Athenian Democracy demo
Athenian Democracy demo
Athenian Democracy demo
Athenian democracy developed around the 6th century BC in the Greek city-state (known as a polis)
of Athens, comprising the city of Athens and the surrounding territory of Attica. Although Athens is
the most famous ancient Greek democratic city-state, it was not the only one, nor was it the first;
multiple other city-states adopted similar democratic constitutions before Athens.[1][2] By the late
4th century BC, as many as half of the over one thousand existing Greek cities might have been
democracies.[3] Athens practiced a political system of legislation and executive bills. Participation
was open to adult, free male citizens (i.e., not a metic, woman or slave.) Adult male citizens probably
constituted no more than 30 percent of the total adult population.[4]
Solon (in 594 BC), Cleisthenes (in 508–07 BC), and Ephialtes (in 462 BC) contributed to the
development of Athenian democracy. Cleisthenes broke up the unlimited power of the nobility by
organizing citizens into ten groups based on where they lived, rather than on their wealth.[5] The
longest-lasting democratic leader was Pericles. After his death, Athenian democracy was twice
briefly interrupted by oligarchic revolutions in 411 and 404 BC, towards the end of the
Peloponnesian War. It was modified somewhat after it was restored under Eucleides; the most
detailed accounts of the system are of this fourth-century modification, rather than the Periclean
system. Democracy was suppressed by the Macedonians in 322 BC. The Athenian institutions were
later revived, but how close they were to a real democracy is debatable.
Etymology
The word "democracy" (Greek: dēmokratia, δημοκρατία) combines the elements dêmos (δῆμος,
traditionally interpreted "people" or "towns"[6]) and krátos (κράτος, which means "force" or "power"),
and thus means literally "people power". In the words "monarchy" and "oligarchy", the second
element comes from archē (ἀρχή), meaning "beginning (that which comes first)", and hence also
"first place or power", "sovereignty". One might expect, by analogy, that the term "demarchy" would
have been adopted for the new form of government introduced by Athenian democrats. However,
the word "demarchy" (δημαρχία) had already been taken and meant "mayoralty", the office or rank of
a high municipal magistrate. (In present-day use, the term "demarchy" has acquired a new meaning.)
It is unknown whether the word "democracy" was in existence when systems that came to be called
democratic were first instituted. The first conceptual articulation of the term is generally accepted
to be c. 470 The Suppliants (l. 604) with the line sung by the Chorus: dēmou kratousa cheir (δήμου
κρατούσα χειρ). This approximately translates as the "people's hand of power", and in the context of
the play it acts as a counterpoint to the inclination of the votes cast by the people, i.e. that authority
as implemented by the people in the Assembly has power. The word is then completely attested in
the works of Herodotus (Histories 6.43.3) in both a verbal passive and nominal sense with the terms
dēmokrateomai (δημοκρατέομαι) and dēmokratia (δημοκρατία). Herodotus wrote some of the
earliest surviving Greek prose, but this might not have been before 440 or 430 BC. Around 460 BC
an individual is known with the name of Democrats,[7] a name possibly coined as a gesture of
democratic loyalty; the name can also be found in Aeolian Temnus.[8]
History
Development
Athens was never the only polis in Ancient Greece that instituted a democratic resume. People tried
to throw back this agitating government as Aristotle points out to other cities that adopted
governments in the democratic style. However, accounts of the rise of democratic institutions are in
reference to Athens, since only this city-state had sufficient historical records to speculate on the
rise and nature of Greek democracy.[9]
Before the first attempt at democratic government, Athens was ruled by a series of archons, or
magistrates, and the council of the Areopagus, made up of ex-archons. The members of these
institutions were generally aristocrats. In 621 BC, Draco replaced the prevailing system of oral law
by a written code to be enforced only by a court of law.[10][11] While the laws, later come to be known
as the Draconian Constitution, were largely harsh and restrictive, with nearly all of them later being
repealed, the written legal code was one of the first of its kind and considered to be one of the
earliest developments of Athenian democracy.[12] In 594 BC, Solon was appointed premier archon
and began issuing economic and constitutional reforms in an attempt to alleviate some of the
conflict that was beginning to arise from the inequities that permeated throughout Athenian society.
His reforms ultimately redefined citizenship in a way that gave each free resident of Attica a political
function: Athenian citizens had the right to participate in assembly meetings. Solon sought to break
away at the strong influence noble families had on the government by broadening the government's
structure to include a wider range of property classes rather than just the aristocracy. His
constitutional reforms included establishing four property classes: the pentakosiomedimnoi, the
hippeis, the zeugitai, and the thetes.[13] The classifications were based on how many medimnoi a
man's estate made per year with the pentakosiomedimnoi making at least 500 medimnoi, the hippeis
making 300-500 medimnoi, the zeugitai making 200-300 medimnoi, and the thetes making under
200 medimnoi.[13] By granting the formerly aristocratic role to every free citizen of Athens who
owned property, Solon reshaped the social framework of the city-state. Under these reforms, the
boule (a council of 400 members, with 100 citizens from each of Athens's four tribes) ran daily
affairs and set the political agenda.[10] The Areopagus, which formerly took on this role, remained
but thereafter carried on the role of "guardianship of the laws".[14] Another major contribution to
democracy was Solon's setting up of an Ecclesia or Assembly, which was open to all the male
citizens. Solon also made significant economic reforms including cancelling existing debts, freeing
debtors, and no longer allowing borrowing on the security of one's own person as a means of
restructuring enslavement and debt in Athenian society.[15]
Cleisthenes
In 561 BC, the nascent democracy was overthrown by the tyrant Peisistratos but was reinstated
after the expulsion of his son, Hippias, in 510. Cleisthenes issued reforms in 508 and 507 BC that
undermined the domination of the aristocratic families and connected every Athenian to the city's
