Apotropaism in Greek Vase-Painting
Apotropaism in Greek Vase-Painting
Apotropaism in Greek Vase-Painting
, 1947), pp. 208-225 Published by: Taylor & Francis, Ltd. on behalf of Folklore Enterprises, Ltd. Stable URL: http://www.jstor.org/stable/1256701 . Accessed: 14/02/2012 09:48
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected].
Folklore Enterprises, Ltd. and Taylor & Francis, Ltd. are collaborating with JSTOR to digitize, preserve and extend access to Folklore.
http://www.jstor.org
of California), Group C, pl. v, 7, 10o. On a kylix at Florence; cf., Hoppin, op. cit., pp. 198 f. 208
209
further need be said, forwe have observed (cf. pp. 167 f. supra) that although the stag was regarded as an apotropaic animal, it had a reputation, according to Pliny, as an envious and jealous one-wherefore it could have been looked upon as a symbol of those potentially harmful passions.107 To the Romans, and presumably to their forbears, the owl was a bird of ill omen,108 as, analogously, among modern European peoples it is regarded as possessed of an evil eye 109and as a bird whose shape witches often took when on evil bent.110 The owl is among the creatures shown in connexion with the threatened eye in the fine mosaic found on the Coelius in 1889 ;111 but, instead of being among those be'setting the eye, it is perched upon the eyebrow. This exceptional situation led Perdrizet to suspect (cf. op. cit., p. 166) that in the mosaic the owl was represented, because of its sinister reputation, as an associate of the evil-working eye, and was in consequence threatened in company with it. In support of his suspicion he cites (p. 168), very appositely, a Late Roman amulet which has on one side an owl surrounded by seven stars (i.e. probably the Planets) and on the other a long inscription, in Latin, saying that the Lion of the Tribe of Judah, Jesus Christ, " hath vanquished thee, and the arm of God has bound thee, and the Seal of Solomon. Bird of the night ! ... that thou art ". We may recall, too, that in many parts of modern Europe it has been customary to fasten the body, or the head alone, of an owl to the door of a dwelling or of a barn, or to bury an owl under the threshold of a stable, against bewitchment and evil eye112 observances reminding us of the common practice of nailing the bodies of vermin to a door with a view to keeping their like from the vicinity.113 There thus seems to be more than ample justification for a view that the portrayal of an owl between two great cats was an apotropaic expedient based on the concept enunciated above.
107 This seems to be an exemplification of Jahn's observation (op cit., p. Ioo) to the effect that the contingent significance pertaining to a representation of an animal might vary according to the environment wherein it appeared. Cf. J. G. Frazer, The Fasti of Ovid, London, 1929, ii, p. 284; Pliny, N.H., 108 x, 16; and, further, P. Perdrizet, 'La chouette dans l'antiquite', in Bull. de la Societ6 Nationale des A ntiquaires de France, 1903, pp. 166 f. 109 Cf. Perdrizet, loc. cit., p. 169; Seligmann, op. cit., ii, pp. 463 f.
p. 170.
Bienfkowski, op. cit., p. 286; Harrison, Prolegomena, 1908, pp. 196 f., with fig. 35; sketch given by Seligmann, op. cit., fig. 124. 112 Cf. Seligmann, op. cit., ii, p. 117. 113 It could, of course, be argued-but I think much less plausibly-that such usages had a sort of homoeopathic basis.
210
The hare,u4 besides being depicted on many vases as a victim of strong and ferocious animals, appears not infrequently on black-figured vases as hunted, or as already killed, by men. So far as I know, the hare-hunt has not hitherto been recognized as an apotropaic subject, although more than one scholar has spoken as though he found it strange company for some apotropaic subject with which he was dealing.115 To me it is extremely suggestive that on a very early Attic oinochoe, in the British Museum, a presumably apotropaic cock on the neck is accompanied by a hare-hunt on the body ;116 that on an early amphora found in Rhodes a pair of great eyes on the neck is similarly accompanied by a hare-hunt on the body (cf. p. 16o, with n. 18, supra) ; that a hare-hunt is one of four scenes, any one of which could presumably have been looked upon as apotropaic, framing a bearded gorgoneion within one of the Ashmolean Museum's black-figured kylikes;117 and that in one of the British Museum's kylikes (B 421),118situated where we so commonly may see a gorgoneion or some other subject which we may reasonably suppose was apotropaic, there is a hunter accompanied by his dog and carrying a dead hare and a dead fox. I feel that in all these hunting-scenes the basic intention is to represent the overcoming of something noxious and so to embody the concept to which I have directed attention on p. 208 supra. I think it may well be that in the scenes in question the hare symbolized witchcraft (and not improbably, by mental association therewith, fascination and its analogues), because in many parts of Europe witches were reputed regularly to assume the shape of a hare-a belief so deep-seated that in a number of them organized hare-hunts were until recently conducted for the suppression of witches-as occasionally that of a fox.119 But we may recall further, that Elworthy refers to a " Graecoanimal which has been presumed to be a hare is depicted, on the same face as the stag, on the magical nail to which I have already referred (cf. p. 167, with n. 40, it may have been a supra). Whatever may have been the reason-conceivably belief, mentioned by Seligmann without localization, to the effect that a hare sleeps with its eyes open-virtues preservative against evil eye have been attributed to a hare's head by Turks, and to the small bones of a hare's joints by Algerian Arabs (cf. Seligmann, op. cit., ii, p. 122). Incidentally, we may recall the belief of some negroes in a rabbit's foot as a bringer of 'good-luck'. 116Cf. id., loc. cit. 115E.g. Perdrizet, 'L'Hippalektryon', p. 16. 117 Cf. Hoppin, op. cit., pp. 298 f. The other three subjects are a sphinx, a silen with a maenad, and Herakles with a centaur; on the first of these cf. p. 176 supra, and on the others pp. 216 f. and 214 infra. Exterior plain, but for a signature.
