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©
Copyright
for Schools
A Practical Guide, Fourth Edition
Carol Simpson
P ro fe ssio n a l D e v e lo p me n t R e so u rc e s fo r
K -1 2 Lib ra ry Me d ia a n d Te c h n o lo g y S p e c ia lists.
Copyright for Schools:
A Practical Guide
4th Edition
Carol Simpson
All rights reserved. Reproduction of this book in whole or in parts is prohibited without permission of the publisher.
ISBN 1-58683-192-5
5 4 3 2 1
Table of Contents 3
Chapter 2: Public Domain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35
What is it? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35
How does something get into the public domain? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35
How long does public domain last? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .36
What can you do with public domain materials? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .37
How do you find public domain materials? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .37
What is the difference between “copyright free” and “royalty free”? . . . . . . . . . . . . . . . . . . . . . . .37
How can I use royalty free materials? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .38
Related cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .38
Table of Contents 5
Sound recordings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .90
Sampling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .94
The MP3 dilemma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .94
Related cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .95
Works cited . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .96
Table of Contents 7
Public performance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .135
Public display . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .135
Special rules that affect computer software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .135
License vs. copyright . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .136
Legitimate copying vs. piracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .136
Software for free? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .137
Lending software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .137
Single-user programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .138
Networking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .138
The software police . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .139
Copyright infringement vs. plagiarism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .140
Software management tips . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .140
Resources for understanding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .141
Works cited . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .141
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .213
Table of Contents 9
Table of Figures
5.1 Copyright verification form . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .77
5.2 Audiovisual copyright analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .79
5.3 Off-air video log sample . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .82
5.4 Off-air video log . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .82
5.5 Off-air recording verification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .84
5.6 Sample purchase order . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .86
5.7 Video release form . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .91
5.8 Sample duplication log . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .93
5.9 Audiotape duplication log . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .93
7.1 Sample documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .111
11.1 Sample CONTU card system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .152
12.1 Request for permission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .160
12.2 Sample request for permission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .161
Acknowledgements 11
Introduction to the 4th Edition
Why did you pick up this volume? This isn’t light reading, though it may be an excellent soporific if
you need to get some sleep. Copyright, to many, is deadly dull and grossly frightening at the same
time. Many are convinced that a copyright violation cannot ever happen in their schools, and they
will loudly proclaim the fact as they photocopy sheets from a workbook or pop the Disney tape into
the VCR during rainy day recess.
The fact is that copyright is an everyday dilemma, and one that can only be solved by
significant education. I enjoy doing copyright workshops; I feel they are some of my best teaching.
This book is an attempt to share what I do in a workshop, but without the funny faces, silly voices,
and other human-interest types of stories that I toss in. I even omitted the jokes. Sorry, but they just
come across as odd when reduced to print.
This edition of Copyright for Schools updates aspects of the law that affect schools. In
addition, I have continued “Copyright catechism.” The dictionary defines the term “catechism” as
learning through questions and answers. I’ve included representative questions about facets of copyright
that I have answered in my Copyright Question of the Month columns from the journal Library Media
Connection, and others that I am asked during presentations to educators and librarians. These aren’t
answers to specific, real-life quandaries and certainly don’t substitute for competent legal advice, but
these hypotheticals can guide you as you wrestle with your own copyright conundrums.
As I’ve stated in previous editions of this book, I am not an attorney. I’ve been researching
and writing about copyright laws and schools for about 18 years now. I started researching my
obligations under the law in response to a technological installation. I was astounded at the
requirements that I had never learned but which put me and my faculty and administrators at risk.
Fortunately, I had a supportive principal and an ethical faculty. All this isn’t to say we were always
“copyright clean” but we had a building expectation of compliance, we regularly trained our staff,
and we monitored our materials and uses with an intent to comply with the various laws. Since that
time I have continued to read, question, and try to understand. My quest led me to the only place
possible to get all the information in the right way—law school. Attending law school gives you a new
perspective and appreciation for the law, and its interpretation, and how different courts will view
similar sets of facts in totally opposite ways.