rule. Cleisthenes formally identified free inhabitants of Attica as citizens of Athens, which gave them
power and a role in a sense of civic solidarity.[16] He did this by making the traditional tribes
politically irrelevant and instituting ten new tribes, each made up of about three trittyes
(geographical divisions), each consisting of several demes (further subdivisions). Every male citizen
over 18 had to be registered in his deme.[17]
The third set of reforms was instigated by Ephialtes in 462/1. While Ephialtes's opponents were
away attempting to assist the Spartans, he persuaded the Assembly to reduce the powers of the
Areopagus to a criminal court for cases of homicide and sacrilege. At the same time or soon
afterward, the membership of the Areopagus was extended to the lower level of the propertied
citizenship.[18]
In the wake of Athens's disastrous defeat in the Sicilian campaign in 413 BC, a group of citizens
took steps to limit the radical democracy they thought was leading the city to ruin. Their efforts,
initially conducted through constitutional channels, culminated in the establishment of an oligarchy,
the Council of 400, in the Athenian coup of 411 BC. The oligarchy endured for only four months
before it was replaced by a more democratic government. Democratic regimes governed until
Athens surrendered to Sparta in 404 BC, when the government was placed in the hands of the so-
called Thirty Tyrants, who were pro-Spartan oligarchs.[19] After a year, pro-democracy elements
regained control, and democratic forms persisted until the Macedonian army of Phillip II conquered
Athens in 338 BC.[20]
Aftermath
Philip II had led a coalition of the Greek states to war with Persia in 336 BC, but his Greek soldiers
were hostages for the behavior of their states as much as allies. Alexander the Great's relations with
Athens later strained when he returned to Babylon in 324 BC; after his death, Athens and Sparta led
several states to war with Macedonia and lost.[21]
This led to the Hellenistic control of Athens, with the Macedonian king appointing a local agent as
political governor in Athens. However, the governors, like Demetrius of Phalerum, appointed by
Cassander, kept some of the traditional institutions in formal existence, although the Athenian
public would consider them to be nothing more than Macedonian puppet dictators. Once Demetrius
Poliorcetes ended Cassander's rule over Athens, Demetrius of Phalerum went into exile and the
democracy was restored in 307 BC. However, by now Athens had become "politically impotent".[22]
An example of this was that, in 307, in order to curry favour with Macedonia and Egypt, three new
tribes were created, two in honour of the Macedonian king and his son, and the other in honour of
the Egyptian king.
However, when Rome fought Macedonia in 200, the Athenians abolished the first two new tribes and
created a twelfth tribe in honour of the Pergamene king. The Athenians declared for Rome, and in
146 BC Athens became an autonomous civitas foederata, able to manage internal affairs. This
allowed Athens to practice the forms of democracy, though Rome ensured that the constitution
strengthened the city's aristocracy.[23]
Under Roman rule, the archons ranked as the highest officials. They were elected, and even
foreigners such as Domitian and Hadrian held the office as a mark of honour. Four presided over the
judicial administration. The council (whose numbers varied at different times from 300 to 750) was
appointed by lot. It was superseded in importance by the Areopagus, which, recruited from the
elected archons, had an aristocratic character and was entrusted with wide powers. From the time
of Hadrian, an imperial curator superintended the finances. The shadow of the old constitution
lingered on and archons and Areopagus survived the fall of the Roman Empire.[23]
In 88 BC, there was a revolution under the philosopher Athenion, who, as tyrant, forced the Assembly
to agree to elect whomever he might ask to office. Athenion allied with Mithridates of Pontus and
went to war with Rome; he was killed during the war and was replaced by Aristion. The victorious
Roman general, Publius Cornelius Sulla, left the Athenians their lives and did not sell them into
slavery; he also restored the previous government, in 86 BC.[24]
After Rome became an Empire under Augustus, the nominal independence of Athens dissolved and
its government converged to the normal type for a Roman municipality, with a Senate of
decuriones.[25]
Estimates of the population of ancient Athens vary. During the 4th century BC, there might well have
been some 250,000–300,000 people in Attica.[4] Citizen families could have amounted to 100,000
people, and out of these some 30,000 would have been adult male citizens entitled to vote in the
assembly. In the mid-5th century, the number of adult male citizens was perhaps as high as 60,000,
but this number fell precipitously during the Peloponnesian War.[26] This slump was permanent, due
to the introduction of a stricter definition of citizen described below. From a modern perspective,
these figures may seem small, but among Greek city-states Athens was huge: most of the thousand
or so Greek cities could only muster 1,000–1,500 adult male citizens each; and Corinth, a major
power, had at most 15,000.[27]
The non-citizen component of the population was made up of resident foreigners (metics) and
slaves, with the latter perhaps somewhat more numerous. Around 338 BC the orator Hyperides
(fragment 13) claimed that there were 150,000 slaves in Attica, but this figure is probably no more
than an impression: slaves outnumbered those of citizen stock but did not swamp them.[28]
Citizenship in Athens
Only adult male Athenian citizens who had completed their military training as ephebes had the right
to vote in Athens. The percentage of the population that actually participated in the government was
10% to 20% of the total number of inhabitants, but this varied from the fifth to the fourth century
BC.[26] This excluded a majority of the population: slaves, freed slaves, children, women and metics
(foreign residents in Athens).[29] The women had limited rights and privileges, had restricted
movement in public, and were very segregated from the men.[30]
For the most part, Athens followed a citizenship-through-birth criterion. This criterion could be
further divided into three categories: free birth from an Athenian father, free and legitimate birth
from an Athenian father, and free and legitimate birth from an Athenian father and an Athenian
mother.[31] Athenians considered circumstances of one's birth to be relevant to the type of political
identity and positions they could hold as citizens.