119 Cf. The Golden Bough: 118 Cf. CVA, G.B. fasc.
2, Group
114There would seem a possibility that among the Classical peoples the hare
i, p. 212, and ii, pp. 53 f. Cf. also Westermarck, op. cit., ii, p. 326, on Moroccan beliefs associating hares with old women. I regret that my records of analogous
21
Italian vase " in the Naples Museum, on which the hare appears " as an emblem of ill-luck ";120 and that elsewhere he speaks of some beliefs, ancient or modern, concerning the hare as a portent of evil.121 So far as the significance of the fox, in the British Museum's kylix, is concerned, I think it hardly a chance coincidence that, in the Circus Maximus, foxes with burning brands attached to their tails were set loose on the last day of the Ludi Ceriales, and at the Floralia hares and roes were hunted.122 If those several animals were indeed looked upon (for roes, cf. pp. 167 f. supra) by the Romans as inherently evil, or at least " unlucky "-and not, as a number of scholars have presumed, as symbols of fertility 123-it would have been but natural for the killing or the recapture of them to have been regarded as in some way associable with the mastering of evil supernatural influences. We may recall, in connexion with the presence at the ludi of the animals in question, that at the Floralia vetches and beans were thrown among the people at the Circus, where as on other similar occasions " medals with obscene representations on them " were thrown,124that in Ancient Rome beans would seem to have had prophylactic and analogous associations,125 and that (as is commonly known) representations related to phallism were often assumed to be apotropaic. It is conceivable, too, that in view of the " envious " or " jealous " character attributed to the stag (cf. pp. 167 f. supra), representations of stag-hunts may have been regarded as embodying apotropaic virtues. But in any consideration of such representations, or of those of other scenes of the chase,126 due allowance should be made for the inclination of the virile Classical peoples towards sports, and especially towards such as involved cruelty and bloodshed. As the Oriental predominance of animals on the Corinthian, the " Rhodian ", and other of the wares immediately preceding the Attic beliefs do not include such Classicaland modern Italian ones as I suspect exist.
C. G. Leland records, in his Etruscan Roman Remains, London, 1892, p. 203, that in the Tuscan Romagna it is believed that witches attend their meetings, and thereafter go forth to do evil, in the shapes of dogs, cats, mules, or goats; his information seems not to have included hares or foxes. 120 In Hastings' Encyclo. Rel. and Ethics, s.v. 'Evil Eye', p. 6Io. 121 Cf. Evil Eye, p. 31, and pp. 328 f., n. 536. The particular examples to which he directs attention are British, not Continental. 122 Cf. Ovid, Fasti, iv, 681 ff., and v, 371 f. 123 Cf. W. W. Fowler, The Roman Festivals, London, 1916, pp. 78, 94124 125
Id., p. IIo; Frazer, The Fasti of Ovid, cf. Indexes, s.v. 'Beans'. 12s Even on pre-Attic vases such scenes, representing the hunting of lions, of boars, or of wild-goats, as well as of hares or of stags, appear; cf. Payne, op. cit., p. I16, n. 9.
Ibid., p. 94.
212
black-figured vases, yielded to the Greek preference for delineation of human form, the animal-groups, in which an animal presumably (as I take it) representative, or at least symbolic, of some noxious occult influence was depicted as being (or having been) overcome by animals whose images had an apotropaic character, were displaced by scenes of combat wherein heroes or divinities were represented as overcoming a human, sometimes animal-which often was in some being-sometimes way associable with evil. Consequently, if we are indeed entitled to presume that the animal-combats were regarded, more or less generally, as possessing apotropaic virtues, then it would seem no more than reasonable to think that the combats which replaced them on the vases also were regarded as at least in some degree apotropaic in character. It is true that the admiration and esteem of the Greeks and the Etruscans for martial prowess, and their taste for tales and scenes of bloodshed picturing in extenso details of the carnage, are amply sufficient to account for the frequency of combats in the vase-paintings. Nevertheless, although I am not prepared to venture an opinion as to how far the selection of such scenes as subjects for those paintings was influenced by an expectation that they might operate apotropaically, the inherent nature of such scenes, and more particularly of certain types of them, so well qualified them for apotropaic applications that it is easy to believe that, at least where they appear associated with subjects-a pair of great eyes, or a gorgoneion, or a combination of both, for example--presumably essentially apotropaic in purpose, to those scenes as well apotropaic potency was ascribed. Thus, scenes of single combat or of battle could well have been thought to remind evil supernatural beings of the play of weapons, sharp or pointed, of which they stood in dread,127of the terrifying clash of metal 128 and the shoutings, and of brave warriors who might frustrate their designs.12sa Furthermore, it would seem not unlikely that the depicting on vases of scenes of combat was favoured because of some reason connectible with the common practices of holding contests at funerals 129 to satisfy the long-dead and at the times of certain festivals-whether
127 Beliefs that evil supernatural beings fear such weapons are world-wide; cf. The Golden Bough: The Scapegoat, 1914, p. 233 (with long list of references in n. 3); Taboo, chap. v, ? 3, 'Sharp Weapons Tabooed'. It would be easy to multiply the European (i.e. those which most concern us) examples cited by Frazer. 12s Cf. Frazer, Folk-Lore in the Old Testament, iii, pp. 472 f., where Classical Greek practice is specifically referred to, and The Scapegoat, loc. cit.; A. B. Cook, 'The
Herakles, the son of Zeus; may no evil enter!" ' L. Deubner, 'Charms and Amulets (Greek)', Encyclo. Rel. and Ethics, iii, p. 436. 129 For a large number of examples of contests at funerals, etc., cf. The Golden Bough: The Dying God, 1914, chap. ii, ? 5, 'Funeral Games'.
