The Philippine College of Surgeons

Evidence-Based Clinical Practice Guidelines

on
Preoperative Evaluation of ASA I and II
Adult Patients Undergoing Elective
Non-Cardiac Surgery

PGI Rose Ann J. Raquiza-Perante & PGI Jessamine A. Rocha

Alfred Philip O. De Dios, MD, FPCS, FPSGS1; Andrei Cesar S. Abella, MD,
FPCS, FPSCRS1; Leonardo O. Ona III, MD, FPCS, FPSGS1; Maria Cheryl L.
Cucueco, MD, FPCS, FPSGS1;Joy Grace G. Jerusalem, MD, FPCS, FPSGS1;
Jose Modesto B. Abellera III, MD, FPCS, FPSPS1;Jesus Fernando B.
Inciong, MD, FPCS, FPSGS2 and Ma. Luisa D. Aquino, MD, FPCS, FPSPS3
Background

Majority of surgeries performed are non-cardiac in nature.

Mortality rates is as high as 4% depending on the patient's

risk and type of surgery.
• Cardiovascular complications account for ½ of all morbidities and
mortalities in the perioperative period for patients undergoing non-
cardiac surgery
 • Patients for elective surgery evaluated pre-
operatively by Internists and Anesthesiologists

• Physicians usually request for preoperative tests for

patients undergoing elective surgery
• To identify risk factors and to screen broadly

Pre-operative for undiagnosed disease

• To identify patients with increased risk of
morbidity and mortality
evaluation • To help them design preoperative strategies
that can reduce these risks

‘’Most of them are obtained because of protocol

rather than medical necessity’’
Pre-operative Evaluation

• Promotes patient engagement and helps facilitate shared decision

making by providing patients and their providers with clear,
understandable information about perioperative cardiovascular risk in
the context of the overall risk of surgery

• All patients require a history and physical examination and for some
patients, this may be the only necessary evaluation
Pre-operative Evaluation

Some authors report that 60-70% of laboratory tests ordered

before general surgery are not really necessary

In asymptomatic >50 years of age and older

• more extensive assessment of history and physical examination is warranted,
because of higher incidences of undiagnosed medical conditions.
• Increased incidence of abnormal laboratory examinations
ASA Classification

used to evaluate the degree of a

most widely used good predictor of
patient's physical state or illness
preoperative clinical postoperative
before selecting the anesthetic or
assessment tool outcome
before performing surgery
  guidelines are intended for the use of attending
physicians, surgeons and anesthesiologists to minimize
Philippine College of Surgeons unnecessary tests and referrals prior to surgery
(PCS) through its Committee
on Surgical Research found a  based on the most recent available scientific evidence
need to formulate these and the views of local experts on current practices in
Evidence-based Clinical the preoperative evaluation of the ASA I and II patients
undergoing elective non-cardiac surgery
Practice Guidelines (EBCPG)
which focus on the ASA I and  They are not intended to serve as the basis for court
II patient who will undergo an litigations, sanctions or related issues.
elective non-cardiac surgery
 • Recommendations were graded as follows:

• Category A - At least 75% consensus by expert

Recommendations panel present

were graded as
• Category B- Recommendation somewhat
follows: controversial and did not meet consensus

• Category C- Recommendation caused real

disagreements among members of the panel
 1. Among ASA I & II adult patients for elective
non- cardiac surgery, what preoperative tests
are recommended?

Clinical 2. What additional non-patient risk factors

(such as type of surgery, type of anesthesia,
Questions length of surgery, etc.) should be considered
when ordering preoperative tests?

3. Which other risk assessment tools aside

from ASA classification (functional capacity,
type of surgery, etc.) is recommended for adult
patients for elective non-cardiac surgery?
Among ASA I & II adult patients for
elective noncardiac surgery, what
preoperative tests are recommended?
• A thorough history and PE is sufficient in the evaluation of
patients for elective non-cardiac surgery

• ASA I: routine preoperative testing is not recommended.

