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[email protected]
www.hcss.nl
The Maritime Future of the Indian Ocean
The Hague Centre for Strategic Studies (HCSS)
FuTurE IssuE N
o
13 | 09 | 10
IsBN/EAN: 978-94-91040-18-4
Authors Tim Sweijs, Willem Cleven, Mira Levi, Joelle Tabak, Zinzi Speear, Jeroen de Jonge
Editing Aurlie Basha i Novosejt, HCSS & Taalcentrum Vrije Universiteit Amsterdam
Graphs Richard Podkolinski, Nanna Spakler & Willem Cleven
2010 The Hague Centre for Strategic Studies. All rights reserved. No part of this report
may be reproduced and/or published in any form by print, photo print, microfilm or any
other means without previous written permission from the HCSS. All images are subject
to the licenses of their respective owners.
Graphic Design: Studio Maartje de Sonnaville, The Hague
Print: Koninklijke De Swart, The Hague
This publication is part of the Security Foresight Programme. The Security Foresight
Programme is made possible by:
The Maritime Future
of the Indian Ocean
Putting the G back into
Great Power Politics
The Hague Centre for Strategic Studies
FuTurE IssuE N
o
13 | 09 | 10
4 Future Issue: The Maritime Future of the Indian Ocean
The Hague Centre for Strategic Studies (HCSS) seeks to advance
international security in an era defined by geopolitical, technological
and doctrinal transformation and new security risks. HCSS provides
strategic analysis and offers concrete policy solutions to decision
makers. HCSS serves as a strategic planning partner to governments,
international organisations and the business community.
HCss report 5
Table of Contents
1 Executive summary 7
2 Introduction 9
2.1 setting the stage 9
2.2 Methodological Approach 11
2.3 Trends in the Debate 13
3 The Maritime Future of the Indian Ocean 15
3.1 Parameters 15
3.2 Drivers 30
3.3 security Implications 36
4 HCss Assessment of the Indian Ocean Debate 41
5 Conclusions and Policy recommendations 45
Addendum Implications for the
National security of the Netherlands 47
Appendices 51
5.1 Appendix A Blue-Green-Brown Water Navy Capabilities 51
5.2 Appendix B Maritime Expenditures Projections 53
5.3 Appendix C strategic Categories of Maritime Power 57
5.4 Appendix D Maritime Build-up 59
5.5 Appendix E (Military) Maritime Facilities in the Indian Ocean 65
5.6 Appendix F Current and Future Maritime Capabilities of France,
the uK, Australia and Japan in the Indian Ocean 73
5.7 Appendix G Emerging Maritime Technologies 76
5.8 Appendix H Definitions and scaling of Parameters 81
5.9 Appendix I Definitions and scaling of Drivers 85
5.10 Appendix J relationships 88
5.11 Appendix K List of Foresights in sample 90
5.12 Appendix L Endnotes 99
HCss report 7
ExECuTI VE suMMAry
Executive summary 1
The Indian Ocean is fast becoming the new center of economic gravity, as it ties
together the economic fortunes of emerging Asia, the US, and Europe. Maritime
rivalries in the Indian Ocean are an early indicator of the return of great-power
politics to the limelight of the international arena. This Future Issue reveals the
considerable amount of disagreement existing among experts with regard to
the future trajectory of events in the Indian Ocean. There is little disagreement,
however, that the economic and strategic importance of the Oceans major Sea
Lines of Communication (SLOCs) particularly its choke points will continue
to grow amidst an accelerating maritime build-up, the continued presence of
significant pockets of regional instability, maritime piracy, and terrorism. These
current and future key developments in the Indian Ocean will have important
implications for security and business continuity. The analysis in this Future Issue
warrants the following conclusions:
The safety of the Indian Oceans SLOCs is of vital importance to the growth of
the emerging economies in South and East Asia, as well as the world economy
at large. The strategically located choke points are extremely vulnerable to
disruptive attacks both from state and non-state actors, including pirates and
terrorists. Contingencies at sea have the potential not only to affect already
volatile oil prices, but also to have dramatic effects on companies that rely on
principle of just-in-time production and delivery within the context of global
production networks.
The Indian Ocean is a major testing ground for great-power relations between
the US and the potential emerging contenders China and India. Even as China
and India harbor ambitions to expand their forward naval presence in the
Indian Ocean, historically embedded mistrust is encouraging mutual
suspicion concerning each partys intentions. Both China and India are
starting to consider the Indian Ocean in terms of prerogatives and
responsibilities. This could trouble the Oceans waters considerably and pose a
potential source of future conflict. It could also indicate that these emerging
8
ExECuTI VE suMMAry
Future Issue: The Maritime Future of the Indian Ocean
powers are starting to shoulder some of the responsibility for maintaining the
safety of the Oceans SLOCs.
A significant maritime build-up is taking place across five strategic categories:
SLOC protection, maritime dominance (sea control and sea denial), power
projection, submarine-launched nuclear second-strike capability, and space
dominance. The US remains far ahead of China in terms of maritime
capabilities and even farther ahead of India across all five categories of
maritime capability. Its lead is likely to shrink in the years to come, however,
with China leveling the playing field in such areas as sea denial and power
projection capabilities. This could change the balance of power at least enough
to foster ambitions for regional hegemony on the part of at least one of the two
contenders.
HCSS offers the following policy recommendations:
The Indian Ocean requires close attention by decision makers at the highest
strategic levels. Foreign ministries should recognize the Indian Ocean as a
region that deserves attention in its own right.
Given that the Indian Ocean is a test zone for the rules of the game in a nascent
multi-polar world order, it is of the utmost importance to establish governance
frameworks that will facilitate the integration of rising powers in regulating
this order and upholding the principles of an open world economy.
In the light of the tremendous importance of the safety of SLOCs for sea-based
trade and world economic growth, policymakers should attach high priority to
the safeguarding of SLOCs and vulnerable choke points.
Because global production chains are vulnerable to supply disruption
originating from the Indian Ocean, business executives should re-assess their
policies regarding supply-chain risk management.
HCss report 9
I NTrODuCTI ON
Introduction 2
2.1 Setting the Stage
The Indian Ocean (one of the worlds three oceans) runs from the eastern shores
of Africa and the Middle East to the western shores of Australia and the Malay
Peninsula, framing the entire southern shoreline of Asia. It is a key transit region
for inter-continental trade in energy and commercial goods. Current estimates
suggest that the annual value of two-way international trade passing through
the Indian Ocean sea lanes is almost USD 1 trillion.
1
While its importance as a
transportation hub is expected to increase further over the next two decades,
it is also increasingly becoming a trade destination in its own right.
Emerging and established great powers most notably the US, China, and India
are bolstering or establishing strategic footholds in the Indian Ocean region
along the Oceans sea lines of communication (SLOCs), as well as in the narrow
passages that connect these SLOCs with Europe (e.g., Bab-el-Mandeb), the Middle
East (e.g., the Strait of Hormuz), and East Asia (e.g., the Strait of Malacca), as
illustrated in Figure 1.
The strategic maneuvering of these powers marks the return of great-power
politics to the limelight of the international arena, and it may form the prelude to
an era of renewed maritime rivalry. In its 2007 maritime strategy entitled Freedom
to Use the Seas, India recognizes that SLOCs are critical to its future economic
prosperity, noting that nations that depend on the waters of the Indian Ocean for
their trade and energy supplies have come to expect that the Indian Navy will
ensure a measure of stability and tranquility in the waters around our shores.
2
For its part, the US speaks of the need to posture credible combat power in the
Indian Ocean in order to protect its vital interests.
3
China, meanwhile, remains
largely silent over its objectives in the Indian Ocean. Like India and the US,
however, it is engaging in a build-up of its maritime capabilities, and these
actions may be a harbinger of a future maritime arms race with implications
that will reach far beyond the boundaries of the Indian Ocean region.
10 Future Issue: The Maritime Future of the Indian Ocean
I NTrODuCTI ON
FIGurE 1: sEA LINEs OF COMMuNICATION AND CHOKE POINTs IN THE INDIAN OCEAN
The future is admittedly not singular (i.e., one cannot credibly and confidently
predict the future; the future, ex ante, is therefore always plural), the Indian
Ocean and its Rim are very likely to become a sample stage for some of the most
important global challenges in the 21
st
century. Persistent conflicts in the Middle
East and the Horn of Africa will be a continuing source of instability in the
Oceans northwestern region, and they will pose a major security challenge to the
international community in general. In addition, many violent, non-state actors
have established strongholds in such areas as the Arabic Peninsula, East Africa,
and the Hindu Kush, which are plagued with weak or failing governance
structures. These actors will continue to use the Indian Ocean in support of their
operations. Climate change may become a security challenge as well, as the rising
sea level threatens to displace the inhabitants of low-lying coastal regions in
Bangladesh and the Maldives islands. Competition for control over deposits of
scarce resources found in the Indian Ocean Rim countries will likely ensue in the
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HCss report 11
I NTrODuCTI ON
coming decades. Moreover, the Indian Ocean will be one of the key stages on
which established and emerging powers will meet and match forces in the next
two decades.
As a result, developments and possible tensions or threats in the Indian Ocean
may become the first litmus test for the US with regard to its strategy for
addressing the rise of China and India. Whichever equilibrium is achieved in the
region, it will likely reflect the underlying nature of a world characterized by
multi-polarity: it will either be an inclusive and open system, upholding a
principle of Mare Liberum (or free and open seas), or a system characterized by
regionalism and therefore Mare Clausum (closed seas).