Gong at Dodona', in Journ. Hellenic Studies, xxii (1902), pp. 17,.20, 25. "Here lives the all-powerful 12saCompare 'An old heathen house-benediction...
213
or for the advantage of the living-when conceivably malevolent demons of ghosts might be expected to be about.'30 I am strongly inclined-even though I feel there may be an element of doubt in the matter-to think that apotropaic significance was attached to such representations of human combats as we have seen on the " Rhodian " pinax (cf. pp. 159 f. supra) showing Menelaus and Hector, in a field containing a pair of large eyes and a number of designs including two elaborated swastikas, and on the black-figured kylix (cf. p. 167 supra) displaying on its exterior a triple conflict between three pairs of hoplites and within its bowl a stag. And that representations of the kind were indeed looked upon as preservative is further suggested by their close association, on vases, with such woman-headed avian creatures (" sirens ") as we have already observed (cf. pp. 172 ff. supra) to have been accepted, seemingly, as apotropaic;l31 and perhaps also by the devicese.g. the head of a Gorgon, of a lion, of a ram, or of a satyr, or an eye, among a number of others-depicted on the warriors' shields.132 Furthermore, I think that we need hardly question that apotropaic virtues were credited to representations, such as those referred to below, of combats in which certain divinities were directly involved. That portrayals of individual warriors in the vase-paintings were looked upon as apotropaic is also strongly suggested both by their situations on the vases and by the parallels afforded by many peoples other than those of Classical antiquity.133 Thus, round a Corinthian columncrater in the University of California's collection there are two bands, the upper one of armed warriors, the lower of apotropaic animals, while in the space enclosed by each handle is a woman-headed bird.134 And armed warriors appear, significantly, within the bowls of a number of in a fragmentary one (black-figured within, red-figured kylikes-e.g. at Bonn,135 in one of Prof.,Robinson's which has its warrior in without) barbarian costume and carrying a crescent-shaped shield on which are two large eyes and a rudimentary nose,'36 and in one belonging to the
130 For some examples-to which many more could easily be added-cf. The Scapegoat, chap. iv, ? i, 'The Expulsion of Embodied Evils'. 131 Cf. Stephani, Compte-rendu... 1866, p. 35, n. I. 132Thus, on a Protocorinthian vase, of the first half of the seventh century, in the Louvre Museum, warriors in combat have on their shields, a swan, a mythical creature with a man riding it, a bird flying, and a bull's head; cf. Payne, op. cit., pl. I. 133 Some examples, European or Asiatic, of pictures of armed men which are regarded as apotropaic, are given by Seligmann, op. cit., ii, pp. 304'f. 134 Cf. C VA, U.S.A. fasc. 5, Group III C, pl. vii. 135 Cf. C VA, Germany fasc. I, pls. i, 2-4, and ii, 4. 136 Cf. CVA, U.S.A. fasc. 6, pj. x, I. In connexion with this are cited many references to crescent-shaped shields, and shields ornamented with eyes, on the
painted vases.
214
Metropolitan Museum of Art, which has a very similar warrior whose crescent-shaped shield bears an image of an eye.137 Analogously, a kylix (of mixed type, black-figured within, red-figured without) in the Villa Giulia displays in its bowl a running archer, turning and about to loose his arrow, and on its exterior two pairs of great eyes.138 Furthermore, on a kylix at Madrid a warrior is associated with each of two pairs of great eyes on the exterior,139while on an amphora (B 297 ; cf. n. 94 supra) in the British Museum there is on either side an armed youth advancing behind a sphinx, and on other vases we may see women-headed birds with single warriors.140 There are many vase-paintings in which a powerful divinity is shown overcoming an enemy-often a mythological personage, or a monster, of evil import-which I consider that we may very reasonably suppose to have been intended either to intimidate evilly-disposed supernatural beings through the representing of a mighty divinity clearly victorious or to operate through a sort of " homoeopathic " magic. As examples, out of the many available for citation, a few selected from the British Museum's black-figured kylikes on which they appear associated with pairs of great eyes, will suffice. On one (B 434) we find Herakles and the Nemean Lion, and Athena and a Giant ;141 on another (B 426), Herakles and Gereon, and Herakles and Amazons ;142 and on a third, two representations of Athena and a Giant.143 It would seem likely, in addition, that in the representations (a large number of which, on the vases, are associated with a pair of great eyes) of Athena in the Gigantomachy the image itself of the goddess was regarded as apotropaic, because there were certain more or less local beliefs concerning the power of her gaze, some of which even went so far as to assign to her (apart from the Medusahead on her shield or on her breastplate) gorgon-like attributes ;144 and, too, as we may recall, it was thought that she could wield the lightning (which appears as one of the safeguards in the apotropaic representations of a threatened eye 145) of Zeus. We may, I think, similarly presume that closely analogous reasons
1'7
138
Cf. Richter, Red-figured Athenian Vases, pl. 5. C VA, Italy fasc. iii, Group III H.e, pl. 45. 139 C VA, Spain fasc. I, Group III H.e, pl. 2. 140Cf. Stephani, Compte-rendu... 1866, p. 35, n. 2.