This monograph presents the safest position—that level of practice considered to be within
legal limits by the most conservative application of the law. Certainly you might choose to stretch
the recommendations, and you might never be challenged. In some instances, the recommended
practices might even be considered ultraconservative. The National Commission on New
Technological Uses of Copyrighted Works (a.k.a. CONTU) Guidelines, for instance, if followed to
the letter, might deny some user an arguably legitimate interlibrary loan. Some interpretations must
necessarily be a judgment call, and they will be so noted.
Don’t feel so frightened of copyright that you fail to employ every available opportunity to
provide resources to your students, teachers, and colleagues. But the further afield you go from
conservative interpretation, the stronger your rationale and your documentation should be. You will
need both, if challenged. Don’t confuse rationale with rationalization (in the Webster’s New
Collegiate Dictionary sense of “to attribute one’s actions to rational and creditable motives, without
adequate analysis of true motives”). Infringers frequently rationalize their acts in regard to copyright.
Such explanations will not stand up to legal scrutiny.
— Carol Simpson
January, 2005
Introduction 13
Chapter 1
The Law
I t has a name: Title 17, United States Code, Public Law 94-553, 90 Stat. 2541, as amended.
Kind of dry sounding, isn’t it? Who would guess that this could be one of the most obtuse,
complex and arguably the most hated law affecting schools today? But that is it: US copyright law.
If you are reading this book, you have somehow been affected by the law. Either you want
to use someone else’s material, and you were stopped/cautioned by a colleague or superior, or you
are reading about it for a class you are taking, or perhaps you have been assigned duties dealing with
copyright protected materials and you want to protect yourself and your institution. Regardless of
the reason, you need to know something about copyright law and you need to know it quickly.
Quickly may be more than you can expect, but getting to know the law is a matter of a few key
concepts. Once you have those in mind, they apply fairly regularly to just about any situation you
might encounter.
History
Copyright dates back several centuries, to English common law. Tradition holds that the Statute of
Anne is the first true copyright “law,” though there had been attempts prior to that date to control
copying of materials. Even chaining books to shelves and restricting the copying to trained monks in
monasteries was a form of copyright enforcement.
Adaptation
Adaptation is changing a work in some way, or creating a derivative work based on the original.
Derivative works are new works created from older, possibly protected works. JK Rowling gets paid
a lot of money to write books, but she gets paid a lot more when those books are adapted into
screenplays and produced as movies or plays. Some authors are very protective of this right, while
others take the phrase “imitation is the most sincere form of flattery” to heart. Taking a popular
song and writing new words is adaptation. Turning a picture book into a play for the second grade
to perform for the PTA is adaptation. Taking the characters of a book and extending the story is
adaptation. Scanning a print work into a digital copy is both reproduction (making a copy) and
adaptation (changing the format). The same thing happens when a student modifies the work of an
artist to create a new piece of art, or a teacher converts a cartoon into digital format for a
PowerPoint™ presentation. All of these instances create derivative works. Not all of these uses may be
illegal, depending on the surrounding circumstances, but on the surface all these activities
potentially infringe on the author’s right of adaptation and should be examined by the user.
Other common derivatives are indexes, translations, concordances, abridgements, and
recordings of musical works. Some derivative works, however, are entitled to copyright protection
themselves (at least on the added value portions of the work and especially when the original work
has fallen into the public domain) so one must not assume that all derivatives are under the control of
the original copyright owner.
Distribution
When a teacher creates copies of a graphic in a book, the right of reproduction comes into play.
When the teacher passes out those copies to her class, the action is affected by the right of
distribution. Distribution can occur in many ways. Mailing home newsletters is distribution.
Loaning books from the library is distribution. Sending video around the building using the video
distribution system is distribution. Putting computer software on the campus network is
distribution. Forwarding an e-mail is distribution. Putting student work on the Web is distribution
to the world.