2.2 Methodological Approach
This Future Issue examines how these developments will shape the security
environment in the Indian Ocean over the next two decades. To address the
substantial uncertainty that exists about the future course of history and to
incorporate it into the debate, we have mapped the full spectrum of (and thus
the divergence in) global expert opinion about the future of the Indian Ocean.
We accomplished this by analyzing approximately 100 foresight studies that
have been published on the topic in the last ten years.
We followed a two-tier search protocol in our review of the discourse on the
Indian Ocean. To begin, we conducted an extensive search of the World Wide
Web using a search algorithm containing thirty search terms across three
categories, comprising future, security, and the geographical indicator Indian
Ocean. In a second search, we concentrated on 200 well-known foresight
institutes and academic institutions, and we tapped into the in-house Metafore
database of HCSS. From our search results, we selected a sample of 96 relevant
foresight studies published since 2000 (see Appendix K).
We subsequently analyzed these studies using our standard Metafore protocol of
parameters, drivers, and security implications. Parameters are defined as the key
attributes of the maritime situation in the Indian Ocean that are likely to change
in the future. The primary question in this regard involves the identification of
characteristics of the maritime situation in the Indian Ocean that are likely to
change in the future. Drivers are defined as the forces that are likely to trigger
changes in the parameters. The primary question in this regard involves the
identification of mechanisms that are likely to drive change in the future maritime
12
I NTrODuCTI ON
Future Issue: The Maritime Future of the Indian Ocean
situation in the Indian Ocean. Implications are the consequences resulting from
changes in the parameters (see Table 1).
PArAMeterS DriverS iMPlicAtionS
Civilian Use of SLOCs Asian Economic Growth Changes in the Balance
of Power
Strategic Importance of SLOCs Energy Dependency (Risk of) Violent Conflict
Vulnerability of SLOCs Economic Interdependency Insecurity of SLOCs
Activity of Violent Non-State
Actors
Maritime Ambitions of
Emerging Powers
Rerouting of (Energy)
Supply Lines
Maritime Power Distribution Maritime Ambitions of
the United States
Economic Disruption
Nature of the Maritime
Build-up
External Sources of
Interstate Friction
Maritime Relations Cooperation on
Non-Maritime Issues
Instability of the
Indian Ocean Littoral
TABLE 1: OVErVIEW OF PArAMETErs, DrIVErs AND IMPLICATIONs PrEVALENT IN
FOrEsIGHT sTuDIEs
Taking into account the divergence in perspectives on the maritime future of the
Indian Ocean, we distilled the key parameters and drivers prevalent in expert
opinion and divided them along a three-point graduated scale (e.g., decrease-
constant-increase or low-medium-high). We also coded the nature of the
relationship (positive or negative) between drivers, parameters, and security
implications. For example, some experts predict that the Indian Oceans SLOCs
are likely to become more vulnerable, due to conflicts between the maritime
ambitions of emerging and established powers. According to other experts,
increasing economic interdependency is likely to make the Indian Oceans SLOCs
less vulnerable. Appendices H and I provide definitions of the parameters and
HCss report 13
I NTrODuCTI ON
drivers, and they explain the operationalization of these scales. Appendix J offers
an overview of the coded relations. The following sections present the key
parameters in the debate on the future of the Indian Ocean, the key forces that
drive these parameters, and their likely implications, as predicted by the expert
discourse.
2.3 trends in the Debate
As shown in Chart 1, the Indian Ocean has been receiving an increasing amount
of attention: more of the foresights in our sample were published after 2008 than
were published in the seven-year period prior to that. In fact, all publications
from government and industry parties that directly make and implement
policy were published after 2005, with the largest share after 2009. This
suggests that the strategic importance of this topic is increasing.
CHArT 1: PuBLICATION TrEND: NuMBEr OF FOrEsIGHTs By yEAr OF PuBLICATION
The majority of the studies were authored by think tanks and research institutes
(see Chart 2). Our results may be skewed, however, due to the open-source nature
of our search. In other words, government and industry publications may be
under-represented simply because they are not openly and/or freely available.
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14
I NTrODuCTI ON
Future Issue: The Maritime Future of the Indian Ocean
This limitation may partly explain the relative absence of the European Union
(EU) and major European powers (e.g., Great Britain, Italy, France) from our
analysis. It is worth noting that our sample includes views from both sides of the
Pacific, even though it may seem to focus primarily on the West (particularly the
US), with Chinese views seemingly less represented (see Chart 3). While this bias
can be explained in part by the inherent language barrier we encounter in
analyzing Chinese documents, two points are worth making. First, despite the
language barrier, more than one third of the foresights in our sample are from
Asia, including Singapore and Japan. Second, a number of the US publications
were actually authored by Asian academics employed by overseas research
departments.
CHArT 2: TyPE OF sOurCE: NuMBEr OF FOrEsIGHTs By TyPE OF ExECuTOr
CHArT 3: COuNTry PErsPECTIVE: NuMBEr OF FOrEsIGHTs By COuNTry OF PuBLICATION
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HCss report 15
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
3 The Maritime Future
of the Indian Ocean
3.1 Parameters
Seven key parameters emerge from the debate on the future of the Indian Ocean
(see Chart 4). The first two parameters describe the economic usage of the Indian
Oceans SLOCs and their relative importance to key stakeholders. The second pair
of parameters refers to the level of vulnerability of the SLOCs and the threat that
various types of violent non-state actors pose to commercial shipping. The third
group of parameters concerns the geopolitical future of the Indian Ocean,
focusing on the maritime presence of key stakeholders, the nature of the
relationships between them, and the maritime balance of power in the region.
CHArT 4: MAPPING THE DEBATE: NuMBEr OF FOrEsIGHT PrEDICTIONs OF THE
PArAMETErs
This limitation may partly explain the relative absence of the European Union
(EU) and major European powers (e.g., Great Britain, Italy, France) from our
analysis. It is worth noting that our sample includes views from both sides of the
Pacific, even though it may seem to focus primarily on the West (particularly the
US), with Chinese views seemingly less represented (see Chart 3). While this bias
can be explained in part by the inherent language barrier we encounter in
analyzing Chinese documents, two points are worth making. First, despite the
language barrier, more than one third of the foresights in our sample are from
Asia, including Singapore and Japan. Second, a number of the US publications
were actually authored by Asian academics employed by overseas research
departments.
CHArT 2: TyPE OF sOurCE: NuMBEr OF FOrEsIGHTs By TyPE OF ExECuTOr
CHArT 3: COuNTry PErsPECTIVE: NuMBEr OF FOrEsIGHTs By COuNTry OF PuBLICATION
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THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
The first four parameters show a clear and remarkably similar pattern: expert
opinion predicts future increases in the civilian use, strategic importance, and
vulnerability of SLOCs, as well as in the activity of violent non-state actors. The
latter three parameters feature much more prominently in the debate concerning
the Indian Ocean, and they clearly illustrate the level of disagreement among
experts and thus the greater degree of uncertainty regarding the future
development of these parameters.
In other words, the geopolitical landscape of the Indian Ocean may unfold in
different ways over the next two decades. The direction that they take will depend
upon the level and nature of the maritime build-up, the level of cooperative or
confrontational relations between the powers, and the polarity of the maritime
system (uni-polar, bi-polar, or multi-polar). The following sections discuss these
pairings in more detail.
sea Lines of Communication: Civilian use and strategic
Importance
The Indian Ocean is, and will probably continue to be, a major transit route for
inter-continental and regional trade in commercial goods and fossil fuels. The
foresight studies unanimously predict that commercial shipping along the
Indian Ocean SLOCs will expand in the coming decades. If the Chinese and
Indian economies continue on their path of economic growth and increasing
dependence on international trade in order to meet key resource needs and access
export markets, new port facilities will continue to be developed in order to
strengthen the Oceans routes from Africa and the Gulf Region towards India
and East-Asia, including Australia. These shifts are increasingly transforming
the Indian Ocean into a maritime center of gravity, or the strategic heart of the
maritime world.
4
Because of the extraordinary growth rates recorded by the economies of China,
India, and other countries in southern and eastern Asia, experts are predicting
that the worlds economic center of gravity will gradually shift to the East. This
is largely the result of the particular economic policies of these countries, which
are premised on export-led growth. At the same time, these countries are also
heavily dependent on imports (especially the Chinese and Indian economies) in
order to meet the rapidly expanding energy needs of their burgeoning industries
and expanding populations. In the coming decades, as the energy demands of
China and Indias economies translate into a growing dependency on Middle
HCss report 17
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Eastern and African imports for their energy and resource needs, the strategic
importance of the Indian Oceans SLOCs will increase accordingly. Even Chinas
efforts to diversify energy imports away from the Middle East (and most probably
towards Africa) are likely to intensify Chinas use of the SLOCs in the Indian
Ocean.
5
The fact that vast mineral deposits worth at least USD one trillion have
been discovered in Afghanistan is likely to contribute to the strategic importance
of the SLOCs as well.
In addition, thirteen of the worlds busiest ports are currently located in Asia
(with Singapore heading the list, having processed almost 30 million containers
in 2008) and are directly dependent on the safety of the Indian Oceans SLOCs for
their business.
6
More than 90% of the worlds trade is currently transported by
sea, and the total volume of seaborne trade increased by more than 35% between
1998 and 2008.
7
As the total volume of seaborne trade continues to expand, most
of this growth is likely to originate from or be destined for Chinese and Indian
ports. For example, energy transports from the Middle East have little alternative
but to pass first through the Strait of Hormuz and then cross the ocean to pass
through the Strait of Malacca on their way to China or, if their aim is to reach
Europe, to navigate through the Bab-el-Mandeb in the western part of the Indian
Ocean.
