen Myth: Correcting Child Welfare History,
Social Work 35 (1990): 500–503.
STEPHEN L. ZAWISTOWSKI
METAMORPHOSIS. See ANIMAL PRESENCE.
MICE
The mouse is the most typical laboratory mammal, and mice account for
a large majority of all mammals used in research in the United States and
Europe. Despite their tiny size, mice show remarkable genetic similarities to
humans and can be used to study human genetic diseases. With their small
body size, adaptability, and high reproductive rate, they are relatively economical and easy to maintain.
244
MICE
Although rats and mice in the past were viewed as pests or laboratory animals, they
are increasingly favored as companions. Photo by Joan Borinstein.
Research studies of the mouse genome and the human genome are complementary. Through selective breeding and genetic manipulation, many
thousands of distinct strains of mice now exist, some of which serve as models for specific human diseases. The mouse is the only mammal available in
so many different genetic strains. For example, two different mutations (genetic variations) have resulted in mice with impaired immune status, making
it possible to greatly advance studies of immune function, tumor growth,
and various human genetic diseases.
Mice are also used in the development, preparation, and safety testing of
vaccines. Mice played a central role in the development of whooping cough
and yellow fever vaccines. Experimental vaccines are under development for
human hepatitis A, sickle-cell anemia, and malaria. Approaches are being
explored with vaccines for treating cancer and producing contraception.
In the 1960s, a pregnancy test required killing a rabbit that had been
injected with the woman’s urine and examining the rabbit’s ovary for follicular growth. Today, a simple test kit allows a woman to conduct a pregnancy
test herself. One essential ingredient in this and other biological test kits is
a monoclonal antibody, a protein formed in the blood that specifically responds to a certain hormone or protein. Often, monoclonal antibodies are
produced in mice by an injection of an antigen, a substance that induces the
formation of a specific antibody. To boost the production of antibodies, an
MISOTHERY
245
irritating adjuvant is also injected into the mouse. Subsequently, antibodyrich fluid builds up in the peritoneal cavity within the abdomen of the mouse;
the fluid is aspirated with a large-gauge needle. Antibody production is one
of the more controversial uses of animals, and one that is sharply regulated
or prohibited in several European countries, where methods of antibody
production not requiring animals are primarily used.
Mice can also be patented. The Harvard mouse that carries an oncogene
for breast cancer was patented in the United States in 1988. This mouse
strain is used in cancer research to screen carcinogens and anticancer drugs.
Whether patents such as this should be issued to other mouse strains, or
even simply to specific DNA chains identified in the human or mouse genome, is hotly debated, particularly within the European Community.
Whether mice, or any animal for that matter, carrying unique genes should
be patentable is a question not yet resolved.
Selected Bibliography. Hart, L. A., and A. Mitchell, The (Almost) All-Purpose
Laboratory Mouse, in N. E. Johnston (Ed.), Animals in Science Conference: Perspectives
on Their Use, Care, and Welfare (Melbourne, Australia: Monash University, 1995),
184–195; Herzog, H. A., The Moral Status of Mice, ILAR News 31(1) (1989): 4–7;
Orlans, F. B., In the Name of Science: Issues in Responsible Animal Experimentation (New
York: Oxford University Press, 1993); Rowan, A. N., Of Mice, Models, and Men: A
Critical Evaluation of Animal Research (Albany: State University of New York Press,
1984); Smith, J. A., and K. M. Boyd (Eds.), Lives in the Balance: The Ethics of Using
Animals in Biomedical Research (Oxford: Oxford University Press, 1991).
LYNETTE A. HART
MISOTHERY
The term ‘‘misothery’’ is derived from Greek misein, to hate, and therion,
beast or animal, and literally means hatred and contempt for animals. Since
animals are so representative of nature in general, misothery can mean hatred and contempt for nature, especially its animal-like aspects. One writer,
for example, has described nature as ‘‘red in tooth and claw,’’ that is, bloodthirsty like a predatory animal. In another version of the same idea, we say,
‘‘It is a dog-eat-dog world.’’ These are misotherous ideas, for they see animals and nature as vicious, cruel, and base.
‘‘Misothery’’ was constructed because of its similarity to the word ‘‘misogyny,’’ a reasonably common word for an attitude of hatred and contempt
toward women. The similarity of the two words reflects the similarity of the
two bodies of attitudes and ideas. In both cases, the ideas reduce the power,
status, and dignity of others. Misogyny reduces female power, status, and
dignity and thus aids and abets the supremacy of males under patriarchy.
Misothery reduces the power, status, and dignity of animals and nature and
thus aids and abets the supremacy of human beings under dominionism.*
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MOORE, JOHN HOWARD
Just as agrarian society invented beliefs to reduce women, it also invented
beliefs or ideologies about animals that reduced them in the scheme of life.
Among these are the ideas that animals are too base and insensitive to feel
physical pain* or emotional suffering.*
Selected Bibliography. Fisher, Elizabeth, Woman’s Creation (Garden City, NY:
Anchor Press/Doubleday, 1979); Gray, Elizabeth Dodson, Green Paradise Lost
(Wellesley, MA: Roundtable Press, 1981); Nash, Roderick, Wilderness and the American Mind, 3rd ed. (New Haven: Yale University Press, 1982); Serpell, James, In the
Company of Animals (London: Basil Blackwell, 1986); Tuan, Yi-Fu, Dominance and
Affection (New Haven: Yale University Press, 1984).
JIM MASON
MOORE, JOHN HOWARD
John Howard Moore (1862–1916) was a Chicago schoolteacher whose
work The Universal Kinship (1906) was lauded by Henry Salt* as one of the
most important humanitarian titles of its era. This work alone distinguishes
Moore as perhaps the first organic American intellectual in the realm of
animal rights.* It was through Moore’s intercession that his brother-in-law,
Clarence Darrow, became a supporting member of the Humanitarian
League. Moore contributed articles and essays to numerous humane and
vegetarian (see VEGETARIANISM) publications. He was also the author of
Better World Philosophy (1899), The New Ethics (1907), and Savage Survivals
(1916). Moore’s work was marked by the conviction that the science of evolution provided an affirmation of the humane ethic.
Selected Bibliography. Magel, Charles (Ed.), The Universal Kinship by J. Howard
Moore, with appendices including letters from Moore to Henry S. Salt, a eulogy by
Clarence Darrow, a bibliographic essay and an introduction by Charles Magel (Fontwell: Centaur Press, 1992); Moore, J. Howard, Better World Philosophy: A Sociological
Synthesis (Chicago: The Ward Waugh Company, 1899); Moore, J. Howard, The New
Ethics (London: E. Bell, York House, 1907); Moore, J. Howard, Savage Survivals
(Chicago: Charles H. Kerr, 1916); Nash, Roderick, The Rights of Nature (Madison:
University of Wisconsin Press, 1989); Salt, Henry S., Company I Have Kept (London:
George Allen and Unwin, 1930); Salt, Henry S., Seventy Years among Savages (London: George Allen and Unwin; New York: T. Seltzer, 1921).
BERNARD UNTI
MORAL AGENCY AND ANIMALS
Moral agents are those who can recognize what is morally right or wrong
and attempt to do what is right and avoid what is wrong. We commonly
believe that only human beings have this ability and that not even all humans
do. Very young children are commonly believed not to know the difference
MORAL AGENCY AND ANIMALS
247
between right and wrong. For example, a two-year-old may take a shiny
paperweight when visiting a neighbor’s house, but we do not call this stealing, because the child does not yet understand the idea of respecting another
person’s property. We say the same thing when a dog* takes someone’s
slipper and uses it for a chew toy. The difference is that we expect the child
to come to understand moral concepts as he matures, while we believe the
dog incapable of such understanding throughout its life.
This difference has been cited by many philosophers as indicating a morally very important difference between humans and other animals. These
philosophers consider reciprocity a fundamental consideration in morality,
particularly in matters of moral rights and obligations. They claim that a
person can be morally obligated to respect the rights only of those who
respect his rights. It follows from this idea that if certain kinds of beings are
not able to recognize and respect the rights of others, those others cannot
be obligated to recognize and respect their rights. Particularly, if animals
cannot recognize and respect human rights, then humans cannot be obligated to recognize and respect animal rights.*
There are two responses to this challenge to animal rights based on moral
agency. First, the assumption that moral obligations rest on reciprocity can
be challenged. In the case of very young children, their inability to recognize
and respect the rights of others does not detract from our moral obligations
to them. In fact, we acknowledge strong moral obligations to protect and
care for young children, even though they are not moral agents. We acknowledge similar obligations to other humans incapable of moral agency,
such as those who are severely retarded or brain damaged and elderly people
suffering severe dementia. Consequently, even if animals cannot be moral
agents, it is still possible that we have moral obligations to protect their lives
and to care for them, since moral obligations are not all based on reciprocity.
A second line of response involves narrowing the gap between humans
and animals based on moral agency. This is done by arguing that the difference here is a matter of degree (see CONTINUITY). We commonly
attribute moral virtues (see VIRTUE ETHICS) to animals. For example, we
refer to loyal dogs, courageous lions, and industrious beavers. There are
many accounts of members of herds of a wide variety of animals standing
guard while other members of the herd graze. There are also many observations of adults of a wide variety of animals being devoted parents, even
putting their lives in danger to protect their young. There are even observations of porpoises and other wild animals saving the lives of humans who
were in distress. These observations tend to indicate that even if animals
cannot recognize and respect such human concepts as property* rights, there
are a great many moral values they can and do recognize.
Many people discount these examples of moral virtue among animals by
contending that they are just matters of instinct. These people believe that
in order to be a moral agent, a being must be able to recognize and act on
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MORAL STANDING OF ANIMALS
a general moral principle, like ‘‘Do unto others as you would have them do
unto you.’’ Again, our ordinary moral practice does not support restricting
what counts as moral agency in this way. For example, many humans are
good parents because they love their children. They do not protect and care
for their children because they recognize some general moral principle;
rather, they recognize that their children need protection and care and out
of love—sometimes called maternal and paternal ‘‘instinct’’—they provide
that protection and care.
When an individual recognizes that another is in need and acts to help,
then he or she has recognized what is morally important in the situation and
has responded in a morally good way. Many animals appear to be capable
of such recognition and response. Consequently, even though animals are
not capable of recognizing and respecting some of the moral values that
mature humans can recognize and respect, they are not entirely lacking in
moral agency.
Selected Bibliography. Clark, Stephen R. L., The Nature of the Beast (Oxford:
Oxford University Press, 1982); Cohen, Carl, The Case for the Use of Animals in
Biomedical Research, New England Journal of Medicine 315 (1986): 865–870; Darwin,
Charles, The Descent of Man and Selection in Relation to Sex (London: John Murray,
1871); Kant, Immanuel, First Section: Transition from the Common Rational
Knowledge of Morals to the Philosophical, in Foundations of the Metaphysics of Morals,
trans. Lewis White Beck (Indianapolis: Liberal Arts Press, 1959); Sapontzis, S. F.,
Being Rational and Acting Morally, Morals, Reason, and Animals (Philadelphia: Temple University Press, 1987).
STEVE F. SAPONTZIS
MORAL STANDING OF ANIMALS
Intelligence and adaptation in animals are often difficult to understand
without acknowledging that animals exhibit understanding, intention,
thought, imaginativeness, and various forms of communication (see ANIMAL COGNITION; ANIMAL COMMUNICATION). Many actions suggest adaptive and creative forms of judgment. If one attributes these
capacities to animals, then they are credited with capacities similar to human
capacities, which suggests that animals merit at least some of the moral protections humans enjoy.
Prior to the work of Charles Darwin,* many biologists and philosophers
argued that despite the anatomical similarities between humans and apes,
humans are distinguished by the possession of reason, speech, and moral sensibility. Darwin thought, by contrast, that animals have various powers of
deliberation and decision making, excellent memories, a strong suggestion
of imagination in their movements and sounds while dreaming, and the like.
He wrote about the intelligence, sympathy, pride, and love of animals. Dar-
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249
win also criticized the hypothesis that major cognitive differences separate
apes and humans. The ultimate importance of his theory is that it is not
only complex biological structures and functions that are shared in the evolutionary struggle, but cognitive abilities as well.
Problems about whether animals have higher-level cognitive capacities are
connected to questions of moral (and legal) standing. The term ‘‘standing’’
refers to ‘‘one’s place in the community in the estimation of others; one’s
relative position in social, commercial, or moral relations; one’s repute,
grade, or rank’’ (Black’s Law Dictionary). In a weak sense, ‘‘standing’’ refers
to a status, grade, or rank of moral importance. In a strong sense, ‘‘standing’’
means to have rights or the functional equivalent of rights.
People assign a more significant standing to an animal by granting that it
is similar to an intact adult human being. Its standing is still further enhanced
by attributing something like personhood or autonomy* to it. A category
such as ‘‘person’’ or ‘‘autonomous agent’’ (see AUTONOMY OF ANIMALS) raises the animal to a position similar to that occupied by those who
have rights (see GREAT APE PROJECT). A widely shared view today is
that if animals have capacities for understanding, intending, and suffering,*
these morally significant properties themselves confer some moral standing.
Much recent discussion about standing has centered on the criteria for
being a person, under the assumption that all and only persons have the
relevant distinctive properties. Several philosophers have produced arguments along the following lines: One is a person if and only if one possesses
certain cognitive properties; the possession of these properties gives an entity
moral standing. A list of the conditions for being a person and thus acquiring
moral standing includes (1) self-consciousness (of oneself as existing over
time), (2) capacity to engage in purposive sequences of actions, (3) capacity
to appreciate reasons for acting, (4) capacity to communicate with other
persons using a language, (5) capacity to make moral judgments, and
(6) rationality. Many believe that more than one of these conditions is required to be a person. As long as high-level cognitive criteria are required,
animals cannot qualify for significant moral standing. But if less demanding
cognitive capacities are employed, animals might acquire a significant range
of moral protections.
Cognitive criteria can help us in our examination of the moral standing
of animals. Perhaps a noncognitive property is sufficient to confer some
measure of moral standing. At least two kinds of properties need to be considered: (1) properties of sensation (or perception), for example, feeling
pain,* and (2) properties of emotion, for example, love and pride.
Selected Bibliography. Cavalieri, Paola, and Peter Singer (Eds.), The Great
Ape Project (London: Fourth Estate, 1993); Frey, Raymond, Moral Standing, the
Value of Lives, and Speciesism, Between the Species 4(3) (Summer 1988): 191–201;
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Midgley, Mary, Persons and Non-Persons, in Peter Singer (Ed.), In Defense of Animals (Oxford: Basil Blackwell, 1985); Rachels, James, Created from Animals: The Moral
Implications of Darwinism (New York: Oxford University Press, 1990); Regan, Tom,
The Case for Animal Rights (Berkeley: University of California Press, 1983).
TOM L. BEAUCHAMP
N
NATIVE AMERICANS. See NATIVE PEOPLES AND ANIMALS.
NATIVE PEOPLES AND ANIMALS
Contemporary Native Americans and tribes throughout the world,
whether Walpiri of central Australia, Bimin-Kuskusmin of Papua New
Guinea, the Tasaday of the southern Philippines, or the Qollahuaya of Mt.
Kaata in Bolivia, all practice elaborate rituals that worship and are devoted
to other animal species. While there is no doubt that our human ancestors hunted (see HUNTING) and frequently sacrificed animals, there is
also a growing body of evidence suggesting the widespread habit of vegetarianism.*
Today, few totally vegetarian communities exist, but there are some. In
India, for example, where cows are traditionally revered, there are over 100
million vegetarians. Among them are nearly 1 million desert Bishnoi, a subsect of Hindus (see RELIGION AND ANIMALS, Hinduism) who live in
the Thar Desert of Rajasthan State. They worship a medieval saint who
claimed that all plants and animals are sacred and must be respected. Further
to the south, the Todas of the Niligiri massif in the Indian state of Tamil
Nadu have been vegetarian for at least 1,200 years. They worship animal
life, particularly the buffalo, around which they have formulated an extensive
set of rituals and beliefs that utterly encompass their way of life.
Throughout much of India, nearly 10 million Jains (see RELIGION AND
ANIMALS, Jainism) are also strict vegetarians. The Jains will not partake
of any profession that exploits animals. Theirs can be said to have been the
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first communal ecological ethic. The Jains ethically and scientifically heralded the beginnings of animal liberation.*
These three Indian communities, Bishnoi, Toda, and Jain, are traditional
societies with a visionary reverence for animals that has utterly defined the
sphere of their respective professional, personal, and social lives. Other
traditions have followed these examples to varying degrees: Quakers, Zoroastrians, Seventh-Day Adventists, countless Buddhists of various sects and
paths (see RELIGION AND ANIMALS, Buddhism), and many others.
Selected Bibliography. Spencer, Colin, The Heretic’s Feast: A History Of Vegetarianism (London: Fourth Estate, 1993); Tobias, Michael, The Anthropology of Conscience, Society and Animals 4(1) (1996): 65–73; Tobias, Michael, Life Force: The World
of Jainism (Fremont, CA: Asian Humanities Press, 1991); Tobias, Michael, A Naked
Man (Fremont, CA: Jain Publishing, 1994); Tobias, Michael (Ed.), Mountain People
(Norman: University of Oklahoma Press, 1986).
MICHAEL TOBIAS
Native Americans’ Early Uses of Animals
Many, if not all, pre-Columbian Native American nations used animals in
the production of medical treatments and education. The common view of
Native medicine has been shamanistic, but although ritual did, and still does,
play an important role in Native American medicine, there was extensive use
of practical therapy. The more practical therapies included the use of plants
and animal parts to treat specific medical conditions.
Most Native American nations, with the notable exception of the Aztecs,
did not engage in internal surgical practices. Furthermore, in many Native
American nations post-mortem (after-death) examinations were not conducted on the dead for religious reasons. Most of the information Native
Americans had about internal anatomy came from their dissection of animals
during the butchering process. It has been documented that from the analogy with animals, Native Americans knew the function of internal organs
and knew that the brain was the organ of thought.
Besides providing anatomy lessons, animals were utilized in observational
‘‘research.’’ By noting particular animal behaviors, especially the interaction
between animals and plants, Native Americans gained information about the
nutritional and medicinal properties of many plant substances. For example,
the bear in Ojibwa culture is a medicinal animal, believed to be given the
secrets of the Mide (medicine) by Kitshi Manido (Great Spirit). Because of
this belief, the Ojibwa would carefully observe the bear in its environment.
These examples demonstrate that besides using animals for food and clothing, early Native Americans also used animals to gain information about
themselves and their environment.
Although a number of Native American herbal remedies for medical discomforts have been adapted by medical organizations, the use of animal
NATIVE PEOPLES AND ANIMALS
253
products in medical treatment has not received the same attention. Animal
products were used in a number of medical remedies in many Native American nations. Moose and bear fat were used by the Ojibwa to treat skin
wounds and to ensure healthy skin in the extreme temperatures. Deer tendons were used as suture material by numerous tribes. The Yukon treated
scurvy by ingestion of the animal adrenal glands. Fish oil, because of its high
iodine content, was used to treat goiters in Eskimo and Aleut nations. Some
South American nations treated epilepsy through ‘‘shock treatment’’ with
electric eels. A type of injection device was used by some Native American
nations well before the invention of the syringe in 1904. Such devices were
constructed from the bladder of a deer or duck connected to a reed or quill
of the porcupine. These syringes were used to clean wounds or to inject
herbal medicine into the wound.
The examples listed here demonstrate that Native Americans’ unique relationship with animals included their use in research and medicine. By documenting both the physiological and behavioral properties of animals, we
can learn more about animals, including ourselves (see ANIMAL MODELS).
Selected Bibliography. Altman, J., Organic Foundations of Animal Behavior (New
York: Holt, Rinehart and Winston, 1966); Aronson, L. R., Levels of Integration and
Organization: A Revaluation of the Evolutionary Scale, in G. Greenberg and
E. Tobach (Eds.), Behavioral Evolution and Integrative Levels (Hillsdale, NJ: Lawrence
Erlbaum Associates, 1984); Hershman, M. J., and K. M. Campion, American Indian
Medicine, Journal of the Royal Society of Medicine 78, (1985): 432–434; Hoffman, W. J.,
The Midewiwin or Grand Medicine Society of the Ojibwa, Seventh Annual Report of the
Bureau of American Ethnology (Washington, DC: Government Printing Office,
1885–1886), 149–300; Major, R. C., Aboriginal American Medicine North of Mexico,
Annals of Medical History 10(6) (1938): 534–49; Vogel, V. J., American Indian Medicine
(Norman: University of Oklahoma Press, 1970).
LISA M. SAVAGE
Native Americans’ Relationships with Animals: All Our
Relations
The relationships between animals and Native Americans are as varied as
are the more than four hundred different tribal nations that existed in preColumbian North America. Native people were and in many cases still remain deeply tied to the particular ecosystems in their regions of the
continent. Some based their lives on agriculture, some on the ocean and
salmon fishing, others on the hunting of hooved animals. However, certain
generalizations about the relationships between Native Americans and animals can be made. One of the most important generalizations is that animals
are not seen by the American Indian as dumb beasts whose lives are ruled
only by instinct, but as individuals—thinking, feeling beings with families,
beings worthy of respect. They are the ‘‘animal people.’’
In the truest sense of the word, animals are seen as relatives to human
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beings. Many Native traditions, such as those of the Cherokee or the Lakota,
tell how certain animals were direct ancestors. The idea of clan often comes
from a tradition of direct descendants from one animal or another—a frog,
an eagle, a bear. If a person belongs to the Bear Clan, it may be that the
clan’s origin is in the form of a bear who married a human woman and
produced offspring. The border between the worlds of the animal people
and the human beings is easily crossed. A human being may go and live
among the animals and become a bear or a deer as easily as an animal may
take on human shape and live among human beings. Sometimes these ‘‘animal people’’ have great power and are to be feared. Through the Midwest
and West tales are still common of the Deer Woman who comes to gatherings to lure off young men and harm them. Beneath her long dress, she
has hooves, not feet. Such beliefs are extremely widespread and are reinforced by stories and ceremonies.
Animals often appear in traditional stories as teachers. Humans can learn
many things from the animal people. Traditional stories tell us how flute
songs came from the birds, how medicine plants were shown to the humans
by the bears, and how humans were taught how to work together and to
care for their children by watching the behavior of the wolves as they hunted
and cared for their cubs.
At times, Native American people find it necessary to hunt the animals to
ensure their own survival. However, even hunting* is seen as being done in
cooperation with the animals. Although the animals’s body is killed, its spirit
survives and may punish a disrespectful or greedy hunter. It is only through
the animals’ consent that they allow themselves to be hunted. Further, the
hunting of animals that are pregnant or caring for young ones whose survival
depends upon the mother is usually forbidden. Many of the ‘‘new ideas’’
about game laws, closed seasons, and limited harvesting of game animals
appear to have their roots in Native American traditions that have existed
for thousands of years.
Animals are frequently kept as pets or companions (see COMPANION
ANIMALS AND PETS). In the Northeast among the Iroquois, orphaned
beavers were often suckled by Native women and adopted into the family.
Dogs* were kept as pets and used for hunting throughout the continent.
According to the traditional stories of the Abenaki, the dog was not
domesticated, but chose to live with the human beings because it liked
them. To this day, the dog in a Native American household is often viewed
not as a possession but as a family member. The fact that in some Native
American cultures dogs were sometimes eaten or sacrificed, as in the Seneca
White Dog Sacrifice so that the dog’s spirit could take a message to the
Great Spirit, did not diminish the respect for the dog or its place in the
household.
In the traditions of the many different Native peoples of North America,
animals are almost universally seen as equals to humans on the circle of life.
NEEDS OF ANIMALS
255
The word ‘‘circle’’ is especially appropriate, for all living things, animals and
humans alike, are viewed as part of a great circle. No part of that circle is
more important than another, but all parts of that circle are affected when
one part is broken. In the eyes of the Native American, animals are all our
relations.
Selected Bibliography. Brown, J. E., Animals of the Soul: Sacred Animals of the
Oglala Sioux (Rockport, MA: Element, 1992); Caduto, M., and J. Bruchac, Keepers of
the Animals (Golden, CO: Fulcrum Publishing, 1991); Cornell, G., Native American
Contributions to the Formation of the Modern Conservation Ethic (Ph.D. dissertation, Michigan State University, 1982); Hughes, J. D., American Indian Ecology (El
Paso: Texas Western Press, 1983); Vecsey, C., and R. W. Venables, American Indian
Environments: Ecological Issues in Native American History (Syracuse, NY: Syracuse University Press, 1980).
JOSEPH BRUCHAC
NEEDS OF ANIMALS
A need can be defined as a requirement that is a consequence of the
biology of the animal to obtain a particular resource or respond to a particular environmental or bodily stimulus. Animals have a range of functional
systems controlling body temperature, nutritional state, and social interactions. Together, these functional systems allow the individual to control its
interactions with its environment and hence to keep each aspect of its state
within a tolerable range. When an animal acts to return to this tolerable
range, we say that it has a need.
Some needs are for particular resources, such as water or heat. However, the
means of obtaining a particular objective have also become important to the
individual animal. For example, various species will work, in the sense of carrying out actions that result in food presentation, even in the presence of food.
Hence pigs* need to root in soil or some similar ground, hens need to dustbathe, and animals of these species need to build a nest before giving birth or
laying eggs. Needs therefore range from those that can be satisfied in a simple
way, for example, by ingesting water, to complex ones involving a variety of
sensory input or sufficient contact with other members of the species.
Some reports and laws refer separately to physiological needs and behavioral or ethological needs. However, while the recognition of a need may
depend on an effect on the physiology of an animal or the urgent and energetic attempts of an animal to show a particular behavior, the need is in
the brain of the individual. Hence the need itself is not physiological or
behavioral but may be satisfied only when some physiological imbalance is
prevented or corrected, or when some particular behavior is shown.
Some needs are associated with feelings (see FEELINGS OF ANIMALS),
and these feelings are likely to change when the need is satisfied. If the
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existence of a feeling increases the chances that the individual will carry out
some adaptive action and hence be more likely to survive, the capacity to
have such a feeling is likely to have evolved by natural selection. Further, if
the state of an individual in certain conditions is desirable from an evolutionary viewpoint, there should be a propensity for that individual to have
good feelings. On the other hand, if a state is one that should be quickly
altered, it should be associated with unpleasant feelings that prompt avoidance or some other action. Feelings are part of a mechanism to achieve an
end, just as adrenal responses or temperature regulatory behavior are mechanisms to achieve an end.
Research on needs is of two kinds. Preference tests (see PREFERENCE
AND MOTIVATION TESTING) in which the strength of positive preference is quantified give information about what is important to the subject
animal. Studies in which a need is not satisfied and the extent of poor welfare
is assessed using indicators of abnormal behavior, negative preference, physiology, immunosuppression, disease, injury, and so on, also indicate the importance of the resource concerned in terms of biological effects.
Selected Bibliography. Broom, D. M., Animal Welfare Defined in Terms of Attempts to Cope with the Environment, Acta Agricultural Scandinavica, Section A, Animal Science, Supplement 27 (2996): 22–28; Broom, D. M., and K. G. Johnson, Stress
and Animal Welfare (London: Chapman and Hall, 1993); Hughes, B. O., and I. J. H.
Duncan, The Notion of Ethological ‘‘Need,’’ Models of Motivation, and Animal
Welfare, Animal Behaviour 36 (1988): 1696–1707; Toates, F., and P. Jensen, Ethological and Psychological Models of Motivation: Towards a Synthesis, in J.-A. Meyer
and S. Wilson (Eds.), From Animals to Animats (Cambridge, MA: MIT Press, 1991),
194–205; Vestergaard, K., The Regulation of Dustbathing and Other Behaviour Patterns in the Laying Hen: A Lorenzian Approach, in R. Moss (Ed.), The Laying Hen
and Its Environment, Current Topics in Veterinary Medicine and Animal Science 8
(1980): 101–113.
DONALD M. BROOM
NEW WELFARISM. See ANIMAL RIGHTS.
NIETZSCHE, FRIEDRICH WILHELM
Friedrich Wilhelm Nietzsche (1844–1900) was a German philosopher influenced by Arthur Schopenhauer,* especially by his rejection of Immanuel
Kant’s* view that duties to animals are only indirect duties to humankind.
Nietzsche particularly developed Schopenhauer’s critique that the Kantian
view leads to a lack of compassion for animals. Nietzsche held that the
‘‘deeper minds of all ages have had pity for animals’’ and that the ‘‘sight of
blind suffering is the spring of the deepest emotion.’’ From this it follows
that pity for animals is a virtue (see VIRTUE ETHICS), if not an imperative.
NORWEGIAN INVENTORY OF AUDIOVISUALS (NORINA)
257
Nietzsche argued that ‘‘Nature’’ is an order in need of higher transformation
personified by the artist, philosopher, and saint: ‘‘Finally, Nature needs the
saint,’’ for ‘‘in him the ego has melted away, and the suffering of his life is,
practically, no longer felt as an individual, but as the spring of the deepest
sympathy and intimacy with all living creatures.’’ Moreover, nature needs to
attain the ‘‘high state of man’’ so ‘‘that she may be delivered from herself’’
(‘‘Schopenhauer as Educator,’’ 149–155). In short, the suffering* of animals
and nature await moral transformation by an enlightened humanity.
Selected Bibliography. Nietzsche, Friedrich, Pity for Animals [Extract], in Paul
Clarke and Andrew Linzey (Eds.), Political Theory and Animal Rights (London: Pluto
Press, 1990), 148–152; Nietzsche, Friedrich Wilhelm, Schopenhauer as Educator
(1874), translated by Adrian Collins, in Thoughts out of Season (Edinburgh: T. N.
Foulis, 1909), pt. 2, 149–155.
ANDREW LINZEY
NORWEGIAN INVENTORY OF AUDIOVISUALS
(NORINA)
There is an increasing demand for information on alternatives* to the use
of animals in teaching. Since 1991 information has been collected on audiovisual aids that may be used as animal alternatives or supplements in the
biomedical sciences at all levels from primary schools to university. This
information is available as an English-language database known as Norwegian Inventory of Audiovisuals (NORINA). NORINA contains information
on over 3,500 audiovisuals and their suppliers. Each audiovisual has been
designated a category describing the type of animal alternative (e.g., computer program or video film) and one designating appropriate area(s) of use
(e.g., anatomy, dissection, or physiology). NORINA is a nonprofit venture
funded by external support from animal welfare* organizations. Personal
copies may be purchased for IBM Windows or Macintosh computers where
the database program Filemaker Pro is already installed. NORINA is currently in use in 15 countries worldwide. (See also ‘‘Resources on Animal
Welfare and Humane Education.’’) NORINA’s web site addresses are http://
oslovet.veths.no and http://www.bio.mq.eu.au/NORINA. Further information about NORINA is available by e-mail from Karina Smith (karina
[email protected]) or by telefax (⫹47 22 96 45 35).
ADRIAN SMITH AND KARINA SMITH
Norwegian Inventory of Audiovisuals: An example of a printout from NORINA. Courtesy
of Adrian Smith.
O
OBJECTIFICATION OF ANIMALS
In 1995, the Summit for Animals, an informal collection of national and
grass-roots animal protection organizations, passed a resolution stating, in
part, ‘‘We resolve to use language that enhances the social and moral status
of animals from objects or things to individuals with needs and interests of
their own.’’ Collectively called the ‘‘linguistic turn,’’ a current view in several
academic fields holds that language plays an important role in the way we
see, think about, and, ultimately, treat entities in both the cultural and natural world.
Numerous areas that need change have been identified. The most important and perhaps the most difficult to bring about is the use of the term
‘‘animal,’’ which has come to mean ‘‘as distinguished from human.’’ In this
use, the conflicting terms ‘‘human’’ and ‘‘animal’’ deny that human beings
are part of the animal kingdom. More critically, this usage reinforces the
notion that animal is inferior to human.
Other linguistic habits support the lower status of animals. In many settings, such as the farm and the research laboratory, animals are not named.
Further, they are referred to as ‘‘it’’ rather than ‘‘he’’ or ‘‘she’’ and ‘‘which’’
rather than ‘‘who.’’ These uses decrease the value of animals by depriving
an animal of his or her individuality (see ANIMAL INDIVIDUALITY),
including his or her identity as a member of a particular gender. This practice is also seen in language used by hunters and ‘‘wildlife’’ managers when
they refer to ‘‘the deer’’ as a species rather than a group of individuals.
In farm and laboratory settings, language operates to deprive animals other
than humans of even this identity as members of a particular species. Rather
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than ‘‘the rat’’ or ‘‘the monkey,’’ investigators typically refer to animals in
the lab as ‘‘the animal.’’ A final decrease in value occurs when they are
referred to as less than even this already-weakened notion of animal. On the
farm, that individual cow is ‘‘beef’’ or ‘‘meat on the hoof,’’ while in the
laboratory that individual rat is an ‘‘organism,’’ a generic living being, or a
‘‘preparation,’’ a living physiological or behavioral process.
In the scientific laboratory setting, additional practices support the devaluing of animals. Many scientists use the term ‘‘anthropomorphism’’* as a
criticism of both scientific and popular accounts that use psychological terms
to describe animals other than humans. For example, terms like ‘‘intended,’’
‘‘anticipated,’’ and ‘‘felt’’ and attributions like ‘‘play,’’ ‘‘grief,’’ and ‘‘deceit’’
to animals other than humans are avoided because their use is necessarily
committing the error of anthropomorphism. This prohibition against terms
implying consciousness in animals other than humans is a continuation of
the ideas of the philosopher René Descartes,* in whose view such animals
were mechanical beings, without psychology, without minds. Consistent with
this view, pain,* suffering,* and death* accompanying either the conditions
of an experiment or the conditions under which animals in the laboratory
are kept are typically not described as such. For example, an animal is said
to be ‘‘food deprived’’ rather than ‘‘hungry’’ or subjected to ‘‘aversive stimulation’’ rather than ‘‘experiencing pain.’’ The death of an animal is obscured
by various terms such as ‘‘collected,’’ ‘‘harvested,’’ ‘‘sacrificed,’’ or ‘‘anesthetized and then exsanguinated.’’
Selected Bibliography. Birke L., and J. Smith, Animals in Experimental Reports:
The Rhetoric of Science, Society and Animals 3 (1995): 23–42; Dunayer, J., Sexist
Words, Speciesist Roots, in C. Adams and J. Donovan (Eds.), Animals and Women:
Feminist Theoretical Explorations (Durham, NC: Duke University Press, 1995), 11–32;
Phillips, M. T., Proper Names and the Social Construction of Biography: The Negative Case of Laboratory Animals, Qualitative Sociology 17(2) (1994): 119–143;
Shapiro, K., The Death of an Animal: Ontological Vulnerability and Harm, Between
the Species 5(4) (1989): 183–195.
KENNETH J. SHAPIRO
OVERPOPULATION
As of 1997 the human population on earth was approximately 5.7 billion.
With a global increase of over 2% annually and an average fertility rate (the
number of children per woman) averaging 3.5 worldwide, scientists generally
agree that Homo sapiens sapiens will reach 12 billion by early in the 21st
century. The aggressive and widespread use and the commercial development of previously wild land by 12 billion humans does not bode well for
the fast-diminishing wildlife on the planet. Our NPP rate (net primary pro-
OXFORD GROUP
261
duction, the amount of arable land that has been overtaken for whatever
purpose by human beings) is approaching 50% of the entire land area of the
planet.
Human overpopulation is at the root of the many causes of poverty or
greed that motivate destruction of habitat and wildlife. Vast human numbers
also generate an enormous appetite for goods that result from the slaughter
of hundreds of species of animals, from cows to emus to alligators, for fastfood hamburgers or the 12 billion leather shoes that will be sold annually
by the year 2000 just to keep pace with the fast-growing human population.
At the Rio Summit in 1992, climate change was the focus. At the 1994
Cairo Summit, population was the issue. But in neither instance was wildlife
or the rights of habitat focused on. Human overpopulation, however, has an
impact on nature. Animal rights* are incompatible with a human population
of 12 billion. Given the inevitability of several billion more people on the
planet, regardless of whatever new family-planning successes are likely to
come about, it is now clear that the legal, political, and cultural advocacy of
animal rights can reverse negative human impact on the biosphere.
Selected Bibliography. Abernethy, Virginia D., Population Politics: The Choices
That Shape Our Future (New York: Insight Books, 1993); Tobias, M., The Dynamics
of Environmental Despair and Optimism, Population and Environment, September
1996; Tobias, M., World War III: Population and the Biosphere at the End of the Millennium (Santa Fe, NM: Bear and Co., 1994); Wilson, E. O., The Diversity of Life
(Cambridge, MA: Belknap Press of Harvard University Press, 1992); World Resources:
A Report by the World Resources Institute, with the United Nations Environment Program
and the United Nations Development Program (New York: Oxford University Press,
1993), 119.
MICHAEL TOBIAS
OXFORD GROUP
Oxford Group is a title used by Richard Ryder to describe those intellectuals associated with the city of Oxford, England, who ignited the modern
interest in the moral status of animals. The novelist Brigid Brophy* (1929–
1995) had broken the long silence on this subject in 1965 with her article
‘‘The Rights of Animals’’ in the Sunday Times (October 10). In 1969 Ryder,
a psychologist working in Oxford, published his first attacks upon animal
abuse and was contacted by Brophy, who introduced him to three young
Oxford University postgraduate philosophers, John Harris and, from Canada, Stanley and Roslind Godlovitch. In 1971 they and Ruth Harrison contributed to the book Animals, Men, and Morals, edited by Harris and the
Godlovitches, the first serious work on animal rights* since Henry Salt’s
Animals’ Rights Considered in Relation to Social Progress, first published in 1892.
Three other Oxford writers of distinction joined the Oxford Group a little
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OXFORD GROUP
later: Andrew Linzey (who published Animal Rights: A Christian Assessment
in 1976), Stephen Clark (The Moral Status of Animals, 1977; 1984, paperback
ed.) and Peter Singer, who, as an Australian postgraduate student and lecturer at University College, Oxford (1969–1973), met the group and reviewed Animals, Men, and Morals for the New York Review of Books under the
title ‘‘Animal Liberation’’ (April 5, 1973). So successful was this review that
Singer was invited to publish a book on the subject, which he proceeded to
do in 1975 while in New York lecturing in philosophy at New York University. This book took the message across the Atlantic.
The members of the Oxford Group also published and circulated leaflets
and organized protests against animal experimentation; Ryder initiated lawful demonstrations against otter hunting* and hare coursing, sometimes supported by the Godlovitches and John Harris. (Otter hunting was outlawed
in England in 1976.) In February 1975 Ryder’s Victims of Science created a
major stir in Britain and helped focus attention on speciesism* and, in particular, on the abuse of animals in research.
Linzey and Ryder instigated the first International Conference on Animal
Rights, which was held at Trinity College, Cambridge in 1977, from which
followed Animal Rights: A Symposium (1979), and both participated in the
modernization of the Royal Society for the Prevention of Cruelty to Animals
(RSPCA).* Associates of the group included Patrick Corbett, Mary Midgley,
Colin McGinn, Jon Wynne-Tyson, Michael Peters, and David Wood. By
1978 the Oxford Group had dispersed, although Linzey went on to become
the leading Christian theologian of animal rights and in 1993 returned to
Oxford as International Federation of Animal Welfare (IFAW) Fellow at
Mansfield College. Tom Regan, the preeminent American-born philosopher
of animal rights, also passed through Oxford in 1973, where he came into
contact with the movement.
Selected Bibliography. Godlovitch, Stanley, Roslind Godlovitch, and John Harris
(Eds.), Animals, Men, and Morals: An Enquiry into the Maltreatment of Non-Humans
(London: Victor Gollancz, 1971); Paterson, David, and Richard Ryder (Eds.), Animal
Rights: A Symposium (London: Centaur Press, 1979); Regan, Tom, and Peter Singer
(Eds.), Animal Rights and Human Obligations (Englewood Cliffs, NJ: Prentice-Hall,
1976); Ryder Richard D., Animal Revolution: Changing Attitudes Towards Speciesism
(Oxford: Basil Blackwell, 1989); Ryder, Richard D., Speciesism [Leaflet], privately
printed in Oxford, 1970; Ryder, Richard D., Victims of Science: The Use of Animals in
Research (London: Davis-Poynter, 1975); Singer, Peter, Animal Liberation (New York:
New York Review of Books, 1990).
RICHARD D. RYDER
P
PAIN
Pain is an unpleasant sensation or range of unpleasant sensations that can
protect animals from physical damage or threats of damage from external
forces. It involves specialized receptors (nociceptors) in the skin and viscera
(body organs) that when stimulated, result in impulses passing along afferent
nerves to the central nervous system (CNS), specifically to the cerebral cortex, where the actual feeling or experience of pain is felt. Rapid motor responses before the sensation of pain is actually felt by the animal (within
tenths of a second), such as withdrawal of a limb, are spinal reflexes to the
painful stimulus and help in the protective aspect of this sensory function.
There are descending pain pathways from the brain that can moderate or
gate afferent (sensory) impulses to the CNS, thus reducing the magnitude
of any perceived pain. In animals who are self-aware or self-conscious (see
ANIMAL COGNITION), there may be further integration of the afferent
pain nerve impulses that reach the CNS through neurons connecting to
other areas of the CNS so that earlier experiences are reflected in the conscious responses an animal may make independent of the rapid reflex response.
Responses to a painful stimulus that last for more than a few seconds are
likely to represent an animal’s conscious awareness of persistent pain, for
example, vocalization, licking at the affected site, or rolling (as in colic).
There is growing evidence, contrary to what was once thought, that very
young animals, and even human fetuses in the last trimester of pregnancy,
may feel pain. This is because the descending pain inhibitory pathways do
not develop for some time after birth in many species, and so pain in such
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young animals and older fetuses may possibly be more than that felt by older
animals whose nervous system has fully developed. Pain may be an integral
part of other aspects of suffering*—an animal in pain from a broken leg may
be fearful of being moved or touched, as well as being distressed by its
inability to move normally.
Selected Bibliography. DeGrazia, D., and A. Rowan, Pain, Suffering, and Anxiety
in Animals and Humans, Theoretical Medicine 12 (1991): 193–211; Fitzgerald, M.,
Neurobiology of Foetal and Neonatal Pain, in Patrick Wall and Ronald Melzack
(Eds.), Textbook of Pain, 3rd ed. (London: Churchill Livingstone, 1994), 153–163;
Institute of Laboratory Animal Resources and National Research Council, Committee on Pain and Distress in Laboratory Animals, Recognition and Alleviation of Pain
and Distress in Laboratory Animals (Washington, DC: National Academy Press, 1992);
International Association for the Study of Pain, Guidelines on Painful Experiments:
Report of the International Association for the Study of Pain Subcommittee on Taxonomy, Pain 6 (1979): 249–252; Melzack, R., and P. Wall, The Challenge of Pain
(Harmondsworth, UK: Penguin Books, 1982); Morton, D. B., Recognition and Assessment of Adverse Effects in Animals, in N. E. Johnston (Ed.), Proceedings of Animals
in Science Conference: Perspectives on Their Use, Care, and Welfare (Melbourne, Australia: Monash University, 1995), 131–148; Morton, D. B., and P. H. M. Griffiths,
Guidelines on the Recognition of Pain, Distress, and Discomfort in Experimental
Animals and an Hypothesis for Assessment, Veterinary Record 116 (1985): 431–436.
DAVID B. MORTON
Experimental Analysis of Pain
The nervous system, including pain neural mechanisms, is similar across
vertebrates, as are the basic processes that allow events to become learned
signals for pain and to evoke ‘‘fear’’*-mediated defense reactions. These similarities suggest that the neural bases of pain and fear (or anxiety) and their
behavioral expression are evolutionarily old traits. Therefore, what we learn
in animal experiments can lead us to an understanding of the human condition.
Whether all organisms can experience pain is a complex definitional
matter that has defied widespread agreement. Certainly most all animal organisms, from unicellular to vertebrates, respond to contact with tissuedamaging stimuli. While all organisms respond to such stimuli, some argue
that to experience ‘‘pain,’’ the organism must have at least a nervous system
(as does the planarian), or that it must have a central nervous system (CNS,
as does the octopus), or that it must have a cerebrally anchored nervous system (as do all modern vertebrates). It is perhaps best to argue that so long
as the individuals of a species (1) appear to react strongly to a stimulus and
(2) can learn to anticipate that stimulus to defend against it, we should consider that the organism experiences pain.
Scientists study pain, including learning based on pain, because it is important to organisms’ survival in a harmful and threatening world. Many
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different methods of producing experimental pain have been developed,
standardized, and used to explore the physiological and psychological responses to pain. These include bone ‘‘crush,’’ formalin injection, tail pinch,
and electrocutaneous stimulations (commonly called ‘‘shocks’’), among others. These methods have been used because they activate different aspects
of the pain systems. The first two methods always cause tissue damage, the
third does so only if prolonged, and the last does not, unless it is quite
prolonged at extremely high intensities.
Electrocutaneous stimulation (‘‘shock’’) is the most commonly used
method in both physiological and behavioral experiments because our
knowledge of physics allows very precise measurement and control of the
stimulation. Also, at commonly used values, it directly activates the nociceptive/pain neuronal signal fibers called fast A fibers (which signal potential tissue damage) without any risk of tissue damage. These cutaneous
electrical shocks ‘‘fool’’ the nervous system into responding as if it were in
imminent danger of tissue damage, with the consequent activation of appropriate physiological, behavioral, and emotional systems to respond to
this threat. It is this ability to elicit these responses without any genuine
danger of tissue damage that has lead to the widespread use of electrical
shocks in the study of pain and its physiological, behavioral, and psychological consequences.
Electrical shocks mimic some natural sources of pain. For example, when
a strange rat intrudes into a colony of other rats, it is attacked and bitten.
Such attacked rats show a pattern of physiological and behavioral changes
that is exactly duplicated by subjecting a rat to a series of relatively brief
electric shocks over which the rat has no control, but without the tissue
injury inherent in the natural event. However, because studying pain often
requires producing pain in animals, ethical questions are raised.
Selected Bibliography. Bolles, R. C., and M. Fanselow, A Perceptual-DefensiveRecuperative Model of Fear and Pain, Behavioral and Brain Sciences 3 (1980): 291–
323; Gibson, R. H., Electrical Stimulation of Pain and Touch, in D. R. Kenshalo
(Ed.), The Skin Senses (Springfield, IL: Charles C. Thomas, 1968), 223–261; Kelley,
D. D., Central Representations of Pain and Analgesia, in E. Kandel and J. Schwartz
(Eds.), Principles of Neural Science, 2nd ed. (New York: Elsevier, 1985), 331–343;
Kitchell, R. L., H. H. Erickson, E. Carstens, and L. E. Davis (Eds.), Animal Pain:
Perception and Alleviation (Bethesda, MD: American Physiological Society, 1983); Liebeskind, J., and I. Paul, Psychological and Physiological Mechanisms of Pain, Annual
Review of Psychology 28 (1977): 41–60.
J. BRUCE OVERMIER
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Invertebrates and Pain
While most people assume that vertebrates (animals with backbones) perceive pain, the situation is not as clear for most invertebrates (animals without backbones). However, the common octopus, with its large central
nervous system and complex behaviors, has been given the benefit of the
doubt in Great Britain and is now protected under the Animals (Scientific
Procedures) Act of 1986.
Some argue that insects do not perceive pain but that it is difficult to be
certain. For example, some researchers argue that insects do not perceive
pain although they might still avoid some aversive stimuli. Others are also
uncertain about insect pain but believe that insects should be given the benefit of the doubt. The conclusion that insects do not perceive pain is based
on several lines of reasoning.
First, although insects have complex nervous systems, they lack the welldeveloped central processing mechanisms found in mammals and other vertebrates (and the octopus) that appear to be necessary to feel (perceive) pain.
Second, insects have apparently not been shown to have a nerve fiber system
equivalent to the nociceptive (pain) fibers found in mammals. However, this
does not mean that they do not have some nerve fibers that carry nociceptive
signals. Third, the behavior of insects when faced with noxious or harmful
stimuli can usually be explained as a startle or nociceptive protective reflex.
In some cases (for example, locusts being eaten by fellow locusts), insects
display no signs that the tissue damage that is occurring is aversive.
The conclusion that insects do not perceive pain appears to contradict the
claim that pain confers important survival advantages. However, simple nociceptor neural reflex loops (producing the startle reflex) that involve no pain
perception could confer sufficient evolutionary advantage in short-lived animals (like insects) that rely on a survival strategy involving the production
of very large numbers of individuals. If insects and most other invertebrates
do not perceive pain, this would be relevant for ethical systems that rely on
sentience as an important criterion of moral considerability.
Selected Bibliography. DeGrazia, D., and A. Rowan, Pain, Suffering, and Anxiety
in Animals and Humans, Theoretical Medicine 12 (1991): 193–211; Eisemann, C. H.,
W. K. Jorgensen, D. J. Merrit, M. J. Rice, B. W. Cribb, P. D. Webb, and M. P.
Zalucki, Do Insects Feel Pain? A Biological View, Experientia 40 (1984): 164–167;
Fiorito, G., Is There Pain in Invertebrates? Behavioral Processes 12 (1986): 383–386;
Lummis, S.C.R., GABA Receptors in Insects, Comparative Biochemistry and Physiology,
C 95 (1990): 1–8; Wells, M. J., Octopus (London: Chapman and Hall, 1978); Wigglesworth, V. B., Do Insects Feel Pain? Antenna 4 (1980): 8–9; Young, J. Z., The
Anatomy of the Nervous System of Octopus Vulgaris (Oxford: Clarendon Press, 1971);
Young, J. Z., The Organization of a Memory System, Proceedings of the Royal Society,
Series B 163 (1965): 285–320.
ANDREW N. ROWAN
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Invasiveness Scales
A major consideration in the justification of an animal experiment is how
much pain or suffering* the animal experiences. Among the questions to be
answered are the following: How sick or incapacitated is the animal as the
result of the experimental procedure? What is the duration and severity of
the pain or distress*? Will the normal health or mental state of the animal
be interfered with? What is the sum total of harms that will befall the animal? National policies of several countries require that the degree of animal
pain and distress be assessed as either minor, moderate, or severe. Classification systems are variously called ‘‘invasiveness scales,’’ ‘‘severity bandings,’’
or, colloquially, ‘‘pain scales.’’
Classifying pain and harm in animal experiments is of fairly recent origin.
In 1979, Sweden was the first country to adopt an invasiveness scale as national policy. Since then, several other countries have followed suit, including Canada, the Netherlands, Switzerland, Germany, Finland, Australia, and
the United Kingdom.
Despite years of effort by animal protectionists to get such a system
adopted, an invasiveness scale is not required by national policy in the
United States. However, a few American institutional animal care and use
committees (IACUCs)* do use it voluntarily in their review procedures. In
1987, an invasiveness scale was officially proposed by the U.S. Department
of Agriculture, but was dropped because of opposition from the biomedical
community. Opponents charged that such ranking is unworkable because it
is too difficult, and that classifying animal pain and suffering goes beyond
congressional intent. However, in 1996, the idea was revived, and this policy
reform is actively sought. The rationale for this reform is the belief that
assessment of the degree of animal pain and suffering is essential to judging
ethical acceptability.
Recognizing and evaluating animal pain involves assessment of many factors. A number of people have described species-specific signs of pain in rats,
rabbits, guinea pigs, dogs,* cats,* and monkeys. The signs include changes
in posture or appearance, vocalizing, temperament, depression, locomotion,
and immobility, as well as clinical signs in cardiovascular, respiratory, nervous, and musculoskeletal systems. A report of a United Kingdom working
group recommended that a scoring system be used that ranks various factors
such as whether or not the animal is conscious (see ANIMAL COGNITION, Conscious Experience of Animals) throughout the procedure; the
use of restraint (its duration and whether it is continuous or discontinuous);
tissue sensitivity; organ risk; mortality; level of pain; distress; deprivation of
normal physiological function or activity; and other factors. The higher the
combined score, the greater the severity. All of these indicators translate into
minor, moderate, or severe ranking and present a continuum, with no clear
dividing line between categories. However, over time, people who have stud-
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ied the animals’ responses to experimental procedures become fairly consistent in their judgments.
Invasiveness scales can guide the application of the Three Rs (see ALTERNATIVES TO ANIMAL EXPERIMENTS) when an investigator and
IACUC seek to modify a proposed protocol by reducing the invasiveness.
Sometimes modifications can lower the severity level from severe to moderate or from moderate to minor or to zero when a nonanimal model exists.
An invasiveness scale provides a conceptual basis for a policy on the use
of animals in education.* One proposal is to link the degree of permitted
invasiveness of a project with the educational level of the student. At the
primary- and secondary-school level, a vast array of projects are available to
teach the principles of biology that either use invertebrate species or that
use vertebrate animals in noninvasive ways. At this level, infliction of any
animal pain is not permissible. Only as their educational level advances (at
the college level) should students be permitted to conduct minimally invasive
vertebrate studies. At a later point in training, usually at the graduate-school
level, the goal of the experiment shifts from educational to the search for
new, significant knowledge. According to this view, only when the purpose
of the experiment is to seek new knowledge and the investigator is highly
trained should moderate levels of animal pain or suffering be permitted.
Even so, restrictions on the level of ‘‘permissible’’ pain and suffering are
needed. The following list summarizes different categories of invasiveness
of animal experiments used in the Netherlands.
Procedures Having Minor Effect on Animals
Simple blood sampling
Vaginal smear sampling
Force-feeding of innocuous substances
Taking of X-rays in unanesthetized animals
Killing without prior sedation
Terminal experiments under anesthesia
Procedures Having Moderate Effect on Animals
Frequent blood sampling
Insertion of indwelling cannulae or catheters
Immobilization or restraint (e.g., primate chairs, inhalation chamber)
Skin transplantation
Caesarian section
Recovery from anesthesia
Procedures Having Severe Effect on Animals
Total bleeding without anesthesia
Production of genetic defects, e.g., muscular dystrophy or haemophilia
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Prolonged deprivation of food, water, or sleep
Carcinogenicity research with tumor induction
Induction of convulsions
LD50 tests
Selected Bibliography. Laboratory Animal Science Association, Report of the
Working Party on ‘‘The Assessment and Control of the Severity of Scientific Procedures on Laboratory Animals,’’ Laboratory Animals 24 (1990): 97–130; Morton,
D. B., and P. H. M. Griffiths, Guidelines on the Recognition of Pain, Distress, and
Discomfort in Experimental Animals, and an Hypothesis for Assessment, Veterinary
Record 116 (April 20, 1985): 431–436; Orlans, F. B., In the Name of Science: Issues in
Responsible Animal Experimentation (New York: Oxford University Press, 1993), 118–
127; Orlans, F. B., Invasiveness Scales for Animal Pain and Distress, Lab Animal 25(6)
(June 1996): 23–25.
