Chapter 9
Autism, the Criminal Justice System,
and Transition to Adulthood
Kenneth A. Richman, Katrine Krause-Jensen, and Raffaele Rodogno
Abstract The criminal justice system is set up for the purpose of regulating people’s
behavior. If an individual violates a criminal norm, sanctions should reflect that
person’s mental capacity in understanding what they did was legally wrong. When an
autistic individual commits a crime, questions may be raised as to the responsibility of
key social/state actors for failing to provide structures that would facilitate accepted
behavior in this special category of citizens. Many of the infractions that autistic
individuals are likely to commit come as a result of failed interactions with the wider
neurotypical society as well as with law-enforcement officials. If the general public
were more sensitive and educated about some of the issues raised here, and if (parts
of) the public realm were less stressful and more autism friendly, there may well be
fewer problematic incidents involving autistic people.
9.1 Introduction
With fully grown bodies, access to adult activities, and still-developing executive
function skills and social understanding, it is not surprising that young adults are
the group most likely to be arrested (Office of Juvenile Justice and Delinquency
Prevention 2019). As young people transition to adulthood, they lose the support
offered by schools and, eventually, parents. When young adults are autistic, the challenges increase. Police officers and autistic citizens can fail to understand each other,
and can have difficulty predicting what the other will do. Officers can misinterpret
The original version of this chapter was revised: This chapter has been changed as Open Access
licensed under the terms of the Creative Commons Attribution 4.0. The correction to this chapter
is available at https://doi.org/10.1007/978-981-16-5281-3_12
K. A. Richman (B)
Center for Health Humanities, MCPHS University, 179 Longwood Avenue, Boston, MA, USA
e-mail:
[email protected]
K. Krause-Jensen · R. Rodogno
School of Culture and Society, Aarhus University, Aarhus, Denmark
© The Author(s) 2022, corrected publication 2023
N. Elster and K. Parsi (eds.), Transitioning to Adulthood with Autism: Ethical,
Legal and Social Issues, The International Library of Bioethics 91,
https://doi.org/10.1007/978-3-030-91487-5_9
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autistic speech as uncooperative or disrespectful; autistic people can misunderstand
or have difficulty complying with expectations of officers, or fail to appreciate an
officer’s authority to enforce compliance. The same applies in court settings. Research
suggests that not only autistic people and their parents, but also police and legal
professionals are often dissatisfied with their interactions (Crane et al. 2016; Maras
et al. 2017). Here we examine this topic from the perspective of philosophical ethics
and law, with emphasis on moral responsibility and justice.
An important aspect of this discussion has to do with whether a person is responsible for what she did. When we say that a person should not be held fully responsible
for an action, this does not mean that the action should be allowed or that the action is
not a problem. We only mean that the individual should not be blamed or punished.
It might still be imperative for someone—the individual herself or others—to take
steps to avoid it happening again.
Our discussion makes no claims about how likely it is that autistic individuals will
commit crimes. It is generally accepted that autism makes people more likely to be
victims than perpetrators of crime, and there is no conclusive evidence that autism
increases the likelihood of criminal behavior (Heeramun et al. 2017). We certainly do
not want any reader to fear or try to control people just because they are autistic. But,
like members of other groups, some autistic people will sometimes commit criminal
acts. How, if at all, should their autism affect the response? To get started, we offer
three real-world examples.
9.2 Examples
Manny
Our first example is from a mother who gave us permission to share her son’s story.
Her son, whom we will call Manny, is an intelligent 16-year-old autistic male. Manny
has been bullied at school, and fears being bullied again. He has no real friends,
although he has a great wish to have some, and spends time with peers who engage
in risky and socially questionable behavior.
Manny’s mother asks him about news that students are illegally selling the tobacco
product snus at Manny’s school. Manny denies knowing anything, and excuses
himself abruptly. A few days later, a police officer comes to their home. Manny
admits delivering snus and collecting money for the dealers. He knew it was illegal,
but wanted to be involved with peers and was happy to pass on the money he collected
without keeping any. The police offered not to put the incident on Manny’s record if
he named everyone involved, which he did.
After some time, one of the dealers texted Manny. This dealer had a car trunk
full of snus and marijuana, and believed the police were suspicious. Manny could
have the illegal goods for free so the dealer wouldn’t get caught with them. Manny
considered accepting the offer so he could make friends by giving the goods away.