8
In conclusion, the increased use of the Indian Oceans SLOCs will place
further pressure on key maritime choke points in the region, thereby providing
these states with further motivation to control these SLOCs.
Vulnerability of sLOCs and the Threat of Non-state Actors
The increased use of the Indian Oceans SLOCs makes them vulnerable to
regional instability, spillover violence from regional conflicts, and the actions
of pirates, terrorists, and criminal organizations. Furthermore, most of the
strategically important SLOCs and maritime choke points are adjacent to failed
states and areas with weak governance systems. As such, they are particularly
vulnerable to disruption, with no viable alternative shipping routes available.
Despite the economic and political rise of India and a number of countries within
the Association of Southeast Asian Nations (ASEAN), many of the Indian Oceans
littoral states have a poor record in governance and stability. The transit to Bab-
el-Mandeb, the only maritime passage from the Gulf of Aden to European waters
(with the exception of the much longer route around the African continent), is
situated between Somalia, which is the leading case study of a failed state, and
Yemen, which could soon follow suit.
9
At the other end of the Ocean, the Strait of
Malacca is the major connecting point between the Indian Ocean and the South
18
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
China Sea, as well as the Pacific Ocean. It is bordered by the historically unstable
Aceh region of Indonesia.
In addition to these two choke points, the Strait of Hormuz is the only waterway
connecting the Ocean to the energy resources of the Persian Gulf. The Strait of
Hormuz will continue to be vulnerable to potential instability in Iran. Twenty
percent of the worlds oil supply passes through the Strait, amounting to about
seventeen million barrels a day. Considering the strategic importance of this
choke point, it is obvious that a disruption in maritime security would have a
severe impact.
10
Finally, in addition to these choke points, several of the oceans
littoral states (e.g., Pakistan, Myanmar, and until recently Sri Lanka) are
struggling with internal conflicts that may also weaken the Oceans security in
the future.
Indeed, the lack of state control along the Oceans shores may increasingly create
a breeding ground for three types of violent non-state actors: pirates, terrorists,
and international criminal organizations. Pirates figure most prominently in the
contemporary security discourse on the Indian Ocean, and foresights suggest an
increase in piracy in the Indian Ocean during the coming decades.
Approximately a quarter of all maritime piracy is targeted at shipments of fossil
fuels. This happens primarily in the Strait of Malacca (see Figure 2).
11
The
foresights devote more attention to the actions of Somali pirates in the Gulf of
Aden, however, predicting that they will continue to attract new recruits, due to
the profitability of the enterprise. Some scenarios suggest that these pirates may
be joined by Yemeni counterparts in the future. In addition, pirates whose
activities are currently concentrated around the maritime choke points at each
end of the Indian Ocean are also expected to venture progressively further into
the Indian Ocean proper.
The growing strategic importance and economic significance of the SLOCs,
combined with their vulnerable position adjacent to failed states, make them an
attractive target for terrorist groups looking to disrupt global trade. Indeed, the
sinking of only a few ships could seriously affect traffic through the narrow
straits of Hormuz and Malacca, making them particularly vulnerable to potential
actions undertaken by such groups as Al Qaeda (in the Strait of Hormuz) and the
Jemaah Islamiyah (in the Strait of Malacca). Maritime infrastructures (e.g.,
Indias offshore oil facilities) may be targeted as well, as has happened in other
HCss report 19
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
areas (e.g., attacks on facilities off the shores of the Niger Delta in the Gulf of
Guinea). Moreover, since the 2008 attacks in Mumbai, India, seaborne access to
onshore targets has emerged as another dimension of maritime security that
policymakers must consider.
Finally, in addition to their importance for the transport of oil and manufactured
products, the Indian Oceans trade routes are also used for the trafficking of
drugs, people, and small arms by international criminal organizations. The
Indian Ocean has emerged as an important transit route for the narcotic trade
from the Golden Triangle (Myanmar, Laos, and Thailand) and the Golden
Crescent (Afghanistan, Pakistan, and Iran) to the West and Far East. In the near
future, criminal organizations will probably continue to use the Indian Ocean
waterways for their activities. In addition, terrorist organizations are known to
participate in the illegal drug trade to finance their operations, thereby blurring
the lines between the activities of terrorists and organized crime. Foresights
FIGurE 2: PIrATE ACTIVITy IN THE INDIAN OCEAN
20
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
suggest that a similar synergy might occur between international terrorism and
piracy, an ominous phenomenon that could potentially cause serious disruptions
to maritime traffic and global commerce. To date, however, there has been little
or no evidence of even initial steps towards developing such synergy.
12
Maritime Balance of Power
Geopolitical developments in the Indian Ocean region will have a considerable
impact on the regional balance of power, amidst ongoing and broader shifts in
the global power distribution. At present, no regional power in the Indian Ocean
area can be considered the single most dominant maritime power (given that
the US is an extra-regional power). Within the foresights, there is considerable
debate (and thus disagreement) regarding the future shape and composition
of the Indian Ocean as a political and maritime system. Nonetheless, two
observations are worthy of note. First, the majority of the foresights
(representing more than twenty studies) that touch upon the future maritime
balance of power, suggest that the US will no longer be the single, dominant
maritime player in the Indian Ocean, due to the emergence of India and China
and the resulting diffusion of power in the region. At the same time, however,
none of the sources predict that the US will completely leave the Indian Ocean
(which remains a stage for great-power politics), and a sizeable number of
studies (more than ten) suggest that the US is likely to retain its position as
the most advanced global naval power.
The second notable observation is that the economic rise of China is expected to
run parallel to its rise as a maritime power in the Indian Ocean. Even if Chinas
actual maritime presence remains largely restricted to the Strait of Malacca and
the Bay of Bengal, experts argue that its investments in Pakistan, its stake in the
development of the Pakistani port of Gwadar, and the availability of forward
bases in Myanmar and other locations will enable it to sustain deployments
across the Ocean and secure its place as a regional maritime power. Although
China has been investing heavily in the comprehensive modernization of its
maritime capacity (see the discussion below and Appendices B, C, D, and E),
the expeditionary capability that these programs are intended to generate is
emerging only slowly.
13
One notable achievement in this respect is the permanent
deployment of a three-ship Peoples Liberation Army (PLA) Navy task force to
the Gulf of Aden since 2008 with the goal of protecting SLOCs in these pirate-
infested waters.
14
In November 2009, China expressed interest in playing a
leading role in the fight against Somali pirates. They offered to co-chair SHADE
HCss report 21
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
(Shared Awareness and Deconfliction) along with the EU and US-led Combined
Maritime Force, which is headquartered in Bahrain.
The rise of India is more contentious, and fewer foresights (less than ten) predict
the emergence of a bi-polar or tri-polar maritime system with India as a key
player. Although India has been modernizing and improving its naval
capabilities since the late 1990s, it currently lacks the expeditionary capability to
deploy forces on a permanent basis beyond the reach of its bases. Nevertheless,
Indias geographical position provides it with considerable strategic leverage, as
it is located along the major transit route and it possesses several smaller islands
across the ocean. This could enhance Indias potential to become a maritime
power in the medium-term.
The maritime balance of power ultimately depends on the number and the nature
of the naval assets (i.e., the type of capabilities) deployed in the region by the
different states listed above. In the next ten to twenty years, the presence of naval
assets in the Indian Ocean is likely to increase significantly. An overwhelming
majority of the foresight studies predict that one or more of the major powers in
the region will expand its naval capabilities, both in terms of vessels and in terms
of naval bases and port infrastructure, which are crucial to supporting and
sustaining a states maritime presence and expeditionary capabilities. Given that
the Chinese and American expeditionary fleets are not always based in the Indian
Ocean region proper, one important indicator of their focus or commitment to
the region will be the development of strategic maritime infrastructure to
support naval deployment in that region (see Figure 3).
Nature of the Maritime Build-up
Chinas grand maritime strategy which some have dubbed the String of Pearls
strategy involves securing access to the Indian Ocean, expanding its maritime
presence, and strengthening diplomatic relations with countries from the
Persian Gulf to the Strait of Malacca, essentially extending across the entire
Indian Ocean. As part of this strategy, China is building naval bases on the
islands of the Maldives and Seychelles, and it is investing in military port
infrastructure in Pakistan, Sri Lanka, Bangladesh, and Myanmar.
15
Although it
is unclear whether these investments necessarily entitle China to make use of
the infrastructure as well, sources do indicate that ships from the PLA Navy are
allowed to berth in Pakistan and, most likely, in Myanmar.
16
In addition to the
military rationale behind these investments, Chinas efforts to create closer ties
22
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
with Myanmar are motivated by its desire to secure direct access for Chinas
Yunnan province to the Bay of Bengal. Such access would allow it to bypass the
Strait of Malacca, thereby greatly enhancing the security of its energy supply,
assuming that these pipelines are not subject to attack. If they are able to be
translated into usage rights, these infrastructure projects, along with the
planned creation of a number of island bases, would provide China with the
capacity to deploy a permanent expeditionary naval force in the Indian Ocean
basin and challenge the regional dominance of the US (as well as the presence
of India) over the next decade.
India perceives these steps as an incursion into its sphere of influence. It is
responding by building a naval base in the Maldives, and it has expanded its
monitoring facilities in the southern Indian Ocean. It is also building a naval
patrol base on the Lakshadweep Islands, thereby acquiring oversight and control
of the adjacent Nine Degree Channel choke point. In addition, India is developing
a naval base in Sri Lankas northern peninsula, which is the area that suffered the
brunt of fighting between the Sri Lankan government forces and the separatist
Tamil Tigers. A few foresights contain mention the Indian Look East policy as a
counterweight to the Chinese String of Pearls strategy. Nonetheless, India has
yet to take any steps to establish a naval presence east of the Strait of Malacca in
support of such a policy (for an overview of the various types of maritime
facilities in the Indian Ocean, see Figure 3 and Appendix E).