F. BARBARA ORLANS
PAINISM
‘‘Painism’’ is a term coined by Richard Ryder to describe the theory that
moral value is based upon the individual’s experience of pain,* that pain is
the only evil, and that the main moral objective is to reduce the pain of
others, particularly that of the maximum sufferer. Painism is not a speciesistic view (see SPECIESISM). Furthermore, painism applies as a universal
morality and not one limited only to certain areas of conduct such as the
treatment of nonhuman animals. The concept of painism has the advantage
of concentrating attention upon pain (suffering*). Ryder defines pain broadly
to include all negative experiences, all forms of suffering. He uses the words
‘‘painient’’ and ‘‘painism’’ to mean, respectively, having the capacity to feel
pain (and those possessing this capacity) and the principle that morality
should be based upon such a capacity.
Utilitarianism* is based upon the recognition of the importance of pain.
However, Ryder rejects the trading off of pains and pleasures between individuals that is a central feature of utilitarianism. Painism concentrates on
the conscious experience of individuals (see ANIMAL COGNITION, Conscious Experience of Animals). Ryder recognizes that his ethical theory is an
attempt to bring together different aspects of utilitarianism (its emphasis
upon pain) with the rights tradition (its emphasis upon the supreme importance of the individual). Pleasures are also to be taken into account, but
extremes of pain outweigh extremes of pleasure. Ryder agrees with the philosopher Jeremy Bentham that the morally important question is ‘‘Can they
suffer?’’ not ‘‘Can they reason?’’
The theory of painism has emerged from what was sometimes previously
termed ‘‘sentientism.’’* Andrew Linzey had used this term approvingly, while
John Rodman had attacked it on the grounds that it established too narrow
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a moral circle. Ryder eventually rejected ‘‘sentientism’’ in favor of ‘‘painism’’
on three grounds: (1) that ‘‘sentientism’’ might be deemed to refer to any
sort of feeling or sensation; (2) that ‘‘sentientism’’ and ‘‘sentient’’ were words
not popularly understood, whereas ‘‘painism’’ and ‘‘painient’’ could be easily
grasped and would thus be of greater use politically; and (3) that these words
usefully fill some significant gaps in the English language.
Selected Bibliography. Ryder, Richard D., Painism: Ethics, Animal Rights, and
Environmentalism (Cardiff: University of Wales, 1991); Ryder, Richard D., Painism:
The Ethics of Animal Rights and the Environment, in Animal Welfare and the Environment (London: Gerald Duckworth, 1992), 196–210; Ryder, Richard D., Animal
Revolution: Changing Attitudes towards Speciesism (Oxford: Basil Blackwell, 1989).
RICHARD D. RYDER
PESTICIDES. See GENETIC ENGINEERING.
PET THEFT
In the late 1940s and early 1950s, as government funding for biomedical
research increased, the demand for animals to use in research also grew.
Commercial breeders of dogs* and cats* were virtually nonexistent. To fill
the demand for dogs and cats, the research community turned to the city
pound or shelter* or to dealers who acquired animals from pounds or other
sources and then resold them to research facilities. This practice became
known as ‘‘pound seizure.’’
As controversial as pound seizure was, it was not as controversial as pet
theft. Unscrupulous individuals stole dogs and cats from suburban neighborhoods or rural farms. They found a large supply of free-roaming, unidentified pets and a huge demand from animal dealers who asked few
questions about the sources of the animals. The person who stole the animals
became known as a ‘‘buncher’’: He traveled around an area gathering up
‘‘bunches’’ of animals and then sold them to a dealer, who then sold them
to a research facility.
In the mid-1960s, the theft of pets for use in research became so prevalent
that Congress was asked to pass a law to stop the practice and to regulate
individuals who sold dogs and cats for research purposes. In 1966, Congress
passed the Research and Experimentation—Dogs and Cats Act, later to be
retitled the Laboratory Animal Welfare Act.* But the practice of stealing
animals for research or other purposes did not end. Attempts by Congress
in the late 1980s to revisit the issue brought a denial from the U.S. Department of Agriculture (USDA), the agency charged with enforcing the
Laboratory Animal Welfare Act, that there was still a problem. During the
hearing, representatives of the Humane Society of the United States
(HSUS),* the American Humane Association (AHA), and the Massachusetts
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Society for the Prevention of Cruelty to Animals (MSPCA) testified that
hundreds of animals had been stolen directly from their owners’ property
and sold for research purposes. Another illegal practice made known to the
House members at the hearing was theft by deception. In this common scam,
an unscrupulous individual responds to a ‘‘free to good home’’ ad and assures
the owner that the pet will be given a new home in the country. In reality,
the animal is sold immediately to a research supplier. In 1990, the Laboratory Animal Welfare Act was amended in a way that sought to cut off the
supply of stolen pets for research and experimentation, but the practice has
only slightly decreased by increasing pet owners’ awareness of the need to
protect their dogs and cats from thieves and those claiming to give them a
new home.
Auction sales and trade days have become another growing source for
stolen animals. Begun in the 1800s as a place for people to trade their
wares—trading a handmade quilt for a few chickens* or a plow for a cow
and a pig—these events were often a primary social gathering in the rural
southeastern and midwestern United States. Evolving in the mid-1900s to
become more of a giant flea market, they have now become a major transfer
point for stolen pets. Investigations conducted by many local and national
animal-protection organizations have uncovered thousands of illegally obtained dogs and cats being bought, sold, traded, and transferred hundreds
of miles from their homes through one or more of these events.
Attempts to regulate auction sales and trade days have generally failed.
The USDA, which questions whether stolen animals even move through
these events, has neither the personnel nor the authority to police each trade
day or auction sale. Further increasing the problem is the lack of authority
that local humane organizations or animal control personnel have in trying
to investigate these events.
Because many of the dealers who participate in trade days or auction sales
are federally licensed by the USDA, state and local law-enforcement authorities mistakenly believe that they also do not have the power to step in.
The USDA, however, has determined that state and local governments do
have the right to pass and enforce laws that are stronger than the federal
Laboratory Animal Welfare Act; in other words, federally licensed or registered facilities are not exempt from complying with state and local laws
simply because their facilities are also regulated under the Laboratory Animal Welfare Act.
Two bills to address the issue of trade in stolen animals were stalled in
the 104th Congress and died without any action taken. Another bill (H.R.
594) on the issue was filed in the 105th Congress. Sponsored by Congressmen Charles T. Canady (Republican–Florida) and George E. Brown (Democrat–California), the bill would abolish Class B dealers and seek to
accomplish what the original Laboratory Animal Welfare Act of 1966 sought
to do: end the practice of selling stolen pets for research purposes.
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Selected Bibliography. Animal Welfare Institute, Animals and Their Legal Rights:
A Survey of American Laws from 1641 to 1990, 4th ed. (Washington, DC: Animal
Welfare Institute, 1990), 74; Concentration Camp for Dogs, Life, February 4, 1966;
Dunn, Michael, Assistant Secretary, U.S. Department of Agriculture, correspondence
to the Humane Society of the United States, June 1996; U.S. House of Representatives, Committee on Agriculture, Subcommittee on Department Operations, Research, and Foreign Agriculture, Congressional Committee Hearing Record, September
28, 1988; U.S. Senate, Committee on Commerce, Senate Committee Hearing Record,
March 25 and 28 and May 25, 1966.
MARTHA ARMSTRONG
PETS. See COMPANION ANIMALS AND PETS.
PIGS
Domestic pigs are canny and sensitive animals, with strong urges to forage,
explore, and interact socially. These characteristics were inherited from their
ancestor, the Euro-Asian wild boar (Sus scrofa L.). Historically, pigs were
either herded in woods or housed in pens. In the Euro-American civilization,
they were always regarded with some scorn, which was probably often connected with rough treatment. Their way of life has been altered during the
last 50 years by intensive husbandry and selective breeding. Through selection for fast growth and high-yielding carcass characteristics, pigs became
heavier and more muscular, whereas the relative weight of bones and the
heart decreased. They are prone to overheating and heart failure in stressful
situations (see STRESS) and to leg problems, especially if they have little
exercise and/or when they are housed on slippery or rough slatted floors.
Breeding for fast growth also boosted pigs’ appetite. While growing pigs and
lactating sows can be fed to satiation, gestating sows cannot, because they
will get fat. Hence they must be kept in a permanent, even if only ‘‘subjective,’’ state of hunger.
Most pigs today are housed in barren environments that conflict with their
behavioral makeup. The most pressing problems are the following:
Absence of bedding. Straw, which in older housing systems provided dry
floor comfort, an outlet for exploratory and foraging activities, and a source
of dietary fiber, has disappeared from most piggeries (see PREFERENCE
AND MOTIVATION TESTING).
Restriction of movement. Almost all pregnant sows in North America and
many in Europe are confined in small crates. This, combined with hunger
and absence of bedding, leads to continual chewing on bars or other repetitive stereotypic behaviors (see STEREOTYPIES IN ANIMALS) and causes
constant stress, as revealed by elevated levels of corticosteroid (‘‘stress’’) hormones. Oral stereotypies could be reduced by a high-fiber diet, but this is
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rarely done. In small piglets, lack of space in small pens suppresses social
play, which may hamper normal development of their social skills.
Thermoregulation. For adult pigs, temperatures above 25⬚ C (77⬚ F) pose
a challenge, as they cannot sweat. In nature, they cool themselves by rolling
in mud (wallowing).
Body cleanliness. If space allows, pigs defecate and urinate in one location
and never lie in a fouled place. They are forced to do so, however, when
they are kept in groups of high spatial density or confined in crates.
Social behavior. When unfamiliar pigs meet, they perceive each other as
intruders, and intense fighting invariably begins. Numerous, although superficial, injuries are inflicted by biting. As confined spaces prevent the losing
individuals from fleeing, attacks last several days, with the losers becoming
distressed (see DISTRESS IN ANIMALS).
Farrowing and nursing. Hormonal changes preceding parturition prompt
the sow to seek a half-hidden place and build a nest. Almost all parturient
and lactating sows are housed in unbedded farrowing crates. The prevented
locomotion and nest-building efforts result in agitation, futile nest-building
movements, and elevated levels of the stress hormone cortisol.
Surgery on small piglets. The majority of piglets are subjected to tooth
trimming, tail trimming, and castration (males). No anesthesia is given.
Tooth trimming and tail trimming (see DOCKING) are performed to prevent damage to sow’s teats and to the littermates, and to prevent mutual tail
biting.
Weaning. While the natural age of weaning is 4 months, piglets are most
often weaned at 3 to 5 weeks. The method of weaning at 8 to 16 days, based
on strict hygiene and mandatory antibiotics in food, is becoming more common. However, weaning before 3 weeks of age causes intense distress reactions and disturbed behavior among the piglets, such as suckling-related
belly nosing and nibbling of agemates.
Human-swine interactions. Rough treatment, such as hitting, kicking, and
using pain-inflicting devices, makes pigs fearful of humans. They are then
difficult to handle, get easily excited, and produce less well in terms of
growth and reproduction.
Transport (see also TRANSPORTATION AND SLAUGHTER). Transportation is stressful to pigs. The strain may be severe or even fatal if pigs
also experience exposure to extreme temperatures; long durations without
water, food, and rest; mixing with alien pigs; overcrowding; and slippery
floors. Regulations concerning animal transport are being gradually imposed,
but unacceptable practices are still common.
Slaughter (see also TRANSPORTATION AND SLAUGHTER). Most
industrialized countries require instantaneous stunning of pigs before slaughtering. It is the preslaughter handling and housing of pigs rather than the
slaughter itself that causes considerable suffering because of its large scale,
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total anonymity, and the tendency among the personnel to depreciate the
suffering.
Selected Bibliography. Fraser, A. F., and D. M. Broom, Farm Animal Behaviour
and Welfare, 4th ed. (Wallingford: CAB International, 1993); Grandin, T. (Ed.), Livestock Handling and Transport (Wallingford: CAB International, 1993); Phillips, C.,
and D. Piggins (Eds.), Farm Animals and the Environment (Wallingford: CAB International, 1992); Recommended Code of Practice for Care and Handling of Pigs,
Publication 1771/E, Agriculture Canada, Ottawa, 1984; Sainsbury, D., Farm Animal
Welfare: Cattle, Pigs, and Poultry (London: Collins, 1986).
MAREK ŠPINKA
PITTMAN-ROBERTSON ACT. See HUNTING.
PLUTARCH
Plutarch (c. 46–c. 120) was a Greek philosopher famous for his Lives. His
defense of the Pythagorean diet led him to expound the philosophical basis
of vegetarianism.* Instead of asking why vegetarians abstain from meat, we
should ask why flesh eaters consume animals: ‘‘For the sake of a little flesh
we deprive them of sun, of light, of the duration of life to which they are
entitled by birth and being’’ (Moralia, 535–579; Magel, Keyguide, 72). His
other essays, ‘‘Whether Land or Sea Animals Are Cleverer’’ (Moralia, 309–
479) and ‘‘Beasts Are Rational’’ (Moralia, 487–533), defend animal intelligence, their ties of kinship with humans, and especially their right to be
treated justly.
Selected Bibliography. Magel, Charles, Keyguide to Information Sources in Animal
Rights (London: Mansell Publishing; Jefferson, NC: McFarland and Company, 1989);
Martinengo-Cesaresco, Evelyn, Plutarch the Humane, in The Place of Animals in
Human Thought (London: T. Fisher Unwin, 1909); Plutarch, Moralia, trans. by H.
Cherniss and W. C. Helmbold (London: William Heinemann; Cambridge, MA:
Harvard University Press, 1968); Plutarch, On Eating Flesh [extracts], in Tom Regan
and Peter Singer (Eds.), Animal Rights and Human Obligations, 1st ed. (Englewood
Cliffs, NJ: Prentice-Hall International, 1976), 111–117; Sorabji, Richard, Animal
Minds and Human Morals: The Origins of the Western Debate (London: Duckworth,
1993); Tsekourakis, D., Pythagoreanism or Platonism and Ancient Medicine? The
Reasons for Vegetarianism in Plutarch’s Moralia, in Aufstieg und Niedergang der Römischen Welt, 2.36.1., 366–393.
ANDREW LINZEY
POLYISM
Polyism is a term used to describe the failure to care for or empathize
with animal suffering (see EMPATHY FOR ANIMALS) because of the large
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numbers involved, in contrast with the situation when only a few members
of that species may be in a similar environment. Very often it is associated
with the difficulty or impracticality of doing anything else—allowing fish*
to die on the decks of trawlers due to being unable to absorb oxygen from
air, or tolerating lameness, fractured limbs, and death* in the intensive farming (see FACTORY FARMING) of broiler chickens* kept in sheds in tens
of thousands.
DAVID B. MORTON
PORPHYRY
Porphyry (232–309) was perhaps the strongest animal advocate in the
Greek world. A devoted pupil of Plotinus, he wrote influential commentaries
on Plato, Plotinus, and Aristotle. His work On Abstinence from Animal Food
attacks not only animal sacrifice and meat eating but also culling animals,
maintaining that such action is unnecessary because nature is a selfregulating system. Like Theophrastus* and Plutarch,* he rejected the denial
of animal rationality and their kinship with us that were features of Aristotle’s philosophy. In Against the Christians, of which only fragments survive,
he argues that Jesus was ‘‘not much of a saviour’’ since he allowed the swine
to plunge over the cliff to their death (commentary on Matthew 8:28–34;
Sorabji, Animal Minds, 181), though by endorsing Christianity’s preference
for spiritual, rather than blood, sacrifice, he confirms that the early church
rejected animal sacrifice. For Porphyry, God was a spiritual being who could
only be properly worshipped through spiritual sacrifices.
Selected Bibliography. Porphyry, Abstinence from Animal Food, ed. Esme WynneTyson, trans. T. Taylor (London: Centaur Press, 1965); Sorabji, Richard, Animal
Minds and Human Morals: The Origins of the Western Debate (London: Duckworth,
1993).
ANDREW LINZEY
POULTRY. See CHICKENS.
PREDATION
Predation refers to animals killing other animals for food. Most animal
rights* philosophers argue that humans should stop being predators; they
claim that we have a moral obligation to become vegetarians (see VEGETARIANISM). Questions that arise relate to other animal predators: Is there
a moral obligation for them to stop preying on other animals, and is there
a moral obligation for humans to interfere with other animal predators?
There are two lines of reasoning that lead to the conclusion that, like
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humans, other animals should not be predators. First, the animals who are
killed for food suffer both the fear of being hunted and the pain* of being
killed, often in gruesome ways. These animals also suffer the loss of the rest
of their lives, which could have been happy lives. Since one of the basic goals
of one view of morality (see UTILITARIANISM) is to reduce suffering* and
increase happiness, the world would be a morally better place without predation.
The second line of reasoning to this conclusion starts from the idea that,
like humans, animals have a right to life. It would be wrong to kill humans
for food, because that would violate their right to life. Similarly, a rabbit’s
or a gazelle’s right to life is violated when it is killed for food by a fox or a
lion. Violations of rights are morally very serious matters; they should not
happen. Thus predation should stop.
Both of these lines of reasoning have been put forward in attempts to
discredit animal rights* philosophy. A standard way of discrediting a proposal
is to show that following it would lead to an absurd conclusion. Since the
organization of nature depends on one thing living by killing another, including some animals preying on others, the idea that this process involves
a violation of rights or is otherwise fundamentally immoral and should be
stopped is an absurd idea for many people, including most, if not all, animal
rights advocates. Consequently, these advocates have responded to the two
arguments that animals should not be predators by attempting to show that
the absurd conclusion does not follow from animal rights principles. They
have made the following two counterarguments.
First, it is argued that animal rights principles concern only how humans
should treat animals; they do not concern how nonhuman animals should
treat each other. Ideas of moral rights and obligations arise only in situations
where there are beings who can recognize rights and obligations and regulate
their behavior accordingly—they are moral agents (see MORAL AGENCY
AND ANIMALS). However, it can be argued that although foxes cannot
recognize the rights of rabbits, humans can, and since we know that foxes
kill rabbits, the situation is not limited to just those nonhuman animals. The
situation is like the obligation adults have to prevent young children from
being cruel to animals. Young children cannot recognize moral rights and
obligations; nonetheless, it is still wrong for them to torment and kill rabbits.
Adults who see what the children are doing should step in to protect rabbits
from being killed by the children. Similarly, humans can have an obligation
to protect rabbits from being killed by foxes, even though the foxes cannot
understand moral concepts.
The second counterargument is stronger. Stopping predation would not
reduce suffering and increase happiness. The only way to stop predation
would be to kill all the predators. Also, the populations of many animals
previously killed by predators would then increase dramatically. These extra
animals would then die of disease and starvation; thus they would suffer.
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277
Consequently, although animals suffer pain and loss when they are killed by
other animals, that is a lesser evil than would occur if we were to try to
prevent predation.
Since most, but not all, humans can live on a vegetarian diet, we can
eliminate the suffering and death caused by most human predation. However, the natural order is not one that can exist without suffering and death.
Most predation by nonhuman animals is necessary for the survival of life on
earth, and so it cannot be eliminated.
Selected Bibliography. Callicott, J. Baird, Animal Liberation: A Triangular Affair,
in In Defense of the Land Ethic (Albany: State University of New York Press, 1989);
Rollin, Bernard, Must We Police Creation? and Don’t Animals Kill Each Other? in
Animal Rights and Human Morality (Buffalo, NY: Prometheus Books, 1981); Rolston,
Holmes, III, Values Gone Wild, in Philosophy Gone Wild (Buffalo, NY: Prometheus
Books, 1986); Salt, Henry S., Animals’ Rights (London: George Bell and Sons, 1892);
Sapontzis, S. F., Saving the Rabbit from the Fox, in Morals, Reason, and Animals
(Philadelphia: Temple University Press, 1987).
STEVE F. SAPONTZIS
Nonrightist’s View
A major issue with which animal rightists (see ANIMAL RIGHTS) have
difficulty is the ubiquitous torture inflicted by predators, especially when
large mammals kill animals that can be regarded as attractive. Witnessing
the pain* of these animals can be disturbing. With insects, such as ants killing
a beetle, the predation can be regarded as instinctive and as involving little
in the way of pain. When an owl or a fox chomps on a mouse, they can be
seen as providing control over what could otherwise be a disastrous overpopulation of vermin.
Animal rightists seem to find it difficult to support enthusiastically the
efforts of government and other agencies that result in increasing the number of those predators that are listed as endangered species.* These wolves,
condors, chimpanzees,* lions, and the like exact grisly tolls. It seems a reasonable question to ask how one can argue for a universal reducing of the
pain of animals when so much of it is engendered by the activities of animal
predators. Of course, wild animals can suffer from diseases and die of starvation before becoming prey or carrion, but animal rightists have been
known to ignore the fact that predation is prevalent in the activities of many
animals.
It would also not make sense to claim that human beings have none of
the propensities of predatory primates; the story of civilization is, to no small
extent, about how society has developed means of coping with homicidal
tendencies, and we still have much to do with regard to our problems of
war and crime. How society is to regard animal life involves the use of a
principle that we are capable of appreciating fear,* pain, or suffering* of large
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captive animals and have been ready to carefully develop protective regulations so as to avoid the cruelty. But it is important to deal with the matter
selectively: for instance, we do not discourage bloody surgery because so
many people would find it revolting to watch, nor do we engage in criticism
of the use of animal skins by Eskimos living in cold climates. The killing of
microbes is an important human activity. There have been unbridled attacks
on furriers and gastronomes who have been spitefully harassed because some
do not approve of their uses of animals.
Many rightists believe that they have developed a workable theme that
includes care for almost every living nonhuman creature. They have to blind
themselves to the wide range of predatory activity going on all the time
around us on earth. They do not approve of hunting,* no matter how circumspect. There are those who believe every sentient (see SENTIENTISM)
organism should have rights as humans do. Some leave the impression that
they would rather have starving people die than be granted approval to eat
an animal. A prescription that might help reorient some animal rightists and
might even help them think kindly about the selective use of animals by
human beings is to ponder the reality of predation and how it kills the
generalized animal rights theme.
Selected Bibliography. Davis, H., and D. Balfour (Eds.), The Inevitable Bond (New
York: Cambridge University Press, 1992); Kerasote, T., Bloodties: Nature, Culture,
and the Hunt (New York: Random House, 1993); Lansdell, H., Laboratory Animals
Need Only Humane Treatment: Animal ‘‘Rights’’ May Debase Human Rights, International Journal of Neuroscience 42 (1988): 169–178; Lansdell, H., The Three Rs:
A Restrictive and Refutable Rigmarole, Ethics and Behavior 3 (1993): 177–185; Lutherer, L. O., and M. S. Simon, Targeted: The Anatomy of an Animal Rights Attack (Norman: University of Oklahoma Press, 1992); Marquardt, K., AnimalScam: The Beastly
Abuse of Human Rights (Washington, DC: Regnery Gateway, 1993); Pluhar, E. B.,
Beyond Prejudice: The Moral Significance of Human and Nonhuman Animals (Durham,
NC: Duke University Press, 1995); Rollin, B. E., Animal Rights and Human Morality
(Buffalo, NY: Prometheus Books, 1981); Rowan, A. N., and B. E. Rollin, Animal
Research—For and Against: A Philosophical, Social, and Historical Perspective, Perspectives in Biology and Medicine 27 (1983): 1–17.
HERBERT LANSDELL
PREFERENCE AND MOTIVATION TESTING
In a preference test, experimenters give animals a choice of two or more
different options or environments and then monitor the animals’ behavior
to determine which alternative they select. Preference testing has been used
in many ways in animal welfare* research. Animals’ preferences have been
established for air temperature, for type and level of light, and for common
materials used in cage or pen design. The methods have also been used to
assess how strongly animals seek to avoid aspects of animal handling such
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279
Preference and Motivation Testing: A preference experiment in which pigs were
given free access to two pens, one with a bare concrete floor and one bedded in
straw. Photo courtesy of the Department of Agriculture and Agri-Food Canada,
Government of Canada.
as noise, vibration, and various forms of restraint. Such knowledge has allowed more effective design of animal housing and handling equipment.
On the surface, determining the preferences of animals seems like a simple
task, but the simplicity is more apparent than real. For example, the preference of pigs* for straw-bedded pens turns out to be remarkably complex.
Pigs strongly prefer straw when they are actively foraging; they are indifferent to straw when they are using a food or water dispenser; and they
either select or avoid a bedded floor as a resting area depending on whether
the environment is cool or warm. Furthermore, mature sows take a sudden
interest in straw when they are building a nest just before giving birth. To
characterize the animals’ preferences, we need a comprehensive study that
asks how this preference varies with the animal’s age, reproductive state, and
ongoing behavior and with fluctuations in the environment.
Experiments also need to identify how animals’ preferences are affected
by their previous experience. In the short term, animals may show a temporary avoidance of, or attraction to, novel options; these temporary reactions should not be used to infer longer-term preferences.
Various methods have been used to assess the strength of an animal’s
preferences or its degree of motivation to obtain the preferred option. In
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some experiments, animals are trained to press a lever or peck a key to obtain
a reward such as a larger cage or access to social companions; then the
‘‘price’’ can be increased by requiring more and more lever presses for the
same reward. This method can be used to compare, for example, the animal’s
motivation for a larger cage versus its motivation to eat or drink. In other
experiments, animals have been required to push against a weighted door to
gain access to a preferred cage. This method literally measures how much
effort they will expend to obtain a given reward.
In using preference research to asses and improve animal welfare, we normally assume that animals will prefer those environments or options that
promote their health and psychological well-being.* This is often true, but
there are exceptions. For example, many fish* species avoid being harmed
by aquatic pollutants such as copper simply by swimming away from contaminated water, but the same species may fail to avoid other contaminants
such as phenol even at levels that cause serious damage or death. Problems
may also arise if a choice requires a level or type of cognitive ability that the
animal does not possess (see ANIMAL COGNITION). We cannot, for example, expect animals to weigh up the short-term and long-term benefits of
making a particular choice.
Because they seem intuitively simple, preference tests are potentially very
influential. As noted by Ian Duncan in a criticism of some of the early preference testing, the argument that the animal itself prefers a given option is
very convincing in public discussion of animal welfare. It is important,
therefore, that animal welfare scientists ensure that preference-testing methods are used and interpreted appropriately so that misleading conclusions
are avoided.
Selected Bibliography. Dawkins, M. S., Animal Suffering (London: Chapman and
Hall, 1980); Dawkins, M. S., From an Animal’s Point of View: Motivation, Fitness,
and Animal Welfare, Behavioral and Brain Sciences 13 (1990): 1–61; Duncan, I. J. H.,
The Interpretation of Preference Tests in Animal Behavior, Applied Animal Ethology
4 (1978): 197–200; Duncan, I. J. H., Measuring Preferences and the Strength of Preferences, Poultry Science 71 (1992): 658–663; Fraser, D., Preference and Motivational
Testing to Improve Animal Well-being, Lab Animal 25 (1996): 27–31.
DAVID FRASER
PRIMATT, HUMPHRY
Humphry Primatt (c. 1725– c. 1780) was an 18th-century divine and historically influential zoophile. His work The Duty of Mercy and the Sin of
Cruelty to Brute Animals (1776) is the first systematic theology of the status
of animals using arguments derived from reason and revelation. Of particular
significance is his anticipation of the modern argument for equal consideration of interests based on sentiency (see SENTIENTISM). ‘‘Pain is pain,
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whether it be inflicted on man or on beast; and the creature that suffers it,
whether man or beast, being sensible of it whilst it lasts, suffers evil’’ (1992
edition, 21). Also significant is his sophisticated theological interpretation of
the generosity of God as the basis for human moral generosity toward animals (see GENEROSITY PARADIGM). Primatt was an inspiration to Arthur Broome,* who founded the first society for the prevention of cruelty
to animals in 1824 and who published an abridged edition of Primatt’s work
in 1831. Primatt served various churches in Suffolk and Norfolk and became
doctor of divinity at Aberdeen University in 1773. The Duty of Mercy is
presumably based on his doctoral dissertation and is his only known work.
Selected Bibliography. Primatt, Humphry, The Duty of Mercy and the Sin of Cruelty to Brute Animals, 2nd rev. ed. by Arthur Broome (Edinburgh: T. Constable,
1832).
ANDREW LINZEY
Q
QUALITY OF LIFE. See WELL-BEING OF ANIMALS.
R
REGULATION 3254/91. See TRAPPING.
RELIGION AND ANIMALS
Animal Theology
Animal theology relates Christian thinking to contemporary debates about
the status and rights of the nonhuman animals (see ANIMAL RIGHTS). It
seeks to address and redress the failure of historical theology to take seriously
alternative insights that lie largely silent within the Christian tradition (see
RELIGION AND ANIMALS, Christianity). Systematic theology has
largely proceeded on the basis of the virtual nonexistence of animals. Historically, animals have been the outcasts of theology, defined as beings with
no mind, reason, immortal soul, or moral status (see MORAL STANDING
OF ANIMALS). Basic questions about their status and significance have
simply not been addressed. The question raised by animal theology is
whether Christian doctrine is necessarily speciesist (see SPECIESISM) and
whether it can incorporate animal-centered concerns into mainstream thinking. Modern theologians argue variously that even conservative theological
understandings can be enhanced and deepened by the adoption and development of these insights.
In terms of traditional doctrine, there are three main areas. The first is
creation. Much theological emphasis has been laid on the special creation of
humans to the detriment of the nonhumans. But the ‘‘specialness’’ of humanity in creation can be read another way: as support for the special role
of humanity in looking after the world, not as the master but as the servant
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species. The second is incarnation. Traditional doctrine affirms that God
became human in the person of Jesus Christ. While this is frequently taken
as a vindication of human uniqueness, some church fathers have argued that
the incarnation is the raising up of all fleshly substance (ousia) to be with
God: the Word becoming flesh affirms all flesh, animal and human. The
third is redemption. While much traditional interpretation excludes animals
directly or indirectly from the sphere of God’s redemptive purposes, it can
be argued that notions of ultimate justice specifically require animal immortality (see RELIGION AND ANIMALS, Theodicy). Viewed from this
threefold perspective, God creates, unites, and redeems all living beings, and
the focus of this divine work is not just the human species but specifically
sentient (see SENTIENTISM), fleshly creatures.
Apart from the plausibility of these reinterpretations, there is one reason
why theology needs to take animals more seriously. It lies in the traditional
claim that the Logos is the source of all life, because if so, it must follow that
a theology based on the Logos must be able to render an account not just of
the human species but the entire created universe. In other words, the implicit promise of traditional theology is that it will deliver us from humanocentricity (see ANTHROPOCENTRISM).
Selected Bibliography. Linzey, Andrew, Animal Theology (London: SCM Press;
Urbana: University of Illinois Press, 1995); Linzey, Andrew, Christianity and the Rights
of Animals (London: SPCK; New York: Crossroad, 1987); McDaniel, Jay B., Of God
and Pelicans: A Theology of Reverence for Life (Louisville: Westminster/John Knox
Press, 1989); Pinches, Charles, and Jay B. McDaniel (Eds.), Good News for Animals?
Christian Approaches to Animal Well-being (Maryknoll, NY: Orbis Books, 1993); Webb,
Steve, Pet Theories: A Theology of Animal Passion (New York: Oxford University Press,
1997).
ANDREW LINZEY
Buddhism
The Buddhist tradition is a varied series of religious phenomena, and few
valid generalizations are possible. Attitudes toward other animals, however,
are one of the few areas where generalizations can be made. Generally the
Buddhist tradition was unconcerned with any systematic exploration of the
physical world, including the realities of other animals. It accepted most of
the views of other animals that were important in the cultures and subcultures where Buddhism developed.
At its core Buddhism is a salvation-like concern (usually referred to as
‘‘liberation’’) for the individual. Theoretically, each individual Buddhist attempts to discover about himself or herself the basic features of existence
experienced by Gotama, the historical Buddha of the 5th or 6th century
before the current era (B.C.E.). The core of this experience was that each
living being has, in the end, no lasting self. Similarly, there is no lasting
deity or creator of the earth. Instead, all is in process and subject to change.
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The unifying elements in the tradition are (1) reverence of some kind for
Gotama and (2) a strong, consistent, hermitlike tradition that adheres to
time-honored rules of conduct. It is this tradition that has provided a relative
unity and stability in the moral code.
The Buddhist monastic code (known as the Vinaya) reveals that early Buddhists accepted the view that all animals other than humans belong to one
realm that is lower than that of human beings. Yet it is clear that Buddhists
did not know other animals well despite their claim that all nonhuman animals, from the simplest of karmic forms on up to the most complex such
as the large-brained social mammals, form a single kingdom that does not
include humans. As noted later, the tradition displayed poor awareness of
the elaborate realities of the lives of other animals, lumping them together
in a group below humans in the hierarchy of the universe.
In one very important way, however, Buddhism was clearly revolutionary
with regard to the moral significance of other animals, for Buddhism, along
with Jainism (see RELIGION AND ANIMALS, Jainism), was important in
opposing the sacrifice* of other animals that was part of the brahminical
tradition in India. Similarly, the tradition spread important precepts, or
moral undertakings, that affirmed that killing other sentient beings was a
violation of the most basic moral norms of the universe. The first precept
in the tradition is ‘‘I undertake to abstain from the destruction of life.’’ This
is an ethical commitment that the tradition has from its very beginnings
identified as part of the core of religious living. Society for a Buddhist, then,
is not to be taken in the narrow sense of human society, but in a broader
sense of a community comprising all living or sentient beings.
There is another, less favorable side to the Buddhist view of other animals,
however. The way in which early Buddhists talked about other animals reveals that they thought about them in rather negative ways. For Buddhists,
any animal other than a human was in an inferior position and could, if it
lived a perfect life, be reborn as a human. This reliance on reincarnation as
an explanation of the justice of the present state of any being also functioned
as a justification of many of the social divisions of the day, although Gotama
resisted the notion that humans in the lower social divisions were less important than high-status individuals. But rich humans were deemed to have
been rewarded for past good deeds, and lame, stupid, and unfortunate humans were deemed to be paying for past bad acts. Below even the most
unfortunate and morally corrupt humans were all other animals.
The Buddhist tradition’s attitude toward uses of other animals reveals
these same hierarchical notions of life. Elephants, whose natural history was
poorly known by Buddhists, were used with Buddhist approval. Indeed,
Gotama himself understood that use of elephants was a morally based reward. Rich humans were entitled to ride around on elephants, having lived
past lives in such a way as to justly deserve this reward. Sadly, the Buddhist
scriptures contain many indications that elephants suffered during captivity,
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being deprived of their naturally complex social lives with other elephants
(see CIRCUSES AND CIRCUS ELEPHANTS).
Selected Bibliography. Chalmers, R. (Trans.), Further Dialogues of the Buddha
(Translated from the Pali of the Majjhima Nikaaya), 2 vols., Sacred Books of the Buddhists series, 5 and 6 (London: Humphrey Milford/Oxford University Press, 1926–
1927); Gombrich, Richard, The Buddhist Way, in Heinz Bechert and Richard
Gombrich (Eds.), The World of Buddhism: Buddhist Monks and Nuns in Society and
Culture (London: Thames and Hudson, 1991), 9–14; Gombrich, Richard, Theravada
Buddhism: A Social History from Ancient Benares to Modern Colombo (London and New
York: Routledge, 1988); Keown, Damien, Buddhism and Bioethics (London: Macmillan; New York: St. Martin’s Press, 1995); Keown, Damien, The Nature of Buddhist
Ethics (London: Macmillan, 1992); Schmithausen, Lambert, Buddhism and Nature: The
Lecture Delivered on the Occasion of the EXPO 1990: An Enlarged Version with Notes
(Tokyo: International Institute for Buddhist Studies, 1991); Story, Francis, The Place
of Animals in Buddhism (Kandy, Ceylon: Buddhist Publication Society, 1964); Waldau,
Paul, Buddhism and Animal Rights, in Damien Keown (Ed.), Buddhism and Contemporary Issues (Oxford: Oxford University Press, 1997); Williams, Paul, Mahayana Buddhism: The Doctrinal Foundations (London and New York: Routledge, 1994).
PAUL WALDAU
Christianity
Many of the important ideas that have governed our understanding and
treatment of animals arise from Christian and Jewish (see RELIGION AND
ANIMALS, Judaism) sources or from reaction to, development of, or opposition to them. Many zoophiles (animal lovers or, more broadly, those
who care for animals) maintain that Christian indifference has been one of
the main causes of the low status of animals. Within the Christian tradition
in almost every period of history there were both strong negative and positive ideas and attitudes toward animals (see ATTITUDES TOWARD ANIMALS, Pre-Christian Attitudes, Changing Attitudes throughout History).
Though it is true that largely negative ideas have predominated, it would be
false to suppose that subtraditions have not sustained alternative viewpoints
and sometimes radical ones.
There are three major negative tendencies. The first may be called instrumentalism, the view that animals are here for human use. St. Thomas
Aquinas, interpreting Aristotle, held that in the created hierarchy that God
had made animals were the intellectual inferiors of humans and were made
essentially for human use. According to this view, the purpose of animals
was primarily, if not exclusively, for the service of human subjects.
Second, and allied to instrumentalism, there has been a consistent humanocentricity (see ANTHROPOCENTRISM) that has effectively defined
animals out of the moral picture. This has been achieved largely through
the emphasis upon certain perceived differences between humans and animals. Animals are judged as beings with no reason or immortal soul and
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incapable of friendship with human subjects. From this it has been deduced
that humans have no direct duties to animals because they are not moral
subjects of worth in themselves. Many contemporary secular theories, for
example, contractualism, owe their origin to this developing Scholastic view
that animals do not form part of a moral community with human beings.
The third tendency may be described as dualism—the way Western culture has made distinctions and separations between, for example, the rational
and nonrational, flesh and spirit, and mind and matter. Animals are still
viewed as being on the wrong side of these desirable attributes, the most
important of which has been rationality. As Scholastic philosophy and theology began to stress the centrality of rational intellect (and since it was
almost universally accepted that animals had none), it followed that animals
had no moral status. Rationality became, and in many ways still is, the key
to moral significance (see MORAL STANDING OF ANIMALS).
But in order to see the broader picture, we need to set alongside these
negative tendencies a range of positive insights, many of which are clearly
biblical in origin. Three are presented here. The first centers on the notion
of ‘‘dominion’’ found in Genesis 1:28 (see DOMINIONISM). Although dominion has often been interpreted as little less than tyranny, in original
context it meant that humans had a God-given responsibility to care for the
earth (confirmed by the fact that the subsequent verses command a vegetarian diet and envisage a world in Sabbath harmony). A rival interpretation of
dominion as ‘‘stewardship’’ or responsibility can be traced back to the earliest
Christian writers and came to the fore in the emergence of 18th- and 19thcentury zoophily. The second concerns the notion of ‘‘covenant’’ found in
Genesis 9. Against the prevailing notion that humans and animals are utterly
separate, the idea of God’s covenant with all living creatures kept alive the
sense of a wider kinship. The third positive insight is preserved in the notion
of moral generosity (see GENEROSITY PARADIGM), which came to
prominence in the emergence of humanitarian movements of the 19th century. According to this perspective, we owe animals charity, benevolence,
and merciful treatment. Cruelty* was judged incompatible with Christian
discipleship: to act cruelly, or even to kill wantonly, was ungenerous, a practical sign of ingratitude to the Creator (see BROOME, ARTHUR;
PRIMATT, HUMPHRY; SHAFTESBURY). The Christian tradition,
which had in many ways supported, defended, and provided the ideological
justification for the abuse of animals in previous centuries, came to spearhead
a new movement for animal protection.
Selected Bibliography. Clarke, P. A. B., and Andrew Linzey (Eds.), Political Theory and Animal Rights (London and Winchester, MA: Pluto Press, 1990); Gunton,
Colin E., Christ and Creation: The Didsbury Lectures (London: Paternoster Press,
1992); Joranson, Philip N., and Ken Butigan (Eds.), Cry of the Environment: Rebuilding
the Christian Creation Tradition (Santa Fe: Bear and Company, 1984); Linzey, Andrew,
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Christianity and the Rights of Animals (London: SPCK; New York: Crossroad, 1987);
Linzey, Andrew, and Dan Cohn-Sherbok, Celebrating Animals in Judaism and Christianity (London: Cassell, 1997); Linzey, Andrew, and Tom Regan (Eds.), Animals and
Christianity: A Book of Readings (London: SPCK, 1989; New York; Crossroad, 1989);
Murray, Robert, The Cosmic Covenant: Biblical Themes of Justice, Peace, and the Integrity
of Creation (London: Sheed and Ward, 1992); Santmire, H. Paul, The Travail of
Nature: The Ambiguous Ecological Promise of Christian Theology (Philadelphia: Fortress
Press, 1985); Thomas, Keith, Man and the Natural World: A History of the Modern
Sensibility (New York: Pantheon Books, 1983).
ANDREW LINZEY
Disensoulment
Disensoulment is the stripping away of the spirit powers or souls of animals and of the sanctity of the living world. This process occurred over the
centuries as early herders and farmers intensively exploited animals and nature and needed new myths and other psychic levers to resolve their very
old beliefs in animals as First Beings, teachers, tribal ancestors, and the souls
of the living world (see ANIMAL PRESENCE).
In the ancient Middle East, the cradle of Western culture, where animal
husbandry was the key to nation and wealth building, agrarian societies invented misothery* and other ideas that aided the debasement of animals.
There, the builders of the bustling city-states preached misothery in their
arts and in their rising, new agrarian religions. In these, the essential message
was to debase animals and nature and to elevate human beings over them.
The effect, spiritually speaking, was to turn the world upside down: before
domestication,* the powerful souls or supernaturals (or ‘‘gods’’) were animals, and primal people looked up to them; after domestication, the gods
were ‘‘humanoid,’’ and people looked down on animals. In primal culture,
all beings had souls, of which the greatest was the tribe’s totem animal; in
agriculture, humans alone have souls, and god is in human form. Animalusing agrarians stripped animals of their souls and powers and put them in
what they perceived to be their proper place: far beneath—and in the service
of—humankind.
Selected Bibliography. Campbell, Joseph, The Way of the Seeded Earth, vol. 2 of
Historical Atlas of World Mythology (San Francisco: Harper and Row, 1988); Eisler,
Riane, The Chalice and the Blade (San Francisco: Harper and Row, 1987); Fisher,
Elizabeth, Woman’s Creation (Garden City, NY: Anchor Press/Doubleday, 1979);
Lerner, Gerda, The Creation of Patriarchy (New York: Oxford University Press, 1986).
JIM MASON
Hinduism
Hinduism, the oldest of the major religious traditions, is not a single religion, but an umbrella under which one finds very different kinds of beliefs. These include, among others, Vaishnavism, Shaivism, Shaaktism, and
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Tantrism, each of which in turn is a complex religious tradition that has
many forms of its own. The term ‘‘Hinduism’’ was coined by European
scholars in the 19th century as a description of native beliefs, other than
Buddhism and Islam (see RELIGION AND ANIMALS, Buddhism, Islam),
that occurred in the Indian subcontinent. These beliefs are internally diverse,
such that nontheistic beliefs coexist with theistic and devotional beliefs.
In Hinduism there is no single view of other animals. The different views
are dominated by two general beliefs that govern the ways in which other
animals are conceived. First, human beings, though recognized to be in a
continuum (see CONTINUITY) with other animals, are considered the
model of what biological life should be. A corollary of this first belief is the
claim that the status ‘‘human’’ is far above the status of any other animal.
The second general belief is that any living being’s current position in the
cycle of life (created by repeated incarnations) is determined by the strict
law of karma. Belief in reincarnation is the hallmark of most, though not
all, Hindus’ beliefs. These two beliefs have resulted in other animals being
viewed with uncertainty. Positively, other animals have been understood to
have souls just as do humans. Negatively, they have been understood to be
inferior to any human, a corollary of which is the belief that the existence
of other animals must be particularly unhappy, at least compared to human
existence.
Importantly, humans are by no means considered equal to one another in
classical Hinduism, for according to the sanatana dharma (the eternal law or
moral structure of the universe) men are not born equal. Like other animals,
they are born into that station in life for which their past karma has fitted
them. Inequalities required by the social system are not viewed as unjust;
rather, they are simply the result of good or bad deeds performed in former
lives. A common claim is that those who act morally are assured of a good
rebirth in higher social classes, while wrongdoers are assured of being reborn
into the wombs of outcasts or, worse yet, a nonhuman animal.
Despite all this, the tradition has often exhibited great sensitivity to other
animals. In the Srima Bhagavantam, the believer is told, ‘‘One should treat
animals such as deer, camels, asses, monkeys, snakes, birds and flies exactly
like one’s own children’’ (7.14.9; Prime, 51). A contemporary Hindu who is
an environmental ethicist argues, ‘‘All lives, human or nonhuman, are of
equal value and all have the same right to existence’’ (Dwivedi, 203). More
generally, the economics of village life in India provide many examples of
coexistence with other animals and environmentally sensitive ways of living.
The tradition has vast sources, and some do support the view that humans
have no special privilege or authority over other creatures, but instead have
more obligations. This argument relies on the belief that many Hindu deities, such as Rama and Krishna (closely associated with monkeys and cows,
respectively), have been incarnated as other animals. In addition, the deities
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worshipped in India include Ganesh, an elephant-headed god, and Hanuman, the monkey god.
This sensitive side in Hindus’ awareness of other animals is often symbolized by the image of sacred cows wandering the streets of India unmolested and free; yet the realities for animals in Hindu societies have been
and continue to be far more complicated. The traditional respect for other
animals has been affected greatly by economic factors that inhibit transmission of ancient values that encourage respect for other animals. Nowadays,
the pace of modern development is leaving behind the strong emphasis that
almost all Hindu scriptures place on the notion that benefits can be received
by not killing or harming other animals. Thus, while there is throughout
the Hindu tradition a culturally significant sense of the continuity of all life,
the already-pronounced sense of discontinuity between humans and all other
animals threatens to change for the worse.
One important ancient form of the tradition (sometimes known as brahminical religion) was challenged by the Buddhist and Jain (see RELIGION
AND ANIMALS, Jainism) traditions because it was characterized by a heavy
emphasis on animal sacrifice.* This practice stemmed from the ancient scriptures known as the Vedas. The Jains and Buddhists challenged these sacrifices as cruel and unethical and had a great effect on the later Hindu views
of the decency of intentionally sacrificing other animals. Ahimsa, the historically important emphasis on nonviolence, has now become a central feature
of the tradition.
Hindu social codes, embodied in the Laws of Manu, reflect the onedimensional view of other animals as completely inferior to humans. This
belief that all other animals are qualitatively inferior to any human is also
reflected in the myths of the origin of other animals, which one important
myth (the Purusa Sukta in the important Rig Veda) attributes to remnants
of a primal male (purusa) sacrificed by the gods. Thus in the Hindu tradition,
as with the Buddhists and with Plato (Timaeus) in the West, other animals
derive their origins from, and are a degenerate form of, elevated humanity.
Selected Bibliography. Basham, A. L., The Sacred Cow: The Evolution of Classical
Hinduism, ed. Kenneth G. Zisk (London: Rider, 1990); Chapple, Christopher Key,
Nonviolence to Animals, Earth, and Self in Asian Traditions (Albany: State University of
New York Press, 1993); Dwivedi, O. P., Satyagraha for Conservation: Awakening the
Spirit of Hinduism, in J. Ronald Engel and Joan Gibb Engel (Eds.), Ethics of Environment and Development: Global Challenge, International Response (London: Bellhaven
Press, 1990), 202–212; Hardy, Friedhelm, The Religious Culture of India: Power, Love,
and Wisdom (Cambridge: Cambridge University Press, 1994); Prime, Ranchor, Hinduism and Ecology: Seeds of Truth (London: Cassell, 1992); Zaehner, R. C., Hinduism
(New York: Oxford University Press, 1966).
PAUL WALDAU
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Islam
Islam, along with Judaism and Christianity (see RELIGION AND ANIMALS, Christianity, Judaism), is a member of the larger category of Abrahamic religious traditions. This group of traditions is dominated by an
ethical anthropocentrism,* although the human-centeredness of each tradition is modified by important insights into the moral dimension of (1) other
animals’ lives and (2) humans’ instrumental use of other animals. Each of
the Abrahamic traditions treads the delicate balance between true theocentrism and a reasoned but hidden speciesism.*
In the Islamic tradition, much emphasis is given to the importance of
humans as the center of the universe, with other animals having been put
here for the benefit of humans. But recognition of a moral dimension of
other animals, as well as in humans’ treatment of creatures who are deemed
creatures of Allah (the Arabic equivalent to the English word ‘‘God’’), does
play an important role in the tradition. For example, there are passages in
the principal Islamic scripture, the Qur’an, as well as in other important
writings of the tradition such as the Hadith (the traditional collection relating the actions and sayings of Mohammed and his companions) and the
Shari’ah (or ‘‘way,’’ the body of legal provisions), that recognize that other
animals are not solely for human use and have their own importance as
Allah’s creatures.
Mohammed himself commented, ‘‘Whoever is kind to the creatures of
Allah, is kind to himself,’’ and he compared the doing of good or bad deeds
to other animals with similar acts done to humans. Other animals might be
said to have a high profile in the tradition, for there are many Surahs (chapters in the Qur’an) named after animals (‘‘The Cow,’’ ‘‘The Cattle,’’ ‘‘The
Bees,’’ and ‘‘The Elephants’’).
Negative views of other animals appear in some Qur’anic passages; negative views also appear in the beliefs of various sects that infidels after death
become other animals or that hell is full of noxious nonhuman animals. The
practice of public, ceremonial slaughter of other animals for food (dhabh),
which occurs at the end of Ramadan, the traditional month of fasting, and
at other times when the meat is used for a celebrative feast and often distributed to the poor, reflects the basic belief that humans are the vice-regent
(Khalifah) of Allah and other animals are for their use. Rules designed to
make the killing more humane moderate the metamessage that humans are
the only animals that really matter.
Environmental concern, which can benefit other animals even if other
animals are not the direct concern (see ENVIRONMENTAL ETHICS), is
another possible route by which interpretations of core passages in the tradition can favor other animals. The tradition offers both legal and ethical
reasons for protecting the environment, although there is no agreement that
Islam is, at its core, inclined to such protections. Some have argued that
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concern for nature is anything but conspicuous in the Qur’an, while others
have argued that Muslims have a strong tradition of earth sensitivity.
It is difficult to find bases for animal rights* in the Islamic tradition because its perception of the moral norm of the universe has been interpreted
in such an anthropocentric manner (see ANTHROPOCENTRISM). Islamic
ethics are based on two principles, the first of which is a general understanding of human nature, and the second of which is a combination of religious
and legal grounds. Because the Islamic tradition’s fundamental ethical values
are held to be revealed, accurate, and unalterable, the mechanisms that are
available to foster acceptance of the increasing knowledge about perceptions
of other animals’ lives and abilities are not yet well developed. The existing
patterns of reasoning continue to start from the view that it is humans who
really matter. Accordingly, the possibilities of developing views that other
animals do not need to serve human interests in any way are few.
Selected Bibliography. Deen (Samarrai), Mawil Y. Izzi, Islamic Environmental
Ethics, Law, and Society, in J. Ronald Engel and Joan Gibb Engel (Eds.), Ethics of
Environment and Development: Global Challenge, International Response (London: Bellhaven Press, 1990), 189–198; Deen (Samarrai), Mawil Y. Izzi, Islamic Ethics and the
Environment, in Fazlun Khalid and Joanne O’Brien (Eds.), Islam and Ecology (New
York and London: Cassell, 1992), 25–35; Khalid, Fazlun, and Joanne O’Brien (Eds.),
Islam and Ecology (New York and London: Cassell, 1992); Masri, B. A., Animals in
Islam (Petersfield, England: Athene Trust, 1989); Masri, B. A., Islamic Concern for
Animals (Petersfield, England: Athene Trust, 1987); Nasr, Seyyed Hossein, Man and
Nature (London: Unwin Paperbacks, 1990); Williams, John Alden, Islam (New York:
Washington Square Press, 1963).
PAUL WALDAU
Jainism
One of the world’s oldest religions, Jainism is also distinguished as one of
the faiths that cares the most about nonhuman animals. It is a religion without God that yet holds that our souls can become gods through liberation.
It is said that our souls accumulate karman particles through both good and
bad actions, which make good or bad things, respectively, happen to us in
turn. The goal is to cease all passions and actions that generate good and
bad karma, as these particles literally make us too heavy to leave the realm
of rebirth. The soul that has escaped the cycle of rebirth ascends to a permanent resting place at the very apex of the Jaina universe. The key to
achieving divine liberation is by practicing ahimsa, or avoiding injury to all
life. The positive side of this is a reverence for all life (See RELIGION AND
ANIMALS, Reverence for Life) or a universal love for all creatures.
If one acts badly in a lifetime, one could be reborn as a primitive being.
There are simple one-sense beings with only a sense of touch (e.g., plants
and microscopic nagodas, which come in the form of earth bodies, water
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bodies, fire bodies, and wind bodies), two-sense beings who also have taste
(e.g., worms, leeches), three-sense beings who can also see (e.g., ants, moths),
four-sense beings who smell things as well (e.g., bees, flies, mosquitoes), and
five-sense beings who hear in addition to the other senses (e.g., fish, dolphins, elephants, or any being born in a womb). There are rational and
nonrational five-sense beings.