Citizenry in ancient Athens is speculated to have not simply been a legal obligation to the state, but
also a form of ethnic-nationality. The title of "Athenian" was given to free residents deeming them
citizens and granted them special privileges and protections over other residents in the city who
were considered "non-citizens".[31] In the timeline of Athenian laws, Solon's laws outlined a clear
boundary between the protections that exist between citizens, Athenians, who were considered free
and non-citizens, non-Athenians, who legally could be subjected to slavery.[31]
Also excluded from voting were citizens whose rights were under suspension (typically for failure to
pay a debt to the city: see atimia); for some Athenians, this amounted to permanent (and in fact
inheritable) disqualification. Given the exclusive and ancestral concept of citizenship held by Greek
city-states, a relatively large portion of the population took part in the government of Athens and of
other radical democracies like it, compared to oligarchies and aristocracies.[26]
Some Athenian citizens were far more active than others, but the vast numbers required for the
system to work testify to a breadth of direct participation among those eligible that greatly
surpassed any present-day democracy.[26] Athenian citizens had to be descended from citizens;
after the reforms of Pericles and Cimon in 450 BC, only those descended from two Athenian parents
could claim citizenship.[32] Although the legislation was not retrospective, five years later, when a
free gift of grain had arrived from the Egyptian king to be distributed among all citizens, many
"illegitimate" citizens were removed from the registers.[33]
Citizenship applied to both individuals and their descendants. It could also be granted by the
assembly and was sometimes given to large groups (e.g. Plateans in 427 BC and Samians in 405
BC). However, by the 4th century, citizenship was given only to individuals and by a special vote with
a quorum of 6,000. This was generally done as a reward for some service to the state. In the course
of a century, the number of citizenships so granted was in the hundreds rather than thousands.[34]
Xenias Graphe (ξενίας γραφή) was an action brought against any one who unlawfully exercised the
rights of citizenship. If convicted, the person was sold as a slave and the property was forfeited to
the state.[35]
Women in Athens
With participation in Athenian Democracy only being available to adult male Athenian citizens,
women were always left out of government and public roles. Even in the case of citizenry, the term
was rarely used in reference to women. Rather, women were often referred to as an astē which
meant "a woman belonging to the city" or Attikē gunē which meant 'an Attic woman/wife'. Even the
term Athenian was largely reserved for just male citizens.[36] Before Pericles' law that decreed
citizenship to be restricted to children of both Athenian men and women, the polis did not register
women as citizens or keep any form of registration for them which resulted in many court cases of
witnesses having to prove that women were wives of Athenian men.[36]
In addition to being barred from any form of formal participation in government, women were also
largely left out of public discussions and speeches with orators going as far as leaving out the
names of wives and daughters of citizens or finding round about ways of referring to them. Pushed
out of the public sphere, women's role was confined to the private sphere of working in the home
and being cast as a second-rate human, subservient to her male guardian whether that be a father
or husband.
In the realm of Athenian men's rationalization, part of the reasons for excluding women from politics
came from widely held views that women were more sexual, and intellectually handicapped.
Athenian men believed that women had a higher sex drive and consequentially if given free range to
engage in society would be more promiscuous. With this in mind, they feared that women may
engage in affairs and have sons out of wedlock which would jeopardize the Athenian system of
property and inheritance between heirs as well as the citizenry of potential children if their
parentage was called into question.[36] In terms of intelligence, Athenian men believed that women
were less intelligent than men and therefore, similarly to barbarians and slaves of the time, were
considered to be incapable of effectively participating and contributing to public discourse on
political issues and affairs. These rationales, as well as the barring women from fighting in battle,
another requirement of citizens, meant that in the eyes of Athenian men, by nature, women were not
meant to be allowed citizenship.
Despite being barred from the right to vote and citizenship overall, women were granted the right to
practice religion.[36]
Throughout its history, Athens had many different constitutions under its different leaders. Some of
the history of Athens' reforms as well as a collection of constitutions from other Ancient Greek city-
states was compiled and synthesized into a large all-encompassing constitution created by either
Aristotle or one of his students called the Constitution of the Athenians.[37] The Constitution of the
Athenians provides a run-down of the structure of Athens' government and its processes.
There were three political bodies where citizens gathered in numbers running into the hundreds or
thousands. These are the assembly (in some cases with a quorum of 6,000), the council of 500
(boule), and the courts (a minimum of 200 people, on some occasions up to 6,000). Of these three
bodies, the assembly and the courts were the true sites of power – although courts, unlike the
assembly, were never simply called the demos ('the people'), as they were manned by just those
citizens over thirty. Crucially, citizens voting in both were not subject to review and prosecution, as
were council members and all other officeholders.
In the 5th century BC, there is often a record of the assembly sitting as a court of judgment itself for
trials of political importance and it is not a coincidence that 6,000 is the number both for the full
quorum for the assembly and for the annual pool from which jurors were picked for particular trials.
By the mid-4th century, however, the assembly's judicial functions were largely curtailed, though it
always kept a role in the initiation of various kinds of political trial.
Ecclesia
The central events of the Athenian democracy were the meetings of the assembly (ἐκκλησία,
ekklesía). Unlike a parliament, the assembly's members were not elected, but attended by right when
they chose. Greek democracy created at Athens was direct, rather than representative: any adult
male citizen over the age of 20 could take part,[38] and it was a duty to do so. The officials of the
democracy were in part elected by the Assembly and in large part chosen by lottery in a process
called sortition.
The assembly had four main functions: it made executive pronouncements (decrees, such as
deciding to go to war or granting citizenship to a foreigner), elected some officials, legislated, and
tried political crimes. As the system evolved, the last function was shifted to the law courts. The
standard format was that of speakers making speeches for and against a position, followed by a
general vote (usually by show of hands) of yes or no.
Though there might be blocs of opinion, sometimes enduring, on important matters, there were no
political parties, and likewise government —or opposition—as in the Westminster system did not
exist. Voting was by simple majority. In the 5th century at least, there were scarcely any limits on the
power exercised by the assembly. If the assembly broke the law, the only thing that might happen is
that it would punish those who had proposed that it had agreed to. If a mistake had been made,
from the assembly's viewpoint it could only be because it had been misled.[39]
As usual in ancient democracies, one had to physically attend a gathering to vote. Military service or
simple distance prevented the exercise of citizenship. Voting was usually by show of hands
(χειροτονία, kheirotonia, 'arm stretching') with officials judging the outcome by sight. This could
cause problems when it becomes too dark to see properly. However, any member could demand
that officials issue a recount.[40] For a small category of votes, a quorum of 6,000 was required,
principally grants of citizenship, and here small colored stones were used, white for yes and black
for no. At the end of the session, each voter tossed one of these into a large clay jar which was
afterwards cracked open for the counting of the ballots. Ostracism required the voters to scratch
names onto pieces of broken pottery (ὄστρακα, ostraka), though this did not occur within the
assembly as such.