Public display
Like the right of public performance, the right of public display controls works displayed in public
places. Displays outside the home are controlled by the copyright owner. A display is of something
static, such as a painting, photograph, or sculpture. It could also apply to literature if the work were
exposed to public viewing, such as on the Internet. Section 109 (c) of the law allows legally acquired
copies of artwork to be displayed where that work is located; so you can hang a poster you have
purchased, or you can display the books that the library owns, but you can’t scan those into a Web
page and display them around the world. This limited exception to public display does not carry
over into public performances of things like movies, videos, sound recordings, or music, etc.
Moral rights
A new group of rights was granted by Congress in 1990 called “moral rights.” These rights apply to
certain types of visual artwork (painting, sculpture, etc.) that are produced in limited quantities (fewer
than 200). In such cases the author can require that his/her name remain with the object. In
addition, the artists have some power to prevent their artworks from being defaced or destroyed. In
one case a sculptor successfully sued a municipality when a large sculpture, installed on city
property, was destroyed without his permission. Moral rights would be significant for a school if the
Any creative work that is recorded in such a manner is automatically granted the protection
of copyright for the author/creator. Other types of creation, such as skywriting, or extemporaneous
performances that are not recorded, cannot be protected by copyright. In order to get the protection of
copyright, no notice is required, nor is registration essential.
These changes came about as a result of the United States signing the Berne Convention in
1988, a worldwide treaty that provided agreement among nations for each to protect the copyrights of
the others under a country’s own laws. This agreement made copyright enforcement easier because
one only needed to know the copyright laws of one’s own country rather than those of hundreds of
nations. For example, if you were to write a book and publish it in the United States, you would
only have to make appropriate registration here in the U.S. France, Germany, and Egypt (among
many others) would protect your work under their laws as if the work had been registered in all of
those countries. This agreement also makes copyright compliance easier from a user’s point of view
in that we only have to know the copyright laws of one country—our own. The U.S. protects the
Recent laws
Copyright hasn’t stayed static since the passage of the 1976 revision.
Q: Could you give me
a simplified version of just
In virtually every session of Congress, someone introduces (and often
what the international
passes) a bill that tweaks copyright law in some fashion. Recent
copyright law says? I’m in
changes have brought significant changes to how copyright is
an international school in
administered and interpreted. Supreme Court and other federal court
the UAE and the amount
rulings have created de facto law under which some or all of the
of copying from texts here
country have to live. (United States District and Circuit Court rulings
has really surprised me.
are only binding for the area of the country the court covers. Only
U.S. Supreme Court rulings are binding for the entire United States.)
The United States also signs treaties that impact copyright
A: There is no such
thing as “international”
practice. Most require matching legislation to make U.S. law dovetail
copyright law. Each country
with the requirements of the treaty. One of the most important recent
has its own laws. If the
copyright treaties is the Berne Convention,. Under Berne, the countries
country signed the Berne
agreed to protect the works of other signatory countries under the
Convention, they protect
laws of the other countries who signed the agreement. For example, a
the intellectual property of
French work being used in the United States would be protected
other countries under their
under the laws of the United States. This practice simplifies matters in
own laws. You need to find
that we in the U.S. only need to know U.S. law to know how we can
out what UAE copyright law
use materials from other countries. Some of the more important
is, and if they signed
copyright-related laws passed since 1976 include:
Berne. Then you will know
where you stand.
DMCA
Signed into law in October, 1998, the Digital Millennium Copyright Act (DMCA) was opposed
from its inception. Library, scientific, and academic groups have long found the provisions of the act
to be overbroad and far-reaching.
Basically, the DMCA updated copyright law to account for the Internet and digital
technologies. Key provisions included:
• you may not “break” copy protection on software (computer or DVD) (known as the
“anti-circumvention” section).
• libraries and schools may crack software or to access purchased/licensed software that is
not working properly, or to view the list of blocked Web sites in an Internet filter ONLY.
• schools that provide Internet access can be protected from copyright infringement
claims if they register an employee as the district’s agent with the copyright office and
follow a set of procedures in the event of a claim.