9 Autism, the Criminal Justice System, and Transition to Adulthood
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He thought this would be OK because he would not be selling anything. Luckily, he
explained this thinking to his mother, who discouraged him.
Manny’s mother believed her son felt compelled to do anything to fill his deep
need for peer relationships, much as someone might steal if there were no other way
to get food. Manny did not understand that he was being exploited. He had difficulty
seeing what was relevantly similar about selling the substances and distributing them
for free. He also did not appreciate the potential long-term consequences of having
a criminal record.1
Reginald “Neli” Latson
Neli Latson is a young, autistic Black man with an IQ of 69 (Marcus 2014). In 2010,
Neli was outside waiting for the public library to open when a neighbor called the
police to report a suspicious person. When an officer tried to question and frisk him,
Neli became agitated and aggressive, and the officer was injured (O’Dell 2016). Neli
was informed he was “under arrest for refusing to provide his identity,” and eventually
convicted of “malicious wounding on a law enforcement officer and assault on a law
enforcement officer” (Epps 2015). While in jail, Neli was put in solitary confinement,
where his mental health and functioning deteriorated.
Neli served two years in prison, and was later transferred to a community-based
residential facility. He was re-arrested after another altercation with an officer who
was attempting to restrict his movement. At one point he was shot with a stun gun and
then strapped to a chair for hours (O’Dell 2016). He spent another year in isolation. In
January 2015, Neli was granted a conditional pardon which required him to remain
in prison for another six months (Fain 2015).
It seems likely that racial bias played a role in what happened to Neli. Knowingly
or not, race may have shaped why someone was bothered by his presence outside the
library to begin with, and why the officer felt the need to engage with him physically.
Other cases involving autistic Black young men have also ended badly (Sitz and
Mesner-Hage 2020).
Nick Dubin
Nick Dubin is an autistic author and advocate who has written at length about his experience with the law (Nick’s case is described in greater detail in the chapter authored
by his father Larry Dubin). Not long after he earned a doctorate in psychology, Dr
Dubin (Nick) was assessed using the Vineland Adaptive Behavior Scale, a tool widely
used to evaluate people with developmental differences. Nick’s scores indicated a
psychosocial age appropriate to a “preadolescent” (Attwood et al. 2014). Based on
the gap between his verbal and nonverbal functioning, Nick was identified as having
nonverbal learning disability (NVLD) (Attwood et al. 2014).
Curious and concerned about his sexuality, Nick collected a variety of pornographic images from the internet. Some of these involved young children. Nick
writes that he understands now that these images and their production were harmful
and illegal. When he first viewed them, however, he did not see himself as different
1
Manny’s story has some similarities with what happened to Jesse Snodgrass (cf. Erdely 2014).
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from these children. He saw himself as their peer, and was unable to discern from
the images that the children were being exploited or harmed. Nick’s apartment was
raided by the FBI. Nick’s parents, therapists, and lawyers supported him through
the traumatic process of interrogations, forensic neuropsychology assessments, and
court appearances. The court accepted the findings that Nick poses no danger and
that he did not understand the implications of his actions. Unfortunately, Nick is now
a lifetime felon and permanently on the sex offender registry (Attwood et al. 2014).
9.3 Values and Dilemmas
Topics requiring ethical discussion generally involve dilemmas—values that conflict
or must be balanced against each other. What values are relevant here? What do
we care about when it comes to criminal justice and autistic young adults? In law
enforcement and criminal justice, relevant values include fairness, attention to facts,
and respect. Respect is owed to innocent civilians, offending civilians, victims, officials, and communities. Respect for individuals, their freedom, and their privacy can
conflict with protecting those same individuals and others from harm. Fairness and
respect themselves require balancing component values.
The decision of whether to hold someone responsible sits on a key dilemma
between respect for an individual’s agency and compassion for that individual’s
limitations. While holding someone responsible for an offense generally comes with
blame and the potential for punishment,2 treating someone as not responsible can
exclude that person from participation in significant human interactions and undermine their own sense of themselves as agents.3 The following discussion should be
considered in light of these values.
The remainder of this chapter addresses four aspects of the encounter with the
criminal justice system:
1. Autistic individuals’ understanding of and ability to comply with legal expectations
2. Interactions between autistic individuals and law enforcement
3. Assessing whether an autistic individual should be found guilty of an offense
4. Appropriate response or punishment for those who are guilty.
9.4 Understanding and Complying
We will draw from a variety of sources to highlight a few ways that autism can make
it harder for autistic individuals to know what is expected and behave accordingly. A
2
3
Some approaches allow responsibility without moral blame (cf. Pickard 2004).
