Comparative performance analysis ZEMCH2021
Comparative performance analysis ZEMCH2021
Comparative performance analysis ZEMCH2021
Abstract: This paper compares the energy performance of Passivhaus and Building Regulations
certified properties constructed in the UK. The Passivhaus criteria and construction principles are
explained and the certification criteria for both standards are rationalised for a direct comparison.
Relevant data was collected from case studies, building certifications, and the approved local
planning submissions. The results reveal that, on average, Passivhaus properties were twice as
thermally efficient from a numeric U-value standpoint, though are likely to perform even better due
to the construction quality standards. This notion is backed up by the overall energy savings which
on average come out to 75% compared to a conventionally built home.
1. Introduction
Passivhaus is a German term that translates to passive house. Currently Passivhaus is a
voluntary building design and performance standard, around the basis of low energy demand [1]. In
addition to being a performance standard to aspire to [2] there are regions of Europe that in fact
impose it as a necessary requirement for new builds to be commissioned and signed off. Passivhaus
is a design guideline for buildings that was birthed out of Germany in the nineties. It aimed to derive
a process in which buildings can be constructed such in service they draw a fraction of the energy
demands that conventional construction depends on. Passivhaus has greater targets for building
performance relative to mandated regulation. Though in the recent years this gap is being bridged.
This research aims to define the Passivhaus design criteria and practices compared to current UK
regulation. In addition to this, data will be collated of built homes in the United Kingdom and their
performance for each of the design standards and compared commenting on the results.
Passivhaus takes into account the overall building performance (Table 1) instead of the
performance of key building elements as the United Kingdom building regulations outlines. Overall,
this contributes to a comfortable ventilated internal environment throughout the seasons that
requires a fraction of the energy to operate. This reduces the energy grid demands of the building, a
primarily environmentally detrimental energy source. Any fluctuations in energy pricing are not felt
so harshly due to the already low energy demands. Outside of the energy efficiency Passivhaus
compliant construction boasts, it also by proxy ensures good quality of work [2].
The word passive implies no need for intervention though it does require a fractional amount of
energy to keep it within the comfortable range, but at least not from conventional forms such as a
fully-fledged grid reliant central heating system [3]. This saves on material and labour costs as the
radiators would not need to be purchased or someone contracted to install them. With the absence of
radiators, this in turn frees up wall space and functional floor space as there are not any unsightly
protrusions you would otherwise have to work around. The house has such low energy demands, it
is as if it is passively existing due to the reduced impact on the environment.
The little energy it does require can be supplemented from a variety of low impact sources. The
simplest, a space heater, may suffice. Other potential sources include air source heat pumps
implemented as part of the building’s infrastructure or a small combination boiler that draws its
energy from renewable sources such as photovoltaic panels or wood burning. With the principle of
airtight construction, you may assume that internally this will result in stagnant and stale air though
this is where the mechanical ventilation heat recovery (MVHR) system comes in. This manages air
flow through the building as well as bringing in fresh air. This air is generally not at a temperature
you would like to be directly funneling into the property. Ingeniously the system uses the thermal
energy of the expelled air on its way out to heat the fresh incoming air. This is also supplemented by
a small 3kW heating element [1]. Comfortable range as the term suggests is the range in which
environmental variables are such that it contributes to a comfortable environment. Spaces are at 20°C-
22°C with a humidity of 50-60%. The Passivhaus concept was the brainchild of a physicist, Wolfgang
Feist [5]. Who then went onto the Passivhaus Institute (PHI) in 1996, an institute that was setup
around Passivhaus. The standard initially revolved around four main criteria, airtightness, annual
space heat demand, specific heat demand, and annual specific primary energy demand [3].
The bulk of Passivhaus compliant buildings are in European Union where the standard was
conceived because the local climate results in the need to raise the temperate of spaces to the
comfortable range and maintain it. But this has not stopped the standard being implemented globally
in significantly hotter climates like Asia where the need is to cool the temperature of spaces down to
the comfortable range instead. This proves its principles of thermal isolation between environments
can be applied the world over. As passive as the house may seem, at times some intervention is
required from the inhabitants to manage and maintain it, albeit simple tasks. Users would need to be
able to know when it is appropriate to purge excessive heat build-up, by opening windows, how to
actuate the MVHR system dependent on the season, and when to change filters [1]. Though the stress
of managing such systems can be taken over by smart technologies that are able to learn about the
user’s energy use and preferences as well as taking into account weather and acting accordingly. For
example, identifying that it is the tail end of a heatwave and the weather will soon take a turn.
