12 UCLALRev 438
12 UCLALRev 438
12 UCLALRev 438
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AVAILABILITY OF LEGAL SERVICES:
THE RESPONSIBILITY OF THE
INDIVIDUAL LAWYER AND
OF THE ORGANIZED BAR
Elliott E. Cheatham*
A wide gap separates the need for legal services and its satisfac-
tion, as numerous studies reveal. Looked at from the side of the
layman, one reason for the gap is poverty and the consequent
inability to pay legal fees. Another set of reasons is ignorance
and fear on the part of those who could pay. There is ignorance of
the need for and the value of legal services, and ignorance of where
to find a dependable lawyer. There is fear of the mysterious proc-
esses and delays of the law, and there is fear of overreaching and
overcharging by lawyers, a fear stimulated by the occasional expo-
sure of shysters. Looked at from the side of the lawyer, a major
reason for the gap is the standards of the profession that strike down
intermediaries providing counsel, however dependable and trust-
worthy they may be. An accompanying reason where the potential
client is hated by the public is the lawyer's fear that hatred of
the client will be visited on him.
This discussion is concerned primarily with the prospective
client who could pay for legal services but is deterred for one reason
or another from obtaining them. It will first sketch three facts as to
lawyers and as to laymen that deserve attention. Then it will
consider who has the responsibility for providing counsel and will
outline what the organized bar has thus far done. Next it will suggest
the possibility now opened by the Supreme Court of the United
*States of a reconsideration of the subject on its merits. Finally, it
will outline possible methods of providing services and some relevant
factors.
A. THREE BASIC FACTS
At the start of a discussion of the availability of legal services,
three facts call for consideration. One is the privileged position of
the legal profession. Another is the changing condition of our
society and of those in need of legal services. The third is the
Noblesse Oblige
How would the reader translate this often quoted phrase
concerning the obligations of the nobility of the Old Regime, so
that its essence has meaning and application for us? The best I can
do is, privilege brings responsibility.
The exclusive privilege to practice law belongs to the legal
profession. This exclusive privilege of lawyers has as its necessary
corollary the prohibition of the "unauthorized practice of law."
Accompanying the prohibition of the unauthorized practice of law
by laymen, there has developed a standard of the profession which
has been read into the law. The standard is that there can be no lay
intermediary between lawyer and client. This means that no individ-
ual, corporation or cooperative may employ a lawyer and furnish
his services to clients.
Each aspect of the foregoing limitations is supported by a wise
policy. The condemnation of the unauthorized practice of law is
designed to protect the public from legal services by persons un-
skilled in the law. The prohibition of lay intermediaries is intended
to insure the loyalty of the lawyer to the client unimpaired by inter-
vening and possibly conflicting interests. The scope of the limita-
tions, however, determined as it is by the courts, has given rise to
much controversy. At times they have been set aside entirely be-
cause of weightier countervailing policies. Thus, laymen have in
some instances been allowed to practice before petty or specialized
tribunals. Liability insurance companies are permitted to provide
counsel for the insured, and in some states professional corporations
are allowed to practice law. For our purposes, however, the impor-
tant fact is not the scope of or the exceptions to the exclusive
privilege of lawyers. It is that as to a wide range of activities lawyers
have the exclusive privilege.
furter would set them right: "Watt, the inventor of the steam
engine. ' 3
Change in the profession, it may be said, is not a value or an
end in itself. This is true. Change should be debated and tested and
decided upon according to whether it advances the ends which the
profession exists to serve. There is, however, little likelihood of
hasty and ill-considered change. A profession is conservative by its
very nature. Illustrations abound from other groups-the guilds of
the Middle Ages which died of rigidity; the carpenters' union which
urges that anything that was once made of wood should remain with-
in its special jurisdiction; the supposed and derided generals who
continue to prepare for the last war; the physicians who oppose and
do not lead in the development of a wise system of medical care. We
lawyers are in special danger of rigidity and opposition to change.
We rightly value the elements of stability and continuity in human
affairs, and our system of precedent makes most of us look to the
past for guidance in the future.
Accepting the fact that many lawyers are conservative and
hold fast to that which they know, we can take heart from what is
no less a fact, that most movements for needed change and develop-
ment in the law have been led by foresighted lawyers. The joinder
of the two facts was noted by an Englishman who, looking across
the boundaries of nations and centuries, examined the enduring
elements in The Legal Mind:
And if it is true that the lawyers are in general conservative
in everything relating to their profession, it is none the less indis-
putable that movements for the radical reform of abuses have
in the past usually been agitated
4
and carried to a successful issue
from within the profession.
judge. It is the lawyer who presents the facts and argues the law on
which the court acts. In office matters, too, the lawyer as counsellor
and guide is the most influential participant in moulding and draft-
ing the myriad arrangements of our economic and social life. Wills,
contracts, sales, mortgages, corporate by-laws and so on-these
arrangements are essentially private laws that will be enforced by
the courts.