141 C VA, G.B. fasc. 2, Group III H.e, pl. 19, I; a gorgoneion 142 Ibid., pl. 21, I; a Dionysiac subject within.
occupies
the interior.
143 Ibid., pl. 22, 5; a potter (cf. p. 217 infra) within. 144 For some assembled references to these matters, cf. Seligmann, i, pp. 150 f. 145 Cf. Seligmann's list, op. cit., ii, pp. 151 f., nos. I, 2, 3, 4, (?) 5, 8, 9.
op. cit.,
215
were among those which determined the depicting of Artemis, the mighty archer and the assailant of monsters and of Giants, as on the University of California's " eyed " kylix with a gorgoneion inside, where, in fourwinged form, she is shown twice.146 We have, indeed, clear evidence that even to some of her effigies powers resembling those of " fascination " were credited, as at Pallene, where trees past which her local image happened to be carried became barren and their fruit blasted, while people feared to look upon it lest harm be thereby brought on them;147 and as at Lacedaemon, whose image of Artemis Orthia was reputed to have driven mad the two men who found it, and to have brought disasters upon certain persons sacrificing to it, until they were told by an oracle to wet the altar with human blood.14s And in her form of Hecate Artemis presided over enchantments and sorcery. Consequently, we may well suppose that where, in vase-painting, she appears as huntress of one of the (presumably) " evil " animals, e.g. a stag or a hare, singularly potent apotropaic virtue was ascribed to the representations. Perhaps, too, a somewhat analogous notion may sometimes have been associated with a vase-painting, such as the one of those to which I have alluded (p. 173) above, of Ulysses safely passing the magic-exercising Sirens, for it would have been easy to perceive in the scene a symbolic defeat of magical, or even other supernatural, malign influences. Reference has been made above (cf. pp. 165 f.) to a group of Classical objects characterized by some representation of an eye-which we may presume to symbolize an eye by or through the agency of which evil might be worked-surrounded by a number of creatures prepared to attack it. The most notable among the objects composing that group is a marble relief149 whereon appears, in addition to animals, birds, and a scorpion, a gladiator holding a trident. Although I have no record of any vase-painting similarly showing an isolated eye about which are threatening enemies, I am able to refer to several in which a destruction of eyesight is either represented or implied, whose subjects might well, therefore, have been looked upon correspondingly as preservative against evil eye or against one of its analogues. I am much inclined to think that scenes of the sort often were regarded as having apotropaic significance ; and I feel that support for a view to that effect appears in the company which a number of them keep. For example, on a kylix in the Cabinet des M6dailles of the Paris Bibliotheque Nationale, having within its bowl a gorgoneion and on its exterior two pairs of great eyes,
147 Cf. CVA, U.S.A. fasc. 5, pl. xvii, 2. Plutarch, Vitae, A ratus. Cf. Pausanias, Description of Greece, Bk. III, chap. xvi. 149 Cf. J. Millingen, in Archaeologia, xix (1821), pl. vi; Jahn, op. cit., pl. iii; Elworthy, op. cit., fig. 24; Seligmann, op. cit., fig. 123. 146
14s
216
one of the pairs is accompanied by a representation of the combat between Herakles and Alkyoneus, wherein Herakles is shown putting out one of the Giant's eyes.150 Then, on an amphora (B 154) in the British Museum, displaying on its neck a pair of large eyes, there is on one side a combat of Herakles and Amazons and on the other Ulysses and his companions blinding Polyphemos 151-a subject depicted also within a kylix found at Nola,152 on a krater (now at Rome, in the Palazzo dei Conservatori) found at Caere,153and elsewhere.154 And on a kylix in the Mus6e du Louvre, with a gorgoneion inside and two pairs of great eyes outside, there is between the eyes of one pair a combat of three warriors and between those of the other pair Aeneas carrying Anchises 155-who, according to one of the several stories of the source of his infirmities, Zeus had blinded by lightning (cf. n. 145 supra). A considerable proportion of the black-figured kylikes which we may very reasonably, because of the pairs of great eyes on them, regard as having been supposed to have apotropaic virtues, include Dionysiac subjects in their ornamentation. For ample illustration of the application of such subjects we need go no further than the British Museum's group of " eyed " kylikes, in which we may meet them within the bowl, either isolated (as in B 426) 156 or round a gorgoneion (B 427) ;157 or on the exterior between the eyes, as on B 427, on one having a gorgoneion within it, on one (B 435) 158 having a ram (cf. p. 168 supra) within, and on one having an ithiphallic satyr within. I am much disposed to believe that many of the Dionysiac subjects-although by no means necessarily all, whether or not associated with pairs of great eyes-on Greek or Etruscan vases had their eminent suitability for application, in such situations, reinforced by a presumption that they possessed apotropaic efficacy in at least some degree. Due to the nature of Dionysus and of the rites attending his worship, the special appropriateness of Dionysiac subjects for the adornment of kylikes and vessels of certain other kinds would, even had the scenes been
Cf. C VA, France fasc. 10, pls. 52, 53Rough sketch given by Harrison, Myths of the Odyssey, pl. Io. 152 Similar sketch given ibid., pl. 4. 153 Cf. ibid., pl. Io; Hoppin, op. cit., p. 7, with extensive bibliography of vase on p. 6; Roscher, Lexikon, s.v. 'Polyphemos', fig. I. 154It may be observed that several of the examples cited were found near Vulci, so testifying to an Etruscan liking for the subject. 155 Cf. Hoppin, op. cit., pp. 258 f. 156 Cf. CVA, G.B. fasc. 2, Group III H.e, pl. 21, I. 158 Id., pl. 22, 157Ibid., pl. 20, 2; cf. n. 117 supra. 3150 151