Inflicting injury on these creatures is wrong because of the suffering*
caused, and also because it produces passions in the killer leading to karma
and rebirth. The Jains condemn all animal sacrifices,* build animal shelters,*
and never hunt or fish. Farming, which injures insects, is permitted because
the harm is unintentional, but Jain monks beg with a bowl so crumbs will
not attract insects that would be crushed underfoot. Monks brush their path
to sweep away small life forms they might otherwise step on. It is prohibited
to breed destructive animals and considered noble to allow oneself to be
bitten by a snake rather than kill it. Jains are vegetarians (see VEGETARIANISM), but consume milk.
Selected Bibliography. Dundas, Paul, The Jains (New York: Routledge, 1992);
Gopalan, S., Outlines of Jainism (New York: Halsted Press, 1973); Jain, Jyotiprasad,
Religion and Culture of the Jains (New Delhi: Bharatiya Jnanpith, 1975); Jaini, Padmanabh S., The Jaina Path of Purification (Berkeley: University of California Press,
1979); Mardia, K. V., The Scientific Foundations of Jainism (Delhi: Motilal Banarsidass,
1990).
DAVID SZTYBEL
Judaism
From ancient times Judaism has expressed concern for the welfare of animals. This principle is referred to as tsa’ar ba’alei chayim (do not cause sorrow to living creatures). Since the animal kingdom is part of God’s creation,
human beings are to exercise responsibility for their care. Thus the Book of
Genesis declares that humankind is to dominate all living things (1:26–28).
Here the concept of dominance is interpreted as stewardship: humans are
to ensure that all living creatures are treated humanely. Such an attitude is
exemplified in the Torah, which lists various laws governing the treatment
of animals. The Book of Deuteronomy, for example, states that when an ox
is threshing grain, it should be allowed to eat what has been beaten out (25:
4). Again, Deuteronomy 22:1–3 states that all Israelites are to look after
domestic animals that have been lost. Such kindness toward the beasts of
the field should be extended to other living things. Specific legislation is also
put forth to ensure that animals will be protected in other circumstances.
Following such biblical commands, the rabbis of later centuries emphasized the need for animal welfare*; in their view, all living things are part of
the created order and therefore require special consideration. Maimonides,
a 12th-century Jewish philosopher, stated, ‘‘It is . . . prohibited to kill an
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animal with its young on the same day . . . for the pain of the animals under
such circumstances is very great.’’ Such a concern not to cause animals pain*
is reflected in the various prescriptions regarding killing of animals for food.
In the Jewish tradition, meat eating is regarded as giving in to human weakness; in this light, animals must be spared pain when they are slaughtered.
Only a properly qualified slaughterer is permitted to engage in such an activity; he is to be a pious and sensitive person. The knife used must be sharp
and clean without imperfections so that animals are slaughtered as painlessly
as possible; the act of slaughter should render the animal senseless. Although
arguably more humane methods of slaughter have been introduced in the
modern world involving prestunning (see TRANSPORTATION AND
SLAUGHTER), this ancient practice was intended to cause as little suffering
as possible. Such concern about animal welfare is reflected in a variety of
incidents in which the rabbis expressed the importance of preventing cruelty
to animals. These acts of compassion were perceived as equivalent to prayers.
According to tradition, vegetarianism* is the ideal state that existed in the
Garden of Eden and will prevail in the Messianic Age. Increasingly, Jews
from across the religious spectrum are embracing this form of consumption.
The primary source dealing with animal experimentation is the commentary of Rabbi Moses Isserles in the Code of Jewish Law. Here he states that
animal experiments are permissible only if they advance human welfare. The
principle of tsa’ar ba’alei chayim would rule out such scientific procedures for
inessential human needs and would encourage the pursuit of alternative
methods of research.
The principle of compassion for all living creatures similarly applies to
hunting.* Judaism categorically condemns all forms of hunting for pleasure,
including fox hunting, bullfights, dogfights, and cockfights. In the same
spirit, the Jewish tradition is opposed to killing animals for their pelts: hence
the Jewish faith would condemn such practices as using bone-crushing leghold traps (see TRAPPING) to capture wild animals or clubbing baby seals
and skinning them while alive.
Selected Bibliography. Berman, Louis, Vegetarianism and the Jewish Tradition
(Hoboken, NJ: Ktav, 1981); Cohen, Noah, Tsa’ar Ba’ale Hayim: The Prevention of
Cruelty to Animals: Its Bases, Development, and Legislation in Hebrew Literature (Spring
Valley, NY: Feldheim, 1979); Kalechofsky, Roberta (Ed.), Judaism and Animal Rights
(Marblehead, MA: Micah Publications, 1992); Kalechofsky, Roberta, and Richard H.
Schwartz, Vegetarian Judaism: A Guide for Everyone (Marblehead, MA: Micah
Publications, 1988); Phillips, A., Animals and the Torah, Expository Times, June 1995.
DAN COHN-SHERBOK
Judaism and Animal Sacrifice
During biblical times animal sacrifice (zebach) was practiced as part of
Jewish religious observance. Animals were offered to God as an institutionalized means of relief from the impurity generated by human violations of
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moral rules or purity taboos. The animals selected for sacrifice were those
that were deemed useful to humans, and both anthropomorphism* and anthropocentrism* can be seen in the description of these animals, and not
others, as ‘‘pleasing to God.’’ The well-known ‘‘Thou shall not kill’’ was not
thereby violated because, in the Hebrew tradition, this moral rule is interpreted as ‘‘Thou shall not kill unlawfully.’’ Methods for lawful killing are
defined by the Torah (‘‘law’’), which contains the written code with 613 laws
of ethical human behavior, and by the later oral tradition and rabbinical
commentary. The practice of animal sacrifice was discontinued after the destruction of the second temple by the Romans in 70 C.E.
Another view of sacrifice appears in the tradition’s self-criticism, although
in this criticism there has been little emphasis on the obvious point that it
was cruel to the individual animals. Maimonides, a 12th-century Jewish philosopher, argued that sacrifices were a concession to barbarism. Some modern theologians continue to argue that sacrifice ‘‘in its way’’ represented
respect for animal life. A more balanced observation is that sacrifice does
not necessarily involve a low view of the sacrificed animals’ lives (Linzey,
Christianity and the Rights of Animals, 41). This is plausible given that the
tradition contains powerful passages recognizing that the blood of humans
and other animals is sacred (for example, Leviticus 17:10). Ultimately, Judaism moved away from this practice, though Orthodox Jewish prayer books
to this day ask for a reestablishment of the temple sacrifices, and there remain rules governing ritual slaughter (shechita) by a specially trained religious
functionary (shochet).
The occurrence of these instrumental uses of other animals and ultimate
rejection of the old sacrificial practices are of limited value in assessing Judaism’s views of other animals, as they deal with only a few domestic animals
(see DOMESTICATION). There were many other complex animals with
which the Jewish tradition was unfamiliar.
Selected Bibliography. Clark, Bill, ‘‘The Range of the Mountains Is His Pasture’’:
Environmental Ethics in Israel, in J. Ronald Engel and Joan Gibb Engel (Eds.), Ethics
of Environment and Development: Global Challenge, International Response (London: Bellhaven Press, 1990), 183–188; Kalechofsky, Roberta, Judaism and Animal Rights: Classical and Contemporary Responses (Marblehead, MA: Micah Publications, 1992); Linzey,
Andrew, Christianity and the Rights of Animals (New York: Crossroad, 1987); Maimonides, The Guide for the Perplexed, trans. M. Friedlander (New York: Dover
Publications, 1956); Murray, Robert, The Cosmic Covenant: Biblical Themes of Justice,
Peace, and the Integrity of Creation (London: Sheed and Ward, 1992); Schwartz, Richard H., Judaism and Vegetarianism (Marblehead, MA: Micah Publications, 1988).
PAUL WALDAU
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Reverence for Life
Reverence for life is a concept pioneered by the Alsatian theologian and
philosopher Albert Schweitzer* in 1922. According to Schweitzer, ethics
consists in experiencing a ‘‘compulsion to show to all will-to-live the same
basic reverence as I do to my own.’’ The relevance of Schweitzer’s thought
to modern debates about animals is immense. According to Schweitzer, other
life forms have a value independent of ourselves, and our moral obligation
follows from the experience and apprehension of this value. This insight is
essentially religious in character and therefore basic and nonnegotiable.
Schweitzer was undoubtedly prophetic. ‘‘The time is coming,’’ he wrote,
‘‘when people will be astonished that mankind needed so long a time to
learn to regard thoughtless injury to life as incompatible with ethics.’’
Selected Bibliography. Linzey, Andrew, Animal Theology (London: SCM Press;
Urbana: University of Illinois Press, 1995); Linzey, Andrew, Moral Education and
Reverence for Life, in David A. Paterson (Ed.), Humane Education: A Symposium
(London: Humane Education Council, 1981), 117–125; Schweitzer, Albert, The
Ethics of Reverence for Life [extract], in Andrew Linzey and Tom Regan (Eds.),
Animals and Christianity: A Book of Readings (London: SPCK, 1989; New York: Crossroad, 1989), 118–120, 121–133; Schweitzer, Albert, Reverence for Life, trans. R. H.
Fuller, foreword by D. E. Trueblood (London: SPCK, 1970).
ANDREW LINZEY
Saints
There is a remarkable range of material linking Christian saints with animals. The stories of St. Francis of Assisi preaching to the birds and St.
Anthony of Padua preaching to the fishes are well known. Much less well
known are the stories, to take just a few examples, of St. Columba and the
crane or St. Brendan and the sea monster. Most scholars and theologians
have dismissed this wealth of material as legend or folklore, but its significance, historically and theologically, can be noted. First, it is testimony to a
widespread positive tradition within Christianity that has linked spirituality
with a benevolent and sensitive regard for animals. The underlying rationale
for this study of saints appears to be that as individuals grow in love and
communion with their Creator, so too ought they to grow in union and
respect for animals as God’s creatures. Something like two-thirds of canonized saints East and West apparently befriended animals, healed them
from suffering,* assisted them in difficulty, and celebrated their life through
prayer and preaching. Second, despite the negative tradition within Christianity that has frequently downgraded animals, regarding them, at its very
worst, as irrational instruments of the Devil, literature on these saints makes
clear God’s benevolent concern for other than human creatures and the
common origin of all life in God. Third, because of this common origin in
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God, it necessarily follows that there is a relatedness, a kinship between
humans and nonhumans. According to St. Bonaventure, St. Francis was able
to call creatures ‘‘by the name of brother or sister because he knew they had
the same source as himself.’’ Fourth, many of these stories prefigure a world
of peaceful relations between humans and animals where human activity is
no longer injurious or detrimental to other creatures. St. Brendan’s voyage,
for example, culminates in the discovery of a new Eden-like land characterized by the absence of predatory nature (see PREDATION) and widespread
vegetarianism.* Such stories are testimonies to a substratum within Christianity that is inclusive of concern for animal life. The ideas they embody
of respect, generosity (see GENEROSITY PARADIGM), and kinship between species reflect the themes that mainstream Scholastic tradition has
almost entirely failed to incorporate into its thinking.
Selected Bibliography. Butler, Alban, Lives of the Saints, revised by Herbert
Thurston and Donald Attwater, 4 vols. (New York: P. J. Kenedy and Sons, 1946);
Linzey, Andrew, and Dan Cohn-Sherbok, Celebrating Animals in Judaism and Christianity (London: Cassell, 1997); Low, Mary, Celtic Christianity and Nature: Early Irish
and Hebridean Traditions (Edinburgh: Edinburgh University Press, 1996); Sorrell,
Roger D., St. Francis of Assisi and Nature: Tradition and Innovation in Western Christian
Attitudes toward the Environment (New York: Oxford University Press, 1988); Waddell, Helen, Beasts and Saints (1947), rev. ed. by Esther De Vaal (London: Darton,
Longman and Todd, 1995).
ANDREW LINZEY
Theodicy
Theodicy comes from the Greek words theos (god) and dike (justice) and
is a branch of theology concerned with exploring and defending the justice
of God in relation to physical and moral evil. Theodical issues are frequently
at the heart of debates about animal rights* and animal welfare* and are used
both positively and negatively in encouraging or discouraging concern for
animal suffering.* A great deal of historical theology has utilized theodical
arguments negatively in ways that seem to satisfy the claim that God is just
and good but at the expense of animals. The first negative type solves the
problem of animal pain* by effectively denying its existence. Historically,
Cartesianism (see DESCARTES, RENÉ) has played a vital part in the development of this argument, but it has not lacked modern adherents. For
example, Charles Raven argued that ‘‘it may be doubted whether there is
any real pain without a frontal cortex, a fore-plan in mind, and a love which
can put itself in the place of another; and these are the attributes of humanity.’’ Clearly there can be no problem of animal pain to solve if such pain is
illusory. The second negative type admits of some animal pain but minimizes
its significance morally. For example, John Hick holds that animal pain is
necessarily different from human pain because animals cannot anticipate
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death.* ‘‘Death is not a problem to the animals. . . . We may indeed say of
them ‘Death is not an injury rather life a privilege.’ ’’ Clearly, if death is not
a ‘‘problem’’ to animals, then the moral significance of killing is necessarily
reduced. The third negative type also admits of the existence of animal pain
but denies its significance theologically. For example, Peter Geach holds that
God is essentially ‘‘indifferent’’ to animal pain. ‘‘The Creator’s mind, as
manifest in the living world, seems to be characterized by mere indifference
to the pain that the elaborate interlocking teleologies of life involve.’’ This
appeal to the world as it now exists has historically been one of the major
theodical arguments against animal welfare. In the crisp summary of Samuel
Pufendorf: ‘‘For it is a safe conclusion from the fact that the Creator established no common right between man and brutes that no injury is done
brutes if they are hurt by man, since God himself made such a state to exist
between man and brutes.’’ Such an argument finds its contemporary and
largely secular expression in an ecological form of theodicy that maintains
that since nature is essentially predatory (see PREDATION), we should
abide by nature’s ‘‘rules.’’ Nature’s perceived ‘‘law’’ is baptized into ‘‘natural’’
or ‘‘moral’’ law.
Alongside these negative types, there are positive ones too. Here are three
examples. The first is that animal pain and predation, far from being the
Creator’s will, are actually contrary to it. C. S. Lewis,* for example, held that
both animal pain and carnivorousness were the result of ‘‘Satanic corruption’’
of the earth before the emergence of human beings (see The Problem of Pain).
It follows that humans therefore have a duty not to imitate such malevolent
distortion and to fight against it. The second is that while the Creator allows
pain in creation (both animal and human) as an inevitable corollary of the
freedom allowed to creation itself, such pain will eventually be transformed
by a greater joy beyond death. Keith Ward, for example, holds that ‘‘immortality, for animals as well as humans, is a necessary condition of any
acceptable theodicy’’ and that ‘‘necessity, together with all the other arguments for God, is one of the main reasons for believing in immortality.’’
Such a prospect both maintains the ultimate justice of God and justifies the
alleviation of pain (as an anticipation of God’s final will) in the present. The
third form of positive theodicy maintains that the God revealed in the suffering of Jesus suffers with all innocents, whether human or animal, in this
world and will redeem all such suffering. From this perspective, Andrew
Linzey concludes that the ‘‘uniqueness of humanity consists in its ability to
become the servant species,’’ that is, ‘‘co-participants and co-workers with
God in the redemption of the world.’’ Far from being indifferent to suffering, God is seen as manifest within it, beckoning human creatures to active
compassion to remove the causes of it.
However we may judge the satisfactoriness of these negative or positive
theodicies, it is inevitable that ethical concern for animals will continue to
be influenced by one or more of them in one form or another. Concern for
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animal suffering rarely stands by itself as a philosophical position and requires the support of some form of meta-ethical framework in which the
problem of a specific injustice can be properly recognized and addressed only
within the context of a sufficiently comprehensive vision of ultimate justice
for all.
Selected Bibliography. Geach, Peter, Providence and Evil (Cambridge: Cambridge
University Press, 1977); Hick, John, Evil and the God of Love (1966), Fontana ed.
(London: Collins, 1967); Kingston, A. Richard, Theodicy and Animal Welfare, Theology 70(569) (November 1967): 482–488; Lewis, C. S., The Problem of Pain (London:
Geoffrey Bles, 1940); Linzey, Andrew, Animal Theology (London: SCM Press;
Urbana: University of Illinois Press, 1995); Linzey, Andrew, and Tom Regan (Eds.),
Animals and Christianity: A Book of Readings (London: SPCK, 1989; New York: Crossroad, 1989), which includes extracts from Hick, Geach, Lewis, and Ward in The
Problem of Animal Pain, 39–78, and The Question of Animal Redemption, 81–109;
Raven, Charles E., The Creator Spirit (London: M. Hopkinson, 1927); Ward, Keith,
Rational Theology and the Creativity of God (Oxford: Blackwell, 1982).
ANDREW LINZEY
Theos-Rights
Theos-rights denotes God’s (theos) own rights as Creator to have what is
created treated with respect. According to this perspective, rights are not
awarded, negotiated, or granted, but recognized as something God-given.
Comparatively little attention has been devoted to the theological basis of
animal rights (see RELIGION AND ANIMALS, Animal Theology), though
it offers a coherent theoretical basis for the intrinsic value of (especially)
sentient (see SENTIENTISM) beings. Whereas in secular ethics, rights are
usually correlative of duties, for example, if A has a duty toward B, it usually
follows that B has a right against A, in theological ethics the reverse may be
claimed. For example, Dietrich Bonhoeffer maintains that ‘‘we must speak
first of the rights of natural life, in other words of what is given to life and
only later of what is demanded of life.’’ Rights thus may be characterized as
what are given to creatures by their Creator to which humans owe a primary
obligation. The value of theos-rights lies conceptually in the way in which
it frees ethical thinking from humanocentricity. As Andrew Linzey writes:
‘‘According to theos-rights what we do to animals is not simply a matter of
taste or convenience or philanthropy. When we speak of animal rights we
conceptualize what is objectively owed to animals as a matter of justice by
virtue of their Creator’s right. Animals can be wronged because their Creator
can be wronged in his creation.’’ Although some Christians oppose the language of rights altogether as unbiblical or contrary to creation construed as
‘‘grace,’’ the notion of rights has a long history in theological ethics. Thomas
Tryon was probably the first to use it in a specifically theological context
relating to animals (1688), but it continues to be used in modern contexts
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as well. For example, Cardinal John Heenan stressed that ‘‘animals have very
positive rights because they are God’s creatures. . . . God has the right to
have all creatures treated with proper respect.’’
Selected Bibliography. Bonhoeffer, Dietrich, Ethics, 2nd ed. (London: SCM
Press; New York: Macmillan, 1971); Heenan, John, Foreword to Ambrose Agius,
God’s Animals (London: Catholic Study Circle for Animal Welfare, 1970), 2–3; Linzey, Andrew, Animal Theology (London: SCM Press; Urbana: University of Illinois
Press, 1995); Linzey, Andrew, Christianity and the Rights of Animals (London: SPCK;
New York: Crossroad, 1987), 68–98; Tryon, Thomas, Complaints of the Birds and
Fowls of Heaven to Their Creator, in The Country-Man’s Companion (London: Andrew Sowle, 1688).
ANDREW LINZEY
REPRODUCTIVE CONTROL
Controlling reproduction is often considered desirable when populations
of animals become large or are in competition with increasing human populations, and lethal methods to reduce populations are thought unacceptable
by many people. For example, greater and more diverse segments of the
public want to be involved in controlling populations of wildlife. No longer
accepting that killing is the only option, the public is demanding humane
methods of population control. In one study of deer, residential property
owners favored contraception over trapping* and transferring, hunting,* or
allowing nature to take its course. Methods to control reproduction in wildlife should not only be safe for the species targeted, but for all other species
who may eat contraceptives placed in their habitat. Researchers who develop
wildlife contraceptives have challenging problems to overcome. Because
many of their ‘‘experimental subjects’’ are animals on public lands, they must
receive wide support from the public for any investigational study. Such
support will likely be obtained only if treated animals are evaluated on a
long-term basis, assuring the public that each proposed method of reproductive control is safe and humane. Because the experimental subjects (the
wildlife) and the research laboratory (the parks and forests) belong to the
public, such public acceptance is crucial in order for those who want to
control reproduction to succeed.
There is also a surplus of pets (dogs* and cats*; see COMPANION ANIMALS AND PETS) in the United States. The most common method for
controlling reproduction in pet animals is the surgical neuter operation,
called a spay procedure in female animals and a castration in male animals.
The spay procedure consists of surgically removing both ovaries and the
uterus (ovariohysterectomy). The castration procedure is performed on male
dogs and cats and consists of surgically removing both testes. Spaying and
castrating do not influence behaviors such as play behavior, fear-related ag-
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301
gression, or friendliness. Behaviors such as urine marking or spraying, roaming, mounting, and male-male aggression are reduced through surgical
neutering.
In order to control reproduction, it is desirable to neuter animals prior to
puberty to prevent unwanted litters of puppies or kittens. Recent research
suggests that it is safe to neuter as early as 6 to 8 weeks of age. In a survey
of 500 pet-owning households, nearly 20% of all neutered pets had been
allowed to produce offspring before sterilization. If neutering occurs after a
pet has had one or two litters, the problem of pet overpopulation continues
to thrive. For example, if cats are allowed to reproduce for only one year, 2
cats can be the progenitors of over 170,000 cats in seven years. If cats are
allowed to continue to reproduce, 2 cats can be the progenitors of over
400,000 cats in seven years. Therefore, for any surgical or nonsurgical
method of preventing pregnancy to maximally control pet reproduction, the
method should be used prior to puberty, which can occur prior to 6 months
of age in some dogs and cats.
Drugs or newer technologies may provide for nonsurgical approaches for
controlling animal populations. Unfortunately, the cost of such alternatives
may be based on the price of a surgical neuter operation as drug or biotechnology companies strive to make profits. Therefore, although nonsurgical methods to control reproduction may be less invasive and perhaps more
humane, they may not be used by a wider group of pet owners if cost remains
a significant barrier.
Attempting to control reproduction in animals is frequently accompanied
by other economic and political factors. As one source of puppies decreases
(litters of puppies in humane shelters*), consumers will likely find alternative
sources of pets. RU 486, the controversial drug that terminates human pregnancies, is seemingly effective and safe in dogs. However, because of the
controversy surrounding the use of RU 486 for people, it remains doubtful
whether veterinarians* will have access to this drug.
Selected Bibliography. Hetts, S., Behavioral Effects of Spaying and Neutering: The
Case for Early Neutering (Englewood, CO: American Humane Association, 1996);
MSPCA Spay/Neuter Survey Summary (Boston: MSPCA, 1991); Olson, P. N., The
Case for Early Neutering (Englewood, CO: American Humane Association, 1996);
Olson, P. N., and S. D. Johnston, New Developments in Small Animal Population
Control, Journal of the American Veterinary Medical Association 202(6) (1993): 904–909;
Stout, R. J., and B. A. Knuth, Effects of a Suburban Deer Management Communication
Program, with Emphasis on Attitudes and Opinions of Suburban Residents (Ithaca, NY:
Human Dimensions Research Unit, Department of Natural Resources, Cornell University, 1995); Theran, P., Early-Age Neutering of Dogs and Cats, Journal of the
American Veterinary Medical Association 202(6) (1993): 914–917.
PATRICIA OLSON
302
REPTILES
REPTILES
The class Reptilia includes turtles, squamates (lizards, snakes, and relatives), crocodilians, and two recognized species of the highly protected tuatara. Reptiles (other than birds, which many experts now also classify as
reptiles) share several traits, including being ectothermic (dependent on external sources of heat) and covered with hard plates, scales, or bony shells.
Reptiles live in almost all habitats except year-round subfreezing or deepsea environments. Reptiles have adapted to many conditions, exploit a wide
range of food items with diverse foraging methods, and have evolved diverse
social systems. All tuataras, turtles, and crocodilians lay eggs, the latter also
showing highly developed nest guarding and posthatching parental care.
Many squamate reptiles, which constitute about 95% of all reptile species,
give live birth.
The abilities of reptiles to learn, suffer (see SUFFERING OF ANIMALS),
communicate, play, and socialize are generally underestimated, even by many
herpetologists—scientists who study them. This mistake is made by not realizing that although reptiles do not have complex facial or vocal repertoires,
tactile, chemical, and whole-body visual displays are common and important
in communication. The metabolic rate of reptiles is about 10% that of mammals and birds, and thus their behavior is often slow (for example, land
turtles) or sporadic, although there are many exceptions. Furthermore, reptiles are often ecologically specialized and critically dependent upon having
proper temperature, humidity, diets, lighting, substrates, perches, retreats,
and other captive arrangements to stimulate normal activity (see ENRICHMENT FOR ANIMALS). Knowing their natural behavior aids greatly in
providing appropriate captive conditions for reptiles.
Reptiles are growing in popularity as pets, especially green iguanas, box
turtles, boas, and pythons. A major problem is that the behavioral, nutritional, environmental, medical, and psychological needs* of reptiles are very
different from ours and those of our common companion animals* (dogs,*
cats,* rodents). This leads to many problems and the premature deaths of
literally thousands of animals each year. For example, reptiles can go much
longer without food than other vertebrates, and many slowly starve to death
or succumb to poor nutrition, insufficient temperatures for digesting food,
or lighting with inadequate ultraviolet radiation.
Reptiles possess many traits that are useful in answering important questions in animal biology and behavior. Snakes possess chemosensory abilities
more acute than those of most other terrestrial vertebrates. Reptiles can be
both short- and long-lived, have behavior patterns that can be measured and
recorded easily, and are important ecological components of many habitats
where they occur. Many species are affected by habitat loss or changes due
to human activity. Many reptiles are also killed directly by people; others
RODEOS
303
are exploited for food, skins, and the pet trade in numbers that threaten the
survival of many species, including once-common species of turtles in North
America. Social, foraging, and antipredator (defensive) behavior can differ
greatly within and between closely related forms, especially in squamates.
Thus it is very difficult to generalize across species, raising problems in
maintaining many species in captivity, developing effective conservation
plans, and studying their behavior and understanding the way they experience their lives.
Selected Bibliography. Breen, J. F., Encyclopedia of Reptiles and Amphibians (Neptune City, NJ: T.F.H. Publications, 1974); Burghardt, G. M., Of Iguanas and Dinosaurs: Social Behavior and Communication in Neonate Reptiles, American Zoologist
17 (1977): 177–190; Greenberg, N., G. M. Burghardt, D. Crews, E. Font, R. Jones,
and G. Vaughan, Reptile Models for Biomedical Research, in A. Woodhead (Ed.),
Nonmammalian Animal Models for Biomedical Research (Boca Raton, FL: CRC Press,
1989), 290–308; Schaeffer, D. O., K. M. Kleinow, and L. Krulisch (Eds.), The Care
and Use of Amphibians, Reptiles, and Fish in Research (Bethesda, MD: Scientists Center
for Animal Welfare, 1992); Warwick, C., F. L. Frye, and J. B. Murphy (Eds.), Health
and Welfare of Captive Reptiles (London: Chapman and Hall, 1995).
GORDON M. BURGHARDT
RESEARCH ANIMALS. See LABORATORY ANIMAL USE.
REVERENCE FOR LIFE. See RELIGION AND ANIMALS; SCHWEITZER, ALBERT.
RIGHTS. See ANIMAL RIGHTS.
RODEOS
Rodeo, a tradition from the days of the American trail and range cowboy,
is extremely popular throughout certain areas of the western United States.
Rodeo is an integral part of traditional life for many people in the Great
Plains, where there is historical continuity between the cattle frontier, ranching, and the modern ‘‘cowboy sport’’ that developed from it. The origins of
rodeo can be traced to the Wild West show as well as to the sports and
contests that were first held by early-day working cowboys for their own
amusement. Rivalry between cowhands as to who could ride the wildest
bronco for the longest time or rope the liveliest calf or the biggest steer led
to riding and roping matches. Ultimately these events attracted enthusiastic
spectators and developed into full-scale rodeo.
In standard rodeo, the program is divided into two categories of contests:
bucking or rough-stock events and timed or cattle-ranch–oriented events.
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Various other special events and exhibitions are often added, and barrel racing for women is typically included. In the rough-stock events, cowboys
compete for the best score in riding bucking broncos or bulls for eight
seconds. Timed events consist of contests in which cowboys compete for the
shortest time in accomplishing tasks that are based on ranch work, such as
calf roping, steer roping, and steer wrestling. Broncos and bulls are the cowboys’ opponents in the bucking contests, whereas cowboys’ mounts in timed
events have the role of partners in the subduing of various types of cattle.
While individuals for whom rodeo is a way of life do not generally view
their sport as particularly inhumane, many people who are outsiders to the
ranch and rodeo complex point out that some events of rodeo involve cruelty* to horses and cattle. This controversy highlights an important but often
overlooked factor in evaluating the treatment of animals: the presence of
publicly displayed, as opposed to privately inflicted, cruelty. In rodeo, whatever brutality toward animals is involved is generally displayed for the audience to see. Painful procedures such as shocking with electric prods,
tightening of flank straps, and spurring of broncos are visible to anyone who
stands near the chutes or watches the rodeo. Audiences who attend some
other equine sporting events, on the other hand, typically see only the performance itself. The bronco undergoing eight seconds of obvious pain* while
in the arena could suffer far less, overall, than the show horse who, isolated
in a stall, may suffer for months and years from being confined in head and
tail sets and having weighted shoes and painful devices applied to feet and
legs to alter or enhance its gaits.
Judgments about cruelty involve cultural and psychological factors that
vary among individuals. Rodeo contestants feel that the confinement of
horses characteristic of eastern horse management is a much greater evil
than their own seasonal use of broncos who are likely to spend the remainder
of the year free on the range. These examples demonstrate that measurements of inhumane treatment must take into account all phases of the animals’ lives, hidden and revealed. Because such great exertion and so many
complex tasks are demanded of horses, and because of their sensitive nature
and remarkable willingness to submit to trainers and riders and obey the
human will, equine animals are particularly vulnerable to overexploitation
and abuse involving injury, pain, and even death.* Cattle used in rodeo also
may suffer trauma and pain and are sometimes killed in the context of the
sport. Their treatment in rodeo is directly related to their role in society as
meat animals, since producing beef is the purpose of cattle ranching.
Selected Bibliography. Lawrence, Elizabeth Atwood, Rodeo: An Anthropologist
Looks at the Wild and the Tame (Chicago: University of Chicago Press, 1984); Rollins,
Philip Ashton, The Cowboy: An Unconventional History of Civilization on the Old-Time
Cattle Range (New York: Ballantine, 1973); St. John, Bob, On Down the Road: The
World of the Rodeo Cowboy (Englewood Cliffs, NJ: Prentice-Hall, 1977); Slotkin, Richard, Gunfighter Nation: The Myth of the Frontier in Twentieth-Century America (New
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305
York: HarperCollins, 1993); Westermeier, Clifford P., Man, Beast, Dust: The Story of
Rodeo (Denver: Dieter, 1947).
ELIZABETH ATWOOD LAWRENCE
ROYAL SOCIETY FOR THE PREVENTION OF CRUELTY
TO ANIMALS (RSPCA) AND EARLY BRITISH
LEGISLATION
At the beginning of the 19th century the English would have been surprised to hear themselves praised for special kindness to animals. City streets
were crowded with horses and dogs* that served as draft animals and beasts
of burden, as well as with herds of cattle and sheep being driven to slaughter.
Many of these animals were obviously exhausted or in pain,* as were many
of the horses and donkeys used for riding. Popular amusements included
cockfighting, dogfighting, rat killing, bull running, and the baiting of wild
animals. By the end of the century, however, officials of such organizations
as the Royal Society for the Prevention of Cruelty to Animals (RSPCA),
founded by Arthur Broome,* routinely claimed that kindness to animals was
a native English trait.
This shift in opinion reflected real changes. The 19th century saw a series
of administrative and legal breakthroughs with regard to the humane treatment of animals, as well as steadily widening public support for animal welfare* and the laws and societies dedicated to protecting animals from cruelty
and abuse. Although the first animal-protection bill to be introduced in Parliament failed miserably in 1800, in 1822 a pioneering piece of legislation
was enacted. Known as Martin’s Act, after its originator and chief advocate
Richard Martin,* it aimed to ‘‘prevent cruel and improper treatment of Cattle,’’ which included most farm and draft animals, but not bulls or pets. Later
legislation (subsequent acts were passed in 1835, 1849, and 1854) periodically
extended protection until all domesticated (see DOMESTICATION) mammals were covered, as well as some wild mammals in captivity.
When the Society for the Prevention of Cruelty to Animals (SPCA) was
founded in 1824, one of its primary goals was to ensure that the provisions
of the new legislation actually took effect. The SPCA funded its own special
corps of constables and instructed civilian sympathizers how to arrest wrongdoers encountered in the streets. Despite the initial obstacles it faced, the
SPCA (RSPCA beginning in 1840, when Queen Victoria granted the society
permission to prefix ‘‘Royal’’ to its name) was successful on every front. As
legal protections for animals expanded, so did the society’s membership, in
both numbers and social prestige. It boasted a series of royal patrons, and
the aristocracy was heavily represented on its governing board.
By the 1900s the RSPCA epitomized respectable philanthropy, the kind
of charity routinely remembered in the wills of the prosperous. With such
Royal Society for the Prevention of Cruelty to Animals: This 19th-century drawing depicts the type of treatment of animals that led
to the formation of the Humane Society. Source: Illustrated London News, mid-19th century.
RSPCA REFORM GROUP
307
powerful backing, the size of the RSPCA increased from its initial complement of only a few men to 8 officers by 1855, 48 by 1878, and 120 by 1897.
In its first year of operation the society conducted 147 successful prosecutions under Martin’s Act; by the end of the century successful prosecutions
peaked at over 8,000 per year before horses, the most frequent victims of
prosecuted offenses, were replaced by motor vehicles.
One reason that cab horses and draft horses figured so prominently in
RSPCA prosecutions was that there were many of them, and they were
abused in plain sight on the public streets. But another was that their abusers
were apt to belong to the part of human society where the middle- and
upper-class members of the RSPCA expected to encounter depraved behavior. Indeed, it is likely that some humanitarians viewed the animal protection
laws as a useful supplement to existing legal and social mechanisms for controlling unruly humans. When animals suffered at the hands of the genteel,
the RSPCA and kindred organizations found it more difficult to prosecute
or, often, even to acknowledge that a problem existed. For this reason, such
sports as steeplechasing and fox hunting (indeed, hunting* of all kinds) were
subjects of contention within the mainstream Victorian humane movement.
The hardest case of all in these terms was posed by vivisection (see ANTIVIVISECTIONISM), an exclusively middle-class and upper-middle-class
pursuit. Although John Colam, then the secretary of the RSPCA, offered
strong testimony against the use of vivisection in teaching when he testified
before a royal commission on vivisection in 1876, few of his constituents
shared his strong views. As a consequence, committed antivivisectionists
withdrew from the mainstream humane movement, and, at least for several
years, they languished while it prospered.
Selected Bibliography. Fairholme, Edward G., and Wellesley Pain, A Century of
Work for Animals: The History of the R.S.P.C.A., 1824–1924 (New York: E. P. Dutton,
1924); Ritvo, Harriet, The Animal Estate: The English and Other Creatures in the Victorian Age (Cambridge, MA: Harvard University Press, 1987); Salt, Henry, Animals’
Rights Considered in Relation to Social Progress (1892; reprint, Clark’s Summit, PA:
Society for Animal Rights, 1980); Thomas, Keith, Man and the Natural World: A
History of the Modern Sensibility (New York: Pantheon Books, 1983); Turner, James,
Reckoning with the Beast: Animals, Pain, and Humanity in the Victorian Mind (Baltimore:
John’s Hopkins University Press, 1980).
HARRIET RITVO
ROYAL SOCIETY FOR THE PREVENTION OF CRUELTY
TO ANIMALS (RSPCA) REFORM GROUP
Frustrated by the ineffectiveness of the Royal Society for the Prevention
of Cruelty to Animals (RSPCA)* in dealing with the modern cruelties of
factory farming,* animal exploitation, and the increasingly internationalized
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RSPCA REFORM GROUP
abuse of wildlife, some members of the RSPCA, led by Brian Seager, John
Bryant, and Stanley Cover, formed the Reform Group in 1970. They supported the attempt by Vera Sheppard to persuade the RSPCA to oppose fox
hunting and other cruel sports and succeeded in 1972 in securing the election to the RSPCA Council of five Reform Group supporters, including
Bryant, Seager, Andrew Linzey, and Richard Ryder. Over the next eight
years, until the end of the decade, the Reform Group faction succeeded in
changing the world’s oldest and largest animal welfare* organization beyond
recognition. In 1976 Ryder was made vice chairman and was then chairman
of the RSPCA Council from 1977 until 1979. During these years of reform
the society not only came out against cruel sports but, for the first time,
developed comprehensive animal welfare policies across the board and elevated the welfare of farm, laboratory, and wild animals to a priority status
equal with the welfare of pets. The reformers set up staff departments to
deal with these areas of abuse and revived the society’s campaigning function,
which had been allowed to lapse since the Edwardian era. Publicity, parliamentary, and scientific facilities were established, and the society even gave
its support to Lord Douglas Houghton’s* successful initiative, the General
Election Coordinating Committee for Animal Welfare, to persuade all major
British political parties to officially include, for the first time, animal welfare
policies in their election platforms in 1979. Before the end of Ryder’s term
of office (which was followed by a temporary reversal of the society’s performance initiated by conservatives), an undercover plainclothes section of
the RSPCA’s inspectorate was established, and, perhaps most important, the
society initiated the establishment and funding of a powerful political lobby
for animals in the European Community, subsequently to be named the
Eurogroup for Animal Welfare.
Selected Bibliography. Ryder, Richard, Animal Revolution (Oxford: Blackwell,
1989).
RICHARD D. RYDER
S
SACRIFICE. See LABORATORY ANIMAL USE; RELIGION AND ANIMALS.
SAINTS. See RELIGION AND ANIMALS.
SALT, HENRY STEPHENS
Henry Stephens Salt (1851–1939) was a pioneering 19th-century animal
rights* advocate whose prescient work Animals’ Rights (1892) anticipates virtually all of the important modern arguments in favor of animals’ interests.
While this and Salt’s other works concerning vegetarianism* and animals’
rights were little read in his time, Salt nevertheless exerted extraordinary
influence on such contemporaries as Edward Carpenter, Mohandas Gandhi,*
John Howard Moore,* William Morris, Sydney Olivier, George Bernard
Shaw,* Count Leo Tolstoy,* and other prominent reformers. The Humanitarian League, which he founded with Fabian Socialists and other acquaintances in 1891, attacked a range of 19th-century cruelties and is regarded as
the first modern animal rights organization. Salt and his colleagues campaigned not only against the violation of animals’ rights but also against the
oppression and torment of human beings in such contexts as warfare, criminal justice, labor relations, hospitals, military and school discipline, and colonialism.
Selected Bibliography. Hendrick, George, Henry Salt: Humanitarian Reformer and
Man of Letters (Urbana: University of Illinois Press, 1977); Hendrick, George, and
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SCHOPENHAUER, ARTHUR
Willene Hendrick (Eds.), The Savour of Salt: A Henry Salt Anthology (Fontwell, Sussex:
Centaur Press, 1989); Salt, Henry S., Animals’ Rights Considered in Relation to Social
Progress (Clarks Summit, PA: International Society for Animal Rights, 1980); Winsten, Stephen, Salt and His Circle (London: Hutchinson, 1951).
BERNARD UNTI
SCHOPENHAUER, ARTHUR
Arthur Schopenhauer (1788–1860) was a German philosopher who provided a sharp critique of Immanuel Kant’s* view that duties to animals are
only indirect duties to humankind. He rejected as ‘‘revolting and abominable’’ Kant’s notion that animals are beings without reason—indeed, only
‘‘things’’—and can therefore be used as means to humans’ ends. He
castigated religious systems for failing to appreciate the profound similarities
that humans share with animals and therefore for failing to take moral account of them. Schopenhauer’s critique influenced other philosophers, notably Friedrich Nietzsche,* and laid the basis for the modern rejection of
theological notions of human uniqueness and for the claim that animals
deserve protection for their own sakes.
Selected Bibliography. Schopenhauer, Arthur, On the Basis of Morality, trans.
E. F. J. Payne (Indianapolis: Bobbs-Merrill Company, 1965), extract in Tom Regan
and Peter Singer, Animal Rights and Human Obligations, 1st ed. (Englewood Cliffs,
NJ: Prentice-Hall, 1976), 124–128.
ANDREW LINZEY
SCHWEITZER, ALBERT
Albert Schweitzer (1875–1965), an Alsatian theologian, missionary, and
humanitarian, first publicly formulated his concept of ‘‘reverence for life’’ in
the Dale Lectures at Mansfield College, Oxford (1922), which were subsequently published in English as The Decay and Restoration of Civilisation and
Civilisation and Ethics (1923). Schweitzer’s concept broke new ground in European ethics by expressly including the nonhuman within the sphere of human responsibility. He conceived of ‘‘reverence’’ (Ehrfurcht) in largely
‘‘mystical’’ terms (see Linzey, Animal Theology) in which individuals perceive
as a revelation the divinely given worth of other creatures. In this way he
anticipated the work of modern animal rights* theorists who appeal to the
‘‘intrinsic’’ or ‘‘inherent’’ value of sentient creatures. Schweitzer’s thought is
prophetic: ‘‘The time is coming, however, when people will be astonished
that mankind needed so long a time to learn to regard thoughtless injury to
life as incompatible with ethics’’ (Civilisation and Ethics, 215). He was
awarded the Nobel Peace Prize in 1952. The Animal Welfare Institute’s
highest honor, a medal awarded annually, is named after Schweitzer.
SENTIENTISM
311
Selected Bibliography. Linzey, Andrew, Animal Theology (London: SCM Press,
Urbana: University of Illinois Press, 1995); Schweitzer, Albert, Civilisation and Ethics
(1923), trans. C. T. Campion (London: Unwin Books, 1967); Schweitzer, Albert, The
Decay and Restoration of Civilisation (London: A. C. Black, 1923); Schweitzer, Albert,
Out of My Life and Thought: An Autobiography, trans. C. T. Campion (London: Allen
and Unwin, 1933); Schweitzer, Albert, Reverence for Life, trans. R. H. Fuller, foreword
by D. E. Trueblood (London: SPCK, 1970).
ANDREW LINZEY
SENTIENTISM
Sentientism, a term coined by Andrew Linzey in 1980, denotes an attitude
that arbitrarily favors sentients over nonsentients. The term is historically
parallel to that of ‘‘speciesism’’* coined by Richard Ryder in 1970. Although
Linzey was one of the early advocates of sentiency as the basis of rights, he
subsequently warned against claiming too much for any one form of classification as the basis of moral standing* or rights. Raymond Frey specifically
argues that sentiency as the basis of rights ‘‘condemns the whole of nonsentient creation, including the lower animals, at best to a much inferior
status or . . . at worst possibly to a status completely beyond the moral pale.’’
The issue is how to recognize the value and moral relevance of sentiency
as a criterion while avoiding falling into the error of previous generations
who have isolated one characteristic or ability—for example, reason, language, culture, or friendship—and used it as a barrier to wider moral sensibility. There is a need to be aware that all moral categories and distinctions
are themselves liable to change as our own moral sensibilities develop and
our scientific understanding increases.
Selected Bibliography. Frey, R. G., What Has Sentiency to Do with the Possession of Rights? in David A. Paterson and Richard D. Ryder (Eds.), Animals’ Rights:
A Symposium (London: Centaur Press, 1979), 106–111; Linzey, Andrew, Animal
Rights: A Christian Assessment (London: SCM Press, 1976); Linzey, Andrew, Moral
Education and Reverence for Life, in David A. Paterson (Ed.), Humane Education: A
Symposium (London: Humane Education Council, 1981), 117–125; Schweitzer, Albert, Civilization and Ethics (1923), trans. C. T. Campion (London: Unwin Books,
1967).
ANDREW LINZEY
Individual Interests
Simply put, individual interests are individual stakes in life. More precisely,
individual interests are defined as relationships between an individual and
his or her opportunities to maximize positive experiences and to minimize
negative experiences over his or her lifetime. Since the capacity for having
positive or negative experiences is equivalent to being sentient, only sentient
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SENTIENTISM
beings have individual interests. It is in an individual’s interest to use all
present and future opportunities, whether he or she is aware of their existence or not. Individuals, whether human or nonhuman, are usually not
aware and probably cannot be aware of all opportunities that would be in
their interest to pursue. An individual may have interest in something without taking an interest in it. For example, a bored (see ANIMAL BOREDOM)
individual does not take interest in anything but still has an interest in whatever would alleviate its boredom. The moral concept of having an (individual) interest (‘‘A is in the interest of X’’) ought to be clearly distinguished
from the psychological concept of taking an interest (‘‘X is interested in A’’).
The ability to take interest is dependent upon individuals having wants and
desires. While having an interest in something does not necessarily imply
taking an interest in it, the converse is not true: wanting or desiring something does imply having an interest in obtaining or avoiding it. The scope
of individual interests is, therefore, dependent on the diversity of psychological interests, which is, in turn, dependent on cognitive capacities.
A major step in the evolution of animal cognition* that led to an expansion
of psychological and individual interests was the emergence of the capacity
to form a value-laden mental representation of an external situation. This
capacity is clearly present in many mammals and birds and probably in some
other animals. Another major step in the evolution of individual interests
was the emergence of reflective self-consciousness (see ANIMAL COGNITION, Conscious Experience) and self as a major source of positive and
negative experiences.
There is a controversy over whether animals have an interest in life as
opposed to interests in specific experiences. This controversy stems from the
ambiguity of the terms ‘‘interest’’ (as discussed here), ‘‘self-consciousness’’
(or ‘‘self-awareness’’), and ‘‘life.’’ Perceptual self-consciousness implies an
experiential awareness of one’s own body and the distinction between the
body and the environment. Reflective self-consciousness is an ability to reflect upon oneself, which implies having a concept of oneself. The basic, restrictive meaning of life is the life in itself, the very existence of an individual,
which enables it to experience anything at all. The broad meaning of life
includes individual existence and all that matters to the individual in its lifetime. Only a reflectively self-conscious individual can have some concept of,
and thus take an interest in, one’s own individual existence in itself, that is,
may not want to die no matter what experience is to be expected. Since most
animals (with a few exceptions, especially ‘‘higher’’ primates) do not appear
to show evidence of reflective self-consciousness, they cannot take interest
in life itself. However, a good life, which means an existence with predominantly positive experiences, is obviously in an animal’s interest. Whether
life in either sense is in an animal’s interest depends, therefore, on its expected quality (see WELL-BEING OF ANIMALS).
SHAFTESBURY (7TH EARL OF), LORD
313
Selected Bibliography. Elzanowski, A., The Moral Career of Vertebrate Values,
in M. H. Nitecki and D. V. Nitecki (Eds.), Evolutionary Ethics (Albany: State University of New York Press, 1993), 259–276; Frey, R. G., Interests and Rights (Oxford:
Clarendon Press, 1980); Rollin, B. E., Animal Rights and Human Morality (Buffalo,
NY: Prometheus Books, 1992); Sapontzis, S. F., Morals, Reason, and Animals
(Philadelphia: Temple University Press, 1987); Teutsch, G. M., Mensch und Tier:
Lexikon der Tierschutzethik (Man and animal: Lexicon of animal protection ethics)
(Göttingen: Vandenhoeck und Ruprecht, 1987).
ANDRZEJ ELZANOWSKI
SEWELL, ANNA
Anna Sewell (1820–1878) was the author of Black Beauty (1877), the most
influential anticruelty novel of all time. A lifelong invalid, Sewell wrote the
book in her fifties, dictating it to her mother from her sickbed. She sold the
book outright for a negligible amount and did not live to see its enormous
success and impact. The popularity of Black Beauty has been linked to the
abolition of the bearing rein and to the wider success of the humane movement worldwide. Within two weeks of receiving a copy in February 1890,
Massachusetts Society for the Prevention of Cruelty to Animals (MSPCA)
founder George Angell* had arranged for a pirated edition. Soon the book
was selling at the rate of 250,000 copies per year. New editions of the book
continue to appear, and the story of Black Beauty has attracted the talents
of a number of illustrators and cinematographers.
Selected Bibliography. Chitty, Susan, The Woman Who Wrote Black Beauty (London: Hodder and Stoughton, 1971).
BERNARD UNTI
SHAFTESBURY (7TH EARL OF), LORD ANTHONY
ASHLEY COOPER
Anthony Ashley Cooper, Lord Shaftesbury (1801–1885), was a British
evangelical philanthropist active in many social causes, including factory reform, the abolition of child labor, and mental health. His animal advocacy
is less well known. Together with Henry Manning,* Frances Power Cobbe,*
and George Hoggan he founded the world’s first antivivisection* society, the
Victoria Street Society for the Protection of Animals from Vivisection, in
1875 and became its first president. Although he was an advocate of total
abolition, he supported the 1876 Cruelty to Animals Act because ‘‘while he
believed restriction might be effective, he feared that abolition would be a
dead letter’’ (Hansard, 1876, 1016). Although Shaftesbury subsequently spoke
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SHAW, GEORGE BERNARD
in favor of abolitionist legislation in 1878, it was unsuccessful. Shaftesbury’s
moral credo is encapsulated in these lines: ‘‘I was convinced that God had
called me to devote whatever advantages He might have bestowed upon me
to the cause of the weak, the helpless, both man and beast, and those who
have none to help them’’ (letter, April 30, 1881). Shaftesbury exercised great
influence in the movement until his death. Cobbe wrote of him: ‘‘Lord
Shaftesbury never joined the Victoria Street Society, it was the Society which
joined Lord Shaftesbury’’ (In Memoriam, 3).
Selected Bibliography. Cobbe, Frances Power, In Memoriam, The Late Earl of
Shaftesbury, K. G., First President of the Victoria Street Society (London: 1885); Kramer,
Molly Beer, and Andrew Linzey, Vivisection, in Paul Barry Clarke and Andrew Linzey (Eds.), Dictionary of Ethics, Theology, and Society (London and New York: Routledge, 1996), 870–874; Lord Shaftesbury, letter, April 30, 1881, cited and discussed
in Roberta Kalechofsky, Between the Species: A Journal of Ethics 6 (3) (Summer 1990):
160; Lord Shaftesbury, Speech in the House of Lords on the Cruelty to Animals
Bill, May 22, 1876, Hansard (London: HMSO, 1876), 1016–1030; Vyvyan, John, In
Pity and in Anger: A Study of the Use of Animals in Science (London: Michael Joseph,
1969).
ANDREW LINZEY
SHAW, GEORGE BERNARD
George Bernard Shaw (1856–1950) was an Irish-born author, playwright,
pamphleteer, and essayist. An outstanding humanitarian of his age, Fabian
Socialist, vegetarian, and antivivisectionist (see ANTIVIVISECTIONISM),
he was a scathing critic of all forms of animal abuse. His ‘‘Shavian’’ wit was
used to devastating effect on opponents. On vivisection, he argued that the
plain logic of such experimentation would be to include human subjects in
research too since an unlimited right to know would justify boiling human
infants to find out what boiled babies taste like (‘‘These Scoundrels’’). When
H. G. Wells eulogized Pavlov’s experiments with dogs,* Shaw replied, ‘‘And
from twenty-five years of this sort of thing all that the world learned was
how a dog behaved with half its brains out, which nobody wanted to know,
and, what was perhaps important, what sort of book a physiologist could
write without having any brains at all’’ (cited in Pearson, Bernard Shaw, 274).
Angered by rabbit coursing near his home, he wrote of sport hunters: ‘‘To
kill in gratification of a lust for death is at least to behave villainously. . . .
But to kill, being all the time quite a good sort of fellow, merely to pass
away the time . . . is to behave like an idiot or a silly imitative sheep’’(Prefaces,
148). But it was Shaw’s unrepentant vegetarianism* that most disturbed his
contemporaries, since he spoke of meat eating as ‘‘cannibalism with its heroic
dish omitted’’ (Pearson, 64). The heart of Shaw’s philosophical position on
animals was straightforward: humanitarianism is about the extension of ‘‘fel-
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315
low-feeling’’; it is illogical not to extend such sympathy to animals. Shaw’s
circle included his close friend Henry Salt,* for whose anthology Killing for
Sport (1915) he wrote a preface, and his wife, Kate Salt, who provided both
secretarial support and inspiration, not least of all as the model for the female
lead in Candida. In 1925 Shaw was awarded the Nobel Prize for Literature.
Selected Bibliography. Pearson, Hesketh, Bernard Shaw (London: Collins, 1942;
Four Square ed., 1964); Shaw, George Bernard, The Complete Plays (London: Odhams
Press, 1936); Shaw, George Bernard, The Dynamitards of Science [pamphlet] (London:
London Anti-Vivisection Society, 1900); Shaw, George Bernard, Preface to Henry
S. Salt (Ed.), Killing for Sport: Essays by Various Writers (London: George Bell, 1915),
xi–xxxiv; Shaw, George Bernard, Prefaces [to his plays] (London: Constable and Company, 1934); Shaw, George Bernard, Shaw on Vivisection, ed., G. H. Bowker (London:
George Allen and Unwin, 1949); Shaw, George Bernard, These Scoundrels:
Vivisection—The ‘‘Science’’ of Imbeciles, Sunday Express, August 7, 1927.
ANDREW LINZEY AND BERNARD UNTI
SHELTERS
Animal shelters in the United States range from small buildings in rural
areas to progressive, state-of-the-art facilities, many providing crucial services that go beyond the basic ‘‘sheltering’’ of animals. Responsible shelters
today provide humane care and treatment of all animals needing protection;
seek to return lost or stray animals to their owners; seek responsible, lifelong
homes for animals without owners; and provide a humane death for unwanted animals when necessary.
Generally speaking, shelters tend to fall within one of three categories:
(1) municipal animal control agencies, run by governmental entities in cities
and towns; (2) private, nonprofit agencies governed by a board of directors;
and (3) private, nonprofit agencies with a governmental contract to provide
animal care and control services. Most communities have at least one (and
often several) animal shelters.