In the 5th century BC, there were 10 fixed assembly meetings per year, one in each of the ten state
months, with other meetings called as needed. In the following century, the meetings were set to
forty a year, with four in each state month. One of these was now called the main meeting, kyria
ekklesia. Additional meetings might still be called, especially as up until 355 BC there were still
political trials that were conducted in the assembly, rather than in court. The assembly meetings did
not occur at fixed intervals, as they had to avoid clashing with the annual festivals that followed the
lunar calendar. There was also a tendency for the four meetings to be aggregated toward the end of
each state month.[41]
Attendance at the assembly was not always voluntary. In the 5th century, public slaves forming a
cordon with a red-stained rope herded citizens from the agora into the assembly meeting place
(Pnyx), with a fine being imposed on those who got the red on their clothes.[42] After the restoration
of democracy in 403 BC, pay for assembly attendance was introduced. This promoted a new
enthusiasm for assembly meetings. Only the first 6,000 to arrive were admitted and paid, with the
red rope now used to keep latecomers at bay.[43]
The Boule
In 594 BC, Solon is said to have created a boule of 400 to guide the work of the assembly.[44] After
the reforms of Cleisthenes, the Athenian Boule was expanded to 500 and was elected by lot every
year. Each of Cleisthenes's 10 tribes provided 50 councilors who were at least 30 years old. The
Boule's roles in public affairs included finance, maintaining the military's cavalry and fleet of ships,
advising the generals, approving of newly elected magistrates, and receiving ambassadors. Most
importantly, the Boule would draft probouleumata, or deliberations for the Ecclesia to discuss and
approve on. During emergencies, the Ecclesia would also grant special temporary powers to the
Boule.[45]
Cleisthenes restricted the Boule's membership to those of zeugitai status (and above), presumably
because these classes' financial interests gave them an incentive towards effective governance. A
member had to be approved by his deme, each of which would have an incentive to select those
with experience in local politics and the greatest likelihood at effective participation in
government.[46]
The members from each of the ten tribes in the Boule took it in turns to act as a standing committee
(the prytaneis) of the Boule for a period of thirty-six days. All fifty members of the prytaneis on duty
were housed and fed in the tholos of the Prytaneion, a building adjacent to the bouleuterion, where
the boule met. A chairman for each tribe was chosen by lot each day, who was required to stay in
the tholos for the next 24 hours, presiding over meetings of the Boule and Assembly.[47]
The boule also served as an executive committee for the assembly, and oversaw the activities of
certain other magistrates. The boule coordinated the activities of the various boards and
magistrates that carried out the administrative functions of Athens and provided from its own
membership randomly selected boards of ten responsible for areas ranging from naval affairs to
religious observances.[48] Altogether, the boule was responsible for a great portion of the
administration of the state, but was granted relatively little latitude for initiative; the boule's control
over policy was executed in its probouleutic, rather than its executive function; in the former, it
prepared measures for deliberation by the assembly, in the latter, it merely executed the wishes of
the assembly.[49]
Courts (Dikasteria)
Athens had an elaborate legal system centered on full citizen rights (see atimia). The age limit of 30
or older, the same as that for office holders but ten years older than that required for participation in
the assembly, gave the courts a certain standing in relation to the assembly. Jurors were required to
be under oath, which was not required for attendance at the assembly. The authority exercised by
the courts had the same basis as that of the assembly: both were regarded as expressing the direct
will of the people. Unlike office holders (magistrates), who could be impeached and prosecuted for
misconduct, the jurors could not be censured, for they, in effect, were the people and no authority
could be higher than that. A corollary of this was that, at least acclaimed by defendants, if a court
had made an unjust decision, it must have been because it had been misled by a litigant.[50]
Essentially there were two grades of a suit, a smaller kind known as dike (δίκη) or private suit, and a
larger kind known as graphe or public suit. For private suits, the minimum jury size was 200
(increased to 401 if a sum of over 1,000 drachmas was at issue), for public suits 501. Under
Cleisthenes's reforms, juries were selected by lot from a panel of 600 jurors, there being 600 jurors
from each of the ten tribes of Athens, making a jury pool of 6,000 in total.[51] For particularly
important public suits the jury could be increased by adding in extra allotments of 500. 1,000 and
1,500 are regularly encountered as jury sizes and on at least one occasion, the first time a new kind
of case was brought to court (see graphē paranómōn), all 6,000 members of the jury pool may have
attended to one case.[52]
The cases were put by the litigants themselves in the form of an exchange of single speeches timed
by a water clock or clepsydra, first prosecutor then defendant. In a public suit the litigants each had
three hours to speak, much less in private suits (though here it was in proportion to the amount of
money at stake). Decisions were made by voting without any time set aside for deliberation. Jurors
did talk informally amongst themselves during the voting procedure and juries could be rowdy,
shouting out their disapproval or disbelief of things said by the litigants. This may have had some
role in building a consensus. The jury could only cast a "yes" or "no" vote as to the guilt and sentence
of the defendant. For private suits only the victims or their families could prosecute, while for public
suits anyone (ho boulomenos, "whoever wants to" i.e. any citizen with full citizen rights) could bring
a case since the issues in these major suits were regarded as affecting the community as a whole.
Justice was rapid: a case could last no longer than one day and had to be completed by the time the
sun set.[53] Some convictions triggered an automatic penalty, but where this was not the case the
two litigants each proposed a penalty for the convicted defendant and the jury chose between them
in a further vote.[54] No appeal was possible. There was however a mechanism for prosecuting the
witnesses of a successful prosecutor, which it appears could lead to the undoing of the earlier
verdict.