217
much less inherently pleasing, have been copiously adequate to secure their employment in that way. But many of those subjects embody elements so vividly recalling certain beliefs or practices which, in associations other than Dionysiac, were considered to be apotropaic, that I feel that we may well presume their mere presence, apart from any Dionysiac connotations, to have been thought to promise protection against harm of occult origin. We know that Dionysus himself was often represented by a phallus-a symbol anciently looked upon as one of the most powerful preservatives against evil eye, fascination, sorcery, and the like-and that a phallus was a prominent feature of Dionysiac processions; in the vase-paintings the satyrs frequently are depicted with phallus exaggerated and erect, and the mules or asses in the Dionysiac scenes commonly are ithiphallic. There was a close relation, too, between Dionysus and the bull,159an animal whose image, either as a whole or signified by only its head (which in amuletic pendants often was combined with phalli 160), was regarded as apotropaic.161 Then, he was be' lieved to " attire a sa suite tous les demons demi animaux des forets et des solitudes sauvages "162-creatures who, if well disposed towards a person or a thing could be expected to defend him or it against inimical evil occult influences. Ahd finally, the flaming torches swaying through the darkness, the unwonted noise, and the uncontrolled running about of the votaries, which accompanied the Dionysiac festivals, all could be paralleled in popular non-religious practices carried out for the purpose of driving away evil supernatural beings.163 Among the British Museum's black-figured kylikes is one (B 432) having on its exterior two pairs of great eyes, with a combat of Athena and a Giant between the eyes of each pair, and within its bowl-where in the circumstances we should expect most commonly to find a gor-. goneion-a potter beside his wheel,164 a subject which I think may well be of quite exceptional interest in our inquiry. Although representations of potters engaged in one or another of the operations of their craft are by no means uncommon on the painted vessels,e.5 they would seem in
159 For a series of references to Dionysus in the shape of a bull, cf. The Golden Bough: Spirits of the Corn and of the Wild, 1914, i, pp. 16 f. 160For two examples, cf. Jahn, op. cit., pl. v, 4, 5; or Seligmann, op. cit., figs. 6o, 61. 161Cf. Seligmann,op. cit., ii, pp. 127 f. 162 Cf. F. Lenormant, in Daremberg and Saglio's Dict., s.v. 'Bacchus', p. 617. 163 Cf. p. 212 supra. 164 Cf. C VA, G.B. fasc. 2, Group III H.e, pl. 22, 5. Cf. "65 G. M. A. Richter, The Craft of Athenian Pottery, New Haven (Conn.), 1923, passim. O
218
general to have had no function other than that of decoration. In the present instance, however, the subjects on the exterior suggest strongly that the subject in the interior had likewise an apotropaic significance. That significance I take to derive from the potter's wheel,'66 due to a certain concept deeply rooted in Classical Italy (as it is in Modern, and elsewhere), and there expressed in many ways. That concept is to the effect that sentient evil beings cannot work harm upon a person or an object guarded by something intimately associated with an unascertainable quantity.167 In the case of the kylix under discussion, I presume it to be involved in the unascertainable number of turns that the potter's wheel has made, for a presumption to that effect is supported by a current Umbrian belief, recorded by Bellucci (Gli Amuleti, pp. 52 f.), that the flakes of iron, originating in splinters detached from the shaft of a grain-mill and flattened by the action of the millstones, are excellent protections for children (upon whose garments they are sewn) against the harmful attentions of witches, because they have been collected while the stones were still, and it is impossible ever thereafter to know how many revolutions the stones had made while the flakes were in contact with them. Furthermore, in Umbria a hedgehog's jawbone is worn, on the same principle, as a pendant, under the impression that a witch cannot bring harm to its bearer unless she knows precisely the number of spines the irrecoverable animal had.168 As testimony to the existence in Classical Italy of the notion that something involving indeterminability could confer protection from occult evil influences, there may be recalled certain verses of Catallus, who in them speaks (cf. " Ad Lesbiam, 5 ") of giving so many kisses to his adored Clodia that their number will be undiscoverable and no one's
166I doubt that the wheel here was, as was a wheel in some associations elsewhere, regarded as apotropaic inherently because of its form and its consequent acceptance as, for example, a sun-symbol. 167 For a discussion of this concept in some detail, see W. L. Hildburgh, 'Indeterminability and Confusion as Apotropaic Elements in Italy and in Spain',
in Folk-Lore,
minability in Mazes and Maze-Dances', in id., pp. 188-92. The inverse of the concept appears in the fear, lest harm befall them, of counting persons or things-a fear not only widespread in distribution (cf. Frazer, Folk-Lore in the Old Testament, ii, pp. 555-63 [= Part III, chap. ix]), but still present in Umbria (cf. Bellucci, Gli A muleti: Un Capitolo di Psicologia popolare, Perugia, 1908, p. 56). Tuscan 16s For a number of other still (or until recently) current Umbrian and/or as exemplifications of that principle, cf. my 'Indeterminability and Confusion .', pp. 135 f., 138 f., 141 f. Apotropaic Elements..