David Shoemaker discusses the cost of exclusion in an unpublished manuscript (Shoemaker 2019).
9 Autism, the Criminal Justice System, and Transition to Adulthood
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general range of differences are understood to be characteristic of autism (FletcherWatson and Happé 2019). It is worth emphasizing that these characteristics apply to
individuals in different measures and combinations, so that autism is not so much
a spectrum as a distinctive constellation of skills and experiences in each person
(Hearst 2015).
Autistic individuals tend to have difficulty understanding the experiences of other
people, including predicting their behavior and expectations.4 This could be due to a
primary issue with theory of mind. It could also be due to lower general orientation
toward social facts, resulting in a small inductive base for learning social patterns
(Fletcher-Watson and Happé 2019). Autistic individuals may miss contextual cues
(Vermeulen 2013) or not shift attention to salient facts due to monotropism, which is
the tendency to allocate attention to an atypically narrow range of interests (Murray
et al. 2005). We see some of these tendencies in our examples. The result can be
interpersonal conflict, failure to understand when romantic attention is unwanted,
or behavior associated with stalking (Stokes et al. 2007). It is easy to understand
how these challenges could cause young people like Manny to choose illegal ways
to meet deeply felt social needs.
Intense sensitivity to visual or auditory stimuli (Markram and Markram 2010)
can make some autistic people extremely uncomfortable. For instance, some autistic
individuals have told us that, for them, being touched by another person is unbearable,
even like being burned by acid. This could make someone unable to remain quiet,
to speak, to stay in place, or to move away even when required to do so. Consider
that a neurotypical individual might be similarly unable to control responses to an
explosion, terror attack, or fire.
Stimming behaviors, such as flapping or rocking, can be crucial for maintaining
emotional regulation and feelings of safety. Autistic author Fergus Murray connects
stimming to monotropism:
It is easier for autistic people to process one channel at a time. … Often, if we get overloaded,
it helps to have controlled or predictable input. Stimming, flapping, rocking and humming
provide something we can do and feel without having to think about it, and can make it much
easier to filter, to focus on something else, or to deal with feelings (Murray 2019).
To those unfamiliar with this phenomenon, stimming can at times also make it
seem that an autistic individual is willfully refusing to comply with the demands of
law enforcement or other authorities, and can appear threatening.
Some autistic authors use the word ‘inertia’ to explain the autistic experience
of being stuck—difficulty initiating action, even action that the person needs or
wants to do. Karen Leneh Buckle identifies several contributory factors, including
planning (executive function), focus (cognitive flexibility/monotropism) , initiative,
and motivation (Buckle 2019). Inertia can occur even with respect to matters deeply
connected to a person’s values. On a broad, second-order level the person cares about
caring; in the moment, the first-order, on-the-ground caring is not happening. But
4
This is sometimes attributed to a mismatch between autists and typical social environments rather
than any deficit in the autist. Self-styled “Guerilla Aspie” Paul Wady likes to say “We have empathy
for our own kind.”
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autistic individuals can also get stuck and fail to act on matters that they do care
about in the moment. Some of these matters can involve responsibilities to others,
where failure to act (or to speak) can have legal consequences.
We see that some autistic characteristics can make understanding and complying
with social and legal expectations harder.5 The next section discusses challenges
arising from interactions between autistic individuals and law enforcement officials.
9.5 Navigating Encounters
Being different makes people vulnerable to discrimination, distrust, or even physical
harm. For autistic individuals, this is further complicated because autism can be
an “invisible” difference. If someone is blind, this is generally apparent to sighted
people around them. Some autistic people are different in ways that are as obvious
as being blind. Others show their autism in ways that are clear, but only to those
with relevant insight or experience. Still others may be autistic in ways that are not
usually noticeable by others but become apparent in situations that reduce available
cognitive resources (e.g., when the person is stressed, excited, tired, or engaged in a
complex task). This variability can cause uncomfortable surprises for others.
These issues point to what Damian Milton terms “the double empathy problem:”
neurotypical people can have difficulty understanding autistic individuals just as
autistic individuals can have difficulty understanding neurotypical people (Milton
2012). Double empathy is central to how autism can complicate the workings of
criminal justice. Anyone faced with behavior that they cannot predict or that fails
to fall into expected patterns is likely to feel threatened, and if law enforcement is
involved it is likely that someone is already feeling threatened.