Terms such as ‘‘humane society,’’ ‘‘society for the prevention of cruelty
to animals (SPCA),’’ and other similar names are generic, meaning that any
organization can use them. Thus, organizations with these names vary dramatically in focus and services provided. In addition, there is no national
governing (or oversight) organization that dictates standards or policies for
these agencies. Two national organizations, the Humane Society of the
United States (HSUS)* and the American Humane Association (AHA), offer
guidelines and recommendations for animal shelters. Although local agencies
are under no obligation to follow these recommendations, many of them do.
Working with limited human and financial resources, shelters have both
legal and ethical responsibilities to provide responsible animal control and
sheltering services for both the animals and people in their community.
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However, the needs of the animals in any given community far exceed those
of simply sheltering them from the elements. Beyond that, responsible shelters invest energy into three general areas to fulfill their mission: (1) preventing cruelty and/or suffering of animals; (2) enforcing animal-protection
laws; and (3) instilling humane principles into society. To achieve the goal
of protecting both the animals and people within their community, responsible shelters accept every animal brought in; never charge a fee for surrendered animals; maintain a clean, comfortable, safe, and healthy environment
for animals; hold stray animals a minimum of five operating days, including
a Saturday; screen prospective adopters using adoption standards; use sodium
pentobarbital (the most humane method), administered by well-trained,
compassionate individuals, when euthanasia* is necessary; and ensure that all
adopted animals are sterilized to prevent future births.
A little over a hundred years ago, there was no protection for abandoned
or abused animals. Sometimes, animals found roaming the streets were gathered up by city workers and taken to ‘‘impoundment’’ lots (or ‘‘pounds’’)
where they were held for a brief time to give a rare owner the opportunity
to claim his or her ‘‘property.’’ All that changed in 1870 when Caroline
White* refused to accept the inhumane practices at her local pound and took
over the responsibility for the care of unwanted animals in Philadelphia,
Pennsylvania, thus forming the first real ‘‘sheltering’’ organization in the
United States.
While private, nonprofit sheltering programs began to take wing, municipal animal control services continued to consist primarily of ‘‘catching
and killing’’ animals. As a result, pounds and shelters began to flourish simultaneously in the United States. Each lacked standards, policies, and a
unified response to animal care and control issues. There remained a great
divide between the services, operations, and missions of these two differing
types of agencies, which led to increased strife within the animal community.
In the early 1960s, Phyllis Wright worked hard to unite municipal animal
control agencies and private animal shelters. She showed them that they
should, in fact, have the same mission in mind. At that time, professional
standards for shelter operations and animal control programs had not yet
been established. Joining the Humane Society of the United States (HSUS)
in 1969, Wright helped to create these standards by becoming a national
liaison to shelter workers, animal control professionals, and governmental
agencies involved in animal issues. She helped to create national training
opportunities for shelter workers that succeeded in ‘‘professionalizing’’ the
movement into what it is today.
Both municipal animal control agencies and private shelters have expanded
their focus to include diverse issues such as wildlife rehabilitation, humane
education (see HUMANE EDUCATION MOVEMENT), fostering programs, obedience training, and pets in housing. These shelters also under-
SILVER SPRING MONKEYS
317
stand that the root of the problem is not the animals themselves, but people.
Therefore, public support, understanding, and resources are crucial to resolving the many problems associated with animals.
Selected Bibliography. Allen, R. D., and W. Westbrook (Eds.), The Handbook of
Animal Welfare, Biomedical, Psychological, and Ecological Aspects of Pet Problems and Control (New York: Garland STPM Press, 1979); Animal Sheltering (published by the
Humane Society of the United States) 19(1) (January–February, 1996); Curtis, P.,
The Animal Shelter (New York: E. P. Dutton, 1984); Humane Society of the United
States, How to Organize a Humane Society, 1985; Local Animal Control Management, MIS Report 25 (9) (September 1993): 1–20.
SALLY FEKETY
SILVER SPRING MONKEYS
In 1981 the Institute for Behavioral Research (IBR) in Silver Spring,
Maryland, was raided by police as a result of accusations of cruelty to animals. This was the first time in American history that a scientific research
laboratory had been raided by police as a result of alleged cruelty to animals,
and it quickly became a landmark case that set legal and political precedents
across the United States.
The research at the IBR, led by Edward Taub, was funded by the National
Institutes of Health (NIH) and focused on somatosensory deafferentation
(removing sensation) research in primates, in which all sensation was surgically abolished from one or both forelimbs. The extent to which the animals then used their limbs (or could use them) was evaluated. It was believed
that voluntary movement was impossible in the absence of sensory feedback,
a conclusion disproved by the research at IBR.
In the early summer of 1981, an animal activist named Alex Pacheco asked
Taub for a job at IBR. Taub told Pacheco that there was no paying job
available at the institute, but that he was welcome to work at the laboratory
on a volunteer basis. Taub was not aware that Pacheco was one of the founding members of People for the Ethical Treatment of Animals (PETA). During his five months at IBR, Pacheco took photographs of the conditions in
the facility. In addition, while Taub was away on vacation, he brought five
scientists (two zoo veterinarians* and three animal activists, two of whom
were primatologists) into the facility to witness the conditions in the laboratory.
On September 22, 1981, in response to the affidavits of the five scientists
alleging grossly unsanitary conditions and inadequate care and the photographs provided by Pacheco, the Montgomery County police raided IBR,
confiscating the primates and seizing laboratory records. Taub was subsequently charged with cruelty to animals. In November 1981, Taub was found
guilty of providing inadequate veterinary care to six of the seventeen pri-
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mates. The other 113 charges were dismissed. Taub appealed the conviction,
demanding a second trial before a jury, and was found guilty on a single
count of inadequate veterinary care. He appealed to the Maryland Supreme
Court, which dismissed the case because, it argued, the Maryland anticruelty
statute did not apply to federally funded research. The NIH subsequently
determined that the IBR facilities and program violated several aspects of
NIH animal research policies, and it first suspended and then terminated
Taub’s funding.
The case has had a tremendous impact on the animal research debate and
on resulting public policy. At the time of the police raid, Congress had
scheduled hearings on several animal research bills. The news coverage of
the raid and the publicity generated by Pacheco’s photographs refocused the
congressional hearings. NIH also found its own policies too vague to deal
adequately with the events and initiated a major revision of its animal research policies. The research community, particularly the American Psychological Association and the Society for Neuroscience, was very concerned
about the case and rallied behind Taub to defend him from his critics. In
contrast, two laboratory animal veterinarians testified for the prosecution
that the conditions pictured at IBR were grossly substandard for the care of
primates. Subsequently, PETA and NIH fought over the fate of the Silver
Spring monkeys, especially the deafferented animals, which ended up at the
Delta Primate Research Center. The monkeys continued to be the focus of
court battles well into the 1990s until the last animal was euthanized (see
EUTHANASIA) because of failing health.
Selected Bibliography. Guillermo, K. S., Monkey Business: The Disturbing Case
That Launched the Animal Rights Movement (Washington, DC: National Press Books,
1993).
ANDREW N. ROWAN
SIZEISM
Sizeism, a form of speciesism,* specifically relates to the failure to empathize with (see EMPATHY FOR ANIMALS) or give small animals the same
consideration that would be given to larger animals. Although there are no
good physiological reasons to doubt that small animals feel pain,* scientific
procedures are carried out on them that would not be carried out on larger
animals without an anesthetic, for example, amputation of digits, docking*
of tails, castration, cardiac puncture, and intracerebral injections.
DAVID B. MORTON
SLAUGHTER. See TRANSPORTATION AND SLAUGHTER.
SPECIES-ESSENTIALISM
319
SPECIES-ESSENTIALISM
Essentialism is the claim that every member of a real kind shares some
one quality with all and only others of that kind. What is now in doubt is
that such kinds can ever be identified with biological species. One can
question whether it is necessary, to be a dog,* to share some quality with
all (and only) dogs and whether it is necessary to suppose that there are
‘‘pure’’ dogs, having no other qualities than dogs require. Biologists typically blame Aristotle or his followers for ‘‘species-essentialism,’’ for supposing that there are real, discrete biological kinds, such that there are
‘‘perfect’’ specimens of each such kind. The truth is that Aristotle insisted
that there were no absolute divisions in nature: we could conveniently
classify living things, but would always find that there were hybrids and
intermediates in any system.
Aristotle was correct: the existence of cross-species hybrids and the supposed existence of ancestral species from which several modern species have
evolved show that nature is a continuum (see CONTINUITY; DARWIN,
CHARLES). A species is a set of interbreeding populations, not a natural
kind. There need be no one quality that every member of a species shares
with all and only the others. Not all members even resemble all their conspecifics (members of the same species) more than they resemble creatures
of other species. Nor is there any ‘‘perfect specimen’’ of a given species: any
member of a species, however unusual, is equally and perfectly a member.
Nothing says that any individual can have fertile intercourse with any conspecific of the other sex, nor that every individual of that species shares any
one particular character with every other, nor that its failure to have some
feature shared by most is any real defect. Some groups, closed off from
others, will be highly uniform; others will not, yet the differences do not
grow into true species differences unless the group happens to split up.
Sometimes one species will turn into two only because some crucial, intermediate population has perished (without any change in any other population). It is not even entirely true that genetic information cannot pass
between real species: occasional hybrids aside, viral infection transfers genetic material.
With respect to the human species, it turns out not to be a ‘‘natural kind’’:
it is just the set of interbreeding populations. There may have been (and
there may yet be) more than one such ‘‘human’’ species: what the individuals
concerned were (or will be) like (and what our duties might be toward them)
cannot be settled by deciding on their species.
Selected Bibliography. Clark, S. R. L., Is Humanity a Natural Kind? in T. Ingold,
(Ed.), What Is an Animal? (London: Routledge, 1994); Douglas, Mary, Natural Symbols (Harmondsworth: Penguin, 1973); Gotthelf, A., and J. G. Lennox (Eds.), Philosophical Issues in Aristotle’s Biology (Cambridge: Cambridge University Press, 1987);
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Mayr, Ernst, Animal Species and Evolution (Cambridge, MA: Belknap Press of Harvard
University Press, 1963); Sober, Elliott, From a Biological Point of View (Cambridge:
Cambridge University Press, 1994).
STEPHEN R. L. CLARK
SPECIESISM
The term speciesism was first coined by Richard Ryder in 1970. In 1985
the Oxford English Dictionary defined speciesism as ‘‘discrimination against
or exploitation of certain animal species by human beings, based on an assumption of mankind’s superiority.’’ This definition marked the official acceptance of ‘‘speciesism’’ into the language. Peter Singer did much to
establish its use. Two chapters in his classic work Animal Liberation include
the term in their titles.
Two slightly different, but not often clearly distinguished usages of ‘‘speciesism’’ should be noted. A human may seek to justify discrimination
against, say, an armadillo on the grounds that the armadillo cannot talk, is
not a moral agent (see MORAL AGENCY AND ANIMALS), has no religion, or is not very intelligent (see ANIMAL COGNITION, Intelligence);
such an attitude is often described as speciesist. But, more strictly, it is when
the discrimination or exploitation against the armadillo is justified solely on
the grounds that the armadillo is of another species that it is speciesist. This
latter usage should perhaps be called strict speciesism. A strict speciesist might
argue, for example, that painful experiments are allowable on intelligent and
communicative chimpanzees* but not upon human beings of any sort, even
brain-dead ones; here, the speciesist regards the species difference itself as
the all-important criterion.
By drawing the parallel between speciesism, sexism, and racism, campaigners have been able to attract the attention, and often the support, of liberals,
democrats, and others who might otherwise have remained indifferent to the
interests of nonhumans. Thus, although the concept has proved useful on
the philosophical level, for example, as a means to address the subject without any commitment to the idea of ‘‘rights,’’ it has had value on the psychological and political levels also.
Selected Bibliography. Ryder, Richard D., Animal Revolution: Changing Attitudes
towards Speciesism (Oxford: Basil Blackwell, 1989); Ryder, Richard D., Experiments
on Animals, in Stanley Godlovitch, Roslind Godlovitch, and John Harris (Ed.), Animals, Men, and Morals: An Enquiry into the Maltreatment of Non-Humans (London:
Victor Gollancz, 1971); Ryder Richard D., Victims of Science: The Use of Animals in
Research (London: Davis-Poynter, 1975); Ryder, Richard D. (Ed.), Animal Welfare
and the Environment (London: Gerald Duckworth, 1992); Singer, Peter, Animal Liberation (New York: New York Review of Books, 1990).
RICHARD D. RYDER
SPECIESISM
321
Historical Views
The term ‘‘speciesism’’ has become a valuable tool in describing how humans have thought of and treated other animals. As a concept, speciesism is
an attempt to describe an attitude that has been the primary justification for
the many ways in which humans have deprived other animals of basic moral
protections such as life, liberty, and freedom from purposeful infliction of
avoidable harm.
The exclusion of other animals’ interests has taken different forms, such
as justifications that even the minor interests of humans (such as cosmetic
appearance, recreation, or convenience) outweigh the major interests of
other animals. Overriding the interests of other animals has traditionally
been supported by claims that other animals exist for humans. Aristotle made
such a claim (Politics 1.8) in the fourth century B.C.E., and three centuries
later Cicero made even more anthropocentric (see ANTHROPOCENTRISM) claims (De Natura Deorum 2.14). The claim is still made in great
earnestness, as in the 1994 Catholic Catechism passage that says, ‘‘Animals,
like plants and inanimate things, are by nature destined for the common
good of past, present and future humanity’’ (paragraph 2415).
It is not merely the inclusion of all humans that is the target of antispeciesism advocates. Rather, the problem is the exclusion of all other animals
solely because they are not members of the human species. It is the concentration on the species line as the border of moral considerability that has led
to the charge that membership in the human species has been the real criterion for determining which animals are valued.
What have stimulated and continue to drive the charge of speciesism are
justifications of many avoidable, nonessential human activities. Instrumental
use of other animals, sport hunting,* factory farming,* testing of cosmetics,
biomedical experiments, roadside animal shows, and recreational animal
parks involve intentional, but avoidable damage to other animals’ interests.
Speciesism is a valuable tool for describing the terrain we are in with
regard to our understanding of the moral status of other animals. As Gary
Francione points out, other animals are property in contemporary legal systems (see LAW AND ANIMALS), and speciesist exclusions are the foundation of such thinking. The continuation of such views is also a central
feature of the most influential secular and religious institutions in Western
culture, thereby anchoring the anthropocentrism of traditional ethics. One
recent attempt to breach the species barrier is the Great Ape Project,* which,
in the interest of many other animals, focuses on humans’ closest genetic
cousins as the first step in dismantling the traditional prejudices that draw
their life from the practice of defining moral considerability in terms of
membership in the human species.
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Selected Bibliography. Catechism of the Catholic Church (London: Gregory Chapman, 1994); Cavalieri, Paola, and Peter Singer (Eds.), The Great Ape Project: Equality
beyond Humanity (London: Fourth Estate, 1993); Cone, James H., Black Theology and
Black Power (New York: Seabury Press, 1969); Francione, Gary L., Animals, Property,
and the Law (Philadelphia: Temple University Press, 1995); Midgley, Mary, Animals
and Why They Matter (Athens: University of Georgia Press, 1983); Ryder, Richard,
Animal Revolution: Changing Attitudes towards Speciesism (Oxford: Basil Blackwell,
1989); Ryder, Richard, Victims of Science: The Use of Animals in Research (London:
Davis-Poynter, 1975); Singer, Peter, Animal Liberation (New York: New York Review
of Books, 1990).
PAUL WALDAU
Biological Classification
Speciesism is the attribution of weight to species membership in evaluating
the ethical treatment of individuals. When we say that all and only human
life is sacred, we are embodying speciesism in a basic moral principle. When
we treat nonhuman animals as mere means to our ends, while condemning
the same attitude in the case of human beings, we are incorporating speciesism into our practices.
Recently, speciesism has been equated with racism and sexism as a form
of arbitrary discrimination. Some philosophers have pointed out that if we
reflect on the human rights theory, we can realize that we have already
settled similar questions of relevance. People generally believe that race and
sex membership should play no role in our morality. To be consistent, the
same judgment should be made in the case of species membership. On this
view, the very idea of human equality tells us that speciesism is ethically
objectionable.
However, one should explain what is wrong with racism and sexism. An
answer seems evident. Races and sex are biological classifications. As such,
they are concerned with purely physical characteristics such as skin color and
reproductive role, rather than with psychological properties such as the capacity for being harmed or benefited. Since ethics is an autonomous theoretical subject, endowed with its own standards of justification, criteria
coming from different disciplines have no bearing on it.
Against this, it can be said that there is a correspondence between race or
sex and the possession, or lack, of some characteristics that are morally relevant, so that group membership may be appealed to as a mark of this difference. This can be called the ‘‘correspondence approach.’’ Thus, for
example, racists often claim that members of other races are less intelligent
than members of their own race. However, even if the claim were true, this
approach would not work. First, if the underlying reference is to other characteristics, drawing a line through race membership is uselessly confusing.
Second, what we shall find will be overlap, not mutual exclusion, between
races, and to treat individuals not on the basis of what is allegedly ‘‘normal’’
for their group would be irrational.
SPECIMENS
323
Thus it seems that racism and sexism are in fact arbitrary discriminations.
Many have disputed that we can say the same for speciesism. Since it is
undeniable that species is a biological characteristic just as race and sex are,
the objections to the parallel have focused on the correspondence approach.
While seen as unacceptable in the case of humans, this approach has claimed
to be sensible in the case of other animals, because the gulf between us and
them allegedly is so large as to prevent overlap.
However, since the work of Charles Darwin,* we have given up the idea
of a gulf between us and the other animals: we see the animal world as
composed of a multitude of organisms that resemble one another in some
ways, but differ in others, and we hold that differences among species should
be viewed as differences in degree rather than in kind. Moreover, if some
people want to stick an arrangement of beings in a linear, ascending scale,
they still have to be concerned with the presence within our species of disabled, disturbed, or brain-damaged individuals (see MARGINAL CASES).
All in all, it seems that racism, sexism, and speciesism are arbitrary discriminations. If this conclusion is sound, we can only preserve our belief that
there are no morally relevant barriers within our species at the price of
abandoning the belief that there is a morally relevant barrier around our
species.
Selected Bibliography. Johnson, Edward, Species and Morality (Ph.D. dissertation, Princeton University, July 1976; Ann Arbor, MI: University Microfilms International, 1977); Pluhar, Evelyn, Speciesism: A Form of Bigotry or a Justified View?’’
Between the Species 4(2) (Spring 1988): 83–96; Rachels, James, Created from Animals:
The Moral Implications of Darwinism (Oxford: Oxford University Press, 1990); Singer,
Peter, Practical Ethics, 2nd ed. (Cambridge: Cambridge University Press, 1993); Tooley, Michael, Abortion and Infanticide (Oxford: Oxford University Press, 1983).
PAOLA CAVALIERI
SPECIMENS
Natural history museums house scientific specimens of animals in their
collections. Specimens serve as the essential permanent records of biodiversity. They are used to study systematic biology, taxonomy, distribution,
ecology, physiology, behavior, wildlife management, and conservation. Much
of our information about wild animals is based on these museum collections.
Many species of mammals (such as mice,* shrews, and bats) are not seen
unless they are captured and cannot be identified without examining the
skull. Many species of birds can only be correctly identified with a specimen
in hand.
These research collections are looked after with great care, so that they
will continue to provide information well into future generations. A specimen of a mammal usually consists of a skin and a skull; it may also consist
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of other parts, including the skeleton or parts thereof, the body or body
parts preserved in alcohol, or tissue samples for genetic analyses. A single
specimen provides a wealth of information on the individual (for example,
breeding condition, diet, molt) in addition to documenting when this particular animal existed in a particular locale. For example, a black-footed ferret
specimen from Denver, collected in the 1940s, lets us know that Denver
used to provide a good habitat for these animals. The natural phenomenon
of bird navigation, involving five billion birds per year in North America
that travel an average distance of 2,000 kilometers, is documented with specimens. Ornithological collections often contain eggs of birds. The negative
impact of DDT on birds was first made known by studying eggshells in
museum collections and comparing them with present-day eggs. Modern
techniques even allow reconstruction of the genetic information of an individual. Studies of chemical composition of hair, feathers, or shells provide
indications of levels of chemical pollutants at the time of capture.
In recent years, concern has been raised about the morality of killing
animals for this collecting of specimens. In response to this concern, and as
a consequence of space limitations in museums, the labor intensity of caring
for collections, and declining populations in the wild, collecting has become
far more conservative. In addition, alternatives to collecting in certain situations are being discussed. These include photographs of animals to document distributions of easily identifiable animals, and blood and/or tissue
samples to access genetic information.
In an attempt to balance a land ethic that values individuals, populations,
and ecosystems (see ENVIRONMENTAL ETHICS), an animal rights*
ethic that values individuals, and the interests of science that value knowledge, Robert Loftin has outlined criteria for justifiable collecting of specimens. These criteria include necessity, importance, novelty, least damage,
mercy, maximum information, no long-term impact, and no jeopardy to endangered species.*
Although it is true that some individuals are killed during collecting, specimens can be used for purposes that lead to the conservation of the species
the specimens represent. We can only conserve and protect populations,
species, and ecosystems based on our knowledge of what was there prior to
the present.
Selected Bibliography. Banks, R. C. (Ed.), Museum Studies and Wildlife Management: Selected Papers (Washington, DC: Smithsonian Institution Press, 1979); Bogan,
M. A., R. B. Finley, and S. J. Petersburg, The Importance of Biological Surveys in
Managing Public Lands in the Western United States, in Management of Amphibians,
Reptiles, and Small Mammals in North America, General Technical Report, U.S.D.A.
Forest Service, RM-166 (1988), 254–261; Finley, R. B., Jr., The Value of Research
Collections, BioScience 37 (1987): 92; Finley, R. B., Jr., and M. A. Bogan, Studies of
Biological Diversity: The U.S. Fish and Wildlife Service Experience, Association of
Systematics Collections Newsletter 20 (1992): 110–111; Loftin, R. W., Scientific Col-
STEREOTYPIES IN ANIMALS
325
lecting, Environmental Ethics 14 (1992): 253–264; Yates, T. L., Value and Potential
of the Collection Resource, in H. H. Genoways, C. Jones, and O. L. Rossolimo
(Eds.), Mammal Collection Management (Lubbock: Texas Tech University Press,
1987), 9–17.
CARRON A. MEANEY
STEREOTYPIES IN ANIMALS
A stereotypy is a repeated, relatively invariant sequence of movements that
has no obvious function. It is the repetition of the same behavior pattern
that makes the stereotypy so obvious to an observer, and the abnormality is
also indicated by the distinction from useful repetitive behaviors such as
breathing, walking, or flying. Among the most striking abnormal behaviors
shown by some animals in zoos* and in confined conditions on farms are
stereotypies such as route tracing, bar biting, tongue rolling, or sham chewing. Georgia Mason described a female mink, in a 75 ⫻ 37.5 ⫻ 30-cm cage
on a mink farm, who would repeatedly rear up, cling to the cage ceiling with
her forepaws, and then crash down on her back.
Stereotypies can be shown by humans with neurological disorders, by
those with some degree of mental illness, and by those in situations where
they have little or no control over aspects of their interaction with their
environment. People with no illness may show stereotypies when confined
in a small cell in prison or when exposed to situations like waiting for an
important interview or waiting for their wife to give birth.
The causes of stereotypies in nonhuman animals seem to be very similar
to those in humans. Frustrated individuals, especially those unable to control
their environment for a long period, are the most likely to show the behavior. Individuals treated with particular drugs, especially psychostimulants
such as amphetamine and apomorphine, may show stereotypies, but it is not
clear what this tells us about the causation of stereotypies. Many stereotypies
seem to be related to oral movement or to locomotion, so the control systems for such movements are clearly susceptible to being taken over by
whatever causes repetition. The age of the individual and the amount of
time in the housing condition can affect the stereotypies shown, for example,
horses changing from crib biting to wind sucking or from side-to-side pacing
to head weaving and confined sows changing from bar biting to sham chewing. Movements can also become more complex with age.
In most cases we do not know whether a stereotypy is helping the individual to cope (see ANIMAL WELFARE, Coping) with the conditions, has
helped in the past but is no longer doing so, or has never helped and has
always been just a behavioral abnormality. None of the studies that demonstrate a relationship between the extent of occurrence of stereotypies and
opioid receptor blocking or opioid receptor density measurement tells us
with certainty whether or not stereotypies have any analgesic or calming
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function. But in all cases the stereotypy indicates that the individual has some
difficulty in coping with the conditions, so it is an indicator of poor welfare.
Some stereotypies must indicate worse welfare than others, but any individual showing them has a problem.
Stereotypies are sometimes ignored by those who keep animals and may
be taken to be normal behavior by those people if they see only disturbed
animals. For example, zoo keepers may see route tracing by cats or bears,
laboratory staff may see twirling around drinkers by rodents, and farmers
may see bar biting or sham chewing by stall-housed sows without realizing
that these indicate that the welfare of the animals is poor. A greater awareness of the importance of stereotypies as indicators of poor welfare is resulting in changes in animal housing. More complex environments that give
the individual more control and hence result in the occurrence of fewer
stereotypies are now being provided in good animal accommodation (see
ENRICHMENT FOR ANIMALS). These environments also give opportunities for a larger proportion of the full behavioral repertoire to be expressed, and for the patterns of movements in the repertoire to be varied.
The consequent reduction in frustration and increase in the proportion of
an individual’s interactions with its environment that are under its control
improve its welfare.
Selected Bibliography. Broom, D. M., Stereotypies as Animal Welfare Indicators,
in D. Smidt (Ed.), Indicators Relevant to Farm Animal Welfare, Current Topics in
Veterinary Medicine and Animal Science 23 (1983): 81–87: Broom, D. M., and K. G.
Johnson, Stress and Animal Welfare (London: Chapman and Hall, 1993); Lawrence,
A. B., and J. Rushen (Eds.), Stereotypic Animal Behaviour: Fundamentals and Applications
to Welfare (Wallingford: CAB International, 1993); Mason, G. J., Stereotypies: A
Critical Review, Animal Behaviour 41 (1991): 1015–1037; Ödberg, F., Abnormal Behaviours (Stereotypies), Proceedings of the First World Congress on Ethology Applied to
Zootechnics, Madrid (Madrid: Industrias Grafices España, 1978), 475–480.
DONALD M. BROOM
STRESS
On most occasions when people say that they are stressed, or that some
other individual, whether human or not, is stressed, they mean that their
environment is having an adverse or harmful effect on them. Hans Selye, a
physiologist, emphasized that the secretion of glucocorticoids from the adrenal cortex is a widespread, nonspecific stress response. However, since
then, others have shown that exposure to high temperature, hemorrhage,
prolonged close confinement, a nonnutritive diet, or dehydration elicits no
adrenal cortex response or reduced glucocorticoid production, but some
adaptive, useful activities such as courtship, copulation, and hunting for food
do elicit glucocorticoid production. Hence it is not useful to define the term
stress with reference to increased adrenal activity.
STRESS
327
Scientists have used the word ‘‘stress’’ to refer to even minor perturbations
of homeostasis (or balance), and one defined it as ‘‘any displacement from
the optimum state,’’ so that stress seemed to be the effect of almost any
stimulus. Brief exposure to the warm sun, which elicits simple physiological
and behavioral responses, would be called stress using such a definition. To
use ‘‘stress’’ for a circumstance in which such regulatory responses occur is
unnecessary and misleading.
The necessity for consideration of psychological as well as physical effects
of the environment on individuals has been emphasized in many discussions
of stress. It is of interest in this context that many of those discussing stress
in domestic or wild animals have tended to emphasize physical problems,
while people discussing themselves concentrate on coping difficulties of a
mental nature. At least in the more complex animals, both must be important, and stress does not refer to a single coping system (see ANIMAL WELFARE, Coping).
The ultimate measure of distress* for animals is impairment of biological
fitness—how many offspring they produce who then go on to reproduce. If
an individual is adversely affected by his environment to such an extent that
he is less able to pass on his genes to the next generation because he dies
or is unable to produce as many offspring, then his fitness is reduced. In
many cases it is not easy to be sure that fitness is reduced, but it can be
confidently predicted on the basis of previous knowledge.
In order to take account of the functioning of coping systems and each of
the points made earlier, stress is defined as an environmental effect on an
individual that strains his control systems and reduces his fitness or appears
likely to do so. A distinction is therefore made between a minor disturbance
to an individual’s equilibrium that may necessitate the use of energy to correct it and would not be referred to as stress and greater effects that are
sufficient to reduce fitness.
Stress may result from a variety of kinds of effects, but Selye was right to
emphasize that particular changes in physiology and immune-system function are common to many individuals and circumstances. A variety of harsh
conditions can result in immunosuppression, increased pathology, and sometimes general failure of body function and then death. There is an overlap
between the concept of stress and that of the welfare of an individual. If the
individual is stressed, his welfare will be poor. However, stress refers to
failure to cope with the environment, and poor welfare also includes the
situation in which the individual has difficulty in coping with his environment without fitness reduction.
Selected Bibliography. Broom, D. M., and K. G. Johnson, Stress and Animal Welfare (London: Chapman and Hall, 1993); Mason, J. W., Psychoendocrine Mechanisms in a General Perspective of Endocrine Integration, in L. Levi (Ed.), Emotions:
Their Parameters and Measurement (New York: Raven Press, 1975), 143–82; Moberg,
G. P., Biological Response to Stress: Key to Assessment of Animal Well-Being?
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SUBJECTIVITY OF ANIMALS
in G. P. Moberg (Ed.), Animal Stress (Bethesda, MD: American Physiological Society,
1985), 27–49; Selye, H., The Evolution of the Stress Concept, American Scientist 61
(1973): 692–699; Trumbull, R., and M. H. Appley, A Conceptual Model for the
Examination of Stress Dynamics, in M. H. Appley and R. Trumbull (Eds.), Dynamics
of Stress: Physiological, Psychological, and Social Perspectives (New York: Plenum Press,
1986).
DONALD M. BROOM
SUBJECTIVITY OF ANIMALS
To be interested in animal welfare* is to assume that animals are capable
of having subjective (or personal) feelings and thoughts. Only if we assume
that animals can feel fearful, frustrated, unhappy, or bored does it make sense
to want to improve their situation. However, for scientists working in the
field of animal welfare, the problem is whether, and how, we can be certain
that animals have such kinds of experiences.
To consider this problem, we should take a closer look at what is meant
by the term ‘‘subjective.’’ First, this term refers to inner experience; it indicates that animals (and humans) are beings with their own individual view
of the world and their own needs* and desires. Second, the term refers to
human knowledge and has the assumption of ‘‘antiobjective’’; to call a statement ‘‘subjective’’ is to claim that it is based on private opinion and has no
broader general validity among different people.
Unfortunately, these two meanings of the term ‘‘subjective’’ are frequently
tied into one. Many assume that because feelings are of an inner, subjective
nature, they therefore are not open to reliable, objective assessment, only to
biased personal judgment. However, the two meanings of subjectivity should
not be tied, but be carefully pried apart. With appropriate criteria, objective,
unbiased investigation of subjective experience in animals may well be possible.
Various approaches to the study of subjective experience in animals have
been put forward in recent years. One of the first and most influential ideas
was to let animals ‘‘vote with their feet’’: when given a choice of environments, animals will spend most of their time in the environment they presumably like best (see PREFERENCE AND MOTIVATION TESTING).
Another proposal was to test how hard animals are prepared to work for
various kinds of rewards: to gain access to litter, for example, chickens* are
willing to peck a key many times. Such studies indicate what animals prefer
and like; however, they do not tell us what animals experience when they
do not get what they like. We do not know whether they then suffer, and
if so, how much. One approach is to test whether ‘‘out of sight is out of
mind’’; if animals can form mental images of their experiences and remember
them (for example, companionship, litter, or the provision of food), we can
ask whether they miss these experiences when they are absent, and suffer as
SUFFERING OF ANIMALS
329
a result. Another approach is to assess an animal’s suffering* through detailed
study of its expression. The animal’s body posture, eyes, ears, tail, and the
overall manner in which it relates to the environment are all expressive traits
indicating how the animal feels (see ANIMAL BOREDOM). Although this
approach does not address the cause of an animal’s distress,* it does allow
rapid diagnosis of serious subjective affliction.
We do not need absolute proof to take a phenomenon seriously and study
it. After all, the existence of human suffering has, strictly speaking, not been
scientifically proven either. That science as yet cannot explain why and how
subjective experience exists does not mean that its existence is uncertain or
unavailable for description and analysis. Careful description of phenomena
is the start of scientific explanation, not the result.
Several philosophers have provided helpful starting points, arguing that
an animal’s perspective is closely linked to the species-typical way it interacts
with the environment. To understand why subjective experience exists, perhaps the brain is the best focus of study; but to investigate what it is, what
are the range and diversity of experience of which animals are capable, behavior in all its richly expressive aspects provides the best starting point.
People who closely interact with animals in mutual partnership, such as dog*
and horse trainers, zoo* keepers, and pet owners (see COMPANION ANIMALS AND PETS), develop an intimate acquaintance with the expressive
repertoire of their animals and learn to understand it well. The science of
animal welfare can be stimulated through development of various approaches, as indicated earlier.
Selected Bibliography. Dawkins, M. S., From an Animal’s Point of View: Motivation, Fitness, and Animal Welfare, Behavioral and Brain Sciences 13 (1990): 1–61;
Duncan, I. J. H., and J. C. Petherick, The Implications of Cognitive Processes for
Animal Welfare, Journal of Animal Science 69 (1991): 5017–5022; Hearne, V., Adam’s
Task: Calling Animals by Name (London: Heinemann, 1986); Nagel, T., What Is It
Like to Be a Bat? Psychological Review 83 (1974): 435–451; Wemelsfelder, F., The
Scientific Validity of Subjective Concepts in Models of Animal Welfare, Applied Animal Behaviour Science 53 (1–2) (1997): 75–88.
FRANÇOISE WEMELSFELDER
SUFFERING OF ANIMALS
Suffering is a general term used in referring to animals who may be experiencing adverse physiological and mental states such as pain, * discomfort,
fear,* distress,* frustration, boredom (see ANIMAL BOREDOM), torment,
or grief. It is possible for an individual to suffer without pain—for example,
an individual who constantly fears something—and to experience pain without suffering—for example, when one pinches oneself. In humans, suffering
is recognized as having the dimension of mental processing involving awareness of self in relation to that physical state and reflects the integration of
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earlier experiences and future desires with the adverse state(s) being experienced. There is increasing evidence that animals other than humans have
this ability, particularly the great apes, some other nonhuman primates, and
perhaps other mammals (and even other vertebrates), but to date there is
little empirical evidence for this.
Assessment of suffering is difficult in animals because they cannot directly
communicate through a common language, and so it is based on careful
observations of animal behavior and clinical signs. Such signs can be observed accurately and are either nonparametric or parametric. Nonparametric signs are observable as being present or absent but are not measurable
on a continuum, as with parametric signs. Examples of nonparametric signs
include harsh coat, runny eyes, hangdog look, eyes half open, diarrhea, lameness, hopping lame, and changes in behavior such as changes from docility
to aggression or from quiet to vocalizing on approach. Parametric signs are
measurable on a continuum and include body weight, body temperature,
heart rate, or rate of breathing. Such an assessment of animal suffering is
only possible when the normal physiological parameters and behavior of that
individual animal or strain (breed) or species are well known. When these
parameters have been established, one can estimate fairly objectively how far
an animal has deviated from normality and what an animal may be feeling,
and so begin to assess the level of suffering. Generalizing from human experiences in a similar condition to nonhuman animals also guides one to
look for signs an animal may show, but has to take into account relevant
biological differences between humans and animals. This approach has been
termed critical anthropomorphism.*
Selected Bibliography. DeGrazia, D., and A. Rowan, Pain, Suffering, and Anxiety
in Animals and Humans, Theoretical Medicine 12 (1991): 193–211; Fitzgerald, M.,
Neurobiology of Foetal and Neonatal Pain, in Patrick Wall and Ronald Melzack
(Eds.), Textbook of Pain, 3rd ed. (London: Churchill Livingstone, 1994), 153–163;
Institute of Laboratory Animal Resources and National Research Council, Committee on Pain and Distress in Laboratory Animals, Recognition and Alleviation of Pain
and Distress in Laboratory Animals (Washington, DC: National Academy Press, 1992);
International Association for the Study of Pain, Guidelines on Painful Experiments:
Report of the International Association for the Study of Pain Subcommittee on Taxonomy, Pain 6 (1979): 249–252; Melzack, R., and P. Wall, The Challenge of Pain
(Harmondsworth, UK: Penguin Books, 1982); Morton, D. B., Recognition and Assessment of Adverse Effects in Animals, in N. E. Johnson (Ed.), Proceedings of Animals
in Science Conference: Perspectives on Their Use, Care, and Welfare (Melbourne, Australia: Monash University, 1995), 131–148; Morton, D. B., and P. H. M. Griffiths,
Guidelines on the Recognition of Pain, Distress, and Discomfort in Experimental
Animals and an Hypothesis for Assessment, Veterinary Record 116 (1985): 431–436.
DAVID B. MORTON
SYMPATHY FOR ANIMALS
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SYMPATHY FOR ANIMALS
Sympathy for animals has been the obvious motivating force behind the
animal-protection movement. Stories of how animals are treated on factory
farms (see FACTORY FARMING) or in scientific laboratories (see LABORATORY ANIMAL USE; SILVER SPRING MONKEYS) have been important for getting people to change their attitudes toward eating meat or
toward scientific research using animals. Discussions of sympathy often fail
to note that there are two different, if related, senses of ‘‘sympathy.’’ These
can be illustrated by contrasting two phrases: ‘‘sympathy for’’ and ‘‘sympathy
with.’’ Sympathy for (or toward) X always involves one experiencing something of the feelings that one imagines X has in the situation X is in. In
addition, the feelings targeted are always negative, although they lead, in
sympathy for, to feelings of generosity as well, as when we give aid because
we feel sorry for a beggar or for someone who has to do something unpleasant.
The ability to feel sympathy for appears to be based on the capacity to
have sympathy with: a broad ability to respond in a mirroring way to the
emotions and, more generally, to the inner mental life of other conscious
beings. For A to have sympathy with some being B is for A to think and
feel in the same way as B does, and to do so on the basis of A’s perception
of B’s situation. This mirroring response occurs unconsciously, for the most
part, and at best is a set of ‘‘as-if’’ feelings and thoughts. Sympathy with,
however, is not necessarily considerate or generous and does not necessarily
lead to sympathy for. Hunters, farmers, anglers, animal trainers, and guards
in prison may all have a sensitive understanding of the objects of their attentions—and have it by an inner mirroring of the mental life of the other—
and yet feel neither sympathy for nor benevolence toward these objects.
The philosopher David Hume based his notion of sympathy on a natural
or innate common sentiment among humanity that leads to a sort of sympathetic contagion in which one person’s emotion tends to cause the same
emotion in other people. Hume was aware that such sympathy extends beyond the human sphere to include our responses to nonhuman animals. The
notion of ‘‘empathy’’* is an alternative explanation for some of the same
psychological phenomena. Although usually used as a synonym for ‘‘sympathy,’’ ‘‘empathy’’ was originally invented early in the 20th century to describe and explain the experience of projecting one’s feelings onto works of
art, and it has been extended to describe psychological abilities and experiences that some people have to identify with others. Empathy is thought to
involve different mechanisms than sympathy, most notably a projection of
the self onto or into the ‘‘other.’’
Although some scientists are doubtful about the validity of human feelings
of sympathy for or with other animals, cognitive psychologists have begun
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to investigate the idea that there is some mechanism of sympathy that explains how humans understand each other. Their idea is that we do it by
means of an inner simulation, that we produce an experiential modeling of
the operations of other minds, rather than understanding them by making
inferences about what is going on in other minds through applying a general
cognitive theory.
Even if sympathy is for the most part acceptable, there are still questions
about its variability and whether we can appropriately extend sympathy to
more distant life forms. Sympathy for animals seems to vary enormously
cross-culturally, cross-historically, and even within a given individual’s life.
Some people pamper their pets while being cruel and heartless to other
similar animals. The answer may be to educate sympathies so that they are
based on the best theory of the animal in question. We learn, for example,
that chimpanzees* ‘‘grin’’ when they are aggressive, not when they are
amused. This assumes, however, that our sympathy-with feelings can be educated and are sufficiently flexible to encompass a wide range of beings.
Selected Bibliography. Chismar, D., Empathy and Sympathy: The Important
Difference, Journal of Value Inquiry 22 (1988): 257–266; Fisher, J. A., Taking Sympathy Seriously; A Defense of Our Moral Psychology toward Animals, Environmental
Ethics 9 (1987): 197–215; Gordon, R. M., Sympathy, Simulation, and the Impartial
Spectator, Ethics 105 (1995): 727–742; Midgley, M., The Mixed Community, in Animals and Why They Matter (Athens: University of Georgia Press, 1983); Morton,
D. B., G. M. Burghardt, and J. A. Smith, Critical Anthropomorphism, Animal Suffering, and the Ecological Context, in S. Donnelly, and K. Nolan (Eds.), Animals,
Science, and Ethics [Special issue], Hastings Center Report 20 (1990): 13–19.
JOHN ANDREW FISHER
T
TAIL DOCKING. See DOCKING.
THEODICY. See RELIGION AND ANIMALS.
THEOPHRASTUS
Theophrastus (371–286 B.C.) was a Greek philosopher who asserted a
close mental kinship between humans and nonhuman animals. Born in Eresus on Lesbos, he studied at Athens under Aristotle, eventually succeeding
him as head of the school (Lyceum) from 322. Although much of his output
is now lost, sizable portions of his On Piety were preserved by Porphyry*
(Sorabji, Animal Minds, 175) and make clear his view that we owe animals
justice, and also that it is wrong to sacrifice animals and, explicitly, to eat
meat. Theophrastus is modern in his insistence not only that it is wrong to
cause suffering to animals, but also that killing is unjust because it robs
animals of their life. Unlike his teacher Aristotle, who held that animals
could not form part of the moral community because they were incapable
of rational friendship, Theophrastus maintained that animals enjoy kinship
with humans and therefore deserve moral solicitude.
Selected Bibliography. Cole, Eve, Theophrastus and Aristotle on Animal Intelligence, in William Fortenbaugh and Dimitri Gutas (Eds.), Theophrastus: His Psychological, Doxographical, and Scientific Writings, Rutgers University Studies in Classical
334
THEOS-RIGHTS
Humanities, 5 (1992); Fortenbaugh, William, Pamela Huby, Robert Sharples, and
Dimitri Gutas (Eds.), Theophrastus of Eresus: Sources for His life, Writings, Thought, and
Influence, pt. 2 (Leiden, 1992), 404–437; Sorabji, Richard, Animal Minds and Human
Morals: The Origins of the Western Debate (London: Duckworth, 1993).
ANDREW LINZEY
THEOS-RIGHTS. See RELIGION AND ANIMALS.
THERAPEUTIC USE OF ANIMALS. See ANIMAL-ASSISTED THERAPY.
TOLSTOY, LEO NIKOLAYEVICH
Leo Nikolayevich Tolstoy (1828–1910) was a Russian aristocrat, novelist,
and writer. Like Mohandas Gandhi,* he was deeply committed to the principle of nonviolence, which he also extended to the animal world. He translated Howard Williams’s The Ethics of Diet into Russian with an
accompanying essay ‘‘The First Step’’ (1892), in which he commends vegetarianism* as a step toward achieving the moral perfection required by
Christ’s teaching as illustrated by the Sermon on the Mount. Tolstoy corresponded with the Humanitarian League and eventually became a member.
Although he was influenced by Orthodox spirituality, he was deeply critical
of the established Orthodox Church, complaining that it legitimized violence
and cruelty. His many novels illustrate the need for a spiritual life inclusive
of respect for animals: nowhere is this more powerfully stated than in the
opening section of Resurrection (1904), where humans are pictured in their
own physical and moral prison, unable to grasp that ‘‘every man and every
living creature has a sacred right to the gladness of the springtime’’ (9).
Selected Bibliography. Sarolea, Charles, Count L. N. Tolstoy: His Life and Work
(London: Thomas Nelson and Sons, 1932); Tolstoy, Leo, A Confession and Other
Religious Writings, trans. with an introduction by Jane Kentish (Harmondsworth: Penguin Books, 1987), especially The Law of Love and The Law of Violence, 152–221;
Tolstoy, Leo, The First Step (1892), in Recollections and Essays, trans. with an
introduction by Aylmer Maude, 4th ed. (London: Oxford University Press, 1961),
123–135; Tolstoy, Leo, The First Step [extract], in Andrew Linzey and Tom Regan
(Eds.), Animals and Christianity: A Book of Readings (London: SPCK; New York:
Crossroad, 1989), 194–197; Tolstoy, Leo, The Gospel of Humaneness: Selections from
the Writings of Count Leo Tolstoy, Vegetarian Jubilee Library (London: Ideal Publishing Company, 1897); Tolstoy, Leo, Resurrection (1904), trans. Vera Traill, foreword
by Alan Hodge (New York: New American Library, 1961).
ANDREW LINZEY AND BERNARD UNTI
TRANSPORTATION AND SLAUGHTER
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TRANSPORTATION AND SLAUGHTER
Many abuses that occur during transport and slaughter of animals are due
to poor management. The single most important factor that determines how
animals are treated during transport and slaughter is the attitude of management. Employees who handle thousands of animals can become numb
and desensitized. To be most effective, a good manager must be involved
enough in day-to-day activities to prevent detachment but must not become
so involved in daily operations that desensitization occurs. A combination of
well-designed equipment, trained employees, and dedicated, caring management results in transport and slaughter that is done with a minimum of
discomfort.
Abusive treatment of ‘‘downers,’’ sick or crippled animals that can’t stand
up, is the number one transport problem. Crippled animals are sometimes
dragged or thrown. Good husbandry practices, such as hoof trimming, gentle
handling, and selling cattle and sows when they are still fit to travel, can
prevent most downers. Poorly managed dairies and farms are likely to have
the highest percentage of downer animals.
A major welfare problem in the dairy industry is abuse of newborn calves.
Some poorly managed dairies transport calves off the farm before they are
old enough to walk, resulting in high death losses. Some dairies neglect to
feed new calves the mother’s colostrum, which helps them fight sickness.
Other problem areas are transport of horses in double-deck cattle trucks and
rest-stop requirements. Double-deck cattle trucks have adequate head room
for cattle, but tall horses are likely to be injured when they hit the ceiling.
Some horses and cattle are transported for many hours without rest stops.
However, too many rest stops can increase stress.* The stress of loading and
unloading has to be balanced against the benefits of rest. Welfare during
transport can be improved with air-ride truck suspensions and improved
ventilation systems. An air-ride suspension provides a much smoother ride
for the animals.
Another serious welfare problem during transport is death losses due to
genetic weakness in animals. Pigs* and poultry selected for superlarge muscles are weaker and die more often during transport than conventional animals. Overselection for leanness also results in nervous, excitable pigs and
cattle who are more likely to become stressed during handling and transport.
Slaughter of cattle, pigs, horses, and other farm mammals is covered by
the Humane Slaughter Act.* Poultry (see CHICKENS) are not covered. This
act only applies to animals on the premises of the slaughter plant. Transport
outside the plant premises is not covered. The Humane Slaughter Act requires that livestock be rendered insensible to pain* prior to slaughter by
either captive bolt stunning, electric stunning, or CO2 gas. The law is enforced in each slaughter plant by a U.S. Department of Agriculture (USDA)
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TRANSPORTATION AND SLAUGHTER
veterinarian* who is in charge of inspection. With captive bolt stunning, the
animal is shot with a gun that drives a steel bolt into its forehead, and it is
killed instantly. Captive bolt seems to be painless when done correctly. Captive bolt guns require very careful maintenance to maintain maximum hitting
power. Poor captive bolt maintenance is one of the major welfare problems
in a poorly managed plant.
Most pigs in the United States are rendered unconscious with cardiac
arrest electric stunning. An electric current at 1.25 amps and about 250 to
300 volts is passed through both the heart and the brain of the pigs. The
pig is electrocuted instantly and does not feel the shock when it is done
correctly. Proper placement of the electrodes is essential. The pig’s brain
must be in the current path, and sufficient amperage (current) must pass
through the brain to induce grand mal epileptic seizure. The two main welfare problems are placement of the electrodes in the wrong location and use
of less than 1.25 amps. In CO2 stunning, the pigs are anesthetized with gas,
which seems to be very humane for certain genetic types of pigs. However,
some genetic lines of pigs react very badly and become very agitated when
they first come into contact with the gas.
Ritual slaughter is controversial and is exempt from the Humane Slaughter
Act. In kosher (Jewish) (see RELIGION AND ANIMALS, Judaism and Sacrifice) and halal (Muslim) (see RELIGION AND ANIMALS, Islam) slaughter, fully conscious cattle, sheep, goats, and poultry are slaughtered without
preslaughter stunning. The animal’s throat is cut while it is fully conscious.
In evaluating this procedure, one must separate the variable of the method
used to restrain the animal from the actual throat cut. Cruel, stressful methods of restraint, such as hanging live cattle upside down by one back leg,
are probably much more distressful to the animal than the throat cut. A
properly done cut with a very sharp knife appears to cause little reaction
from the animal. Many Muslim religious authorities will accept preslaughter
stunning, but stunning is not permitted prior to kosher slaughter.
Effective, well-designed equipment is available for handling and holding
cattle during slaughter. Systems with curved chutes with high, solid sides
help prevent the animals from becoming frightened by using principles of
animal behavior. Most large slaughter plants hold cattle during stunning in
a conveyor restrainer system. When these systems are operated properly, the
animals will quietly follow each other. For cattle, slaughtering is often less
stressful than handling on the farm for vaccinations. The systems for cattle
work much better than the systems for pigs. Cattle by instinct line up and
walk up a single-file chute. Pigs resist moving in single file. Danish researchers are working on a new low-stress pig-handling system where pigs are
stunned in groups.
Broken wings and legs on poultry can be greatly reduced when handlers
are given payment bonuses for keeping injuries low. Bruises on cattle or pigs
will be much lower if producers have to pay for them. One of the best ways
Temple Grandin demonstrates to an employee how to quietly turn a steer by shaking
plastic streamers. Photo courtesy of Temple Grandin.
A curved shute with high solid sides utilizes behavior principles to keep cattle calm at
the slaughter plant. Photo by Temple Grandin.
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TRAPPING
to reduce animal injuries is to make each person who handles or transports
an animal financially accountable for damage.
Selected Bibliography. Grandin, T., Animal Handling, in E. O. Price (Ed.), Farm
Animal Behavior. Veterinary Clinics of North America, Food Animal Practice 3(2) (1987):
323–338; Grandin, T., Euthanasia and Slaughter of Livestock, Journal of the American
Veterinary Medical Association 204 (1994): 1354–1360; Grandin, T., Farm Animal
Welfare during Handling, Transport, and Slaughter, Journal of the American Veterinary Medical Association 204 (1994): 372–377; Grandin, T. (Ed.), Livestock Handling
and Transport (Wallingford, Oxon, UK: CAB International, 1993); Livestock Conservation Institute, 1910 Lyda Drive, Bowling Green, Kentucky.
TEMPLE GRANDIN
TRAPPING
The majority of trapped animals are captured for their fur skins, which
are sold, or for management purposes, oftentimes referred to as ‘‘animal
damage control.’’ Others are trapped for biological studies.
Professional trappers are very few in number. In the United States there
are only about 2,000 individuals who earn a living by hunting* and/or trapping (U.S. Department of Commerce, 1990). The vast majority of trappers
are under the age of 20 and are involved in the activity for ‘‘recreation.’’
The number of trappers fluctuates dramatically based on the price trappers
are able to collect for the animals’ pelts. Oftentimes the cost of trapping
supplies exceeds the economic return.
There are three principal types of traps: limb-restraining, killing, and confinement. Traps are set on land, in the shallows with a slide to drag the
animal into the water and drown it, or underwater to kill by drowning,
strangulation, or a sharp blow to the neck.
Steel-jaw leghold traps are the most commonly used traps for catching
animals for the fur trade. This limb-restraining device is used in all three
set locations previously described. Steel-jaw traps have been condemned internationally as inhumane and have been banned in 88 countries, but are
still used in the United States and Canada. When the trap is triggered, the
jaws slam together with tremendous force upon the limb of whatever animal
has set off the device. The jaws of the trap are standard steel, or they may
contain sharp teeth or a small strip of hard rubber (called ‘‘padding’’ by the
fur industry).
Scientists and veterinarians* have documented the injuries caused to leghold-trapped animals from being caught and from their violent struggle to
escape the painful capture. Traumas include broken bones, severed tendons
and ligaments, fractured teeth, and severe soft-tissue damage. Gangrene of
the affected appendage can begin within as little as half an hour after being
trapped. Animals may chew off their own limb to escape, an act termed
TRAPPING
339
Trapping: A raccoon chewed at its captured foot in an attempt to
escape. Source: Animal Welfare Institute.
‘‘wring-off’’ by trappers. Nontarget animals, including companion dogs* and
cats,* raptors, and deer, often get trapped.
Footsnares are another type of limb-restraining trap. Footsnares can
greatly reduce the amount of pain* and injury caused to trapped animals as
compared with leghold traps. Use of these traps virtually eliminates broken
bones and broken teeth. The footsnares must incorporate a coating or tubing
around the snare cable to prevent the snare from biting into the animal’s
limb, and the snare must have a means to prevent tourniquet-type tightening
of the noose so that circulation is not cut off to the limb.
Killing traps are intended to kill the animal before the trapper returns,
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but many fail to kill rapidly. Necksnares, which are supposed to kill by strangulation, are examples of traps that cause a slow death for the animals; these
traps are also known to catch many nontarget animals such as deer.
Mechanical killing traps are intended to strike the animal on the back of
the neck, causing irreversible unconsciousness until death. The conibear is
the most commonly used killing trap, but frequently it fails to cause a quick
death. Animals not killed outright are tortured by this trap’s grip on their
heads or body. A number of other types of killing traps have shown more
ability to kill immediately and to catch the target species.