• you must pay a statutory fee to “webcast” sound recordings.
• the Register of Copyrights was ordered to undertake an overview of digital distance
learning provisions and prepare a report of recommendations to Congress (UCLA,
2001). Note: this was accomplished and the resulting report developed into the
TEACH Act.
TEACH
The Technology, Education And Copyright Harmonization Act (TEACH Act) established the rules
under which copyright protected materials could be used in online education. The Act is the result
of a requirement of the DMCA under which the Register of Copyright conducted hearings around
Innocent infringement — A teacher reads in a journal that an item has fallen into public
domain and makes copies. In truth, the journal confused two items
of similar title.
Standard infringement — A librarian makes copies of an article for a class many months in
advance without making any attempt to contact the copyright
holder and obtain permission.
Willful infringement — A principal asks permission to reproduce copies of a journal article
for the faculty and is denied. He makes the copies anyway without
a reasonable basis to believe he didn’t need permission.
When a court finds that a copyright has been infringed, it may take one of several courses of action.
An injunction prohibits the infringer from making any further use or copies of the work infringed.
This penalty is used primarily in cases of large-scale use or copying for profit. The court might also
The technician’s liability— Technicians exert control of many aspects of technology. During
the course of their jobs, they are aware of certain file transactions,
programs installed, and other activities of the network
environment. If a technician knows that students (or teachers) are
trafficking in illegal materials of any kind, but take no action to
stop the activity, they may be found to be complicit.
The librarian’s liability— We’ve all heard of “chain of command.” Liability works in much the
same way. If infringing copies are made on library-owned equipment,
it’s a good bet that the librarian who loaned the equipment could be
involved in the infringement action. A case could be made that the
librarian knew (or should have known) that the event would be an
infringing action. Only with the support of a strong copyright policy,
good record keeping, and thorough staff training would the librarian
(and administrators) be able to prove that the infringer was acting as
an individual.
The principal’s liability— The principal is the instructional and administrative leader in the
school. As such, the principal must be aware of curriculum, student
issues, staffing and personnel responsibilities, extra curricular
activities, equipment and resources, and dozens of other issues
affecting the building. With such a vast array of knowledge it’s
understandable that when a copyright infringement occurs in a
school, the copyright owner will assume that the principal had at
least passing knowledge of the event or control over those persons
committing the infringement. In either case, the principal could be
at minimum a vicarious or contributory infringer. Such a
possibility raises the likelihood that the principal will be named in
any potential infringement action against the school.
As you can see, the technician, librarian, and administrator are at some risk from the illegal
activities of others. To that end, it is worthwhile to establish and maintain clear and thorough copyright
records, and to inform school personnel and patrons of their obligations under the copyright law.
Administrators, once schooled on copyright, would probably appreciate notification when
violations are observed. This isn’t to say that the librarian, teacher, or computer technician becomes
the “copyright police.” On the contrary, these staff members aren’t charged with enforcing the
copyright law. That falls to the FBI and the Justice Department. But the librarian and the
technician are doing the students and staff of the school and the district a disservice to ignore a
potentially damaging and embarrassing legal situation. Apprising a principal of a legal violation is
akin to notifying her of a fire code violation so it may be corrected before the fire inspector arrives
for inspection. Forewarned is forearmed.
Related laws
Copyright law doesn’t exist in a vacuum. Other types of laws may be factored into any analysis of a
situation involving copyright. Those other aspects of the law may include state contract laws, state
and federal privacy laws, and federal trademark law, among others.
Contract law
Contract law is the big gun when it comes to trumping an issue of copyright. U.S. copyright law
provides certain rights and obligations on the part of copyright owners and those who would use
copyrighted materials, but any of those may be swept away by a valid contract. Contract law is, of itself,
quite complex; however, it is important to understand that one may sign away virtually all fair use rights
given under copyright law just by signing a license (a form of contract) that abrogates those rights.