17
Due to its well-developed blue-water capabilities (which are elaborated further
in Appendix A), the US has been able to build its forward presence in the Indian
Ocean with few actual territorial possessions in the region. The US naval base at
Diego Garcia in the British Indian Ocean Territory acts merely as a staging area
for navy ships and long-range bombers. Several potential problems are
associated with the continued use of the base. First, although it is unlikely to do
so, the UK may decide to terminate its lease of the island to the US in 2016, in
response to increasing international pressure for the native populations right to
return. Second, because most of the atoll is less than two meters high, rising sea
levels will pose a significant threat to the islands infrastructure. In anticipation
of these developments, the US Navy announced in 2009 that it plans a major
expansion of its presence in Bahrain, which currently houses the Fifth Fleet and
the Coalition Maritime Forces anti-piracy missions Combined Task Forces 150
and 151 (which have been undertaken in coalition with a number of other
countries). Some sources suggest that the US is also planning to establish a
missile base in Sri Lanka.
18
HCss report 23
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
The US is by far the highest spender on overall defense and on maritime
capabilities. Comprising about 28% of its overall defense budget, US maritime
expenditures amount to a staggering USD 156 billion. In comparison, China
dedicates 15% of its overall defense budget to its naval forces (amounting to USD
10.5 billion).
19
With a modest 7% of its overall defense expenditures earmarked for
maritime power, India spends only a meager USD 2 billion. Over the next decade,
however, the defense budgets of China and India in particular are projected to
grow considerably as these countries continue on their paths of economic
growth. Growth-projection rates of the maritime budgets of the three powers
are provided in Appendix B.
Maritime Capabilities
Beyond ports, maritime bases, naval expenditures, and the number of ships
deployed in the region, an in-depth analysis of the maritime capabilities that
these countries are developing sheds light on the future security environment
of the Indian Ocean. The polarity of the maritime system and the nature of the
relationships of the Indian Oceans maritime powers will invariably determine
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26
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
It is important to note that sheer numbers do not reflect the overall balance of
power for two reasons. First, simply adding up numbers does not adequately
capture overall maritime strength, due to incommensurable differences in
capabilities, and other factors that determine strength (e.g., skill and morale).
21
Second, these numbers refer to the entire set of maritime capabilities of a state,
rather than the capabilities that are deployed in the Indian Ocean region.
Nonetheless, not all states deploy their capabilities in the Indian Ocean region.
For example, while nearly the entire maritime capability of India is deployed in
the Indian Ocean Region, the US Navy maintains a global presence across the
three world oceans in order to uphold the Pax Americana, and the Chinese Navy is
able to employ only a very limited number of assets in the region for prolonged
periods. In case of conflict, the US Navy would have to redeploy one of its fleets
to the Indian Ocean in order to enhance its regular naval presence (the 5
th
Fleet).
It would probably redeploy its 7
th
Fleet, which is normally based in the Pacific
Ocean, a process that could take weeks. This would provide other powers with a
floating window of opportunity in which they could gain a temporary military
advantage. It would also create a capability gap in the Pacific Ocean. Despite
these cautions, the comparison of capabilities does give an indication of the
maritime capabilities possessed by these three powers. The analysis below
focuses on a big-picture comparison. Appendix D provides precise figures to
support this analysis.
Taking the above-mentioned caveats into account, the comparison reveals that
the US is currently dominant in sea denial, power projection, nuclear second-
strike capability, and space control. It also plays a dominant role in the protection
of SLOCs and in sea control, albeit to a lesser extent. In relative terms, the US
has a smaller lead in mine warfare and frigate capabilities (particularly in
comparison to China), although it largely compensates for this difference
through maritime air and space dominance.
India trails the US and China across most of the strategic categories. It currently
has no guided missile destroyers and cruisers, and it has few missile frigates and
almost no amphibious vessels. In addition, its mine warfare capability is quite
small relative to China. Although the expected launch of two new aircraft carriers
in the period 2013-2015 (bringing the total to three) would theoretically
strengthen Indias maritime capabilities, its overall maritime power-projection
capability (especially with regard to sea control) is undermined by its small
HCss report 27
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
arsenal of older submarines. Its sea-control capability is expected to increase as
the Indian government realizes its plans to engage in substantial modernization
and to increase the number of principal surface combatants. This capability will
be further enhanced once the first new range of destroyers and frigates is taken
into service (expected by 2015).
22
As part of its new strategy of minimum nuclear
deterrence, India is also investing in expanding its currently limited maritime
nuclear second-strike capability. To this end, it launched two nuclear powered
ballistic-missile submarines in 2009, and it is in the process of developing two
more.
23
Taken as a whole, Indias power-projection capabilities are very limited,
despite its hydrographic and oceanographic capability (i.e., the ability to map
coastal and ocean waters independently). It is currently trying to expand these
capabilities by investing in principal surface and submarine forces (due in
2020).
24
With regard to its space capabilities, India launched its first dedicated
military surveillance satellite in 2009. This satellite is now complemented by a
ground-based, military-satellite reconnaissance system, and there are plans to
develop an Indian Regional Navigation Satellite System (IRNSS) with a system
of seven satellites by 2014. This system would ensure autonomy in regional
navigation (and independence from the US Global Positioning Satellite (GPS)
system. India is also developing a secure system of communications satellites,
which would enable cruise-missile control in conjunction with the IRNSS,
among other purposes.
25
China is capable of SLOC protection and sea denial with its arsenal of principal
surface combatants and conventional submarines, as well as its substantial
mine-warfare capability (comprising 64 minesweepers and minelayers). The fact
that China does not yet operate an aircraft carrier precludes any real maritime
dominance, although it has a long-standing ambition to build one. The
realization of this ambition, together with the expansion of its fleet of nuclear
submarines, its arsenal of amphibious vessels (which it aims to increase to 50 by
2030),
26
and its investment in oceanographic research/survey vessels could allow
China to gain dominance in force projection (at sea and from sea to land) and in
the protection of SLOCs in the Indian Ocean region. Such dominance would be
only for a limited time, however, until the US redeploys its assets. Taken together,
these capabilities suggest a shift from Chinas traditional exclusive reliance on its
area-denial strategy towards a forward power-projection posture. According to
many American experts (for example, see the reports from both the Pentagon and
the Congressional Research Service listed in the bibliography), China continues
to pursue an anti-access strategy. This view is encouraged by aforementioned
28
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
developments in the structure of its naval force and the acquisition of such
equipment as anti-ship ballistic missiles, nuclear attack submarines, and C4ISR
(command and control, communications, computers, intelligence, surveillance,
and reconnaissance) systems.
27
Chinas nuclear second-strike capability is
relatively weak, as it has only three nuclear-powered ballistic submarines, the
operational readiness of which is unclear.
28
In terms of space control, China is
building an independent navigation network with an additional 30 satellites,
which are expected to be launched into orbit before 2015 and which are presumed
to be available for military purposes as well.
29
Across the board, the US possesses the most advanced navy. In maritime
dominance, especially with regard to sea denial and power projection, the US is
far ahead of its potential competitors, with eleven aircraft carriers (ten of which
are nuclear powered), fourteen nuclear-powered ballistic missile, 66 nuclear
submarines, and a large arsenal of submarine-launched ballistic missiles. The US
also deploys nuclear submarines equipped with a substantial number of nuclear
tipped cruise missiles. It has a wide array of anti-submarine capabilities, and it
possesses a very advanced and extensive satellite capability. Although all three
countries have indigenous satellite-launching capability, the US has eleven
launch sites (considerably more than Indias single site and Chinas three sites).
The long-term outlook for the US Navy shows that, although it will invest in the
modernization of its arsenal of ships, the overall size of this arsenal will remain
roughly constant.
30
Most sources agree, however, that the US Navy will remain
the single most powerful navy in the world despite the growth of the maritime
capabilities of China and India and that it will probably maintain a considerable
naval presence in the region as well.
31
The three states are investing in maritime capabilities across the five strategic
categories, although the maritime build-up in the Indian Ocean is not limited
to the three major powers alone. Another important element of the US naval
strategy involves encouraging cooperation with the smaller nations in the region
in order to enable a joint response to common challenges. Australia is investing
heavily in strengthening its maritime forces (according to Australias White
Paper on defense, which is applicable through 2030). This initiative was
undertaken in response to the growing challenges to its long and vulnerable
maritime supply lines.
32
France, the UK, and Japan are also maritime players
in the Indian Ocean Region, maintaining substantial maritime presence and
infrastructure in the region (e.g., France in Djibouti). Nonetheless, these states
HCss report 29
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
did not feature significantly in the foresight discourse. Pakistan and Indonesia
are also looking to expand or upgrade their existing maritime assets.
33
(Appendix
F provides additional background information about current and future
capabilities of France, the UK, Australia, and Japan).
Maritime relations: Confrontation or Cooperation?
Whether these maritime capabilities across the five strategic categories will be
used in military action obviously also depends on the nature of the relationships
between the key powers. Nearly all foresight studies (more than 90) contain
some form of prediction on whether the nature of these relationships will be
confrontational (high rivalry) or peaceful and cooperative (low rivalry). As is
often the case in predicting the future, most of these predictions are highly
subjective and speculative. A closer look at the debate concerning the specific
bilateral relationships (instead of the overall balance) does provide clearer insight
into the possible future of inter-state relations in the region in the future. As
Chart 6 clearly shows, the relationships of both the US and India with China are
largely expected to become confrontational rather than cooperative. This trend,
however, figures more prominently in foresights from US origin.