Disclosure can help. Parents can explain to passersby that a child who is stimming
or whose clothes are inside out (perhaps to avoid scratchy tags) is autistic (Cobb
2018). Autistic people can carry disclosure cards, and some have advocated for an
autism designation on drivers’ licenses to facilitate interactions with police (Torres
2019). But while there is increasing understanding of autism, we might still wonder:
When we disclose to a community member that a person is autistic, what can we
expect that person to know as a result? What can we expect them to do differently?6
At this point, our expectations should be limited. News stories and television shows
are contributing to awareness, but autism sensitivity is in early stages. Practical
knowledge about autism is not yet part of the broad social or health literacy expected
in communities. Furthermore, autistic people may not think to disclose, or may, for
various reasons, choose not to disclose.
Another relevant issue for law-enforcement officers is the co-occurrence of autism
and intellectual disability (ID). While “earlier epidemiological reports indicated that
as many as 70% of autistic individuals had co-occurring ID,” more recent reports,
5
6
Members of other groups will have different challenges.
Question suggested by Joel Anderson.
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though contested, suggest that “ID was present in as few as 30% of” autistic children. (Thurm et al. 2019). The disparate estimates are partly explained by similarities
in how autism and ID are manifested. In Thurm et al.’s deficit-based description,
“because many of the social communication deficits that define ASD [autism] represent a failure to acquire developmentally expected skills, these same deficits would
be expected to occur to some extent in all individuals with intellectual disability (ID)”
(Thurm et al. 2019). Even assuming that the lower estimates were correct, however,
there still is a large gap between them and the estimated 1% incidence of ID in the
wider population (McKenzie et al. 2016). Ideally, law enforcement officers should
be aware that rates of ID are higher in the autistic population and should be prepared
to assess and respond to this.
Our case examples describe some situations in which autistic young people
might encounter law enforcement officers. The wallet card offered by AANE (the
Asperger/Autism Network) to help when autistic individuals need to interact with
police lists some of the autistic tendencies that can derail these encounters. This card
states that the holder might:
•
•
•
•
•
•
•
•
“Panic if yelled at, and lash out if touched or physically restrained.
Misinterpret things you tell me or ask me to do.
Not be able to answer your questions.
Appear not to be listening or paying attention.
Tend to interpret statements literally.
Appear rude or say things that sound tactless, especially when anxious or confused.
Have difficulty making eye contact.
Speak too loud, too soft, or with unusual intonation.” (AANE Asperger/Autism
Network 2019).
These tendencies, if unexplained, could cause a situation to escalate, as it did
for Neli Latson (discussed above). Because these behaviors could be interpreted as
resistance, the wallet card states clearly “I would like to cooperate.”
The card also provides ways for first responders to facilitate cooperation.7 It could
be hard for a first responder to stop to read such a card in an emergency. However,
first responders who are familiar with autism can make some adjustments quickly to
keep the encounter safe and effective for everyone. Resources and training for this
are increasingly available (National Autistic Society 2017).
Once the initial encounter has been navigated, autism can impede efforts to determine relevant facts. Witness interviews and interrogation of autistic suspects require
alternative approaches. First, the setting of the interview can be a significant factor.
Sensitivity to lighting, sounds, and even smells can make it impossible for some
autistic individuals to participate effectively. These can be profoundly uncomfortable or just impossible to ignore, so that they occupy cognitive resources needed
to respond in expected ways. Many problematic sensory stimuli can easily be eliminated or reduced once identified. When autistic individuals find the environment
7
These include explaining who you are, calling a contact listed on the card, avoiding touching or
restraint, and giving very clear instructions (AANE Asperger/Autism Network 2019).
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tortuous or too distracting, addressing these issues is not unfair special treatment,
but a requirement for respect, due process, and fact-seeking.
Even where the environment is conducive to exchange of information, an autistic
person may misunderstand the nature of the exchange or what is at stake. For
instance, even after being escorted out of a high school classroom in handcuffs,
autistic student Jesse Snodgrass asked “Am I getting in any trouble?” (Erdely 2014).
More than neurotypicals, autistic individuals can require explicit explanations of
what is happening and what is expected of them.