Payment for jurors was introduced around 462 BC and is ascribed to Pericles, a feature described by
Aristotle as fundamental to radical democracy (Politics 1294a37). Pay was raised from two to three
obols by Cleon early in the Peloponnesian war and there it stayed; the original amount is not known.
Notably, this was introduced more than fifty years before payment for attendance at assembly
meetings. Running the courts was one of the major expenses of the Athenian state and there were
moments of financial crisis in the 4th century when the courts, at least for private suits, had to be
suspended.[55]
The system showed a marked anti-professionalism. No judges presided over the courts, nor did
anyone give legal direction to the jurors. Magistrates had only an administrative function and were
laymen. Most of the annual magistracies in Athens could only be held once in a lifetime. There were
no lawyers as such; litigants acted solely in their capacity as citizens. Whatever professionalism
there was tended to disguise itself; it was possible to pay for the services of a speechwriter or
logographer (logographos), but this may not have been advertised in court. Jurors would likely be
more impressed if it seemed as though litigants were speaking for themselves.[56]
As the system evolved, the courts (that is, citizens under another guise) intruded upon the power of
the assembly. Starting in 355 BC, political trials were no longer held in the assembly, but only in a
court. In 416 BC, the graphē paranómōn ('indictment against measures contrary to the laws') was
introduced. Under this, anything passed or proposed by the assembly could be put on hold for
review before a jury – which might annul it and perhaps punish the proposer as well.
Remarkably, it seems that blocking and then successfully reviewing a measure was enough to
validate it without needing the assembly to vote on it. For example, two men have clashed in the
assembly about a proposal put by one of them; it passes, and now the two of them go to court with
the loser in the assembly prosecuting both the law and its proposer. The quantity of these suits was
enormous. The courts became in effect a kind of upper house.
In the 5th century, there were no procedural differences between an executive decree and a law.
They were both simply passed by the assembly. However, beginning in 403 BC, they were set sharply
apart. Henceforth, laws were made not in the assembly, but by special panels of citizens drawn
from the annual jury pool of 6,000. These were known as the nomothetai (νομοθέται, 'the
lawmakers').[57]
Citizen-initiator
The institutions sketched above – assembly, officeholders, council, courts – are incomplete without
the figure that drove the whole system, Ho boulomenos ('he who wishes', or 'anyone who wishes').
This expression encapsulated the right of citizens to take the initiative to stand to speak in the
assembly, to initiate a public lawsuit (that is, one held to affect the political community as a whole),
to propose a law before the lawmakers, or to approach the council with suggestions. Unlike
officeholders, the citizen initiator was not voted on before taking up office or automatically reviewed
after stepping down; these institutions had, after all, no set tenure and might be an action lasting
only a moment. However, any stepping forward into the democratic limelight was risky. If another
citizen initiator chose, a public figure could be called to account for their actions and punished. In
situations involving a public figure, the initiator was referred to as a kategoros ('accuser'), a term
also used in cases involving homicide, rather than ho diokon ('the one who pursues').[58]
We do not say that a man who takes no interest in politics is a man who
minds his own business; we say that he has no business here at all.[59]
The word idiot originally simply meant "private citizen"; in combination with its more recent meaning
of "foolish person", this is sometimes used by modern commentators to demonstrate that the
ancient Athenians considered those who did not participate in politics as foolish.[60][61][62] But the
sense history of the word does not support this interpretation.[63][64]
Although, voters under Athenian democracy were allowed the same opportunity to voice their
opinion and to sway the discussion, they were not always successful, and, often, the minority was
forced to vote in favor of a motion that they did not agree with.[65]
Just before the reforms of Solon in the 7th century BC, Athens was governed by a few archons
(three, then later nine) and the council of the Areopagus, which was composed of members of
powerful noble families. While there seems to have also been a type of citizen assembly
(presumably of the hoplite class), the archons and the body of the Areopagus ran the state and the
mass of people had no say in government at all before these reforms.[66]
Originally, the archons, always chosen from among the aristoi, were three magistrates:
The eponymous archon (ἄρχων ἐπώνυμος / epốnumos Arkhon or ὁ ἄρχων / ho Arkhon, literally
"the archon", without further precision), who gave his name to the year. It was the highest political
office in the city-state. The eponymous archon probably assumed leadership of the state after the
end of the monarchy, while priestly tasks and warfare fell to other archons. The succession of
eponymous archon was of great historical importance, as the year was named after him, while he
was placed first at the beginning of laws, treaties, and public inscriptions. He was responsible for
civil administration and public jurisdiction. He was guardian of widows and orphans and
supervised family disputes. He also took care of the theater by appointing patrons and winners of
tetralogies. In historical narratives, years were usually identified by the name of the archon who
had held the eponymous office on that date.
The archon basileus (ἄρχων βασιλεὺς / árkhôn basileùs), who took over the religious functions of
the ancient kings. He was the “high priest” of the city and, therefore, a sacred official with tasks in
the secular area. He was responsible for religious ceremonies and presided over the Areopagus.
He imposed religious prohibitions that had to be followed. Additionally, he oversaw the districts
and sacred sites, offered community sacrifices, and led mystery celebrations and the Lenaia. His
area of responsibility also corresponded to his legal authority in cases of murder and of impiety,
like theft of temples and the illegality of the priestly office. It was believed that the wife of the
archon basileus, the basilina, should marry and have sexual relations with the god Dionysus
during a festival at the Boukoleion in Athens, to ensure the city's safety; It is not known exactly
how this law was enacted.
The archon polemarch (ἄρχων πολέμαρχος / polemarkhos Arkhon), whose original function was
to direct the army, a military attribution inherited from the kings, but who lost that power to the
benefit of the strategos after 487 BC. C., when the archonate was chosen by lot. According to
some historians, the polemarch was the commander-in-chief of the armed forces of the city-state.