CHArT 6: NuMBEr OF FOrEsIGHT PrEDICTIONs OF FuTurE NATurE OF MArITIME
rELATIONs: COOPErATIVE Or CONFrONTATIONAL
30
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
Indias relationships are expected to become cooperative across the board. In
particular, relations between the US and India are expected to remain peaceful.
Nonetheless, although bilateral trade and strategic military cooperation between
the US and India has increased (with some fluctuation) since the end of the Cold
War, Indian officials have also repeatedly stated that they do not aspire to create
a full-fledged alliance, despite their preference for maintaining friendly ties with
the US.
34
The Asia Times Online, the New Yorker, and other sources indicate that
India is creating a partnership with Myanmar and speculate on a future
partnership with Pakistan, in an effort to further its economic and geopolitical
interests.
35
The latter is particularly striking given the historical legacy of
animosity and a number of very important unresolved issues between the
countries. One example involves their continued conflict over Kashmir and the
alleged ties between the Pakistan Intelligence Services and the perpetrators of
the 2008 Mumbai attacks. A small number (twelve) of foresight studies also argue
the possible emergence of a tri-polar system, which could be either cooperative
or confrontational.
3.2 Drivers
The outlook for the Indian Oceans security environment is driven by a range of
factors (drivers) arising from both within and outside the region. As shown in
Chart 7, the foresight literature evaluates these eight drivers, paying particular
attention to the extent to which each driver is expected to affect the economic
and geopolitical situation of the Indian Ocean in the coming decades.
The first three drivers are concerned with the economic configuration in South
and East Asia, which is expected to continue to be characterized by rapid growth,
regional integration, and an increasing demand for energy. The second pairing
of drivers reflects the future strategic ambitions of the three major players in the
Indian Ocean. This includes the ambitions of the emerging powers (China and
India), which may or may not be translated into actual capabilities, as well as
the ambitions of the established power (the US), which may re-evaluate its
hegemonic stance in the years to come. The third combination of drivers is
concerned with external sources of cooperation or confrontation, thus
illustrating how maritime relations are an element within a larger framework
shaped by issues that go beyond the Indian Ocean. The last driver, which is
concerned with the stability of the Indian Ocean littoral states, reflects the fact
that, despite the increasing economic significance of the Indian Ocean and the
rise of India and China to global prominence, the region is also home to a
number of weak states that may affect the regional security environment.
HCss report 31
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Economic Drivers: Growth, Energy, and Interdependency
The eastward shift of the worlds economic center of gravity will have direct
effects on economic activity in the Indian Ocean, particularly as its SLOCs
expand in response to growth in trade flows and vital energy imports. If China
and India continue to record such high growth rates, China is expected to
become the second largest economy in the world by 2025, with India not far
behind.
36
While economists largely agree on this growth scenario, other experts
have expressed doubts. According to their arguments, the economic growth of
China and India could be hampered by a number of structural domestic problems
relating to socio-political stability, the nature of the existing political regimes,
and demographic challenges, which may delay the advent of a Pacific Era.
37
If economic and demographic growth in these countries does continue unabated,
it will have direct consequences for their industrial and commercial demand for
fossil fuels. Chinas energy demand is expected to exceed that of the US by 2015,
continuing to expand rapidly through 2030 at a rate exceeded only by India.
Furthermore, both China and India depend heavily on oil imports, which are
expected to rise to 75% and 95%, respectively, of their total oil consumption by
2030. Natural gas imports are expected to increase to 40% and 50% of total gas
consumption for China and India, respectively. By 2030, India is projected to
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CHArT 7: MAPPING THE DEBATE: NuMBEr OF FOrEsIGHT PrEDICTIONs OF THE DrIVErs
32
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
overtake the US as the worlds second-largest coal consumer behind China. As a
result, both countries will become increasingly dependent on energy imports
over land and by sea, especially from the Middle East, thus increasing the
importance of the Indian Ocean as a transit region.
38
Analysts agree that this will
have important consequences for energy security, as the bulk of traffic will have
to pass through the strategic choke points at each end of the ocean: the Strait of
Hormuz and Bal-el-Mandeb (to Europe) in the West and the Strait of Malacca (to
China) in the East.
In addition to its effects on the volume of traffic through the Indian Oceans
SLOCs and their strategic importance, increases in Asian energy dependency
may lead to competition over resources if demand for energy exceeds supply.
With states increasing their naval presence around the maritime choke points in
order to protect valuable cargo from violent non-state actors, foresights suggest
that energy security may be a driver for confrontation between the major players
in the region.
Alternatively, competition over scarce energy resources in the Indian Ocean
region may be mitigated by a shared interest in guaranteeing the regions
stability for continued economic growth. Over the last two decades, China and
India have become increasingly economically interdependent. This is reflected
in trade statistics showing that bilateral trade has grown from USD 260 million
in 1990 to approximately USD 60 billion in 2010, and it is expected to continue
to increase in the coming decades. However, foreign direct investment (FDI),
which arguably requires a greater degree of mutual trust than trade does,
continues to lag.
39
Chinese and Indian FDI in the wider region, the growing presence of Asian
multinational corporations across the region, and the resulting specialization
in manufacturing production may increasingly tie the fate of the countries of
South and East Asia (including China and India) to each other. This economic
interdependency may serve as a deterrent to open competition over energy and
other scarce resources, while strengthening regional stability.
Maritime Ambitions
The maritime strategies of the major players form an important starting point
for predicting the future presence of maritime assets in the Indian Ocean, as
they explicitly state each countrys ambitions and intentions with regard to its
HCss report 33
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
maritime capabilities. Of the three major players, India is the most vocal in its
ambitions. In its maritime strategy, India states explicitly that it will strive to
ensure the safety of the Oceans SLOCs:
Our strategy recognizes that the sea lines of communication passing through our
region are critical for our economic growth and to the global community. Smaller
nations in our neighbourhood as well as nations that depend on the waters of the
Indian Ocean for their trade and energy supplies have come to expect that the Indian
Navy will ensure a measure of stability and tranquility in the waters around our
shores.
40
The US demonstrates a similar commitment to the protection of SLOCs and
strategic interests. The US maritime strategy A Cooperative Strategy for 21st
Century Seapower of 2007 emphasizes naval cooperation with regional partners.
It describes the US Navy as a force for good, protecting this Nations vital
interests even as it joins with others to promote security and prosperity across
the globe.
41
It also plans to maintain a forward force, however, specifically
designed to dissuade potential challengers to the US and its allies:
Credible combat power will be continuously postured in the Western Pacific and the
Arabian Gulf/Indian Ocean to protect our vital interests, assure our friends and allies
of our continuing commitment to regional security, and deter and dissuade potential
adversaries and peer competitors.
42
As an emerging extra-regional power with considerable strategic interests in
the Indian Ocean, China is somewhat more ambiguous or indirect in stating its
maritime ambitions west of the Strait of Malacca. According to its strategy
Chinas National Defense in 2008, China is primarily concerned with territorial
defense, and it does not explicitly discuss its maritime interests beyond its
territorial waters:
The Navy is a strategic service of the PLA, and the main force for maritime
operations. It is responsible for such tasks as safeguarding Chinas maritime security
and maintaining the sovereignty of its territorial waters, along with its maritime
rights and interests.
43
Mutual perceptions of the opponents naval strategies play a significant role in
determining a countrys perception of the regional security environment.
34
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
Historically embedded mistrust between China and India is encouraging mutual
suspicion regarding each others maritime intentions, particularly given the
tendency of both countries to think in terms of rights and responsibilities within
their own naval backyards (the South China Sea and the Indian Ocean,
respectively).
44
As mentioned earlier, the US is particularly worried about Chinas
maritime build-up, and its analysis of Chinas naval capacity focuses on that
latters capabilities for sea denial and power projection rather than on its stated
commitment to the defense of territorial waters.
45
Whereas the US has maintained a forward naval presence in the Indian Ocean for
decades, India and China appear to have started to harbor such ambitions only
recently. Throughout the foresights, it is widely agreed that both countries are
committed to attaining a military and naval status that they view as befitting
their economic power.
External sources of Conflict and Cooperation
As a component of broader diplomatic relations, maritime relations between
the major players in the Indian Ocean are a function of the confrontational or
cooperative nature of these relations. The current bilateral or multilateral
cooperation to address such shared challenges as nuclear proliferation or
international terrorism may facilitate the establishment of working
relationships. It may also have a trust-building dimension with potential
spillover effects into the maritime realm. Old disputes (many of which are
ongoing) may have an opposite effect, however, leading instead to greater
maritime rivalry.
Although a European model of economic integration and interdependence
between states is not likely to emerge in the Indian Ocean context in the
foreseeable future, a more modest degree of economic interdependence may
also provide fertile soil for further cooperation. In this light, bilateral and
multilateral trade agreements, together with the expanding memberships of
such regional organizations as the ASEAN, the South Asia Association for
Regional Cooperation (SAARC), and the Indian Ocean Rim Association for
Regional Cooperation (IOR-ARC) could have a positive effect on regional ties,
particularly with regard to Sino-Indian relations. Although it is often difficult
to achieve in practice, the process of addressing common security challenges in
the Indian Ocean (e.g., piracy and maritime terrorism) may also create a positive
momentum on which to build a working relationship. A good example is the
HCss report 35
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
earlier mentioned Horn of Africa maritime security consultation mechanism
on SHADE, in which the EU, the US, and China are participating.