Certain types of questions that are usually appropriate in these situations can lead
autistic people to appear to confess to acts they did not commit, or to appear uncooperative (Crane et al. 2015). In the UK, the National Autistic Society’s (NAS’s)
“Autism: a Guide for Police Officers and Staff” gives this example: “asking, ‘Has
your laptop got anything on it about plans for any terrorism acts?’ is likely to elicit
agreement, as a web browser or a text editor could be used to plan anything” (National
Autistic Society 2017). This guide also advises against leading questions, and statements with tag questions (“You went to the shop, didn’t you?”), which could also
lead to false agreement. It notes that other common question types could lead to
false ‘no’s.’ For instance, if an interviewee is explaining what happened at an earlier
time, the interrogator might say “so now we are in your apartment?” This could be
confusing because the interrogator wants to confirm the sequence of past events but
uses the present tense to say something that is, in the present, clearly false.8
The “spikey profiles” of some autistic individuals, such that the same person can
have very strong cognitive skills in some areas and very weak skills in others, can
lead to confusion about what to expect from them. When people are knowledgeable
and articulate about many things, it’s easy to assume that they also have easy access
to social insights and unfairly blame them when their actions or answers fail to take
these into account.
In the UK, the Police and Criminal Evidence Act requires the presence of an
“appropriate adult” for questioning “a juvenile or vulnerable person” (Home Office
UK 2019). The law’s definition of vulnerability includes autism-relevant characteristics such as “difficulty understanding or communicating effectively about the full
implications for them of any procedures and processes connected with” their interactions with the police (Home Office UK 2019). Involving an appropriate adult can
be an excellent way of facilitating effective interactions.
9.6 Assessing Guilt
Once the initial encounters are done and an autistic individual has been charged with
a crime, what role could autism play in determining whether the defendant should
be found guilty? The following discussion relies on some concepts from English
common law as codified in the American Model Penal Code, or MPC (American
8
See Maras (2020) for a useful and relevant discussion of related matters.
9 Autism, the Criminal Justice System, and Transition to Adulthood
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Law Institute 2008). These legal concepts parallel ethical ones in many ways, but
here we focus on legal issues. We are not defending the legal categories as correct or
ideal, only using them as guideposts for thinking about how autism intersects with
some legal criteria relevant to culpability.
Substantial capacity
First, let’s consider the following clause from the MPC:
A person is not responsible for criminal conduct if at the time of such conduct as a result
of mental disease or defect he lacks substantial capacity either to appreciate the criminality
[wrongfulness] of his conduct or to conform his conduct to the requirements of law (American
Law Institute 2008).
Autism is not a “mental disease or defect,” but might it affect substantial capacity
to appreciate wrongfulness or conform conduct? One of us has argued elsewhere that
autism can reduce a person’s access to information relevant to the wrongness of an
action (Richman 2017; Richman and Bidshahri 2018). Such information can include
the experiences of others, and what alternative actions were available.
The Reporter’s comment on MPC 4.01 (1) remarks that: “An individual’s failure
to appreciate the criminality of his conduct may consist in a lack of awareness of
what he is doing or a misapprehension of material circumstances, or a failure to
apprehend the significance of his actions in some deeper sense.” Autism doesn’t
cause someone to be unaware of what they are doing. However, autism may account
for some misapprehension of social information, as in the case of Nick Dubin, or
failure to apprehend the significance of actions, as with Manny. These failures (or
difficulties) are not the kind of global incapacity that comes with severe psychosis or
an epileptic seizure. They are limited in scope, and, as we see with Nick Dubin, seem
to have more to do with “reasons blockage” (Richman 2017) than with the ability to
appreciate the wrongness of actions once the morally relevant features are apparent.
That is, there may be some information that would cause a neurotypical person to
change her behavior, but that might not be accessible to an autistic individual. We
do not blame people for failing to respond to facts that are not available to them.
Atypical cognitive styles can contribute to this phenomenon. Typically developing
children and adults have a tendency to “process incoming information for meaning
and gestalt (global) form, often at the expense of attention to or memory for details
and surface structure” (Happé and Frith 2006). This particular cognitive style may
help explain skills in generalizing, i.e., in recognizing situations that are different in
some respects as nonetheless belonging to the same (proto)type. This capacity might
well be at play when we place distinct particular actions under the same category, as,
for example, when we infer from the fact that a certain action is wrong that another,
relevantly similar action is also wrong. The cognitive style that characterizes autism
is different in this respect, as it tends to focus on detail as opposed to the general or
global. This may in turn result in a difficulty in inferring the wrongness of one action
from the wrongness of another similar action in spite of a general capacity to discern
right from wrong.