Privacy statutes
There are a few federal privacy statutes; most deal with how the government can use and control
information that it keeps on citizens. There are dozens of state laws that protect privacy. Laws in
states such as California and New York, where many celebrities live, tend to be more restrictive of
personal information than in states with fewer notable persons. Whereas copyright may protect a
photograph, privacy laws protect a person’s likeness and image. So while a photo of Marilyn
Monroe, for example, may be in the public domain, the privacy statutes of California might prevent
anyone from using that photograph (and hence her likeness) for commercial advantage without the
permission of Monroe’s estate (EPIC, 2004).
Trademark law
Akin to copyright, but dealing with identifiable items related to business, short phrases, symbols, logos,
etc., trademarks are their own universe of intellectual property. Administered by the United States
Patent and Trademark Office, these marks may be maintained perpetually. As long as the trademark
owner uses the mark actively and defends it from falling into common use as a generic term (such as
what happened to the trade name of “Aspirin”) the mark may be reserved for the trademark owner.
Trademarks, just like copyrights, may be sold, traded, etc. Service marks, identifying services rather
than products, are also part of the body of trademarks (Legal Information Institute, 2004).
Public Domain
What is it?
A work not protected by copyright is considered to be in the public domain. A work can be missing
copyright protection in any of several ways.
Caveat: Just because a work has no notice of copyright does not mean that the work is in the public
domain. Since 1989, the fact that a work has no copyright notice should not be taken to mean that
the work is not protected by copyright. In fact, because the World Wide Web was created after
1978, most things you see on the WWW are protected by copyright unless they were created by
some entity forbidden to hold copyrights (such as U.S. government agencies) or are a verbatim
reprint of some public domain work such as old (pre-1923) literature. Some scholars also state on
their Web pages that works published there are in the public domain.
Related cases
Feist Publications, Inc. v. Rural Telephone Service Co., 499 U.S. 340 (1991)
In this case, a publishing company was collecting listings of names, addresses, and telephone
numbers to publish in a private telephone directory. The telephone company objected, contending
that the work was their creative property. The Court held that collections of facts, by themselves, are
not copyrightable, and that some modicum of creativity is required. A simple alphabetical arrangement
of names and telephone numbers was insufficient to qualify as “original.”
Fair Use
T he law—Title 17, United States Code, Public Law 94-553, 90 Stat. 2541, as amended—
gives citizens special exceptions to the strict legal copyright requirements. The
purpose of these limited exceptions to the exclusive rights of copyright holders is so that
knowledge and scholarship might advance. These special exceptions are called “fair use.”
Fair use, as defined in the law, has certain aspects that apply to everyone, and others that
apply only to certain classes of use, such as use in nonprofit schools.
Copyright law provides several instances in which reproduction of copyrighted items is
permissible. These exceptions to Section 106 (the section where the rights are defined) are
considered the “fair use exemptions” and are found in Section 107 of the law. This section is brief
enough to be reprinted here:
Notwithstanding the provisions of sections 106 and 106A, the fair use of a copyrighted
work, including such use by reproduction in copies or phonorecords or by any other means
specified by that section, for purposes such as criticism, comment, news reporting, teaching
(including multiple copies for classroom use), scholarship, or research, is not an infringement of
copyright. In determining whether the use made of a work in any particular case is a fair use the
factors to be considered shall include:
1. The purpose and character of the use, including whether such use is of a commercial
nature, or is for nonprofit educational purposes;
2. The nature of the copyrighted work;
3. The amount and substantiality of the portion used in relation to the copyrighted
work as a whole; and
4. The effect of the use upon the potential market for or value of the copyrighted work
(17 USC , §107).
These four factors are also known as the four tests of fair use. Basically what the law is
saying is that Congress intends to protect the rights of the author while still allowing legitimate
educational and research uses of copyrighted materials.
Fair use is the most misunderstood aspect of copyright law, at least as far as schools are concerned.
Misconception #1 — Schools can use any copyright protected materials they wish,
because they are schools.