Ancient grudges may break to new mutiny, however, as historic rivalries and
territorial disputes could hamper warming relations, possibly even igniting into
fresh violence. China and India have several ongoing territorial disputes and
political disagreements, including over the Aksai Chin area of Kashmir and the
Arunachal Pradesh in Eastern India, and over Indias support for the Dalai Lamas
Tibetan government-in-exile. The Indian government recognizes these hurdles,
and it has stated that, although most of these disputes are dormant and not large
enough to feed national hostility, in the medium to long term, some can turn
ugly rapidly, and are clearly of strategic concern.
46
Moreover, the Pakistan-
India-China nexus is often cited as a possible trigger for conflict as well. The
relationship between Pakistan and India has been one of continuous rivalry and
distrust, which has escalated into several short wars and is most noticeable in the
contested region of Kashmir. Chinas involvement as a prominent sponsor of
Pakistan (through arms sales and financial support) is a permanent source of
irritation for its main regional rival, India. Although it is difficult to predict
specifically whether and how these disputes could heat up or be resolved in the
coming decades, they are all potential sources of conflict and rivalry between
the major powers in the Indian Ocean.
Although the US has no territorial presence in the region, its historical
involvement in regional affairs has left seeds of potential conflict with the
regional powers. As part of its ongoing military operations in Afghanistan, US
support for the Pakistani government will continue to cast a shadow over Indo-
American relations, as will Indias ties to the Taliban forces. The relationship
between the US and China is even more tense, however, primarily with regard
to the US political and military support for Taiwan. In addition, US military
involvement in southern and eastern Asia during the Cold War was a historical
source of friction, although it was defused after their rapprochement under
President Nixon. Since the 1990s, tensions have surfaced regularly with regard to
Chinas human rights record, US-Taiwan relations, and increasingly, trade and
financial issues. The total trade between these two states, which are the largest
economies in the world, more than doubled in the 2003-2008 period, with about
USD 365 billion in trade in 2009 alone.
47
Finally, in early 2010, it was also
estimated that China held over USD 877 billion of US public debt, making it the
largest foreign owner of US Treasury securities.
48
36
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
Future Issue: The Maritime Future of the Indian Ocean
Instability of the Indian Ocean Littoral
The stability of the Indian Ocean littoral states will certainly affect the security
environment of the Indian Ocean, particularly in the areas surrounding the
strategic maritime choke points. Six of the top twenty countries on the Foreign
Policy Failed State Index of 2010 are located on the Oceans shores, with three
others located near the western maritime choke points. The weak governance
structures in these areas and the virtual absence of the rule of law makes them
ideal breeding grounds for piracy and international terrorism. A number of these
states may remain or become black holes over the next two decades (with Somalia
and Yemen as cases in point, as mentioned earlier). Terrorist black holes in these
areas, as well as in Afghanistan, Pakistan, and on several Indonesian islands in
the Strait of Malacca, are another concern for the safety of traffic through the
Indian Ocean. Continued instability in the Middle East and in East Africa could
also exacerbate the issue of energy security, as may potential political instability
in Iran.
3.3 Security implications
The developments that have been sketched above will have implications that
reach far beyond the Indian Ocean alone. Policymakers in Beijing, Delhi, and
Washington are beginning to consider the idea that, in the words of American
strategist Robert Kaplan, the Indian Ocean and its adjacent waters will be a
central theatre of global conflict and competition this century.
49
The ways in
which the key powers will address mutual (and sometimes conflicting) maritime
interests will directly affect the global balance of power and play a large role in
determining the geopolitical landscape of the decades to come. The foresight
discourse presents a variety of security implications (see Figure 4) of these
developments. The most significant developments involve 1) changes in the
balance of power and the risk of violent conflict and 2) insecurity along the
SLOCs resulting in large-scale economic disruption and the rerouting of energy
supply.
Changes in the Balance of Power and the risk of Violent Conflict
Within the context of slowly but inexorably evolving regional power dynamics,
there is an increased risk of an outbreak of violent conflict. While the US
economy is slowing down and its international military position is weakened,
China and India are rising rapidly. Similarly, the current maritime build-up of
these three states in the Indian Ocean will probably continue over the next two
decades. They will combine to produce shifts in the regional power distribution,
HCss report 37
THE MArI TI ME FuTurE OF THE I NDI AN OCEAN
thereby forcing regional and global alliances to adapt. Such periods of change are
often accompanied by increased instability and possibly even by rivalries that
could escalate into a full-blown maritime arms race. This could increase the
chance of armed conflict between the states within the Indian Ocean region.
50
Chinas grand strategy may produce a security imbalance in the region that could
put it on a collision course with the US and India.
51
It should be noted that some
experts hold the view that China is pursuing a natural path, contending that,
as a great continental nations economy grows, it begins to trade more with the
outside world and develops interests it did not have previously.
52
Other observers
see the potential advantages of greater Chinese involvement in safeguarding and
upholding the international liberal trade order.
53
The efforts of India and China to expand their regional spheres of influence in
each others backyards may result in regional skirmishes, as is already occurring
regularly between the US and China in the South China Sea.
54
The danger is that
conflicts at sea could spill over to other regional fault lines. For example, a war at
sea between India and China would likely re-ignite the unresolved Sino-Indian
border conflict as well.
P
A
r
A
M
e
t
e
r
S
Civil Use of SLOCs
2 1 1
Strategic Importance
of SLOCs
11 3 | 3 1
Vulnerability of SLOCs
9 3 | 3
Activity of Violent
Non-State Actors
12 8 9 1
Nature of the
Maritime Build-up
2 | 1 8 15 | 2 4
Maritime Relations
1 2 7 1
Maritime Power
Distribution
1
D
r
i
v
e
r
S
Asian Economic
Growth
1 2 1 5 | 2 3 | 1 2
Economic
Interdependency
1 7 5 3
Energy Dependency
6 16 1 23 | 2 9 | 4 1
Maritime Ambitions
Emerging Powers
7 10 | 3 1
Maritime Ambitions
United States
3 1 | 3 1 | 1
External Sources of
Interstate Friction
1 2 | 1 1 3 3 | 1 1
Cooperation on
Non-Maritime Issues
3 4 | 3 1 | 1
Instability of the
Indian Ocean Littoral
3 4 2 1
Blue = parameters
Yellow = implications
Numbers = number of times relationship addressed in foresight studies
Numbers in green = positive relationship between driver and parameters/implications
Numbers in red = negative relationship between driver and parameters/implications
TABLE 9: rELATIONsHIPs (POsITIVE AND NEGATIVE) BETWEEN PArAMETErs AND DrIVErs
HCss report 89
APPENDI CEs
WHAt iS DirectlY AFFecteD BY...
iMPlicAtionS
Growing
Strategic
Importance
of the IO
Changes
in the
Balance
of Power
(Risk of)
Violent
Conflict
Changing
Nature of
Warfare
Economic
Disruption
Insecurity
of SLOCs
Rerouting
of Supply
Lines
W
H
A
t
D
i
r
e
c
l
t
Y
D
e
t
e
r
M
i
n
e
S
P
A
r
A
M
e
t
e
r
S
Civil Use of SLOCs
1
Strategic Importance
of SLOCs
Vulnerability of SLOCs
1 2
Activity of Violent
Non-State Actors
4 3
Nature of the
Maritime Build-Up
3 4 | 2 1
Maritime Relations
2 6 2
Maritime Power
Distribution
3
D
r
i
v
e
r
S
Asian Economic
Growth
1 2
Economic
Interdependency
Energy Dependency
3 2 2
Maritime Ambitions
Emerging Powers
Maritime Ambitions
United States
External Sources of
Interstate Friction
2
Cooperation on
Non-Maritime Issues
Instability of the
Indian Ocean Littoral
TABLE 9: rELATIONsHIPs (POsITIVE AND NEGATIVE) BETWEEN PArAMETErs AND DrIVErs
continUeD
90
APPENDI CEs
Future Issue: The Maritime Future of the Indian Ocean
5.11 Appendix K list of Foresights in Sample
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5.12 Appendix l endnotes
1 Ministry of Defense, Freedom To use The seas: Indias Maritime Military strategy, (New Delhi,
Ministry of Defense, 2007), 44.
3 Department of Defense, A Cooperative strategy for 21st Century seapower (Washington DC:
Department of DC, 2007), 18.
4 L. Brooks et al., Chinas Arrival: A strategic Framework for a Global relationship (Washington:
Center for a New American security, 2009).
5 International Energy Agency, World Energy Outlook (Paris: International Energy Agency 2009),
3; M.A. Harlow, ed., Proceedings from the Indian Ocean Workshop, (presented at the Indian
Ocean Workshop, Washington DC: John Hopkins university, 2008), 16.
6 united Nations Conference on Trade and Development, review of Maritime Transport 2009
(Geneva, 2009), 112-113; American Association of Port Authorities, World Port rankings
2008, American Association of Port Authorities, 2008, http://aapa.fles.cms-plus.com/
statistics/WOrLD%20POrT%20rANKINGs%2020081.pdf.
7 Figures on the 2000-2008 period: Ibid., 8-10.
8 G. s. Khurana, securing Maritime Lifelines, Indian Defense review 20, no. 4 (2005): 4.
9 G. Hill, yemen: Fear of Failure, Briefng Paper (London: the royal Institute of International
Affairs, 2008), 11.