Ivi (1944-5),
PP. 133-49,
and Indeter-
219
envy shall be able to harm him and his beloved; and again (" Ad Lesbiam, 7 ") of exchanging kisses " as many as the grains of sand of the Libyan Desert round Cyrene ", so that no evil tongue shall, by the exercise of " fascination ", part him from his darling. In transposition, the same concept appeared in the profound secrecy observed concerning both the name of the guardian deity of Rome and that of the city itself, for it was thought that knowledge of the one would give an enemy power to influence the deity, and knowledge of the other power to take the city.369 Something of the same sort seems to underlie ancient stories (such as that of the Sphinx) in which lack of a certain piece of knowledge renders a person liable to harm which, should he know that piece, recoils on the potential assailant. Further evidence of the belief in indeterminability or confusion as apotropaic, in ancient Umbria, seems to lie in Dennis's description (op. cit., i, pp. 40 f.) of a very ancient tomb called "La Grotta Campana". Referring to the inner chamber of this tomb, he says that its walls "are unpainted, save opposite the doorway, where six disks ... are represented as suspended. They are fifteen inches in diameter, and are painted with a mosaic-work of various colours, black, blue, red, yellow, and grey, in such small fragments, and with such an arrangement, as if they were copies of some kaleidoscopic effect'". The situating of these disks directly facing the entrance, seen in the light of Dennis's remark, some pages earlier, that on entering the outer chamber of that same " Grotta " the visitor's eye " is at once riveted on the extraordinary paintings . .. facing the entrance ", suggests very strongly that those disks were intended as an apotropaic device based on the inability of a potentially evil-working glance (which would fall first upon them) to determine accurately the number and the precise nature of their component elements.170 Leland, in his Etruscan Roman Remains, mentions (p. 168) the employment, in the Tuscan Romagna, as preservative against sorcery, evil eye, and the like, of interlaced and interwoven cords and of " braids beautifully made of silk of all colours ". Such mention brings to mind the representations of twists or interlaces on some vessels of the so-called " Rhodian " ware cited, in connexion with other matters, above. On one of those vessels, the pinax (cf. pp. 159 f.) whose decoration includes a Trojan combat and a large pair of eyes, the warriors stand on a band resembling a twisted endless cord, a thing to which apotropaic virtues
169 For some ancient references to these matters, see The Golden Bough: Taboo (a large part of whose chap. vi is devoted to the tabooing of names), p. 391. 170 For a fuller note on this, cf. Hildburgh,
220
conceivably could have been ascribed not alone because of its twists but also because, it being without visible ends, there would have been difficulty both in determining precisely the number of convolutions and in tracing them. On the other vessel, the " L6vy " oinochoe in the Louvre (cf. n. 17 and p. 160), with its series of zones of presumably apotropaic animals, there is round the neck a pattern resembling plaited ribbons or cords. The predominance, in the ornamentation of these two vessels, of elements which we may well believe to have been looked upon as apotropaic, sanctions us (cf. pp. 158 f. supra), I think, in assuming the possibility that to the intricacies mentioned apotropaic virtues may, too, have been credited. The above-cited beliefs with respect to twists and turns suggest that the meanders, which appear commonly, and often (especially on the geometrical vases) in highly complicated forms, in the ornamentation of Greek vases may have to some extent owed the development of their complexities to an assignment to them of apotropaic potency. On a well-known Etruscan oinochoe, believed to be of about the sixth century B.C., found at Tragliatella171, there is scratched a representation of the sort of performance which Virgil, centuries later, described (Aeneid, v. 545) as " the game called Troy " and in a way suggesting strongly that its purpose was apotropaic and the means whereby that purpose was to be achieved involved to a great extent the production of confusion and a sense of indeterminability.172 While there were other, and obvious, reasons for ornamenting a pottery vessel with a representation of the " Troy Dance ", the apotropaic connotations of such a representation might-in view of what we know concerning a number of the designs used for the adornment of other wine vessels made for Etruscan use-well have been meant as a protection for the oinochoe's contents. We have now seen that, of the subjects depicted in the Greek vasepaintings, a very considerable number could, in conformity with what we may reasonably assume to have been current beliefs, when so depicted have had ascribed to them a power of warding off evils of occult origin. That at least some of them owed their places on the vases mainly to beliefs that they would there exert such power has, indeed, seemed pretty clearly evident. Of the others, the particular situations they occupy on the vessels, or special circumstances associated with them, have appeared to indicate that they as well very probably, and in some cases almost
figs. 133-5; Daremberg and Saglio, Dict., s.v. 'Troja, Trojae Ludus', with fig. 7102. 172 Cf. my 'The Place of Confusion and Indeterminability in Mazes and MazeDances', p. 189.