At the Battle of Marathon Herodotus described the vote of the polemarchos, Callimachus, as the
deciding factor during debate over engagement in battle; it is disputed whether this vote implies
that the position of polemarchos was an equal to a strategos or that of a commander-in-
chief.[67][68][69] The polemarchos' military responsibilities continued until 487 BC, when a new
procedure was adopted and magistrates were then appointed by lot.[70][71] He also resumed some
religious functions:
He presided over ceremonies in honor of soldiers killed in combat.
Solon's reforms allowed the archons to come from some of the higher propertied classes and not
only from the aristocratic families. Since the Areopagus was made up of ex-archons, this would
eventually mean the weakening of the hold of the nobles there as well. However, even with Solon's
creation of the citizen's assembly, the archons and Areopagus still wielded a great deal of power.[73]
The reforms of Cleisthenes meant that the archons were elected by the Assembly, but were still
selected from the upper classes.[74] The Areopagus kept its power as "Guardian of the Laws", which
meant that it could veto actions it deemed unconstitutional, however, this worked in practice.[75]
Ephialtes, and later Pericles, stripped the Areopagus of its role in supervising and controlling the
other institutions, dramatically reducing its power. In the play The Eumenides, performed in 458,
Aeschylus, himself a noble, portrays the Areopagus as a court established by Athena herself, an
apparent attempt to preserve the dignity of the Areopagus in the face of its disempowerment.[18]
Officeholders
Approximately 1,100 citizens (including the members of the council of 500) held office each year.
They were mostly chosen by lot, with a much smaller (and more prestigious) group of about 100
elected. Neither was compulsory; individuals had to nominate themselves for both selection
methods. In particular, those chosen by lot were citizens acting without particular expertise. This
was almost inevitable since, with the notable exception of the generals (strategoi), each office had
restrictive term limits. For example, a citizen could only be a member of the Boule in two non-
consecutive years in their life.[76] In addition, there were some limitations on who could hold office.
Age restrictions were in place with thirty years as a minimum, rendering about a third of the adult
citizen body ineligible at any one time. An unknown proportion of citizens were also subject to
disenfranchisement (atimia), excluding some of them permanently and others temporarily
(depending on the type). Furthermore, all citizens selected were reviewed before taking up office
(dokimasia) at which time they might be disqualified.
While citizens voting in the assembly were free of review or punishment, those same citizens when
holding an office served the people and could be punished very severely. In addition to being subject
to review prior to holding office, officeholders were also subject to an examination after leaving
office (euthunai, "straightenings" or 'submission of accounts') to review their performance. Both of
these processes were in most cases brief and formulaic, but they opened up the possibility of a
contest before a jury court if some citizen wanted to take a matter up.[77] In the case of scrutiny
going to trial, there was the risk for the former officeholder of suffering severe penalties. Even
during his period of office, any officeholder could be impeached and removed from office by the
assembly. In each of the ten "main meetings" (kuriai ekklesiai) a year, the question was explicitly
raised in the assembly agenda: were the office holders carrying out their duties correctly?
Citizens active as officeholders served in a quite different capacity from when they voted in the
assembly or served as jurors. By and large, the power exercised by these officials was routine
administration and quite limited. These officeholders were the agents of the people, not their
representatives, so their role was that of administration, rather than governing. The powers of
officials were precisely defined and their capacity for initiative limited. When it came to penal
sanctions, no officeholder could impose a fine over fifty drachmas. Anything higher had to go before
a court. Competence does not seem to have been the main issue, but rather, at least in the 4th
century BC, whether they were loyal democrats or had oligarchic tendencies. Part of the ethos of
democracy, rather, was the building of general competence by ongoing involvement. In the 5th
century setup, the ten annually elected generals were often very prominent, but for those who had
power, it lay primarily in their frequent speeches and in the respect accorded them in the assembly,
rather than their vested powers.
Selection by lot
The allotment of an individual was based on citizenship, rather than merit or any form of personal
popularity which could be bought. Allotment, therefore, was seen as a means to prevent the corrupt
purchase of votes and it gave citizens political equality, as all had an equal chance of obtaining
government office. This also acted as a check against demagoguery, though this check was
imperfect and did not prevent elections from involving pandering to voters.[78]
The random assignment of responsibility to individuals who may or may not be competent has
obvious risks, but the system included features meant to mitigate possible problems. Athenians
selected for office served as teams (boards, panels). In a group, one person is more likely to know
the right way to do things and those that do not may learn from those that do. During the period of
holding a particular office, everyone on the team would be observing everybody else as a sort of
check. However, there were officials, such as the nine archons, who while seemingly a board carried
out very different functions from each other.
No office appointed by lot could be held twice by the same individual. The only exception was the
boule or council of 500. In this case, simply by demographic necessity, an individual could serve
twice in a lifetime. This principle extended down to the secretaries and undersecretaries who served
as assistants to magistrates such as the archons. To the Athenians, it seems what had to be
guarded against was not incompetence but any tendency to use the office as a way of accumulating
ongoing power.[79]
Election
During an Athenian election, approximately one hundred officials out of a thousand were elected
rather than chosen by lot. There were two main categories in this group: those required to handle
large sums of money, and the 10 generals, the strategoi. One reason that financial officials were
elected was that any money embezzled could be recovered from their estates; election in general
strongly favoured the rich, but in this case, wealth was virtually a prerequisite.
Generals were elected not only because their role required expert knowledge, but also because they
needed to be people with experience and contacts in the wider Greek world where wars were fought.
In the 5th century BC, principally as seen through the figure of Pericles, the generals could be among
the most powerful people in the polis. Yet in the case of Pericles, it is wrong to see his power as
coming from his long series of annual generalships (each year along with nine others). His
officeholding was rather an expression and a result of the influence he wielded. That influence was
based on his relation with the assembly, a relation that in the first instance lay simply in the right of
any citizen to stand and speak before the people. Under the 4th century version of democracy, the
roles of general and of key political speaker in the assembly tended to be filled by different persons.