• ASA II: preoperative testing is recommended only if clinically
indicated.
Summary
of •No evidence derived from high-
quality studies that supports routine
preoperative testing in healthy adults

Evidence undergoing non-cardiac surgery

Level 2 Category A
• Garcia 2014

• analyzed whether preoperative tests in elective surgeries are ordered

according to clinical criteria

• Results showed that 41.9% of tests performed in patients classified as ASA I

was not indicated

• In patients classified as ASA II, 442 tests (17.72%) were made without
necessity
• The efficacy of performing specific diagnostic examinations
was investigated in several papers correlating it with the local
practice
• Complete Blood Counts,
• Electrocardiograms, Coagulation Studies, Blood Sugars
• Urinalysis, and Chest x-rays
CBC
No valid evidence suggesting that routine preoperative complete blood count, specifically hemoglobin
or hematocrit values will lead to a change in clinical management or outcome in patients without
preexisting conditions or signs of anemia in clinical examination and medical history.

No valid evidence supporting routine preoperative WBC or CRP testing in asymptomatic patients.

A complete blood count is indicated for patients with diseases that increase the risk of anemia or
patients in whom significant perioperative blood loss is anticipated.

None of the guidelines recommend indiscriminate preoperative CBC or hemoglobin testing

Chest X-ray
• The guidelines concur that performing it in asymptomatic, healthy patients is not indicated
• Should not be offered routinely to healthy individuals undergoing non-cardiac surgery
 ECG
• Routine preoperative resting 12-lead ECG is not useful for asymptomatic
patients undergoing low-risk surgical procedures
• Reasonable for:
• Those with known coronary heart disease,significant arrhythmia,
peripheral arterial disease, cerebrovascular disease, or other
significant structural heart disease) undergoing medium or major
surgery.
• Abnormal ECG results changed the cardiac risk level in 8.7% of
such patients, although these situations did not interfere with the
surgical procedure
Coagulation Studies
• All the guidelines do not routinely recommend the performance of
coagulation tests before surgery as the predictive values for each of
these screening tests are limited
• Reserved for
• patients with a history of bleeding
• medical conditions that predispose them to bleeding (like liver
disease)
• Those taking anticoagulants
• Those with history of an underlying coagulation disorder
Blood Sugar
• There is no clear consensus on preoperative glucose testing.
• Some recommend performing it based on the clinical setting,
while others recommend doing it on the basis of the presence
of co-morbid conditions, surgical risk and medication use.
• It is not recommended to test blood sugar levels routinely
during the preoperative preparation of a healthy individual
about to undergo non-cardiac surgery
Kidney Function Tests
• There is no evidence that justifies routine testing for renal function,
electrolytes, and urine analysis in asymptomatic subjects without a history
of renal disease or electrolyte disorder

• Urinalysis is not recommended as a routine test before surgery.

• Preoperative urinalysis is recommended for patients undergoing invasive

urologic procedures and those undergoing implantation of foreign material
• Tests may be performed on a selective basis for purposes of guiding or
optimizing perioperative management.

• The patient's clinical history, comorbidities, and physical examination

findings can help guide the surgeon on when to order pre-operative
testing.

• The use of testing should be limited to those circumstances in which the

results of such tests will clearly affect patient management
What additional non-patient risk
factors should be considered
when ordering preoperative test?
The type of surgery is an important consideration in determining cardiac
risk and the need for pre-operative tests
For intermediate to high risk surgery the following
preoperative tests are recommended:

CBC or Hemoglobin for surgery in which significant blood loss is

anticipated
Kidney function tests (creatinine, electrolytes, BUN) if patient is at
risk for acute kidney injury
ECG
ASA I patients age >/= 65 (no ECG for the past 12 months)
ASA II patients regardless of age
  type of surgery to be performed is an

Summary
important consideration in evaluating the
potential for perioperative morbidity and
mortality

of  Surgery related factors that impact the

degree of physiologic stress include the

Evidence
 level of urgency,
 degree of invasiveness,
 type and duration of the procedure
 ACC/AHA Guidelines
on Perioperative
Cardiovascular
Evaluation and Care
for Non-Cardiac
Surgery

•Procedures that carry a risk of greater than

1% necessitate appropriate pre-operative
risk assessment and evaluation in healthy
ASA 1 and 2 patients.
 NHS-NICE
guidelines on
routine pre-
operative
testing
  prolonged surgical procedures (≥3 hours)