171 Cf. W. H. Matthews,
London,
221
certainly, owed their representations to an expectation that they too could, if needful, act protectively. That is, right through the decoration of the black-figured vases, and extending its influence into the decoration of the red-figured vases, there seems to run a strong element of apotropaism, which to some extent affected both the style of decoration and the choice of subjects embodied in that decoration. It is, I think, indirectly due to the apotropaic features incorporated in the vase-paintings that we owe in large part the survival of the vases themselves in such surprising quantities in the Etruscan tombs. The Etruscans considered as of primary importance that the spirits of the dead should be kept well-disposed towards those persons with whom they might, whether through kinship or through some other proximity, still be in potential contact. And from the general contents of the Etruscan tombs it may be presumed that it was actively desired, not merely to limit the occupancy of a tomb to the revered dead for whom it had been prepared, and to reserve for the service of their manes the material possessions placed therein, but also to keep the tomb's rightful tenantsand especially those who in life were in one way or another exceptionally influential-from molestation by just such occult forces as were presumed to afflict the living. In a world haunted by unappeased and vengeful spirits of the dead-hungry, homeless, envious of the shelter and the gifts of food and drink and the more durable comforts spread for the contentment of the legitimate inmates of the sepulchre-and peopled by in. herently malevolent demons and other creatures of the darkness, it is reasonable to suppose that all practicable means were enlisted for securing the benefits of a tomb to its proper occupants. Of such means, one of the most obvious lay-if I am justified in my view of the significance which it was possible to attach to details of the painted ornamentation of the vases-firstly in the employment, as containers for the food and drink set out, of vessels whose decoration included apotropaic elements, and secondly in a display of the painted vases. In Dennis's description, from which I have quoted extracts (cf. p. 219) above, of the Etruscan tomb known as " La Grotta Campana ", he tells us, incidentally and seemingly without recognition of the pregnant inference to be drawn from it, something which appears to show pretty clearly that at least certain of the vases placed in that tomb had been expected to exercise an apotropaic function of some sort. Continuing from his surmises (quoted above) regarding the disks painted on the wall directly opposite the doorway of the inner chamber, he says that " Above them [i.e. the disks] are many stumps of iron nails, formerly [that is,
222
before the tomb had been plundered] supporting vases, the originals, it may be, of these painted disks; and around the door between the two chambers are many similar traces of nails ". That is, the vases which hung from those nails had been installed in precisely those places in which we should expect to find them had they been intended for guarding the occupant of the tomb (and such of the accompanying objects as needed protection) from harm originating in or inflictible through an evilvirulence of working eye, or causable by malevolent beings-the the one should be spent harmlessly in its first glance through the doorway, and the evilly-inclined should be indisposed to pass, in the presence of the things about the doorway'73 and opposite the doorway, or should be stripped of their harmful powers should they succeed in passing. In view of the apotropaism so markedly evident in some of the subjects of the vase paintings, presumable in many others, and very probably assumable by the Etruscans in a further considerable number, it would be but natural for us to suppose that it was because such subjects were depicted on them that vases were placed in the situations mentioned by Dennis. But while I feel convinced that the apotropaism of the subjects was the dominant factor in the positioning of the vases (and thus corroborative of the deductions we have made respecting that feature of those subjects), I think it should be noted that one of several other conceivable factors may possibly, and compatibly, have been involved. With the first of these, which is concerned with the nails whereon the pottery vessels hung, I take it that we need little occupy ourselves; suffice it to mention that the nails in themselves could have been regarded as amuletic, the iron which so anciently and so both because of their substance-i.e. has been credited with apotropaic powers-and by virtue of their widely
173 In the Classical Romans' use of images of Medusa's face for door-knockers, and in Janus, their very ancient divinity protective of entrances, we may see exemplified their belief in the need to prevent the ingress of evil occult influences. Cf. Ovid, Fasti, vi, 155, where he tells how, to keep certain vampire birds (perhaps transformed witches) from re-entering a child's room, the nymph Crane touched the door-posts with arbutus leaves, marked the threshold with them, sprinkled the entrance with water which had been medicated (i.e. presumably given magical window properties), and put a twig of white thorn (a 'rod of Janus') at the little which gave light to the inner rooms. (Compare the very similar modern story, including arbutus and white thorn, from the Tuscan Romagna, recorded by Leland, op. cit., pp. 107 ff.) For several further references to Greek or Roman uses of thorny plants to keep evil influences from entering a dwelling by door or by window, cf. Frazer, The Fasti of Ovid, iv, 142 f., and The Golden Bough: The Magic Art, ii, p. 191 n. Beliefs of the same sort exist among practically all peoples who both assume the reality of supernatural beings and possess enclosed places which they wish to keep free of such beings.
223
penetrative form;174 and, even more appositely, that nails driven into doors have in some places been assumed to prevent evil occult influences from passing the doorway.175 On the other hand, there is a possibility which I think by no means remote, that the vessels themselves, essentially as pieces of pottery attractive to look at and quite apart from the particular subjects painted upon them, may have been regarded as preservative against evil conditional on sight.176 Although I have no conclusive Classical evidence in the matter, I can refer to a number of modern beliefs, presumably carrying on traditional ones, which suggest that it might have been thought the vases would by their striking appearance draw upon themselves the first (and supposedly therefore contingently the most harmful) glance of a potential evil-worker, and then, themselves breaking, would so divert harm from an otherwise destined victim.177 Furthermore, I think possible that a basis, or at least some measure of support, for apotropaic applications of the painted vases might have been
pp.
174 On nails as amulets, 106-33, and pp. 260 f.
175 Ibid., pp. 251 f. A particularly pertinent example, reported from the 'South Slavs', is cited in The Golden Bough: The Magic Art, ii, pp. 339 f. Of the uses of pots, qua pots, as protections against evil eye and its analogues, 176 there appear to be a number of examples (although none of them are Classical) available for citation, but unfortunately no record of such that I have is completely unambiguous. Seligmann's examples (op. cit., ii, 40 f.) all (with perhaps one obscure exception) refer to pots either coloured in particular ways or set inverted, so that we cannot be certain just what notion underlies the practice.
rumpi credunt tali modo ", among remarks on magic, refer rather to evil eye or the like. There are many records, from various parts of the world, of beliefs that objects in use as amulets may break when exposed to the influence of evil eye or one of its analogues (cf. n. 4 supra). In a number of these I think it is to be inferred that the amulet protects its bearer by taking upon itself an injury which otherwise would have come upon him. Tuchmann cites (in M6lusine, viii, col. 181) a custom, among modern Greeks, for young girls to wear bangles of blue glass, 'which break when anyone wishes to throw evil eye on them'. From Spain I have sundry records (the earliest of them printed in the middle of the seventeenth century) of thingspieces of jet, the little horn-shaped pendants commonly worn by children against mal de ojo, the apotropaic bells for infants, religious medals-being believed to break, and in so breaking protecting their wearers, should the latter be exposed to evil occult influences; and since these come from both north-western parts of the Peninsula (never under Moslem domination) and Andalusia (which in Classical times was thoroughly Romanized), I think it fair to presume that the notion probably was a survival from Roman Spain, and quite possibly existed in--if indeed it was not derived from-Classical Italy. A somewhat similar, and not improbably related, notion is a Moroccan one to the effect that 'the accidental breaking of an object, especially of a glass or earthenware vessel' can take away misfortune from its owner, whence arises an idea that it is a bad omen if such a vessel falls and does not break (cf. Westermarck, op. cit., i, p. 608). Probably analogously related are, also, certain practices, of Jews and Arabs, involving the breaking of pottery (cf. R. Campbell Thompson, Semitic Magic, London, 19o8, pp. 30 f.).
