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    bstprst

    Uploaded by

    Mohit
    Stock exchange

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    © All Rights Reserved
    Download as PPTX, PDF, TXT or read online from Scribd

    bstprst

    Uploaded by

    Mohit
    7 views7 pages
    Stock exchange

    Copyright

    © © All Rights Reserved

    Available Formats

    PPTX, PDF, TXT or read online from Scribd

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    Stock exchange

    Copyright:

    © All Rights Reserved
    Download as PPTX, PDF, TXT or read online from Scribd
    Download as pptx, pdf, or txt
    7 views7 pages

    bstprst

    Uploaded by

    Mohit
    Stock exchange

    Copyright:

    © All Rights Reserved
    Download as PPTX, PDF, TXT or read online from Scribd
    Download as pptx, pdf, or txt
    of 7

    FUNCTIONS

    OF
    SEBI
    By: Mohit Sharma
    SEBI Regulatory
    Body
    Indian Capital
    Securities and Exchange Market
    Board of India
    Statutory
    Legal Powers Long Term
    Laws Bye Laws - Equity
    Issuer - Debt
    Issuee
    Company Public
    Financial Intermediaries
    Agent
    Listed on:
    Before SEBI, CCI Established in 1988
    used to draft
    BSE NSE bye-laws Got Statutory Powers in 1992

    The controller of capital issues under the Capital


    Issues (Control) Act of 1947
    SEBI

    Protective Function
    Developmental function
    Regulatory Function
    Protective Function
    The protective function implies the role that SEBI plays in protecting the
    investor interest and that of other financial participants.
    The protective function includes
    Prohibits Check price Promoting
    insider trading rigging Fair practices
    Price rigging is the
    Insider trading is the act of causing SEBI promotes
    act of buying or selling unnatural fair trade
    of the securities by fluctuations in the
    the insiders of a practice and
    price of securities by
    company, which either increasing or works towards
    includes the directors,
    employees and
    decreasing the prohibiting
    market price of the fraudulent
    promoters. To prevent
    stocks that leads to
    such trading SEBI has
    unexpected losses for activities
    barred the companies
    to purchase their own
    the investors. SEBI related to
    shares from the maintains strict trading of
    secondary market. watch to prevent
    securities.
    Regulatory Function
    Regulatory functions involve establishment of rules and regulations for the financial
    intermediaries along with corporates that helps in efficient management of the market.

    The following are some of the regulatory


    SEBI has defined
    functions
    the rules and It levies
    regulations and
    fees,
    formed
    guidelines and Conducting penalties
    code of conduct Registration inquiries and other
    that should be
    of Brokers charges for
    followed by the and audit contravenin
    corporates as and Agents of stock g its
    well as the
    financial
    exchanges. directions
    intermediaries. and orders.
    Developmental Function
    Developmental function refers to the steps taken by SEBI to provide the investors with a knowledge
    of the trading and market function.

    The following activities are included as part of developmental


    function

    Training of Undertaking
    intermediaries Conducting measures to
    research and
    who are a part publishing
    develop the
    of the security information capital
    market. markets
    THANK
    YOU

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