Misconception #2 — Using materials is OK if you don’t make a profit.
Misconception #3 — Promoting someone’s work by distributing copies is
justification for free use.
Misconception #4 — Materials used “for the good of kids” absolves one of
copyright liability.
Fair use is a balancing act. The idea is to balance carefully the need for an author to protect
his right to exploit his work commercially (or privately), and the need for the public to have access
to the fruits of knowledge so we (the public) can advance scientific and creative endeavors. If
authors weren’t able to profit from their creations and discoveries, few would create or research.
However, in exchange for a limited time exclusive right, the author or discoverer must allow limited
use of the work so that others may build on the creation or discovery in an effort to increase human
knowledge. It is a noble effort, and one with which the courts struggle. To preserve as many of the
rights of each side of the equation as possible is a Herculean task.
What is it?
Fair use provisions of the copyright law grant users conditional rights to use or reproduce certain
copyrighted materials as long as the reproduction or use of those materials meets defined guidelines.
Fair use goes hand in glove with the intent of copyright “to promote the progress of Science and
Useful Arts.” As defined in the law, fair use balances the First Amendment free speech right with the
rights of the author to control the use of his copyrighted work.
Fair use is not a right given to educators or any other person. Fair use is a defense applied in
court to a charge of infringement. When a court considers a claim of fair use, it considers both the
rights of the user and the rights of the author. The burden of proving fair use falls to the educator
using the material, so thorough knowledge of copyright law and associated guidelines is essential for
librarians and educators using copyrighted works. As there is seldom a clear-cut fair use situation it
is incumbent upon the educator to know the conditions under which one may claim fair use.
Essence of work
The term “essence of the work” is often tossed about when discussing how much one may use under
the fair use defense. This term is used to explain a short segment of a work that embodies the spirit
of an entire work. A scene of a movie, or a phrase of a song, or a section of a book might all be
considered to represent the “message” or “spirit” of that work. If one uses something that embodies
the entire piece within a small segment, one has—in essence—used the entire work.
This concept may be explained with some examples. If you are aware of the book, Rosie’s
Walk (Aladdin, 1971), you will recall that the entire text of the book is spread across two pages at
the beginning. The rest of the book consists of pictures of Rosie the hen being pursued across the
barnyard by a fox, blithely ignorant that she is on his dinner agenda. The mishaps that befall the fox
in his pursuit of Rosie are featured in the pictures, but there is no text to describe what happens. So
if one were to copy the two textual pages from this 32-page book, you would have copied a small
portion of the book, yet you would have copied the text in its entirety! These two pages would easily
be considered the “essence” of the work.
An important Supreme Court case on this issue involved former U.S. President Gerald R.
Ford. President Ford, after he left office, wrote his autobiography entitled, A Time to Heal (Harper,
1979). His publisher, Harper & Row, negotiated an agreement with Time Magazine to publish an
excerpt from the book at or near the time of publication of the book. The excerpt was to cover the
section of the book in which former President Ford explained why he pardoned former President
Richard Nixon. This was a hot issue of the day, and much sought after information. Somehow, The
Nation magazine managed to get a copy of the unpublished manuscript, from which they published
a 300-word excerpt before the Time article could appear. This excerpt scooped Time’s article.
Harper & Row sued The Nation claiming they had violated the fair use provisions in
copyright law. The U.S. Supreme Court held that The Nation had, indeed, violated the copyright of
the work. They ruled that the 300 words chosen were sufficient to be considered “the essence of the
work” and that the use of unpublished material was significant in the assessment (Harper & Row,
Publishers, Inc. v. Nation Enterprises 471 U.S. 539 (1985)).
On the other hand, the Supreme Court held that the band 2 Live Crew could use a
substantial part of the song “Pretty Woman” in a parody of the song, so how much is “too much”
varies from case to case (Campbell v. Acuff-Rose Music, 510 U.S. 569 (1994)). Excessive copying can
only be determined after taking into account the other three factors and the circumstances as a
whole. Just remember that this is only one of four factors, so the use of a large portion of a work is
not always a completely disqualifying point. This case also cited the “transformative” nature of the
resulting work as significant in the analysis. A transformative work is one that puts the borrowed
material to a new or novel use.