Confinement traps, such as cage and box traps, are devices that hold the
animal without gripping any appendages. These traps are popular because
generally they cause no pain and little or no injury to animals who are
caught. Most often the cages are covered in wire mesh, but there are also
traps with solid sides of metal, plastic, or even logs. In fact, perhaps the least
cruel trap available is the log box trap handmade of native materials. Captured animals are sheltered from the weather, and there is no steel for them
to damage their teeth on.
Regulation of trapping of furbearing animals differs in each of the 50
states. A small number of states have made tremendous strides in reducing
trapping cruelty. Most states still allow trapping practices that result in an
enormous amount of animal suffering.*
The law with the greatest impact on reducing the suffering of trapped
animals throughout the world is Regulation 3254/91, adopted unanimously
by the European Union in 1991. This law prohibited use of steel-jaw leghold
traps in the 15 nations of the European Union beginning January 1, 1995.
A second part to the law prohibits import into the European Union of fur
from 13 species of wildlife (badger, beaver, bobcat, coyote, ermine, fisher,
lynx, marten, muskrat, otter, raccoon, sable, and wolf) if the country has not
ended use of steel-jaw leghold traps or adopted ‘‘internationally agreed humane trapping standards.’’ Currently, no such international standards exist.
Millions of rats and mice* are trapped throughout the world. The majority
of them are caught in ‘‘snap traps’’ that are supposed to kill the animal
rapidly with a lethal blow. Often they do not kill as intended, but strike in
a nonlethal location, leaving the animal to die a slow death. Glue traps are
becoming more common. Powerful glue adheres to the mouse, rat, or other
small animal who enters the cardboard box so that it cannot extricate itself,
nor can it be rescued by pulling it loose. Often the box and its still-living
occupant are thrown away. Animals caught in these traps die of dehydration,
starvation, or asphyxiation. Box traps are available for catching rats and mice,
and these are much less cruel as long as they are checked frequently.
CATHY LISS
U
URBAN WILDLIFE
For most, if not all, of urban history there have been wild animals living
in close proximity to humans. These synanthropes are far less studied than
their counterparts in other habitats. By the late 1960s the significance of
urban wildlife began to be recognized, and the first of a number of national
conferences in the Americas focused on the many emerging issues associated
with this field.
Today, urban wildlife is recognized as a subdiscipline of the larger field
of urban ecology. From a perspective involving animal welfare* issues, three
areas of concern regarding urban wildlife can be visualized: human-wildlife
conflicts, the benefits and positive values associated with urban wildlife, and
the suitability of urban (and suburban) habitats for wildlife.
Conflicts between people and wild animals in cities are not new. In the
1st century A.D., the historian Josephus described specially constructed
metal spires that were installed on rooftops in Jerusalem to repel birds.
The devastation of the plagues in medieval Europe was caused by fleas
whose host was the Norway rat (Rattus norvegicus) and may have been the
most destructive conflict (for humans) ever to occur. Municipal shelters*
and animal control agencies historically have had little to do with wildlife,
and state and federal wildlife agencies have traditionally focused their attention on agricultural and farming issues. Private individuals (animal rescuers and rehabilitators) and nature centers were often the only resource
available to guide urbanites on resolving conflicts with wildlife until quite
recently, when private businesses—nuisance wildlife control officers
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(NWCOs) or pest control officers (PCOs)—began practicing in many
metropolitan areas.
Many of the practitioners of urban wildlife damage control adhere to traditional wildlife-management perspectives. These regard wildlife as a renewable resource and emphasize management from a utilitarian (see
UTILITARIANISM) and materialistic perspective. The control of problem
wildlife populations occurs through hunting,* trapping,* or other activities
that result in the destruction of animals. Yet urban wildlife managers face
quite different issues than their traditionalist counterparts and a public that
typically eschews hunting as a management procedure.
Studies indicate that urban populaces have strong humanistic and moralistic feelings about animals. Such concerns, coupled with rising environmental awareness, have led to favoring new approaches to conflict resolution.
The field of integrated pest management encompasses environmentally responsible strategies for solving problems with ‘‘pest’’ species; the objective
of the strategies is to harmonize the relationship of humans to other species.
The positive values that humans derive from an association with wild animals are the subject of much general speculation and discussion, but little
focused study or research. Improved psychological and even physical health
is associated with contact with natural environments and with wild animals
themselves. Better environmental health has long been associated with
greater juxtaposition of natural areas with human-built environments. Such
areas support wildlife species that, because of their position at higher trophic
levels, are sensitive and fairly precise indicators of environmental quality.
Recently, much attention has been paid to the role of specific species like
beavers in modifying environments to control natural processes that are regarded as injurious to humans, such as flooding.
Most human influences on global ecosystems arise from urban populations. The demands, requirements, and decisions of urban populations control the global ecosystem. Wildlife is a preferred component of natural
systems, one in which humans typically vest more interest and attention than
in physical environments or even other living communities. How the quality
of the human environment is improved and enhanced by wildlife is an issue
that will engage much attention as human populations become increasingly
urban.
Selected Bibliography. Adams, L. W., Urban Wildlife Habitats (Minneapolis: University of Minnesota Press, 1994); Fitter, R. S. R., London’s Natural History
(London: Collins, 1990; Gilbert, O. L., The Ecology of Urban Habitats (London:
Chapman and Hall, 1989); Hone, J., Analysis of Vertebrate Pest Control (Cambridge: Cambridge University Press, 1994); Platt, R. H., R. A. Rowntree, and P. C.
Muick (Eds.), The Ecological City (Amherst: University of Massachusetts Press,
1994).
JOHN HADIDIAN
UTILITARIANISM
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UTILITARIANISM
The term ‘‘utilitarianism’’ is often used to describe any ethical stance that
judges whether an action is right or wrong by considering whether the consequences of the action are good or bad. In this broad sense of the term,
‘‘utilitarianism’’ is equivalent to what is sometimes called ‘‘consequentialism.’’ It is opposed to rule-based ethical systems, according to which an
action is right if it is in conformity with moral rules and wrong if it is in
violation of these rules, irrespective of its consequences.
An example may help to make this more concrete. Is it wrong to break a
promise? Those who base ethics on a set of moral rules and include ‘‘keep
your promises’’ among these rules would say that it is. On the other hand,
a utilitarian would ask: what are the consequences of keeping the promise,
and what are the consequences of breaking it? In some situations the good
consequences achieved by breaking the promise would clearly outweigh the
consequences of keeping it.
This gives rise to a further question: what kind of consequences are relevant? According to the classic version of utilitarianism, first put forward in
a systematic form by the English philosopher and reformer Jeremy Bentham,
what ultimately matters is pleasure or pain.* Thus classic utilitarians judge
acts right if they lead to a greater surplus of pleasure over pain than any
other act that the agent could have done. Bentham included in his calculations the pleasures and pains of all sentient (see SENTIENTISM) beings.
In rejecting attempts to exclude animals from moral consideration (as virtually everyone did in his day) Bentham (Introduction, 17.1.4) wrote: ‘‘The
question is not, Can they reason? nor Can they talk? but, Can they suffer?’’
Nowadays there are many who continue to call themselves utilitarians
who, while still holding that the rightness of an act depends on its consequences, think that the idea that pleasure and pain are the only consequences
that should count is too narrow. They argue that some people may prefer
other goals—for example, a writer might be able to achieve a life of luxury
by working for an advertising agency, but may prefer the long and lonely
work of writing a serious novel. Bentham could claim that she thinks that
she will get more lasting pleasure from writing the novel, but it is also possible that she simply considers writing something of lasting literary value to
be more worthwhile, irrespective of how much pleasure it is likely to add to
her life and the lives of others, than writing advertising copy. Considering
such cases has led to the development of a form of utilitarianism known as
‘‘preference utilitarianism.’’ Preference utilitarians judge acts to be right or
wrong by attempting to weigh up whether the act is likely to satisfy more
preferences than it frustrates, taking into account the intensity of the various
preferences affected. On this view, too, animals will count as long as they
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are capable of having preferences, and an animal who can feel pain or distress* can be presumed to have a preference to escape that feeling.
Utilitarianism has great appeal because of its simplicity, and because it
avoids many of the problems of other approaches to ethics, which can always
require you to obey a rule or follow a principle, even though to do so will
have worse consequences than breaking the rule or not following the principle. On the other hand, this very flexibility may also mean that the utilitarian reaches conclusions that are at odds with conventional moral beliefs.
Hence one of the most popular ways of attempting to refute utilitarianism
is to show that it can, in appropriate circumstances, real or imaginary, lead
to the conclusion that it is right to break promises, tell lies, betray one’s
friends, and even kill dear old Aunt Bertha in order to give her money to a
worthy cause. To this some utilitarians respond by retreating to some form
of a ‘‘two-level’’ view of morality, based on the idea that at the level of
everyday morality we should obey some relatively simple rules that will lead
us to do what has the best consequences in most cases, while in some special
circumstances, and when assessing the rules themselves, we should think
more critically about what will lead to the best consequences. Other, more
tough-minded utilitarians say that if our common moral intuitions clash with
our carefully checked calculations of what will bring about the best consequences, then so much the worse for our common moral intuitions.
Selected Bibliography. Bentham, Jeremy, An Introduction to the Principles of Morals
and Legislation (1789; New York: Hafner, 1948); Hare, R. M., Moral Thinking (Oxford: Clarendon Press, 1981); Mill, John Stuart, Utilitarianism (1863; London: Dent,
1960); Sidgwick, Henry, The Methods of Ethics, 7th ed. (London: Macmillan, 1907);
Smart, J. J. C., and Bernard Williams, Utilitarianism, For and Against (Cambridge:
Cambridge University Press, 1973).
PETER SINGER
Utilitarian Assessment of Animal Experimentation
Many defenders of animal experimentation claim that the practice is justified because of its enormous benefits to human beings. Utilitarians can
judge conflicts between members of different species by saying that the
moral worth of an action would be the product of the moral worth of the
creature that suffers, the seriousness of the wrong it suffers, and the number
of such creatures that suffer.
Many defenders of research often speak as if utilitarian (cost-benefit) calculation is easy. Frequently they cast the public debate as if the choice to
pursue or forbid animal experimentation were the choice between ‘‘your
baby or your dog.’’ However, this way of framing the question can be grossly
misleading. The choice has not been, nor will it ever be, between your baby
and your dog. Single experiments (and certainly single experiments on single
animals) do not confirm biomedical hypotheses. Only a series of related
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345
experiments can confirm such hypotheses. Animal experiments are part of a
scientific framework that considers whether the practice of animal experimentation is sufficiently beneficial to justify its costs.
Whatever the precise details of this utilitarian analysis, animal experimentation clashes with the moral codes (a) against doing evil to promote some
good and (b) against inflicting suffering* on one creature of moral value to
benefit some other creature of moral worth. That is, we do an evil to animals
to provide goods for humans. Moreover, the evil we do (inflicting suffering
on animals) is definite, while the good we promote (preventing the suffering
of humans) is only possible. Additionally, the creatures that suffer will not
be the ones who benefit from that suffering. Dogs* pay the cost of experimentation; humans reap the benefits.
The force of these codes of conduct is deep in our ordinary morality.
Although undergoing a painful bone-marrow transplant to save the life of a
stranger is noble, we think that requiring a person to undergo that procedure
would be wrong. Abandoning these codes of conduct, though, would mean
that nonconsensual moral experiments on humans could be justified if the
benefits to humans were substantial enough. It would also require abandoning the idea of the moral separateness of creatures, a view central to all
Western conceptions of morality. For instance, virtually everyone would be
opposed to requiring people to give up one of their good kidneys to save
someone else’s life. Thus, even if we assume that animals have less value
than humans, this latter imbalance means that researchers must show staggering benefits of experimentation to justify the practice morally.
Moreover, when determining the gains relative to the cost of animal experimentation, we must include not only the costs to animals (which are
direct and substantial), but also the costs to humans (and animals) of misleading experiments. For instance, we know that animal experiments mislead
us about the dangers of smoking. By the early 1960s, researchers found a
strong correlation between lung cancer and smoking. However, since efforts
to induce lung cancer in nonhuman animal models* had failed, the government delayed acting.
Furthermore, since we should include possible benefits (since no benefits
are certain) on the scales, we must also include possible costs. For example,
some researchers have speculated that AIDS was transferred to the human
population through an inadequately screened polio vaccine given to 250,000
Africans in the late 1950s. Although the hypothesis is likely false, something
like it might be true. We know, for instance, that one simian virus (SV40)
entered the human population through inadequately screened vaccine.
Therefore, it is difficult to know how researchers could possibly claim that
there would be no substantial ill effects of future animal experimentation.
These possible ill effects must be counted.
Finally, and perhaps most important, the moral calculation cannot look
simply at the benefits of animal experimentation. It must look instead at the
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benefits that only animal research could produce. To determine this utility,
the role that medical intervention played in lengthening life and improving
health, the contribution of animal experimentation to medical intervention,
and the benefits of animal experimentation relative to those of nonanimal
research programs have to be ascertained.
Selected Bibliography. Bailar, J., III, and E. Smith, Progress against Cancer? New
England Journal of Medicine 314 (1986): 1226–1231; Brinkley, J., Animal Tests as Risk
Clues: The Best Data May Fall Short, New York Times, national ed., March 23, 1993,
C1, C20–C21; Cohen, Carl, Animal Experimentation Defended, in S. Garattini and
D. W. van Bekkum (Eds.), The Importance of Animal Experimentation for Safety and
Biomedical Research (Dordrecht: Kluwer Academic Publishers, 1990); Elswood, B. F.,
and R. B. Stricker, Polio Vaccines and the Origin of AIDS [letter to the editor],
Research in Virology 144 (1993): 175–177; LaFollette, H., and N. Shanks, Brute Science:
Dilemmas of Animal Experimentation (London: Routledge, 1996); McKinlay, J. B., and
S. McKinlay, The Questionable Contribution of Medical Measures to the Decline
of Mortality in the United States in the Twentieth Century, Health and Society 55
(1977): 405–428.
HUGH LAFOLLETTE AND NIALL SHANKS
V
VEAL CALVES
For a dairy cow to produce milk, milk production must be initiated by
her giving birth to a calf on a yearly basis. Her female calves are often kept
on the dairy farm and raised to be possible replacements for old or lowproducing cows. The male calves are of no use to most dairy farmers, so
they are sold at local auctions or to calf dealers. Some of the calves may be
slaughtered; most, however, are used for either ‘‘formula-fed’’ veal or are
raised in groups, go into feed lots, and are then used for ‘‘dairy’’ beef. Most
formula-fed calves are raised in 24-inch-wide crates their entire lives, 16 to
18 weeks, and are fed a liquid diet twice a day.
The iron intake of formula-fed veal calves is very closely regulated. When
the calves first arrive at veal barns, they are often given iron supplements.
However, prior to slaughter iron intake is restricted to below normal levels
and the calves are made anemic. Anemia is necessary so that a pale or white
color of the meat can be achieved. The paleness of a carcass is the most
important factor in grading the meat and the price paid to the producer.
Iron intake is easy to restrict as long as the calves do not have access to the
normal sources of iron that a calf on pasture would have, for example, grass
or dirt. In fact, one of the reasons for using wooden crates is to prevent the
possibility of calves ingesting iron from a metal crate.
Numerous studies have found that the confinement of veal calves is stressful to the calves. Studies have also shown that calves housed in crates or on
slatted floors have an increased motivation to exercise and that the thwarting
of drives may be one of the contributing factors that make rearing veal calves
in confinement difficult.
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Veal growers are starting with very young calves who may not have received
adequate colostrum shortly after birth, and the calves have gone through a
marketing system in which some calves may have been sold as many as five
times before reaching the veal grower. Up through the 1980s, most veal rations were heavily medicated with antibiotics to stimulate growth and prevent
high death losses. Due to public concern over the feeding of such large
amounts of antibiotics, manufacturers of veal rations have stopped mixing antibiotics in their diets, leaving the administration of antibiotics up the individual vealer. At slaughter, U.S. Department of Agriculture (USDA) inspectors
spot-check calf carcasses for residues of several commonly used drugs. By selfpolicing to ensure that vealers stop using the drugs for which the USDA tests
in time for the residue of the drugs in the calves to be reduced, the veal industry has succeeded in reducing its drug-residue violation rate.
The state of the present U.S. veal industry is a good example of the impact
public opinion can have on a segment of animal agriculture. Formula-fed
veal production started in the United States in the 1960s. It rapidly grew
through the 1970s and early 1980s until 1985, when 3.4 million veal calves
were slaughtered. Because of the low fat content of veal, it appeared that
the demand for the product would continue to increase. However, public
concern over the methods used to raise veal calves, fueled by the activities
of a number of animal welfare* and animal rights* groups, grew dramatically
during the mid-1980s, resulting in a decrease in the demand for formulafed veal. Also, the first studies in the United States that addressed some of
the welfare issues of confinement veal production, sponsored by the USDA,
were published in 1985. These studies were consistent with earlier European
studies and the general knowledge in the dairy industry that raising calves
in crates or in groups on slatted floors was associated with increased health
problems. Virtually all subsequent studies published in reputable peerreviewed journals have been critical of confinement veal production. The
production of and demand for formula-fed veal have dropped precipitously
since 1985, but now have stabilized at approximately 800,000 calves per year,
a decrease of 425%.
Rather than look for compromise and modify its production practices, the
American Veal Association (AVA) took a hard-line stand and attempted to
suppress any public discussion of the issue. The consumer, however, spoke
through the marketplace. What was once perceived as a delicacy served at
banquets and dinner parties is now shunned by many people.
Selected Bibliography. Dellmeier, G. R., T. H. Friend, and E. E. Gbur, Comparison of Four Methods of Calf Confinement. II. Behavior, Journal of Animal Science
60 (1985): 1102–1109; Du Vernay, Alan, The Ten Year History of the Vealer, Vealer
10 (1988): 6; Friend, T. H., and G. R. Dellmeier, Common Practices and Problems
Related to Artificially Rearing Calves: An Ethological Analysis, Applied Animal Behaviour Science 20 (1988): 47–62; Friend, T. H., G. R. Dellmeier, and E. E. Gbur,
Comparison of Four Methods of Calf Confinement. I. Physiology, Journal of Animal
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Science 60 (1985): 1095–1101; Le Neindre, P., Evaluating Housing Systems for Veal
Calves, Journal of Animal Science 71 (1993): 1345–1354.
TED FRIEND
VEGETARIANISM
Paul Amato and Sonia Partridge offer the following useful classification
of vegetarianism: lacto-ovo vegetarians eat eggs and dairy products but no
meat; those who eat dairy products but no eggs or meat are lacto-vegetarians;
those who eat eggs but no dairy products or meat are ovo-vegetarians; vegans
consume no meat, dairy products, or eggs; macrobiotic vegetarians live on
whole grains, sea and land vegetables, beans, and miso; natural hygienists eat
plant foods, combine foods in certain ways, and believe in periodic fasting;
raw foodists eat only uncooked nonmeat foods; fruitarians eat fruits but also
nuts, seeds, and certain vegetables; semivegetarians are those who include
small amounts of fish and/or chicken in their diet.
Arguments for vegetarianism can be categorized as follows:
1. Health. Whether a vegetarian diet is as healthy as or healthier than one
including meat is a source of much debate. It may seem that good health is
a matter of one’s own long-term self-interest, but some philosophers (e.g.,
Immanuel Kant*) have argued that we have duties to ourselves, others (e.g.,
Aristotle) that we must always strive to attain the virtuous (or morally decent)
life. On both views, health (and thus a sound diet) is a precondition of being
able to carry out these obligations and is therefore a matter of moral concern
in the larger sense. Persons to whom we have responsibilities likewise have
a stake in our health, as does society, which has an interest in our being
productive, nonburdensome members. If a vegetarian diet were healthier,
then it would be the one we should choose.
2. Animal suffering and death. There is no method for rearing food animals
without pain* and suffering.* Whatever the method used, death is the final
outcome. Confinement, transportation, and slaughtering (see TRANSPORTATION AND SLAUGHTER) are the main sources of pain and suffering.
Modern ‘‘factory farming’’* maximizes the problems, and its cruelties are
well documented. Utilitarians (see UTILITARIANISM) are typically concerned with promoting pleasure and other interests of sentient beings, and
with reducing or eliminating pain, suffering, and other conditions that frustrate welfare. They argue for vegetarianism as a way of helping reach this
general end of morality. Animal rights* theorists see many nonhuman animals as irreplaceable individuals who have morally significant interests and
hence rights, including the right to live and not be caused suffering. On the
rights view, even totally painless meat production that gave great pleasure
to human consumers would still be unacceptable.
3. Impartiality and moral well-being. An impartial person who is well in-
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formed about animals understands that they have morally significant interests, such as life and well-being* (health and contentment), which can only
be respected if we refrain from eating them. Using animals instrumentally
for food violates the condition of impartiality and demonstrates speciesism.*
4. Environmental concerns. Large-scale meat production by agribusiness
causes great environmental depletion and degradation, including excrement
in waterways, loss of topsoil, deforestation, and wild-habitat destruction.
Vegetarianism is seen as a way to lessen or eliminate such abuses.
5. World hunger and social justice. Food-animal production that relies on
feedlots rather than natural foraging is extremely wasteful, yielding far less
protein output than the protein input required to fuel it. Vegetarianism
would aid in freeing up resources to feed the world’s hungry by undermining
the artificially created economy of scarcity.
6. Interconnected forms of oppression. Some ecofeminists* (see ANIMAL
RIGHTS, Ecofeminists’ Perspectives) have argued that various forms of
domination, oppression, and exploitation are causally and conceptually connected. Those who are more powerful than others tend to exercise power
over them, to see them as inferior, and to treat them as merely serving their
own interests. A vegetarian way of life can contribute to breaking out of this
traditional pattern.
7. Universal compassion and kinship. Evolutionary considerations of biological kinship reinforce the idea that humans should exercise compassion toward other animals. Vegetarianism accords with a compassionate approach
to life.
8. Universal nonviolence (ahimsa). Mohandas Gandhi* taught that violence
begets more violence, that nonviolence (or ahimsa) is a superior moral force,
and that humans have a duty to avoid or minimize the harm they cause all
sentient beings. A vegetarian diet minimizes harm to other sentient beings.
9. Religious arguments (see also RELIGION AND ANIMALS). Some religions, notably Jainism, Hinduism, and the Pythagorean cult in ancient
Greece, share a belief in reincarnation and in the ensoulment of humans and
nonhuman animals. The Pythagoreans held that animals may contain the
souls of former humans and thus should not be eaten. Many Hindus, Jains,
and Buddhists refrain from eating animals out of respect for kindred beings
with souls. Vegetarianism is sometimes advocated for the benefit of abstinence or spiritual purification. Some Christian and Jewish thinkers have
taught that God granted humans stewardship rather than dominion over
nature. Islam has also been presented as a stewardship religion, with the
stronger proviso that causing grievous harm to nature is a direct offense to
Allah. Vegetarianism may be seen as required to carry out the task of stewardship. Finally, the wisdom traditions of Indigenous Peoples teach that a
spiritual identity or unity binds together all living things. Although this most
often entails killing animals only out of necessity, reverently and wasting
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nothing, it sometimes issues in a prescription for a vegetarian or semivegetarian diet.
Taken together, these arguments have considerable persuasive force. Vegetarianism, finally, can be seen as a means of focusing our attention not only
on the human-animal or human-nature relationship, but also on the choice
of a way of life that is morally and ecologically preferable.
Selected Bibliography. Akers, Keith, A Vegetarian Sourcebook (Arlington, VA:
Vegetarian Press, 1983): Amato, Paul R., and Sonia A. Partridge, The New Vegetarians: Promoting Health and Protecting Life (New York and London: Plenum, 1989);
Brown, Les, Cruelty to Animals: The Moral Debt (Houndmills, Basingstoke, Hampshire: Macmillan, 1988); Robbins, John, Diet for a New America (Walpole, NH: Stillpoint, 1987); Rosen, Steven, Food for the Spirit: Vegetarianism and the World Religions
(New York: Bala, 1987); Wynne-Tyson, Jon, Food for a Future: The Complete Case for
Vegetarianism (New York: Universe; Fontwell, Sussex: Centaur, 1979).
MICHAEL ALLEN FOX
Vegetarian Diets: Ethics and Health
Increasingly, people are adopting vegetarian diets for reasons of health or
ethics. Vegetarian diets vary greatly, however, and different varieties of vegetarianism might be endorsed by people with different moral commitments.
Nutritionists commonly recognize the following varieties of vegetarian:
vegans, lacto-ovo vegetarians, pesco-vegetarians, and semivegetarians. People who
are vegetarians on moral grounds can consistently use any of these diets,
depending on what specific moral reasons they have for becoming vegetarians.
Many people have become vegetarians out of concern for human starvation. In Diet for a Small Planet Francis Moore Lappé argued that a lacto-ovo
vegetarian diet would feed the world’s human population more efficiently
because a cow must eat many pounds of vegetable matter to grow a pound
of meat, and much of that vegetable matter could have been used to feed
humans. However, as large areas of the world that are not suited to farming
could nevertheless support grazing animals, a semi-vegetarian diet could also
be inspired by concern about human starvation.
Especially since the 1970s, many have become vegetarians out of concern
for the well-being of farm animals (see FARM-ANIMAL WELFARE). Many
have become lacto-ovo vegetarians, consuming only products that can be
obtained without slaughtering the animals in question. Additional concern
over the day-to-day confinement and handling of farm animals has led others
to become vegans. In particular, the tight confinement of most laying hens
today (see CHICKENS) has led some to avoid eggs. Also, it has been pointed
out that because modern milking cows are impregnated yearly and spend an
average of only three to four years in production, the dairy industry is closely
tied both to the veal industry (see VEAL CALVES) and to beef slaughter
(see TRANSPORTATION AND SLAUGHTER) in general.
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With vegetarian diets as diverse as the moral reasons for adopting them,
it is not surprising that estimates of the number of vegetarians vary widely
(from 2% or 3% up to 10% or more for the United States), but clearly more
and more people are becoming vegetarians for moral and/or health-related
reasons. While nutritionists increasingly acknowledge the health benefits of
these less meat-based diets, controversy remains regarding the safety of the
more restrictive diets like veganism.
Some nutritionists claim that people with high metabolic needs, like pregnant or lactating women and children, face significantly higher risks of nutritional deficiency if they exclude both meats and dairy products from their
diets. They claim, for instance, that (1) it is difficult for vegan women to get
enough iron because iron from nonmeat sources is less efficiently absorbed
than the iron available in meat (iron deficiency is a problem for women
because menstruation removes iron from their systems monthly), (2) vegans
cannot get enough vitamin B12 (deficiencies of which cause severe neurological damage) because the vitamin is produced by microorganisms in the digestive tracts of animals, and (3) it is particularly difficult for women to get
enough calcium from a dairy-free diet (osteoporosis, a condition characterized by brittle bones, is a serious problem for postmenopausal women).
Other nutritionists claim that with some planning and variety, even a strict
vegan diet is not significantly more risky than an average diet. For instance,
they respond to the claims in the foregoing paragraph by arguing that
(1) the efficacy of iron supplements is acknowledged, (2) vegans can get
enough vitamin B12 from fermented vegetable products like tempeh or from
microorganisms in their own digestive tracts, and (3) the high calcium intakes suggested for women today are only necessary in high-protein, largely
meat-based diets. Nutritionist Colin Campbell has gone further, claiming
that his long-term study of dietary habits in mainland China shows that a
low-fat (10–20% of total calories), plant-based diet could significantly reduce
the incidence of a variety of chronic degenerative diseases such as cancers
and cardiovascular diseases in Western countries.
Selected Bibliography. Campbell, T. Colin, and J. S. Chen, Diet and Chronic
Degenerative Diseases: Perspectives from China, American Journal of Clinical Nutrition 59 (1994): 1153–61; Comstock, Gary (Ed.), Might Morality Require Veganism?
[Special edition], Journal of Agricultural and Environmental Ethics 7(1) (1994), including essays on both the morality of vegetarianism and the nutritional adequacy of
vegetarian diets; Lappé, Francis Moore, Diet for a Small Planet, rev. ed. (New York:
Ballantine Books, 1975); Singer, Peter, Animal Liberation (New York: NY Review of
Books, 1990); Singer, Peter, Practical Ethics, 2nd ed. (New York: Cambridge University Press, 1993).
GARY VARNER
VETERINARIANS
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VETERINARIANS
Veterinarians’ expertise and skill are vital for any animal-protection organization’s work, and yet these two parties have not always had harmonious
relations. The veterinary community has often come under criticism from
animal-protection organizations. Disagreements between the veterinary and
animal-protection communities have roots in the philosophy, practice, and
economic reality of veterinary medicine.
Veterinarians practice in a societal context in which most animals are the
legal property of individual owners (see LAW AND ANIMALS). Theirs is
a business dealing largely with animals who are owned by people other than
the veterinarian, who pay the bills and make decisions about their animals’
lives. Rarely does a veterinarian have sole authority over how an animal is
to be treated.
Veterinarians daily see the many ways in which animals’ interests and
human interests compete. Pet practitioners have clients who cannot or will
not pay for needed medical care, who refuse to neuter their pets, who elect
to have a dog’s* ears trimmed or tail docked (see DOCKING), or who will
choose to euthanize (see EUTHANASIA) a healthy animal.
In 1981, the American Veterinary Medical Association (AVMA) formed
an Animal Welfare Committee to study the issues and make recommendations for AVMA position statements. The committee’s intent is to focus on
the scientific aspects of animal welfare.* Prior to formation of the Animal
Welfare Committee, most AVMA ethical principles defined how veterinarians should treat their human clients and other veterinarians. Since 1981,
the AVMA has developed positions on how veterinarians should treat their
animal patients. No veterinarian is bound to abide by any of these AVMA
policies. Following are a few positions of concern to people in the animal
welfare and animal rights* movements.
Confinement rearing of livestock and poultry: Although confinement rearing
is scorned by animal protectionists as factory farming,* the AVMA sees many
opportunities to enhance the health and welfare of food animals by protecting them from weather and predators, assuring food and water supplies,
and allowing the farmer (or producer) to carefully observe animals. The wide
disparity between protectionists and veterinarians lies in differing definitions
of animal welfare and its assessment. While protectionists focus on freedom
of movement and animal behavior, veterinarians focus on physical health
and disease control, especially the control of animal epidemics (epizootics).
Ear cropping: The AVMA is opposed to trimming dog ears for cosmetic
and show reasons; it is a medically unnecessary procedure. The AVMA has
called on the American Kennel Club and other breed associations to ban
dogs with cropped ears from dog shows. Some veterinarians and other animal protectionists believe that the AVMA should adopt the position that it
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is unethical for veterinarians to perform this procedure, but the AVMA has
disagreed. As long as trimmed ears are allowed or encouraged by breed
standards, the AVMA believes that veterinarians should be the people performing the surgery, with good sterility practices and use of anesthetics and
painkilling drugs.
Steel-jaw leghold traps (see also HUNTING; TRAPPING): The AVMA has
changed its position on steel-jaw leghold traps over the course of a decade.
The current policy statement no longer highlights the device’s usefulness
and states quite simply that the steel-jaw leghold trap is inhumane.
Low-cost spay/neuter clinics: Perhaps no issue has caused greater division
between the veterinary community and the animal welfare community than
the establishment of low-cost community facilities to surgically sterilize animals. Though veterinarians have expressed concern that such large-volume
clinics might not maintain acceptable standards of sterility, anesthesia, and
surgical expertise, financial and business disputes have resulted in controversy and lawsuits. Much of the mistrust and misunderstanding of the 1970s
and 1980s has given way to a variety of programs, including animal shelter*
clinics staffed by local veterinarians or their own staff veterinarians, and a
variety of government and privately subsidized voucher systems to provide
animals access to veterinary care who might not otherwise receive it.
Despite these several controversial issues, the veterinary and humane communities have agreed on several points, such as calling for full funding for
enforcement of the Laboratory Animal Welfare Act,* opposing the use of
performance-altering drugs in racehorses, and condemning the sports of
dogfighting and cockfighting.
Selected Bibliography. American Veterinary Medical Association, The Veterinarian’s Role in Animal Welfare (Schaumburg, IL: American Veterinary Medical Association, 1995); Maggitti, P., Veterinarians: For or against Animal Rights? Animals’
Agenda, February 1989, 12–23; 48; Rollin, B. E., Veterinary Ethics and Animal
Rights, California Veterinarian 37 (1) (1983): 9–13, 98; Tannenbaum, J., Veterinary
Ethics, 2nd ed. (St. Louis: Mosby, 1995); Wilson, J. F., B. E. Rollin, and J. A. L.
Garbe, Law and Ethics of the Veterinary Profession (Yardley, PA: Priority Press, 1988).
LARRY CARBONE
Veterinary Ethics
Veterinary medical ethics is a branch of professional ethics, a field that
includes human medical ethics, legal ethics, research ethics—indeed, the
ethics of all fields performing a specialized function in society and demanding specialized knowledge and special privileges. All professions face a variety
of ‘‘pulls’’ growing out of separate and often conflicting moral obligations.
Four obligations are common to all professions: obligations to society, obligations to clients, obligations to peers and the profession, and obligations
to self and family. The fifth, obligations to animals, is unique to veterinary
medicine.
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Society has only recently begun to take seriously the question of our moral
obligations to other animals. In 1978, Bernard Rollin identified this issue as
the ‘‘fundamental question of veterinary medical ethics,’’ that is, do veterinarians have primary obligation to animals rather than animal owners, in a
manner similar to pediatricians, or do they have primary obligation to owners, as a garage mechanic does?
All of these varying obligations can and do conflict. For example, one’s
obligation to clients involves confidentiality. But suppose that client confidentiality conflicts with obligations to society, as when a client is using an
unauthorized growth promoter in food animals. In the same way, obligations
to animals frequently conflict with obligations to owners, as when an owner
demands euthanasia* of a healthy young dog because the owner is moving.
A third conflict grows out of the increasing social moral concern for animals
mentioned earlier. Society expects veterinarians to be strong animal advocates. For example, a 1985 federal law charges veterinarians with assuring
that the pain* and suffering* of research animals are controlled. Yet, at the
same time, veterinary medicine has traditionally not led in animal welfare,*
tending to defer to established practices in animal use and abuse because of
the fact that clients pay the bill.
Before 1980, veterinary ethics focused almost exclusively on professional
conduct among peers, and therefore largely on matters of etiquette. For
example, the Code of Ethics of the American Veterinary Medical Association
had numerous entries on advertising and no entries on convenience euthanasia. This has slowly changed. The first required course ever given at a
veterinary school anywhere in the world on genuine ethical issues in veterinary medicine was developed in 1978 by Bernard Rollin at Colorado State
University, and since then courses, lectures, and discussions on veterinary
ethics have increasingly appeared in veterinary-school curricula. Social concern has galvanized veterinarians’ attention to such animal issues as animal
research and confinement agriculture. Ethical issues are now discussed at
professional meetings and in professional journals. Veterinarians have begun
to shoulder responsibility for moral issues involving animals because society
expects and demands it of them, because most enter the profession out of
strong moral concern for animals, and because they realize that elevating
the moral status of animals in society also elevates the compensation and
social status of those who care for animals.
Selected Bibliography. Kesel, M. Lynne, Veterinary Ethics, in Encyclopedia of Bioethics, rev. ed. (New York: Macmillan, 1995), 2520–2525; Rollin, Bernard E., Updating Veterinary Medical Ethics, Journal of the American Veterinary Medical
Association 173(8) (1978): 1015–1018; Rollin, Bernard E., Veterinary and Animal
Ethics, in J. F. Wilson, B. E. Rollin, and J. A. L. Garbe (Eds.), Law and Ethics of the
Veterinary Profession (Yardley, PA: Priority Press, 1988), 24–48; Rollin, Bernard
E., Veterinary Medical Ethics, monthly column in Canadian Veterinary Journal
(1991– ) analyzing real ethically problematic cases sent to the journal by veterin-
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arians; Tannenbaum, Jerrold, Veterinary Ethics, 2nd ed. (Baltimore, MD: Williams
and Wilkins, 1995).
BERNARD E. ROLLIN
VICTIMIZATION OF ANIMALS
Victimization is tied to the idea of rights. Human beings have rights and
are victimized when those rights are violated. An assumption behind this
discussion is that nonhuman animals have rights too, and that nonhuman
animals are victimized when humans exploit, harm, or kill them for human
gain. The question remains, however, whether or not an animal who is
harmed or killed by another animal has been victimized. It is valuable to
consider the processes that determine precisely when an animal becomes a
‘‘victim.’’
Humans victimize animals most fundamentally in the reasons we find for
removing them from ethical concern. Rationalizations can be religious,
moral, or scientific. By circular reasoning, God’s world would be unbearably
cruel if animal suffering mattered. In the seventeenth century, René Descartes* advanced this line of thought by asserting on weak grounds that
animals feel no pain* at all. Descartes’s notion of the beast-machine sustained
the victimization of animals over the Enlightenment period when the sphere
of rights and entitlements was expanding. The belief that animals lack consciousness, even if they do feel pain, is still occasionally claimed in scientific
literature.
Until the early 20th century, animals in European cultures could be tried,
convicted, and punished for crimes. Church officials sometimes subjected
animals to torture to get confessions from them. Animals found guilty could
be burned at the stake.
A survey of cultural representations of animal victims reveals many contradictions. Among domestic animals, pets arouse emotional and moral anxiety, while, until recently, livestock have received little consideration. One
notes, for example, the utility of victimizing pets in horror and suspense
movies. Often, the first victim of violence is the family pet, as in the films
Straw Dogs and Fatal Attraction. Suspense mounts as the killers move up the
scale to human victims.
Often, too, pathos surrounds the animal victim. The death of Bambi’s
mother in the Disney film is a case in point, as are the deaths of Redruff
the partridge and the mother rabbit Molly Cottontail in stories from Wild
Animals I Have Known by Ernest Thompson Seton. Pathos relies upon the
humanization of the animal victim, giving the animal victim a name and a
personality.
Individuation alone can generate compassion. In Fred Bodsworth’s The Last
of the Curlews and Allan W. Eckert’s The Great Auk, the misfortunes of the
VIRTUE ETHICS
357
lone surviving member of the Eskimo curlew and great auk species, respectively, tug at the heartstrings of the reader. When an animal is viewed as one
member of a group, victimization is easier. Thus, if a domestic animal (see
DOMESTICATION) normally destined for slaughter (see TRANSPORTATION AND SLAUGHTER) is singled out in a work of the imagination, that
animal becomes the subject of moral and emotional concern. Examples are the
recent movie Babe and Beat Sterchi’s novel Cow, in which an individual pig and
an individual cow are the focus of narrative interest and sympathy.
Wild animals have been demonized to justify assaults upon them. Wolves,
bears, snakes, and sharks are foremost among animals claimed to have evil
designs upon humans and other, innocent animals. Predatory animals in
general excite human moralization. In a presumably animal-sympathetic film
like Benji the Hunted, for instance, the primary enemy is a wolf, and audiences
are meant to feel relief when Benji, a small, civilized dog, tricks the wolf
into running off a cliff to his death. By the application of human moral
values, any strong animal can become an enemy deserving assault and death.
Jack London employs this device in White Fang, in which the hero sled dog
Buck is tormented by another dog, Spitz: eventually the whole pack turns
on Spitz and kills him.
In some literary works, the killing of animals proves or restores the virility
of males. D. H. Lawrence’s The Fox illustrates this theme when a man shoots
a particularly mesmerizing fox and ultimately gains a similarly hypnotic
power over the female protagonist. Even the appreciation of animal death*
can prove manhood, as the aficion of Ernest Hemingway’s castrated hero
Jake for the bullfight demonstrates in The Sun Also Rises.
Selected Bibliography. Arluke, Arnold, and Boria Sax, Understanding Nazi Animal Protection and the Holocaust, Anthrozoös 5 (1992): 6–31; Cavalieri, Paola, and
Peter Singer (Eds.), The Great Ape Project: Equality beyond Humanity (London: Fourth
Estate, 1993); Evans, E. P., The Criminal Prosecution and Capital Punishment of Animals
(New York: E. P. Dutton, 1906); Passmore, John, The Treatment of Animals, Journal
of the History of Ideas 36 (April–May 1975): 195–218; Scholtmeijer, Marian, Animal
Victims in Modern Fiction: From Sanctity to Sacrifice (Toronto: University of Toronto
Press, 1993); Spiegel, Marjorie, The Dreaded Comparison: Human and Animal Slavery
(Philadelphia: New Society Publishers, 1988).
MARIAN SCHOLTMEIJER
VIRTUE ETHICS
The term ‘‘virtue’’ generally refers to any one of many desirable traits,
habits, skills, abilities, dispositions, excellences, and so on. For example,
knowledge, literacy, compassion, humility, moderation, strength, courage,
wealth, and beauty are virtues. This usage is somewhat different from popular language, where the term ‘‘virtuous’’ often means ‘‘pure’’ or ‘‘untainted.’’
Virtue ethics is very different from the two leading modern moral theories,
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which are utilitarianism* (or consequentialism) and rights (or nonconsequentialism, including duties). Utilitarianism and rights are concerned primarily with actions: which actions are right and which are wrong. Virtue
ethics looks at the character of the agent. Virtue ethics is concerned with
what kind of person would kill a pet (see COMPANION ANIMALS AND
PETS) merely because the pet is old and no longer frisky, questioning
whether or not that is the kind of person one ought to be.
Three issues are of interest to the theory of virtue ethics. First is the
question of the nature or essence of virtue. Second is the unity of the virtues.
We want to know how the virtues are connected, whether there is one virtue
such that the many virtues are aspects of it, and whether the virtues have a
ranking, or hierarchy, where one is premier or central and the others subordinate or peripheral.
The third issue is especially important for the question of whether animals
have virtues. Here we want to know the relationship of knowledge to virtue.
To what extent, for a virtue to be virtuous, must it be known, understood,
consciously valued, chosen, or nurtured by its possessor? We also want to
know whether virtues can be taught, and whether, if the trait or habit is
innate, instinctive, biological, or environmentally conditioned, it is a virtue.
Contemporary theories of animal ethics have been developed largely
within the utilitarian and rights perspectives (by Peter Singer and Tom Regan, respectively). Equally important for virtue ethics are the positions of
Stephen R. L. Clark, Mary Midgley, and Bernard Rollin, who present Aristotelian perspectives on animals. The basic thesis is that animals should be
given, or permitted to have, a life according to their kind, a notion roughly
similar to Aristotle’s concept of natural end (telos).
Selected Bibliography. Aquinas, Thomas, Summa Theologiae, Ia-Iae, q55–89; IIaIIae, q.1–170 (1266–1273); Aristotle, Nichomachean Ethics, books 1–3; Clark, Stephen
R. L., The Moral Status of Animals (New York: Oxford University Press, 1984); Hume,
David, An Enquiry Concerning the Principles of Morals (1751), Kruschwitz, Robert B.,
and Robert C. Roberts (Eds.), The Virtues: Contemporary Essays on Moral Character
(Belmont, CA: Wadsworth, 1987); MacIntyre, Alasdair, After Virtue, 2nd ed. (Notre
Dame, IN: University of Notre Dame Press, 1984).
JACK WEIR
VIVISECTION. See ANTIVIVISECTIONISM, EDUCATION AND
THE USE OF ANIMALS.
W
WELL-BEING OF ANIMALS
The least controversial component of animal well-being is experiential wellbeing. Sometimes called ‘‘quality of life’’ in other contexts, experiential wellbeing is more accurately understood as quality of experiences or feelings.*
One is experientially well off to the extent that one has such feelings as
pleasure, enjoyment, and satisfaction; one is experientially poorly off to the
extent that one has such feelings as pain,* distress,* and suffering.*
It is debatable whether animal well-being consists of anything other than
experiential well-being. One point of controversy is whether animals have
an interest in life—remaining alive—or, equivalently, whether death* harms
an animal who dies. The issue is put in focus by asking whether an animal
who is painlessly killed while sleeping (so that his or her dying involves no
unpleasant experiences) is harmed. It is possible that different answers are
appropriate for different sorts of animals. First, it is reasonable to hold that
animals who have no feelings at all are not harmed by death (or anything
else). Moreover, even if fish* and elephants (see CIRCUSES AND CIRCUS
ELEPHANTS) both have feelings and therefore an experiential well-being,
it might be argued that elephants, but not fish, have an interest in life due
to the more complex consciousness and rich, long-term social relationships
that characterize elephant lives.
Addressing such issues in any detail requires a theory of well-being. One
leading possibility is to conceptualize death as a harm that consists in lost
opportunities—for pleasure, enjoyment, and satisfaction, but perhaps also
for features of lives whose value is independent of experimental well-being.
A broad theory of well-being will also shed light on other aspects of animal
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well-being. For example, we can ask about the relationship between wellbeing and freedom (see ANIMAL WELFARE, Freedom) or liberty, understood as the absence of external constraints on movement. Suppose that an
animal is given a drug that causes him or her not to mind life in a small
cage (and has no unpleasant side effects). Then if confinement causes the
animal any harm, this is probably because the animal has an interest in
freedom that is independent of experiential well-being, in which case animal
well-being is not simply a matter of the quality of experiences.
A similar issue arises with respect to functioning. Functioning, both mental and physical, is clearly important to well-being. Typically, for example,
dogs* who are brain damaged are vulnerable in unique ways. But consider a
dog who becomes brain damaged (either naturally or by surgery) in a way
that cuts his intelligence in half, so that his practical problem solving is much
poorer, but also changes his emotional life such that he is equally contented
on the whole. If the brain damage has harmed the dog, whose experiential
well-being is no worse, it would seem that dogs have an interest in functioning that is not reducible to its protection of experiential well-being.
However animal well-being is understood, trade-offs are imaginable. For
example, a whale might be caused some distress today by veterinarians* giving her needed medical treatment but benefit in the long run from improved
health. Some sorts of trade-off are difficult to view confidently due to unresolved theoretical questions about the nature of animal well-being. Determining what is best for animals depends on a detailed understanding of
animal well-being.
Selected Bibliography. DeGrazia, David, D., Taking Animals Seriously: Mental Life
and Moral Status (Cambridge: Cambridge University Press, 1996); Regan, Tom, The
Case for Animal Rights (Berkeley: University of California Press, 1983); Rollin, B. E.,
Animal Rights and Human Morality, 2nd ed. (Buffalo, NY: Prometheus Books, 1992);
Sapontzis, S. F. Morals, Reason, and Animals (Philadelphia: Temple University Press,
1987); Singer, Peter, Animal Liberation (New York: New York Review of Books,
1990).
DAVID D. DEGRAZIA
Assessment of Quality of Animal Life
For the past 30 years, animal welfare* scientists have tried to assess the
quality of life of animals in order to identify which housing and management
systems are better, or even best, for farm, laboratory, and zoo* animals. This
has proven, however, to be a difficult task. Animal (or human) quality of life
is determined by the total impact of a large variety of factors affecting the
individual. The difficulty in applying such a holistic approach, however, lies
not so much in identifying potentially relevant factors as in combining all
factors into a single decision about the relative merit of housing or husbandry systems.
WESLEY, JOHN
361
Cost-benefit analysis, as borrowed from the field of economics, has been
widely used to weigh the advantages and disadvantages of various alternatives, but these have traditionally been assessed numerically. There is, however, another method, cost-benefit dominance (CBD), which requires only
that we can determine, for each factor, whether one alternative is preferable
to the other. This method has been used in human personality assessment
and in evaluating human quality of life.
As an example, let us assume that we wish to compare two housing systems
for pregnant pigs.* We first list all factors affecting the pigs’ quality of life:
freedom from disease, comfortable ambient temperature, adequate food intake, and so on. Then we decide (based on current scientific evidence) which
system is preferable for the pigs with respect to each of the factors on our
list. If, at the end of the assessment, system A is preferable for all factors,
or preferable for some factors and equal for all others, then we conclude
that it dominates system B. More likely, however, system A will dominate
for some factors and system B for others. In such situations, CBD offers
four strategies to incorporate information about the relationship between
factors, for although we cannot numerically weight them, we do know that
some are more important (or differently important) than others.
In summary, qualitative cost-benefit analysis offers an assessment alternative that makes the logic of the assessment process more clear, yet does
not require quantification of individual factors or their relationships. In these
ways, CBD provides a useful framework for an orderly comparison of housing and management systems with regard to the quality of animal life.
Selected Bibliography. Hurnik, J. F., and H. Lehman, The Philosophy of Farm
Animal Welfare: A Contribution to the Assessment of Farm Animal Well-being, in
R. M. Wegner (Ed.), Proceedings of the Second European Symposium on Poultry Welfare
(Celle, Federal Republic of Germany, June 10–13, 1985), 256–266; Michalos, A. C.,
North American Social Report: A Comparative Study of the Quality of Life in Canada and
the USA from 1964 to 1974, vol. 1, Foundations, Population, and Health (Dordrecht: D.
Reidel Publishing Co., 1980); Taylor, A. A., Theoretical and Practical Aspects of
Assessing the Quality of Life of Laying Hens in Alternative Housing Systems (Ph.D.
thesis, Department of Animal and Poultry Science, University of Guelph, Ontario,
1994); Taylor, A. A., J. F. Hurnik, and H. Lehman, The Application of Cost-Benefit
Dominance Analysis to the Assessment of Farm Animal Quality of Life, Social
Indicators Research 35 (1995): 313–329.
ALLISON A. TAYLOR
WESLEY, JOHN
A fellow of Lincoln College, Oxford, John Wesley (1704–1791) began the
spiritual revival later known as Methodism. He was one of the few English
reformers to advocate ethical care for animals. His sermon in defense of
animal immortality has become a classic: ‘‘But what does it answer to dwell
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upon this subject [the future life of animals] which we so imperfectly understand? . . . It may enlarge our hearts towards these poor creatures, to reflect that, vile as they may appear in our eyes, not one of them is forgotten
in the sight of our Father which is in heaven’’ (‘‘The General Deliverance,’’
285).
Selected Bibliography. Telford, John, The Life of John Wesley (London: Epworth
Press, 1947); Wesley, John, The General Deliverance, in Sermons on Several Occasions,
biographical note by John Beecham, vol. 2 (London: Wesleyan Conference Office,
1874), no. 60; Wesley, John, Journal, standard ed., vol. 4 (London: Charles H. Kelley,
1909).
ANDREW LINZEY
WHITE, CAROLINE EARLE
Caroline Earle White (1833–1916) was the founder of all three of Pennsylvania’s most significant animal organizations and a founding member of
the American Humane Association. The daughter of a well-known Quaker
abolitionist, White was the mainspring of the Pennsylvania Society for the
Prevention of Cruelty to Animals (SPCA), founded in 1867. The gender
politics of the era led her to reorganize the Women’s Auxiliary as an independent organization, and under her guidance, the Women’s Pennsylvania
SPCA began operation of the nation’s first animal shelter,* an alternative to
the dog pound where unwanted animals were brutally killed by uncaring
municipal employees. She was one of the earliest promoters of animal adoption in America, as well as one of the first animal advocates to struggle with
vivisectionists (see ANTIVIVISECTIONISM) over the use of pound and
shelter animals in research. After a personal meeting with Frances Power
Cobbe,* White founded the first antivivisection society in the United States,
the American Anti-Vivisection Society, in 1883.
Selected Bibliography. Coleman, Sydney Haines, Humane Society Leaders in
America (New York: American Humane Association, 1924); Lovell, Mary F., Outline
of the History of the Women’s Pennsylvania Society for the Prevention of Cruelty to Animals
from Its Foundation April 14, 1869, to December 31, 1899 (Philadelphia: Women’s
Pennsylvania Society for the Prevention of Cruelty to Animals, 1900); Mrs. C. E.
White, Humanitarian, Dies, Philadelphia Inquirer, September 7, 1916; White, Caroline Earle, The History of the Anti-Vivisection Movement, in Proceedings of the
International Anti-Vivisection and Animal Protection Congress (New York: Tudor Press,
1914), 25–35.
BERNARD UNTI
WILD ANIMALS, DUTIES TO
The question of duties to wild animals is often disputed among ethicists.
Leading issues surround hunting* and trapping,* animal suffering,* appro-
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363
priate levels of management by humans, poisoning, habitat degradation, feral* animals, restoration, and endangered species.*
Duties to wild animals, if they involve care, also involve noninterference,
sometimes called hands-off management. In February 1983 a bison fell
through the ice into the Yellowstone River and struggled to get out. Snowmobilers looped a rope around the animal’s horns and attempted a rescue.
They failed, and the park authorities ordered them to let the animal die and
refused even to mercy-kill it. ‘‘Let nature take its course’’ is the park ethic.
In 1981–1982, bighorn sheep in Yellowstone caught pinkeye (conjunctivitis).
Partial blindness often proves fatal on craggy slopes. More than 300 bighorns
died, over 60% of the herd. Wildlife veterinarians* might have treated the
disease, as in any domestic herd, but the Yellowstone ethicists claimed that
the disease should be left to run its natural course as a part of natural selection.
Some respond that human nature urges compassion for suffering, and we
should let human nature take its course. But compassion is not the only
consideration, and in environmental ethics it plays a different role than in
humanist ethics. Animals live in the wild, subject to natural selection, and
the integrity of the species is a result of these selective pressures. To intervene artificially is not to produce any benefit for the good of the kind, although it would benefit an individual bison or whale. Human beings, by
contrast, live in culture, where the forces of natural selection are relaxed,
and a different ethic is appropriate.
Wild animals are often affected by human-introduced changes, and this
can change the ethic. Colorado wildlife veterinarians have made extensive
efforts to rid the Colorado bighorns of a lungworm disease. Arguments were
that some think that the lungworm parasite was contracted from imported
domestic sheep, or that even if it was a native parasite, the bighorns’ natural
resistance is weakened because human settlements in the foothills deprive
sheep of their winter forage and force them to winter at higher elevations.
There, undernourished, they contract the lungworm first and later die of
pneumonia.
The ethic changes again when an endangered species is involved. In the
spring of 1984 a sow grizzly and her three cubs walked across the ice of
Yellowstone Lake to Frank Island, two miles from shore. They stayed several
days to feed on two elk carcasses, while the ice bridge melted. Soon afterward, they were starving on an island too small to support them. This time
park authorities rescued the mother and her cubs and released them on the
mainland.
