Module-4 EMPLOYEE Discipline and GRIEVANCE: 11-08-2018 Pradeep, KSSEM, MBA DEPT 1
Module-4 EMPLOYEE Discipline and GRIEVANCE: 11-08-2018 Pradeep, KSSEM, MBA DEPT 1
Module-4 EMPLOYEE Discipline and GRIEVANCE: 11-08-2018 Pradeep, KSSEM, MBA DEPT 1
• Discipline is a ‘Management’s
Complaints’ against an employee.
• Grievance is an ‘Employee’s
complaint’ against management.
a) Unrealistic
b) Non-availability of proper tools, machines and
equipment for doing the job.
c) Tight production standards.
d) Bad physical conditions of work place.
e) Poor relationship with the supervisor.
f) Negative approach to discipline.
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Sources of grievance (contd.)
3) Grievances resulting from Personal factors:
a) Narrow attitude
b) Over-ambition
c) Egoistic personality
Factual
A factual grievance arises when legitimate(valid/lawful) needs of employees remain
unfulfilled, e.g., wage hike has been agreed but not implemented citing various
reasons.
Imaginary
When an employee’s dissatisfaction is not because of any valid reason but because of
a wrong perception, wrong attitude or wrong information he has.
Such a situation may create an imaginary grievance. Though management is not at
fault in such instances, still it has to clear the ‘fog’ immediately.
Disguised
An employee may have dissatisfaction for reasons that are unknown to himself. If he/
she is under pressure from family, friends, relatives, neighbours, he/she may reach
the work spot with a heavy heart.
If a new recruit gets a new table and almirah, this may become an eyesore to other
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employees who have not been treated likewise previously
Benefits of grievance
Enables the management to know the pulse of its
employees.
•It brings grievances into the open so that management can learn about them and try to
settle them.
•It provides the workers a formal opportunity or expressing their fears, anxiety and
dissatisfaction.
•It helps to maintain cordial relations in the industry by enabling both the parties to settle
the grievances to their mutual satisfaction.
•It enables the management to know the attitudes and feelings of employees regarding
rules and practices of the organization, this helps them to frame rules which are more
acceptable to the workers.
GRIP BOXES
• The suggestion boxes, for instance are placed at easily accessible spots to most
employees in the organization.
• The employees can file anonymous complaints about their dissatisfaction in
these boxes about supervisor or any company policies and injustice.
OPEN DOOR POLICY
• Most of the organizations still don’t practice this but open door policy demands
that the employees, even at the lowest rank, should have easy access to the Chief
Executive to get his grievances redressed.
EXIT INTERVIEW
• These interviews are conducted to know the reasons for leaving the job.
• Properly conducted exit interviews can provide significant information about the
strengths and weaknesses of the organization and can pave way for further
improvements.
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Essentials of a sound grievance procedure
e efficiency of a grievance procedure depends upon the fulfillment of certain pre-requisites. These are as follows:
•Legal sanctity: The grievance procedure should be legally alright. In other words, the
procedure should be in close conformity in the grievance procedure.
•Timely: The procedure should aim at timely redressal of grievances at the lowest
level possible. Added to it, there should be a time limit prescribed and rigidly followed
at each level of grievance procedure.
•Training: to make the grievances procedure effective, the supervisors and other
officers should be imparted training in grievance handling.
•Follow up: the decision taken for settling grievance should be reviewed at periodical
intervals so that corrective measures can be taken to make the grievance procedure
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effective. Pradeep, KSSEM,MBA DEPT 20
Handling of grievance
• It is important to keep some points in mind
while dealing with grievances of subordinates.
These are:
a) A grievance may not be real
b) Grievances may arise out of not one cause,
but multifarious causes.
c) Every individual does not give expression to
his grievances.
Step 2: the second step begins when the grievance is no settled by the supervisor. If the employee does not receive an
answer within the specified or fixed time or he is not satisfied with the answer, he shall either in person or with his
departmental representatives present his grievance to the head of the department designated for this purpose. The
head of the department is generally the chief business manager, a superintendent or an industrial relations officer who
goes into the grievance and gives his decision on the matter. He is required to furnish his answer within three days of the
presentation of the grievance.
Step 3: If the employee is not satisfied the answer, he can approach the grievance committee which shall evaluate the
case and make its recommendations to management within seven days oF presentation of the case. The grievance
committee is compose of some fellow-employee, the shop steward or a combination of union and management
representatives.
The committee may suggest any one of the possible solutions:
It may call upon the grievant to accept the employer’s proposed settlement.
It may advise him that the trade union will not press for anything more than has already been suggested.
In some cases, it may recommended that the issue be submitted for arbitration.
The employee would be informed about the recommendation with three days.
Step 4: If the committee fails to a take decision within the stipulated(fixed/specified) period or if the employee is not
satisfied with the decision, he can make an appeal for revision to management. Management is supposed to
communicate its decision within seven days of the worker’s revised petition.
Step 5: If the employee is dissatisfied with the management’s decision, union and management may refer the grievance
for voluntary arbitration within a week of the receipt of management’s decision by the aggrieved employee. The parties
may agree beforehand that the arbitrator’s award will be final and binding on both the parties
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Essentials of a good grievance
procedure
• A grievance procedure must follow certain principles which
are listed below:
1) A grievance should be dealt with in the first instance at the
lowest level.
2) The line of appeal must be made clear to the employees.
3) Grievances should be dealt with speedily.
4) If the grievance is against an instruction given by a
superior, it is in the interest of the discipline that
instruction must be carried out.
5) The grievance procedure should be set up with the
participation of the employees and it should be applicable
to all in the organisation.