In part, this was a consequence of the increasingly specialized forms of warfare practiced in the
later period.
Elected officials, too, were subject to review before holding office and scrutiny after office. And they
could also be removed from office at any time that the assembly met. There was even a death
penalty for "inadequate performance" while in office.[80]
Criticism
Athenian democracy had many critics, both ancient and modern. Ancient Greek critics of Athenian
democracy include Thucydides the general and historian, Aristophanes the playwright, Plato the
pupil of Socrates, Aristotle the pupil of Plato, and a writer known as the Old Oligarch. While modern
critics are more likely to find fault with the restrictive qualifications for political involvement, these
ancients viewed democracy as being too inclusive. For them, the common people were not
necessarily the right people to rule and were likely to make huge mistakes.[81] According to Samons:
Thucydides, from his aristocratic and historical viewpoint, reasoned that a serious flaw in
democratic government was that the common people were often much too credulous about even
contemporary facts to rule justly, in contrast to his own critical-historical approach to history. For
example, he points to errors regarding Sparta; Athenians erroneously believed that Sparta's kings
each had two votes in their ruling council and that there existed a Spartan battalion called Pitanate
lochos. To Thucydides, this carelessness was due to common peoples' "preference for ready-made
accounts".[83]
Similarly, Plato and Aristotle criticized democratic rule as the numerically preponderant poor
tyrannizing the rich. Instead of seeing it as a fair system under which everyone has equal rights, they
regarded it as manifestly unjust. In Aristotle's works, this is categorized as the difference between
"arithmetic" and "geometric" (i.e. proportional) equality.[84][81]
To its ancient detractors, rule by the demos was also reckless and arbitrary. Two examples
demonstrate this:
In 406 BC, after years of defeats in the wake of the annihilation of their vast invasion force in
Sicily, the Athenians at last won a naval victory at Arginusae over the Spartans. After the battle, a
storm arose and the generals in command failed to collect survivors. The Athenians tried and
sentenced six of the eight generals to death. Technically, it was illegal, as the generals were tried
and sentenced together, rather than one by one as Athenian law required. Socrates happened to
be the citizen presiding over the assembly that day and refused to cooperate (though to little
effect) and stood against the idea that it was outrageous for the people to be unable to do
whatever they wanted. In addition to this unlawful injustice, the demos later on regretted the
decision and decided that they had been misled. Those charged with misleading the demos were
put on trial, including the author of the motion to try the generals together.[85]
In 399 BC, Socrates himself was put on trial and executed for "corrupting the young and believing
in strange gods". His death gave Europe one of the first intellectual martyrs still recorded, but
guaranteed democracy an eternity of bad press at the hands of his disciple and enemy to
democracy, Plato. From Socrates' arguments at his trial, Loren Samons writes, "It follows, of
course, that any majority—including the majority of jurors—is unlikely to choose rightly." However,
"some might argue, Athens is the only state that can claim to have produced a Socrates. Surely,
some might continue, we may simply write off events such as Socrates' execution as examples of
the Athenians' failure to realize fully the meaning and potential of their own democracy."[86]
While Plato blamed democracy for killing Socrates, his criticisms of the rule of the demos were
much more extensive. Much of his writings were about his alternatives to democracy. His The
Republic, The Statesman, and Laws contained many arguments against democratic rule and in
favour of a much narrower form of government: "The organization of the city must be confided to
those who possess knowledge, who alone can enable their fellow-citizens to attain virtue, and
therefore excellence, by means of education."[87]
Whether the democratic failures should be seen as systemic, or as a product of the extreme
conditions of the Peloponnesian war, there does seem to have been a move toward correction.[88] A
new version of democracy was established in 403 BC, but it can be linked with both earlier and
subsequent reforms (graphē paranómōn 416 BC; end of assembly trials 355 BC). For instance, the
system of nomothesia was introduced. In this:
A new law might be proposed by any citizen. Any proposal to modify an existing
law had to be accompanied by a proposed replacement law. The citizen making the
proposal had to publish it [in] advance: publication consisted of writing the
proposal on a whitened board located next to the statues of the Eponymous Heroes
in the agora. The proposal would be considered by the Council, and would be placed
on the agenda of the Assembly in the form of a motion. If the Assembly voted in
favor of the proposed change, the proposal would be referred for further
consideration by a group of citizens called nomothetai (literally "establishers of the
law").[26]
Increasingly, responsibility was shifted from the assembly to the courts, with laws being made by
jurors and all assembly decisions becoming reviewable by courts. That is to say, the mass meeting
of all citizens lost some ground to gatherings of a thousand or so which were under oath, and with
more time to focus on just one matter (though never more than a day). One downside to this change
was that the new democracy was less capable of responding quickly in times where quick, decisive
action was needed.
Another tack of criticism is to notice the disquieting links between democracy and a number of less
than appealing features of Athenian life. Although democracy predated Athenian imperialism by
over thirty years, they are sometimes associated with each other. For much of the 5th century at
least, democracy fed off an empire of subject states. Thucydides the son of Milesias (not the
historian), an aristocrat, stood in opposition to these policies, for which he was ostracised in 443
BC.
At times the imperialist democracy acted with extreme brutality, as in the decision to execute the
entire male population of Melos and sell off its women and children simply for refusing to become
subjects of Athens. The common people were numerically dominant in the navy, which they used to
pursue their own interests in the form of work as rowers and in the hundreds of overseas
administrative positions. Furthermore, they used the income from empire to fund payment for
officeholding. This is the position set out by the anti-democratic pamphlet known whose
anonymous author is often called the Old Oligarch. This writer (also called pseudo-Xenophon)
produced several comments critical of democracy, such as:[89]
1. Democratic rule acts in the benefit of smaller self-interested factions, rather than the entire
polis.
2. Collectivizing political responsibility lends itself to both dishonest practices and scapegoating
individuals when measures become unpopular.
3. By being inclusive, opponents to the system become naturally included within the democratic
framework, meaning democracy itself will generate few opponents, despite its flaws.