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Of our few examples, only Neli Latson appears broadly unable to conform his
conduct to the requirements of law. This is likely not a function of autism alone.
His intellectual disability appears to have intensified his difficulty understanding
and communicating about his situation, his inability to predict what will happen
in the novel situation of the first encounter with police, and what must have been
severe discomfort in response to unwanted touching and restraint. Neli’s intellectual
disability is global in a way that Nick’s NVLD is not. This makes it more obvious
how Neli could lack substantial capacity with respect to the interactions leading to
his arrest.
Section 4.3 of the MPC requires that an intention to rely on a defense of mental
disease or defect be filed at or around the time of a not guilty plea. This suggests
that if a person lacked substantial capacity, that person is not a candidate for another
defense. A finding that someone lacked substantial capacity might thus be understood
as an exemption, not an excuse. It is a finding that the person was, at least at that time
in respect to that action, outside the community of those who are even candidates
for responsibility. Despite this treatment in the MPC, since autism per se appears to
cause specific challenges rather than global incapacity, we suggest that when autism
is exculpatory, it is more likely to justify an excuse for a particular action than an
exemption that puts the autistic person outside the community of responsible agents.
Actus reus
Under common law traditions, criminal culpability generally requires both actus
reus (guilty act) and mens rea (guilty mind). Failure of one or the other would be
a legitimate excuse for many types of offenses.9 The actus reus must be voluntary
rather than, for example, a spasm or reflex. Could autism be relevant to whether an
action is voluntary?
As discussed above, someone who can generally conform behavior to the requirements of law might have a sudden and involuntary response to touch or other stimuli,
and that response may look to others like voluntary violence. Challenges with inhibition, an executive function that can be reduced in autism, may be relevant. Stimming
behaviors may also be difficult to stop if they are part of how an autistic person
maintains equilibrium or relative calm. Issues with sensory overload and high levels
of anxiety may also arguably decrease the level of voluntariness of one’s (re)actions.
These phenomena can raise questions about whether the actus reus requirement for
culpability was satisfied.
Mens rea
Someone can satisfy the mens rea requirement for criminal culpability by acting
“purposely, knowingly, recklessly, or negligently, as the law may require, with respect
to each material element of the offense” (American Law Institute 2008). Purposely
and knowingly require intentions (purposely) or expectations (knowingly) that the
harmful results of a voluntary action will occur. ‘Recklessly’ applies when a person
“consciously disregards a substantial and unjustifiable risk” (American Law Institute
9
Culpability for strict liability crimes does not require mens rea.
9 Autism, the Criminal Justice System, and Transition to Adulthood
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2008). Autism hardly seems exculpatory when someone has these mental states with
respect to harm that the person knows is wrong.
Autism might, however, make it harder to determine what a defendant knew,
expected, or consciously disregarded. It is characteristic of autistic individuals (especially young autistic persons) to have difficulty with perspective-taking. This applies
to their own earlier selves (Happé 2003). By around age four, typically developing
children understand that others might have false beliefs that contradict the child’s
own true beliefs (Baron-Cohen et al. 1985). Autistic individuals tend to catch up
on this ability in well-defined tasks that can be taught, but can continue to show
difficulties in real-life situations (Klin et al. 2002). Those who do poorly at these
tasks with others may also forget that they themselves had false beliefs at a previous
time (Happé 2003). This can be very problematic when it comes to assessing culpability. Consider an autistic person who attacks someone in her apartment thinking
that the person is a dangerous intruder, and who then learns that the “intruder” was
her roommate. We can speculate that, if the autistic person struggles with theory of
mind issues, she may falsely report that she believed it was her roommate all along.10
This could lead to a false guilty verdict.
Negligence “involves a gross deviation from the standard of care that a reasonable person would observe in the actor’s situation” (American Law Institute 2008,
2.02(2)(d)). The reasonable person standard is intended to offer an objective way of
assessing what a person ought to have known about or done in response to some risk.
Variation has been allowed for children on the basis that:
Children are less able than adults to maintain an attitude of attentiveness toward the risks
their conduct may occasion and the risks to which they may be exposed. Similarly, children
are less able than adults to understand risks, to appreciate alternative courses of conduct with
respect to risks, and to make appropriate choices from among those alternatives (American
Law Institute 2010, p. 116).