This most influential participant in the application and utiliza-
tion of the law is not an official retained and paid by the state. He is
privately retained and owes a special duty of loyalty to his clients,
and he makes his living through the fees he earns. Mr. Justice
Harlan has pointed out the aspects of the lawyer's work and
loyalties:
It is no less true than trite that lawyers must operate in a three-fold
capacity, as self-employed businessmen as it were, as trusted agents
of their clients, and as assistants to the court in search of a just
solution to disputes.5
The three-fold capacity to which Mr. Justice Harlan referred
can be seen as three sets of objectives for the lawyer which inter-
lock and are coordinated. The three are his individual ambitions,
his professional functions, and his social roles. Individual ambitions
begin with the immediately personal purpose of making a good liv-
ing for his family and himself through his earnings in practice.
They certainly extend to the desire to live a fully rounded life, and
despite the buffets of fate, to be true to himself and his own stand-
ards. The individual ambitions look outward beyond merely personal
matters to effectiveness in his chosen work as an attorney and to a
wider social contribution through leadership, whether in the admin-
istration of law or in public or community life.
The professional functions comprehend the functions the law-
yer performs for his clients. They can be summed up as individ-
ualization of the law. The vivid form is advocacy of the client's
case before a tribunal which will apply the law to the facts. Its more
usual form is the utilization of the law through counseling and
negotiating and then planning and drafting as an "architect of social
relations."
Beyond fulfilling his individual ambitions and his professional
functions, society counts on the lawyer to play a significant social
role. For the American lawyer this role includes public leadership in
the administration of the law and also in the wider areas of com-
munity and public life. This role is especially important in the
8 Proceedings of the House Delegates, 78 A.B.A. REP. 118, 133 (1953); Board
of Governors, Report, 78 A.B.A. RE,. 178, 184 (1953); Special Committee on
Individual Rights as Affected by National Security, Report, 78 A.B.A. REP. 304 (1953).
9 Standing Committee on Bill of Rights, Report, 87 A.B.A. REP. 578, 580 (1962).
(Emphasis added.)
10 Special Committee on Civil Rights and Racial Unrest, Report, 88 A.B.A. REP.
416 (1963). The recommendation of the special committee was adopted by the
House of Delegates with one dissenting vote. Proceedings of the House of Delegates,
88 A.B.A. REP. 403, 423 (1963).
AVAILABILITY OF COUNSEL .447
19651
questioned in the opinion of Mr. Justice Brennan in the Button case and of Mr.
Justice Black in the Railroad Trainmen case.
19 NAACP v. Button, 371 U.S. 415, 442 (1962).
20 Id. at 448.
UCLA LAW REVIEW [Vol. 12: 438
actually employed by the association, which recommended them, and
recommendations were made even to nonmembers. 21
D. A RECONSIDERATION OF METHODS
Despite its surprise and disagreement with the decisions, the
organized bar has already determined to examine fundamentally the
availability of legal services. The Committee on Lawyer Referral
Service of the American Bar Association in its report this year
pointed out the exceptional importance of the two decisions:
Clearly, these decisions strike at the very heart of the traditional
standards of the profession, and they open the gates for lay organiza-
tions of all kinds to provide legal service to their members, with
little or no regard for the Bar's traditional ethical standard and con-
trols. In our view, the profession cannot afford to ignore the problem
thus presented to it.23
A Glance Backward
During the great depression of the 1930s two special commit-
tees of the American Bar Association, under the chairmanship of
Messrs. Karl Llewellyn and Lloyd Garrison, made reports on the
amount of needed legal services and of unused lawyers' time and
urged further methods to deal with the situation. The second report
gave an outline of facts that is still timely:
en-
[W]ith lay agencies, despite the efforts made to check them,
croaching here and there upon the practice in ways which sometimes
which
suggest that the bar itself is deficient in the kinds of service
renders in certain specialized fields; with growing evidence that
it
groups frequently go without legal assist-
people in the low income
think
ance because they cannot afford to pay for it, or because they
it, or because they distrust lawyers
they cannot afford to pay for
need ad-
or do not know any lawyers or do not know when they
vice .... 24
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19651 BIBLIOGRAPHY
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Atcheson, T. & S.F. Ry. v. Jackson, 235 F.2d 390 (10th Cir. 1956).
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Gunnels v. Atlanta Bar Ass'n, 191 Ga. 366, 12 S.E.2d 602 (1940).
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N.E. 1 (1935).
Ryan v. Pennsylvania Ry., 268 Ill. App. 364 (1932).
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(1936).
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Dworken v. Department [sic] House Owners Ass'n, 28 Ohio N.P. (n.s.)
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