177
Unless,
perhaps,
Pliny's
words
(N.H.,
xxviii,
4)
opera
224
educed from their constitution of pottery shaped on the wheel. We have seen (cf. pp. 218 ff.) supra that in Classical Italy there was, as there is in Italy today, a robust belief in indeterminability as a potent means of and we have remarked in particular a modern Umbrian protection; exemplification wherein an indeterminable number of revolutions is involved. It is conceivable, therefore, that pottery made on the wheel, and so endowed with an inherent element of indeterminability, might have been looked upon as in some degree apotropaic. Perhaps corroborative of such an application of the principle was the Vestals' use of " vessels of coarse earthenware ", " moulded in the most primitive fashion by the hand without any mechanical contrivance ", for the presentation of their offerings.178 It is most generally assumed that perpetuation of the use of such primitive vessels was conditioned by religious conservatismwhich in fact often is a potent influence for the retention in matters pertaining to the gods of practices long obsolete in common life-but I think it almost equally consistent with what we know of the Romans to believe that it was based on the notion that things incorporating an indeterminable number were distasteful to supernatural beings, and consequently unsuitable as containers for offerings to divinities. The question whether the Attic vases were intended for such actual household purposes as their shapes suggest, or whether their functions were mainly ornamental, has received considerable attention from scholars.179 Their fragility, their porosity, and the possible instability of their painted decoration if subjected to repeated cleansings, have been but such urged against their employment for utilitarian purposes; objections have been met by arguments that those factors had not the force some scholars have ascribed to them, and by evidence indicating that in at least some cases the vessels had indeed served such purposes. The apotropaism so strongly-as I see it-displayed in many of the vase paintings would seem to afford us striking testimony in the matter. Doubtless subjects apotropaic in character might have been, and quite possibly actually were, applied to vases whose functions were essentially ornamental, either to protect those vases themselves from harm or to provide protection from evil occult influences for persons or things in the vase's immediate vicinity. But if that had been the principal end of the apotropaic decorations, it is unlikely that so much care would have been exercised in applying such decorations precisely in the places where we
178Cf. The Golden Bough: The Magic Art, ii, pp. 202 f. 179 Cf. Richter, The Craft of Athenian Pottery, pp. 59-63, 'Were Athenian vases made for everyday use?'.
225
should expect to find them had the primary intention been the protection of substances within the vases. The pairs of great eyes, and the presumably apotropaic subjects commonly accompanying them, on the exteriors of kylikes, and the gorgon masks or other apotropaic devices within those same kylikes, are so nicely calculated to remove, and thereafter to ward off, evil influences that I find it hard to believe that they did not have just that intention. Then, too, it is fair to presume that a pair of great eyes on the neck of a vase was situated there as a sort of filter to extract harmful influences from a liquid entering the vase; and that the zones of protect ive creatures round the body were to prevent renewed contamination. When we observe that as one type of apotropaic subject-the theriomorphic-went out of fashion it was replaced by such other types as I have segregated above, it seems reasonable to presume that the advisability of guarding the contents of a vessel from occult evil continued to be recognized. And if that were indeed so, then we have in the persistence of apotropaism in the vase-paintings testimony indicating that the painted vases were largely meant for utilitarian service, even though some of them in utilitarian shapes may, paralleling some of our own vases, have been made for merely ornamental use.s80
1soThe first section of the above paper had already appeared, and the present section was actually in the press, when Dr. Otto Kurz brought to my notice a lecture, " Urspriinge der bildenden Kunst " (see Akademie der Wissenschaften in by the late Dr. Emanuel L6wy, Emeritus Professor of Classical Archaeology in the University of Vienna, concerned mainly with the role of magic in Greek art. Prof. L6wy's approach to the subject of Greek vase-paintings is from a direction opposite to mine. Beginning with the proposition that decorative art originates in crude attempts to represent actual objects regarded as apotropaic upon, or in the immediate vicinity of, inanimate objects or living creatures thought to require protection, he turned to Greek art, and more particularly to its vase-paintings, as a specific example. He set forth reasons-a number of them coinciding with those I have advanced above, but in general terms instead of particularized-for thinking that motives essentially magical, apotropaic or conceived to be pleasing to supernatural beings, underlay all archaic Greek design. Although I believe some of his opinions to be quite sound, I am inclined to think that on the whole his views are too broad ; that the magical content he thought to detect in certain types of subjects was, if indeed perceived by the Greeks, accidental and not I have not learned of any more particularized publication of his intentional. on the subject, although I have been told that it was one of his major preoccupations in the years just preceding his death early in the 'thirties. ERRATA Folk-Lore for December, 1946 Page 159, line 5, for cimatura read cimaruta. Page I66, line 25, for (cf. p. 163 infra) read (cf. pp. 216 f. infra).
Wien : Almanach fiur das Jahr 1930, pp. 275-295 ; or offprint, pp. 1-2I), delivered