Autistic adults, even young adults, are not children. They can, however, have
similar challenges with attentiveness to, understanding, and responding to risk. It is
appropriate, then, that legal scholars continue to argue for personalized application
of the reasonable person standard: “The reasonable person standard, traditionally
derived from an aggregate relevant pool, would be replaced by the ‘reasonable you’
standard—a personalized command that is based on information about this actor’s
specific characteristics” (Ben-Shahar and Porat 2016, p. 629). Given the great variety
in the autism constellation, a “reasonable you” standard may offer the best promise
of fairness in determining whether a person has been culpably negligent.
10
This suggestion is based on extrapolation from data involving children (Happé 2003) showing
challenges with attributing false beliefs to the earlier self and data showing that, with substantial
variation, some autistic adults perform poorly at theory of mind tasks (Brewer et al. 2017). Future
data might show that the type of error described is quite unlikely.
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9.7 Shared Responsibility, Structuring Causes
Behavior is shaped by social structures much as mobility is shaped by the physical
environment. This is easiest to see with young children (who depend on adults to
structure activities and social interactions to facilitate a successful day) or drivers
(who depend on road design and signs to travel safely). When an autistic individual
commits a crime, questions may be raised as to the part of responsibility that might be
attributed to key social/state actors for failing to provide structures that would facilitate accepted behavior in this special category of citizens. Many of the infractions
that autistic individuals are likely to commit come as a result of failed interactions
with the wider neurotypical society as well as with law-enforcement officials. If the
general public were more sensitive and educated about some of the issues raised
here, if (parts of) the public realm were less stressful and more autism friendly, there
may well be fewer problematic incidents involving autistic people.
The social conception of disability can provide illumination here. According to
that concept, disability is a state of society (not of individuals) that puts some people
at a disadvantage (Silvers 1996). If disadvantage arises from a state of society, the
community as a whole bears responsibility for the consequences. When the disadvantage consists in extra difficulty conforming to legal expectations, there may be
instances when it is reasonable to assign blame for transgressive behavior quite
widely.
In a recent dialogue with the autism community in Aarhus, Denmark, an autistic
autism consultant suggested that local municipalities offer “autistic ambassadors” as
a social service. These specially trained helpers would have the task of accompanying
groups of autistic individuals on, say, a night out, functioning as an interface between
the autistic individuals and their environment, ensuring smooth transitions on public
transportation, in public houses, cinemas, shops, etc. Similarly, one may argue that
government bodies should ensure that the general public and its officers have a
basic understanding of autism. This would arguably be as necessary to guarantee
the equality and dignity of autistic individuals as the provision of wheelchair access
to public spaces is necessary to guarantee the equality and dignity of those who
cannot walk. If provision of such services could be shown to be a legitimate claim
and be linked to diminished violations by autistic individuals, societies that could
provide these services but failed to do so may indeed be understood as sharing in the
responsibility for such violations.
9.8 Determining an Appropriate Response or Punishment
for Those Who Are Guilty
Legal punishment is commonly understood as “imposing deprivation (“hard treatment”) on someone, in a manner that conveys censure” (Von Hirsch and Ashworth
2012, p. 17). The idea of censure is quite central here. Unlike other methods for the
9 Autism, the Criminal Justice System, and Transition to Adulthood
137
regulation of behavior such as for example the imposition of a tax, penal sanction
involves reprobation and blame. At its heart, then, we find a form of moral communication between the state as the representative of society and the act’s perpetrator or
wrongdoer. By visiting hard treatment upon the offender, the state sends the message
to the offender (as well as to society at large) that, for example, harming someone is
wrong and will not be tolerated. In this communication, the offender is treated as a
moral agent, that is, “someone who is offered moral reasons for specified choices, for
he is assumed capable of comprehending and acting on such reasons” (Von Hirsch
and Ashworth 2012, p. 17). This, of course, is not to say that consequentialist aims
such as harm prevention are not also at play in punishment. Yet sanctions that do
not involve censure as described here will fail to treat offenders as persons or moral
agents, and would rather treat them as beings that need to be “restrained, intimidated,
or conditioned into compliance” (Von Hirsch and Ashworth 2012, p. 18).