Summary will benefit from diagnostic pre-operative

evaluation

of The degree of urgency of a surgical

intervention is also important when

Evidence considering the need for preoperative

assessment
 • true surgical emergencies
• a comprehensive diagnostic evaluation
would not be achievable nor would it

Summary change the plan of surgery

• only the most important tests that

of
would influence the immediate plan of
management may be requested

Evidence • urgent surgical cases

• preoperative evaluation can be
performed to lower the cardiac risk
but by no means alter the surgical plan
 • Elective procedures
• pre-operative assessment is beneficial not
only in reducing morbidity and mortality
rates, but will be important in treatment

Summary
planning.

of  Type of anesthetic does not factor significantly

in the decision to do pre-operative testing

Evidence  Pre-operative assessment helps determine if

the patient is a good candidate for surgery, or
alternatively, be best managed conservatively
 Which other risk assessment tools
aside from ASA Classification is
recommended for adult patients for
elective non-cardiac surgery?
ASA is a sufficient tool for preoperative risk assessment

Other tools that may be used:

• Revised Cardiac Risk Index (RCRI)
• American College of Surgeons-National Surgical Quality Improvement Program NSQIP)
• Myocardial Infarction or Cardiac Arrest (MICA) Calculator
• ACS NSQIP Surgical Risk Calculator

A validated tool (such as the NRS 2002, SGA, and modified SGA may be used to screen
and assess for possible nutrition-related complications
 ASA Classification
• Wolters, et. Al evaluated the ASA
classification and peri-operative variables
as predictors of outcome by investigating

Summary the relationship of the presence of pre-

operative risk factors, to the development
of cardiac and pulmonary complications

of • the risk of complications was significant

with ASA Class IV (OR=4.2) and ASA III

Evidence ( OR 2.2)

• ASA + Goldman’s CRI

• combination can increase the accuracy in
predicting perioperative mortality
(Prause, et.al)
Level III, Category A
 Revised Cardiac
Risk Index
(RCRI)
• May be useful in identifying patients who will need
further risk stratification and patients who are at
low risk but will need further evaluation by a
specialist (Lee,1999) • cfsdfdnbnbb

• Did not predict cardiac events for high risk patients,

and those undergoing vascular noncardiac surgery,
or at predicting death (Ford,et al. 2009)
 • a web-based tool, to estimate incidence
of postoperative MICA

Myocardial • 5 predictors for the development of peri-

Infarction or operative (MICA):
• type of surgery,
Cardiac Arrest • dependent functional status,
• abnormal creatinine,
Risk Calculator • American Society of
Anesthesiologists (ASA) classification
• increasing age
National Surgical Quality • NSQIP Risk calculator model to be
Improvement an excellent predictor of mortality
and morbidity (Bilmoria, et al.,
Program Risk Calculator 2013)
 • The RCRI, MICA and the NSQIP surgical
risk calculator, are recommended by the
ACA/AHA as validated risk-prediction

NQSIP(National tools, that can be useful in predicting the

risk of peri-operative major adverse
cardiac event (MACE) in patients
Surgical Quality undergoing non- cardiac surgery.

Improvement • The comprehensive nature of the ACS-

Program ) NSQIP makes it a good risk calculator; its
use entails the need for a web browser
and an internet connection, and and data
encoding may be cumbersome
• ESPEN (European Society for Parenteral and Enteral Nutrition)
• recommended identifying patients "At Risk"of nutrition related
complications using BMI, weight loss and fat free mass index as
criteria
• The ASPEN (American Society for Parenteral and Enteral Nutrition) and
ADA (American Dietetic Association)

• Criteria for the diagnosis of adult malnutrition based on identification of 2

or more of the following characteristics:
• insufficient energy intake
• weight loss
• loss of muscle mass
• loss of subcutaneous fat
• localized or generalized fluid accumulation that may sometimes mask
weight loss
• diminished functional status as measured by handgrip strength
• Nutritional screening and assessment tools used in the surgical
population,
• NRS 2002 (Nutrition Risk Screening 2002)
• SGA (Subjective Global Assessment)

• Surgical nutrition risk assessment

• been shown to identify complications in "At Risk" surgical and
medical patients with a sensitivity of 94.7% and specificity of
95.2%
• noted more complications as the risk score increased
• mortality was noted only in high-risk patients.
THANK
YOU!