In still another case, a schoolteacher copied 11 pages of a 24-page handout from another
teacher’s copyrighted work on cake decorating. The courts held that the 11 pages was too much of
the copied work to be classified as fair use, as well as the fact that the 11 pages comprised the most
important sections of the work copied. The new work also competed directly with the original since
both were educational for a similar audience (Marcus v. Rowley, 695 F.2d 1171 (9th Cir. 1983)).
Commercial use
Any commercial use of a work or portion of a work will yield a poor result on this factor (Crews,
Message 23, Oct. 26, 1998). For schools, that would mean any use that transfers money, even if there is
no net profit. For example, if you sell yearbooks, and you have used unlicensed/unpermissioned
copyrighted graphics in the yearbook, this use would be considered “commercial.” The same would
hold true if you are selling CDs of the band concert, or t-shirts with a cartoon on them, or any
other transaction involving copyright protected materials used without license or permission.
Misrepresentation
An important case to understand regarding “loss of value” is the Ticketmaster v. Microsoft case (Ticketmaster v.
Microsoft, United States District Court for the Central District of California, Civil Action Number 97-
3055DPP). In this case, Microsoft had created a link to the Ticketmaster ticket-ordering page, a page deep
within the Ticketmaster Web site. Ticketmaster sold advertising on its home page, but not on the pages deep
within its site. Ticketmaster and Microsoft had negotiated to have a relationship between the two companies
that would be represented by Ticketmaster links within a new Microsoft Web site, but negotiations had
broken down. Microsoft went ahead and made the link to the Ticketmaster ordering page, anyway.
Ticketmaster claimed that Microsoft was using the Ticketmaster trademark and logos without permission,
and implied a relationship that did not exist. Microsoft contended that the use of the link was fair use.
Works cited
Campbell v. Acuff-Rose Music (92-1292), 510 U.S. 569 (1994).
Crews, Kenneth. 1998. Bloomington, IN: Indiana University Online Copyright Tutorial.
Harper & Row, Publishers, Inc. v. Nation Enterprises, 471 U.S. 539 (1985).
Kelly v. Arriba Soft Corp., 280 F.3d 937 (9th Cir. 2002).
Marcus v. Rowley, 695 F.2d 1171 (9th Cir. 1983).
Netlitigation | Cases | Ticketmaster v. Microsoft. 1998. [Retrieved August 9, 2004 from]
http://www.netlitigation.com/netlitigation/cases/ticketmaster.htm
Smith, Margaret Kubiszyn. 2000. [Retrieved August 9, 2004 from] Gigalaw: Emerging
Legal Guidance on “Deep Linking.” http://www.gigalaw.com/articles/2000-all/
kubiszyn-2000-05b-all.html.
Ticketmaster v. Microsoft, United States District Court for the Central District of
California, Civil Action Number 97-3055DPP.
Print Materials
in Schools
B ecause the four factors cited in Section 107 were less than clear, representatives of affected
education and publishing groups met to work out much more specific explanations of the
law. The result was endorsed by Congress when it was read into the Congressional Record. These
Congressional Guidelines (1976) <http://www.musiclibraryassoc.org/Copyright/guidebks.htm>,
as they are called, are not law, per se, but they were written to indicate legislative intent and are used
as benchmarks against which copyright infringement is gauged. The guidelines state minimum
standards of fair use; certain other types of copying may be permitted. Exactly what those other
types of copying are and how much is tolerated would vary depending on the judge and jury
hearing the case. Yes, the final arbiter of what is permitted is a court of law. While you might be
convinced that the pages you plan to copy fall under the fair use exemption, the copyright owner
may have entirely different views. The most conservative line is generally safe, whereas straying very
far afield of these guidelines is an open invitation to litigation. One might make an analogy to
driving. Going 31 miles per hour in a 30-mile-per-hour zone probably wouldn’t merit a ticket, but
going 50 miles per hour in the same zone would likely alert even the most laid-back patrolman. In a
school situation, sometimes one is more comfortable giving teachers and students clear directions
and numbers on which to judge appropriate behavior. These Congressional guidelines do just that—
provide specific limits to acceptable behavior.