Therefore, instead of purging the heat, the system can choose to retain it to maintain the internal
temperature during the upcoming cool weather.
UK Building Standard
Criteria Passivhaus standard
(limiting/ notional)
u-value for walls 0.08-0.15 W/m2K 0.30 W/m2K/ 0.18 W/m2K
u-value for floors 0.08-0.15 W/m2K 0.25 W/m2K/ 0.13 W/m2K
u-value for roofs 0.08-0.15 W/m2K 0.25 W/m2K/ 0.13 W/m2K
u-value for windows ≤ 0.8 W/m2K 2.00 W/m2K/ 1.40 W/m2K
Airtightness ≤ 0.6ach @ 50pa ph 10 m3/h.m2@50 Pa
Superinsulation and ventilation and the other two principle criteria considered in Passivhaus
standards. Passivhaus design has an envelope of insulation that wraps around the building, this
thermal isolation creates a separation between the external and internal environments, reducing the
energy required to keep internal environments in the comfortable range. The insulation does not only
serve to heat, but also contribute to the prevention of overheating in the hotter months. In addition
to the wrapping insulation, efforts are made to keep the insulator, air, within the internal spaces. An
airtight barrier that perimeters the construction limits the transfer of air. A lot of energy can be
expended to raise the ambient air temperature therefore it is paramount to prevent it from being
exchanged with external air that is of a significantly different degree of temperature [5]. In addition
to the design itself, there are several practises to ensure the integrity of the airtight barrier. The
principle of airtight construction leaves little capacity for natural convection to bring fresh air into
the space. Therefore, Passivhaus buildings rely on a mechanically ventilated heat recovery system.
This exhausts air from the property but allows the exhaust air, on its way out, to transfer some of its
thermal energy to warm the incoming air that is being pulled in by the MVHR system. It is suggested
that 30m3 of fresh air per person, per hour is necessary though the MVHR system needs to be setup
such that it is able to pass a greater volume of air through more inhabited spaces of the house. Failing
to meet the airflow requirement can result in uncomfortable stale environments that are susceptible
to condensation, mould, and the subsequent issues they inflict. The MVHR system is a continuously
operating unit therefore it is constantly outputting noise. This places a restriction on how much noise
it can produce because of how close it is to the living space. The unit itself can operate up to 35db
but only a maximum sound level of 25dB can penetrate into the living space [5].
Glazing is the next major design and construction criterion. In conventional construction,
glazing is a point of contention as it is where a lot of energy is lost. In Passivhaus construction it forms
part of the thermal fabric. Highly insulative triple glazed windows contribute to the airtight barrier
and allow the building to take on solar gain during the day and harbour the energy rather than simply
being a medium that it is exchanged through. Any building openings usually involve a dense
structure to support the required span, as well as a change in material to fill the opening, be it a door
or window. This can lead to thermal breaks in the building fabric where energy can be lost making
insulation efforts void. In construction an effort is made to prevent this due to the energy implications
though special consideration in Passivhaus construction is made in the marrying of materials [5].
3. Research Methodology
Qualitative research is conducted to assess the initial criteria of the different building design
standards, Passivhaus certification criteria and United Kingdom building regulation. This provided
a side by side representation of each design criteria. Since different accrediting bodies have different
methods of assessment, key elements of criteria will be outlined to attempt to rationalise areas of
assessment. Performance of building elements are collated and compared. The walls, floors, roof and
glazing will be the main basis of comparison and where possible data on airtightness will also be
noted. The aim is to compile data on properties built to satisfy mandated building regulation and
Passivhaus certification comparing their built performance. In addition to commenting on building
practices that contribute to their relative performance and trends that arise. This will illustrate the
significant performance disparity and encourage better design standards going forward. To make
comparison of the data at a glance an arbitrary performance was used. This is an average derived
from the thermal performance of the building elements: walls, floor, roof and glazing. Although not
100% accurate in terms of thermal performance and energy consumption comparisons, this strategy
would give an indication on the overall energy performance of the buildings.