Despite the protests of some in the ranching community, wolves have
recently been reintroduced to Yellowstone National Park, having been exterminated there early in this century. Such restoration arises, according to
most supporters, from a duty to the wolf as a species, coupled with the fact
that the wolf was historically, and ought to be again, the top predator in the
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Yellowstone ecosystem. Conservationists also realize that problem wolves
will have to be relocated and often killed, and believe that this is an acceptable killing of individuals in order to have the wolf species present.
Duties to animals can conflict with concern for endangered animal or
plant species. In a 1996 case, the U.S. Fish and Wildlife Service moved to
poison 6,000 gulls at Monomoy National Wildlife Refuge off Cape Cod in
order to save 35 piping plovers, an endangered species. A U.S. District Court
rejected an appeal by the Humane Society of the United States* to stop the
killing.
San Clemente Island, off the coast of California, has both native plant
species and a population of feral goats, introduced by Spanish sailors two
centuries ago. To protect plants numbering in the few hundreds, the Fish
and Wildlife Service and the U.S. Navy have shot tens of thousands of feral
goats. The Fund for Animals protested that it is inhumane to count a few
plant species more than many mammal lives, but again the ethic of species
triumphed.
Selected Bibliography. Hargrove, Eugene C. (Ed.), The Animal Rights/Environmental Ethics Debate (Albany: State University of New York Press, 1992); Rolston,
Holmes, III, Ethical Responsibilities toward Wildlife, Journal of the American Veterinary Medical Association 200 (1992): 618–622; Rolston, Holmes, III, Higher Animals:
Duties to Sentient Life, chapter 2 in Environmental Ethics (Philadelphia: Temple
University Press, 1988).
HOLMES ROLSTON III
WILD BIRD CONSERVATION ACT
The federal Wild Bird Conservation Act was passed by Congress in 1992.
A major incentive to congressional action was the cruel treatment of the
birds by the big bird dealers who caused tens of thousands of deaths by
cramming transport crates so tightly that only the hardiest survived the trip
to pet stores in the United States, Europe, or Japan. Many magnificent species were depleted and sank from threatened to endangered status as the
trade, combined with logging of forests and other habitat destruction, eliminated them from areas where they had thrived for countless years. Macaws
and smaller members of the parrot family Psittacidae were especially pressed
by the trade because of their beauty, intelligence, and capacity for companionship with human beings.
As the public outrage at the cruel mistreatment of the wild-caught birds
increased, the airlines who had been carrying them for the international pet
industry dropped out one by one. A hundred airlines had refused wild bird
shipments by the time the Wild Bird Conservation Act was being considered
by Congress. Lufthansa, a major carrier of animals, was the first to refuse
all wild bird shipments.
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Before the Wild Bird Conservation Act was finally passed, concentrated
efforts to pass state laws were repeatedly made by humane organizations and
conservation groups. New York State passed the Wild Bird Law in August
1984. The pet trade mounted a legal challenge charging that the law was
unconstitutional and that pet shops would be put out of business. The law
withstood the pet industry’s attack, and far from being put out of business,
the pet stores increased their profits. In 1991, the state of New Jersey passed
a law banning importation and sale of wild-caught birds. But attempts to
pass similar laws in other states all failed due to highly organized opposition
by the Pet Industry Joint Advisory Council (PIJAC). Finally, PIJAC approached the World Wildlife Fund with a proposal to phase out wild bird
imports in five years and write a bill with conservation and animal-protection
groups, which never happened.
Two bills were presented to Congress, and the bill brought to the floor
of the U.S. House of Representatives by Gerry Studds (Democrat of Massachusetts) was a compromise between the across-the-board import bans of
New York State and New Jersey and the regulation proposed by PIJAC
allies. The Studds bill passed both houses of Congress and was signed into
law by President Bush.
The act immediately banned the import of the ten species whose survival
was most severely threatened by capture for the pet trade. A year later, it
prohibited importation of all species of birds listed by the Convention on
International Trade in Endangered Species (CITES). The U.S. Department
of Interior (USDI) duly prohibited the birds in CITES’ Appendix I (endangered) and Appendix II (threatened), but continued to allow birds in Appendix III (protected species in individual countries) to enter the United
States. Bird-protection groups sued the department on behalf of these birds
and won. Judge Charles Richey ruled that the species of birds listed by their
native countries as receiving protection are included in America’s Wild Bird
Conservation Act.
The Wild Bird Conservation Act has substantially reduced the volume of
wild-caught birds exported to the United States. The numbers grow lower
year by year. The bird trade has largely adjusted to sale of domestically bred
exotic birds, and this business is thriving.
Hostility to the act still exists among those bird dealers who profited from
the immense markups that characterized the wild-caught bird trade. A trapper in the rainforest would receive a pittance from the middleman who, in
turn, shipped the birds out of the country for the big international dealers,
who might increase the price as much as 1,000%. Because of this excessive
profiteering, smuggling was rife, and the U.S. Fish and Wildlife Service’s
‘‘Operation Renegade’’ uncovered evidence and took the perpetrators to
court, where many were convicted of violating the act.
CHRISTINE STEVENS
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WOOLMAN, JOHN
WOOLMAN, JOHN
John Woolman (1720–1772) was an English Quaker divine and ardent
abolitionist who expressed a reverence-for-life philosophy in his writings and
personal practices. In his Journal (1772, 178–179), Woolman recorded that
he was especially disturbed by the suffering of barnyard fowl carried for food
on the ship on which he made his journey to England. Earlier, he recorded
his conviction that ‘‘true religion’’ consisted in exercising ‘‘true justice and
goodness not only towards all men but also towards the brute creatures’’
(Journal, 1720–1742, 28). Woolman declined to use stagecoaches and would
not even send letters by couriers, finding the horses badly abused by their
owners’ habits of running them to death in an effort to maintain reputations
for speed and efficiency. By practicing vegetarianism,* Woolman complemented his boycott against cotton, sugar, and indigo dye produced by slave
labor with a conscious witness against animal exploitation. The significance
of Woolman’s witness was not lost on later Quakers, as they became the
first Christian sect to oppose blood sports and incorporate kindness to animals as an article of faith (see Advices and Queries, 1928, 1964, Query 19).
Selected Bibliography. Advices and Queries (London: Society of Friends, 1928 and
1964); Lawson, Chris, Some Quaker Thoughts about Animal Welfare (London: Quaker
Social Responsibility and Education, 1985); Woolman, John, Journal (London: Moulton, 1720–1742); Woolman, John, Journal (London: Moulton, 1772).
ANDREW LINZEY AND BERNARD UNTI
X
XENOGRAFT
The demand for transplantable tissues and organs is much greater than
the supply. Many people die every year on transplant waiting lists. Physicians
and medical researchers have long been fascinated by the idea that nonhuman animals might become an appropriate source for organs, and that xenografts (organs or tissues transplanted between animals of different species)
could even solve the organ scarcity problem. Supporters of this idea have
imagined setting up ‘‘farms’’ in which animals would be kept at the ready
for human beings who need new hearts, livers, kidneys, lungs, or other body
parts.
The idea that no one need die waiting for an organ is an attractive one,
but there are many obstacles, both technical and ethical, in the way of xenograft’s becoming the solution to this problem. Technically, organs from
nonhumans have not yet been shown to be feasible for use in humans. In
fact, every effort of this kind, from the implantation of a chimpanzee* heart
into a 68-year-old man in 1964, through the transplantation of a baboon’s
heart into the infant ‘‘Baby Fae’’ twenty years later, to the 1994 attempt to
transplant a pig’s* liver into a 26-year-old woman, has ended dismally. In
every case, the patient died shortly after receiving the xenograft.
Yet even should the technical problems someday be solved, the moral
problems would remain. The central ethical challenge to xenograft concerns
whether taking organs from healthy animals for use in human beings can be
justified.
A number of serious moral arguments conclude that animals may not be
treated in this way, even if doing so would offer a human being a consid-
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erable chance of living longer. For example, Tom Regan’s claim that many
animals (including those who might become attractive organ sources for
humans) ‘‘have a distinctive kind of value in their own right, if we do;
therefore, they too have a right not to be treated in ways that fail to respect
this value’’ would, if correct, imply that xenografting is immoral. An allied
view, based on the argument from marginal cases,* would also condemn
xenograft unless we were willing to regard the mentally handicapped or other
‘‘marginal’’ members of our species as potential sources of transplant organs
as well.
Those who favor trying to develop xenografting as a reliable method of
obtaining organs often point out that we take animal lives for many less
serious reasons than obtaining organs for people who will die without them.
For example, we eat and wear animal products when there is no real lifeor-death need to do so. Further, xenograft is just a particularly visible way
in which animals are used in medical research, education,* and therapy: a
great deal of what happens to any patient in very many medical encounters
involves the suffering* and death* of animals, on whom drugs were tested
and physicians and surgeons studied. Finally, there is great interest among
those who are involved in xenograft research in using pigs rather than primates as sources of organs. Whereas primates are scarce, expensive, and
disturbingly humanlike, pigs are breakfast food; if it is morally legitimate to
raise pigs in confinement settings and then eat sausage, why is it not morally
legitimate to genetically engineer (see GENETIC ENGINEERING) pigs
in laboratories and then use their organs for people who may die without
them? The answer to this question may simply be that it is not morally
legitimate to use animals for food and clothing, even though people commonly do, and not defensible to use animals as we have done in medical
research, testing, and education.
Selected Bibliography. Caplan, Arthur, Is Xenografting Morally Wrong? Transplantation Proceedings 24 (1992): 722–727; Discussion, Transplantation Proceedings 2
(1970); Kushner, Thomasine, and Raymond Belliotti, Baby Fae: A Beastly Business,
Journal of Medical Ethics 11 (1985); Nelson, James Lindemann, Animals as a Source
of Human Transplant Organs, in J. Humber and R. Almeder (Eds.), Biomedical Ethics
Reviews 1987 (Towtowa, NJ: Humana Press, 1988); Nelson, James Lindemann,
Transplantation through a Glass Darkly, Hastings Center Report 22 (1992): 6–8; Regan, Tom, The Case for Animal Rights (Berkeley: University of California Press, 1983).
JAMES LINDEMANN NELSON
Z
ZOOS
History of Zoos
With few exceptions, the earliest collections of captive wild animals were
privately held menageries that were symbols of wealth and power. Ancient
Egyptians are thought to have been the first people to keep collections of
wild animals. Animals of religious significance were kept as representatives
of gods. In 1490 B.C., the Egyptian queen Hatshepsut directed an animalcollecting trip through Africa to fill her royal menagerie and to trade with
neighboring countries. Chinese emperor Wen Wang, of the Chou dynasty,
kept a variety of plants and animals in a 1,500-acre ‘‘Intelligence Park’’
around 1100 B.C. Like the menageries in Egypt, it was intended primarily
to show the wealth of the empire. By the third century B.C., private Greek
collections of animals were used for study, experimentation, and pets. Alexander the Great opened the first public menagerie in Alexandria in Egypt.
Wealthy Romans kept small menageries and aviaries in villas. By the second
and first centuries B.C., most captive animals were kept on exhibit in public
menageries until they were sent into the arena or killed for food.
In the 1200s, Kublai Khan’s collection in Asia held elephants, monkeys,
fish,* hawks, and other species found in his vast empire. In 1519, conquistador Hernando Cortés visited a large menagerie held by the Aztec king
Montezuma in Mexico that was staffed by 300 keepers. The collection included exhibits featuring American animals as well as human dwarfs and
slaves. Like many of today’s exhibits, the animals were exhibited in barless,
moated enclosures.
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By the 1600s, foreign conquests, trade, and the spread of agriculture and
industry into undeveloped lands brought tales of great beasts and occasionally living specimens to Western nations. Because collections were still
mostly private, the demand for animals that could be seen by the public in
traveling menageries grew.
The first ‘‘modern’’ zoos were European zoological collections like Tierpark Schönbrunn in Austria, which opened in 1765, Menagerie du Jardin
des Plantes in Paris, which opened in 1793, and the London Zoological
Garden, which opened in 1828. Animal exhibits were surrounded by exotic
plants in a gardenlike setting. These combined zoos and gardens (hence the
term ‘‘zoological garden’’) differed from earlier menageries in that closely
related species were exhibited near each other. They were established for
scientific studies and education.
The first true European-style zoo in the United States was the Philadelphia Zoo (opened in 1874), which was modeled after the London Zoological
Garden. Animals were housed in permanent ornate buildings, and the zoo
was supported by a zoological society and managed by a director knowledgeable about wildlife. Soon there was a competition among zoos to have
as many different kinds of animals as possible represented. The emphasis
was on a great variety of species. Expeditions were organized to trap and
transport great numbers of wild animals to the zoo. Animal mortality during
capture and transport and at the zoo was high. Since little was known about
animal care, many exhibits were small and barren. Exhibits were barred cages
for the safety of the visitors and the animals, and to allow visitors to see the
animals as close as possible. Animal buildings were designed for the pleasure
of the visitor.
Around 1907, some zoos began to take advantage of the ‘‘Hagenbeck Revolution.’’ At his zoo, Carl Hagenbeck Tierpark, animal supplier Carl Hagenbeck designed concrete moats around exhibits that kept animals in and
visitors out and eliminated the need for bars. His exhibits were re-creations
of nature as he saw it during his world travels. Exhibit illusions such as a
lion sharing space with antelope were created by a moat separating the two
animals that was hidden from the visitor’s view.
The major purposes of zoos that have persisted over the years remain
unchanged. The National Zoo in Washington, D.C., was established in 1891
‘‘for the advancement of science and the instruction and recreation of the
people.’’ Some zoos, such as the New York Zoological Park, made conservation a priority by breeding and reintroducing native species like the American bison that were nearly extinct in the wild.
As the sciences of zoo biology, animal behavior, veterinary medicine, and
animal nutrition grew in the 20th century, animal management improved,
more species bred in captivity, and emphasis was no longer on large collections of many species, but on fewer species exhibited in larger, more naturalistic enclosures. There were more mixed-species exhibits and exhibits with
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History of Zoos: Carl Hagenbeck Tierpark (left) introduced zoos to ‘‘naturalistic’’
enclosures for animals. This type of exhibit was a major influence on the New York
Zoological Park (right). Source: Postcards c. 1910.
social groups of one species. Animals could be exhibited by themes like species relatedness, geographic zone, or habitat. With the recognition that many
species of animals were becoming threatened with extinction due to human
activities, zoos of the 1980s and 1990s became major centers of conservation
and public education.
Selected Bibliography. Fisher, J., Zoos of the World: The Story of Animals in Captivity (Garden City, NY: Natural History Press, 1967); Hoage, R. J., and W. A. Deiss
(Eds.), New Worlds, New Animals: From Menagerie to Zoological Park in the Nineteenth
Century (Baltimore: Johns Hopkins University Press, 1996); Maier, F., and J. Page,
Zoo: The Modern Ark (New York: Facts on File, 1990); Mann, W. M., Wild Animals
in and out of the Zoo (New York: Smithsonian Institution Series, 1930); Mullan, B.,
and G. Marvin, Zoo Culture (London: Weidenfeld and Nicolson, 1987).
MICHAEL D. KREGER
Roles of Zoos
If animals have a right to freedom (see ANIMAL WELFARE, Freedom),
zoos seem to infringe on it and to be questionable on welfare grounds also.
Today’s thousands of zoos, attracting millions of visitors worldwide, vary
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The ‘‘Pollenarium’’ is an exhibit at the National Zoological Park in Washington,
D.C., where the visitor walks through a botanic garden habitat filled with uncaged
butterflies and hummingbirds. This theme exhibit highlights animal adaptations and
living communities rather than a specific scientific group of related animals. Photo
by M. Kreger, 1996.
enormously from so-called roadside zoos (condemned outright by reputable
ones) to zoological parks whose animals, many of them in large, naturalistic,
and/or behaviorally enriched enclosures (see ENRICHMENT FOR ANIMALS), often give every indication of being in a state of well-being.*
The question remains whether it is still misguided, as some feel, to
maintain wild animals, however well cared for, outside their natural habitats,
to which millions of years of evolution have adapted them. Zoos and their
critics agree now that wild species must be protected and reputable zoos now
take very few animals—especially mammals—from the wild (though they
need to do this occasionally for serious conservational reasons). If it is acceptable to keep domesticated animals (see DOMESTICATION), perhaps
it is not wrong to keep what can only be relatively wild animals in zoos.
Indeed, some of them could be argued to be slightly domesticated because
of their individual adjustment to zoo conditions or because of some perhaps
unavoidable selective breeding. It is true that many domesticated animals—
intensively reared hens (see CHICKENS) and pigs*—are kept in appalling
conditions, but this is because of economic greed, not because they cannot
be kept humanely. Zoo animals’ captive environments can similarly be vastly
improved by study of their behavioral requirements.
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The degree to which animals show their natural behavior is a main criterion for judging their well-being or otherwise, as well as a guide to how
their facilities may be improved. Other criteria include their degree of physical health, their readiness to breed, and the degree to which they show (or
do not show) abnormal behavior such as the stereotyped ‘‘weaving’’ of some
captive polar bears (see STEREOTYPIES IN ANIMALS).
If animals in zoos are only relatively wild or even slightly domesticated,
this makes keeping them more acceptable, but at the same time it casts doubt
on zoos’ claim to maintain truly wild animals (and on whether these or their
descendants could successfully be reintroduced to the wild). This is one of
many real problems for zoos, and some critics deny their ability to save
animals who are wild in any meaningful sense. On the other hand, zoos now
have elaborate conservational arrangements to help to maintain their animals’ wildness, at least genetically. These include studbooks for many endangered species and computerized, linked animal records (part of ISIS, the
International Species Information System, started twenty years ago) to assist
in the management of zoo animals as members of total captive populations
with minimal inbreeding and maximal genetic diversity, as in a wild population. Enlightened zoo conditions help to maintain behavioral wildness also.
Successful reintroductions have already occurred, such as the reintroduction
of the Arabian oryx. However, just how successful some reintroductions have
been, for example, the golden lion tamarin, is arguable. Thus zoos’ ability
to save, or at least reintroduce, many wild species remains unproven. However, threats face many wild species (from the hunting* of rhinos and tigers
to the threats to almost all wild habitats from the exploding human population), and zoos can help considerably. Again, some critics see a concentration on captive breeding as a dangerous distraction from the primary
conservational task of protecting actual wild habitats. But zoos see their captive breeding as merely complementing this, and some zoo scientists assist
greatly in the protective management of actual wild populations. Many more
zoos help to educate the public about threats to wild habitats. Zoos’ conservational roles also bring their own moral problems, such as whether saving
endangered species* can justify killing surplus animals, for example, nearly
eighty hybrid orangutans in American zoos who are unsuitable for reintroductions.
Serious zoos are in many ways allies of all those who care about animals
as individuals and about their survival as species. Apart from their conservational captive breeding, zoos constitute a kind of powerhouse of ordinary
people’s fondness and concern for animals. Though zoo critics tend to see
zoos as demonstrations of domination over nonhumans, many of the millions
who visit zoos probably do it because of animals’ appeal to them. Such people are potentially a huge body of support for conservation and animal protection. A first step here is the introduction of legislation to regulate zoos
(such legislation exists in Britain, for example, but not in the United States).
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Selected Bibliography. Bostock, S. St. C., Zoos and Animal Rights: The Ethics of
Keeping Animals (London and New York: Routledge, 1993); Broom, D. M., and K. G.
Johnson, Stress and Animal Welfare (London: Chapman and Hall, 1993); International
Union of Directors of Zoological Gardens/Conservation and Breeding Specialist
Group (International Union for the Conservation of Nature and Natural Resources
[now World Conservation Union]/Species Survival Commission), The World Zoo
Conservation Strategy: The Role of the Zoos and Aquaria of the World in Global Conservation (Brookfield, IL: Chicago Zoological Society, 1993); Norton, B. G., M. Hutchins, E. F. Stevens, and T. L. Maple (Eds.), Ethics on the Ark: Zoos, Animal Welfare,
and Wildlife Conservation (Washington, DC: Smithsonian Institution Press, 1995);
Tudge, C., Last Animals at the Zoo (Oxford: Oxford University Press, 1992).
STEPHEN ST. C. BOSTOCK
Zoos and Ethical Animal Care
Ethics deals with what is good and bad and with moral duty and obligation. Assuming that zoos will always exist in some form, what factors decide
if a zoo treats its animals well or poorly?
The survival of an animal in captivity is totally dependent on its human
caretakers. Animals, like most humans, have an interest in avoiding pain*
and perhaps in experiencing pleasure. Because humans have chosen to put
zoo animals into a restricted area, humans are obligated to provide them
with a good quality of life (see WELL-BEING OF ANIMALS). Zoos cannot
and would not try to duplicate nature completely because animals in the wild
are eaten by predators, suffer from disease or parasites, and experience
droughts and starvation.
An important aspect of ethical animal care is maintaining good health.
Professionally managed zoos have strong veterinary care programs designed
to prevent, monitor, and treat illness, disease, and parasites. Zoo veterinarians, pathologists, and nutritionists seek to improve animal health. Nutritionists make sure that each animal gets a healthy (and tasty) diet that
considers the animal’s species, age, gender, and physical condition (such as
pregnancy). As important as these types of services are to animal care, other
types of services are important in providing for the animal’s psychological
health. For example, some zoos provide animals with interesting and stimulating environments.
Zoos with environmental enrichment* programs provide stimulation and
challenges that are not life-threatening but give the animal some control
over its activities. For example, wild bears spend much of their day searching
for food. To simulate that behavior in captivity, some animal keepers hide
food throughout the exhibit—under logs, in crevices in rocks, or frozen in
blocks of ice. The bear must work to find and then remove the food to eat.
If zoo bears are fed all their food in one large serving at the same time of
the day every day, some bears may spend the rest of the day pacing or
inactive.
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Although some people argue that a zoo animal’s life should be completely
stress free, stress* occurs in nature, and some stress is actually good. Many
behavioral enhancements at the zoo can be stressful to the animal (for example, the first time an animal is introduced to a new group member). A
stress-free life, however, may lead to boredom (see ANIMAL BOREDOM)
and abnormal behaviors such as overgrooming or repetitive pacing that
sometimes occurs to fill the animal’s free time (see STEREOTYPIES IN
ANIMALS).
Professional and ethical animal care includes providing appropriate shade,
lighting, humidity, temperature, and flooring material such as soil for animals that dig or pools of water for animals that swim or bathe. Keeping
social animals in appropriately sized groups is another source of stimulation.
Shelters protect animals from inclement weather and allow isolation for
breeding or nesting animals. There should also be enough complexity in
cage and holding-area furniture (perches, shelves, retreats) that an animal is
not forced to interact with other animals or visitors should it choose not to
do so.
Animal care is regulated by law (such as the Laboratory Animal Welfare
Act* in the United States) and by professional guidelines (such as those of
the American Zoo and Aquarium Association [AZA]). Many zoos have strict
policies on when animals can be used in educational demonstrations or animal rides. The policies include which animals can be used, under what
conditions, and for how long. In addition, zoos often provide training to
animal care staff about species biology, care, handling, and other management techniques.
While the role that professionally managed or accredited zoos play in
educating people about animals and in conserving animals and their habitats
has much public support, other ethical issues resulting from these goals have
caused criticism. For example, with limited space and resources available for
breeding and exhibiting certain ‘‘priority’’ species, ethical decisions must be
made about what should be done with the other animals whose space in the
collection is needed.
One solution is ‘‘strategic collection planning,’’ which involves developing
a plan for a zoo’s entire collection of animals. It is based on the principle
that every animal in the zoo is there to promote the conservation of its
species or habitat in the wild. This may lead to a trend toward fewer species
in larger, more appropriate naturalistic ‘‘habitats.’’ These new enclosures are
better designed to meet the species’ physical and behavioral needs as well as
to educate the visiting public.
Selected Bibliography. Hutchins, M., and N. Fascione, Ethical Issues Facing
Modern Zoos, Proceedings of the American Association of Zoo Veterinarians (1992): 56–
64; Kreger, M. D., M. Hutchins, and N. Fascione, Context, Ethics, and Environmental Enrichment in Zoos, in D. Shepherdson, J. Mellen, and M. Hutchins (Eds.),
Second Nature: Environmental Enrichment for Captive Animals (Washington, DC:
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Smithsonian Institution Press, 1998); Mench, J. A., and M. D. Kreger, Ethical and
Welfare Issues Associated with Keeping Wild Mammals in Captivity, in D. Kleiman,
M. Allen, K. Thompson, S. Lumpkin, and H. Harris (Eds.), Wild Mammals in Captivity: Principles and Techniques (Chicago: University of Chicago Press, 1996), 5–15;
Norton, B. G., M. Hutchins, E. Stevens, and T. Maple (Eds.), Ethics on the Ark
(Washington, DC: Smithsonian Institution Press, 1995); Rowan, A. N. (Ed.), Wildlife
Conservation, Zoos, and Animal Protection: A Strategic Analysis (North Grafton, MA:
Tufts Center for Animals and Public Policy, 1996).
MICHAEL D. KREGER AND MICHAEL HUTCHINS
Zoos And Animal Welfare
In recent years there has been a great deal of discussion about the welfare
of animals who are raised for food, used in research, or confined in zoos.
This has led to discussion of what welfare consists of, attempts at ‘‘behavioral
enrichment’’ (see ENRICHMENT FOR ANIMALS), and debate about
whether adequate levels of animal welfare can ever be secured in zoos, laboratories, and slaughterhouses.
In addition to these concerns about welfare, another critique has developed that appeals to a wide range of interests that animals may have. Some
critics have argued that keeping animals in zoos and laboratories is unjust;
that animals may suffer in these institutions is only part of what makes them
unjust. What is wrong with zoos, in this view, is not just that they cause
animal suffering,* but that they violate a whole range of interests that are
central to the lives of many animals.
This second critique can only have moral force among people who already
believe that animals have significant moral standing.* Once this is granted,
zoos become morally problematic, for virtually all creatures with moral status
have an interest in directing their own lives. If animals are to be confined
in zoos, then the moral claim in favor of respecting this interest will have
to be overcome.
Some, like Tom Regan, argue that this moral claim cannot be overcome.
Humans and many nonhumans enjoy equal moral status that manifests in
rights. Fundamental rights can almost never be infringed. Zoos infringe on
the rights of many of these animals; thus they are morally indefensible.
Others, like Dale Jamieson, believe that in principle this presumption
could be overcome if there were weighty-enough reasons for keeping animals
in captivity. In recent years education and conservation have been used most
frequently to justify zoos. But even if we grant that zoos are successful in
educating the public in some positive way, given the technological resources
that are now coming on line, it is far from clear that holding animals in
captivity is necessary for delivering positive educational results. For example,
Zoo Atlanta is now piloting a virtual-reality exhibit that allows people to
take the perspective of a gorilla in interacting with the social and natural
environment.
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Conservation is the justification most often appealed to by scientists in
the zoo community. There are variations on the theme. Some want to use
zoos as bases for captive breeding and reintroduction. Others want to use
the economic and political power of zoos to protect habitat. Still others
would be satisfied if zoos could be constituted as genetic libraries for animals
who no longer exist in viable populations. However, most zoos have no
habitat-conservation programs, and among those that do, it is rare that more
than 1–2% of the budget is spent on them.
Reintroduction has been a mixed success. Benjamin Beck, chair of the
American Zoo and Aquarium Association’s Reintroduction Advisory Group,
writes, ‘‘We must acknowledge frankly at this point that there is not overwhelming evidence that reintroduction is successful’’ (157). David Hancocks,
executive director of the Arizona-Sonora Desert Museum, writes that
‘‘[t]here is a commonly held misconception that zoos are not only saving
wild animals from extinction but also reintroducing them to their wild habitats’’ (181).
Whatever the role of captive breeding and reintroduction in species preservation may be, an inconsistency arises when it is enlisted as a justification
for zoos. Zoos are places where people can see animals. They are places to
take children on Sunday afternoons. They are amenities (like football and
baseball teams) that can be boasted about by city boosters. Increasingly they
are even the sites of rock concerts and fund-raisers. But the best institutions
for captive breeding and reintroduction would not play these roles. They
would remove animals from excessive contact with people, give them relatively large ranges, and prepare them for reintroduction in ways that zoo
visitors might find shocking (e.g., by developing their competence as predators).
Selected Bibliography. Beck, Benjamin, Reintroduction, Zoos, Conservation, and
Animal Welfare, in B. Norton, M. Hutchins, E. Stevens, and T. Maple (Eds.), Ethics
on the Ark: Zoos, Animal Welfare, and Wildlife Conservation (Washington, DC: Smithsonian Institution Press, 1995), 155–163; Hancocks, David, An Introduction to Reintroduction, in B. Norton, M. Hutchins, E. Stevens, and T. Maple (Eds.), Ethics on
the Ark: Zoos, Animal Welfare, and Wildlife Conservation (Washington, DC: Smithsonian Institution Press, 1995), 181–183; Jamieson, Dale, Against Zoos, in Peter
Singer (Ed.), In Defence of Animals (New York: Basil Blackwell, 1985), 108–117; Jamieson, Dale, Zoos Revisited, in B. Norton, M. Hutchins, E. Stevens, and T. Maple
(Eds.), Ethics on the Ark: Zoos, Animal Welfare, and Wildlife Conservation (Washington,
DC: Smithsonian Institution Press, 1995), 52–66: Norton, B., M. Hutchins, E. Stevens, and T. Maple (Eds.), Ethics on the Ark: Zoos, Animal Welfare, and Wildlife Conservation (Washington, DC: Smithsonian Institution Press, 1995); Regan, T., Are
Zoos Morally Defensible? in B. Norton, M. Hutchins, E. Stevens, and T. Maple
(Eds.), Ethics on the Ark: Zoos, Animal Welfare, and Wildlife Conservation (Washington,
DC: Smithsonian Institution Press, 1995), 38–51; Regan, T., The Case for Animal
Rights (Berkeley: University of California Press, 1983).
DALE JAMIESON
378
ZOOS
Zoo Visitor–Animal Interactions
Surveys have shown that one reason people visit zoos is to touch or get
close to animals. With a growing urban population worldwide, zoos have
become islands where people can interact with species they may otherwise
see only in television documentaries. One of the ways that zoos attempt to
provide a recreational visit with their education and conservation roles is
through visitor–animal interactions such as animal demonstrations, rides,
feeding, and children’s zoos.
The study of these types of interactions is important from an animal welfare* perspective. Research has shown that simply the presence of the visitors
in front of zoo exhibits can disrupt behavior of social animals like primates.
Unpredictable or loud noises may also have negative effects on the health
and behavior of animals. Cotton-top tamarins, for example, learn vocalizations like alarm calls from other animals in their group. They must hear and
separate important vocalizations from background noise made by visitors.
Visitors like to see animal movement. Unfortunately, this sometimes leads
to visitors pounding on exhibit windows, throwing objects, or taunting animals to get some kind of response. Another way that visitors can see movement and get a direct personal response from an animal is to feed it.
However, because such feeding causes sickness in animals, it is outlawed in
British zoos.
Since the average visitor spends about 30 seconds to 2 minutes at a typical
exhibit and only reads some labels, an animal show or demonstration is a
way for visitors to get close to animals while receiving an educational message. Some studies suggest that messages about conservation are better remembered during demonstrations when live animals are used, particularly if
they are handled. So as not to send messages of human domination over
animals while handling animals during demonstrations, zoo educators include statements against keeping wild animals as pets, use fewer animals, or
use biofacts (furs, feathers, and the like) while discussing issues like habitat,
animal adaptations, and biodiversity.
Many zoos make a serious effort to safeguard the welfare of animals
against stressful conditions during demonstrations. The Laboratory Animals
Welfare Act* regulates how mammals are treated during presentations. It
specifies that animal handling should not cause unnecessary discomfort, behavioral stress,* or physical harm to the animal or the handler. An animal
that the public may contact can only be displayed for periods of time under
conditions that keep it healthy and comfortable. Performing animals must
be allowed a rest period between performances equal to the time for one
performance.
In the United States all facilities that keep marine mammals (for example,
whales, dolphins, polar bears, or seals) or apply for a permit to capture or
ZOOS
379
Zoo Visitor–Animal Interaction: Chimpanzee ‘‘Baldy’’ wearing a keeper’s
uniform at the New York Zoological Park c. 1910. Such entertaining practices
are now seen by most zoos as uneducational and demeaning to species. Source:
Postcard c. 1910. Photo by M. Kreger.
import a marine mammal for public display must offer an education program
based on professionally recognized standards. An education/conservation
message must be part of all marine mammal demonstrations.
Another form of visitor–animal interaction is the animal ride. Some include a conservation message or education about the ride animals. Revenue
is used to fund conservation programs or zoo operating expenses. Fewer zoos
are offering animal rides due to their high insurance liability, because they
send the wrong message, and because rides such as trams and monorails
generate more income.
Children’s zoos allow children to get close to and touch animals. They
aim to foster animal appreciation. Children’s zoo themes may include farm
animals, animal habitats, or adaptations. Many include ‘‘contact areas’’ where
visitors can touch the animals. Handling animals in contact areas or educational demonstrations may or may not be stressful. Animals who do not
receive frequent handling may view people as predators.
A 1995 Roper poll showed that 69% of Americans are concerned about
zoo, aquarium, and animal-park treatment of captive animals (although most
are supportive of zoo missions). To address these concerns, zoos must balance the visitor’s desire to interact with animals with the method (most
humane way of interacting) and context (educational or recreational value)
of the interactions.
380
ZOOS
Selected Bibliography. Eagles, P. F. J., and S. Muffitt, An Analysis of Children’s
Attitudes toward Animals, Journal of Environmental Education 21(3) (1990): 41–44;
Kreger, M. D., and J. A. Mench, Visitor-Animal Interactions at the Zoo, Anthrozoös
8(3) (1995): 143–158; Kreger, M. D., and J. A. Mench, Visitor-Animal Interactions
at the Zoo: Animal Welfare, in AZA Annual Conference Proceedings 1995, 1995, 310–
315; Sherwood, K. P., S. F. Rallis, and J. Stone, Effects of Live Animals vs. Preserved
Specimens on Student Learning, Zoo Biology 8 (1989): 99–104; Tunnicliffe, S. D.,
Why Do Teachers Visit Zoos with Their Pupils? International Zoo News 41/5(254)
(1994): 4–13.
MICHAEL D. KREGER
Zoos and Environmental Enrichment
The term ‘‘environmental enrichment’’ refers to the modifications that
can be made to animal enclosures that increase the complexity and diversity
of an animal’s surroundings (see ENRICHMENT FOR ANIMALS). Animals in zoos are expected to live long lives in good health and, especially
for endangered species,* to reproduce naturally in captivity. Zoos also strive
to educate the public about the natural behavior and adaptations of animal
species. The public and zoo professionals alike assess the psychological wellbeing of zoo animals by the resemblance of their behavior to that of their
wild counterparts. In general, environmental enrichment improves psychological welfare by allowing the animal to perform behavior that it is naturally
motivated to perform, such as seeking food or a mate, demarcating a territory, building a nest, maintaining its physical condition, escaping conspecifics or hiding itself, or interacting with a mate or social partner. In so doing,
environmental enrichment may reduce stress,* relieve boredom (see ANIMAL BOREDOM), increase activity and alertness, and decrease abnormal
behaviors. Enrichment of an animal’s surroundings in a manner that stimulates it to behave as it would in the wild is, therefore, a major goal of the
modern zoo, both for public education* and for successful captive propagation.
Heini Hediger was one of the first biologists to write about the importance
of providing environments for zoo animals that allow them to express species-specific, natural behaviors that enable them to breed. Hediger’s emphasis in 1950 that ‘‘one of the most urgent problems in the biology of
zoological gardens arises from the lack of occupation of captive animals’’ was
acted upon in the early 1960s by Desmond Morris, then curator of mammals
at the London Zoo. He presented some of the first papers describing methods of providing ‘‘occupational therapy’’ for zoo and laboratory animals to
prevent abnormal behavior, boredom, and laziness.
Environmental enrichment in zoos can be categorized into four general
types based on behavioral improvements:
1. Environmental complexity can be enhanced by providing structures
that increase surface area over which an animal can move and that make use
ZOOS
381
of the vertical space of a cage or enclosure. Crisscrossing grids or walkways
or natural tree branches can be used to create a multidimensional network
of pathways. Soft, natural substrate materials allow animals to dig, burrow,
bury food items, dustbathe, or search for insects.
2. Feeding enrichment is perhaps the most important type of enrichment
in terms of providing occupation. In the wild, many species spend most of
their waking hours looking for, pursuing, gathering, handling, or hiding
food. Gorillas, for example, spend up to 70% of their day foraging and
feeding, and black bears, 75%. In the vast majority of captive situations
animals are fed one or several daily meals by human caretakers. No effort is
expended to acquire food, and it is consumed in a short time. Methods of
feeding enrichment involve presenting food in a manner in which the animal
must search for and/or gather its own food or spend more time handling it.
One method is to scatter small food items such as grain or mealworms in
a substrate such as hay, woodchips, or brush. Releasing live insects into
an enclosure will stimulate extended periods of complex foraging and capture behaviors. Many simple feeding devices can be devised: plastic bottles or pipes with holes hanging on a rope and containing food, mazes
in which peanuts or other snacks must be moved with a finger through holes
to a goal area where they can be claimed, freezing food in ice blocks that
need to be chipped away before the food can be consumed, hollowed-out
logs and pipes filled with honey, peanut butter, or other foods and then replugged, and so on. Providing browse, whole carcasses or meat on bones, or
whole fruits and vegetables is a common method of increasing food-handling time.
3. Novel objects, odors, sounds, and events provide substrates for investigation, manipulation, and play when care is taken to ensure that they elicit
species-appropriate activity. For example, spraying cologne on tree stumps
and branches stimulates investigation and rubbing in canids; many carnivores
will attack and ‘‘kill’’ cardboard boxes (with staples removed); and beer kegs
and oil drums floating in water will be used in inventive ways by great apes
and large carnivores.
4. Keeping animals in appropriate social groupings is an extremely important means of enriching environments. Social partners are an infinite
source of stimulation, as well as essential to normal rearing and development.
Many primate species in the past never reproduced in captivity until they
were kept in larger social groups instead of in pairs. The relationship of an
animal with its keeper can also be a source of social enrichment. Fear of the
keeper or unpredictable keeper behavior may lead to animal stress, ill health,
or disturbance of maternal, parental, and other social behaviors. Rewards
from keepers in the form of snack feedings appear to be favorable in a number of species. Training is also a way of managing animals, particularly large
species, that reduces fear of people and increases predictability of human
actions for the animal.
382
ZOOS
Selected Bibliography. Carlstead, K., and D. Shepherdson, Effects of Environmental Enrichment on Reproduction, Zoo Biology 13 (1994): 447–458; Chamove,
A. S., Environmental Enrichment: A Review, Animal Technology 40(3) (1989): 155–
178; Hutchins, M., D. Hancocks, and C. Crockett, Naturalistic Solutions to the
Behavioral Problems of Captive Animals, Zoologische Garten, N. F. (Jena) 54 (1984):
28–42; Markowitz, H., Engineering Environments for Behavioral Opportunities in
the Zoo, Behavior Analyst (Spring 1978); Morris, D., Occupational Therapy for Captive Animals, in Laboratory Animals Center: Collected Papers, vol. 2 (Carshalton, Surrey,
UK: M. R. C. Laboratories, 1962), 37–42.
KATHY CARLSTEAD
Appendix: Resources on
Animal Welfare and
Humane Education
This is a representative list1 of organizations that provide humane education materials
directly pertaining to animals or that have information materials related to animal welfare available, either for the asking or for a fee. Space does not allow a complete listing of
organizations; extensive lists of international organizations are available from many of
the organizations listed here. Nearly all of the curricular and activity materials listedhere
are sold, even if they are underwritten by a nonprofit organization. Humane educationis
considered a part of environmental education, and environmental education part of
global or peace education; consequently, a few organizations pertaining to these broader
concepts are also included. Addresses, names, and telephone and fax numbers in this list
are, of course, subject to change. Websites on animal rights and related matters are updated at the following website: http://www.liv.ac.uk/⬃srlclark/animal.html. Information is also updated at Animal Rights Updates, P.O. Box 51, Yellow Springs, Ohio 45387
(please send self-addressed stamped envelope). A selection of Canadian and British organizations has also been included. Many national, regional, and local organizations
promote or provide humane and environmental education, and the local phone book
may reveal one closer or better than any listed here.
AMERICAN ANTI-VIVISECTION SOCIETY (AAVS)
Noble Plaza, 801 Old York Road, Suite 204
Jenkintown, Pennsylvania 19046-1685
Phone: 215-887-0816; 800-SAY-AAVS (orders)
Fax: 215-887-2088
URL: http://www.aavs.org/
Contact: Tina Nelson, Executive Director
1
Compiled, with revisions and additions by the editors, by David C. Anderson, Information
Specialist at the University of California Center for Animal Alternatives, Davis, California, and
Editor of the Interactions Bibliography (Humans and Other Species) of Rockydell Resources.
384
APPENDIX: RESOURCES
An advocate for the abolition of animal experimentation, AAVS conducts public
outreach programs, research, and lobbying. It publishes the AV Magazine and pamphlets (e.g., Why We Oppose Vivisection; Point/Counterpoint: Responses to Typical ProVivisection Arguments). Through its scientific arm, the Alternatives Research and Development Foundation (ARDF), AAVS awards grants to researchers for development
of alternatives to traditional animal use in research.
AMERICAN HUMANE ASSOCIATION (AHA)
63 Inverness Drive East
Englewood, Colorado 80112
Phone: 303-792-9900; 800-227-4645
Fax: 303-792-5333
URL: http:///www.amerhumane.org
Contact: Michael E. Kaufmann, Humane Education Coordinator
AHA’s Animal Division offers its members, principally public and private humane
societies, animal shelters, and animal control offices, materials for use in their own
programs. AHA’s annual two-day workshops cover trends in the field (e.g., the link
between child and animal abuse; age-specific humane education). AHA trains local
people in the business of humane education. Its Operational Guide: Humane Education
describes strategies for teaching humane education at all grade levels and includes
suggestions on handling controversial issues and on building awareness for animal
programs. Lesson plans, activity packets, and teachers’ guides are available, including
Favorite Lessons by Humane Educators; The Animal Shelter, a Home Away from Home;
and Pet Responsibility: Citizenship Lessons for Elementary Students.
AMERICAN HUMANE EDUCATION SOCIETY (AHES)
350 South Huntington Avenue
Boston, Massachusetts 02130
Phone: 617-541-5095
Fax: 617-983-5449
Contact: Judith A. Golden
AHES facilitates Operation OutReach–U.S.A., a national humane education and
literacy program for elementary schools. Operation OutReach–U.S.A. provides training for teachers at the local level. It also provides teachers with classroom materials,
lesson plans, and free books for students to encourage literacy and the responsible
treatment of all living things.
AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY
TO ANIMALS (ASPCA)
424 East 92nd Street
New York, New York 10128
Phone: 212-876-7700
Fax: 212-348-3031
Adopt-a-School phone: 800-427-7228
Contact: Stephen Zawistowski, Humane Education Department
APPENDIX: RESOURCES
385
The ASPCA ‘‘Extend the Web’’ program offers a wide variety of low-cost educational materials, curricula, videos, books, and flyers for educators, children, and
parents. The Web of Life consists of classroom lessons that engage children in handson, minds-on role-playing simulations involving humane concepts.
ANIMAL PROTECTION INSTITUTE OF AMERICA (API)
P.O. Box 22505
Sacramento, California 95820
Phone: 916-731-5521; 800-348-7387
Fax: 916-731-4467
Contact: Fran Stricker, Coordinator, Educational Services
A.P.E. News, API’s animal-protection education newsletter, is available at no charge
to educators across the United States. It includes ideas for use in the classroom, ideas
for introducing children to animal issues, excerpts from recent books, reviews, and
educational programs.
ANIMAL RIGHTS LAW CENTER, RUTGERS UNIVERSITY
15 Washington Street
Newark, New Jersey 07102
Phone: 201-648-5989
Contacts: Anna Charlton, Gary Francione
ANIMAL WELFARE INFORMATION CENTER (AWIC)
National Agricultural Library
10301 Baltimore Avenue
Beltsville, Maryland 20705
Phone: 301-504-6212 (direct line M–F, 8:00
301-504-5704 (ATS)
Fax: 301-504-7125
E-mail:
[email protected]
Contact: Jean Larson, Coordinator
A.M.
to 4:30
P.M.,
Eastern Time);
Many AWIC bibliographies are available at the URL site: http://netvet.wustl.edu/
awic.htm.
ANIMAL WELFARE INSTITUTE (AWI)
P.O. Box 3650, Georgetown Station
Washington, District of Columbia 20007
Phone: 202-337-2332
Fax: 202-338-9478
AWI publications produced for teachers include Factory Farming, the Experiment
That Failed; Facts about Furs; and First Aid and Care of Small Animals.
386
APPENDIX: RESOURCES
THE ARK TRUST, INC.
Gretchen Wyler, Founder and President
5551 Balboa Boulevard
Encino, California 91316
Phone: 818-501-2275
Fax: 818-501-2226
E-mail:
[email protected]
The Ark Trust primarily focuses on promoting positive coverage of animal issues
in the media. It presents the Genesis Awards, which honor people in the major media
and the entertainment industry for works that have helped sensitize the public to the
physical and psychological needs of animals.
ASSOCIATION FRANÇAISE D’INFORMATION ET DE
RECHERCHE SUR L’ANIMAL DE COMPAGNIE (AFIRAC)
7, rue du Pasteur Wagner
75011 Paris, France
Phone: 49 29 12 00
Fax: 49 06 55 65
Contact: Anelyne Alanvert
Amies pour la Vie is a French-language educational package for elementary school
children.
ASSOCIATION OF VETERINARIANS FOR ANIMAL RIGHTS
(AVAR)
Nedim C. Buyukmihci, V.M.D., President
Association of Veterinarians for Animal Rights
P.O. Box 208
Davis, California 95617-0208
Phone: 916-759-8106
Fax: 916-759-8116
E-mail:
[email protected]
URL: http://www.envirolink.org.arrs/avar/avar www.htm
Contact: Teri Barnato, National Director
The AVAR Alternatives in Education Database, a stand-alone database for DOSbased personal computers, cites adjunct and supplemental teaching tools for use from
grade school through medical or veterinary school. Additional software is not required for this stand-alone database. It is available for $5.00 on either 3.5- or 5.5inch diskettes. It is also available from the URL site in either a Windows or MS-DOS
version.
APPENDIX: RESOURCES
387
BORN FREE FOUNDATION
Cherry Tree Cottage
Coldharbour Darking
Surrey, RH5 6JA, England
Phone: 01306 712091/13431
Fax: 01306 713350
BUNNY HUGGERS’ GAZETTE
P.O. Box 601
Temple, Texas 76503
Once a year, the Bunny Huggers’ Gazette devotes an issue to the current addresses
of many North American and some international animal-protection organizations.
The list is indexed by nation, in the United States by state, and by special interest
or focus.
CANADIAN ENVIRONMENTAL NETWORK/RESEAU
CANADIEN DE L’ENVIRONNEMENT (CEN/RCE)
251 Laurier Avenue West, Suite 1004
P.O. Box 1289 Station B
Ottawa, Ontario K1P 5R3
Phone: 613-563-2078
Fax: 613-563-7236
E-mail:
[email protected]
Contact: Eva Schacherl, Executive Director
CEN/RCE is a nongovernmental, nonprofit network of over 1,800 environmental
organizations, providing a cooperative forum for its groups to share knowledge and
expertise. Its concerns include clean air, energy, environmental assessment, wilderness, forests, education, and international affairs. It publishes Bulletin of the Canadian
Environmental Network (BCEN) and The Green List. There are a number of regional
networks.
CANADIAN FEDERATION OF HUMANE SOCIETIES (CFHS)
Suite 102, 30 Concourse Gate
Nepean, Ontario K2E 7V7, Canada
Phone: 613-224-8072 (9:00 A.M. to 4:30 P.M. weekdays)
Fax: 613-723-0252
The Canadian Federation of Humane Societies is active in all areas of animal
protection. Its education program works to integrate humane education studies into
the Canadian school system to promote a more humane attitude toward animals,
people, and the environment. Among its resources are the videos Pet Pals (level K–
5) and Animal Crackers (level 3-8) and manuals from its Humane Education Workshops.
388
APPENDIX: RESOURCES
CENTER FOR COMPASSIONATE LIVING (CCL)
P.O. Box 1209
Blue Hill, Maine 04614
Phone: 207-374-8808
Fax: 207-374-8851
E-mail:
[email protected]
Contacts: Zoe Weil, Rae Sikora
CCL offers training, consulting, workshops, and outdoor experiences for people
who want to help the planet and all its inhabitants. Programs are designed for adults
and young people for animal protection, environmental and social justice groups,
humane educators, activists, business and civic groups, and students of all ages. CCL
workshops are intended to provide tools and information to fully live a vision of a
healthy life for people, the planet, and other beings. CCL has inaugurated a humane
education certification program as an off-campus correspondence program, with one
to two weeks of on-site training annually. The workshops are recommended for those
who would like to apply for certification. Sowing Seeds: A Humane Education Workbook,
designed for educators, provides specific suggestions for presentations, as well as
guidelines for communicating and stimulating critical thinking.
CENTER FOR ENVIRONMENTAL EDUCATION
400 Columbus Avenue
Valhalla, New York 10595
Phone: 914-747-8200
Fax: 914-727-8299
E-mail:
[email protected]
Contact: Robert Zuber, Executive Director
The Green School Program of the Center for Environmental Education is a fourpart high-school supplementary curricular program that uses existing environmental
education materials: Peer Partners in Environmental Education (grade 9); School
Organic Garden Program (grade 10); Student/School Greening Partnership (grade
11); and Student/Business Greening Partnership (grade 12). It publishes a newsletter,
Grapevine.
CONNECTICUT UNITED FOR RESEARCH EXCELLENCE,
INC. (CURE)
P.O. Box 5048
Wallingford, Connecticut 06492
Phone: 203-294-3521
CURE is a nonprofit coalition of more than 50 Connecticut universities, research
institutes, health-related professional societies and corporations, hospitals, and volunteer health organizations. The occasional publication BioRAP: Biomedical Research
for Animals and People is designated for classroom use with teachers’ guides and is
distributed nationally.
APPENDIX: RESOURCES
389
CONSUMERS FOR HEALTHY OPTIONS IN CHILDREN’S
EDUCATION (CHOICE)
P.O. Box 30654
Bethesda, Maryland 20824
Phone: 800-470-3275
CHOICE is a program of the Farm Animal Reform Movement (FARM).
CHOICE recommends and supplies What Are We Feeding Our Kids? (Workman,
1994); Healthy School Lunch Action Guide (Earth-Save); and How on Earth!, a quarterly
magazine.
COUNCIL FOR ENVIRONMENTAL EDUCATION (CEE)
University of Reading
London Road
Reading, Berkshire RG1 5AQ, UK
Phone: (01734) 76-60-61
Fax: (01734) 76-62-64
Contact: Christine Midgley, Head of Information
CEE encourages increasing understanding of the role of environmental education
nationwide. CEE publishes the Annual Review of Environmental Education and a Newssheet, which includes details on resources and events.
CRUELTY FREE INVESTING
Cynthia Kessler
7700 Wisconsin Avenue
Suite 300
Bethesda, Maryland 20814-3522
Phone: 800-311-4212 (message center; enter: 301-404-1245)
EARTHKIND
Humane Education Centre
Bounds Green Road
London N22 4EU, UK
Phone: (⫹44-181) 889-1595
Fax: (⫹44-181) 881-7662
URL: http://www.zynet.co.uk/beacon/earthkind/anchor.html
Contact: Cindy Milburn, Chief Executive
EarthKind is a dynamic partnership of people working to improve the well-being
of animals and our environment. EarthKind’s wildlife rescue ship, Ocean Defender,
was launched in 1994. Members receive the magazine The Living World and the Ocean
Defender Newslog.
390
APPENDIX: RESOURCES
ETHICAL SCIENCE EDUCATION COALITION (ESEC)
167 Milk Street #423
Boston, Massachusetts 02109-4315
Phone: 617-367-9142
The ESEC Resource Garden provides dissection alternatives (software, models,
videotapes, and other resources) to instructors on a temporary loan basis. ESEC also
prepared the catalog Beyond Dissection: Innovative Teaching Tools for Biology Education
for the New England Anti-Vivisection Society (NEAVS) (see the listing for that
organization).
EUROPEAN NETWORK OF INDIVIDUALS AND CAMPAIGNS
FOR HUMANE EDUCATION (EURONICHE)
Nick Jukes, Coordinator
11 Beckingham Road
Leicester LE2 1HB, UK
Phone/Fax: (⫹44-116) 255 3223
E-mail:
[email protected]
Alternative Contact:
Ursula Zinko
Klockartorget c1
96232 Jokkmokk, Sweden
Phone: (⫹46-971) 12455
E-mail:
[email protected]
EuroNICHE offers information and support to students, lecturers, and campaigners across Europe. It strives ‘‘for the right to freedom of conscience and to promote
alternative teaching methods to replace animals in undergraduate medical, biological
and veterinary science.’’
FAY SPRING CENTER
534 Red Bud Road
Winchester, Virginia 22603
Phone: 540-665-2827
Fax: 304-728-7315
URL: http://members.aol.com/FaySpring/FaySpring.html
The Fay Spring Center coordinates and distributes Focus on Animals, a humane
education program. It produces and distributes videotape documentaries, creates
teaching guides for use with its own tapes, networks with producers and consumers
of audiovisuals, assists producers with original footage and resource materials, works
with teachers to encourage a more compassionate youth, and works with the media
nationwide.