4. A democratic Athens with an imperial policy will spread the desire for democracy outside of
the polis.
5. The democratic government depends on the control of resources, which requires military
power and material exploitation.
7. By blurring the distinction between the natural and political world, democracy leads the
powerful to act immorally and outside their own best interest.
Aristotle also wrote about what he considered to be a better form of government than democracy.
Rather than any citizen partaking with an equal share in the rule, he thought that those who were
more virtuous should have greater power in governance.[90]
A case can be made that discriminatory lines came to be drawn more sharply under Athenian
democracy than before or elsewhere, in particular in relation to women and slaves, as well as in the
line between citizens and non-citizens. By so strongly validating one role, that of the male citizen, it
has been argued that democracy compromised the status of those who did not share it.
Originally, a male would be a citizen if his father was a citizen, Under Pericles, in 450 BC,
restrictions were tightened so that a citizen had to be born to an Athenian father and an Athenian
mother. So Metroxenoi, those with foreign mothers, were now to be excluded. These mixed
marriages were also heavily penalized by the time of Demosthenes. Many Athenians prominent
earlier in the century would have lost citizenship had this law applied to them: Cleisthenes, the
founder of democracy, had a non-Athenian mother, and the mothers of Cimon and Themistocles
were not Greek at all, but Thracian.[91]
Likewise the status of women seems lower in Athens than in many Greek cities. In Sparta, women
competed in public exercise – so in Aristophanes's Lysistrata the Athenian women admire the
tanned, muscular bodies of their Spartan counterparts – and women could own property in their
own right, as they could not at Athens. Misogyny was by no means an Athenian invention, but it
has been claimed that Athens had worse misogyny than other states at the time.[92]
Slavery was more widespread at Athens than in other Greek cities. Indeed, the extensive use of
imported non-Greeks ("barbarians") as chattel slaves seems to have been an Athenian
development. This triggers the paradoxical question: Was democracy "based on" slavery? It does
seem clear that possession of slaves allowed even poorer Athenians — owning a few slaves was
by no means equated with wealth — to devote more of their time to political life.[93] But whether
democracy depended on this extra time is impossible to say. The breadth of slave ownership also
meant that the leisure of the rich (the small minority who were actually free of the need to work)
rested less than it would have on the exploitation of their less well-off fellow citizens. Working for
wages was clearly regarded as subjection to the will of another, but at least debt servitude had
been abolished at Athens (under the reforms of Solon at the start of the 6th century BC). Allowing
a new kind of equality among citizens opened the way to democracy, which in turn called for a
new means, chattel slavery, to at least partially equalise the availability of leisure between rich
and poor. In the absence of reliable statistics, all these connections remain speculative. However,
as Cornelius Castoriadis pointed out, other societies also kept slaves but did not develop
democracy. Even with respect to slavery, it is speculated that Athenian fathers had originally been
able to register offspring conceived with slave women for citizenship.[91]
Since the 19th century, the Athenian version of democracy has been seen by one group as a goal yet
to be achieved by modern societies. They want representative democracy to be added to or even
replaced by direct democracy in the Athenian way, perhaps by utilizing electronic democracy.
Another group, on the other hand, considers that, since many Athenians were not allowed to
participate in its government, Athenian democracy was not a democracy at all. "[C]omparisons with
Athens will continue to be made as long as societies keep striving to realize democracy under
modern conditions and their successes and failures are discussed."[94]
Greek philosopher and activist Takis Fotopoulos has argued that "the final failure, of Athenian
democracy was not due, as it is usually asserted by its critics, to the innate contradictions of
democracy itself but, on the contrary, to the fact that the Athenian democracy never matured to
become an inclusive democracy. This cannot be adequately explained by simply referring to the
immature "objective" conditions, the low development of productive forces and so on—important as
may be—because the same objective conditions prevailed at that time in many other places all over
the Mediterranean, let alone the rest of Greece, but democracy flourished only in Athens" .[95]
Legacy
Since the middle of the 20th century, most countries have claimed to be democratic, regardless of
the actual composition of their governments. Yet after the demise of Athenian democracy few
looked upon it as a good form of government. No legitimation of that rule was formulated to
counter the negative accounts of Plato and Aristotle, who saw it as the rule of the poor, who
plundered the rich. Democracy came to be viewed as a "collective tyranny". "Well into the 18th
century democracy was consistently condemned." Sometimes, mixed constitutions evolved with
democratic elements, but "it definitely did not mean self-rule by citizens".[96]
It would be misleading to say that the tradition of Athenian democracy was an important part of the
18th-century revolutionaries' intellectual background. The classical example that inspired the
American and French revolutionaries, as well as English radicals, was Rome rather than Greece, and,
in the age of Cicero and Caesar, Rome was a republic but not a democracy. Thus, the Founding
Fathers of the United States who met in Philadelphia in 1787 did not set up a Council of the
Areopagos, but a Senate, that, eventually, met on the Capitol.[97] Following Rousseau (1712–1778),
"democracy came to be associated with popular sovereignty instead of popular participation in the
exercise of power".
Several German philosophers and poets took delight in what they saw as the fullness of life in
ancient Athens, and not long afterwards "English liberals put forward a new argument in favor of the
Athenians". In opposition, thinkers such as Samuel Johnson were worried about the ignorance of
democratic decision-making bodies, but "Macaulay and John Stuart Mill and George Grote saw the
great strength of the Athenian democracy in the high level of cultivation that citizens enjoyed, and
called for improvements in the educational system of Britain that would make possible a shared
civic consciousness parallel to that achieved by the ancient Athenians".[98]
George Grote claimed in his History of Greece (1846–1856) that "Athenian democracy was neither
the tyranny of the poor, nor the rule of the mob". He argued that only by giving every citizen the vote
would people ensure that the state would be run in the general interest.
Later, and until the end of World War Il, democracy became dissociated from its ancient frame of
reference. After that, it was not just one of the many possible ways in which political rule could be
organised. Instead, it became the only possible political system in an egalitarian society. [99]
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External links