Figure 1 - Passivhaus vs. Building Regulation certified building thermal performance per region
Interestingly, the further north the building, the better the arbitrary performance, with Scotland
having the lowest scores across both building standards. This could be down to the lower
temperatures experienced in the north and the buildings are designed as such. Therefore, in future
Table 3 - Collated results per region illustrating raw data collected on building element performance
for Passivhaus certified properties
Entr u-value for u-value for u-value for u-value for Arbitrary
Region Airtightness
ies walls floors roofs windows Performance
Criteria 0.18-0.30 0.13-0.25 0.13-0.25 1.4-2.0 ≤ 0.6ach at
NA NA
Benchmark W/m2K W/m2K W/m2K W/m2K 50pa ph
6 London 0.11 0.12 0.12 0.78 0.50 0.28
11 Midlands 0.10 0.11 0.09 0.69 0.48 0.25
North
9 0.13 0.12 0.12 1.00 0.53 0.34
England
7 Scotland 0.10 0.11 0.09 0.72 0.46 0.26
South
10 0.11 0.11 0.10 0.72 0.46 0.26
England
7 Wales 0.12 0.12 0.11 0.82 0.54 0.30
Table 4 - Collated results per region illustrating raw data collected on building element performance
for Building Regulation certified properties
Entri u-value for u-value for u-value for u-value for Arbitrary
Region Airtightness
es walls floors roofs windows Performance
0.18-0.30 0.13-0.25 0.13-0.25 ≤ 0.6ach at
NA NA 1.4-2.0 W/m2K NA
W/m2K W/m2K W/m2K 50pa ph
12 London 0.23 0.19 0.18 1.58 NA 0.55
12 Midlands 0.25 0.21 0.21 1.75 NA 0.61
North
7 0.23 0.21 0.21 1.66 NA 0.58
England
7 Scotland 0.19 0.15 0.16 1.47 NA 0.49
South
9 0.23 0.19 0.20 1.59 NA 0.55
England
3 Wales 0.21 0.16 0.19 1.50 NA 0.52
Table 5 - Collated results per region illustrating raw data collected on building element performance
for Passivhaus certified properties ordered by construction material
Entr Constructi u-value for u-value for u-value for u-value for Arbitrary
Airtightness
ies on walls floors roofs windows Performance
0.18-0.30 0.13-0.25 0.13-0.25 ≤ 0.6ach at
NA NA 1.4-2.0 W/m2K NA
W/m2K W/m2K W/m2K 50pa ph
3 Concrete 0.12 0.12 0.10 0.80 0.52 0.28
21 Timber 0.11 0.11 0.10 0.76 0.48 0.27
12 Brick 0.12 0.11 0.11 0.83 0.48 0.29
Brick &
7 0.11 0.12 0.09 0.75 0.52 0.27
Timber
7 Steel 0.12 0.14 0.11 0.85 0.52 0.31
Table 6 - Collated results per region illustrating raw data collected on building element performance
for Passivhaus certified properties ordered by construction material
Figure 2 - Chart illustrating Passivhaus & Building Regulation building thermal performance per
main construction material
As case studies highlighting building performance were not readily available for standard
domestic properties, the available information on the planning portals of councils of approved
construction within the areas were used in order to acquire such information. The quality of
information included varied, though amongst each council there were submissions that had the full
data set for comparison in terms of structural elements. Tests and regulation for air permeability are
not as stringent for standard domestic homes and therefore the explicit data was scarce. The overall
air permeability as an effect of the overall building performance. It means the air in the cavity is being
exchanged quicker therefore is not as efficient as acting as an insulator. To add, with air comes
moisture. With the increased levels of moisture within the cavity, the degradation of the insulating
material occurs faster, in turn reducing its functional operating lifespan. The recommended
standards for air permeability are the same across both building standards though the practice of
constructing building fabrics differ (Figure 2). In fact the average air permeability figures for new
build properties in the UK are significantly (up to 10 times) higher than the Passivehaus standards.
There are millions of properties in the United Kingdom therefore the number 100 for the sample
size seems so minuscule. Despite this the data was quite illustrate as there was a significant gap of
performance of buildings built to their relative standards. In construction there are an abundance of
variables that effect the performance of the property from design to construction, in effect every
building is bespoke. A larger sample size in addition to access to air permeability rates for the
constructed buildings in the UK would help to have a more comprehensive picture on the overall
performance of the UK housing stock.
5. Conclusion
This research outlined the criteria of both of the aforementioned design standards as well the
performance of properties built to these criteria. The research highlights the disparity in the thermal
performance of built homes between Passivhaus and Building Regulation, this shows that there are
improvements that can be made to current mandated building regulation as there is a capacity to
improve. While this means an increased cost of construction, over the lifespan of the building it will
be offset by the reduced operating energy costs of the building. Additionally, the embodied carbon
of Passivhaus certified homes is comparatively lower than the current building regulations which is
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© 2021 by the authors. Submitted for possible open access publication under the terms and
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(http://creativecommons.org/licenses/by/4.0/).