APPENDIX: RESOURCES
391
FEMINISTS FOR ANIMAL RIGHTS (FAR)
P.O. Box 16425
Chapel Hill, North Carolina 27516
Phone/Fax: 919-286-7333
E-mail:
[email protected]
Editorial Office
P.O. Box 694, Cathedral Station
New York, New York 10025
Phone/Fax: 212-866-6422
E-mail:
[email protected]
Dedicated to ending all forms of abuse against women and animals, FAR believes
that the exploitation of animals and women ‘‘derives from the same patriarchal mentality’’ and that the feminist movements’ neglect of animal rights has ‘‘done a great
disservice to women and animals.’’ It publishes FAR Newsletter.
FOOD AND NUTRITION INFORMATION CENTER
The Food and Nutrition Information Center prepares and revises bibliographies
and source lists on nutrition, for example, Sources of Free or Low-cost Food and Nutrition
Materials (which lists nutrition organizations, both national and local, food-related
associations, and food companies), and Nutrition Education Materials and Audiovisuals
for Grades 7 through 12 (which lists curricula, lesson plans, learning activities, audiovisuals, and resources for adults). To obtain copies, send a request and a selfaddressed mailing label to Reference Division, National Agricultural Library, 10301
Baltimore Boulevard, Beltsville, Maryland 20705-2351; 301-504-5755.
FOUNDATION FOR BIOMEDICAL RESEARCH (FBR)
818 Connecticut Avenue N.W., Suite 303
Washington, District of Columbia 20006
Phone: 202-457-0654
Fax: 202-457-0659
E-mail:
[email protected]
Contact: Frankie L. Trull, President
FBR and NABR (National Association for Biomedical Research) are sister organizations representing the scientific community on the issues of humane care and
treatment of research animals. FBR serves as the public information and education
program and works to educate the public on the importance of animal research for
the diagnosis and treatment of human disease. FBR considers itself ‘‘a formal opposition to animal rights activists who formerly went unchallenged’’ and maintains a
speakers’ bureau and public relations programs. FBR publishes booklets (e.g., Caring
for Laboratory Animals; Health Benefits of Animal Research), videos (e.g., Caring for Life),
and a Directory of Animal Rights/Animal Welfare Organizations. Write for a current
list of publications and a speakers’ kit.
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APPENDIX: RESOURCES
FUND FOR ANIMALS
Companion Animals Education Office
808 Alamo Drive, Suite 306
Vacaville, California 95688
Phone: 707-451-1306
National Office
200 West 57th Street
New York, New York 10019
Animal Crusaders, subtitled the Newsletter for Teachers and Students Who Want to
Help, concentrates on getting students involved in correcting the abuse and injustice
to which animals are subjected. This eight-page quarterly includes activity suggestions, learning sheets, and resources. It is available at no charge to classroom teachers
and humane educators; $25 a year to others.
THE GREEN BRICK ROAD (GBR)
c/o 8 Dumas Court
Don Mills, Ontario M3A 2N2, Canada
Phone: 416-465-1597; 800-477-BOOK
URL: http://gbr.org/home.htm
GBR is a nonprofit organization that specializes in resources and information for
teachers and students of global and environmental education.
HOW ON EARTH! HOE!
P.O. Box 3347
West Chester, Pennsylvania 19381
Phone: 717-529-8638
How on Earth! is a quarterly for and by youth who support compassionate, ecologically sound living. It covers a variety of environmental, animal, and social justice
issues and encourages activism and empowerment among youth who are concerned
about the earth and all beings. HOE! holds that being a vegetarian is an essential
component of compassionate, sustainable living, so vegetarian recipes, nutrition advice, and lifestyle information are important features.
HUMANE SOCIETY OF THE UNITED STATES (HSUS)
2100 L Street, N.W.
Washington, District of Columbia 20037
Phone: 202-452-1100
Fax: 202-778-6132
URL: http://www.hsus.org
Contact: Jonathan Balcombe, Associate Director for Education, Animal Issues
Phone: 301-258-3046
Fax: 301-258-3082
E-mail:
[email protected]
APPENDIX: RESOURCES
393
The nation’s largest animal-protection organization is ‘‘not opposed to the legitimate and appropriate utilization of animals’’ for human needs and further believes
that humans have ‘‘neither the right nor the license to exploit or abuse any animals
in the process.’’ Its educational arm is the National Association for Humane and
Environmental Education (NAHEE). HSUS promotes public education to foster
respect, understanding, and compassion for all creatures. It publishes the magazines
HSUS News and Animal Activist Alert and numerous brochures (‘‘Companion Animals’’; ‘‘Fur Seals’’; ‘‘Factory Farming’’; ‘‘The Living Science: A Humane Approach
to the Study of Animals in Elementary and Secondary School Biology’’).
INTERNATIONAL INSTITUTE FOR GLOBAL EDUCATION
Faculty of Education, University of Toronto
371 Bloor Street West
Toronto, Ontario M5S 2R7, Canada
Phone: 416-978-1863
Fax: 416-978-4612
Contacts: Graham Pike, David Selby, codirectors
E-mail: david
[email protected];
graham
[email protected]
The institute aims to contribute to the growth of global education in Ontario,
Canada, and internationally through teaching programs, curriculum development,
research, and networking.
INTERNATIONAL SOCIETY FOR ANIMAL RIGHTS (ISAR)
4212 South Summit Street
Clarks Summit, Pennsylvania 18411
Phone: 717-586-2200; 800-543-ISAR
Fax: 717-685-9580
Contact: Helen E. Jones, President
ISAR seeks to enlighten the public about the exploitation and suffering of animals.
It publishes a quarterly ISAR Report and numerous pamphlets (e.g., Experimental
Psychology; Cosmetic Tests on Animals).
IOWA STATE UNIVERSITY BIOETHICS INSTITUTE
425 Catt Hall
Iowa State University
Ames, Iowa 50011
URL: http://www.public.iastate.edu/⬃grad
college/bioethics/
The Iowa State University Bioethics Institute is a nationally recognized facultydevelopment workshop for nonmedical life scientists. Funded in part by a major grant
from the National Science Foundation, the institute has its roots in a program begun
in 1991 at Iowa State University. These institutes offer a creative and unique approach to solving the problem: they improve the quality of undergraduate and grad-
394
APPENDIX: RESOURCES
uate education in the life sciences by expanding partnership ventures among academic
disciplines such as biochemistry and philosophy and they lead to long-term relationships among life scientists, humanists, and others. A particularly interesting and
somewhat controversial feature of the institute is that it provides only vegetarian
lunches to participants. The project director is Gary Comstock, Bioethics Program,
Iowa State University, 403 Ross Hall, Ames, Iowa 50011. Its newsletter, Ag Ethics
Bioethics, is available from the editor.
JANE GOODALL INSTITUTE FOR WILDLIFE RESEARCH,
EDUCATION, AND CONSERVATION
P.O. Box 14890
Silver Spring, Maryland 20911-4890
Phone: 301-565-0086
Fax: 301-565-3188
Dilys Vass, Executive Director
15 Clarendon Park
Lymington, Hants, SO41 8AX, England
Phone: (⫹44-1590) 671188
Fax: (⫹44-1590) 670887
JEWS FOR ANIMAL RIGHTS (JAR)
255 Humphrey Street
Marblehead, Massachusetts 01945
Phone: 781-631-7601
E-mail:
[email protected]
URL: http://www.micahbooks.com
Contact: Roberta Kalechofsky
JAR, a nonmembership organization, promotes animal rights and the alleviation
of animal suffering. JAR believes that ‘‘the earth and all life is sacred because God
created it.’’ JAR encourages vegetarianism, preventive medicine, and alternatives to
animals in research. It provides materials on celebrating bar/bat mitzvahs, confirmations, and other holidays in a manner consistent with JAR’s goals. Micah
Publications is its publishing arm (e.g., the JAR Newsletter and books such as Autobiography of a Revolutionary: Essays on Animal and Human Rights; The Dark Face of
Science; In Pity and in Anger; and Judaism and Animal Rights: Classical and Contemporary
Responses).
JOHNS HOPKINS CENTER FOR ALTERNATIVES TO
ANIMAL TESTING (CAAT)
111 Market Place, Suite 840
Baltimore, Maryland 21202-6709
Phone: 410-955-3343
Fax: 410-955-0258
APPENDIX: RESOURCES
395
E-mail:
[email protected]
URL: http://www.jhu.edu/caat
Contacts: Alan E. Goldberg, Joanne Zurlo, Deborah Rudacille
Individuals and corporations united to develop in vitro alternatives to the use of
whole animals in evaluating and testing commercial and medical products founded
CAAT. CAAT validates alternative testing methods, encourages their use, and conducts education and research programs. Besides its newsletter, CAAT publishes a
newsletter for middle schools, the CAATalyst, on alternatives in product safety testing.
THE LATHAM FOUNDATION
Latham Plaza Building, Clement & Schiller
Alameda, California 94501
Phone: 510-521-0920
Fax: 510-521-9861
URL: http://www.latham.org/home.html
Contact: Hugh H. Tebault, President
Latham promotes the ideas of interdependence of all living things, justice, kindness, and compassion for all life and broadcasts a children’s radio program and a
weekly television series. Its publications include books (e.g., Dynamic Relationships:
Animals in the Helping Professions; Universal Kinship: The Bond between All Living
Things) and the quarterly Latham Letter.
LIVINGEARTH LEARNING PROJECT
P.O. Box 2160
Boston, Massachusetts 02106
Phone: 617-367-8687
The LivingEarth Learning Project, the humane education arm of the New England Anti-Vivisection Society (NEAVS) (see the listing for that organization), offers
a series of educational programs about animal and environmental issues for grades 3
through college in New England and parts of New York. The classroom presentations are interactive and flexible in length and format. LivingEarth also has a Video
Loan Library, provides speakers for teacher in-service training and conferences, and
publishes lesson plans, classroom activity materials, and other resource materials.
MEDICAL RESEARCH MODERNIZATION COMMITTEE
P.O. Box 2751 Grand Central Station
New York, New York 10163-2751
Phone: 212-832-3904
The Medical Research Modernization Committee publishes newsletter reports and
books devoted mainly to the use and abuse of animals in medical experimentation.
396
APPENDIX: RESOURCES
MONITOR: THE CONSERVATION, ENVIRONMENT, AND
ANIMAL WELFARE CONSORTIUM
Craig van Note, Executive Vice-President
1506 19th Street N.W.
Washington, District of Columbia 20036
Phone: 202-234-6576
Fax: 202-234-6577
NATIONAL ALLIANCE FOR ANIMALS
P.O. Box 77196
Washington, District of Columbia 20013-7196
Phone: 703-810-1085
NATIONAL ANTI-VIVISECTION SOCIETY (NAVS)
53 West Jackson Boulevard, Suite 1552
Chicago, Illinois 60604-3795
Phone: 312-427-6065; 800-888-NAVS (6287)
Fax: 312-427-6524
Dissection hot line: 800-922-FROG (6734)
Contacts: Mary Margaret Cunniff, Executive Director; Linda M. Petty, Dissection
Alternatives Program Director
The National Anti-Vivisection Society was founded in 1929 and has over 50,000
members. For nonanimal alternatives to dissection, NAVS offers three-dimensional
models of the frog and fetal pig on loan to educators, students, and concerned individuals. These state-of-the-art models are hand painted, anatomically accurate replicas of an adult female bullfrog and a fetal pig. Instructors are encouraged to examine
the effectiveness of these models on a firsthand basis. Contact Linda Petty; a credit
card or check deposit is required to assure return of the model. The NAVS dissection
hot line provides additional information on nonanimal alternatives to dissection and
manuals for students (Saying No to Dissection: Elementary; Objecting to Dissection: High
School; Objecting to Dissection: College).
NATIONAL ASSOCIATION FOR HUMANE AND
ENVIRONMENTAL EDUCATION (NAHEE)
Norma Terris Humane Education Center
67 Salem Road, P.O. Box 362
East Haddam, Connecticut 06423-0362
Phone: 203-434-8666
Fax: 203-434-9579
Contact: Dorothy Waller, Director of Education Outreach
NAHEE is the Youth Education Division of the Humane Society of the United
States (HSUS) and seeks to improve humane and environmental education pro-
APPENDIX: RESOURCES
397
grams nationwide. It provides consultation to school systems, educational organizations, and humane societies interested in incorporating humane concepts into
their educational master plan. NAHEE’s programs include the Adopt-a-Teacher
Program, in which a teacher receives KIND News (in bundles of 32 copies a
month), KIND Teacher, a teaching guide for KIND News, classroom posters, and
KIND Club membership cards. Adopt-a-Teacher Programs are available to organizations or individuals and are provided at no cost to the teacher or school district.
KIND News, written for elementary-school children, is published at three reading
levels. The Student Network News and Student Action Guide are intended for middle
and high schools.
NATIONAL CATTLEMEN’S BEEF ASSOCIATION (NCBA)
Education Department
444 North Michigan Avenue
Chicago, Illinois 60611
Phone: 312-467-5520
Fax: 312-467-9729
URL: CowTown America: http://www.cowtown.org/
Contact: Barbara Selover, Executive Director of Education
E-mail:
[email protected]
NCBA was recently formed from the National Cattlemen’s Association and the
National Live Stock and Meat Board. It conducts research, information, education,
and legislative programs for the beef industry. The association develops science-based
school materials for grades K–12 and provides a wealth of nutrition education materials. It has two kits including information on animal care: Things We Can Learn
from a Cow and a Worm, a poster with teacher’s guide and student activities for science
curriculums in grades 5-6, and Caretakers All, a study kit with teacher’s guide and
student activities for grades 3-4.
NATIONAL CONSORTIUM FOR ENVIRONMENTAL
EDUCATION AND TRAINING (NCEET)
c/o School of Natural Resources and Environment
University of Michigan
Ann Arbor, Michigan 48109
Phone: 313-998-6727
Gopher server: telnet nceet.snre.umich.edu; logon: eelink
E-mail:
[email protected]
Contact: Paul Nowak, Jr., Project Manager, EE-Link
E-mail:
[email protected]
NCEET helps educators explore the environment and investigate current issues
with students and is building resources to support K–12 environmental education,
including lists of media specialists, in-service providers, nature-center staff, and curriculum developers. It is a partner in the Environmental Education Training Partnership.
398
APPENDIX: RESOURCES
NATIONAL FFA ORGANIZATION (NFFAO)
National FFA Center
5632 Mount Vernon Memorial Highway
Box 15160
Alexandria, Virginia 22309-0160
Phone: 703-360-3600
Fax: 703-360-5524
Contact: Dr. Larry Case, CEO
Animal Welfare Instructional Materials (Alexandria, VA: National Council for Agricultural Education, 1995), one volume (looseleaf), is distributed by the National
FFA Foundation, PO Box 45205, Madison, Wisconsin 53744-5205; fax: 608-8293195; 608-829-3105. It is made available through the National Council for Agricultural Education as a special project of the National FFA Foundation (David M.
Coffey, Project Director). The project involved 17 sponsors, including the National
Pork Producers Council.
NATIONAL 4-H COUNCIL (N4-HC)
7100 Connecticut Avenue
Chevy Chase, Maryland 20815-4999
Phone: 301-961-2820
Fax: 301-961-2937
E-mail:
[email protected]
Contact: Richard J. Sauer, President
National 4-H Supply Service contact information:
Phone: 301-961-2934
Fax: 301-961-2937
E-mail:
[email protected]
For a current sourcebook, contact 4H Supply. Individual state 4-H Curriculum
Committee catalogs are available. For example, the California 4-H Curriculum Committee catalog is available from county agricultural extension offices or the University
of California Cooperative Extension (ANR Publications, University of California,
6701 San Pablo Ave., Oakland CA 94608-1239; 510-642-2431; fax: 510-643-5470;
e-mail:
[email protected]). Additional resources listed in the catalog, California 4H Publications, 1996-1997, must be ordered from other sources (e.g., 4-H Oak Tree
Project Video and Project Manual from Calaveras County UCCE, 891 Mountain
Ranch Road, San Andreas, California 95249; 209-754-6477).
NATIONAL HUMANE EDUCATION SOCIETY (NHES)
521-A East Market Street
Leesburg, Virginia 22705
Phone: 703-771-8319
Fax: 703-771-4048
NHES publishes a variety of materials, including a Quarterly Journal and Because
We Love Them: A Handbook for Animal Lovers by Anna C. Briggs.
APPENDIX: RESOURCES
399
NATIONAL RIFLE ASSOCIATION (NRA)
Hunter Services Division
11250 Waples Mill Road
Fairfax, Virginia 22030
Phone: 703-267-7100; 800-368-5714
NRA lobbies to protect the right of the individual citizen to own and use firearms.
NRA argues that hunting is a vital part of wildlife conservation and publishes the
magazines American Hunter and American Rifleman, as well as brochures (e.g., ‘‘Improving Access to Private Land’’).
NATIONAL WILDLIFE FEDERATION (NWF)
1400 Sixteenth Street N.W.
Washington, District of Columbia 20036-2266
Phone: 800-222-9919; 800-245-5485 (Conservation Education Department)
The NWF encourages the intelligent management and appreciation of our natural
resources. It operates Ranger Rick’s Wildlife Camp, sponsors National Wildlife
Week, and produces daily and weekly radio programs. NWF manages a large library
of conservation-related publications and publishes Ranger Rick’s Nature Magazine and
the National Wildlife Magazine.
NETWORK OF INDIVIDUALS AND CAMPAIGNS FOR
HUMANE EDUCATION (NICHE)
Department of Psychology
University of Stirling
Stirling, Scotland FK9 4LA, UK
Phone: (01786) 73171, extension 2077
Contact: Francine Dolins, Secretary/Treasurer
The NICHE Newsletter is distributed to members by EarthKind, the Humane Education Centre.
NEW ENGLAND ANTI-VIVISECTION SOCIETY (NEAVS)
333 Washington Street, Suite 850
Boston, Massachusetts 02108
Phone: 617-523-6020; TDD/TTY 617-523-0181
NEAVS opposes vivisection and product safety testing on animals. Its humane
education arm is the LivingEarth Learning Project. NEAVS’s Library Project offers
kits to school librarians, which may be requested at no charge on school-library
stationery. Making a Difference: Action Guide for Students Who Love Animals, available
in both high-school and college versions, is intended for the beginning student group
or the group looking for new ideas. It includes steps for getting started, effective
communication skills, action ideas for the group and the individual, and information
designed to keep the group going.
400
APPENDIX: RESOURCES
The catalog Beyond Dissection: Innovative Teaching Tools for Biology Education, edited
by Sandra Larson (Boston: NEAVS, 1995), is also available. It is a comprehensive
printed catalog of nonanimal alternatives to dissection, covering nearly 400 product
listings. Listings cover all major whole-animal dissections, human and comparative
anatomy, organ or system anatomy and physiology, embryology, and genetics. Product listings are suitable for all grade levels, elementary through college, and are
available in all price ranges.
NORTH AMERICAN ASSOCIATION FOR ENVIRONMENTAL
EDUCATION (NAAEE)
1255 Twenty-Third Street, Suite 400
Washington, District of Columbia 20037-1199
Phone: 202-884-8912
Fax: 202-884-8701
Contact: Edward McCrea, Executive Director
NAAEE is a multinational organization of individuals and environmental organizations, with students in environmental education and studies as associates. Its objectives are to promote environmental education programs at all levels, coordinate
environmental educational activities among programs and educational institutions,
disseminate information about environmental educational activities appropriate for
its members, assist educational institutions in beginning or developing programs and
serve as a resource to them, and foster research and evaluation in connection with
environmental education.
NORWEGIAN INVENTORY OF AUDIOVISUAL
ALTERNATIVES (NORINA)
Karina Smith
Laboratory Animal Unit
Norwegian College of Veterinary Medicine
P.O. Box 8146 Dep.
N-0033 Oslo, Norway
Fax: ⫹47 22 96 45 35
URL: http://oslovet.veths.no; http://www.bio.mq.eu.au.NORINA
E-mail:
[email protected]
URL: http://www.vetsh.no/norina/fullversion; consists of 81K
http://www.veths.no/norina/state here.html
http://www.bio.mq.edu.au/norina (mirror site at MacQuarrie University, Australia)
PEOPLE FOR THE ETHICAL TREATMENT OF ANIMALS (PETA)
501 Front Street
Norfolk, Virginia 23510
Phone: 757-622-PETA (7382); Student line: ext. 691
Fax: 757-622-0457
URL: http://envirolink.org/arrs/peta/
APPENDIX: RESOURCES
401
PETA is an educational and activist organization that works to stop animal abuse
and animal research. It advocates vegetarianism and the use of cruelty-free products.
PETA’s publications for elementary-school teachers and students include the Lifetime Learning Systems’ Share the World, a humane education curriculum unit for
grades 3-5. It includes a teacher’s guide and activity packets. A noncopyrighted reproducible coloring book (We’re All Animals Coloring Book) is also available. PETA
offers elementary-school teachers Kids Can Save The Animals! 101 Easy Things to Do,
by Ingrid Newkirk (New York: Warner, 1991), and, to secondary-school and college
teachers, Save the Animals! 101 Easy Things You Can Do, by Ingrid Newkirk (New
York: Warner, 1990). Teacher packets include Bringing Animal Issues into Elementary and Middle School Classrooms and Bringing Animal Issues into High School
and College Classrooms. PETA offers students refusing dissection a dissection pack
and teachers the video Their Future Is in Your Hands (Tonbridge, Kent: Animal Aid,
1992). PETA’s student magazine is Grrr! The ’Zine That Bites Back.
PERFORMING ANIMAL WELFARE SOCIETY (PAWS)
P.O. Box 849
Galt, California 96532
PSYCHOLOGISTS FOR THE ETHICAL TREATMENT OF
ANIMALS (PsyETA)
P.O. Box 1297
Washington Grove, Maryland 20880-1297
Phone: 301-963-4751
Fax: 301-963-4751
URL: http://www.psyeta.org
E-mail:
[email protected]
Contact: Kenneth J. Shapiro, Executive Director
PsyETA, an organization of psychologists, graduate students, institutions, animal
rights organizations, and interested individuals, seeks to ensure the proper treatment
of animals used in behavioral research and education. It urges revision of curricula
to include ethical issues in the treatment of animals. PsyETA has a speakers’ bureau,
tips on how to organize, and sample student rights policies and supports students
who are discriminated against in animal behavioral laboratories. PsyETA published
the annual notebook Humane Innovations and Alternatives from 1987 through 1994
and produces brochures (e.g., ‘‘The Student Rights Option: A Student Guide to
Objecting to Psychology Animal Labs’’). Portions of its newsletter and other
publications can also be found at the Web site. It also publishes Society and Animals
and Journal of Applied Animal Welfare Science.
RESEARCH DEFENCE SOCIETY
Grosvenor Gardens House
Grosvenor Gardens, London SW1W 0BS, UK
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APPENDIX: RESOURCES
The Research Defence Society ‘‘takes the view that we must first educate the
public, and particularly its younger members, about medical progress and the research which underlies it before they will be able to fully appreciate why animalbased research needs to be done. This will clearly be a long-term task requiring the
help of many of those involved in biological research and teaching.’’
ROYAL SOCIETY FOR THE PREVENTION OF CRUELTY TO
ANIMALS (RSPCA)
The Causeway
Horsham, West Sussex RH12 1HG, UK
Phone: (⫹44-1403) 26 41 81
Fax: (⫹44-1403) 24 10 48
The RSPCA is a multinational organization of individuals and organizations concerned about the well-being of wild and domestic animals in the United Kingdom.
It opposes unnecessary animal experimentation, habitat destruction, factory farming,
and blood sports and promotes attitudes and behaviors supporting the dignity and
rights of all animals, spaying and neutering of pets, and proper treatment of pets.
The RSPCA publishes a pamphlet series, RSPCA Information (e.g., ‘‘Ethical Concerns for Animals’’; ‘‘Guide to Products Not Tested on Animals’’; Alternatives to
Animal Experiments’’). The series RSPCA Campaigns targets issues (e.g., ‘‘Bullfighting—Ban the Business’’; ‘‘Thinking of Buying a Parrot?’’).
SCIENTISTS CENTER FOR ANIMAL WELFARE (SCAW)
Golden Triangle Building One
7833 Walker Drive, Suite 340
Greenbelt, Maryland 20814
Phone: 301-345-3500
Fax: 301-345-3503
Contact: Lee Krulisch, Executive Director
SCAW, organized in 1978, is a nonprofit organization concerned about animal
welfare. It supports the responsible and humane treatment of research animals.
SCAW sponsors seminars and conferences and publishes conference proceedings and
other educational materials.
STUDENT ACTION CORPS FOR ANIMALS (SACA)
P.O. Box 15588
Washington, District of Columbia 20003
Phone: 202-543-8983
Contact: Rosa Feldman, Cofounder
Members of SACA are primarily high-school and college students. SACA coordinates a Stop-Dissection Campaign throughout the United States. A counseling
group on issues of students’ rights and empowerment, SACA assists students in saying
APPENDIX: RESOURCES
403
no to dissection and saying yes to vegetarianism. SACA offers slide shows and speakers and the publication 101 Non-Animal Biology Lab Methods.
SWEDISH SOCIETY AGAINST PAINFUL EXPERIMENTS ON
ANIMALS
P.O. Box 2005, S-125 02
Älvsjö, Sweden
Phone: ⫹46 8 749 20 40
Fax: ⫹46 8 749 20 02
The society publishes an extensive international list of organizations that are concerned with various animal welfare issues, including vegetarianism.
TUFTS CENTER FOR ANIMALS AND PUBLIC POLICY
Tufts University School of Veterinary Medicine
200 Westboro Road
North Grafton, Massachusetts 01536
Phone: 508-839-7991
Fax: 508-839-2953
The center publishes two newsletters, Animals and Public Policy and The Alternatives
Report, and proceedings of meetings it sponsors on various animal-related policy issues (e.g., The Animal Research Controversy; Zoos and Wildlife Conservation).
UNITED POULTRY CONCERNS (UPC)
P.O. Box 59367
Potomac, Maryland 20859
Phone: 301-948-2406
URL: http://www.envirolink.org/arrs/upc
Contact: Karen Davis
UPC produces the quarterly Poultry Press, books, and videos, as well as fact sheets
and handouts. It provides Replacing School Hatching Projects: Alternative Resources and
How to Order Them, which discusses the issues and lists books, a videodisc, videos,
overhead transparencies, a model, and hands-on ecology projects.
UNIVERSITIES FEDERATION FOR ANIMAL WELFARE
(UFAW)
The Old School
Brewshouse Hill
Wheathampstead
Hertfordshire AL4 8AN, UK
Phone: ⫹44-1582 831838
Fax: ⫹44-1582 831414
E-mail:
[email protected]
URL: http://www.users.dircon.co.uk/⬃ufaw3/
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APPENDIX: RESOURCES
The Universities Federation for Animal Welfare (UFAW) is a scientific and educational charity that was founded to promote humane behavior toward the animals
used and managed by humans. UFAW is essentially a research, development, and
education group working in the general field of animal welfare, enlists the support
of university graduates, students, and professional men and women, and obtains and
disseminates relevant knowledge. UFAW cooperates with Parliament, government
departments, industry, the scientific community, learned societies, and other appropriate organizations. UFAW holds symposia and workshops and publishes the proceedings of these meetings; it carries out and sponsors scientific research and field
investigations into many aspects of the biology and welfare of farmed, companion,
wild, zoo, and laboratory animals; it produces standard texts on animal care and
management; and it publishes a newsletter, a publications list, technical reports, and
the quarterly refereed journal Animal Welfare.
UNIVERSITY OF CALIFORNIA CENTER FOR ANIMAL
ALTERNATIVES
School of Veterinary Medicine
University of California, Davis
Davis, California 95616-8684
Phone: 916-752-1800
Fax: 916-752-8391
Contacts: Lynette A. Hart, Director (916-752-7722); R. Lee Zasloff, Associate Director
The University of California Center For Animal Alternatives publishes and continually updates a set of information resource guides on animal welfare and alternatives: Bibliographies, Ethical Use of Animals, Internet Resources, Higher Education,
Recommended Journals, Organizations, and PreCollege Science Education. This last guide
is an introduction to resources on alternatives to animal use in the classroom, appropriate husbandry of animals, dissection (advocacy, opposition, and alternatives),
and the improvement of precollege science education. These guides are available at
the World Wide Web site, http://www.vetmed.ucdavis.edu/Animal Alternatives/
main.htm. The center also produces an occasional newsletter, UC Alert.
VEGETARIAN RESOURCE GROUP
P.O. Box 1463
Baltimore, Maryland 21203
Phone: 410-366-VEGE
URL: http://www.envirolink.org/arrs/vrg/home.html
The Vegetarian Resource Group maintains an active publishing program, which
includes the monthly Vegetarian Journal and books (e.g., The Vegetarian Software
Game, an IBM Compatible Program; Guide to Natural Food Restaurants in the United
States and Canada) and brochures (‘‘Guide to Non-Leather Shoes’’). The group also
supports the establishment of local vegetarian groups (‘‘Hints for Starting a Vegetarian/Environmental/Animal Rights Group at Your School or College’’).
APPENDIX: RESOURCES
405
VIRTUAL FROG DISSECTION KIT
URL: http://george.lbl.gov/vfrog/
Contact: David Roberston, owner, at
[email protected]
The Virtual Frog Dissection Kit was developed and placed on the Web by the
Imaging and Distributed Computing Group of Lawrence Livermore Laboratory.
The kit allows interactive dissection. Available in a number of languages (e.g., French,
Czech), it contains an overview, a tutorial, and the Virtual Frog Builder Game to
test the viewer’s knowledge of frog anatomy. It needs a browser that supports forms
and sensitive images that are generated ‘‘on the fly.’’
WARDS, INC.
8150 Leesburg Pike, #512
Vienna, Virginia 22812-1655
An eighteen-page Directory of Animal Protection Organizations is available at no
charge. WARDS publishes the newsletters Our Animal Wards and Science and Animal
Welfare.
Sources
This bibliography contains general source material covering all sides of
the important issues presented in this encyclopedia (see also the Appendix). The list is not meant to be exhaustive (see the individual entries
for many more references) but rather includes books and articles that
are frequently cited and journals that often publish essays that are concerned with animal rights and animal welfare.
BOOKS, BOOK CHAPTERS, JOURNAL ARTICLES,
NEWSLETTERS, AND REPORTS
Achor, A. B. Animal Rights: A Beginner’s Guide. Yellow Springs, OH: WriteWare,
1996.
Adams, C. J. 1994. Neither Man nor Beast: Feminism and the Defense of Animals. New
York: Continuum.
Allen, C., and M. Bekoff. 1997. Species of Mind: The Philosophy and Biology of Cognitive
Ethology. Cambridge, MA: MIT Press.
Animal Welfare Institute. 1990. Animals and Their Legal Rights: A Survey of American
Laws from 1641 to 1990. 4th ed. Washington, DC: Animal Welfare Institute.
Appleby, M. C., and B. O. Hughes (Eds.). 1997. Animal Welfare. New York: CAB
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JOURNALS AND MAGAZINES
Acta Agriculturae Scandinavica, Section A, Animal Sciences
Agriculture and Human Values
Alternatives to Laboratory Animals
American Journal of Primatology
American Psychologist
Animal Activist Alert
Animal Behaviour
Animal Biotechnology
Animal Issues
Animal Law
Animal People
Animal Policy Report (Tufts University)
Animal Welfare
Animal Welfare Information Center Newsletter
Animals’ Agenda
Anthrozoös: A Multidisciplinary Journal of the Interactions of People and Animals
Applied Animal Behaviour Science
Between the Species: A Journal of Ethics
Biodiversity and Conservation
Biological Conservation
Biology and Philosophy
British Poultry Science
Bunny Huggers’ Gazette
Canadian Journal of Animal Science
Canadian Journal of Veterinary Research
Conservation Biology
Directions (Association of Veterinarians for Animal Rights [AVAR])
E: The Environmental Magazine
Environmental Conservation
Environmental Ethics
Environmental Law
Environmental Values
Ethics
Ethics and Behavior
Etica & Animali
Hastings Center Report
SOURCES
413
Humane Society of the United States (HSUS) News
InterActions Bibliography (continued as Humans and Other Species [1997–
International Society for Environmental Ethics
Johns Hopkins Center for Alternatives to Animal Testing Newsletter
Journal of Agricultural and Environmental Ethics
Journal of Animal Science
Journal of Applied Animal Research
Journal of Applied Animal Welfare Science
Journal of Dairy Science
Journal of the American Veterinary Medical Association
Journal of Zoo and Wildlife Medicine
Lab Animal
Laboratory Animal Science
Laboratory Animals
Laboratory Primate Newsletter
Medical Research Modernization Committee Report
Our Animal Wards
Planet 2000 Newsletter
Politics and the Life Sciences
Poultry Science
Public Affairs Quarterly
Royal Society for the Prevention of Cruelty to Animals Science Review
Satya
Shelter Sense (continued as Animal Sheltering [1996–
Social Justice
Social Research
Society and Animals
Wildlife Society Bulletin
Zoo Biology
])
])
Index
Abolitionism, 73
Abortion, 54. See also Reproduction
Abuse, 113, 114, 115, 125, 228. See also
Cruelty
ACA. See Alley Cat Allies
Acid rain, 13
Actaeon, 40
Activism, 1–3
Adaptation, 119, 137
Agency. See Moral agency
Agriculture, 10, 43; and animal rights
movement, 161; and animal welfare,
170–71; and dominionism, 138; and
environmental ethics, 161; and genetics, 181–82, 183–84; and hunting,
198; and Jainism, 293; and
objectification, 259–60; and polyism,
275; and sentiocentrism, 159; and
wildlife management, 196–97. See also
Factory farming
AHES. See American Humane Education Society
Ahisma (noninjury), 77, 178, 290, 292,
350
Alexander the Great, 369
ALF. See Animal Liberation Front
Alley Cat Allies, 173
Alternative, to animal use, 6–7, 73, 147,
212
Altruism, 121
AMC. See Marginal cases
American Anti-Vivisection Society, 362
American Humane Association, 3, 135,
233, 270, 315, 362
American Humane Education Society,
15, 190
American Kennel Club, 353
American Psychological Association,
318
American Sign Language, 106
American Society for the Prevention of
Cruelty to Animals, 1, 9–11, 14, 89,
190
American Society for the Regulation of
Vivisection, 233
American Veal Association, 348
American Veterinary Medical Association, 164, 165, 353, 354
American Zoo and Aquarium Association, 375
Amory, Cleveland, 51
Amphibian, 12–13, 143, 152, 159
Analogy, 36–38
Angell, George T., 13–15, 189, 190,
313
Animal-assisted therapy, 63–64, 112
416
Animal care committee, 204
Animal Defense and Anti-Vivisection
Society, 234
Animal Enterprise Protection Act, 3
Animal ethics committee, 31–32
Animal exploiter’s ‘‘animal welfare,’’ 44
Animality, 64–66
Animal Legal Defense Fund, 52, 145
Animal liberation, 34–35, 111, 252. See
also Freedom
Animal Liberation Front, 3, 51, 52
Animal liberationist animal welfare, 44
Animal models, 35–38, 43, 152, 180,
182, 211, 213, 215, 244, 345
Animal presence, 38–42
Animal rights, 42–50; claim to, 34; and
companion animals, 112, 113; and
continuity, 120; and Darwin, 125;
and education, 141–42; and environmental ethics, 160; and equality, 111;
and overpopulation, 260–61; and Plutarch, 274; and predation, 276; and
slaughter, 127; and theodicy, 297;
and use of animals, 4; and veterinary
medicine, 353–54; and victimization,
356–57; and welfare, 75. See also
Theos-rights
Animal rights activism, 35, 36, 47
Animal rights movement, 50–54; and
agriculture, 161; and anthropocentrism, 161; and bestiality, 93; and
Brophy, 96; and calves, 348; and children, 81; and death, 161; and dog research, 135–36; and education, 161;
and entertainment, 161; and environmental ethics, 161–62; and hunting,
200, 201; and individual rights, 162;
and Millennium Guild, 177; and
pain, 161; and sentientism, 161. See
also Silver Spring Monkeys
Animals: attitudes toward, 76–83, 119–
20, 221, 223, 224–25, 251–52, 253–
55, 286–87, 288, 289–90, 291–92,
295, 296; derogation of, 129–30, 288;
inferiority of, 230–31, 237, 238, 259–
60, 285, 286, 289
Animals’ Friend Society, 184
Animals magazine, 15
INDEX
Animals (Scientific Procedures) Act,
189, 266
Animal symbolism. See Symbolism
Animal theology, 283–84
Animal welfare. See Welfare
Animal Welfare Committee, 353
Animal Welfare Information Center, 61–
62
Animal Welfare Institute, 99, 135, 143,
226, 310
Animal welfare movement, 135–36
Animal Welfare Year, 189
Anthropocentrism, 34, 66–70; and animal inferiority, 286–87; and animal
rights movement, 161; and animal
theology, 284; and bestiality, 93; and
Carson, 99; and continuity, 119; and
environmental ethics, 159, 161; and
equality, 111; and Islam, 291, 292;
and Judaism, 295; and speciesism,
321. See also Value
Anthropomorphism, 70–73, 133, 134,
260, 295
Antibody, 244–45
Antichrist, 88
Antivivisectionism, 73–74; and alternatives, 4; and animal rights movement,
50–51; and Brophy, 96; and Carroll,
98; and Cobbe, 109–10; and Darwin,
125; and Dowding, 139; and Freshel,
177; and humane movement, 1; and
Leffingwell, 233; and Lewis, 233–34;
and Lind-af-Hageby, 234; and Lord
Shaftesbury, 313; and Manning, 236;
methods of, 2; and Millennium
Guild, 177; and Royal Society for the
Prevention of Cruelty to Animals,
307; and Shaw, 314; and White, 362;
and women, 53. See also Experimentation; Research
Apes, 3–4, 31, 96, 105–6, 111, 185–87,
216, 330. See also Primates
Apology, 84
Appleton, Mrs. William, 14
Apuleius, Golden Ass, 41
Aquaculture, 176
Aquinas, Thomas, 78, 94, 286. See also
Scholasticism
INDEX
Aristocracy, 198
Aristotle, 77, 275, 286, 319, 333, 349;
Politics, 321
Ark Trust, 52
Arluke, Arnold, 223
Art, 38, 76, 121
Ascione, F. R., 123
Asian tradition, 128
Association of Veterinarians for Animal
Rights, 75
Attitudes, toward animals. See Animals,
attitudes toward
Auction sale, 271
Autonomy, 83–84, 249
AVA. See American Veal Association
AVAR. See Association of Veterinarians
for Animal Rights
AWIC. See Animal Welfare Information Center
AZA. See American Zoo and Aquarium
Association
Babe, 357
Baboon, 367
Bacteria, 5
Baiting. See Bear baiting
Balfour, D., 25–26
Band of Mercy, 15, 190
Barbiturate, 164, 165
Barnum, P. T., 10, 90
Beak trimming, 102
Bear, 86, 87, 252, 253
Bear baiting, 86–87
Beastliness, 88, 129, 132
Beauchamp, Tom, 84
Beauty without Cruelty, 139
Beaver, 254
Beck, Benjamin, 377
Bee, 65
Behavior, 32, 59, 61, 156, 170, 171, 172
Behavioral science, 35–36
Behaviorism, 18, 19, 21, 22, 24, 88–89
Being, great chain of, 41, 118, 119
Bekoff, Marc, 128
Belief v. conduct, 148
Ben, 132
Benji the Hunted, 357
Bentham, Jeremy, 24, 269
417
Bergh, Henry, 10, 11, 14, 89–91, 241,
243
Bernard, Claude, 91–92
Bestiality, 88, 92–94, 132–33
Bible, 66–67, 78, 92, 122, 159, 230,
287, 293
Bible Christian Church, 121, 122
Biconditional argument, 239–40
Bighorn sheep, 363
Bill to Prevent the Cruel and Improper
Treatment of Dogs, 241
Bio-Cartesianism, 94–95
Biocentrism, 159
Biocommunity, 69
Biodiversity, 154–55
Biology, 24; and animal rights, 46–47;
and animal welfare, 56, 57; and coping, 59; and distress, 134–35; and
dystress, 139–40; and speciesism, 322.
See also Embryo research
Biomedicine. See Medicine
Bioremediation, 183
Birds, 65, 102, 113, 121, 159, 216, 364–
65
Bishnoi people, 128, 251, 252
Black bears, 86, 87
Blackfoot people, 41
Blackman, Nathan, 122
Blood pressure, 64
Bodsworth, Fred, The Last of the Curlews, 356–57
Bonhoeffer, Dietrich, 299
Bonobos, 185
Boredom, 15–17, 24, 219, 375
Bougeant, Father, 188
Brambell Committee, 60, 170
Breeding, 114, 181, 272, 373. See also
Genetics; Reproduction
Bright, Michael, 65
British Union for the Abolition of Vivisection, 109
Broome, Arthur, 95–96, 281, 305
Brophy, Brigid, 96; Hackenfeller’s Ape,
96; ‘‘Rights of Animals,’’ 261
Brown, George E., 193, 271
Brown Dog Incident, 234
Bruchac, Joseph, ‘‘Salmon Boy,’’ 41
Bryant, John, 308
418
BUAV. See British Union for the Abolition of Vivisection
Buddha, 128
Buddhism, 284–86, 350
Bulimia, 36
Buncher, 270
Burch, Rex: The Principles of Humane
Experimental Treatment, 5–6
Bush, George, 365
Bushman peoples, 76
Bushmeat, 97
Butchery, 197, 198, 252. See also Death;
Sacrifice; Slaughter
Buyukmihci, Nedim C., 75
CAAT. See Center for Alternatives for
Animal Testing
Caecilians, 12
Cage production, 102
Cages, 108. See also Confinement
Callicott, J. Baird, ‘‘Animal Liberation:
A Triangular Affair,’’ 200
Calves, 335, 347–48, 351
Campbell, Colin, 352
Canady, Charles T., 271
Cantwell v. Connecticut, 148
Caplan, Arthur, 237–38
Captive bolt, 336
Carbon dioxide, 165, 335, 336
Carbon monoxide, 165
Carpenter, Edward, 309
Carroll, Lewis, 98
Carruthers, Peter, 22, 240
Carson, Rachel, 98–99; Silent Spring, 98–
99
Castration, 300, 301. See also Neutering;
Reproduction; Sterilization
Categorical argument, 239–40
Cats, 99–100; and attitudes toward animals, 81; as companion animals, 99,
113; and domestication, 137; feral,
173–74; and invasiveness scale, 267;
and Museum of Natural History
(New York City), 51; and pet theft,
270; and recognition, 26; and research, 135; and symbiosis, 138
Cattle, 137, 169, 193, 216, 335, 336.
See also Calves
INDEX
Causal analogy, 37
Cavalieri, Paolo, 185
Cell culture, 4–5
Center for Alternatives for Animal
Testing, 212, 213
Center for Respect of Life and Environment, 195
Chantek, the, 31
Chases, 87, 198, 201
Chemical pollution, 12
Chickens, 101–5; and domestication,
137; and embryo research, 152; and
enrichment, 158; and factory farming,
169; and genetics, 181; needs of, 255;
and recognition, 26; and slaughter,
335, 336; and symbiosis, 138; and
transportation, 335
Children, 15; abuse of, 91, 123, 241–43;
and apes, 185, 187; and attitudes toward animals, 80–81; and companion
animals, 81; and Disneyfication, 134;
and empathy, 154; and humane education, 189, 190; and moral agency,
246–47; and predation, 276; and
rights, 34
Chimpanzees, 18, 21, 105–6; and continuity, 105–6; and cultural learning,
121; and enrichment, 156; as food,
97; and Great Ape Project, 185; and
language, 30, 65; and predation, 277;
and recognition, 26; and tool use,
121; use of, 216; and xenograft, 367.
See also Apes; Primates
Christianity, 286–87; and animal theology, 283; and anthropocentrism, 67;
and attitudes toward animals, 77, 78;
and bestiality, 93, 94; and Broome,
95; and Carroll, 98; and dominionism, 138; and generosity paradigm,
179; and hunting, 198; and Kant, 210;
and metamorphosis, 40; and sacrifice,
275; and saints, 296–97; and speciesism, 283, 321; and vegetarianism, 350
Christian Science Church, 177
Cicero, De Natura Deorum, 321
Circuses, 107–9. See also Entertainment
CITES. See Convention on International Trade in Endangered Species
INDEX
Clan, 254
Clark, Stephen, 262, 358
Class, 51, 53, 82
Clay pigeon, 10
Clever Hans, 65
Clubb, Henry, 122
Coalition to Abolish the Draize Test, 2
Cobbe, Frances Power, 1–2, 109–10,
126, 236, 313, 362
Coercion, 83
Cognition, 17–26, 43, 70, 84; and apes,
185; and behaviorism, 89; and bioCartesianism, 94; and chimpanzees,
106; and content of life, 116; and
continuity, 120; and embryo research,
153; and interest, 312; and invasiveness scale, 267; and marginal case,
237; and moral standing, 248–49; and
objectification, 260; and pain, 263,
297; and painism, 269; and Plutarch,
274; and preference testing, 280; and
speciesism, 320. See also Consciousness
Colam, John, 307
Cold-blooded animals, 205. See also
Reptiles
Coleridge, Samuel Taylor, 199
Coleridge, Stephen, 234
Collectors, of animals, 26–27, 115
Collier, John, His Monkey Wife, 41
Committee for the Reform of Animal
Experimentation, 189
Communication, 24, 28–31, 84, 248,
249, 302. See also Language
Community, of equals, 110–11
Companion animals, 63, 111–16; and
cats, 99; and children, 81; and death,
221; and deviance, 133; and dogs,
113; and domestication, 137; and
Native Americans, 254; and slaughter, 137; and socialization, 133. See
also Pets
Compartmentalization, 225
Computer model, 4, 5, 7
Conditioning, 25
Condor, 160
Confinement: and calves, 347; and factory farming, 168; and pigs, 272–73;
419
in pounds, 316; of primates, 3–4; and
slaughter, 336; and stereotypy, 325;
and trapping, 340; and vegetarianism,
351; and veterinary medicine, 353;
and well-being, 360; and zoos, 372.
See also Freedom; Shelters
Conibear, 340
Consciousness, 22–25, 65, 153, 359. See
also Cognition
Consequentialism, 343, 358
Conservation, 196, 364, 370, 373, 377,
378
Conservatism, 82
Content, of life, 116–18
Continuity, 24, 34, 118–21; and apes,
105–6, 185; and Bernard, 91, 92; and
bestiality, 94; and chimpanzees, 105–
6; and Darwin, 65, 125; and equal
consideration, 162–63; and Hinduism, 289; and hunting, 198, 199; and
moral agency, 247; and morality, 125;
and religion, 125; and speciesessentialism, 319; and vegetarianism,
350. See also Evolution
Contraception, 300. See also Reproduction
Contract theory, 163
Contractualism, 287
Convention on International Trade in
Endangered Species, 365
Cooper, Anthony Ashley, Lord Shaftesbury, 96, 109, 236, 313–14
Cooper, James Fenimore, 199
Coping, 33, 58–60, 139, 232, 325, 326,
327
Corbett, Patrick, 262
Correspondence approach, 322
Cortázar, Julio, 41
Cosmetics, 139, 212, 321
Cost-benefit analysis, 74, 361. See also
Utilitarianism
Cottingham, John, 130–31
Council of Europe, 171
Counting, 19–20
Covenant, 287
Cover, Stanley, 308
Cowherd, William, 121–22
Cows. See Cattle
420
Creation, 283–84
Criminality, 122–23, 129. See also Law
CRLE. See Center for Respect of Life
and Environment
Cropping, 112
Crowe, Henry, 179
Cruelty, 50, 63, 98, 122–23, 163–64,
190, 287, 304. See also Abuse
Cruelty to Animals Act, 189, 234, 313
Cujo, 132
Cultural learning, 121
Culture and Animals Foundation, 52
Curiosity, 46
Dairy industry, 169, 335. See also Cattle
Darrow, Clarence, 246
Darwin, Charles, 124–26; and abuse, 125;
and animality, 64–65; and animal
rights, 125; and antivivisectionism,
125; and attitudes toward animals, 80;
and communication, 28; and continuity, 34, 65, 118, 119, 125; and evolution, 124; The Expression of the
Emotions in Man and Animals, 24, 65;
and moral standing, 248–49; On the
Origin of the Species, 118, 124–25
Davis, H., 25–26
Death, 126–27; and animal rights
movement, 161; awareness of, 121,
127; and companion animals, 221;
and dissection, 147; and education,
143; and environmental ethics, 160,
161; and farm animals, 221; and
language, 221, 223; and morality, 298;
necessity of, 231; and objectification,
260; and xenograft, 368; and zoos,
370. See also Butchery; Sacrifice;
Slaughter
Debarking, 112
Declawing, 112
Decompression, 165
Deep ecology, 128
Deep ethology, 129
Deer, 198, 253
Defilement, 148
Deforestation, 12
DeGrazia, David, 84
INDEX
Delta Primate Research Center, 318
Denmark, 32
Depression, 60, 232
Derogation, of animals, 129–30, 132,
259–60
DeSally, M., ‘‘Method of Teaching
Kindness to Animals,’’ 189
Descartes, René, 130–31; and consciousness, 22, 23, 24; and continuity,
120; Description of the Human Body,
130; and mechanism, 22, 28, 224;
and objectification, 260; and selfawareness, 20; and theodicy, 297; and
victimization, 356
Deviance, 132–33
Daz, Nancy Gray, 41
Difference, in species, 91, 92, 94, 162–
63. See also Continuity
Discrimination, 34, 82. See also Animals,
attitudes toward
Disease, 5, 59–60, 99, 181, 182, 244.
See also Medicine
Disensoulment, 288
Disneyfication, 133–34. See also Media
Dissection, 144–50, 213. See also Vivisection
Dissection Hotline, 145
Distress, 16, 134–35; and empathy, 153;
and environmental ethics, 160; and
euthanasia, 164; and farming, 170;
and freedom, 61; and genetics, 180;
and invasiveness scale, 267; and the
Netherlands, 216; and pigs, 273; and
slaughter, 126, 127; and stress, 327.
See also Dystress
Docking, 112, 135, 353
Dogfighting, 10
Dogs, 135–36; and animal-assisted therapy, 64; and anthropomorphism, 72;
attitudes toward, 81; and bear baiting, 86; and communication, 28; as
companion animals, 113; and deviance, 132; and domestication, 137;
feral, 174; and genetics, 181; and intelligence, 19; and invasiveness scale,
267; and media, 132; and moral
agency, 247; and Native Americans,
254; and pet theft, 270; and recogni-
INDEX
tion, 25, 26; and richness of life, 117;
and Royal Society for the Prevention
of Cruelty to Animals, 305; service,
115–16; and symbiosis, 138; use of,
216
Dole, Robert, 193
Dolphins, 21, 30, 51, 63–64, 84, 121
Domestication, 136–38; and animal
subordination, 76; and companion
animals, 111, 113–14; and derogation,
129; and genetics, 180–81; and law,
230; and morality, 136
Domestic species, 58
Dominionism, 66–67, 82, 138, 230,
245, 293, 350
Dowding, Lady Muriel, 139
Downers, 335
Draize Test, 2, 212
Drummond, William Hamilton, 179
Dualism, 130, 287. See also Descartes,
René
Duncan, Ian, 280
Duty, 299, 310
Dworkin, Gerald, 84
Dystress, 134, 139–40. See also Distress
Ear cropping, 112, 353–54
Earthkind, 195
Earthsave, 52
Eating, 49, 50
Eckert, Allan W., The Great Auk, 356–
57
Ecocentrism, 160
Ecofeminism, 48–49, 350
Ecology, 47, 98–99, 128
Economy, 171, 290
Ecosystem, 159, 160. See also Environment
Eddy, Mary Baker, 177
Education, 15; and animal rights movement, 52, 53, 161; and Animal Welfare Information Center, 61, 62; and
apes, 187; and companion animals,
114; and empathy, 154; and endangered species, 192; and
environmental ethics, 161; and Humane Education Movement, 189–92;
and invasiveness scale, 268; and labo-
421
ratory animal use, 213; and Norwegian Inventory of Audiovisuals, 257;
and slaughter, 127; and student attitudes toward animals, 82; and use of
animals, 141–52; and zoos, 370, 373.
See also Students
Eisenhower, Dwight D., 193
Electric shock, 265, 336
Elephant, 107–9, 285, 359
Embryo research, 152–53. See also Biology; Research
Emotions, 24, 185, 249. See also Feelings
Empathy, 28, 47, 67, 153–54, 189, 274–
75, 331. See also Sympathy
Emu, 101
Endangered species, 154–56; and bear
baiting, 87; and companion animals,
114; and education, 192; and elephants, 107; and morality, 363, 364;
and predation, 277; and Wild Bird
Conservation Act, 364; and zoos, 373
Ends v. means, 42–43
English Vegetarian Society, 122
Enrichment, 8, 17, 156–58, 302, 326,
372, 374, 380–81
Entertainment, 321; and animal rights
movement, 161; and apes, 187; and
elephants, 107; and environmental
ethics, 161; and legal welfarism, 231.