10 C. Talmadge, Closing Time: Assessing the Iranian Threat to the strait of Hormuz,
International security 33, no. 1 (2008): 82-117.
11 The The Hague Centre for strategic studies, HCss Piracy Database (The Hague: The Hague
Centre for strategic studies, 2010); The Hague Centre for strategic studies, Maritime Piracy,
Future Issue (The Hague: The Hague Centre for strategic studies, 2008).
12 P. Chalk, The Maritime Dimension of International security Terrorism, Piracy, and
Challenges to the united states, Project Air Force (santa Monica, CA: rAND Corporation,
2008), 31.
13 The The Hague Centre for strategic studies, Territoriale Dreiging (The Hague: The Hague
Centre for strategic studies, 2008).
14 A.r. Erikson and J.D. Mikolay, Welcome China to the Fight Against Pirates, u.s. Naval
Institute Proceedings 135, no. 3 (2009): 34-41.
15 G. s. Khurana, Chinas string of Pearls in the Indian Ocean and Its security Implications,
strategic Analysis 32, no. 1 (2008): 1-39; D. L. Berlin, The Great Base race in the Indian Ocean
Littoral: Confict Prevention or stimulation?, Contemporary south Asia 13, no. 3 (2004): 239-
255.
16 Berlin, The Great Base race in the Indian Ocean Littoral: Confict Prevention or stimulation?;
Khurana, Chinas string of Pearls in the Indian Ocean and Its security Implications.
17 s.P. Cohen, India: Emerging Power (Washington DC: Brookings Institution Press, 2001),
100
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252-256.
18 V. Dashpur, us not for missile base in Trincomalee: sri Lanka, Thaindian News, January
21, 2009, http://www.thaindian.com/newsportal/uncategorised/us-not-for-missile-base-in-
trincomalee-sri-lanka_100145143.html.
19 Chinas defense spending as percentage of GDP is lower than that of the united states and of
India, assuming that Chinas offcial fgures refect actual expenditures. Estimates of actual
Chinese defense expenditures range from 1.4 (stockholm International Peace research
Institute (sIPrI)) to 1.75-2.5 (the u.s. Department of Defense) times as high as offcial fgures.
M.s. Chase, The Dragons Dilemma: A Closer Look at Chinas Defense Budget and Priorities,
Policy Memo (Washington D.C.: Progressive Policy Institute, 2010), 3.
20 International Institute for strategic studies, The Military Balance 2009: The Annual
Assessment of Global Military Capabilities and Defence Economics (London: routledge, 2009);
union of Concerned scientists, Nuclear Weapons & Global security, uCsusA Database, 2010,
http://www.ucsusa.org/nuclear_weapons_and_global_security/space_weapons/technical_
issues/ucs-satellite-database.html.
21 There have nonetheless been many attempts to develop an indicator for military strength by
looking at military assets. For a recent attempt, see Bowns, steven & Gebicke scott, From
r&D Investment to Fighting Power, 25 years Later, McKinsey, March 2010.
22 International Institute for strategic studies, The Military Balance 2009: The Annual
Assessment of Global Military Capabilities and Defence Economics, London 2010.
23 Indian defense plans based on private intervieuws with anonymous high-level sources and
s. srivastava, Indias Nuclear submarine Plan surfaces, Asia Times Online, February 20,
2009, http://www.atimes.com/atimes/south_Asia/KB20Df02.html; P. Crail and E. Lindsey,
India Launches First Nuclear submarine, Arms Control Association, september 2009, http://
www.armscontrol.org/act/2009_09/Indiasub.
24 Ministry of Defence, Indias Maritime Capabilities Perspective Plan 2005-2022 (New Delhi:
Ministry of Defense, 2006).
25 Military satellite to Give Indian Eyes in space, The Financial Express, september 5, 2005,
http://www.fnancialexpress.com/news/military-satellite-to-give-india-eyes-in-space/51912/2;
s. Anandan, Launch of First satellite for Indian regional Navigation satellite system Next
year, The Hindu, April 10, 2010, http://beta.thehindu.com/sci-tech/article393892.ece.
26 Global security. Military yearbook 2010. China. http://www.globalsecurity.org/military/world/
china/navy.htm
27 r. Orourke, China Naval Modernization: Implications for u.s. Navy CapabilitiesBackground
and Issues for Congress, Crs report for Congress (Washington D.C.: Congressional research
service, 2009), 3.
HCss report 101
APPENDI CEs
28 A.s. Erickson and M.s. Chase, An undersea Deterrent?, u.s. Naval Institute Proceedings
Magazine 135, no. 6 (2009).
29 L. Qinghua, China Launches Third Orbiter for Indigenous Global satellite Navigation
system, xinhuanet, January 17, 2010, http://news.xinhuanet.com/english/2010-01/17/
content_12822615.htm; J. D Pollack, Chinese Military Power: What Vexes the united states
and Why?, Orbis 51, no. 4 (2007): 635650.
30 Offce of the Chief of Naval Operations, report to Congress on Annual Long-range Plan
for Construction of Naval Vessels for Fy 2009 (Washington D.C.: Offce of the Chief of Naval
Operations, 2008), 8.
31 r. D. Kaplan, Center stage for the Twenty-First Century-Power Plays in the Indian Ocean,
Foreign Affairs 88, no. 2 (2009): 2; Harlow, Proceedings from the Indian Ocean Workshop, 308.
32 Australian Government, Australias Defence White Paper. Defending Australia in the Asia
Pacifc Century: Force 2030. (Canberra: Australian Department of Defense, 2009), 64, http://
www.defence.gov.au/whitepaper/docs/defence_white_paper_2009.pdf.
33 G. s. Khurana, Chinas string of Pearls in the Indian Ocean and Its security Implications,
strategic Analysis 32, no. 1 (2008): 1-39.
34 D. singh, Indo-us relations, strategic Analysis 33, no. 6 (2009): 931-937.
35 B. McCartan, India, Myanmar: reluctant Brothers in Arms, Asia Times Online, February 19,
2010, http://www.atimes.com/atimes/south_Asia/LB19Df01.html.; steve Coll, A reporter at
Large, The Back Channel, The New yorker, March 2, 2009, p. 38 .
36 u.s. Government, Global Trends 2025: The National Intelligence Councils 2025 Project
(Washington DC: u.s. Government), 29.
37 W. Pei, Think Again: Asias rise, Foreign Policy, July 2009, http://www.foreignpolicy.com/
articles/2009/06/22/think_again_asias_rise.
38 International Energy Agency, World Energy Outlook, 117-120.
39 According to the Indian Department for Industrial Policy & Policy, Chinese companies invested
a mere usD 10.85 million in India between April 2000 and January 2009. Data taken from:
Government of India, Fact sheet on Foreign Direct Investment (FDI) (New Delhi: Government of
India, 2009). The current authors believe that these estimates may be conservative.
40 Integrated Headquarters Ministry of Defence Navy (2007), Freedom To use The seas: Indias
Maritime Military strategy, p. IV.
41 Department of Defense, A Cooperative strategy for 21st Century seapower (Washington DC:
Department of DC, 2007), 8.
42 Ibid 9.
43 Information Offce of the state Council of the Peoples republic of China (2009), Chinas
National Defense.
44 J. r. Holmes and T. yoshihara, Indias Monroe Doctrine and Asias Maritime Future,
strategic Analysis 32, no. 6 (2008): 997-1011.
102
APPENDI CEs
Future Issue: The Maritime Future of the Indian Ocean
45 Offce of Naval Intelligence, The Peoples Liberation Army Navy: A Modern Navy with Chinese
Characteristics (Washington D.C.: Offce of Naval Intelligence, 2009), 1.
46 Ministry of Defense, Freedom to use the seas: Indias Maritime Military strategy (New Delhi:
Ministry of Defense, 2007), 34.
47 u.s. Census Bureau, Foreign Trade, u.s. Census Bureau, 2010, http://www.census.gov/
foreign-trade/balance/c5700.html#2010.
48 Federal reserve Board, Major Foreign Holders of Treasury security (Washington DC:
Department of Treasury, 2010).
49 r. Kaplan, Center stage for the Twenty-First Century-Power Plays in the Indian Ocean
Foreign Affairs. 88, no. 2 (2009): 16-26.
50 D.M. Gibler, T.J. rider, and M.L. Hutchinson, Taking Arms Against a sea of Troubles:
Conventional Arms races During Periods of rivalry, Journal of Peace research 42, no. 2
(2005): 131-147.
51 G. s. Khurana, Chinas string of Pearls in the Indian Ocean and Its security Implications,
strategic Analysis 32, no. 1 (2008): 1-39.
52 r. D. Kaplan, Dont panic about China, The Atlantic, Wednesday June 23rd, 2010.
53 T. sweijs, Verschuivende macht en de fnancile balance of terror: Vs-China (The Changing
Balance of Power and the Financial Balance of Terror: us-China) in de Nieuwe Wereld,
Christen Democratische Verkenningen, Boom Press, Zomer 2009.
54 T. reid, us Warships Head for south China sea After standoff, The Times, March 14, 2009,
http://www.timesonline.co.uk/tol/news/world/us_and_americas/article5898650.ece.
55 World Economic Forum, Global risk report 2010: A Global risk Network report (Geneva:
World Economic forum, 2009).
56 r.O. King, Ocean Piracy and Its Impact on Insurance (Washington DC: Congressional research
service, 2008).
57 P. Chalk, The Maritime Dimension of International security Terrorism, Piracy, and
Challenges to the united states, Project Air Force (santa Monica, CA: rAND Corporation,
2008), 31; The Hague Centre for strategic studies, HCss Piracy Database (The Hague: The
Hague Centre for strategic studies, 2010)
58 E. Lipson and A. Pandya, eds., The Indian Ocean; resources and Governance Challenges
(Washington DC: The Henry L. stimson Center, 2009).