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Essentials of Good grievance
procedure (contd.)
• A good grievance procedure must:
1) Be simple: It should be simple so that even an
average employee can understand it.
2) Time bound: It should lay down the time limit
which should not be exceeded at every step of
the grievance procedure.
3) Involve participation of the employee leaders: It
should be developed with the participation of
the leaders of the employees and must be
applicable to all.
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The following steps will provide a measure of guidance to the manager dealing with grievances.
Acknowledge Dissatisfaction:
Managerial/supervisory attitude to grievances is important. They should focus attention on grievances, not
turn away from them. Ignorance is not bliss(happiness), it is the bane of industrial conflict.
Condescending(arrogant) attitude on the part of supervisors and managers would aggravate the problem.
Follow up:
Decisions taken must be followed up earnestly. They should be promptly communicated to the employee
concerned. If a decision is favourable to the employee,his immediate boss should have the privilege of
communicating
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Discipline
discipline may be considered as a force that prompts individuals or
groups to observe(follow) the rules, regulations and procedures
which are considered to be necessary for the effective functioning of
an organization.”
•To gain willing acceptance of the rules, regulations, standards and procedures of the
organization from the employees.
•To motivate the employees to obey with the company’s performance standards.
•To create an atmosphere of respect and trust between the supervisors and
employees and to maintain good industrial relations in the organization.
•To improve the working efficiency and morale of the employees so that their
productivity is stepped up and the cost of production is decreased.
•To foster industrial peace which is the very foundation of industrial democracy.
•Defective supervision
•The “divide and rule” policy practiced by the management destroying team sprit among the
employees
Evidences suggest that self- disciplined person tends to be a better worker than one
who is not self-discipline. When developed from within, leads to building up morale
and esprit de corps that is the desideratum of the time to run organizations
successfully.
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Negative Discipline:
it is also sometimes called ‘enforced(compulsory) discipline’.
•In case of negative discipline, employees are forced to obey orders and abide by rules
and regulations that have been laid down, failing which penalties and punishment
would be imposed on him.
•In other words, the purpose of negative discipline is to scare other employees and to
ensure that they do not indulge in undesirable behavior. It is worth mentioning here
that negative discipline cannot eliminate the undesirable behavior of the employees,
but can merely suppress(hold back) it.
Punishment is not pleasant. It causes anger and opposition on the part of employees.
That is why this kind of discipline results in only the minimum standards of
performance on the party of employees. A progressive system of discipline generally
contains sequential and chronological manner.
2. Written warning
3. Suspension
4. Termination
1. Verbal counseling:
– This is actually awarded on minor offences like late
coming, absents, etc. Which are committed for the
first time.
This punishment is awarded only for the most serious offences involving
integrity.
4. Termination.
Before termination, the personnel file and all relevant documents must be reviewed to
ensure that the termination is appropriate and defensible in a subsequent lawsuit
Some behavior warrants automatic dismissal, like:
•Violent behavior or threats of violence;
•Drug and alcohol use on duty;
•Carrying a weapon on company property;
•Theft, destruction of company property
•Insubordination;
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•Abandonment of job
The following is a brief outline of the four stages of the disciplinary process
•Preliminary Investigation: the fist step should b to hold a preliminary investigation in order to find out whether a prima
facie of misconduct exist. Only if a prime facie case of misconduct exists, the management should proceed further.
Otherwise, the case should be dropped.
Issue of a charge sheet: if a prima facie of misconduct exits, the management should proceed to issue a charge sheet to the
worker. The following guidelines may be following in framing the charges.
•Each charge must be very clear and precise.
•There should be a separate charge for each allegation.
•Charges must not relate to any matter which has already been decided upon.
•Mention of proposed punishment should be avoided in the charge sheet.
Suspension pending enquiry (if needed): if the nature of misconduct is grave and if it is the interest of discipline and
security in the establishment, the management may suspend a worker even before the charge-sheet is issued. In case the
worker is suspended, he should be paid subsistence at the following rates.
•For the first 90 day of suspension, half his wages.
•For the remaining period, three-fourths of his wages.
Conduct the enquiry: The enquiry officer is a judge, is it necessary that he must be impartial and qualified to act in that
capacity. A fair opportunity should be given to the charge sheeted employee to examine the management witnesses.
Recording of findings by the enquiry officer: At the conclusion of the enquiry proceedings, the enquiry officer should
decide as to whether the charges mad are valid or not along with reasons for his findings.
Awarding Punishment: the punishment awarded to the accused employee should be communicated to him quickly. The
letter should contain the following:
•Reference to: (i) the charge sheet. (ii) the enquiry (iii) Findings of the enquiry
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be effective. 46
The Hot Stove Rule –
Discipline Ever-increasing employment legislation makes it harder and harder for
managers to remember how the law operates in the workplace.
However, there are a few simple principles which are easy to remember and which
provide a solid basis in helping both staff and managers understand both the spirit and
the letter of the law.
The Hot Stove Rule is one such principle and relates to disciplinary measures in the
workplace.
When you touch a hot stove marked "Don’t Touch" the discipline is immediate, with
warning, consistent and impersonal.
Although
11-08-2018I may not always give the managers
Pradeep, KSSEM,MBAthe
DEPT answer they want to hear,it is
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important to take a deep breath, step back and reflect for a moment.
Key principles to remember
•The penalty is impersonal – a person is burned not because of who he or she is,
but because the stove was touched
•So check out the facts first, follow due process and, if appropriate, apply the
discipline as soon after the event as investigations will allow. If you fail to be
consistent, you may end up getting your own fingers burnt!