See also Circuses; Disneyfication; Media
Entrepreneurism, 67
Environment: and animal collectors, 27;
and animal rights movement, 54; and
animal welfare, 58–59; and boredom,
16; and Carson, 98–99; and ethics,
159–62, 200; and feelings, 172–73;
and freedom, 60; and reptiles, 302;
and vegetarianism, 350. See also Ecosystem
Environmental enrichment. See Enrichment
Environmental ethics, 159–62, 200, 291–
92, 363. See also Morality, ethics
Environmental movement, 190
Environmental Protection Agency, 183
Epidemiology, 7
422
Equal consideration, 162–63, 179
Equality, 34, 289
Equals, community of, 110–11
Erasmus, Desiderius, 198
Erskine, Thomas, 163–64, 241
Ethics. See Morality, ethics
Ethology, deep, 129
Etiological tale, 40
Eurogroup for Animal Welfare, 308
EuroNICHE. See European Network
of Individuals and Campaigns for
Humane Education
European Centre for the Validation of
Alternative Methods, 213
European Community, 171, 213, 308
European Network of Individuals and
Campaigns for Humane Education,
146
European Union, 340
Eustress, 139
Euthanasia, 164–67; and feral animals,
173, 174; and genetics, 182; and shelter, 316; as term, 222; and veterinary
medicine, 353, 355
Evolution: and animal models, 213, 215;
and Bernard, 91; and cognition, 24;
and consciousness, 20; and continuity, 24, 44; and Darwin, 124; and experimentation, 213, 215; and Moore,
246; and needs, 256. See also
Continuity
Evolutionary perspectivism, 67
Excusing tactic, 116
Exotic animals, 112, 114–15, 160
Experimentation: alternatives to, 4–5;
and animal ethics committee, 31–32;
and animal rights movement, 51, 52;
and Animal Welfare Information Center, 62; and bio-Cartesianism, 94; and
biomedicine, 91; and Carroll, 98; and
education, 143–44; ethics of, 74; and
evolution, 213, 215; and genetics, 180;
and invasiveness scale, 267; and Judaism, 294; and pain, 264; and Three Rs,
5–7; and utilitarianism, 344–46. See
also Antivivisectionism; Laboratory animal use; Research; Vivisection
Extinction, 46, 155–56, 161
INDEX
Fabian Socialism, 309
Factory farming, 44, 168–69, 183–84,
307–8, 321. See also Agriculture
Fair chase, 87, 201
FARM. See Farm Animal Reform
Movement
Farm Animal Reform Movement, 51,
52
Farm Animal Welfare Committee, 170
Farm Animal Welfare Council, 60
Farm animals, 61, 204, 205, 221, 229
Farm Bill, 61
Farming. See Agriculture
Farm Sanctuary, 52
Fatal Attraction, 356
Fear, 16, 24, 56, 61, 131, 171
Federal government. See United States
Federal Meat Inspection Act, 193
Feelings, 24, 56, 130, 172–73, 230, 255–
56. See also Emotion
Feldman, Susan, ‘‘The Piqued BuffaloWife,’’ 41
Feminine sex role, 47
Feminism, 48–49, 54, 350
Feminists for Animal Rights, 51
Feral animals, 100, 160, 173–74
Feral Cat Working Party, 174
Ferenczi, Sandor, 122
Ferrets, 216
Field study, 150–52
Film. See Media
First Amendment, 147, 148, 149–50
Fish, 159, 175–76, 183, 215, 280, 359
Fish and game agency, 196
Fitzgerald, Pegeen, 177
Footsnares, 339
Fortas, Abe, 226
Foucault, Michel, Madness and Civilization, 88
Francione, Gary, 321
Freedom, 60–61, 170, 171, 284, 298,
360, 371–72. See also Animal Liberation; Confinement
Free-exercise clause, 148
Freshel, Curtis, 177
Freshel, M.R.L., 177
Freud, Sigmund, 199
Frey, R., 237, 311
INDEX
Frog, 12, 13
Frontier mentality, 67
Frosch, Karl von, 28
Fruitarian, 349
Fuentes, Carlos, 41
Functionalism, 78. See also Utilitarianism
Fund for Animals, 51, 52
Fur wearing, 2
Gallup, Gordon, 21
Game bird, 101
Game management, 196
Gandhi, Mohandas Karamchand, 178,
309, 334, 350
Ganesh, 290
Gantt, W. H., 25
GAP. See Great Ape Project
Gardner, Allen, 21
Gardner, Beatrix, 21
Gay rights, 54, 82
Geach, Peter, 298
Gender, 82
General Election Coordinating Committee for Animal Welfare, 308
General interest, 32
Generosity, 179, 281, 287
Genethics, 179–80
Genetics, 179–84. See also Breeding;
Reproduction
Genome project, 180
Gerbils, 158
Gerry, Elbridge, 91, 243
Goats, 137
Godlovitch, Rosalind, 261, 262
Godlovitch, Stanley, 261, 262
Gompertz, Lewis, 184
Goodall, Jane, 28, 66, 121
Gorillas, 97, 106, 185, 216. See also
Apes; Primates
Gotama, 284, 285
Great Ape Project, 111, 185–87, 321.
See also Ape
Greeks, 66–67, 93–94, 198
Griffin, Donald, 19, 120
Griffiths, Martha, 193
Grizzly bears, 87
Group life, 69
423
Habitat, 302, 364. See also Environment
Habituation, 87
Hadith, 291
Hagenbeck, Carl, 370
Haida people, 41
Hancocks, David, 377
Handicap, 237, 238, 239, 247
Hanuman, 290
Harris, John, 261, 262
Harrison, Peter, 131
Harrison, Ruth, Animal Machines, 44, 99,
170; Animals, Men, and Morals, 261
Harvey, William, 130
Hatshepsut, 369
Health, 56–57, 60, 112, 170, 349. See
also Nutrition
Health Research Extension Act, 229
Hediger, Heini, 380
Heenan, John, 300
Hellman, Daniel, 122
Helm, Flora, 190
Hemingway, Ernest, The Sun Also Rises,
357
Henslow, John, 124
Herman, Louis, 30
Hershaft, Alex, 51
Hick, John, 297–98
Hildrop, John, 179; Free Thoughts upon
the Brute-Creation, 188
Hinduism, 128, 251, 288–90, 350
Hoggan, George, 109, 236, 313
Holism, 162
Holland, Alan, 240
Hälldobler, Bert, 28
Horseback riding, 63
Horses, 10, 14, 29, 64, 184, 190, 304,
305, 307, 335
Hospital, 63
Houghton, Douglas, 189, 308
Housing, 217–22, 228, 360–61. See also
Confinement
HSI. See Humane Society International
Humane animal welfare, 44
Humane conduct, 231
Humane Education Movement, 189–92
Humane movement, 1, 51
Humane Slaughter Act, 192–94, 226,
335
424
Humane Society International, 195
Humane Society of the United States,
135, 145, 174, 194–95, 226, 270, 315,
316, 364
Humanism, 34, 68
Humanitarianism, 139
Humanitarian League, 309, 334
Humanity Dick. See Martin, Richard
Hume, David, 23, 331
Humphrey, Hubert, 192, 193
Hunter-gatherer society, 76, 111, 129
Hunting, 50, 196–202; and animal
rights, 42; and art, 76; and bear baiting, 86–87; and butchery, 197, 198;
and enrichment, 156; and Jainism,
293; and Judaism, 294; and Martin,
241; and Native Americans, 254; and
predation, 278; and Royal Society for
the Prevention of Cruelty to Animals, 44, 307; and Ryder, 262; and
sentiocentrism, 159; and Shaw, 314;
and speciesism, 321; and student attitudes toward animals, 82; and urban
wildlife, 342; and veterinary medicine, 354; and zoos, 373
Hunt Saboteurs Association, 44, 51
IAAPEA. See International Association
against Painful Experiments on Animals
IACUC. See Institutional Animal Care
and Use Committee
IBR. See Institute for Behavioral Research
ICEC. See International Center for
Earth Concerns
Ill-Treatment of Cattle Act, 241
Impoundment, 316. See also Confinement
Improved Standards for Laboratory Animals Act, 61, 229
Incarnation, 284
Incubus, 94
In Defense of Animals, 51
India, 251
Indigenous peoples. See Native peoples
Individuality, animal, 32–33, 121, 160,
162, 269, 349, 364
INDEX
Initial analogy, 37
Insecticide, 98
Insects, 118–19, 266. See also Invertebrates
Instinct, 247–48
Institute for Behavioral Research, 317
Institutional Animal Care and Use
Committee, 204–8, 229, 267
Instrument effect, 151
Integrated pest management, 342
Intellect, 19–20, 25, 80. See also Cognition
Intention, 83, 84
Interest, 112, 311–12, 321, 359
International Association against Painful
Experiments on Animals, 139
International Center for Earth Concerns, 195
International Conference on Animal
Rights, 262
Invasiveness scale, 267–69
Invertebrates, 7, 118–19, 153, 205, 266.
See also Insect
In vitro method, 7
In vivo method, 7
IPM. See Integrated pest management
Irving, P.M.C. Forbes, 40
Islam, 67, 77, 129–30, 291–92, 336, 350
Isserles, Moses, 294
Jainism, 128, 251–52, 285, 290, 292–93,
350
Jamieson, Dale, 376
Jesus Christ, 275, 284
John Hopkins School of Hygiene and
Public Health, 212
Johnson, Lyndon, 193, 226
Judaism, 67, 77, 129–30, 138, 293–95,
336, 350
Judgment, 249. See also Cognition
Kafka, Franz: The Metamorphosis, 41; ‘‘A
Report to an Academy,’’ 41
Kant, Immanuel, 20, 42, 210, 256, 310,
349
Kanzi, 30
Karma, 289, 292, 293
INDEX
Killing, 126, 285. See also Butchery;
Death; Slaughter
Kingsford, Anna, 1–2
Knowledge: and animal rights, 46; and
education, 141; and pain, 268; and
vivisection, 74
Koch, Ed, 51
Kähler, Wolfgang, 18
Koko, 31
Krafft-Ebbing, Richard, 122
Krogh principle, 211
Kublai Khan, 369
Laboratory animal use, 61, 99, 166,
206, 212–25, 259–60. See also Experimentation; Research; Silver Spring
Monkeys; Use, of animals
Laboratory Animal Welfare Act, 61, 64,
143–44, 204, 212, 225–28, 229, 270,
271, 354, 375, 378
Lacto-ovo vegetarians, 349, 351
Lacto-vegetarians, 349
Language: and animality, 65; and animal minds, 23, 24; and animal presence, 39; and animal rights, 34; and
apes, 185; and bees, 65; and birds, 65;
and chimpanzees, 65, 106; and communication, 29–31; and continuity,
121; and death, 221, 223; and
Descartes, 20; and Disneyfication,
133; and dolphins, 84, 121; and feelings, 172; and inferiority, 231; and
moral standing, 249; and objectification, 259–60; research in, 21. See also
Communication
Lappé, Francis Moore, 351
Last Chance for Animals, 52
Latin American tradition, 41
Law, legislation, 230–32; and activism,
1; and animal collectors, 27; and
apes, 187; and Bergh, 10; and child
abuse, 243; and companion animals,
113–14; and deviance, 132; and dissection, 144–48; and domestication,
230; and education, 143–48; and
euthanasia, 165; and fish, 175; and
Humane Society of the United
425
States, 194–95; and hunting, 196–97,
201; and laboratory animal use, 206;
and primates, 219; and research, 228–
30; and Royal Society for the Prevention of Cruelty to Animals, 305;
and shelters, 135–36; and student
rights, 148–50; and trapping, 340;
and veterinary medicine, 353; and
vivisection, 144–46. See also Criminality; specific laws
LAWA. See Laboratory Animal Welfare
Act
Lawrence, Abraham R., 243
Lawrence, D. H., The Fox, 357
Lawrence, John, 241
Laws of Manu, 290
Learned helplessness, 232
Leffingwell, Albert T., 233
Legal welfarism, 231
Le Guin, Ursula, ‘‘A Wife’s Story,’’ 40
Leopold, Aldo, 160, 196
Levin, L. H., 208
Lewis, C. S., 233–34, 298
Liberalism, 47, 82
Life: content of, 116–18; quality of, 55–
56, 75, 116–18, 359; reverence for,
159, 296, 310, 366; value of, 118,
127. See also Schweitzer, Albert; Wellbeing
Lind-af-Hageby, Emilia Augusta Louise, 234; The Shambles of Science, 2,
234
Line drawing, 43
Linzey, Andrew, 262, 269, 298, 299,
308, 311
Lion King, The, 134
Literature, 38–39, 189. See also specific
authors and works
Livingston, John, 69
Locke, John, Essay Concerning Human
Understanding, 188
Log box trap, 340
Logging, 97
London, Jack, White Fang, 357
Lorenz, Konrad, 28; On Aggression, 66
Love, 237–38, 297
Lycaon, 40
Lynch, Michael, 223
426
Macaque, 121
Machiavelli, Niccolò, 88
Macrobiotic-vegetarian, 349
Maimonides, 293–94, 295
Mammals, 159, 330, 378–79. See also
specific mammals
Mann, Horace, 190
Manning, Henry, 109, 236, 313
Man’s Best Friend, 132
March for the Animals, 52, 53
Marginal cases, 163, 237–40, 368
Martin, Richard, 96, 164, 184, 241
Martin’s Act, 305, 307
Mary Ellen, 241–43
Mason, Georgia, 325
Massachusetts Society for the Prevention of Cruelty to Animals, 15, 189,
190, 270, 313
Masson, Jeffrey, When Elephants Weep,
65
Material analogy, 37
Mathematical models, 7
Mbuti people, 129
McCarthy, Susan, When Elephants Weep,
65
McCormack, Mary Ellen, 91
McGinn, Colin, 262
McGuffey’s Newly Revised Eclectic Reader,
190
Mechanism, 22, 224, 225. See also Descartes, René
Media, 3–4; and animal rights movement, 52; and ASPCA, 10; and deviance, 132; and Disneyfication, 133–34;
and dogs, 132; and victimization, 356–
57
Medicine: and animal models, 35–36;
and Bernard, 91; and cats, 99–100;
and chimpanzees, 106; and dissection,
146; and dogs, 135–36; and euthanasia, 164; and experimentation, 91;
and factory farming, 168; and genetics, 182; and invasiveness scale, 267;
and Native Americans, 252–53; and
Rollin, 131; and vivisection, 73
Memorial service, 223–25
Mental suffering, 134
Metamorphosis, 39–41
INDEX
Metcalfe, William, 122
Mice, 243–45; as companion animals,
113; and education, 143; and embryo
research, 152; and genetics, 181; and
Institutional Animal Care and Use
Committee, 204, 205; and law, 229;
and symbiosis, 138; and trapping, 340;
use of, 215. See also Rats
Microbes, 46
Microorganisms, 7
Middle Ages, 40, 93, 94
Midgley, Mary, 262, 358
Military, 47, 199
Military Subsistence Agency, 193
Millennium Guild, 177
Mimicry, 65
Mind, the, 94, 130, 131. See also Cognition
Miniride principle, 200
Misogyny, 245
Misothery, 39, 245–46
Mivart, St. George, The Cat: An Introduction to the Study of Backboned Animals, Especially Mammals, 99
Mobilization for Animals, 51
Models, 4, 5, 7, 35–38, 43, 152
Moderation, 49
Mohammed, 291
Molting, 102
Monkeys, 64, 216. See also Primates
Monomoy National Wildlife Refuge,
364
Montaigne, Michel de, 198
Montezuma, 369
Moore, John Howard, 309; The Universal Kinship, 246
Moose, 253
Moral agency, 246–48; and deep ethology, 129; and endangered species,
155; and equal consideration, 163;
and equality, 110–11; and predation,
276; and reciprocity, 43; and speciesism, 320
Morality, ethics: and animal-assisted
therapy, 63, 64; and animal symbolism, 55; and apes, 187; and bestiality,
92–93; and bio-Cartesianism, 94, 95;
and Buddhism, 285; and community
INDEX
of equals, 110; and consciousness, 22;
and continuity, 125; and death, 298;
and domestication, 136; and elephants,
107; and endangered species, 155,
363, 364; environmental, 159–62; and
experimentation, 74; and factory
farming, 168; and fair chase, 201; and
feelings, 172; and generosity paradigm, 179; and genetics, 179–80, 181;
and Great Ape Project, 185; and
Hinduism, 289; and humane education, 189, 190; and hunting, 198–99;
and Institutional Animal Care and
Use Committee, 205, 206, 207; and
interest, 312; and invasiveness scale,
267; and Islam, 292; and Kant, 210;
and learned helplessness, 232; and
Lord Shaftesbury, 314; and marginal
cases, 237; and metamorphosis, 40;
and pain, 22, 266; and painism, 269;
and predation, 276; and Schweitzer,
296; and self-awareness, 20; and sentientism, 311; and slaughter, 126, 127;
and speciesism, 321, 322; and specimens, 324; and vegetarianism, 122,
349; and veterinary medicine, 353–55;
and virtue, 247, 357–58; and Wesley,
361–62; and wildlife, 362–64; and
xenograft, 367–68; and zoos, 374–75,
376. See also Theodicy; Utilitarianism
Moral standing, 49; and cognition, 18,
24, 25; and content of life, 116; and
Darwin, 248–49; and experimentation, 74; and sentientism, 311
More, Thomas, 198, 199
Morris, Desmond, 380
Morris, William, 309
Motivation testing, 278–80
MSPCA. See Massachusetts Society for
the Prevention of Cruelty to Animals
Museum of Natural History (New York
City), 2, 51
Museums, 323
Mutilation, 112
NAHEE. See National Association for
Humane and Environmental Education
427
National Agricultural Library, 62
National Anti-Vivisection Society, 139,
145
National Association for Biomedical
Research, 145
National Association for Humane and
Environmental Education, 195
National Association of Biology Teachers, 144, 145
National Institutes of Health, 51, 229,
317, 318
National Rifle Association, 197
National Science Teachers Association,
145
Native Americans, 252–55
Native peoples, 40–41, 196, 251–55,
350–51
Natural calamity, 46
Natural hygienist, 349
Natural living, 56
Natural selection, 46
Nature, 39, 48, 138, 198–99, 257
Needs, 113, 217, 255–56, 272–73, 316,
328
Neolithic peoples, 137
Netherlands, the, 216
Neutering, 300, 301, 354. See also Castration; Reproduction; Sterilization
New Four Food Groups for Optimal
Nutrition, 52
New welfarism, 44, 45
New York Society for the Prevention
of Cruelty to Children, 243
Nietzsche, Friedrich, 199, 256–57, 310;
The Genealogy of Morals, 88; ‘‘Schopenhauer as Educator,’’ 257
Nina, duchess of Hamilton and Brandon, 234
Nonaffiliated member (of IACUC),
205, 208
Nonanimal technique, 4
Nonparametric sign, 330
NORINA. See Norwegian Inventory of
Audiovisuals
Northern bald eagles, 87
Norwegian Inventory of Audiovisuals,
257
Nuisance wildlife control officer, 341–42
428
Nursing homes, 63
Nutrition, 52, 352. See also Health
NWCO. See Nuisance wildlife control
officer
Objectification, 99, 129, 134, 148, 166,
217, 259–60
Ojibwa people, 252, 253
Olivier, Sydney, 309
Orangutans, 106, 185, 216
Organ transplant. See Xenograft
Orphism, 77
Ortega y Gassett, José, 199
Ostrich, 101
Other, the, 39, 69
Otters, 121, 156
‘‘Our Dumb Animals,’’ 15
Overpopulation, 100, 135, 136, 200,
260, 300
Overwork, 63
Ovid, The Metamorphosis, 39–40
Ovo-vegetarians, 349
Oxford Group, 261–62
Ozone layer, 12
Pacheco, Alex, 317
Pain, 263–69; and animal ethics committee, 31; and animal rights, 42; and
animal rights movement, 161; and
animal welfare, 56; and anthropomorphism, 72; and behaviorism, 89;
and Bentham, 24; and chickens, 102;
and chimpanzees, 106; and cognition,
18, 297; and deep ethology, 129; and
Descartes, 131; and dystress, 140; and
education, 143, 144; and embryo research, 153; and equal consideration,
162; and ethics, 22, 161; and
euthanasia, 164, 165, 166; and farming, 170; and feelings, 172; and fish,
175; and freedom, 60; and genetics,
181; and insects, 119; and intellect,
80; and invasiveness scale, 267; and
Judaism, 294; and knowledge, 268;
and laboratory animal use, 212; and
Laboratory Animal Welfare Act, 229;
and moral standing, 249; and the
Netherlands, 216; and objectification,
INDEX
260; and predation, 276; and Primatt,
280–81; and refinement alternatives,
7, 8; and research, 225; and rodeos,
304; and slaughter, 127, 335; and
theodicy, 297–98; and utilitarianism,
343; and vegetarianism, 349. See also
Suffering
Painism, 269–70
Pain scale, 267
Paleolithic peoples, 76, 137
Paralytics, 229
Parametric sign, 330
Parasites, 46
Parrots, 121
Passivity, 232
Patents, and mice, 245
Pavlov, Ivan, 25, 314
PCO. See Pest control officer
Pens. See Cages
Pennsylvania Society for the Prevention
of Cruelty to Animals, 362
People for the Ethical Treatment of
Animals, 2, 51, 52, 317
Person, personhood, 230, 231, 249, 252–
53
Personality, and attitudes toward animals, 82
Pesco-vegetarian, 351
Pest control officer, 342
Pesticides, 98, 183
PETA. See People for the Ethical
Treatment of Animals
Peters, Michael, 262
Pet Industry Joint Advisory Council,
365
Pet stores, 114
Pets, 111–16; and attitudes toward animals, 81; and communication, 29;
and empathy, 154; and euthanasia,
166; and reproduction control, 300;
theft of, 226, 228, 270–72; and Wild
Bird Conservation Act, 365. See also
Companion animals
Pharmaceuticals, 212
Philomela, 40
Physicians’ Committee for Responsible
Medicine, 52
Picketing, 108
INDEX
Pigeons, 10
Pigs, 272–74; and communication, 29;
and coping, 59; and derogation, 130;
and domestication, 137; and genetics,
182; needs of, 255; and preference
testing, 279; and recognition, 26; and
slaughter, 336; and transportation,
335; use of, 216; and xenograft, 367
PIJAC. See Pet Industry Joint Advisory
Council
Pittman-Robertson Act, 196
Planning, 22, 185. See also Cognition;
Purpose
Pleasure, 269, 343. See also Pain; Utilitarianism
Pluhar, Evelyn, 238
Plutarch, 274, 275
Poaching, 87
Poage, W. R., 193, 226
Politics, 53, 82, 320
Pollution, 12, 13, 183
Polyism, 274–75
Population, 114. See also Overpopulation
Population study, 5
Porphyry, 333; On Abstinence from Animal Food, 275; Against the Christians,
275
Positivism, 24
Posttraumatic stress syndrome, 232
Poultry. See Chickens
Pounds, 135, 270, 316. See also Confinement
Predation, 275–78; and animal welfare,
58; and conspecifics, 47; and factory
farming, 169; interference in, 50; and
Lewis, 234; and theodicy, 298; and
victimization, 357
Prediction, 25
Predictive validity, 37
Preference, 84, 172–73, 256, 278–80,
328, 343–44
Preference autonomy, 83
Presence, 38–42
Primates: and animal-assisted therapy,
64; and confinement, 3–4; and enrichment, 8; housing and handling of,
217–22, 228; and suffering, 317–18,
429
330; and xenograft, 368; and zoos,
378. See also Apes; Monkeys
Primatt, Humphrey, 179, 280–81; The
Duty of Mercy and the Sin of Cruelty to
Brute Animals, 95, 280, 281
Prisons, 63
Private schools, 149. See also Education;
Students
Procne, 40
Property, 75, 201, 230, 231, 247, 353,
355
Protection society, 1, 2
Psychology, 21, 22, 23, 312
PTSS. See Posttraumatic stress syndrome
Public, 115–16
Public Health Service, 204, 206
Pufendorf, Samuel, 298
Purdue University, 192
Purpose, 249. See also Cognition; Planning
Purpose-bred animals, 136
Putting Animals into Politics campaign,
189
Pygmalion, 39
Pythagoras, 77, 350
Quakers, 366
Quality, of life. See Life
Qur’an, 291
Rabbits, 81, 216
Racism, 46, 53, 134, 320, 322–23
Radicalism, 74
Radner, Daisie, Animal Consciousness, 65
Radner, Michael, Animal Consciousness,
65
Random-source animals, 136
Rats: attitudes toward, 81; and enrichment, 157–58; and Institutional Animal Care and Use Committee, 204,
205; and law, 229; and recognition,
26; and trapping, 340; use of, 216.
See also Mice
Rattlesnakes, 72
Raven, Charles, 297
Raw foodists, 349
430
rBGH. See Recombinant bovine growth
hormone
Real-world analogy, 36–38
Reason: and animal inferiority, 286, 287;
and attitudes toward animals, 77, 78,
80; and inferiority, 231; and moral
standing, 249; and Porphyry, 275;
and Schopenhauer, 310; and Theophrastus, 333. See also Cognition
Rebirth. See Reincarnation
Reciprocity, 43, 247
Recognition, 25–26
Recombinant bovine growth hormone,
184
Redemption, 284
Reduction. See Three Rs
Refinement. See Three Rs
Regan, Tom: and autonomy, 83, 84;
The Case for Animal Rights, 44, 200;
and Descartes, 131; influence of, 51;
and marginal cases, 237; and Oxford
Group, 262; and rights perspective,
358; and subjectivity, 69; and suffering, 49; and xenograft, 368; and zoos,
376
Regulation, 50. See also Law, legislation
Regulationism, 233
Reincarnation, 77, 285, 289, 292
Relationship, and apes, 185
Religion, 283–300; and animal presence,
38, 39; and animal rights movement,
54; and antivivisectionism, 236; and attitudes toward animals, 76–77; and
beastliness, 88; and bestiality, 92–94;
and Cobbe, 109; and communication,
28; and continuity, 125; and deep ecology, 128; and derogation, 129–30; and
dominionism, 138; freedom of, 149;
and generosity, 179; and genetics, 181;
and Lewis, 233–34; and marginal
cases, 238; and memorial services, 224–
25; and Schopenhauer, 310; and
Schweitzer, 296; and slaughter, 336;
and Tolstoy, 334; and vegetarianism,
251–52, 350; and zoos, 369. See also
Theology; specific religions
Religious Freedom Restoration Act, 148
Replacement. See Three Rs
INDEX
Reproduction, 273, 300–301, 327. See
also Breeding; Genetics
Reptiles, 159, 216, 302–3
Research: and abuse, 228; and animal
rights, 42; and animal welfare, 56;
and bio-Cartesianism, 94; and cats,
99–100, 135; and continuity, 120; and
dogs, 135–36; duplicative, 229; and
embryos, 152–53; and enrichment,
157–58; and euthanasia, 166; and
feeling, 230; and genetics, 182; and
individuality, 33; and Institutional
Animal Care and Use Committee,
204–8; and Krogh principle, 211; and
law, 228–30; and mice, 243, 244; and
pain, 225; and pet theft, 226, 228;
and Ryder, 44; and Silver Spring
Monkeys, 317–18; and slaughter, 127;
and specimens, 323–24; and student
attitudes toward animals, 82. See also
Antivivisectionism; Experimentation;
Laboratory Animal Use
Research and Experimentation––Dogs
and Cats Act, 270
Resnick, Joseph, 226
Resources, animals as, 155, 196, 342
Ressler, Robert, 122
Reverence. See Life, reverence for
Richey, Charles, 365
Rights. See Animal rights
Rig Veda, 77
Riis, Jacob, 243
Rituals, 121, 223–25
Rocking, 108. See also Stereotypies
Rodeos, 303–4
Rodman, John, 269
Rollin, Bernard, 131, 182, 225, 355, 358
Roman Catholic Church, 321
Romanes, George, 19; Animal Intelligence, 24; Mental Evolution in Animals,
24
Romans, 93–94, 198
Royal Society for the Prevention of
Cruelty to Animals, 1, 15, 44, 89, 95,
174, 184, 189, 241, 262, 305–7
Royal Society for the Prevention of
Cruelty to Animals Reform Group,
307–8
INDEX
RSPCA. See Royal Society for the Prevention of Cruelty to Animals
RU 486, 301
Russell, William M. S., The Principles of
Humane Experimental Treatment, 5–6
Rutgers Animal Rights Law Center, 52
Ryder, Richard, 44, 51, 261, 269, 308,
320; Victims of Science, 44, 262
Sacrifice, 222, 223; and attitudes toward
animals, 76–77; and Buddhism, 285;
and Christianity, 275; and Hinduism,
290; and Jainism, 290, 293; and Judaism, 294–95; and Theophrastus, 333
Safari Club International, 197
Saint, 296–97
Salamander, 12
Salt, Henry, 315; Animals’ Rights Considered in Relation to Social Progress,
261, 309; A Plea for Vegetarianism,
178
Salt, Kate, 315
San Clemente Island, 364
Sanders, Clinton, 133
Satan, 40
Savage-Rumbaugh, Sue, 30
Schaller, George, 28
Schartau, Leisa, The Shambles of Science,
2
Schartau, Leslie, 234
Schiff, Moritz, 109
Scholasticism, 287. See also Aquinas,
Thomas
Schopenhauer, Arthur, 256, 310
Schweitzer, Albert, 99, 159, 296; The
Decay and Restoration of Civilisation
and Ethics, 310
Science fairs, 143
Seager, Brian, 308
Sea urchins, 152–53
Sebeok, Thomas, 65
Self-awareness, self-consciousness, 20–
22; and apes, 185; and autonomy, 84;
and chimpanzees, 65; and Descartes,
131; and endangered species, 155;
and interest, 312; kinds of, 69; and
moral standing, 249; and pain, 263;
and suffering, 329. See also Cognition
431
Self-recognition, 21
Seligman, Martin, 232
Selye, Hans, 326, 327
Semi-vegetarians, 349, 351
Sentience: and animal theology, 284;
and Buddhism, 285; and endangered
species, 155; and fish, 175; and marginal cases, 240; and primates, 217;
and theos-rights, 299
Sentientism, 311–12; and animal liberation ethics, 34; and animal rights
movement, 161; and education, 143;
and painism, 269–70; and predation,
278; and Primatt, 280
Sentiocentrism, 159
Service dogs, 115–16
Service simian, 64
Seton, Ernest Thompson, Wild Animals
I Have Known, 356
Severity banding, 267
Sewell, Anna, 313; Black Beauty, 15,
189, 313
Sexism, 46, 47, 53, 320, 322–23. See also
Women
Shaftesbury, Lord, 96, 109, 236, 313–14
Shakespeare, William, 198
Shaman, 76, 252
Shari’ah, 291
Shaw, George Bernard, 309, 314–15
Sheep, 137, 216
Shelter, 315–17; and dogs, 135–36; and
ethics, 63; and euthanasia, 164, 166;
and Jainism, 293; and pet theft, 270;
and urban wildlife, 341; and veterinary medicine, 354; and White, 362
Shepard, Paul, Thinking Animals, 38
Sheppard, Vera, 308
Sign language, 21, 30, 65, 106. See also
Language
Silver Spring Monkeys, 52, 228, 317–
18. See also Laboratory animal use
Sincerity, 149
Singer, Peter, 49, 127, 159, 162, 262,
358; Animal Liberation, 2, 43–44, 51,
82; The Great Ape Project: Equality
beyond Humanity, 185
Sizeism, 318
Skinner, B. F., 23. See also Behaviorism
432
Skutch, A., 28
Slaughter, 126–27, 335–38; and attitudes toward animals, 224–25; and
calves, 347; and chickens, 104; and
companion animals, 137; and factory
farming, 169; and Humane Slaughter
Act, 192–94; and Islam, 291; and Judaism, 294; and pigs, 273–74; and
vegetarianism, 349, 351; and White,
362. See also Butchery; Death; Sacrifice; Slaughter
Smyth, David, 6
Snares. See Trapping
Social facilitators, 115
Socialization, 82, 133
Society for Neuroscience, 318
Society for the Prevention of Cruelty to
Animals, 184, 305. See also Royal Society for the Prevention of Cruelty to
Animals
Society for the Prevention of Cruelty to
Children, 236
Souls, 238, 287, 289, 292
Spaying, 300, 301, 354. See also Neutering; Reproduction; Sterilization
SPCA. See Society for the Prevention
of Cruelty to Animals
Speciation, 155–56, 162
Species difference, 91, 92, 94. See also
Continuity
Species-essentialism, 319
Speciesism, 320–23; and anthropocentrism, 66; and apes, 187; and biology,
46–47; and Christianity, 283; and
equality, 111; and Great Ape Project,
185; and humanism, 34–35; and intelligence, 19; and liberation ethics,
44; and objectification, 259–60; and
painism, 269; and richness of life,
117; and Ryder, 262; and sentientism,
311; and Singer, 2; and sizeism, 318;
and vegetarianism, 350
Species-typical behavior, 156
Specimen, 323–24
Spira, Henry, 2, 51
Spiritualism, 139
Spontzis, Steven F., 238
Spouse abuse. See Violence
INDEX
Srima Bhagavantam, 289
St. Anthony, 296
St. Brendan, 296, 297
St. Columba, 296
St. Francis, 296, 297
State, 149–50, 201, 365
Stephens, M. L., 208
Sterchi, Beat, Cow, 357
Stereotypies, 325–26; and coping, 59;
and distress, 135; and elephants, 108;
and factory farming, 168; and pigs,
272–73; and zoos, 375
Sterilization, 173–74, 316. See also Neutering; Reproduction; Spaying
Stewardship, 67, 287, 350
Straw Dogs, 356
Stress, 326–27; and animals in public,
116; and animal welfare, 56, 58, 59;
and calves, 347; and chickens, 105;
and companion animals, 112; and deviance, 133; and dystress, 139; and
factory farming, 168; and field study,
151; and learned helplessness, 232;
and pigs, 272; and transportation,
335; and zoos, 375, 380–81
Studds, Gerry, 365
Students, 82–83, 142, 147, 148–50. See
also Education
Subjectivity, 69, 116–18, 328–29
Succinylcholine, 165
Succubus, 94
Suffering, 329–30; and animal ethics
committee, 31; and behaviorism, 89;
and breeding, 114; and chickens, 102;
and chimpanzees, 106; and Cobbe,
109; and cognition, 18; and deep
ethology, 129; and defilement, 148;
and derogation, 130; and dystress,
140; and ecofeminism, 48–49; and
education, 143; and empathy, 153;
and environmental ethics, 160; and
fear, 171; and genetics, 181, 182;
and hunting, 198; and individuality,
32; and insects, 119; and invasiveness
scale, 267; and Jainism, 293; and laboratory animal use, 212; mental, 134;
and moral standing, 249; necessity
of, 231; and Nietzsche, 256; and objecti-
INDEX
fication, 260; and painism, 269; and
predation, 276–77; and primates,
217, 219, 221, 317–18, 330; and refinement alternatives, 8; and reptiles,
302; and saints, 296; and slaughter,
126, 127; and subjectivity, 328–29;
and theodicy, 297, 298; and Theophrastus, 333; and trapping, 338–40;
and vegetarianism, 349; and veterinarians, 75; and xenograft, 368. See
also Pain
Summit for Animals, 259
Survival, 46, 67
Sweden, 31–32, 267
Symbiosis, 137–38
Symbolism, of animals, 54–55, 129,
185, 197–98
Sympathy, 331–32. See also Empathy
Taboos, 77
Taub, Edward, 228, 317–18
Technology, 4, 5, 147, 168, 170, 184,
196, 201, 234
Telemetry, 150, 151
Tereus, 40
Theodicy, 284, 297–99
Theology, 109–10, 283–84. See also Religion
Theophrastus, 275; On Piety, 333
Theos-rights, 299–300
Therapy, 63–64, 112
Thinking, 23–24
Thomas v. Review Board, 148
Three Rs (reduction, refinement, replacement), 5–7, 50, 73, 268
Tissue culture, 4–5
Toda people, 128, 251, 252
Tolstoy, Leo, 309, 334; ‘‘The First
Step,’’ 334
Tool use, 121
Townsend, A. V., 240
Toxicity testing, 213
Trade day, 271
Transgenic research, 180, 182
Transpecies Unlimited, 51
Transplant, organ. See Xenograft
Transportation, 273, 335. See also
Slaughter
433
Trap, test, vaccinate, alter, release
(TTVAR), 100, 174
Trapping, 338–40; and animal rights,
42; and field study, 150; and Judaism,
294; and student attitudes toward animals, 82; and urban wildlife, 342;
and veterinary medicine, 354
Tryon, Thomas, 188, 299
TTVAR. See Trap, test, vaccinate, alter,
release
Turkeys, 101, 102
Turtles, 10
UFAW. See Universities Federation for
Animal Welfare
Ultraviolet radiation, 12, 13
Understanding. See Cognition
United Action for Animals, 51
United Kingdom Ministry of Agriculture, Fisheries, and Food Welfare
Codes, 60
United States, 201, 206, 216, 267; Department of Agriculture, 183, 192,
204, 226, 267, 270, 271, 335, 348;
Department of Interior, 365; Fish
and Wildlife Service, 196, 197
Universities Federation for Animal
Welfare, 6
University, 191–92. See also Education;
Students
University of Pennsylvania Head Injury
Lab, 52, 228
Use, of animals, 50, 141–52, 286, 291.
See also Laboratory animal use
Utilitarianism, 343–46; and animal
rights, 42; and experimentation, 32;
and hunting, 200; and painism, 269;
and predation, 276; and suffering,
127; and virtue ethics, 358; and wildlife, 342. See also Functionalism;
Morality, ethics
Vaccine, 5, 244
Value, 118, 120, 127, 154, 155, 163. See
also Anthropocentrism
Value judgment, 56
Veal calves. See Calves
Veganism, 52, 351, 352
434
Vegetarianism, 349–52; and animal
rights movement, 47, 51; and attitudes toward animals, 81; and Bible,
122, 287; and Brophy, 96; and Cowherd, 121–22; and Dowding, 139;
and Gandhi, 178; and Jainism, 293;
and Judaism, 294; and morality, 122;
and native peoples, 251–55; and Plutarch, 274; and predation, 277; and
Pythagoras, 77; and religion, 251–52;
and Salt, 309; and Shaw, 314; and St.
Brendan, 297; and Tolstoy, 334; and
Woolman, 366
Vertebrates, 159, 229, 264, 330
Veterinary medicine, 353–55; and dissection, 146; and euthanasia, 164, 166;
and Institutional Animal Care and
Use Committee, 205, 206; and laboratory animal use, 213; and Laboratory Animal Welfare Act, 229; and
Purdue University, 192; and slaughter, 336
Victimization, 129, 356–57
Victoria Street Society for the Protection of Animals from Vivisection,
109, 236, 313
Vinaya, 285
Violence, 68, 123
Virtue. See Morality, ethics
Vivisection, 73–74, 74, 130, 143, 144–
46. See also Antivivisectionism; Dissection
Voltaire, 131
Waal, Franz de, Peacemaking among Primates, 66
Ward, Keith, 298
Washoe, 21
Waterfowl, 101
Watson, J. B., 23
Weaving, 108
Welfare, 55–61, 229; and animal rights,
43–44, 45, 50; and animal rights activism, 48; and animal symbolism, 55;
and attitudes toward animals, 81; and
boredom, 15; and Broome, 95; and
companion animals, 112; conservation
of, 182; and continuity, 120; and dys-
INDEX
tress, 139; and education, 141–42,
191–92; and euthanasia, 164; and
farming, 170–71; and feelings, 172;
and fish, 175; and genetics, 181, 182;
and individuality, 32, 33; and intelligence, 19; and Judaism, 293; and legal welfarism, 231; and new
welfarism, 45; and overpopulation,
260–61; and pigs, 272–74; and preference testing, 278, 280; and
research, 73; and rights, 75; and
stress, 327; and subjectivity, 328; and
theodicy, 297; and vegetarianism, 351;
and zoos, 376–77
Well-being, 359–61; and animal welfare, 56, 57; and enrichment, 156,
158; and environmental ethics, 160;
and generosity paradigm, 179; and
Kant, 210; and refinement alternative, 7; and zoos, 373
Wells, H. G., 314
Wen Wang, 369
Werewolves, 40
Wesley, John, 361–62
Wetland, 196
Wheeler, Etta, 90–91, 241
White, Caroline Earle, 316, 362
White Dog, 132
Whitehead, Edwin Kirby, 190
White Hunter, 199
Whites, 53
Wilberforce, William, 95–96
Wild Bird Conservation Act, 364–65
Wild Bird Law (New York State), 365
Wilderness, 198
Wild Horses Act, 226
Wildlife, 196, 261, 308, 341–42, 357,
362–64, 372, 373
Wildlife Land Trust, 195
Williams, Howard, The Ethics of Diet,
334
Wilson, E. O., 28, 29
Wilson, Woodrow, 191
Wolff, Neil C., 75
Wolves, 78, 80, 81, 87, 121, 137, 363
Women, 51, 53, 82, 123. See also Sexism
INDEX
Women’s Pennsylvania Society for the
Prevention of Cruelty to Animals,
362
Wood, David, 262
Woolman, John, 366
World Congresses on Alternatives and
Animals in the Life Sciences, 7
World Day for Laboratory Animals, 52
World Wildlife Fund, 365
Worth. See Value
Wright, James, 243
435
Wright, Phyllis, 316
Wynne-Tyson, Jon, 262
Xenograft, 367–68
Yeast, 5
Yellowstone National Park, 363
Zodiac, 38
Zoos, 107, 156, 325, 369–81
About the Editors and
Contributors
COLIN ALLEN is associate professor of philosophy at Texas A&M University.
DAVID C. ANDERSON publishes the quarterly Humans & Other Species.
He was formerly information specialist at the University of California Center
for Animal Alternatives.
ARNOLD ARLUKE is a professor of sociology and anthropology at Northeastern University and a senior fellow at Tufts University Center for Animals
and Public Policy.
MARTHA ARMSTRONG is vice president for companion animals at the
Humane Society of the United States and an adjunct professor at Tufts
University School of Veterinary Medicine.
JONATHAN BALCOMBE is associate director for education, Animal Research Issues, with the Humane Society of the United States.
TOM L. BEAUCHAMP is professor of philosophy and senior research
scholar at Georgetown University.
ALAN M. BECK is a professor in the School of Veterinary Medicine at
Purdue University in Indiana.
ANNE C. BEKOFF is a professor of biology at the University of Colorado,
Boulder.
438
ABOUT THE EDITORS AND CONTRIBUTORS
MARC BEKOFF is professor of biology at the University of Colorado, Boulder, a Fellow of the Animal Behavior Society, and a Guggenheim Fellow.
MARJORIE BEKOFF has served as an unaffiliated member of an animal
care and use committee.
PIERS BEIRNE is a professor of criminology at the University of Southern
Maine.
BETH BENNETT is a research associate at the Institute for Behavioral
Genetics, investigating a genetic basis for alcoholism.
LYNDA BIRKE is at the Centre for the Study of Women and Gender at
the University of Warwick.
STEVEN J. BISSELL is head of education for the Colorado Division of
Wildlife.
STEPHEN ST. C. BOSTOCK is education officer at Glasgow Zoo and
honorary research fellow in philosophy at the University of Glasgow.
JOHN P. BROIDA is an associate professor of psychology at the University
of Southern Maine.
DONALD M. BROOM has been professor of animal welfare at Cambridge
University Veterinary School since 1986.
JOSEPH BRUCHAC is an Abenaki storyteller and writer whose most recent
book is Lasting Echoes (1997), an oral history of Native American people.
GORDON M. BURGHARDT is a professor in the Department of Psychology and Ecology and Evolutionary Biology at the University of Tennessee, Knoxville.
NEDIM C. BUYUKMIHCI is a professor of ophthalmology at the University of California and president of the Association of Veterinarians for
Animal Rights.
LARRY CARBONE is a veterinarian and a graduate student of veterinary
ethics at Cornell University.
KATHY CARLSTEAD is a researcher at the National Zoological Park,
Washington, DC.
MATT CARTMILL is a professor of biological anthropology at Duke University.
ABOUT THE EDITORS AND CONTRIBUTORS
439
ANN S. CAUSEY is in the Department of Philosophy at Auburn University.
PAOLA CAVALIERI is the editor of the international journal Etica & Animali.
ANNA E. CHARLTON is clinical staff attorney and co-director of the
Rutgers Animal Rights Law Center.
STEPHEN R. L. CLARK is professor of philosophy at the University at
Liverpool.
DAN COHN-SHERBOK is professor of Judaism at the University of Wales,
Lampeter.
EILEEN CRIST is assistant professor in the Department of Science and
Technology Studies at Virginia Polytechnic University.
HANK DAVIS is a professor of psychology at the University of Guelph,
Ontario.
DAVID D. DEGRAZIA is associate professor of philosophy at George
Washington University.
REBECCA DRESSER is a professor in the School of Law and Center
for Biomedical Ethics, School of Medicine, Case Western Reserve University.
IAN J. H. DUNCAN is a professor specializing in animal welfare research
and education at the University of Guelph, Ontario.
ANDRZEJ ELZANOWSKI is a professor of vertebrate zoology at the University of Wroclaw, Poland.
SALLY FEKETY is the director of animal sheltering issues for the Humane
society of the United States in Washington, DC.
LAWRENCE FINSEN is a professor of philosophy at the University of
Redlands in California.
SUSAN FINSEN is professor and chair of the Department of Philosophy
at California State University, San Bernadino.
JOHN ANDREW FISHER is professor of philosophy at the University of
Colorado at Boulder.
440
ABOUT THE EDITORS AND CONTRIBUTORS
BIRGITTA FORSMAN is an associate professor of philosophy of science
and research ethics at Lund University, Sweden.
DEBORAH FOUTS is the co-director of the Chimpanzee and Human
Communication Institute at Central Washington University.
ROGER FOUTS is the co-director of the Chimpanzee and Human Communication Institute and a professor of psychology at Central Washington
University.
MICHAEL ALLEN FOX is a professor of philosophy at Queen’s University, Kingston, Ontario, specializing in environmental ethics and ethics and
animals.
MICHAEL W. FOX is senior advisor to the president, the Humane Society
of the United States, Washington, DC.
GARY L. FRANCIONE is professor of law at Rutgers University and faculty director of the Rutgers Animal Rights Law Center.
DAVID FRASER is professor of animal welfare at the University of British
Columbia.
TED FRIEND is a professor of applied ethology in the Department of
Animal Science at Texas A&M University.
R. G. FREY is an applied ethicist in the Philosophy Department at Bowling
Green State University.
BENNETT G. GALEF, JR., is professor of psychology and adjunct professor of biology at McMaster University.
MICHAEL GARNER studied mathematics, works as a translator of art literature, and is a member of the international Board of the Great Ape Project.
JOHN P. GLUCK is professor of psychology at the University of New
Mexico.
ALAN M. GOLDBERG is professor of toxicology and director of the Center for Alternatives to Animal Testing at the Johns Hopkins School of Public
Health.
JANE GOODALL is director of science and research at the Jane Goodall
Institute for Wildlife Research, Education and Conservation.
ABOUT THE EDITORS AND CONTRIBUTORS
441
TEMPLE GRANDIN is professor of animal science at Colorado State University.
LORI GRUEN teaches philosophy and is affiliated with the Ethics in Society Program at Stanford University.
JOHN HADIDIAN is the director of the Urban Wildlife Protection Program at the Humane Society of the United States.
LYNETTE A. HART is director of the University of California Center for
Animal Alternatives, Davis.
HAROLD A. HERZOG, JR., is a professor of psychology at Western Carolina University.
NED HETTINGER teaches philosophy at the College of Charleston in
South Carolina.
MICHAEL HUTCHINS is director of conservation and science at the
American Zoo and Aquarium Association.
ROBERT G. JAEGER is John Chance Professor of Biology at the University of Southwestern Louisiana.
DALE JAMIESON is Henry R. Luce Professor in the Human Dimensions
of Global Change at Carleton College.
KARIN KARCHER studied philosophy and ethology and is a member of
the international Board of the Great Ape Project.
MICHAEL D. KREGER is a technical information specialist at the U.S.
Department of Agriculture’s Animal Welfare Information Center.
HUGH LAFOLLETTE is professor of philosophy at East Tennessee State
University.
GILL LANGLEY is scientific adviser to the Dr. Hadwen Trust, England,
and an international expert on animal experimentation issues.
HERBERT LANSDELL is a guest researcher at the National Institute of
Neurological Disorders and Stroke in Bethesda, Maryland.
ELIZABETH ATWOOD LAWRENCE, a veterinarian and cultural anthropologist, is a professor at the Tufts University School of Veterinary
Medicine.
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ABOUT THE EDITORS AND CONTRIBUTORS
ANDREW LINZEY is the IFAW senior research fellow of Mansfield College, Oxford, and honorary professor at the University of Birmingham.
CATHY LISS is executive director of the Animal Welfare Institute and
senior research associate of the Society for Animal Protective Legislation.
RANDALL LOCKWOOD is vice president for training initiatives at the
Humane Society of the United States.
PAULA MACKAY is a community organizer working with ecological and
social issues.
HAL MARKOWITZ is a professor of biology at San Francisco State University.
JIM MASON is the author of An Unnatural Order and other books.
CARRON A. MEANEY is a research associate at the Denver Museum of
Natural History and the University of Colorado Museum.
JOY A. MENCH is a professor in the Department of Animal Science at the
University of California, Davis.
MICHAEL MENDL is a lecturer in animal behavior at the University of
Bristol, England.
SLAVOLJUB MILEKIC teaches psychology at Hampshire College.
ROBERT W. MITCHELL is an associate professor in the Psychology Department at Eastern Kentucky University.
DAVID B. MORTON is head of the Department of Biomedical Science
and Ethics at the University of Birmingham, England.
SAMANTHA MULLEN is director of training resources at the Humane
Society of the United States.
JAMES LINDEMANN NELSON is a professor of philosophy at the University of Tennessee, Knoxville.
CHARLES S. NICOLL is a professor in the Department of Integrative
Biology, University of California at Berkeley.
BARBARA NOSKE is a research scholar at the Faculty of Environmental
Studies, York University, Canada.
ABOUT THE EDITORS AND CONTRIBUTORS
443
PATRICIA OLSON is the director of veterinary affairs and studies at the
American Humane Association in Englewood, Colorado.
F. BARBARA ORLANS is a senior research fellow at the Kennedy Institute
of Ethics, Georgetown University.
J. BRUCE OVERMIER is a professor of psychology specializing in animal
models of human dysfunction.
WAYNE PACELLE is vice president for government affairs and media for
the Humane Society of the United States.
ELIZABETH PAUL researches the psychology of human-animal relationships at the University of Bristol, England.
ANDREW J. PETTO is at the National Center for Science Education in
Madison, Wisconsin.
EVELYN PLUHAR is professor of philosophy at the Pennsylvania State
University, Fayette Campus.
JAMES RACHELS is professor of philosophy at the University of Alabama,
Birmingham.
TOM REGAN is professor of philosophy and head of the Department of
Philosophy and Religion at North Carolina State University.
VIKTOR REINHARDT is a veterinarian and ethologist specializing in animal welfare issues.
HARRIET RITVO is the Arthur J. Conner Professor of History at MIT.
BERNARD E. ROLLIN is professor of philosophy, professor of physiology,
and director of bioethical planning at Colorado State University.
HOLMES ROLSTON III is University Distinguished Professor of Philosophy at Colorado State University.
ANTHONY ROSE is executive director of the Biosynergy Institute in Hermosa Beach, California.
ANDREW N. ROWAN is senior vice president (Research, Education and
International Issues) of the Humane Society of the United States.
DEBORAH RUDACILLE is a science writer at Johns Hopkins University.
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ABOUT THE EDITORS AND CONTRIBUTORS
SHARON M. RUSSELL is professor in the Department of Integrative Biology at the University of California, Berkeley.
LILLY-MARLENE RUSSOW is an associate professor of philosophy and
adjunct associate professor of veterinary pathobiology at Purdue University.
RICHARD D. RYDER is director of animal welfare studies for the International Fund for Animal Welfare (IFAW), a trustee of the Royal Society
for the Prevention of Cruelty to Animals (RSPCA), and inventor of the
concepts ‘‘speciesism’’ and ‘‘painism.’’
JOYCE E. SALISBURY is a professor of history at the University of Wisconsin, Green Bay.
CLINTON R. SANDERS is a professor in the sociology department at the
University of Connecticut.
STEVE F. SAPONTZIS is professor of philosophy at California State University, Hayward.
LISA M. SAVAGE is an assistant professor of psychology at the State University of New York, Binghamton.
MARIAN SCHOLTMEIJER teaches university English and researches the
cultural representation of nonhuman animals.
JAMES A. SERPELL is professor of animal welfare at the University of
Pennsylvania School of Veterinary Medicine.
NIALL SHANKS is an associate professor in the Department of Philosophy
and an adjunct professor in the Department of Biological Sciences at East
Tennessee State University.
KENNETH J. SHAPIRO is executive director of Psychologists for the Ethical Treatment of Animals, editor of Society and Animals, and coeditor of the
Journal of Applied Animal Welfare Science.
PETER SINGER is a professor of philosophy in the Centre for Human
Bioethics at Monash University.
ADRIAN SMITH is a professor at the Norwegian College of Veterinary
Medicine, Oslo.
KARINA SMITH is a consultant, registered nurse, and co-compiler of the
NORINA database.
ABOUT THE EDITORS AND CONTRIBUTORS
445
MAREK ŠPINKA is a senior researcher at the Research Institute of Animal
Production in Prague, Czech Republic.
LEILA STANFIELD is a founder of Biodiversity Associates/Friends of the
Bow, Laramie, Wyoming.
CHRISTINE STEVENS is president of the Animal Welfare Institute and
secretary of the Society for Animal Protective Legislation.
CYNTHIA STITELY is associate for animal sheltering issues for the Humane Society of the United States, Washington, DC.
DAVID SZTYBEL is in the Department of Philosophy at the University
of Toronto.
ALLISON A. TAYLOR is an animal behaviorist specializing in animal welfare issues.
LARRY D. TERRY is a graduate student in the Department of History at
Texas A&M University.
MICHAEL TOBIAS is an ecologist, writer, and filmmaker specializing in
issues pertaining to interspecies empathy.
BERNARD UNTI is a graduate student in the Department of History at
American University.
GARY VARNER is associate professor of philosophy at Texas A&M University, specializing in environmental ethics and animal rights philosophies.
PAUL WALDAU received his Ph.D. from Oxford University and studies
relationships between religion and animals.
JACK WEIR is professor of philosophy at Morehead State University in
Kentucky.
FRANÇOISE WEMELSFELDER is a research scientist in the field of animal behavior and welfare at the Scottish Agricultural College, Edinburgh.
ANN B. WOLFE is a graduate student in philosophy at the University of
Wisconsin, Madison.
R. LEE ZASLOFF is associate director of the University of California Center for Animal Alternatives.
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ABOUT THE EDITORS AND CONTRIBUTORS
STEPHEN L. ZAWISTOWSKI is senior vice president and science advisor
at the American Society for the Prevention of Cruelty to Animals.
JOANNE ZURLO is the associate director of the Johns Hopkins Center
for Alternatives to Animal Testing.