This conceptualization of legal punishment nicely explains why expressions of
guilt and remorse on behalf of the offender during trial or in the process of parole
granting may mitigate or shorten the punishment, as these emotions are taken to
signal that the offender has recognized and repudiated the wrongness of their conduct
that the punishment is meant to convey. Yet the very same feature so elegantly
explained by this view of punishment is likely to discriminate against individuals
like those on the autism spectrum who have difficulties with social communication
and with understanding and expressing emotions. In fact, one may wonder how
autistic individuals receive and understand the whole idea of punishment as moral
communication of censure. In the other direction, judges and juries may fail to
appreciate an autistic person’s expression of remorse, resulting in an unfairly harsh
sentence.
These worries notwithstanding, this view inspires a plausible theory of sentencing
that revolves around the principle of proportionate, deserved sentences: penalties are
graded according to the degree of reprehensibleness, that is, the harmfulness and
culpability, of the actor’s conduct, with a view to communicating censure rather
than to matching the level of deprivation imposed on the offender to the level of
suffering of the victim (“pay back” or lex talionis). Proportionate sentencing is not
confined to the realm of philosophical ideas but has inspired sentencing policies in
the United States, Finland, Sweden, Canada, New Zealand, and England (Von Hirsch
and Ashworth 2012, p. 1). This view is interesting here for it prescribes sentencing
policies that are particularly attentive to the case of juveniles and, as we shall argue,
to autistic juveniles. In short, the idea is that the same criminal act should receive a
lesser sentence when committed by a juvenile as opposed to a mature person and that
for two reasons: (i) diminished culpability due to the juvenile’s diminished cognitive
and volitional capacities; and (ii) increased punitive “bite.” The rationale behind (i)
is already clear from our discussion above. Let us, then, focus on (ii).
As a general rule, a given penalty is considered to have greater punitive bite when
suffered by a child or a juvenile than when suffered by an adult. That’s because
the former are less psychologically resilient and their punishments interfere more
with opportunities for education and personal development (Ball et al. 1995, p. 116;
138
K. A. Richman et al.
Zedner 1998, p. 173). Now consider the evidence cited by Johnston in her discussion of “just deserts” for offenders with “severe mental illness” (Johnston 2013,
p. 151). Autism is not a mental illness, but autistic individuals tend to share relevant
vulnerabilities. Compared to typical people, those with the kinds of “cognitive and
behavioral limitations” (Johnston 2013, p. 151) that tend to be experienced in autism
and mental illness (i) are more vulnerable to bullying and predation inside (as well
as outside) prison and (ii) have a harder time coping with prison structures and rules,
hence incurring relatively more disciplinary violations (as in the case of Neli). In
short, they are more susceptible to serious harm in prison. This extra susceptibility
should be factored into the sentences of autistic juveniles (and adults) if we do not
wish them to suffer undeservedly more onerous punishments than their peers who
are not affected by these differences or limitations (Johnston 2013). Autism should
then be considered as a mitigating factor in determining appropriate sentences.
9.9 Conclusion
Autism can be relevant to all facets of an autistic person’s engagement with the
criminal justice system. Being autistic can make it harder to appreciate and conform
to social and legal expectations, and can pose challenges for the interactions with law
enforcement that follow social disturbances or accusations of illegal behavior. Autism
can also provide good reasons for finding that someone should not be punished for
offending behavior, and good reasons for deviating from sentencing standards used
for neurotypical offenders. While these considerations are not specific to young
people transitioning to adulthood, they are most relevant to that age group because
young adults are the most likely to offend and be arrested.
We hope these findings are helpful for families, schools, the law enforcement
community, and others. They point to a wide range of topics for future work. For
instance, to develop usable models of the “reasonable you” standard, we might want
to learn more about how specific types of neuropsychological profiles affect ability to
perceive and respond to morally/legally relevant information. Community views on
sentencing may be relevant. We may also want to see how the considerations treated
here fit into ongoing philosophical discussions of moral responsibility. The concept
of “answerability” discussed by David Shoemaker and others (Shoemaker 2015) may
be promising in this context. Answerability, as opposed to simple blameworthiness,
may provide a framework for retaining as much as possible the idea that autistic
individuals are moral agents—members of the moral community—while recognizing
vulnerabilities and mitigating factors. As always, a primary challenge is to provide
an analysis that makes sense for a wide enough range of autistic profiles while
also allowing for individualized application, all with respect and while honoring the
autistic experience. We hope this chapter has moved the dialogue a bit further in that
direction.
9 Autism, the Criminal Justice System, and Transition to Adulthood
139
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