These guidelines were developed primarily for print materials, because print material was
predominant in 1976 when the guidelines were written. While there are specific limits and restrictions
based on the format of material, there are also some general tests imposed on all educational uses of
copyrighted works. These tests are more concrete and easier to apply to educational and library copying
than are the fair use factors. The additional tests are those of brevity (defined by specific lengths and
numbers of items), spontaneity (see following questions), and cumulative effect.
There should be an affirmative answer to both of the following questions before a claim of fair use
may be made under these guidelines:
1. (or display) is at the instance and inspiration of the individual teacher, and
2. The inspiration and decision to use the work and the moment of its use for
maximum teaching effectiveness are so close in time that it would be unreasonable to
expect a timely reply to a request for permission.
*****
"Se taisi tulla vähän niinkuin kesken?" kysyy mies kätilöltä, johon
tämä vastaa:
*****
Ja lapsi kastettiin Heikiksi.
Mutta Helmi ei tahdo. Eihän hänellä ole muuta työtä kuin tämä ja
hän joutaa hyvinkin valvoa. Aina sitä päivisin on tilaisuus tunniksi tai
pariksi ummistaa silmänsä.
*****
Mitä Heikki tekisi, jos tietäisi? Helmi ei osaa sitä kuvitella, hän
ummistaa silmänsä pelkälle ajatuksellekin. Mutta hän tahtoo olla
Heikille vielä nöyrempi ja kuuliaisempi vaimo kuin tähän asti.
Näkeehän hän ja tunteehan hän joka hermollaan, että Heikki
rakastaa häntä. Niin, mutta se toinen rakasti myöskin ja hänen on se
lapsi, joka hengittää tuolla kopassaan.
"Hyvä Luoja", ajattelee Helmi, "onhan tässä jo rangaistusta
tarpeeksi ja vielä tulee sekin päivä, jolloin voin tunnustaa Heikille
kaikki."
"Hä, jumalaut…!"
*****
"Niin kai."
"Mutta eikö teissä herättänyt ihmettelyä, että hän oli niin valmis
tulemaan teille?"
"Luulin — tai uskoin, olin niin tyhmä, — että hänkin rakasti minua.
Katsokaa, herra tohtori, vuosikausia, vuosikausia olin häntä katsellut
ja ajatellut saamatta suutani auki. Ja tämän minä nyt sain."
"Ei minun! Kenen sitten? Mikä kakara tahansa voi osoittaa minua
sormellaan ja sanoa naudaksi."
Suontaan Heikki muisti nyt yhtäkkiä jotakin, kaiken sen, mitä oli
tapahtunut silloin kun hän ensi kerran kävi Helmin yliskamarissa.
Hänen ajatuksensa menivät sekaisin ja hänen verensä joutuivat
kiihdyksiin. Suonet tykyttivät ja poskille nousi polttava puna, hän
aikoi sanoa jotakin, mutta tohtori ehätti ennen häntä.
"Kun te menitte naimisiin", kysyi hän, "niin kummanko rakkauden
varaan te sen perustitte, omaanne vaiko vaimonne?"
"Niin", jatkoi hän, ottaen lakkinsa, "mikä tuomari minä olen. Kun
hänellä on se poika silmäinsä edessä, niin se muistuttaa häntä yhtä
paljon minusta kuin siitä menneestäkin. Ja minähän sen pojan
tahdoin tehdä… Sanokaa vaimolleni, että minä puolestani en halua
häntä olleesta muistuttaa."
*** END OF THE PROJECT GUTENBERG EBOOK SAAREN HELMIN
KUNNIA ***
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