59 Michael Green, ed., Bridging strategic Asia: The rise of India in East Asia and the Implications
for the u.s.-Japan Alliance (Washington DC: Center for strategic & International studies,
2009), http://csis.org/fles/media/csis/pubs/090201_complete_report.pdf.
60 One source even suggests that a blockade of the strait of Malacca that would cut of China
entirely from the supply of Middle Eastern oil, would result in a decrease of Chinas GDP
growth by 5.4 to 10.8 percent, see B. Blair, C. yali, and E. Hagt, The Oil Weapon: Myth of
Chinas Vulnerability, China security, summer (2009): 32-63.
HCss report 103
APPENDI CEs
61 J. rogers, To rule the Waves: Why a Maritime Geostrategy is Needed to sustain European
union, security Policy Brief (Brussels: Egmont royal Institute for International relations,
2010); on tripolarity, see schweller randall schweller, Tripolarity and the second World War,
International studies Quarterly 37:1 (March 1993).
62 Ministry of Foreign Affairs, Inde, France Diplomatie, http://www.diplomatie.gouv.fr/fr/pays-
zones-geo_833/inde_538/index.html; Ministry of Defence, Indian Navy Excercises with French
Navy, Off Britain, During Indian Naval ships Deployment in Europe - Veruna 2009, Indian
Navy, June 15, 2009, http://indiannavy.nic.in/Press090615.htm; For an overview see V. sakhuja,
India, France strategic Partnership: Nuclear and Maritime Cooperation (New Delhi: society for
the study of Peace and Confict, 2009).
63 J. rogers, To rule the Waves: Why a Maritime Geostrategy is Needed to sustain European
union, security Briefng (Brussels: Egmont Institute, 2010).
64 r.s. ross argues that Chinas maritime expenditures are driven by what he calls naval
nationalism. see r.s. ross Chinas Naval Nationalism: sources, Prospects, and the u.s.
response, International security 34, no.2 (2009): 46-81. In March 2010, robert Kagan
argued that China has many opportunities to focus on maritime expansion, as its borders
are relatively secure. see r. D. Kaplan, Q&A With robert Kaplan on Geopolitics in the Indian
Ocean, Foreign Affairs, April 7, 2009, http://www.foreignaffairs.com/discussions/interviews/
qa-with-robert-kaplan-on-geopolitics-in-the-indian-ocean.
65 The Economist, New silk roads: roads, railways and Pipelines Are redefning What We Mean
by Asia, The Economist, April 8, 2010, http://www.economist.com/world/asia/displaystory.
cfm?story_id=15872888.
66 united Nations Conference on Trade and Development, review of Maritime Transport 2009,
112-113.
67 Berkouwer, C. & Kooroshy J., The Arctic Passage Promise and Peril in A Melting Ocean,
(The Hague: The Hague Centre for strategic studies, 2009)
68 B. Tillman, Fear and Loathing in the Post-Naval Era, u.s. Naval Institute Proceedings
(Annapolis, MA: u.s. Naval Institute, 2009).
69 A.T. Mahan, Armaments and Arbitration or the Place of force in the International relations of
states (New york City, Ny: Harper and Brothers, 1912), 105.
70 Jeroen de Jonge, Frank Bekkers en rob de Wijk, Pas op de Plaats voor Defensie, strategy
and Change Paper No.02 (The Hague: The Hague Centre for strategic studies, 2010)
71 International Energy Agency, Oil supply security Emergency response of IEA Countries 2007,
199
72 Port of rotterdam, Herkomst en bestemming goederen 2008, http://www.portofrotterdam.
com/nl/Over-de-haven/havenstatistieken/Documents/herkomst_en_bestemming_
goederen_2008.pdf
73 Ibid.
104
APPENDI CEs
Future Issue: The Maritime Future of the Indian Ocean
74 The robert s. strauss Center for International security and Law, strait of Hormuz :
Assessing Threats to Energy security in the Persian Gulf, Commercial issues, http://hormuz.
robertstrausscenter.org/commercial_issues.
75 Menno Middeldorp, De gevaren van een hogere olieprijs, rabobank Kennis en Economisch
onderzoek, (June 2006), 10.
76 Balzs gert, real Convergence, Price Level Convergence and Infation Differentials in
Europe, William Davidson Institute Working Paper Number 895, (October 2007), 30-31.
77 Centraal Bureau voor de statistiek, De Nederlandse Economie 2008, (Den Haag/Heerlen
2009), 51.
78 Vereniging Nederlandse Petroleum Industrie, Wat doet een raffnaderij?, http://www.vnpi.nl/
Files/fle/Wat%20doet%20een%20raffnaderij.pdf, 1-2
79 Koninklijke Vereniging van reders, Piraterij, http://www.kvnr.nl/CMs/showpage.aspx?id=433.
80 The robert s. strauss Center for International security and Law, strait of Hormuz:
Assessing Threats to Energy security in the Persian Gulf, Commercial issues, http://hormuz.
robertstrausscenter.org/commercial_issues.
81 P. Chalk, The Maritime Dimension of International security Terrorism, Piracy, and
Challenges to the united states, Project Air Force (santa Monica, CA: rAND Corporation,
2008), 31; The Hague Centre for strategic studies, HCss Piracy Database (The Hague: The
Hague Centre for strategic studies, 2010).
82 The robert s. strauss Center for International security and Law, strait of Hormuz :
Assessing Threats to Energy security in the Persian Gulf, Commercial issues, http://hormuz.
robertstrausscenter.org/commercial_issues.
83 Ibid.
84 TNO, Nationaal Onderzoek Kwetsbaarheid Logistieke Ketens 2010: Zicht op risicos,
daadwerkelijke verstoringen en kwetsbaarheid, 6.
85 Centraal Bureau voor de statistiek, statistisch Jaarboek 2010, (Den Haag/Heerlen 2010), 157.
86 Ministerie van Binnenlandse Zaken en Koninkrijksrelaties. Nationale Veiligheid: strategie.
Den Haag, 2007.
87 NATO, Maritime situational Awareness, NATO, http://www.nurc.nato.int/research/msa.htm.
88 J. Hope and J. rogers, The royal Navy: Britains Trident for a Global Agenda, Henry Jackson
society, september 4, 2006, http://www.henryjacksonsociety.org/stories.asp?id=279; I.
Kramnik, Mistral: challenge for Navy and the country, russian Navy, september 2, 2009,
Mistral: challenge for Navy and the country; Asahi shinbun, Japans New Blue Water Navy:
A Four-year Indian Ocean mission recasts the Constitution and the us-Japan alliance, The
Asia-Pacifc Journal: Japan Focus (2005); Ministry of Foreign Affairs, A Portrait of the royal
Netherlands Navy, Netherlands Embassy, http://www.netherlands-embassy.org/tromp/
portrait.htm.
HCss report 105
APPENDI CEs
89 Ministry of Defense, Freedom to use the seas: Indias Maritime Military strategy, 9 (New Delhi:
Ministry of Defense, 2007); s. Anandan, Indian Navy recognised as a Blue Water Force, The
Hindu, January 28, 2009, http://www.thehindu.com/2009/06/16/stories/2009061655160700.
htm.
90 K. Hwang, Navigate Necesse Est! Maritimity and the Prospect of a Korean Blue Water Navy,
Geopolitics Quarterly, no. 3 (2008): 99-113.
91 B. Kaplan, Chinas Navy Today: storm Clouds on the Horizon... or Paper Tiger?, Navy League
of the united states, 2010 May 11.
92 r. s. ross, Assessing the China Threat, National Interest, no. Fall (2005): 4.
93 International Institute for strategic studies, The Military Balance 2009: The Annual
Assessment of Global Military Capabilities and Defence Economics; union of concerned
scientists, Nuclear Weapons & Global security.
94 There have nonetheless been many attempts to develop an indicator for military strength by
looking at military assets. For a recent attempt, see Bowns, steven & Gebicke scott, From
r&D Investment to Fighting Power, 25 years Later, McKinsey, March 2010.
95 security Council, resolution sC/9514, (2 December 2008).
96 James rogers and Luis simn, The status And Location Of The Military Installations Of The
Member states Of The European union And Their Potential role For The European security
And Defence Policy, Policy Department External Policies, February (2009), 12-13.
97 Ibid 15.
98 Ellen Laipson and Amit Pandya, The Indian Ocean resource and Governance Challenges,
The Henry L. stimson Center (2009), 43.
99 James rogers and Luis simn, The status And Location Of The Military Installations Of The
Member states Of The European union And Their Potential role For The European security
And Defence Policy, Policy Department External Policies, February (2009), 13-14.
100 united Kingdom Government, The National security strategy of the united Kingdom security
in an Interdependent World, (Cabinet Offce 2008), 53-54.
101 Dr Lee Willett, British Defence And security Policy: The Maritime Contribution, royal united
services Institute for Defence and security studies (2008) , 5.
102 Leszek Buszynski, Emerging Naval rivalry in East Asia and the Indian Ocean: Implications
for Australia, security Challenges, Vol. 5, No. 3 (spring 2009), 91-92.
103 Ibid 92.
104 Japanese Government, Defense of Japan 2009, (Japan Ministry of Defense 2009), 126-130.
105 Emerging Technologies in naval operations: Beyond the Maritime Vision 2030, royal
Netherlands Navy 2010, excerpt of the Naval serendipity Project, P.J. van Maurik.
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