VA N , N G O T H A N H K H A N H

Legal Counsel
O b je c t ive E x p e ri e n c e
Dynamic and detail-oriented legal professional LEGAL & COMPLIANCE TEAM LEADER JAN 2023 – PRESENT
with over 6 years of experience specializing in QUOC VIET LIGHT SOUND SERVICE TRADING LTD.,
securities law and commercial law. Proven track Quoc Viet Light Sound Service Trading Company Limited is a sub-contractor in
record of advising clients on complex legal light electronic devices. Established since 2009, Quoc Viet Ltd., collaborated with
matters, conducting thorough legal research, many major construction and electromechanical contractors, providing quality
and drafting comprehensive agreements and services for thousands of construction projects nationwide. My major tasks:
documents. Adept at navigating regulatory 1. Legal advisory
requirements and ensuring compliance with • Supporting operation team in business activities;
applicable laws and regulations. Skilled in • Conducting and working closely with banks for several transaction;
providing strategic legal guidance to support • Monitoring procedure of bidding;
business objectives and mitigate risks. Excellent • Giving legal advice, counseling and service, addressing existing and potential
interpersonal and communication skills, with a legal matters in daily work as well as key projects to enable the achievement
strong ability to build relationships with clients of strategic and commercial goals in alignment with the applicable law.
and stakeholders. Committed to delivering high- • Development support, review T&C, policy kit, marketing materials.
quality legal services and fostering a • Distributing agreement with partners.
collaborative working environment. • Supporting business in the effective identification, management and
mitigation of legal risks.
S ki l ls & A b i l i t i e s 2. Litigation
• Legal Research and Analysis • Handle non-claim, claim litigation to protect Company's legal interest.
• Contract Drafting and Negotiation • Acting as Company's authorized representative at court, police, procuracy.
• Compliance Knowledge of
• Problem-Solving • Preparing supporting documents and co-ordination with the company's
external lawyers (if any) in litigation and make sure that CEO is well updated
Cer tificate on litigation.
• Lawyer Practicing Certificate 3. Contract review: Review the terms and provisions of contracts/agreements
• Certificate of fundamentals of securities and with the suppliers
securities market 4. Corporate governance:
• Certificate of law in securities and securities Ensuring that Company's activities comply with applicable laws and
market regulations. Accountable functions in ensuring that business policies,
procedures and practices are in line with the internal regulations and
applicable laws.
Contact
5. Team Management
(M): 0901479609
• Training team members on trading operations matters and compliance
(E): [email protected]
requirements.
• Monitoring the team's objectives, goals and targets with Company
objectives.
• Fostering and maintaining the supportive, flexible clear and consistent
culture for team members.
LEGAL AND COMPLIANCE OFFICER JAN 2021 – DEC 2022
KIM Vietnam Fund Management Co.
KIM Vietnam fund management is a Korean entity in securities, member of
Korean Investment Management - one of the most influentially financial
corporation. KIMV manages and operates 3 domestic securities funds and 6
foreign funds. In this company, my activities shall include:
1. Managing domestic funds: giving legal advisory, reviewing legal
documents and holding meeting of GMI, FRB
2. Policy and compliance
Contribute to the management, development, implementation and
maintenance of policy strategy and an effective policy and delegations
framework to support the Company's strategic plan.
3. Legal advisory
• Research and give advice regarding business decisions and operations;
• Draft agreements, contracts and other legal documents to ensure the
Company's full legal rights;
• Communicate and liaise with external parties (regulators, public authority.
etc.).
4. Project management: to manage all legal projects of the company
5. Contract management
Draft, review, negotiate and advise on the preparation of all contracts, and
other legal agreements such as SSA, NDA, SHA and other commercial
contracts
JUNIOR ASSOCIATE JUN 2018 – DEC 2020
Tin and Tam Law Firm
Tin & Tam law firm is a local firm led by experts in international law. This firm
focuses on M&A for several foreign investors from EU who want to invest in retail
industry in Vietnam as well as real estate projects. My responsibilities are hereof:
1. Handling multiple legal matters simultaneously and independently;
2. Being responsible for legal end products to clients, which are legally solid
and commercially viable and will have direct client contact and relationship;
3. Preparing legal advice and memorandums;
4. Drafting contracts, agreements, filings and submissions to a high-quality
standard;
5. Creating and maintaining a good rapport with the firm's clients through
effective and consistent communication and proper explanation to clients;
6. Assisting multi-national corporations to explore investment incentives
under different bilateral and multilateral trade agreements, and to establish
subsidiaries and representative offices in Vietnam.
Education
LLM, University of Law of Ho Chi Minh City
2023 - 2024
Mater degree in International law

LLB, University of Law of Ho Chi Minh City